Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

1

MPID Clearing No. Name

Muni Clearing

AABT 5231 ABN Amro Chicago Corporation Bond Trading TFT

AALC 0226 Thrivent Investment Management, Inc. CNS

ABAI 0309 Abacus Investments, Inc. CNS ABAS 0226 Conover Securities Corporation CNS ABLE 0031 Natixis Securities Americas LLC CNS ABPI 0235 Allied Beacon Partners, Inc. CNS

ABYL 0226 North Star Investment Services, Inc. CNS

ACAD 0352 Academy Securities, Inc. CNS ACBD 0443 American Century Brokerage, Inc. CNS ACCP 0158 Aegis Capital Corp. CNS ACCU 0158 AltaCorp Capital (USA) Inc. CNS ACGP 0235 Andes Capital Group, LLC CNS ACLP 0235 Alexander Capital, L.P. CNS ACSL 0226 FinTrust Brokerage Services, LLC CNS ACTI 0443 Activner Securities, Inc. CNS ADAK 0052 Adirondack Trading Group, LLC CNS ADAM 0352 Canaccord Genuity Inc. CNS

ADFG 0235 American Diversified Financial Group, LLC CNS

ADKT 0309 Adirondack Trading Group LLC CNS ADSO 0141 Prospera Financial Services CNS ADVA 0052 Advanced Equities, Inc. CNS AEGC 0512 Aegis Capital Corp. CNS AEGS 0750 Aegis Investments, Inc. CNS AFCO 0284 Fried (Albert) & Company, LLC CNS AFGI 0352 Access Financial Group, Inc. CNS AFGL 0161 Atlas One Financial Group, LLC CNS AFGR 0052 Avenir Financial Group, Inc. CNS AFGT 0279 Ambassador Financial Group, Inc. CNS AFIN 0226 All Funds, Inc. CNS AGCP 0235 Aegis Capital Corp. CNS AGIS 0235 Aegis Capital Corp. CNS AGSS 0443 Great American Advisors, Inc. CNS AHBI 0352 Abner, Herrman & Brock, Inc. CNS AHSI 0141 American Heritage Securities, Inc. CNS AIAI 0226 LTC Investment Services, Inc. CNS AICO 0352 Arcadia Investment Corp. CNS AIGF 0443 Sagepoint Financial, Inc. CNS AIGI 0279 American Investors Group CNS AIGN 0226 Sagepoint Financial, Inc. CNS AIRS 0309 Hand Securities, Inc. CNS

AISG 0235 American Independent Securities Group, LLC CNS

AJCO 0443 Alexandra & James Co. CNS AKGS 0141 Alliance Financial Group, Inc. CNS ALAC 0309 Alamo Capital CNS ALAD 0235 Alliance Advisory & Securities, Inc. CNS ALEN 0141 Allen & Company of Florida, Inc. CNS ALIN 0309 Alanar Incorporated CNS

ALIS 0235 Alexander Investment Services Co. CNS

ALLE 0226 Alleghany Investments Inc. CNS

ALLU 0750 Alluvion Securities, LLC CNS

AMBB 0141 Allen, Mooney & Barnes Brokerage Services, LLC CNS

AMGN 0443 American General Securities Incorporated CNS

AMIC 0226 L.S.Y., Inc. CNS AMMI 0443 AM&M Investment Brokers, Inc. CNS AMMS 0141 American Municipal Securities Inc. CNS AMNN 0443 American Network Securities Corp. CNS AMTD 0188 Ameritrade, Inc. CNS ANBF 0309 ANB Financial Group LLC CNS ANDG 0235 Garrett (Andrew) Inc. CNS ANOV 0750 Anovest Financial Services, Inc. CNS ANSR 0443 Anderson & Strudwick, Inc. CNS ANZS 0443 ANZ Securities, Inc. CNS APEX 0443 Rice Financial Products Company CNS APFS 0443 America's Portfolio's CNS APTO 0103 Apto Partners, LLC CNS

AQUA 7310 Cantor Fitzgerald & Co./Aqua Securities, L.P. CNS

ARBI 0443 Aufhauser Securities, Inc. CNS ARCH 0226 Investacorp, Inc. CNS ARGA 0443 Auriga USA, Inc. CNS ARIV 0309 Arive Capital Markets LLC CNS ARKA 0443 ARKA Securities, Inc. CNS ARTI 0388 Arbor Research & Trading, Inc. CNS ARVS 0141 Arvest Investments, Inc. CNS ASCR 0595 Ascendiant Capital Markets, LLC CNS ASEL 0370 Tradition Asiel Securities, Inc. CNS ASGI 0235 Alton Securities Group Inc. CNS ASKR 0141 Askar Corp. CNS

ASOI 0226 Associated Investment Services, Inc. CNS

ASPN 0309 Aspen Equity Partners, LLC CNS ASTI 0226 AST Investor Services LLC CNS ATGP 0226 Agency Trading Group, Inc. CNS

ATKC 0141 Strand Atkinson Williams & York, Inc. CNS

ATPA 0161 Concept Capital Markets, LLC CNS

ATTR 0235 Atlantic Trading Partners Incorporated CNS

AUDO 0418 Audobon Securities, Inc. CNS AURA 0750 Aura Financial Services, Inc. CNS AURC 0052 Aurora Capital LLC CNS AVEN 0226 Aventura Securities, LLC CNS AVIA 0443 Avian Securities, LLC CNS AVIL 0226 Avila Capital Markets, Inc. CNS AVML 6704 AVM, L.P. TFT AVON 0226 Avondale Partners, LLC CNS AXAA 0075 AXA Advisors, LLC CNS AXCB 0443 Access Securities, Inc. CNS AXIO 0352 Axiom Capital Management, Inc. CNS AYME 0052 Martinez-Ayme Securities CNS AZAD 0750 Alzaid Financial Services, Inc. CNS BAIN 0279 Bankers & Investors Co. CNS BAKR 6069 James Baker & Associates, L.P. TFT BALL 0443 Ballew Investments, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

2

BANF 0443 Banif Securities Inc. CNS BANK 0701 Cetera Investment Services LLC CNS BAQP 0443 Burke & Quick Partners LLC CNS

BARD 0547 Baird (Robert W.) & Co., Incorporated CNS

BARR 0226 Barrett & Company CNS BAUM 0129 Baum (George K.) & Co. TFT BBBI 0443 Bluebid Brokerage, LLC CNS BBCC 0750 BankersBanc Capital Corporation CNS BBGC 0235 Graham (B.B.) & Company CNS BBID 6409 Bankers Bank TFT BBII 0235 Sierra Equity Group Ltd. CNS

BBNI 0443 Performance Trust Capital Partners, Inc. CNS

BBNT 0702 BB&T Securities, LLC CNS BBTT 0702 BB&T Investment Services, Inc. CNS

BCAP 7256 Barclays Capital, Inc./Fixed Income CNS

BCCS 0443 BAC Florida Investments Corp. CNS BCLE 0229 Barclays Capital, Inc./LE CNS BCLT 0309 Barton Creek Ltd. CNS BCMI 0235 Blackwall Capital Markets, Inc. CNS BCMR 0443 BBVA Investments Inc. CNS BCOM 0235 Baker & Co., Incorporated CNS BCPI 0309 GVC Capital LLC CNS BCRK 0309 Bear Creek Securities, LLC CNS BCSB 0352 Blue Capital Securities, Inc. CNS BCZC 0443 Ziegler (B.C.) & Company CNS BDDK 0226 BondDesk Trading LLC CNS BDIR 0352 Jefferies & Co., Inc. CNS BDON 0750 Bond One, LLC CNS BDST 0352 Broad Street Securities CNS BDTR 0226 Bonddesk Trading, LLC CNS

BEAF 0235 Beaconsfield Financial Services, Inc. CNS

BEAL 0443 Beal (M.R.) & Company CNS BEAR 0352 J.P. Morgan Securities, Inc. CNS BECS 0443 Becker & Suffern Ltd. CNS BEJJ 0052 Benjamin & Jerold Brokerage, Inc. CNS

BELO 0052 Beloyan Investment Securities, Inc. CNS

BELS 0352 Bel Air Securities LLC CNS BEMC 0235 Berghoff & Company, Inc. CNS

BERM 0443 Bermuda Investment Advisory Services CNS

BERN 0013 Bernstein (Sanford C.) & Co., Inc. CNS BEST 0352 J.P. Morgan Securities, Inc. CNS BFEW 0443 Bill Few Associates, Inc. CNS

BFFI 0226 Berthel, Fisher & Company Financial Services, Inc. CNS

BFSL 0235 Briggs-Ficks Securities, LLC CNS BGCF 0537 BGC Financial, L.P. CNS BGHT 0141 Brighton Securities Corp. CNS BGIA 0226 Biondo Asset Management LLC CNS BGIS 0352 BlackRock Execution Services CNS BGSG 0226 CBIZ Financial Solutions, Inc. CNS BHII 0443 Belle Haven Investments, LP CNS

BHKS 0141 BHK Securities, LLC CNS BHLP 0226 Belle Haven Investments, LP CNS BHSE 0309 The Bond House CNS BICA 0443 Beacon Investment Company CNS BIDS 0161 BIDS Trading L.P. CNS BIGS 0352 PCBB Capital Markets, LLC CNS

BIGZ 0443 Brownstone Investment Group, LLC CNS

BIMI 0136 Banca IMI Securities Corp. CNS BISH 0226 Bishop, Rosen & Co., Inc. CNS BJCM 0750 Essex Securities LLC CNS BJRC 0235 Cascade Investment Group, Inc. CNS BKCM 0443 BNY Capital Markets Inc. CNS

BKFC 0141 Broker Dealer Financial Services Corp. CNS

BKRT 0235 Buckman, Buckman & Reid, Inc. CNS BKVW 0443 Brookview Capital LLC CNS BLAY 0443 Bley Investments Group, Inc. CNS BLCK 7031 Black (James I.) & Co. CNS BLKB 0642 Blackburn & Company CNS BLNI 0226 Ameritas Investment Corp. CNS

BLNS 0309 Braymen, Lambert and Noel Securities, Ltd. CNS

BLPC 0279 Butler Larsen Pierce & Company, Inc. CNS

BLTN 0235 Bolton Securities Corporation CNS BLTS 0443 Bulltick Securities, Inc. CNS BMAC 0052 BMA Securities CNS

BMCB 0103 Backstrom McCarley Berry & Co., LLC CNS

BMKS 0309 Benchmark Securities LLC CNS BMRK 0235 Benchmark Investments, Inc. CNS BMSA 0443 Mariva Capital Markets, LLC CNS BMUR 0443 Brean Capital, LLC CNS

BNBB 0443 Bellamah, Neuhauser & Barrett, Inc. CNS

BNCH 0352 Benchmark Company, LLC (The) CNS BNDI 0443 Bernardi Securities, Inc. CNS BNDS 0443 Bonds.com, Inc CNS BNKS 0141 FIG Partners, LLC CNS

BNMI 0226 Bozarth, Newton & Murphy Securities, Inc. CNS

BNPS 2154 BNP Paribas Securities Corp. CNS BNYN 0226 Banyan Securities, LLC CNS BOBO 0235 Penates Group Inc. CNS

BOFA 0773 Merrill Lynch, Pierce, Fenner & Smith Incorporated/Fixed Income CNS

BOKF 6757 BOSC, Inc. TFT BOKI 0443 BOSC, Inc. CNS BOKL 6752 Bank of Oklahoma, N.A. TFT BOLL 0309 Bodell Overcash Anderson & Co. CNS BOSC 0141 Boenning & Scattergood, Inc. CNS BOTZ 0052 Botzum (C.A.) & Company CNS BOYR 0443 Mark Boyar & Co., Inc. CNS BOYS 0226 Financial Advisers of America, LLC CNS BPAT 0443 Baird Patrick & Co., Inc. CNS

BPBI 2154 BNP Paribas Prime Brokerage, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

3

BPCO 0750 Blount Parrish & Co., Inc. CNS

BPSG 0443 Gleacher & Company Securities, Inc. CNS

BPWP 0226 Buttonwood Partners, Inc. CNS BRBR 0279 Brown & Brown Securities, Inc. CNS BRCY 0443 BCP Securities, LLC CNS BRGE 0052 Newbridge Securities Corporation CNS BRGI 0235 Advanced Asset Trading, Inc. CNS BRIL 0352 Brill Securities, Inc. CNS BRIT 0226 Brittingham, Inc. CNS

BRKE 0443 Birkelbach Investment Securities, Inc. CNS

BRLI 0226 Brown, Lisle/Cummings, Inc. CNS

BRMF 0158 First Bermuda Securities (BVI), Ltd. CNS

BRNK 0226 Brinker Capital Securities Corp. CNS BRNM 0352 Burnham Securities Inc. CNS BRNT 0235 Brent (H.D.) & Company, Inc. CNS

BRRR 0352 Barrington Research Associates, Inc. CNS

BRSA 0103 Boursa Investments CNS BRSE 0226 Bradesco Securities, Inc. CNS BRST 0443 Braver Stern CNS BRVL 0443 Blaylock Robert Van, LLC CNS BSAZ 0103 Berry Shino Securities, Inc. CNS BSCO 0750 Brookshire Securities Corporation CNS BSEC 0141 Brown Advisory Securities, LLC CNS BSIN 0418 Bedford Securities, Inc. CNS

BSIS 0443 Bancorpsouth Investment Services, Inc. CNS

BSSC 0352 J.P. Morgan Clearing Corp. CNS BSTO 0443 Banesto Securities, Inc. CNS BTIX 0352 BTIG, LLC CNS BTSI 0595 B&T Securities, Inc. CNS

BUCK 0226 Buckingham Research Group Incorporated (The) CNS

BUEL 0443 Buell Securities Corp. CNS

BURK 0141 Burke, Lawton, Brewer & Burke, LLC CNS

BUZZ 0141 Heidtke & Company, Inc. CNS BVCM 0443 Unicredit Capital Markets, Inc. CNS BVIS 0235 BestVest Investments, Ltd. CNS BWEL 0443 Barclays Capital, Inc. CNS BWEX 0595 Birchwood Securities Corp. CNS BWNA 0235 Brown Associates, Inc. CNS BYAI 0226 Brecek & Young CNS BZPI 0443 BPU Investment Management Inc. CNS

BZTN 0141 Alliant Securities, Inc. Turner, Nord, Kienbaum CNS

BZYE 0501 Goldman Sachs Execution & Clearing, L.P. CNS

CABA 0161 Cabrera Capital Markets, Inc. CNS CABR 0443 Cabrera Capital Markets, Inc. CNS

CAFS 0443 CommunityAmerica Financial Solutions, LLC CNS

CAGI 0279 Crescent Securities Group, Inc. CNS CALL 0309 Callaway Financial Services, Inc. CNS

CALT 0279 Calton & Associates, Inc. CNS CAMC 0052 Cambria Capital, LLC CNS

CAMS 0443 Comprehensive Asset Management and Servicing, Inc. CNS

CANR 0103 Cantone Research, Inc. CNS CANT 0696 Cantor Fitzgerald & Co. TFT CAPB 0750 Capital Investment Brokerage Inc. CNS CAPE 0279 Cape Securities, Inc. CNS CAPG 0750 Capital Investment Group, Inc. CNS CAPI 0443 Capital Analysts Inc. CNS CAPT 0512 Capital Path Securties CNS CARC 0702 Carolina Capital Markets, Inc. CNS CARL 0443 Base Securities LLC CNS CART 0443 Carty & Company, Inc. CNS CARY 0141 Cary Street Partners LLC CNS

CATC 0443 Chicago Analytic Trading Company, LLC CNS

CATE 0235 Carter, Terry & Company, Inc. CNS CBAL 0443 Access Securities, Inc. CNS CBCI 0443 Cain Brothers & Company, LLC CNS

CBEV 0226 City National Bank, Beverly Hills, California CNS

CBFG 0750 CBG Financial Group, Inc. CNS CBII 0443 Wesbanco Securities, Inc. CNS CBIN 0443 Compass Brokerage, Inc. CNS CBOL 0226 Mutual Securities, Inc. CNS CBSS 2483 Compass Bank TFT CBTD 0226 Synovus Securities Inc. CNS CCBI 6744 Country Club Bank, Kansas City TFT CCCM 0352 Concept Capital Markets, LLC CNS CCMC 0443 CommerzeBank Capital Corp. CNS CCSS 0443 Crown Capital Securities, L.P. CNS CDSO 0750 Cert Direct Securities Inc. CNS CENT 0750 Central Securities, LLC CNS CEON 0352 Rice, Voelker LLC CNS CERS 0226 Ceros Financial Services, Inc. CNS CESI 0235 Cressman Esser Securities, Inc. CNS

CFCO 7311 Cantor Fitzgerald & Co./Debt Capital Markets CNS

CFCS 0501 Cantor Fitzgerald & Co. CNS CFDI 0235 CFD Investments CNS CFGM 0235 Trustmont Financial Group, Inc. CNS CFGO 0161 CF Global Trading, LLC CNS CFGT 0161 CF Global Trading, LLC CNS

CFII 0352 Consolidated Financial Investments, Inc. CNS

CFIN 0309 Chelsea Financial Services CNS CGAT 0443 Cadaret, Grant & Co., Inc. CNS CGCO 0443 CG Compass (USA) LLC CNS CGLN 0103 Coughlin & Co., Inc. CNS CHAS 0164 Charles Schwab & Co., Inc. CNS CHBC 0161 Cheevers & Company Inc CNS CHCH 0352 Churchill Financial LLC CNS CHCK 0352 Chickasaw Securities, LLC CNS CHDA 0141 Chapin, Davis CNS CHHS 0141 Harris (Chester) & Co., Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

4

CHIL 0352 Chilian Partners L.P. CNS CHLM 0161 Craig-Hallum Capital Group, LLC CNS CHNR 0235 Chauner Securities, Inc. CNS

CHPP 0624 Tullett Prebon Financial Services LLC CNS

CHSI 0187 J.P. Morgan Securities LLC CNS CHTS 0279 Chatsworth Securities LLC CNS

CICI 0443 Commerce Bank Investment Services, Inc. CNS

CICL 0141 Carolinas Investment Consulting, LLC CNS

CIIV 0052 Corporate Investments Group Inc. CNS CINV 0158 Corporate Investments Group Inc. CNS

CIRI 0443 Cambridge Investment Research, Inc. CNS

CISC 0279 Caldwell International Securities Corporation CNS

CISI 0352 Chase Investment Services Corp. CNS CIST 0161 Capital Institutional Services, Inc. CNS CISV 0226 Citizens Investment Services Corp. CNS CITA 0443 Citation Financial Group, L.P. CNS CITY 0141 City Securities Corporation CNS CLAN 0284 Clancy Financial Services, Inc CNS CLAY 0309 Charleston Capital Corporation CNS CLCI 0052 Clayton, Lowell & Conger Inc. CNS CLKS 0100 Clarkson Capital Markets TFT CLLC 0226 Curran Advisory Services, LLC CNS CLLN 0226 Carillon Investments, Inc. CNS CLRK 0235 Clark Dodge & Co., Inc. CNS CLRT 6783 Arbor Research & Trading, LLC TFT CLSI 0279 Caprock Securities, Inc. CNS CLSS 0443 Cabot Lodge Securities LLC CNS

CLYM 0526 Guggenheim Funds Distributors, LLC CNS

CLYN 0443 Carlin Equities LLC CNS CMCA 0443 Comerica Securities CNS CMCE 0226 Commerce Brokerage Services CNS CMGT 0235 Country Capital Inc. CNS

CMMB 2781 U.S Bank N.A./U.S. Bank Municipal Securities Group CNS

CMMC 0279 Cooper Malone McClain Inc. CNS CMMW 0226 Commonwealth Financial Network CNS CNBS 6707 CNBS, LLC TFT

CNCD 0235 Concorde Investment Services, LLC CNS

CNFI 0443 Centaurus Financial Inc. CNS CNFR 0443 Conifer Securities, LLC CNS CNSI 0226 City National Securities Inc. CNS COAK 0197 CastleOak Securities, L.P CNS COAS 0141 Coastal Equities, Inc. CNS COBR 0141 Coburn & Meredith, Inc. CNS

COFS 0309 Colorado Financial Service Corporation CNS

COHI 0226 High Point Capital Group, Inc. CNS COHN 0235 Cohen Bros. & Company CNS COLL 0235 Collins & Co. CNS COLS 0279 Colonial Securities Inc. CNS

CONF 0235 Conservative Financial Services, Inc. CNS

CONS 0141 Consultiva Securities, Inc. CNS

CONT 0279 Continental Investors Services, Inc. CNS

COOR 0141 Coordinated Capital Securities, Inc. CNS

CORR 0052 COR Clearing LLC CNS COSE 8153 Cosse International Securities Inc. CNS COST 0443 Coastal Securities L.P. CNS COWN 0226 Cowen & Company, LLC CNS COWP 0226 Cowen & Company, LLC CNS COWX 0161 Cowen and Company, LLC CNS COYL 0235 Coyle Securities LLC CNS CPAM 0141 Capital Securities of America, Inc. CNS CPCS 0052 CP Capital Securities CNS CPGL 0226 Continuity Partners Group, LLC CNS CPLC 0235 Cova Capital Partners LLC CNS CPMI 0352 Capital Portfolio Management Inc. CNS CPPM 0443 Coker & Palmer CNS CPSL 0750 Charter Pacific Securities, LLC CNS CQSI 0443 Capitalquest Securities, Inc. CNS CRBY 0226 Corby Capital Markets, Inc. CNS CRDL 0235 Cardinal Investments Inc. CNS CRED 0443 Credicorp Securities, Inc. CNS

CREF 0443 TIAA-CREF Individual and Institutional Services, LLC CNS

CREW 5158 Crews & Associates, Inc. CNS CRII 0443 CRI Securities Inc. CNS CRIS 0443 Caris & Company, Inc. CNS CRON 0443 Cronin & Co., Inc. CNS CRPT 0443 Cross Point Capital LLC CNS CRRT 0443 Brean Murray, Carret & Co., LLC CNS CRTC 0443 CRT Capital Group, LLC CNS CRTG 0387 CRT Capital Group LLC CNS CRTH 0443 Corinthian Partners, LLC CNS CRTS 0226 CertusSecurities, Inc. CNS CSCB 0161 Computershare Securities Corp. CNS

CSCM 0443 Central States Capital Markets, LLC CNS

CSCV 0702 Capitol Securities Management, Inc. CNS

CSFL 6770 CenterState Bank of Florida, N.A. TFT CSIB 0443 RBC Centura Securities, Inc. CNS

CSIC 0226 Capital Securities Investment Corporation CNS

CSII 0443 Commonwealth Securities and Investments, Inc. CNS

CSIN 0235 Capital Select Investment CNS

CSMI 0443 Capitol Securities Management, Inc. CNS

CSMR 0226 Casimir Capital, L.P. CNS CSMS 0161 Cornerstone Macro LLC CNS CSNT 0309 Crescent Securities Group, Inc. CNS CSOA 0443 Clearing Services of America CNS CSPA 0226 Credit Suisse Private Advisors CNS

CSPD 0197 Cantor Fitzgerald & Co. - Cantor Clearing Services CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

5

CSPI 0235 Capital Synergy Partners CNS CSTI 0352 Canaccord Genuity Securities LLC CNS CTBK 0279 Central Trust Bank CNS CTLA 0226 Cantella & Co., Inc. CNS

CTNL 0141 Centennial Securities Company, LLC CNS

CTRD 0595 Choice Trade CNS CTSC 0443 Creditex Securities Corporation CNS CUEF 0443 Cue Financial Group, Inc. CNS CUFT 0226 Frost Brokerage Services, Inc. CNS CURR 0352 Curren & Company CNS CUSO 0443 CUSO Financial Services, L.P. CNS CUTT 0141 Cutter & Company Brokerage, Inc. CNS CVBR 0388 CV Brokerage Inc. CNS CWAA 0443 Constellation Wealth Advisors LLC CNS CWEI 0443 Cantor, Weiss & Friedner, Inc. CNS CWMK 0438 CIBC World Markets Corp. CNS DADA 0361 Davidson (D.A.) & Co. Inc. CNS DAGH 0443 Daugherty Cole, Inc. CNS DAII 0235 Alexander (Don) Investments, Inc. CNS DAIN 0235 RBC Capital Markets Corporation CNS

DAKO 0052 Dakota Securities International, Inc. CNS

DALE 0443 America Northcoast Securities, Inc. CNS

DARA 0235 Darwood Associates, Inc. CNS DAVA 0715 Davenport & Company LLC CNS DAVE 0344 Diamant Investment Corp. CNS DAVI 0226 Shelby Cullom Davis & Co., LP CNS DAVS 0103 Davis Securities LLC CNS DAVW 0309 Seidel & Shaw, LLC CNS

DAWA 0647 Daiwa Capital Markets America Inc. CNS

DBAB 0573 Deutsche Bank Securities Inc. CNS DBIB 0573 Deutsche Bank Securities Inc. CNS DBKS 0573 Deutsche Bank Securities Inc. CNS DBMC 0725 McKenna (D.B.) & Co., Inc. CNS DBPC 0443 Deutsche Bank Securities Inc. CNS DCAN 0279 Duncan (R.M.) Securities Inc. CNS DCSD 0235 Dain Correspondent Services CNS DCVL 0501 Dart Executions, LLC CNS DEAN 0015 Morgan Stanley Smith Barney LLC CNS DEFA 0443 Jefferies LLC CNS DELA 0443 Delafield & Hambrecht, Inc. CNS DEMF 0443 Dempsey Financial Network CNS DENI 0279 H.C. Denison Co. CNS DETF 0501 Dart Executions, LLC CNS

DFWM 0226 Detwiler Fenton Wealth Management Inc CNS

DGLS 0443 Douglas & Co. Municipals CNS DHAN 0443 Hancock Securities Group, LLC CNS DHCO 0235 David Harris & Co., Inc. CNS DHLN 0235 Equinox Group Distributors, LLC CNS DIDI 0443 DXS Investment Distributors, Inc. CNS DILG 0279 Dillon Gage Securities Inc. CNS DIVA 0103 Divine Capital Markets, LLC CNS DJST 0443 D.J. St Germain Co., Inc. CNS

DKEI 0141 Dale K. Ehrhart, Inc. CNS DLAE 5144 Lerner (David) Associates, Inc. CNS DLNY 0052 Delaney Equity Group LLC CNS DLSC 0309 DLS Capital Partners, Inc. CNS DLSI 0226 Dempsey Lord Smith, LLC CNS DLTA 0161 Dealerweb Inc. CNS DMKC 0141 Kelley (D.M.) & Co. CNS DNWL 0443 Duncan & Williams, Inc. CNS DOFT 0443 Doft & Co., Inc. CNS DOMI 0309 Dominion Investor Services Inc. CNS DOMK 0443 Dominick & Dominick, Inc./CDS CNS DORS 0141 Dorsey & Co. Inc. CNS DOTC 0352 Dougherty & Company LLC CNS DOVE 0226 Securities Equity Group CNS DPAA 0235 Palmieri (Angnardo) & Co., Inc. CNS DRAT 0571 Dratel Group, Inc. (The) CNS DREX 0443 Drexel Hamilton, LLC CNS DSGG 0226 DMG Securities, Inc. CNS DSTC 0626 DST Market Services, LLC CNS DSTR 0443 Destra Capital Investments LLC CNS DTAP 0161 Direct Trading Institutional LP CNS DTII 0141 Delta Trust Investments, Inc. CNS DVNE 0443 Marco Polo Securities Inc. CNS DWFN 0443 DeWaay Financial Network, LLC CNS

EAMC 0352 Empire Asset Management Company CNS

EAST 6742 Eastern Bank Capital Markets TFT EBRD 0103 Earlybird Capital, Inc. CNS EBXL 0161 EBX LLC CNS

ECUT 0100 ConvergEx Execution Solutions LLC TFT

EDFC 0388 ED& F Man Capital Markets Inc. CNS EDIR 0235 EDI Financial, Inc. CNS EDJO 0057 Jones (Edward D.) & Co. CNS EDLR 0103 De La Rosa (E.J.) & Co., Inc. CNS EFGC 0352 EFG Capital International CNS EHSC 0161 Smith (E.H.) Jacobs & Co., Inc. CNS EKRI 0141 Riley (E.K.) Investments, LLC CNS ELEV 0161 Elevation, LLC CNS

ELSH 0052 Elish & Elish Brokerage and Research CNS

ELTD 0161 Elevation LLC CNS EMET 5234 Emmet & Co., Inc. TFT

EMOC 0750 Magnus (E.) Oppenheim & Co., Inc. CNS

EMPR 0279 Selkirk Investments, Inc. CNS EQNX 0052 Equinox Securities, Inc. CNS EQSV 0226 Equity Services, Inc. CNS EQUA 0443 Equitas America, LLC CNS ESFS 0443 E.S. Financial Services, Inc. CNS ESPP 0443 Esposito Securities, LLC CNS ESTR 0309 Estrada Hinojosa & Co. CNS ESUS 0443 Evolution Securities US Inc, CNS ETCB 0052 ETC Brokerage Services, LLC CNS ETCL 0385 E*Trade Clearing, LLC CNS ETRF 0161 G1 Execution Services, LLC CNS ETRS 0385 E*Trade Securities, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

6

EURP 0226 Euro Pacific Capital, Inc. CNS EVER 0226 Evertrade Direct Brokerage, Inc. CNS EVOL 0226 Evolve Securities, Inc. CNS EVRS 0052 E1 Asset Management, Inc. CNS EWIN 0226 E-W Investments, Inc. CNS

EXCS 0443 Excel Securities and Associates, Inc. CNS

EXCU 0443 XCU Capital Corp. CNS EXTF 0235 Wynston Hill Capital, LLC CNS FACA 0443 Financial Assets Corporation CNS FAFT 0161 Factfet Systems, Inc. CNS FALC 0103 Falcon Square Capital, LLC CNS FALK 0235 Steven L. Falk & Associates CNS FAMI 0235 First American Municipals, Inc. CNS FAMS 0279 First American Securities CNS FAMV 0226 Family Investors Co. CNS FANC 0052 Finance 500, Inc. CNS FARA 0103 Farina & Associates, Inc. CNS FAST 0352 First Allied Securities Inc. CNS FATS 0443 First Brokers Securities LLC CNS FBAL 0226 First Brokerage America, LLC CNS

FBCO 0355 Credit Suisse Securities (USA) LLC CNS

FBLC 0161 Freimark Blair & Co., Inc. CNS FBLT 0750 First Ballantyne, LLC CNS FBNW 0418 Floor Broker Network Inc. CNS

FBPC 0443 Credit Suisse Securities (USA) LLC CNS

FBPR 0750 First Bank Puerto Rico Securities, Corp. CNS

FBRC 0352 Friedman, Billings, Ramsey & Co., Inc. CNS

FBSB 0280 U.S. Bancorp Investments Inc. TFT FBTI 0443 FBT Investments, Inc. CNS

FCBI 6755 First Commercial Bank of Birmingham, Alabama TFT

FCCP 0141 First Clearing LLC CNS FCFP 0141 First Citizens Financial Plus, Inc. CNS FCGA 0226 FCG Advisors LLC CNS

FCIT 0443 First Citizens Investor Services, Inc. CNS

FCML 0279 FNBB Capital Markets, LLC CNS FDMI 0571 Freedom Investments, Inc. CNS FDSC 0158 1st Discount Brokerage, Inc. CNS FDSI 0141 First Dallas Securities, Inc. CNS

FEDE 0226 Detwiler, Mitchell, Fenton & Graves, Inc. CNS

FESI 0443 First Empire Securities, Inc. CNS FFCB 0235 Forefront Capital Markets LLC CNS FFCI 0443 Frontier Financial Consultants, Inc. CNS FFCM 0235 Forefront Capital Markets LLC CNS FFPS 0443 FFP Securities CNS FGCC 0226 1st Global Capital Corp. CNS FGCS 0595 FGC Securities, LLC CNS

FGIC 0226 Financorp Group International Corp. CNS

FGOE 0226 First Georgetown Securities, Inc. CNS FHCI 0443 First Heartland Capital, Inc CNS

FHON 0235 First Honolulu Securities Inc. CNS FIAF 0443 Florida Investment Advisers CNS FIBS 0226 Fidelity Brokerage Services LLC CNS

FICP 0443 Fixed Income Capital Partners, LLC CNS

FIFS 0309 First Independent Financial CNS FILL 0352 Tradestation Securities, Inc. CNS FINC 0443 Financial Counseling Corporation CNS FINF 0235 Finance 500, Inc. CNS FINR 0352 Financial Research Company CNS FINT 0443 Fintegra, LLC CNS FINW 0226 Financial West Group CNS FINX 0161 Fintech Securities CNS FIRF 0279 First Research Finance Inc. CNS FISA 0443 Advisors Asset Management, Inc. CNS FISB 0226 Advisors Asset Management, Inc. CNS FISH 0235 Fisher (L.B.) & Company CNS FISN 0226 Landolt Securities, Inc. CNS FITE 0443 Foresight Investments, LLC CNS FJRF 0226 Pariter Securities, LLC CNS

FKSC 0235 First Kentucky Securities Corporation CNS

FLAT 0226 Florida Atlantic Securities Corp. CNS FLCO 6909 Frazer Lanier Company (The) TFT FLIB 0235 First Liberties Financial CNS FLOU 0443 First St. Louis Securities, Inc. CNS

FLSC 0309 First London Securities Corporation CNS

FLTL 0226 Feltl and Company CNS FMAC 0226 Feldman, Ingardona & Co. CNS FMAT 0608 Newedge USA LLC CNS FMCO 0443 First Manhattan Co. CNS FMFS 0226 Fisrt Merit Financial Services, Inc CNS

FMGT 0443 Family Management Securities, LLC CNS

FMID 6792 First Midstate Inc. TFT FNBB 6753 First National Banker's Bank TFT FNBS 0235 Alerus Securities Corporation CNS FNCM 6708 First National Capital Markets, Inc. TFT

FNET 0141 Wachovia Securities Financial Network, LLC CNS

FNFD 0141 Folger Nolan Fleming Douglas Incorporated CNS

FNIC 0443 Financial Network Investment Corporation CNS

FNSJ 0352 Financial Northeastern Securities Inc. CNS

FOMA 0188 TD Ameritrade Clearing, Inc. CNS

FORD 0052 Fordham Financial Management, Inc. CNS

FORE 0235 Forest Securities, Inc. CNS FORT 0443 Ticonderoga Securities LLC CNS FOXN 0352 Fox Run Alpha Fund, L.P. CNS FOXR 6851 Fox, Reusch & Co., Inc. TFT

FPBK 0750 First Partners Bank Investment Division CNS

FPCI 0235 Financial Planning Consultants Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

7

FRGP 0750 Forge Financial Group Inc. CNS FRIC 0279 Freedom Investors Corp. CNS FRIS 0052 J.D. Nicholas & Associates, Inc. CNS FRLZ 0103 Friedman Luzzatto & Co CNS FROS 6751 Frost Bank TFT FRSE 0443 Franklin Securities, LLC CNS FRST 0309 First Southern Securities LLC CNS

FSCC 6731 First South Carolina Securities, Inc. TFT

FSCN 0226 FSC Securities Corporation CNS FSCS 0443 FSC Securities Inc. CNS FSEC 0161 FRS Securities, LLC CNS

FSFA 0443 First Security Financial Advisors, Inc. CNS

FSFS 0352 ING Investment Management Services LLC CNS

FSII 0235 Forsyth Securities CNS FSST 0443 Franklin Street Securities, Inc. CNS FSTN 0052 Fieldstone Services Corp. CNS FSWC 0309 First Southwest Company CNS FTCM 2445 First Tennessee Capital Markets TFT FTEN 0226 FTB Advisors, Inc. CNS FTLP 8244 First Trust Portfolios, L.P. CNS FTSC 0202 FTN Financial Services Corp. CNS FUJI 0443 Mizuho Securities USA Inc. CNS FUND 0226 Wunderlich Securities, Inc. CNS FWAI 0226 First Western Advisors CNS FWCO 0443 First Washington Corp. CNS FWSI 0141 First Western Securities CNS FWSS 6715 First Winston Securities TFT GABE 0141 G.Research, Inc. CNS GAFI 0235 Gardner Financial Services Inc. CNS GARB 0148 ICAP Corporates LLC CNS GARQ 0161 ICAP Corporates, LLC CNS GARR 0226 Garrett Nagle & Company, Inc. CNS GATS 0443 Gates Capital Corporation CNS GBMT 0443 GBM International, Inc. CNS

GBSI 0443 Greentree Brokerage Services, Inc. CNS

GCMC 0443 Gladowsky Capital Management Corp. CNS

GCPL 0443 Global Credit Partners, LLC CNS GDCO 0443 Gilbert, Doniger Co., Inc. CNS GDNR 0100 Gardner Rich, LLC TFT GFBD 0226 G. F. Investment Services, LLC CNS GFGH 0501 Grace Financial Group, LLC CNS GFIG 0443 GFI Securities LLC CNS GFSI 0352 Global Financial Services, Inc. CNS GGWI 0141 Gage-Wiley & Co., Inc. CNS GHAS 0226 Gordon Hasket & Co. CNS

GHCC 0226 Gordon, Haskett Capital Corporation CNS

GILG 0352 Gilder, Gagnon, Howe & Co., LLC CNS GIMM 0226 GIT Investment Services, Inc. CNS GIRL 0226 Girard Securities, Inc. CNS GISJ 0352 Global Investor Services, L.C. CNS GJSS 0235 Schwartz, Gregory J. & Co. Inc. CNS

GKST 2344 BMO Capital Markets GKST Inc. CNS GKST 6001 BMO Capital Markets GKST Inc. TFT GLBZ 0443 Online Brokerage Services, Inc. CNS GLED 0595 Glendale Securities, Inc. CNS GLLL 0309 Gill Capital Partners CNS GLYN 0443 Glynn (J.A.) & Co. CNS GMCI 0750 Gardnyr Michael Capital, Inc. CNS GMCK 0226 McKelvey (George) Co., Inc. CNS GMSG 0443 GMS Group (The), LLC CNS GNTS 0309 Great Nation Investment Group CNS

GPCG 0443 Greenman, Parker, Connally, Greenman, Inc. CNS

GPSS 0161 Great Pacific Securities CNS GRBF 0750 GRB Financial LLC CNS GRCF 0443 Greater Community Financial LLC CNS GRDK 0443 SecondMarket, Inc. CNS GRFC 0235 GRF Capital Investors Inc. CNS

GRIF 0141 Griffith (M.) Locke Investment Services, Inc. CNS

GRIN 0443 Sandgrain Securities, Inc. CNS GROD 0226 Grodsky Associates, Inc. CNS GRPS 0226 MML Investors Services, LLC CNS GRST 0235 Garden State Securities Inc. CNS GRWC 0443 GRW Capital Corp. CNS GRYG 0226 Goldberg (Gary) & Co., Inc. CNS GSAD 0235 Gatten Sadowski Inc CNS GSBI 0279 Global Brokerage Services, Inc. CNS GSCL 0750 Obsidian Financial Group LLC CNS GSCO 0005 Goldman, Sachs & Co. CNS GSEC 0100 Griffin Securities, Inc. TFT GSIL 0158 Global Strategic Investments, LLC CNS GSRI 0443 Global Strategic Investments, LLC CNS

GSSC 0161 Georgeson Shareholder Securities Corp. CNS

GTRN 0141 Gorian Investment Group CNS GTSY 0161 GTS Securities, LLC CNS GTSZ 0501 GTS Securities, LLC CNS GUGG 0352 Guggenheim Securities, LLC CNS GWLP 0309 Grant Williams, L.P. CNS

GWWD 0226 Wade (G.W.) Asset Management Company, Inc. CNS

GZML 0161 Guzman & Company CNS HACA 0701 Harvest Capital LLC CNS HACL 0235 Halen Capital Management, Inc CNS HAMR 0235 W.R. Hambrecht + Co., LLC CNS HANK 0226 Hancock Investment Services, Inc. CNS HARB 0443 Harbour Investments Inc. CNS HARS 0226 Harvestons Securities, Inc. CNS HAVN 0443 CFG Captial Markets, LLC CNS HAYV 0279 Haywood Securities (USA) Inc. CNS HAZL 0226 Hazlett, Burt & Watson, Inc. CNS HBCK 0443 H. Beck, Inc. CNS HBCO 0443 Global Investor Services, LLC CNS HBKI 0352 HBK Finance, LP CNS HCPL 0052 Halen Capital, Inc. CNS HCTA 0501 Hardcastle Trading USA, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

8

HDLY 0768 J.J.B. Hilliard, W.L. Lyons, LLC CNS HDVS 0141 H.D. Vest Investments Services CNS HEAD 0443 Headlands Global Markets, LLC CNS HEFR 0443 Hefren-Tillotson, Inc. CNS HENN 0235 Hennig (Carl M.) Inc. CNS HENY 0443 Henley & Company LLC CNS HERO 0443 Herold (Bernard) & Co. CNS HFIS 0141 HFI Securities, Inc. CNS HFLD 0443 Hartfield, Titus & Donnelly, LLC CNS HFSB 0235 Heritage Financial Systems, Inc. CNS HIAI 0226 Heartland Investment Associates CNS HIGG 0235 Higgins Capital Management, Inc. CNS HIGH 0443 Highlander Capital Group, Inc. CNS HILF 0443 Hill Thompson Magid & Co Inc. CNS HJSC 0443 Sims (Herbert J.) & Co., Inc. CNS HLHC 0768 J.J.B Hilliard, W.L.Lyons, LLC CNS HLIX 0235 Lucia Securities, LLC CNS HLLC 0352 Hollencrest Securities, LLC CNS HMPT 0226 Hampton Securities (USA), Inc. CNS HMRB 0235 W.R. Hambrecht + Co., LLC CNS HMRK 0052 Hallmark Investments, Inc. CNS HMRN 0226 Hanson McClain CNS HNTR 0443 Hunter Associates Inc. CNS

HOOV 0226 Carey, Thomas, Hoover & Breault, Inc. CNS

HOTO 0443 Hornor, Townsend & Kent, Inc. CNS HPOL 0141 Herndon Plant Oakley CNS HPWD 0311 Piper Jaffray & Co. CNS

HRBF 0756 American Enterprise Investment Services Inc. CNS

HRCS 0443 HRC Investment Services, Inc. CNS HRGR 0235 Harger and Company, Inc. CNS HRRS 0443 Harris Investors Services, Inc. CNS HRST 6713 BMO Harris Bank NA TFT HSBK 0816 HSBC Securities (USA) Inc. CNS

HSBM 0486 HSBC Securities (USA), Inc./Fixed Income Securities CNS

HTJP 0352 Hightower Securities, LLC CNS HTWR 0226 Hightower Securities, LLC CNS HUCO 0226 Huntington Investment Company CNS HUTC 6963 Hutchinson, Shockey, Erley & Co. TFT HVST 0235 Harvest Financial Corporation CNS HWLS 0443 Howells (M.S.) & Co. CNS HXGN 0443 Hexagon Securities, LLC CNS IAAK 0279 Isaak Bond Investment, Inc. CNS

IBBF 6778 Independent Bankers' Bank of Florida TFT

IBCO 0534 Interactive Brokers Corp. CNS IBER 0226 IBERIA Capital Partners L.L.C. CNS

IBFS 0824

Industrial and Commerical Bank of China Financial Services LLC/Equity Clearance CNS

IBKR 0534 Interactive Brokers, LLC/Retail Clearance CNS

IBSH 0595 Integrity Brokerage Services, Inc. CNS IBSJ 0595 Integrity Brokerage Services, Inc. CNS

ICBK 0388 Industrial and Commerical Bank of China Financial Services LLC CNS

ICCP 0443 Investors Capital Corporation CNS ICEN 0443 Investment Center, Inc. (The) CNS

ICFS 0226 Intercarolina Financial Services, Inc. CNS

ICMH 0235 Institutional Capital Management, Inc. CNS

ICON 0443 Intercontinental Asset Management Group, Ltd. CNS

ICPX 0443 ICP Securities LLC CNS ICRL 0443 Rideau (I.C.) Lyons and Co. CNS

ICTI 0226 International Correspondent Trading, Inc. CNS

IESI 0443 Itau Europa Securities Inc. CNS IIGH 0226 IIG Horizons Securities LLC CNS

IMBB 0279 Indiana Merchant Banking & Brokerage Co., Inc. CNS

IMPC 0443 Imperial Capital, LLC CNS INCP 0235 Incapital, LLC CNS INDE 0309 Independent Brokers LLC CNS INGS 0124 Ingalls & Snyder, LLC CNS

INGW 0443 ING Private Wealth Management LLC CNS

INPI 0235 Investment Planners Inc. CNS INPR 0443 Investment Professionals, Inc. CNS INTA 0226 International Assets Advisory, LLC CNS INTG 0158 Lightspeed Trading, LLC CNS INTL 0161 INTL Trading, Inc. CNS INTX 0226 International Assets Advisory, LLC CNS INVE 0352 Investacorp, Inc. CNS INVM 0352 Invemed Associates, LLC CNS IPAC 0226 Interpacific Investors Services, Inc. CNS IPGR 0443 Investment Placement Group CNS IPRV 0750 DPEC Capital, Inc. CNS ISCN 0279 Institutional Securities Corporation CNS ISFA 0226 IFC Holdings, Inc. CNS

ISIG 0352 International Strategy & Investment Group, Inc. CNS

ISIL 0103 ISI Capital, LLC CNS ISSB 0443 Ironstone Securities Inc. CNS ISSC 0443 Investors Securities Services, LLC CNS ITBS 0750 ITB Securities, LLC CNS

ITCC 0750 Sterne Agee Financial Services, Inc. CNS

ITDC 0750 ITradedirect.com Corp. CNS ITEC 0443 Hapoalim Securities USA, Inc. CNS ITFS 0226 Blue Creek Securities, Inc. CNS ITUS 0309 InterTrading USA Securities, Inc. CNS IVNT 0235 Investment Network, Inc. CNS IVOL 0235 Union Capital Company CNS

IVST 0443 Intervest International Equities Corporation CNS

JACK 0443 Jackson Securities LLC CNS JACQ 0226 Liberty Group, LLC CNS JANC 0443 Janco Partners Inc. CNS JANE 0352 Jane Street Markets, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

9

JANY 0374 Janney Montgomery Scott LLC CNS JASC 0352 Jane Street Capital, LLC CNS JDAA 0443 Dardis (Jack) & Associates CNS JDCO 0235 Cummins Financial Corporation CNS JEFF 0019 Jefferies LLC CNS

JEFM 0235 Jeffrey Matthews Financial Group, LLC CNS

JEVO 0235 Atis, Inc. CNS JGII 0443 Garbacz Group Inc. (The) CNS JGUN 0226 Gunnar (Joseph) & Co., LLC CNS JHDI 0226 Signator Investors, Inc. CNS JHDR 0052 JH Darbie & Co. Inc. CNS

JHYT 0019? Jeffries Partner Opportunity Fund II, LLC CNS

JJKE 0161 Dealerweb Inc. CNS JJKS 0161 Rafferty Capital Markets, LLC CNS JKCA 0103 J.K. Chilton & Associates, Inc. CNS JKFS 0279 J.K. Financial Services, Inc. CNS JKRC 0443 J.K.R. & Co., Inc. CNS JKSI 0750 JK Securities, Inc. CNS JNWS 0443 Whipple (J.N.) Inc. CNS

JOLE 0443 Johnston, Lemon & Co. Incorporated CNS

JONE 0161 JonesTrading CNS JPMC 0443 McGowan (J.P.) & Company, Inc. CNS JPMT 0352 J.P. Morgan Securities LLC CNS JPTC 0158 Turner (J.P.) & Co. LLC CNS

JPTR 0100 Jackson Partners & Associates Inc. TFT

JPTS 0158 Turner (J.P.) & Company, LLC CNS JRLC 0279 JRL Capital Corporation CNS

JSES 0352 Jane Street Execution Services, LLC CNS

JSSC 0352 J. Scott Securities Corp. CNS JSSF 0352 JMP Securities, LLC CNS

JVBF 0235 Jack V. Butterfield Investments Company CNS

JVBG 0443 J.V.B. Financial Group LLC CNS JWCF 0226 J. W. Cole Financial, Inc. CNS JWFS 0443 Financial Telesis Inc. CNS JWML 0235 Millegan (J.W.), Inc. CNS

KACI 0279 First Integrity Capital Partners Corp CNS

KALA 0352 K.A. Associates Inc. CNS KALO 0226 Kalos Capital Incorporated CNS KAPE 0279 Cape Securities, Inc. CNS KART 0750 Revere Securities Corp. CNS

KASH 0750 Kashner Davidson Securities Corporation CNS

KBWI 0793 Keefe, Bruyette & Woods, Inc. CNS KCAP 0103 Kildare Capital, Inc. CNS

KCIM 0235 Investment Management Corporation CNS

KCIX 0309 Kiley Partners, Inc. CNS KCWF 0052 Ward (K.C.) Financial CNS KEDM 0352 Kedem Capital Corp. CNS KEEL 0226 Keeley Investment Corp. CNS

KENY 0443 Kenny Securities Corp. CNS KEYB 0443 KeyBanc Capital Markets Inc. CNS KEYS 0226 Arete Wealth Management CNS KGSA 0443 KGS Alpha Capital Markets LLC CNS KHKC 0226 Kevin Hart Kornfield & Co., Inc. CNS KILD 0103 Kildare Capital, Inc. CNS KIML 0352 Kimelman & Baird, LLC CNS KING 0743 King (C.L.) & Associates, Inc. CNS KISL 0443 Key Investment Services LLC CNS KJER 0052 Kenneth, Jerome & Co., Inc. CNS KMSF 0443 KMS Financial Services CNS KOSE 0712 Koonce Securities Inc. CNS KOVP 0443 Kovack Securities Inc. CNS KOVS 0226 Kovack Securities, Inc. CNS KRAM 0141 Kramer Securities Corp. CNS KRCO 0352 K.R. Securities LLC CNS KRTH 0235 Korth (J.W.) & Company, Inc. CNS KRUG 0235 Krueger Brokerage, Inc. CNS KUYK 0309 Kuykendall & Schneider, Inc. CNS KVTZ 0443 Kovitz Securities, LLC CNS KWIL 0052 Key West Investments, LLC CNS KWSC 0235 KW Securities Corporation CNS LABR 0188 LaBrunerie Financial Services CNS LAFB 0235 Lafferty (R.F.) & Co., Inc. CNS LAFC 0443 R.F. Lafferty & Co., Inc. CNS LAFF 0443 R.F. Lafferty & Co., Inc. CNS LAGI 0226 Allstate Financial Services, LLC CNS LAKA 0352 KW Securities Corp. CNS LAKE 0235 Lake Forest Securities, LLC CNS LAMA 0235 Lara, Shull & May, Ltd. CNS LAMS 0443 Lamon & Stern Inc. CNS LANP 0309 Lancaster Pollard & Co. CNS LARC 0235 Larimer Capital Corporation CNS LARK 0750 Larkin (Emmett A.) Co., Inc. CNS LASE 0235 Legacy Asset Securities Inc. CNS LASI 0141 Lieblong & Associates, Inc. CNS LASS 0226 LaSalle Street Securities, Inc. CNS LATN 0443 Lantern Investments, Inc. CNS LAZA 0443 Lazard Capital Markets LLC CNS LAZF 0443 Lazard Freres & Co. LLC CNS LBCO 0443 Lebanthal & Co., LLC CNS LBSC 0226 IFMG Securities, Inc. CNS LCSS 0352 LCS Securities, LLC CNS LDIL 0226 Lincoln Douglas Investments, LLC CNS LDLW 0750 Laidlaw & Company (UK) Ltd. CNS LDOT 0226 Landolt Securities, Inc. CNS

LDSC 0226 LaraDorbecker Securities Corporation CNS

LEAD 0226 Leaders Group, Inc. (The) CNS LEBO 0226 Baldwin (Leigh) & Co., LLC CNS

LEDG 0443 Ledgewood Capital Management, LLC CNS

LEER 0443 Leerink Swann & Company CNS LEGD 0052 Legend Securities, Inc. CNS LENX 0279 Lenox Financial Services Inc. CNS LEON 0235 Leonard Securities, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

10

LESW 0443 Leerink Swann & Company CNS LEVN 0418 Levco Securities, Inc. CNS LEVY 0352 Levy, Harkins & Co., Inc. CNS LEXI 0352 Lexington Investment Co. Inc. CNS LEYA 0235 Lemley, Yarling & Co. CNS LFAC 0226 Lincoln Financial Advisors CNS LFIN 0161 Lighthouse Financial Group, LLC CNS LFRO 0235 LF Rothschild, LLC CNS LGLL 0141 Feil Daily Investment Company CNS LGNT 0052 COR Clearing LLC CNS

LGSA 0443 Woori Investment & Securities America, Inc. CNS

LIBE 0443 KCG Americas LLC CNS LIFG 0309 Long Island Financial Group, Inc CNS LIIS 0226 USAA Financial Advisors, Inc. CNS LIJP 0352 Lime Brokerage LLC CNS LINC 0352 Liberum Capital Inc. CNS

LINQ 0443 Linkbrokers Derivatives Corporation CNS

LISI 0443 Leumi Investment Services, Inc. CNS LJHT 0443 Hart (LJ) & Company CNS LLSI 0750 Inlet Securities, LLC CNS LMAR 0226 Lifemark Securities Corp. CNS LMFI 0235 Lauren & Merlin Inc. CNS LMKO 0235 Kohn (L.M.) & Company CNS LMSC 0235 Bay Colony Securities Co., Inc. CNS LMSE 0750 LAM Securities CNS LNKS 0443 Guggenheim Securities, LLC CNS LNRT 0501 L&R Trading L.L.C. CNS LOBR 0352 Loeb Partners Corporation/Retail CNS LOMB 0279 Lombard Securities Incorporated CNS

LOMU 0235 Loewen, Ondaatje, McCutcheon USA Limited CNS

LOOP 0443 Loop Capital Markets, LLC CNS LOWL 0309 Lowell & Company CNS LPCM 0103 Lampert Capital Markets Inc. CNS LPCO 0551 Lipper Convertibles, L.P. CNS

LPFS 0235 Liberty Partners Financial Services, Inc. CNS

LPSP 0279 LPS Partners Inc. CNS LQNA 0352 Liquidnet, Inc. CNS LQNB 0352 Liquidnet, Inc. CNS LQNF 0443 Liquidnet, Inc. CNS LQNT 0352 Liquidnet, Inc. CNS LSCI 0512 LEK Securities Corporation CNS LSKO 0226 Lesko Securities Inc. CNS

LSPI 0141 Lafayette Investments Incorporated CNS

LSPS 0158 Lightspeed Trading, LLC CNS LSSM 0443 Locust Street Securities, Inc. CNS LSTR 0824 Lodestar Securities Corp. CNS LTCO 0226 Ladenburg, Thalmann & Co. Inc. CNS LTIN 2786 BBVA Securities Inc. CNS

LTLI 0141 Littlewood (L.P.) and Associates, Inc. CNS

LWFL 0443 Lawson Financial Corporation CNS LYON 0651 Credit Agricole Securities (USA) CNS

Inc. LYSI 0443 Lloyds Securities Inc. CNS MACC 0226 Mid Atlantic Capital Corp. CNS MACM 0161 Madison Capital Markets, Inc. CNS MACP 0443 Griffon May, Inc. CNS MADV 0443 Millennium Advisors, LLC CNS MAIA 0235 Maia Securities, Inc. CNS MAMA 0352 Securevest Financial Group CNS MANI 0750 Manning (V.M.) & Co., Inc. CNS MARX 6741 Hugo Marx & Co., Inc. TFT MASE 0141 Managed Account Services, LLC CNS MAVS 0443 Madison Avenue Securities CNS MAWI 0103 Montecito Advisors, Inc. CNS MAXM 0443 Maxim Group, LLC CNS MBSC 0161 MBSC Securities Corporation CNS MBSL 0443 MBS Capital Markets, LLC CNS

MBTS 0158 Manhattan Beach Trading Financial Services, Inc. CNS

MCBT 0141 Moors & Cabot, Inc. CNS MCCL 0443 McClurg Capital Corporation CNS MCFM 0226 Morton Clarke, Inc. CNS MCIN 0161 Moors & Cabot, Inc. CNS MCLI 8039 McLiney & Company TFT MCLL 6733 Merchant Capital, LLC TFT MCME 0702 McMillion Securities, Inc. CNS MCMG 0309 Municipal Capital Market Group CNS

MCTY 0235 McCourtney-Breckenridge & Company CNS

MDBC 0226 MDB Capital Group, LLC CNS MDEB 0141 World First Financial Services, Inc. CNS MDGS 0226 Middlegate Securities Ltd. CNS MDTH 0443 Meredith (Robert R.) & Co. CNS MDWD 0750 Wellington Shields & Co., LLC CNS MEAL 0226 M. E. Allison & Co., Inc. CNS MEAN 0226 Means Investment Company, Inc. CNS MEFG 0750 Meritus Financial Group, Inc. CNS MELL 0443 Mell (W.H.) Associates, Inc. CNS MERC 0235 Mercadien Securities CNS

MERI 0443 Merriman Curhan Ford & Company CNS

MERL 0352 Merlin Securities, LLC CNS MERQ 0161 Mercator Associates, LLC CNS MERS 0352 Merrion Securities, LLC CNS

MERX 0052 Merrimac Corporate Securities, Inc. CNS

MESF 0443 Mesirow Financial, Inc. CNS MESI 0226 Surety Financial Services CNS

MFCA 0141 Monarch Financial Corporation of America CNS

MFPC 0750 Manna Capital Management CNS MFRS 0443 MFR Securities, Inc. CNS MIAM 6440 FMSBonds, Inc. TFT MICG 0141 MICG Investment Management CNS MIFI 0226 Milkie Ferguson Investments, Inc. CNS MINV 0235 Mack Investments Securities, Inc. CNS MIOH 0226 Mid-Ohio Securities Corp. CNS MISL 0161 Mischler Financial Group, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

11

MISM 0161 Mismi, Inc. CNS MITC 0279 CapNet Securities Corporation CNS MITR 0352 GMP Securities, LLC CNS MJWH 0352 Whitman (M.J.) & Co., Inc. CNS

MKTI 0226 UnionBanc Investment Services, LLC CNS

MKTX 0443 MarketAxess Corporation CNS

MLCO 0161 Merrill Lynch, Pierce, Fenner & Smith Inc. CNS

MLMA 0161 Merrill Lynch, Pierce, Fenner & Smith Incorporated CNS

MLMS 0279 Mainline West Municipal Securities LLC CNS

MLVM 0161 McNicoll, Lewis & Vlak LLC CNS MLVN 0443 Melvin Securities, L.L.C. CNS MMAN 0443 McMahan Securities Co. L.P. CNS MNCO 0279 Nelson (Martin) & Co., Inc. CNS MNRC 0443 Monarch Capital Group LLC CNS MNXS 0443 Muniaxis Lebenthal LLC CNS MOJO 0103 Montag & Joselson CNS MOLO 0235 Moloney Securities CNS MOMY 0279 Ashton Young, Inc. CNS MONR 0352 Monroe Securities Inc. CNS MORA 0352 Mora WM Securities CNS MORG 0750 Morgenthau & Associates, Inc. CNS MPLM 0651 Momentum Trading Partners, LLC CNS

MPLW 0226 Maplewood Investment Advisors, Inc. CNS

MPSG 0161 E D & F Man Capital Markets Inc. CNS MRPH 0226 WM Financial Services, Inc. CNS MRSC 0287 Marsco Investment Corporation CNS MRSW 0727 Mesirow Financial, Inc. CNS MSCH 0443 Magna Securities Corp. CNS MSCO 0050 Morgan Stanley & Co. LLC CNS MSEC 0750 Mission Securities Corporation CNS MSFS 0052 Mystockfund Securities, Inc. CNS MSIE 0443 Mason Securities, Inc. CNS MSII 0443 Metlife Securities, Inc. CNS MSIM 0226 Michigan Securities, Inc. CNS

MSMC 0188 Main Street Management Company CNS

MSNY 0015? Morgan Stanley & Co., Inc. CNS MSPD 0050 Morgan Stanley & Co. LLC CNS MSPW 0050 Morgan Stanley Smith Barney LLC CNS MSRO 0226 Mesirow Financial, Inc. CNS MSSS 0050 MS Securities Services, Inc. CNS

MSTC 0226 Midwestern Securities Trading Company, LLC CNS

MTBK 0443 Multi-Bank Securities, Inc. CNS MTCN 0443 Miller Tabak & Co., LLC CNS MTDB 0443 M&T Securities, Inc. CNS MTLE 0235 MTL Equity Products, Inc. CNS MTRN 0443 Multitrade Securities LLC CNS

MTSD 0922 Manufacturers & Traders Trust Company TFT

MTSL 0226 Montage Securities, LLC CNS MUFG 0076 Mitsubishi UFJ Securities (USA), CNS

Inc. MULT 0443 Multi-Financial Securities Group CNS MUNP 0443 Municipal Partners CNS MURF 0443 Murphy & Durieu CNS MVII 0235 Minnesota Valley Investments CNS MVSG 0226 MV Securities Group, Inc. CNS MWCO 0443 Madison Williams and Company CNS MWIL 0235 Morgan Wilshire Securities, Inc. CNS MXSI 0309 Maxwell Simon Inc. CNS MYDM 0595 MYD Market, Inc CNS MYLG 0052 Meyers Associates, L.P. CNS

MYMK 0443 Money Market One Institutional Investment Dealer CNS

MYRS 0750 Meyers Associates, L.P. CNS

NACL 0309 National Alliance Securities Corporation CNS

NADL 0235 Warren D. Nadel & Company CNS NAFA 0309 NAFA Capital Markets, LLC CNS NAIS 0443 N.A. Investments Services, Inc. CNS NAPK 0052 National Securities Corporation CNS NATL 0226 National Securities Corporation CNS NBAR 0226 Barron (Nancy) & Associates, Inc. CNS NBLB 0352 Neuberger Berman, LLC CNS NBNA 6737 Bank of America, N.A. TFT NBST 0103 Brandis Tallman LLC CNS NCFS 0052 New Castle Financial Group, Inc CNS NCIS 0052 Newport Coast Securities CNS NCSI 0103 Newport Coast Securities CNS

NDCM 0352 Nanes Delorme Capital Management, LLC CNS

NEED 0352 Needham & Company, LLC CNS NEHL 0235 Greenberg Financial Group CNS NELS 0235 Nelson Securities, Inc. CNS NESC 0443 Northeast Securities, Inc. CNS

NESS 0443 New England Securities Corporation CNS

NEWO 0443 NewOak Capital Markets LLC CNS NEXT 0443 Next Financial Group, Inc. CNS NFGR 0141 Nations Financial Group, Inc. CNS

NFSC 0226 National Financial Services Corporation CNS

NFTY 0235 Infinity Financial Services CNS

NHMG 0226 New Horizons Asset Management Group, LLC CNS

NHWI 0141 Hennion & Walsh, Inc. CNS NIKH 0750 Nikoh Securities Corporation CNS NITC 0295 KCG Americas LLC CNS NITE 0161 Knight Equity Markets, L.P. CNS NOBL 0443 Noble Financial Capital Markets CNS NORC 0235 Northern Capital Sec. Corp. CNS NORP 0443 Pareto Securities Inc CNS NORT 0443 Northland Securities, Inc. CNS

NORW 0250 Wells Fargo Brokerage Services, LLC CNS

NOYS 0141 Noyes (David A.) & Co. CNS NQBX 0163 NASDAQ OMX BX, INC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

12

NRSC 0443 North Ridge Securities Corp. CNS

NSCB 0443 Newbury Street Capital Limited Partnership CNS

NSFP 0235 Northstar Financial Partners CNS NSMS 0750 NSM Securities, Inc. CNS NSRD 0235 Nestlerode & Co., Inc. CNS NTBC 0279 Neidiger, Tucker, Bruner, Inc. CNS NTCP 0309 Marv Capital Inc. CNS NTFN 0052 Network 1 Financial Securities Inc. CNS NTMG 0443 Fieldpoint Private Services, LLC CNS NTRC 0226 Northern Trust Securities, Inc. CNS NTSI 0443 Nesbitt Thomson Securities, Inc. CNS NVEN 0448 Nuveen Securities, LLC CNS NVGT 0388 Navigate Advisors LLC CNS NWCM 0279 NW Capital Markets Inc. CNS NYLS 0226 NY Life Securities, Inc. CNS NYPP 0235 NYPPEX, LLC CNS

OAKR 0235 The Oak Ridge Financial Services Group, Inc. CNS

OBSH 0279 O'Brien & Shepard, Inc. CNS OBWS 0226 Oberweis Securites, Inc. CNS OCAC 0235 Olson, Cross & Alamo LLC CNS

OCON 0103 O'Connor & Company Securities Inc. CNS

ODNC 0443 Odeon Capital Group LLC CNS OFCC 0352 NRP Financial, Inc. CNS OFGF 0235 OFG Financial Services Inc. CNS OGRU 0161 Oscar Gruss & Son, Incorporated CNS OHIO 0226 Fifth Third Securities, Inc. CNS OLDM 0501 Old Mission Capital, LLC CNS OLMM 0750 Olmsted & Mulhall, Inc. CNS OLMP 0052 Olympus Securities, LLC CNS ONEL 0161 O'Neil (William) & Co. Inc. CNS ONES 0443 O N Equity Sales Co. CNS OPCO 0571 Oppenheimer & Co., Inc. CNS ORTL 0443 Oriental Financial Services CNS OSHM 0226 Oshima & Associates CNS OTKR 0352 Otkritie Inc. CNS

OTSC 0443 Ogilvie Security Advisors Corporation CNS

OXPS 0338 OptionsXpress, Inc. CNS PAAI 0235 Portfolio Advisors A CNS PAFA 0443 Pan-American Financial Advisors CNS PAMC 0226 Progressive Asset Management CNS

PAMI 0141 Professional Asset Management, Inc. CNS

PAMS 0443 Pacific American Securities, LLC CNS PANA 0443 Panamerica Securities CNS PARI 0630 BNP Paribas Securities Corp. CNS PARK 0443 Parker (S.C.) & Co., Inc. CNS PASC 0443 Park Avenue Securities LLC CNS PASL 0443 Pershing Advisor Solutions, LLC CNS PASQ 0443 Du Pasquier & Co., Inc. CNS PATH 0052 Capital Path Securities, LLC CNS PATR 0624 Tullett Liberty Securities Inc. CNS PAUL 0235 Paulson Investment Company, Inc. CNS PBON 0501 Prebon Financial Products Inc. CNS

PCAP 0608 Newedge USA LLC CNS PCCA 0226 Peachtree Capital Corporation CNS PCCN 0443 Pactual Capital Corp. CNS PCIS 0226 Bankoh Investment Services, Inc. CNS

PECA 0279 Peraza Capital and Investment, LLC CNS

PEER 0235 American Trust Investment Services, Inc. CNS

PENA 0226 Pennaluna & Company Inc. CNS PENC 0052 Penrod Financial Group CNS

PENG 0443 Pennsylvania Group Incorporated (The) CNS

PERC 0279 Percival Financial Partners, Ltd. CNS PERS 0443 Pershing LLC CNS PFCG 0279 Preferred Client Group, Inc. CNS PFCL 0158 Apex Clearing Corporation CNS PFFI 0279 Profinancial Inc. CNS

PFIS 0279 Professional Investments Services, Inc. CNS

PFML 0226 United Equity Securities, LLC CNS PFPI 0443 Prebon Financial Products Inc. CNS PGRS 0443 PGR Securities, LLC CNS PGSI 0443 Prime Global Securities, Inc. CNS PHCO 0443 Phillips & Company Securities, Inc. CNS PHIN 0443 Philadelphia Investors, Ltd. CNS PHRS 0309 Navaid Financial Services CNS PIAC 0226 Protected Investors of America CNS PICC 0235 Planned Investment Co., Inc. CNS PICI 0279 Polar Investment Counsel, Inc. CNS PICK 0161 Pickering Energy Partners, Inc. CNS PIGS 0443 Penn Investment Group, Inc. (The) CNS

PIMS 0226 Prudential Investment Management Services, LLC CNS

PINA 0226 Pinnacle Investments, LLC CNS PIPR 0311 Piper Jaffray & Co. CNS PIRR 0443 Pirrone & Co., Inc. CNS PJEF 0443 Jefferies LLC CNS PLMA 0352 Paloma Securities CNS PMAS 0443 English Concepts, Inc. CNS PMFS 0443 Portsmouth Financial Services CNS PMKS 0141 PMK Securities & Research, Inc. CNS PMLC 0443 Prager, Sealy & Co., LLC CNS PNCC 0226 PNC Investments CNS PNCI 0768 PNC Investments CNS PNCM 2835 PNC Bank N.A. TFT PNSA 0161 Penserra Securities, LLC CNS PNSR 0161 Penserra Securities, LLC CNS POCM 0443 Powell Capital Markets, Inc. CNS PODE 0235 Podesta & Co. CNS POLI 0443 Hapoalim Securities USA, Inc. CNS POND 0141 Pond Equities CNS POOH 0443 Questar Capital Corporation CNS POPI 6779 Popular Securities, Inc. TFT POPP 0443 Oppenheimer & Close Inc. CNS POPS 0226 Popular Securities, Inc. CNS POWL 0443 Powell (Elmer E.) Company CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

13

PPSI 0235 Pension Planners Securities, Inc. CNS PRBC 0235 Pointe Capital, LLC CNS PRGA 0279 Gilboy (P.R.) & Associates, Inc. CNS PRGL 0141 Prudential Equity Group, LLC CNS PROE 0443 ProEquities CNS PROG 0226 Putnam Retail Management CNS PRPO 0443 Private Portfolio, Inc. CNS PRSB 0141 Presidential Brokerage, Inc. CNS

PRST 0551 Merrill Lynch Professional Clearing Corp. CNS

PRUC 0226 Pruco Securities, LLC CNS PSAE 0141 PSA Equities, Inc. CNS PSII 0226 NFP Securities, Inc. CNS PSIN 0443 Red Capital Markets, Inc. CNS PSRI 0103 Globalink Securities, Inc. CNS PSUS 0443 Pine Securities USA LLC CNS PTIS 0235 PTI Securities & Futures L.P. CNS

PTLV 0443 National Bank Financial of Canada Inc. CNS

PTRI 0443 Petrie Parkman & Company, Inc. CNS PULB 0052 Pulaski Bank CNS

PUMP 0141 Gaye (C.E.) & Sons Securities, Ltd. CNS

PUPL 0226 Puplava Securities, Inc. CNS PURP 0309 Liberty Capital Investment Corp. CNS PWJC 0221 UBS Financial Services Inc. CNS

PWPR 0221 UBS Financial Services INC of Puerto Rico CNS

QBSI 0352 CFT Securities LLC CNS QCAS 0226 Cass (Quincy) Associates Inc. CNS QUET 0235 Quest Capital Strategies, Inc. CNS QUOI 0309 Quoin Capital LLC CNS QWER 0443 Whitehall-Parker Securities, Inc. CNS RAAI 0226 Royal Alliance Associates, Inc. CNS RACO 0158 Shearman, Ralston, Inc. CNS RAIN 0226 Rainier Securities, LLC CNS

RAIS 0443 Royal American Investment Services, Inc. CNS

RAIT 0161 RAIT Securities CNS

RAJA 0725 Raymond James & Associates, Inc. CNS

RAYF 0161 Raymond C. Forbes & Co., Inc. CNS RAYG 0443 Bolton Global Capital CNS RBAC 0235 Robert B. Ausdal & Co., Inc. CNS RBCD 0235 RBC Capital Markets Corporation CNS RBCX 0235 RBC Capital Markets Corporation CNS RBII 0279 Regional Brokers, Inc. CNS RBMU 0279 Blum (Robert) Municipals Inc. CNS RCKF 0309 Rockfleet Financial Services, Inc. CNS RCLF 0235 Olympia Asset Management, Ltd. CNS RCML 0161 Dealerweb Inc. CNS RCRS 0352 Roosevelt & Cross, Incorporated CNS RCSK 0642 Ruane, Cunniff & Goldbarb LLC CNS RDMI 0226 RDM Investment Services, Inc. CNS RDNK 0279 Woodstock Financial Group Inc. CNS RDSS 0141 RDSC, LLC CNS REAV 0443 W.H. Reaves & Co., Inc CNS

REGN 0226 Regions Securities LLC CNS REID 0141 Reid and Associates CNS RENC 0352 Rencap Securities, Inc. CNS REND 0226 Ticonderoga Securities LLC CNS RENS 0279 Rensselaer Securities Corporation CNS REPG 0443 First Republic Group, LLC CNS REWI 0443 Redwine & Company, Inc. CNS

REYN 0352 Thomas P. Reynolds Securities Ltd CNS

RFRC 0309 The Rockwell Financial Group, Inc. CNS RGEL 0309 Regal Securities, Inc. CNS RGIC 0443 R-G Investment Corporation CNS RGIL 0750 Gilford Securities Incorporated CNS RGLS 0235 Regal Securities, Inc. CNS RGWD 0141 Ridgewood Associates Inc. NJ CNS RHCO 0418 SunTrust Capital Markets, Inc. CNS RHDS 0141 Rhodes Securities, Inc. CNS RHGL 0226 Resource Horizons Group, LLC CNS RHIC 0279 R H Investment Corporation CNS

RIED 0235 Riedl, First Securities Company of Kansas CNS

RINO 0443 Rhino Trading Partners, LLC CNS

RJFI 0390 Raymond James & Associates, Inc./Fl CNS

RJLB 0161 RJL Capital Group, LLC CNS RKWS 0235 Rockwell Securities LLC CNS RLUK 7607 Robinson & Lukens, Inc. CNS RMAT 0352 Ramat Securities Ltd. CNS RMPI 0141 Richards, Merrill & Peterson, Inc. CNS RMST 0443 Stark (R.M.) & Co., Inc. CNS ROAR 0103 Dinosaur Securities, L.L.C. CNS ROBI 0235 Robinson & Robinson, Inc. CNS ROBO 0235 Rodgers Brothers, Inc. CNS ROBT 0443 Robotti & Company, LLC CNS ROCH 0443 Rochdale Securities, LLC CNS ROCK 0443 Rockwell Global Capital, LLC CNS

RODE 0443 Rodecker & Co. Investment Brokers, Inc. CNS

ROGO 0750 Rogo Capital LLC CNS ROMO 0141 Romano Brothers and Company CNS ROND 0750 McKim Capital, Inc. CNS ROPK 0443 Reinoso & Company, Incorporated CNS ROTH 0161 Roth Capital Partners, LLC CNS ROYL 0443 Royal Alliance Associates, Inc. CNS RPCP 0052 RP Capital LLC CNS RPEX 0352 Repex & Co., Inc. CNS

RREZ 0352 Samuel A. Ramirez & Company, Inc. CNS

RRII 0443 Roberts & Ryan Investments, Inc. CNS

RRPR 0443 Samuel A. Ramirez & Company, Inc. CNS

RRUD 0235 Reid & Rudiger, LLC CNS

RRZP 6033 The Bank of New York Mellon/RRZ Public Markets, Inc. TFT

RSAI 0443 Ross Sinclaire & Associates, LLC CNS RSCO 0443 Ramius Securities, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

14

RSSE 0443 Russell Implementation Srvs., Inc. Pt of Russell Inv. CNS

RSWM 0141 Riverstone Wealth Management, Inc. CNS

RVSI 0103 Robert Van Securities, Inc. CNS RWCI 0052 Ridgeway & Conger, Inc. CNS RWPS 0352 Pressprich (R.W.) & Company Inc. CNS RWSM 0279 Smith (R.W.) & Associates, Inc. CNS

RWWI 0279 Reliance Worldwide Investments, LLC CNS

RYAL 0235 Royal Securities Company CNS RYAN 0443 Ryan, Beck & Co. CNS SABF 0161 Saudi American Bank CNS SABS 0443 Sabadell Securities USA, Inc. CNS SAFS 0750 Sterne Agee Financial Services CNS SAGE 0141 Sage, Rutty & Co., Inc. CNS SAIN 0226 Securities America, Inc. CNS

SAKL 0226 Stephen A. Kohn & Associates, Ltd. CNS

SALA 6523

The Bank of New York Mellon/Southtrust Bank of Alabama TFT

SALB 0274 Citigroup Global Markets Inc./Salomon Brothers CNS

SALC 0443 Sterne Agee & Leach, Inc CNS SALI 0750 Sterne, Agee & Leach, Inc. CNS SAMI 0352 Spectrum Asset Management Inc. CNS

SAPA 0141 Saperston Asset Management, Inc. CNS

SARG 0226 Purshe Kaplan Sterling Investments CNS

SAVY 0235 Savoy Capital Management, Inc. CNS SAYB 0103 Saybrook Capital Corporation CNS SBAM 0443 Investment Professionals, Inc. CNS SBER 0013? Bernstein (Sanford C.) & Co., LLC CNS

SBLT 0226 SunAmerica Capital Services, Inc./Valic CNS

SBRO 0443 Stern Brothers & Co. CNS SBRT 0226 Siebert (Muriel) & Co., Inc. CNS

SBSC 0226 Siebert Brandford Shank & Co., LLC CNS

SBSH 0418 Citigroup Global Markets Inc. CNS SCFA 0226 SCF Securities, Inc. CNS

SCFL 0443 Stanchart Securities International, Inc. CNS

SCHM 0443 A. R. Schmeidler & Co., Inc. CNS SCIL 0052 Strategic Capital Investments, LLC CNS SCMT 0279 Southwestern Capital Market, Inc. CNS SCSI 0370 Standard Credit Securities CNS SCSS 0161 Stonecastle Securities, LLC CNS SCTI 0443 Security Capital Brokerage, Inc. CNS SCTO 0158 Scottrade, Inc. CNS SDIC 0235 Sauer Dazey Investments Co. CNS SDLR 0352 Sandler, O'Neill & Partners, L.P. CNS SEAI 0100 Seaboard Securities, Inc. TFT SEAP 0352 Seaport Securities Corp. CNS SEBR 0279 Sentinel Brokers Company CNS SECS 0161 Second Street Securities, Inc. CNS SEEL 0141 Seelaus (R.) & Co., Inc. CNS

SEGE 0443 Segerdahl and Company CNS SEGI 0750 Sterling Enterprise Group, Inc. CNS SEIB 0158 Seibert (J.D.) & Company, Inc. CNS SEIC 0352 SEI Investments Distribution CNS SEIN 0226 Southeast Investments N.A., Inc. CNS SEMQ 0226 Summit Equities, Inc. CNS SEMT 0197 Mint Brokers CNS SEPN 0161 Seapine Securities, LLC CNS SEQU 0309 Sequoia Investments, Inc. CNS SERL 0443 Searle & Co. CNS SESL 0158 Seslia Securities, Inc. CNS SFCO 0443 Signator Financial Services, Inc. CNS SFEI 0226 Stern Fisher Edwards, Inc. CNS

SFGB 0161 Susquehanna Financial Group, LLP CNS

SFPS 0443 S.F. Investments, Inc. CNS SFRS 0226 Robertson Stephens Securities CNS SFSI 0235 Superior Financial Services, Inc. CNS SFSS 0352 SF Sentry Securities, Inc. CNS SGAS 0286 SG Americas Securities, LLC CNS SGBI 0226 Smith, Brown & Groover, Inc. CNS SGCM 0161 S. Goldman Capital LLC CNS SGFC 0226 Sigma Financial Corporation CNS SGLC 0235 Long (S.G.) & Company CNS SGNL 0279 Signal Securities, Inc. CNS SGOV 0286 SG Americas Securities, LLC CNS SHAY 0443 Shay Financial Services, Inc. CNS

SHFS 0226 Smith Hayes Financial Services Corporation CNS

SHIV 0226 SteelPoint Securities, LLC CNS SHRE 0352 Shufro, Rose & Company, LLC CNS SHRR 0443 Carl P. Sherr and Co., LLC CNS

SIBI 0573 Sungard Institutional Brokerage Inc. CNS

SIGI 0309 Simmons First Investment Group, Inc. CNS

SIIW 0443 SII Investments, Inc. CNS

SILK 0501 Goldman Sachs Execution & Clearing, L.P. CNS

SIMC 0443 Securities Industry Management Corp. CNS

SIMM 0443 Simmons & Company International CNS SIRI 0352 Safian Investment Research Inc. CNS

SKFS 0443 Hefren-Tillotson/Shelby, Kern, Frederick and Shelby Div. CNS

SKTR 0279 Stock Traders CNS SKYC 0750 Sky Capital LLC CNS SKYE 0226 Skyebanc Inc. CNS SLAK 0279 Southlake Capital LLC CNS SLHC 0103 SL Hare Capital, Inc. CNS SLIN 0052 Sterling Investments CNS SLRD 0352 Reed (S.L.) & Company CNS SLWY 0226 Solowey & Co. CNS SMCO 0235 Smith, Moore & Co. CNS SMHI 0443 Sanders Morris Harris Inc. CNS SMHJ 0141 Sanders Morris Harris Inc. CNS SMNS 0226 Parkland Securities, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

15

SMPR 0443 Summit Brokerage Services, Inc. CNS SMRD 0352 Sumridge Partners, LLC CNS

SMRI 0226 Securities Management & Research, Inc. CNS

SNWS 0443 Snowden Account Services, Inc. CNS SOCO 0443 Capital One Securities, Inc. CNS SOLM 0352 Solium Financial Services LLC CNS SORE 0750 Source Capital Group, Inc. CNS SORS 0235 Sorsby Financial Corp. CNS SPAC 0309 Sierra Pacific Securities, LLC CNS SPCA 0188 Spectrum Capital, Inc. CNS SPEN 0443 Spencer Clarke LLC CNS SPGS 0161 Seaport Global Securities LLC CNS SPHN 0419 Stephens, Inc. CNS SPIN 0750 Spencer Edwards, Inc. CNS SPLC 0226 Spire Securities, LLC CNS SPSR 0279 Stark Municipal Brokers CNS SPTC 0052 Seven Points Capital, LLC CNS

SPTD 0052 Stock USA Execution Services, Inc. CNS

SPWI 0279 Spencer Winston Securities Corporation CNS

SPWM 0443 Stillpoint Wealth Management, LLC CNS

SRAM 0443 Samco Capital Markets, Inc. CNS SRCE 6782 1st Source Bank TFT SRFL 0443 Securities Research, Inc. CNS SSBS 0189 State Street Global Markets, LLC CNS SSET 0226 Sunset Financial Services, Inc. CNS SSGC 0226 Signature Securities CNS SSGI 0443 Seton Securiteis Group, Inc. CNS SSGM 0226 State Street Global Markets, LLC CNS SSGR 0443 Shareholders Services Group Inc. CNS SSIN 0226 SunTrust Investment Services, Inc. CNS SSLC 0309 Sanderlin Securities, LLC CNS SSLL 0189 State Street Global Markets, LLC CNS SSNG 0443 Sisung Securities Corp. CNS SSNI 0226 Securities Service Network, Inc. CNS SSPR 0443 Santander Securities Corporation CNS STAD 0141 Equitable Advisors, Inc. CNS STBK 2436 SSB - Bank Portfolio TFT STCM 2095 SunTrust Robinson Humphrey Inc. CNS

STCS 0158 First American Capital and Trading Corporation CNS

STEW 0352 Collins Stewart, Inc. CNS

STFL 0793 Stifel, Nicolaus & Company Incorporated CNS

STGC 0279 Sterling Grace Municipal Securities Co. CNS

STHR 0352 StormHarbour Securities LP CNS STIN 0103 Stinson Securities, LLC CNS STLR 0235 Prime Solutions Securities, Inc. CNS STLZ 0443 Bedrok Securities, LLC CNS STOS 0226 Stockcross Financial Services, Inc. CNS STOV 0443 Stoever,Glass & Company Inc. CNS STOX 0445 Stockcross Financial Services, Inc. CNS STRS 0161 Strategas Research Partners, LLC CNS

STRT 0352 Octavus, LLC CNS STSE 0052 Southern Trust Securities, Inc. CNS STSI 0235 Spencer Trask Ventures, Inc. CNS STTR 0443 State Trust Investments, Inc. CNS STTT 0052 StateTrust Investments Inc. CNS STYO 0443 Stone & Youngberg LLC CNS

SUFI 0551 Susquehanna Financial Group, LLC CNS

SUMT 0141 Summit Brokerage Services, Inc. CNS SUSF 0551 Susquehanna Fixed Income, L.P. CNS SUSQ 0551 Susquehanna Capital Group CNS SUST 0235 Sunstreet Securities, LLC CNS SUTT 0443 Sutter Securities Incorporated CNS

SVBS 0158 SVB Securities, Inc./A Non-Bank Affiliate of Silicon Valley Bank CNS

SWBC 0226 SWBC Investment Services, LLC CNS SWEN 7027 Sweney, Cartwright & Company CNS SWST 0279 Southwest Securities, Inc. CNS SWTX 0443 SWBT Securities, Inc. CNS SYCA 0443 Syndicated Capital, Inc. CNS SYMP 0443 Symphonic Securities LLC CNS SZZI 0141 Stofan, Agazzi & Company, Inc. CNS TAFI 0443 Nathan Hale Capital, LLC CNS TAGC 0161 Telsey Advisory Group LLC CNS TAGS 0443 Taglich Brothers, Inc. CNS TAIG 0235 Geoffrey Richards Securities Corp. CNS TASE 0443 Tradition Asiel Securities, Inc. CNS TBBK 0226 Bancorp Bank (The) CNS

TBRD 0226 Thoroughbred Financial Services, LLC CNS

TCAN 0443 TCAdvisors Network, Inc. CNS TCFG 0226 TCFG Wealth Management, LLC CNS TCMU 0443 TCM Capital, Inc. CNS TCOR 0226 Tricor Financial, LLC CNS TCPX 0443 Toussaint Capital Partners, LLC CNS TDAR 0188 TD Ameritrade, Inc. CNS TDCO 0443 Thompson Davis & Co., Inc. CNS TDPA 0226 TD Securities (USA) LLC CNS TDSI 0352 TD Securities (USA) LLC CNS TEJS 0158 Tejas Securities Group, Inc. CNS TFAS 0443 Tradition Aisel CNS

TFSC 0235 Twenty-First Securities Corporation CNS

TFSL 0235 Teckmeyer Financial Services CNS TGEQ 0052 TriPoint Global Equities, LLC CNS TGHS 0443 TGH Securities, Inc. CNS TGUL 0235 Cleary Gull Inc. CNS THFA 6806 Thornton, Farish & Gauntt TFT TIAN 0226 Triad Securities Corp CNS

TIBD 6412 TIB The Independent Bankers Bank TFT

TIBS 0443 Telemus Investment Brokers, LLC CNS TIGC 0235 Nelsonreid, Inc. CNS TKGA 0226 Kelt (The) Group, LLC CNS

TMBI 0235 Thurston, Springer, Miller, Herd & Titak, Inc. CNS

TMBR 0549 Timber Hill LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

16

TMBS 0443 Tradition Asiel Securities Inc. CNS TMCC 0443 TMC Bonds, L.L.C. CNS TMCD 0141 Thomas McDonald Partners, LLC CNS TMII 0226 Trustcore Investments, Inc. CNS TOCQ 0443 Tocqueville Securities, L.P. CNS TONG 0443 Tonge (R.M.) Company CNS TORI 0235 Torino Capital LLC CNS TORO 0309 Valdes & Moreno, Inc. CNS TOVC 0235 TOV Capital Markets, Inc. CNS TOWT 0750 R.W. Towt & Associates CNS TPMR 0141 Trade-PMR, Inc. CNS TRAD 0271 TradeStation Securities, Inc. CNS TRCO 0279 Tryco Securities, Inc. CNS TREK 0226 Ramirez Tradetrek Securities, LLC CNS TREX 0226 Dinosaur Securities, L.L.C. CNS TRID 0226 Triad Advisors, Inc. CNS TRIM 0161 Knight Capital Markets, LLC CNS TRIN 0141 Triangle Securities, LLC CNS TRIP 0235 Trident Partners Ltd. CNS TRKA 0443 Troika Dialog USA, Inc. CNS TRSC 0052 Transcend Capital, LP CNS TRSH 0309 Thrasher & Company CNS TRSQ 0443 Tower Square Securities, Inc. CNS TRSR 0279 Mutual Money Investments, Inc. CNS TRUB 0141 Trubee, Collins & Co., Inc. CNS TRWN 0443 T.R. Winston & Company, LLC CNS TRYN 0443 First Tryon Securities, LLC CNS TSCD 0235 Sturges Company (The) CNS TSFA 0443 Strategic Financial Alliance (The) CNS TSGI 0158 Tejas Securities Group, Inc. CNS TSII 0226 TradeStar Investments, Inc. CNS TSPI 0141 T.S Phillips Investments CNS TUNA 0443 Bluefin Research Partners, Inc. CNS TURN 0161 CCM Securities, LLC CNS TWFS 0188 21st Century Financial Services CNS

TWPL 0793 Stifel, Nicolaus & Company, Incorporated CNS

UBII 0221 UBS International, Inc. CNS UBKR 6732 United Bankers Bank TFT UBOC 2851 Union Bank N.A. TFT UBSI 0141 United Brokerage Services, Inc. CNS UBSW 0642 UBS Securities LLC CNS UCMI 0443 United Capital Markets, Inc. CNS UFSM 0750 Nelnet Capital LLC CNS ULAT 0443 Ultralat Corporation CNS UMBF 0226 UMB Financial Services, Inc. CNS UMBI 2451 UMB Bank National Association TFT UNIB 0443 Unibanco Securities Inc CNS

UPLN 0443 United Planners Financial Services of America CNS

USAA 0226 USAA Investment Management Company CNS

USCA 0226 U.S. CA Securities LLC CNS USCO 0052 Underhill Securities Corp CNS USDB 0279 U.S. Brokerage, Inc. CNS USFB 0595 U.S. Financial Investments, Inc CNS

USIC 0226 US Securities International Corp. CNS USIS 0226 USI Securities, Inc. CNS USSI 0309 U.S. Sterling Securities, Inc. CNS

UVST 0443 Uvest Financial Services Group, Inc. CNS

VABD 0295 Knight Capital Americas LLC CNS VALI 0226 Valley National Investments, Inc. CNS VALM 0235 Valmark Securities, Inc. CNS VARI 0352 Variant Research Corporation CNS VASL 0352 Vasiliou & Company Inc. CNS VBCS 0279 VBC Securities CNS VBLT 0226 Vanderbilt Securities, LLC CNS VCAP 0443 Vanguard Capital CNS VCAS 0352 VCA Securities, LP CNS VCLM 0279 Van Clemens & Co., Inc. CNS VCMS 0443 VCM Securities, LLC CNS VCSI 0443 Vaughan & Co. Securities, Inc. CNS VEGA 0443 Vega-Chi US Limited CNS VERT 0161 Vertical Trading Group, LLC (The) CNS VFGS 0750 VFG Securities, LLC CNS VFIN 0226 vFinance Investments, Inc. CNS VGRD 0062 Vanguard Marketing Corporation CNS VIEW 0595 Viewtrade Securities, Inc. CNS VISI 0443 Vision Investment Services, Inc. CNS VKMI 0692 Invesco Capital Markets, Inc. CNS

VLYF 0443 Valley Forge Asset Management Corporation CNS

VMEX 0352 Vectormex WMG, Inc. CNS VNDM 0161 Vandham Securities Corp. CNS VNDS 0161 Vandham Securities Corp. CNS VOLS 2447 Home Financial Services, Inc. TFT VOTO 0443 Banco Votorantim Securities, Inc. CNS VPEW 0158 VPE Wertpapierhandelsbank AG CNS VSIN 0595 Vision Financial Markets LLC CNS VSLP 6043 Vining-Sparks IBG, L.P. TFT VSRF 0141 VSR Financial Services, Inc. CNS VSTS 0279 Vista Securities, Inc. CNS VTDT 0158 ViewTrade Securities, Inc. CNS VTMW 0235 Emergent Financial Group, Inc. CNS WABR 0443 Wall Street Access CNS WACC 0279 Weller, Anderson & Co., Ltd. CNS WACL 0709 Wachtel & Co., Inc. TFT WAIN 0103 H.C. Wainwright & Co., Inc. CNS WANG 0279 Wang Investment Associates, Inc. CNS WARF 0235 Ward's Financial Services, Inc. CNS WAYN 0141 Wayne Hummer Investments LLC CNS WBBC 0226 WBB Securities, LLC CNS WBLR 0771 Blair (William) & Company, LLC CNS WBNA 2072 Wells Fargo Bank, N.A./SIG CNS WBRO 0443 Wiley Bros.-Aintree Capital, LLC CNS WCAH 0309 Westhoff Cone & Holmstedt CNS WCHV 0250 Wells Fargo Securities, LLC CNS

WCIG 0750 Willow Cove Investment Group, Inc. CNS

WCIS 0443 Wescorp Investment Services, LLC CNS

WCMS 0352 Westport Capital Markets, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

17

WCSC 0235 Wilmington Capital Securities, LLC CNS WCSO 0052 World Choice Securities, Inc. CNS WDAC 0279 Wilson-Davis & Company, Inc. CNS WECK 0595 Weckstein (D.) & Co., Inc. CNS WEDB 0103 Wedbush Securities Inc. CNS WEED 0161 Weeden & Co. L.P. CNS WEFI 0103 Western Financial Corporation CNS WEGI 0235 World Equity Group Inc. CNS WEGP 0235 Western Equity Group, Inc. CNS WEIL 0226 Weil Company, Inc. (The) CNS WELC 0702 H. G. Wellington & Co., Inc. CNS WELD 0443 White, Weld & Co. Securities, LLC CNS WELL 0309 Wells Nelson & Associates, LLC CNS WESC 0141 Wellington Shields & Co., LLC CNS

WFIS 0250 Wells Fargo Institutional Securities, LLC CNS

WFPB 0250 Wells Fargo Prime Services, LLC CNS WFSI 0352 Windham Financial Services Inc. CNS WGWD 0158 Wedgewood Partners, Inc. CNS WHAE 0158 Wharton Equity Corporation CNS WHBB 0537 BGC Financial, L.P. CNS WHCG 0443 Whitaker Securities, LLC CNS WHCO 0443 Wulff Hansen & Co. CNS WHIT 0279 WIC Corp. CNS WHOT 0595 Whotrades, Inc. CNS WICK 0309 Bonwick Capital Partners, LLC CNS

WIDS 0279 Wisconsin Discount Securities Corp. CNS

WILB 0235 Wilbanks Securities, Inc. CNS WING 0443 ING Financial Partners, Inc. CNS

WISC 0226 Windsor, Sheffield & Company, Inc. CNS

WISI 0352 Western International Securities, Inc. CNS

WISW 0103 Western International Securities, Inc. CNS

WMBU 0226 WFG Investments, Inc. CNS WMCL 0352 White Mountain Capital, LLC CNS WMEI 0279 Meeschaert Capital Markets, Inc. CNS WMPB 0750 Hahn Securities, Inc. CNS WNDR 0161 Wunderlich Securities, Inc. CNS WNJC 0309 WNJ Capital, Inc CNS WNUT 0443 Walnut Street Securities CNS WODL 0279 Woodlands Securities Corp. CNS WOHU 0537 BGC Financial, L.P. CNS WORL 0052 World Trade Financial Corporation CNS WORX 0052 World Trade Financial Corporation CNS WPCC 0052 Westpark Capital, Inc. CNS WPST 0443 Stewart (W.P.) Securities Limited CNS WRET 0141 Wells Fargo Advisors, LLC CNS WRGR 0235 Warner Group Inc. (The) CNS

WRIS 0443 Westport Resources Investment Services, Inc. CNS

WRLD 0235 Hunter World Markets, Inc. CNS WRPI 0750 WRP Investments, Inc. CNS WRRF 0750 WR Rice Financial Services, Inc. CNS WRTC 0750 W.R. Taylor & Company, LLC CNS

WSCC 0235 Washington Securities Corporation CNS WSCX 0235 Workman Securities Corp. CNS WSEC 0443 Willis Securities, Inc. CNS WSFG 0226 Wall Street Financial Group CNS WSGD 8199 Wedbush Securities Inc./P3 CNS

WSMC 0443 Wall Street Management Corporation CNS

WSRK 0750 Westrock Capital Management, Inc. CNS

WSWW 0443 Westminster Securities Corporation CNS

WTCO 0050 Williams Trading, LLC CNS WTKR 0443 Whitaker Securities, LLC CNS WTNY 6414 Whitney National Bank TFT WTOU 0052 Wolverton Securities (USA), Ltd. CNS WTRI 0235 Waterford Investors Services, Inc. CNS WUND 0141 Wunderlich Securities, Inc. CNS WUNT 226? Wunderlich Securities, Inc. CNS

WVBD 0161 Merrill Lynch Pierce Fenner & Smith Incorporated CNS

WYNS 0443 Winslow, Evans & Crocker Inc. CNS WYOM 0443 Kaiser and Company CNS YAMN 0443 Trade Manage Capital, Inc. CNS YLPL 0075 LPL Financial Corporation CNS YOST 0235 Young Stovall & Company CNS YQST 0279 YieldQuest Securities, LLC CNS ZACK 0352 Zacks & Company CNS ZDNF 0226 Zions Direct, Inc. CNS ZFNB 2104 Zions First National Bank TFT ZION 0065 Zions Direct, Inc. CNS ZIVI 8082 ZIV Investment Co. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

18

Clearing No. MPID Name

Muni Clearing

0005 GSCO Goldman, Sachs & Co. CNS

0013 BERN Bernstein (Sanford C.) & Co., Inc. CNS

0013 SBER Bernstein (Sanford C.) & Co., LLC CNS

0015 DEAN Morgan Stanley Smith Barney LLC CNS

0015 MSNY Morgan Stanley & Co., Inc. CNS 0019 JEFF Jefferies LLC CNS

0019 JHYT Jeffries Partner Opportunity Fund II, LLC CNS

0031 ABLE Natixis Securities Americas LLC CNS 0050 MSCO Morgan Stanley & Co. LLC CNS 0050 MSPD Morgan Stanley & Co. LLC CNS 0050 MSPW Morgan Stanley Smith Barney LLC CNS 0050 MSSS MS Securities Services, Inc. CNS 0050 WTCO Williams Trading, LLC CNS 0052 ADAK Adirondack Trading Group, LLC CNS 0052 ADVA Advanced Equities, Inc. CNS 0052 AFGR Avenir Financial Group, Inc. CNS 0052 AURC Aurora Capital LLC CNS 0052 AYME Martinez-Ayme Securities CNS 0052 BEJJ Benjamin & Jerold Brokerage, Inc. CNS

0052 BELO Beloyan Investment Securities, Inc. CNS

0052 BMAC BMA Securities CNS 0052 BOTZ Botzum (C.A.) & Company CNS 0052 BRGE Newbridge Securities Corporation CNS 0052 CAMC Cambria Capital, LLC CNS 0052 CIIV Corporate Investments Group Inc. CNS 0052 CLCI Clayton, Lowell & Conger Inc. CNS 0052 CORR COR Clearing LLC CNS 0052 CPCS CP Capital Securities CNS

0052 DAKO Dakota Securities International, Inc. CNS

0052 DLNY Delaney Equity Group LLC CNS

0052 ELSH Elish & Elish Brokerage and Research CNS

0052 EQNX Equinox Securities, Inc. CNS 0052 ETCB ETC Brokerage Services, LLC CNS 0052 EVRS E1 Asset Management, Inc. CNS 0052 FANC Finance 500, Inc. CNS

0052 FORD Fordham Financial Management, Inc. CNS

0052 FRIS J.D. Nicholas & Associates, Inc. CNS 0052 FSTN Fieldstone Services Corp. CNS 0052 HCPL Halen Capital, Inc. CNS 0052 HMRK Hallmark Investments, Inc. CNS 0052 JHDR JH Darbie & Co. Inc. CNS 0052 KCWF Ward (K.C.) Financial CNS 0052 KJER Kenneth, Jerome & Co., Inc. CNS 0052 KWIL Key West Investments, LLC CNS 0052 LEGD Legend Securities, Inc. CNS 0052 LGNT COR Clearing LLC CNS

0052 MERX Merrimac Corporate Securities, Inc. CNS

0052 MSFS Mystockfund Securities, Inc. CNS

0052 MYLG Meyers Associates, L.P. CNS 0052 NAPK National Securities Corporation CNS 0052 NCFS New Castle Financial Group, Inc CNS 0052 NCIS Newport Coast Securities CNS 0052 NTFN Network 1 Financial Securities Inc. CNS 0052 OLMP Olympus Securities, LLC CNS 0052 PATH Capital Path Securities, LLC CNS 0052 PENC Penrod Financial Group CNS 0052 PULB Pulaski Bank CNS 0052 RPCP RP Capital LLC CNS 0052 RWCI Ridgeway & Conger, Inc. CNS 0052 SCIL Strategic Capital Investments, LLC CNS 0052 SLIN Sterling Investments CNS 0052 SPTC Seven Points Capital, LLC CNS

0052 SPTD Stock USA Execution Services, Inc. CNS

0052 STSE Southern Trust Securities, Inc. CNS 0052 STTT StateTrust Investments Inc. CNS 0052 TGEQ TriPoint Global Equities, LLC CNS 0052 TRSC Transcend Capital, LP CNS 0052 USCO Underhill Securities Corp CNS 0052 WCSO World Choice Securities, Inc. CNS 0052 WORL World Trade Financial Corporation CNS 0052 WORX World Trade Financial Corporation CNS 0052 WPCC Westpark Capital, Inc. CNS 0052 WTOU Wolverton Securities (USA), Ltd. CNS 0057 EDJO Jones (Edward D.) & Co. CNS

0062 VGRD Vanguard Marketing Corporation CNS

0065 ZION Zions Direct, Inc. CNS 0075 AXAA AXA Advisors, LLC CNS 0075 YLPL LPL Financial Corporation CNS

0076 MUFG Mitsubishi UFJ Securities (USA), Inc. CNS

0100 CLKS Clarkson Capital Markets TFT

0100 ECUT ConvergEx Execution Solutions LLC TFT

0100 GDNR Gardner Rich, LLC TFT 0100 GSEC Griffin Securities, Inc. TFT

0100 JPTR Jackson Partners & Associates Inc. TFT

0100 SEAI Seaboard Securities, Inc. TFT 0103 APTO Apto Partners, LLC CNS

0103 BMCB Backstrom McCarley Berry & Co., LLC CNS

0103 BRSA Boursa Investments CNS 0103 BSAZ Berry Shino Securities, Inc. CNS 0103 CANR Cantone Research, Inc. CNS 0103 CGLN Coughlin & Co., Inc. CNS 0103 DAVS Davis Securities LLC CNS 0103 DIVA Divine Capital Markets, LLC CNS 0103 EBRD Earlybird Capital, Inc. CNS 0103 EDLR De La Rosa (E.J.) & Co., Inc. CNS 0103 FALC Falcon Square Capital, LLC CNS 0103 FARA Farina & Associates, Inc. CNS 0103 FRLZ Friedman Luzzatto & Co CNS 0103 ISIL ISI Capital, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

19

0103 JKCA J.K. Chilton & Associates, Inc. CNS 0103 KCAP Kildare Capital, Inc. CNS 0103 KILD Kildare Capital, Inc. CNS 0103 LPCM Lampert Capital Markets Inc. CNS 0103 MAWI Montecito Advisors, Inc. CNS 0103 MOJO Montag & Joselson CNS 0103 NBST Brandis Tallman LLC CNS 0103 NCSI Newport Coast Securities CNS

0103 OCON O'Connor & Company Securities Inc. CNS

0103 PSRI Globalink Securities, Inc. CNS 0103 ROAR Dinosaur Securities, L.L.C. CNS 0103 RVSI Robert Van Securities, Inc. CNS 0103 SAYB Saybrook Capital Corporation CNS 0103 SLHC SL Hare Capital, Inc. CNS 0103 STIN Stinson Securities, LLC CNS 0103 WAIN H.C. Wainwright & Co., Inc. CNS 0103 WEDB Wedbush Securities Inc. CNS 0103 WEFI Western Financial Corporation CNS

0103 WISW Western International Securities, Inc. CNS

0124 INGS Ingalls & Snyder, LLC CNS 0129 BAUM Baum (George K.) & Co. TFT 0136 BIMI Banca IMI Securities Corp. CNS 0141 ADSO Prospera Financial Services CNS 0141 AHSI American Heritage Securities, Inc. CNS 0141 AKGS Alliance Financial Group, Inc. CNS 0141 ALEN Allen & Company of Florida, Inc. CNS

0141 AMBB Allen, Mooney & Barnes Brokerage Services, LLC CNS

0141 AMMS American Municipal Securities Inc. CNS 0141 ARVS Arvest Investments, Inc. CNS 0141 ASKR Askar Corp. CNS

0141 ATKC Strand Atkinson Williams & York, Inc. CNS

0141 BGHT Brighton Securities Corp. CNS 0141 BHKS BHK Securities, LLC CNS

0141 BKFC Broker Dealer Financial Services Corp. CNS

0141 BNKS FIG Partners, LLC CNS 0141 BOSC Boenning & Scattergood, Inc. CNS 0141 BSEC Brown Advisory Securities, LLC CNS

0141 BURK Burke, Lawton, Brewer & Burke, LLC CNS

0141 BUZZ Heidtke & Company, Inc. CNS

0141 BZTN Alliant Securities, Inc. Turner, Nord, Kienbaum CNS

0141 CARY Cary Street Partners LLC CNS 0141 CHDA Chapin, Davis CNS 0141 CHHS Harris (Chester) & Co., Inc. CNS

0141 CICL Carolinas Investment Consulting, LLC CNS

0141 CITY City Securities Corporation CNS 0141 COAS Coastal Equities, Inc. CNS 0141 COBR Coburn & Meredith, Inc. CNS 0141 CONS Consultiva Securities, Inc. CNS

0141 COOR Coordinated Capital Securities, Inc. CNS

0141 CPAM Capital Securities of America, Inc. CNS

0141 CTNL Centennial Securities Company, LLC CNS

0141 CUTT Cutter & Company Brokerage, Inc. CNS 0141 DKEI Dale K. Ehrhart, Inc. CNS 0141 DMKC Kelley (D.M.) & Co. CNS 0141 DORS Dorsey & Co. Inc. CNS 0141 DTII Delta Trust Investments, Inc. CNS 0141 EKRI Riley (E.K.) Investments, LLC CNS 0141 FCCP First Clearing LLC CNS 0141 FCFP First Citizens Financial Plus, Inc. CNS 0141 FDSI First Dallas Securities, Inc. CNS

0141 FNET Wachovia Securities Financial Network, LLC CNS

0141 FNFD Folger Nolan Fleming Douglas Incorporated CNS

0141 FWSI First Western Securities CNS 0141 GABE G.Research, Inc. CNS 0141 GGWI Gage-Wiley & Co., Inc. CNS

0141 GRIF Griffith (M.) Locke Investment Services, Inc. CNS

0141 GTRN Gorian Investment Group CNS 0141 HDVS H.D. Vest Investments Services CNS 0141 HFIS HFI Securities, Inc. CNS 0141 HPOL Herndon Plant Oakley CNS 0141 KRAM Kramer Securities Corp. CNS 0141 LASI Lieblong & Associates, Inc. CNS 0141 LGLL Feil Daily Investment Company CNS

0141 LSPI Lafayette Investments Incorporated CNS

0141 LTLI Littlewood (L.P.) and Associates, Inc. CNS

0141 MASE Managed Account Services, LLC CNS 0141 MCBT Moors & Cabot, Inc. CNS 0141 MDEB World First Financial Services, Inc. CNS

0141 MFCA Monarch Financial Corporation of America CNS

0141 MICG MICG Investment Management CNS 0141 NFGR Nations Financial Group, Inc. CNS 0141 NHWI Hennion & Walsh, Inc. CNS 0141 NOYS Noyes (David A.) & Co. CNS

0141 PAMI Professional Asset Management, Inc. CNS

0141 PMKS PMK Securities & Research, Inc. CNS 0141 POND Pond Equities CNS 0141 PRGL Prudential Equity Group, LLC CNS 0141 PRSB Presidential Brokerage, Inc. CNS 0141 PSAE PSA Equities, Inc. CNS

0141 PUMP Gaye (C.E.) & Sons Securities, Ltd. CNS

0141 RDSS RDSC, LLC CNS 0141 REID Reid and Associates CNS 0141 RGWD Ridgewood Associates Inc. NJ CNS 0141 RHDS Rhodes Securities, Inc. CNS 0141 RMPI Richards, Merrill & Peterson, Inc. CNS 0141 ROMO Romano Brothers and Company CNS

0141 RSWM Riverstone Wealth Management, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

20

0141 SAGE Sage, Rutty & Co., Inc. CNS

0141 SAPA Saperston Asset Management, Inc. CNS

0141 SEEL Seelaus (R.) & Co., Inc. CNS 0141 SMHJ Sanders Morris Harris Inc. CNS 0141 STAD Equitable Advisors, Inc. CNS 0141 SUMT Summit Brokerage Services, Inc. CNS 0141 SZZI Stofan, Agazzi & Company, Inc. CNS 0141 TMCD Thomas McDonald Partners, LLC CNS 0141 TPMR Trade-PMR, Inc. CNS 0141 TRIN Triangle Securities, LLC CNS 0141 TRUB Trubee, Collins & Co., Inc. CNS 0141 TSPI T.S Phillips Investments CNS 0141 UBSI United Brokerage Services, Inc. CNS 0141 VSRF VSR Financial Services, Inc. CNS 0141 WAYN Wayne Hummer Investments LLC CNS 0141 WESC Wellington Shields & Co., LLC CNS 0141 WRET Wells Fargo Advisors, LLC CNS 0141 WUND Wunderlich Securities, Inc. CNS 0148 GARB ICAP Corporates LLC CNS 0158 ACCP Aegis Capital Corp. CNS 0158 ACCU AltaCorp Capital (USA) Inc. CNS

0158 BRMF First Bermuda Securities (BVI), Ltd. CNS

0158 CINV Corporate Investments Group Inc. CNS 0158 FDSC 1st Discount Brokerage, Inc. CNS 0158 GSIL Global Strategic Investments, LLC CNS 0158 INTG Lightspeed Trading, LLC CNS 0158 JPTC Turner (J.P.) & Co. LLC CNS 0158 JPTS Turner (J.P.) & Company, LLC CNS 0158 LSPS Lightspeed Trading, LLC CNS

0158 MBTS Manhattan Beach Trading Financial Services, Inc. CNS

0158 PFCL Apex Clearing Corporation CNS 0158 RACO Shearman, Ralston, Inc. CNS 0158 SCTO Scottrade, Inc. CNS 0158 SEIB Seibert (J.D.) & Company, Inc. CNS 0158 SESL Seslia Securities, Inc. CNS

0158 STCS First American Capital and Trading Corporation CNS

0158 SVBS SVB Securities, Inc./A Non-Bank Affiliate of Silicon Valley Bank CNS

0158 TEJS Tejas Securities Group, Inc. CNS 0158 TSGI Tejas Securities Group, Inc. CNS 0158 VPEW VPE Wertpapierhandelsbank AG CNS 0158 VTDT ViewTrade Securities, Inc. CNS 0158 WGWD Wedgewood Partners, Inc. CNS 0158 WHAE Wharton Equity Corporation CNS 0161 AFGL Atlas One Financial Group, LLC CNS 0161 ATPA Concept Capital Markets, LLC CNS 0161 BIDS BIDS Trading L.P. CNS 0161 CABA Cabrera Capital Markets, Inc. CNS 0161 CFGO CF Global Trading, LLC CNS 0161 CFGT CF Global Trading, LLC CNS 0161 CHBC Cheevers & Company Inc CNS 0161 CHLM Craig-Hallum Capital Group, LLC CNS

0161 CIST Capital Institutional Services, Inc. CNS 0161 COWX Cowen and Company, LLC CNS 0161 CSCB Computershare Securities Corp. CNS 0161 CSMS Cornerstone Macro LLC CNS 0161 DLTA Dealerweb Inc. CNS 0161 DTAP Direct Trading Institutional LP CNS 0161 EBXL EBX LLC CNS 0161 EHSC Smith (E.H.) Jacobs & Co., Inc. CNS 0161 ELEV Elevation, LLC CNS 0161 ELTD Elevation LLC CNS 0161 ETRF G1 Execution Services, LLC CNS 0161 FAFT Factfet Systems, Inc. CNS 0161 FBLC Freimark Blair & Co., Inc. CNS 0161 FINX Fintech Securities CNS 0161 FSEC FRS Securities, LLC CNS 0161 GARQ ICAP Corporates, LLC CNS 0161 GPSS Great Pacific Securities CNS

0161 GSSC Georgeson Shareholder Securities Corp. CNS

0161 GTSY GTS Securities, LLC CNS 0161 GZML Guzman & Company CNS 0161 INTL INTL Trading, Inc. CNS 0161 JJKE Dealerweb Inc. CNS 0161 JJKS Rafferty Capital Markets, LLC CNS 0161 JONE JonesTrading CNS 0161 LFIN Lighthouse Financial Group, LLC CNS 0161 MACM Madison Capital Markets, Inc. CNS 0161 MBSC MBSC Securities Corporation CNS 0161 MCIN Moors & Cabot, Inc. CNS 0161 MERQ Mercator Associates, LLC CNS 0161 MISL Mischler Financial Group, Inc. CNS 0161 MISM Mismi, Inc. CNS

0161 MLCO Merrill Lynch, Pierce, Fenner & Smith Inc. CNS

0161 MLMA Merrill Lynch, Pierce, Fenner & Smith Incorporated CNS

0161 MLVM McNicoll, Lewis & Vlak LLC CNS 0161 MPSG E D & F Man Capital Markets Inc. CNS 0161 NITE Knight Equity Markets, L.P. CNS 0161 OGRU Oscar Gruss & Son, Incorporated CNS 0161 ONEL O'Neil (William) & Co. Inc. CNS 0161 PICK Pickering Energy Partners, Inc. CNS 0161 PNSA Penserra Securities, LLC CNS 0161 PNSR Penserra Securities, LLC CNS 0161 RAIT RAIT Securities CNS 0161 RAYF Raymond C. Forbes & Co., Inc. CNS 0161 RCML Dealerweb Inc. CNS 0161 RJLB RJL Capital Group, LLC CNS 0161 ROTH Roth Capital Partners, LLC CNS 0161 SABF Saudi American Bank CNS 0161 SCSS Stonecastle Securities, LLC CNS 0161 SECS Second Street Securities, Inc. CNS 0161 SEPN Seapine Securities, LLC CNS

0161 SFGB Susquehanna Financial Group, LLP CNS

0161 SGCM S. Goldman Capital LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

21

0161 SPGS Seaport Global Securities LLC CNS 0161 STRS Strategas Research Partners, LLC CNS 0161 TAGC Telsey Advisory Group LLC CNS 0161 TRIM Knight Capital Markets, LLC CNS 0161 TURN CCM Securities, LLC CNS 0161 VERT Vertical Trading Group, LLC (The) CNS 0161 VNDM Vandham Securities Corp. CNS 0161 VNDS Vandham Securities Corp. CNS 0161 WEED Weeden & Co. L.P. CNS 0161 WNDR Wunderlich Securities, Inc. CNS

0161 WVBD Merrill Lynch Pierce Fenner & Smith Incorporated CNS

0163 NQBX NASDAQ OMX BX, INC CNS 0164 CHAS Charles Schwab & Co., Inc. CNS 0187 CHSI J.P. Morgan Securities LLC CNS 0188 AMTD Ameritrade, Inc. CNS 0188 FOMA TD Ameritrade Clearing, Inc. CNS 0188 LABR LaBrunerie Financial Services CNS

0188 MSMC Main Street Management Company CNS

0188 SPCA Spectrum Capital, Inc. CNS 0188 TDAR TD Ameritrade, Inc. CNS 0188 TWFS 21st Century Financial Services CNS 0189 SSBS State Street Global Markets, LLC CNS 0189 SSLL State Street Global Markets, LLC CNS 0197 COAK CastleOak Securities, L.P CNS

0197 CSPD Cantor Fitzgerald & Co. - Cantor Clearing Services CNS

0197 SEMT Mint Brokers CNS 0202 FTSC FTN Financial Services Corp. CNS 0221 PWJC UBS Financial Services Inc. CNS

0221 PWPR UBS Financial Services INC of Puerto Rico CNS

0221 UBII UBS International, Inc. CNS

0226 AALC Thrivent Investment Management, Inc. CNS

0226 ABAS Conover Securities Corporation CNS

0226 ABYL North Star Investment Services, Inc. CNS

0226 ACSL FinTrust Brokerage Services, LLC CNS 0226 AFIN All Funds, Inc. CNS 0226 AIAI LTC Investment Services, Inc. CNS 0226 AIGN Sagepoint Financial, Inc. CNS 0226 ALLE Alleghany Investments Inc. CNS 0226 AMIC L.S.Y., Inc. CNS 0226 ARCH Investacorp, Inc. CNS

0226 ASOI Associated Investment Services, Inc. CNS

0226 ASTI AST Investor Services LLC CNS 0226 ATGP Agency Trading Group, Inc. CNS 0226 AVEN Aventura Securities, LLC CNS 0226 AVIL Avila Capital Markets, Inc. CNS 0226 AVON Avondale Partners, LLC CNS 0226 BARR Barrett & Company CNS 0226 BDDK BondDesk Trading LLC CNS 0226 BDTR Bonddesk Trading, LLC CNS

0226 BFFI Berthel, Fisher & Company Financial Services, Inc. CNS

0226 BGIA Biondo Asset Management LLC CNS 0226 BGSG CBIZ Financial Solutions, Inc. CNS 0226 BHLP Belle Haven Investments, LP CNS 0226 BISH Bishop, Rosen & Co., Inc. CNS 0226 BLNI Ameritas Investment Corp. CNS

0226 BNMI Bozarth, Newton & Murphy Securities, Inc. CNS

0226 BNYN Banyan Securities, LLC CNS 0226 BOYS Financial Advisers of America, LLC CNS 0226 BPWP Buttonwood Partners, Inc. CNS 0226 BRIT Brittingham, Inc. CNS 0226 BRLI Brown, Lisle/Cummings, Inc. CNS 0226 BRNK Brinker Capital Securities Corp. CNS 0226 BRSE Bradesco Securities, Inc. CNS

0226 BUCK Buckingham Research Group Incorporated (The) CNS

0226 BYAI Brecek & Young CNS

0226 CBEV City National Bank, Beverly Hills, California CNS

0226 CBOL Mutual Securities, Inc. CNS 0226 CBTD Synovus Securities Inc. CNS 0226 CERS Ceros Financial Services, Inc. CNS 0226 CISV Citizens Investment Services Corp. CNS 0226 CLLC Curran Advisory Services, LLC CNS 0226 CLLN Carillon Investments, Inc. CNS 0226 CMCE Commerce Brokerage Services CNS 0226 CMMW Commonwealth Financial Network CNS 0226 CNSI City National Securities Inc. CNS 0226 COHI High Point Capital Group, Inc. CNS 0226 COWN Cowen & Company, LLC CNS 0226 COWP Cowen & Company, LLC CNS 0226 CPGL Continuity Partners Group, LLC CNS 0226 CRBY Corby Capital Markets, Inc. CNS 0226 CRTS CertusSecurities, Inc. CNS

0226 CSIC Capital Securities Investment Corporation CNS

0226 CSMR Casimir Capital, L.P. CNS 0226 CSPA Credit Suisse Private Advisors CNS 0226 CTLA Cantella & Co., Inc. CNS 0226 CUFT Frost Brokerage Services, Inc. CNS 0226 DAVI Shelby Cullom Davis & Co., LP CNS

0226 DFWM Detwiler Fenton Wealth Management Inc CNS

0226 DLSI Dempsey Lord Smith, LLC CNS 0226 DOVE Securities Equity Group CNS 0226 DSGG DMG Securities, Inc. CNS 0226 EQSV Equity Services, Inc. CNS 0226 EURP Euro Pacific Capital, Inc. CNS 0226 EVER Evertrade Direct Brokerage, Inc. CNS 0226 EVOL Evolve Securities, Inc. CNS 0226 EWIN E-W Investments, Inc. CNS 0226 FAMV Family Investors Co. CNS 0226 FBAL First Brokerage America, LLC CNS 0226 FCGA FCG Advisors LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

22

0226 FEDE Detwiler, Mitchell, Fenton & Graves, Inc. CNS

0226 FGCC 1st Global Capital Corp. CNS

0226 FGIC Financorp Group International Corp. CNS

0226 FGOE First Georgetown Securities, Inc. CNS 0226 FIBS Fidelity Brokerage Services LLC CNS 0226 FINW Financial West Group CNS 0226 FISB Advisors Asset Management, Inc. CNS 0226 FISN Landolt Securities, Inc. CNS 0226 FJRF Pariter Securities, LLC CNS 0226 FLAT Florida Atlantic Securities Corp. CNS 0226 FLTL Feltl and Company CNS 0226 FMAC Feldman, Ingardona & Co. CNS 0226 FMFS Fisrt Merit Financial Services, Inc CNS 0226 FSCN FSC Securities Corporation CNS 0226 FTEN FTB Advisors, Inc. CNS 0226 FUND Wunderlich Securities, Inc. CNS 0226 FWAI First Western Advisors CNS 0226 GARR Garrett Nagle & Company, Inc. CNS 0226 GFBD G. F. Investment Services, LLC CNS 0226 GHAS Gordon Hasket & Co. CNS

0226 GHCC Gordon, Haskett Capital Corporation CNS

0226 GIMM GIT Investment Services, Inc. CNS 0226 GIRL Girard Securities, Inc. CNS 0226 GMCK McKelvey (George) Co., Inc. CNS 0226 GROD Grodsky Associates, Inc. CNS 0226 GRPS MML Investors Services, LLC CNS 0226 GRYG Goldberg (Gary) & Co., Inc. CNS

0226 GWWD Wade (G.W.) Asset Management Company, Inc. CNS

0226 HANK Hancock Investment Services, Inc. CNS 0226 HARS Harvestons Securities, Inc. CNS 0226 HAZL Hazlett, Burt & Watson, Inc. CNS 0226 HIAI Heartland Investment Associates CNS 0226 HMPT Hampton Securities (USA), Inc. CNS 0226 HMRN Hanson McClain CNS

0226 HOOV Carey, Thomas, Hoover & Breault, Inc. CNS

0226 HTWR Hightower Securities, LLC CNS 0226 HUCO Huntington Investment Company CNS 0226 IBER IBERIA Capital Partners L.L.C. CNS

0226 ICFS Intercarolina Financial Services, Inc. CNS

0226 ICTI International Correspondent Trading, Inc. CNS

0226 IIGH IIG Horizons Securities LLC CNS 0226 INTA International Assets Advisory, LLC CNS 0226 INTX International Assets Advisory, LLC CNS 0226 IPAC Interpacific Investors Services, Inc. CNS 0226 ISFA IFC Holdings, Inc. CNS 0226 ITFS Blue Creek Securities, Inc. CNS 0226 JACQ Liberty Group, LLC CNS 0226 JGUN Gunnar (Joseph) & Co., LLC CNS 0226 JHDI Signator Investors, Inc. CNS 0226 JWCF J. W. Cole Financial, Inc. CNS

0226 KALO Kalos Capital Incorporated CNS 0226 KEEL Keeley Investment Corp. CNS 0226 KEYS Arete Wealth Management CNS 0226 KHKC Kevin Hart Kornfield & Co., Inc. CNS 0226 KOVS Kovack Securities, Inc. CNS 0226 LAGI Allstate Financial Services, LLC CNS 0226 LASS LaSalle Street Securities, Inc. CNS 0226 LBSC IFMG Securities, Inc. CNS 0226 LDIL Lincoln Douglas Investments, LLC CNS 0226 LDOT Landolt Securities, Inc. CNS

0226 LDSC LaraDorbecker Securities Corporation CNS

0226 LEAD Leaders Group, Inc. (The) CNS 0226 LEBO Baldwin (Leigh) & Co., LLC CNS 0226 LFAC Lincoln Financial Advisors CNS 0226 LIIS USAA Financial Advisors, Inc. CNS 0226 LMAR Lifemark Securities Corp. CNS 0226 LSKO Lesko Securities Inc. CNS 0226 LTCO Ladenburg, Thalmann & Co. Inc. CNS 0226 MACC Mid Atlantic Capital Corp. CNS 0226 MCFM Morton Clarke, Inc. CNS 0226 MDBC MDB Capital Group, LLC CNS 0226 MDGS Middlegate Securities Ltd. CNS 0226 MEAL M. E. Allison & Co., Inc. CNS 0226 MEAN Means Investment Company, Inc. CNS 0226 MESI Surety Financial Services CNS 0226 MIFI Milkie Ferguson Investments, Inc. CNS 0226 MIOH Mid-Ohio Securities Corp. CNS

0226 MKTI UnionBanc Investment Services, LLC CNS

0226 MPLW Maplewood Investment Advisors, Inc. CNS

0226 MRPH WM Financial Services, Inc. CNS 0226 MSIM Michigan Securities, Inc. CNS 0226 MSRO Mesirow Financial, Inc. CNS

0226 MSTC Midwestern Securities Trading Company, LLC CNS

0226 MTSL Montage Securities, LLC CNS 0226 MVSG MV Securities Group, Inc. CNS 0226 NATL National Securities Corporation CNS 0226 NBAR Barron (Nancy) & Associates, Inc. CNS

0226 NFSC National Financial Services Corporation CNS

0226 NHMG New Horizons Asset Management Group, LLC CNS

0226 NTRC Northern Trust Securities, Inc. CNS 0226 NYLS NY Life Securities, Inc. CNS 0226 OBWS Oberweis Securites, Inc. CNS 0226 OHIO Fifth Third Securities, Inc. CNS 0226 OSHM Oshima & Associates CNS 0226 PAMC Progressive Asset Management CNS 0226 PCCA Peachtree Capital Corporation CNS 0226 PCIS Bankoh Investment Services, Inc. CNS 0226 PENA Pennaluna & Company Inc. CNS 0226 PFML United Equity Securities, LLC CNS 0226 PIAC Protected Investors of America CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

23

0226 PIMS Prudential Investment Management Services, LLC CNS

0226 PINA Pinnacle Investments, LLC CNS 0226 PNCC PNC Investments CNS 0226 POPS Popular Securities, Inc. CNS 0226 PROG Putnam Retail Management CNS 0226 PRUC Pruco Securities, LLC CNS 0226 PSII NFP Securities, Inc. CNS 0226 PUPL Puplava Securities, Inc. CNS 0226 QCAS Cass (Quincy) Associates Inc. CNS 0226 RAAI Royal Alliance Associates, Inc. CNS 0226 RAIN Rainier Securities, LLC CNS 0226 RDMI RDM Investment Services, Inc. CNS 0226 REGN Regions Securities LLC CNS 0226 REND Ticonderoga Securities LLC CNS 0226 RHGL Resource Horizons Group, LLC CNS 0226 SAIN Securities America, Inc. CNS

0226 SAKL Stephen A. Kohn & Associates, Ltd. CNS

0226 SARG Purshe Kaplan Sterling Investments CNS

0226 SBLT SunAmerica Capital Services, Inc./Valic CNS

0226 SBRT Siebert (Muriel) & Co., Inc. CNS

0226 SBSC Siebert Brandford Shank & Co., LLC CNS

0226 SCFA SCF Securities, Inc. CNS 0226 SEIN Southeast Investments N.A., Inc. CNS 0226 SEMQ Summit Equities, Inc. CNS 0226 SFEI Stern Fisher Edwards, Inc. CNS 0226 SFRS Robertson Stephens Securities CNS 0226 SGBI Smith, Brown & Groover, Inc. CNS 0226 SGFC Sigma Financial Corporation CNS

0226 SHFS Smith Hayes Financial Services Corporation CNS

0226 SHIV SteelPoint Securities, LLC CNS 0226 SKYE Skyebanc Inc. CNS 0226 SLWY Solowey & Co. CNS 0226 SMNS Parkland Securities, LLC CNS

0226 SMRI Securities Management & Research, Inc. CNS

0226 SPLC Spire Securities, LLC CNS 0226 SSET Sunset Financial Services, Inc. CNS 0226 SSGC Signature Securities CNS 0226 SSGM State Street Global Markets, LLC CNS 0226 SSIN SunTrust Investment Services, Inc. CNS 0226 SSNI Securities Service Network, Inc. CNS 0226 STOS Stockcross Financial Services, Inc. CNS 0226 SWBC SWBC Investment Services, LLC CNS 0226 TBBK Bancorp Bank (The) CNS

0226 TBRD Thoroughbred Financial Services, LLC CNS

0226 TCFG TCFG Wealth Management, LLC CNS 0226 TCOR Tricor Financial, LLC CNS 0226 TDPA TD Securities (USA) LLC CNS 0226 TIAN Triad Securities Corp CNS 0226 TKGA Kelt (The) Group, LLC CNS

0226 TMII Trustcore Investments, Inc. CNS 0226 TREK Ramirez Tradetrek Securities, LLC CNS 0226 TREX Dinosaur Securities, L.L.C. CNS 0226 TRID Triad Advisors, Inc. CNS 0226 TSII TradeStar Investments, Inc. CNS 0226 UMBF UMB Financial Services, Inc. CNS

0226 USAA USAA Investment Management Company CNS

0226 USCA U.S. CA Securities LLC CNS 0226 USIC US Securities International Corp. CNS 0226 USIS USI Securities, Inc. CNS 0226 VALI Valley National Investments, Inc. CNS 0226 VBLT Vanderbilt Securities, LLC CNS 0226 VFIN vFinance Investments, Inc. CNS 0226 WBBC WBB Securities, LLC CNS 0226 WEIL Weil Company, Inc. (The) CNS

0226 WISC Windsor, Sheffield & Company, Inc. CNS

0226 WMBU WFG Investments, Inc. CNS 0226 WSFG Wall Street Financial Group CNS 0226 WUNT Wunderlich Securities, Inc. CNS 0226 ZDNF Zions Direct, Inc. CNS 0229 BCLE Barclays Capital, Inc./LE CNS 0235 ABPI Allied Beacon Partners, Inc. CNS 0235 ACGP Andes Capital Group, LLC CNS 0235 ACLP Alexander Capital, L.P. CNS

0235 ADFG American Diversified Financial Group, LLC CNS

0235 AGCP Aegis Capital Corp. CNS 0235 AGIS Aegis Capital Corp. CNS

0235 AISG American Independent Securities Group, LLC CNS

0235 ALAD Alliance Advisory & Securities, Inc. CNS

0235 ALIS Alexander Investment Services Co. CNS

0235 ANDG Garrett (Andrew) Inc. CNS 0235 ASGI Alton Securities Group Inc. CNS

0235 ATTR Atlantic Trading Partners Incorporated CNS

0235 BBGC Graham (B.B.) & Company CNS 0235 BBII Sierra Equity Group Ltd. CNS 0235 BCMI Blackwall Capital Markets, Inc. CNS 0235 BCOM Baker & Co., Incorporated CNS

0235 BEAF Beaconsfield Financial Services, Inc. CNS

0235 BEMC Berghoff & Company, Inc. CNS 0235 BFSL Briggs-Ficks Securities, LLC CNS 0235 BJRC Cascade Investment Group, Inc. CNS 0235 BKRT Buckman, Buckman & Reid, Inc. CNS 0235 BLTN Bolton Securities Corporation CNS 0235 BMRK Benchmark Investments, Inc. CNS 0235 BOBO Penates Group Inc. CNS 0235 BRGI Advanced Asset Trading, Inc. CNS 0235 BRNT Brent (H.D.) & Company, Inc. CNS 0235 BVIS BestVest Investments, Ltd. CNS 0235 BWNA Brown Associates, Inc. CNS 0235 CATE Carter, Terry & Company, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

24

0235 CESI Cressman Esser Securities, Inc. CNS 0235 CFDI CFD Investments CNS 0235 CFGM Trustmont Financial Group, Inc. CNS 0235 CHNR Chauner Securities, Inc. CNS 0235 CLRK Clark Dodge & Co., Inc. CNS 0235 CMGT Country Capital Inc. CNS

0235 CNCD Concorde Investment Services, LLC CNS

0235 COHN Cohen Bros. & Company CNS 0235 COLL Collins & Co. CNS

0235 CONF Conservative Financial Services, Inc. CNS

0235 COYL Coyle Securities LLC CNS 0235 CPLC Cova Capital Partners LLC CNS 0235 CRDL Cardinal Investments Inc. CNS 0235 CSIN Capital Select Investment CNS 0235 CSPI Capital Synergy Partners CNS 0235 DAII Alexander (Don) Investments, Inc. CNS

0235 DAIN RBC Capital Markets Corporation CNS

0235 DARA Darwood Associates, Inc. CNS 0235 DCSD Dain Correspondent Services CNS 0235 DHCO David Harris & Co., Inc. CNS 0235 DHLN Equinox Group Distributors, LLC CNS 0235 DPAA Palmieri (Angnardo) & Co., Inc. CNS 0235 EDIR EDI Financial, Inc. CNS 0235 EXTF Wynston Hill Capital, LLC CNS 0235 FALK Steven L. Falk & Associates CNS 0235 FAMI First American Municipals, Inc. CNS 0235 FFCB Forefront Capital Markets LLC CNS 0235 FFCM Forefront Capital Markets LLC CNS 0235 FHON First Honolulu Securities Inc. CNS 0235 FINF Finance 500, Inc. CNS 0235 FISH Fisher (L.B.) & Company CNS

0235 FKSC First Kentucky Securities Corporation CNS

0235 FLIB First Liberties Financial CNS 0235 FNBS Alerus Securities Corporation CNS 0235 FORE Forest Securities, Inc. CNS

0235 FPCI Financial Planning Consultants Inc. CNS

0235 FSII Forsyth Securities CNS 0235 GAFI Gardner Financial Services Inc. CNS 0235 GJSS Schwartz, Gregory J. & Co. Inc. CNS 0235 GRFC GRF Capital Investors Inc. CNS 0235 GRST Garden State Securities Inc. CNS 0235 GSAD Gatten Sadowski Inc CNS 0235 HACL Halen Capital Management, Inc CNS 0235 HAMR W.R. Hambrecht + Co., LLC CNS 0235 HENN Hennig (Carl M.) Inc. CNS 0235 HFSB Heritage Financial Systems, Inc. CNS 0235 HIGG Higgins Capital Management, Inc. CNS 0235 HLIX Lucia Securities, LLC CNS 0235 HMRB W.R. Hambrecht + Co., LLC CNS 0235 HRGR Harger and Company, Inc. CNS 0235 HVST Harvest Financial Corporation CNS

0235 ICMH Institutional Capital Management, Inc. CNS

0235 INCP Incapital, LLC CNS 0235 INPI Investment Planners Inc. CNS 0235 IVNT Investment Network, Inc. CNS 0235 IVOL Union Capital Company CNS 0235 JDCO Cummins Financial Corporation CNS

0235 JEFM Jeffrey Matthews Financial Group, LLC CNS

0235 JEVO Atis, Inc. CNS

0235 JVBF Jack V. Butterfield Investments Company CNS

0235 JWML Millegan (J.W.), Inc. CNS

0235 KCIM Investment Management Corporation CNS

0235 KRTH Korth (J.W.) & Company, Inc. CNS 0235 KRUG Krueger Brokerage, Inc. CNS 0235 KWSC KW Securities Corporation CNS 0235 LAFB Lafferty (R.F.) & Co., Inc. CNS 0235 LAKE Lake Forest Securities, LLC CNS 0235 LAMA Lara, Shull & May, Ltd. CNS 0235 LARC Larimer Capital Corporation CNS 0235 LASE Legacy Asset Securities Inc. CNS 0235 LEON Leonard Securities, Inc. CNS 0235 LEYA Lemley, Yarling & Co. CNS 0235 LFRO LF Rothschild, LLC CNS 0235 LMFI Lauren & Merlin Inc. CNS 0235 LMKO Kohn (L.M.) & Company CNS 0235 LMSC Bay Colony Securities Co., Inc. CNS

0235 LOMU Loewen, Ondaatje, McCutcheon USA Limited CNS

0235 LPFS Liberty Partners Financial Services, Inc. CNS

0235 MAIA Maia Securities, Inc. CNS

0235 MCTY McCourtney-Breckenridge & Company CNS

0235 MERC Mercadien Securities CNS 0235 MINV Mack Investments Securities, Inc. CNS 0235 MOLO Moloney Securities CNS 0235 MTLE MTL Equity Products, Inc. CNS 0235 MVII Minnesota Valley Investments CNS 0235 MWIL Morgan Wilshire Securities, Inc. CNS 0235 NADL Warren D. Nadel & Company CNS 0235 NEHL Greenberg Financial Group CNS 0235 NELS Nelson Securities, Inc. CNS 0235 NFTY Infinity Financial Services CNS 0235 NORC Northern Capital Sec. Corp. CNS 0235 NSFP Northstar Financial Partners CNS 0235 NSRD Nestlerode & Co., Inc. CNS 0235 NYPP NYPPEX, LLC CNS

0235 OAKR The Oak Ridge Financial Services Group, Inc. CNS

0235 OCAC Olson, Cross & Alamo LLC CNS 0235 OFGF OFG Financial Services Inc. CNS 0235 PAAI Portfolio Advisors A CNS 0235 PAUL Paulson Investment Company, Inc. CNS

0235 PEER American Trust Investment Services, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

25

0235 PICC Planned Investment Co., Inc. CNS 0235 PODE Podesta & Co. CNS 0235 PPSI Pension Planners Securities, Inc. CNS 0235 PRBC Pointe Capital, LLC CNS 0235 PTIS PTI Securities & Futures L.P. CNS 0235 QUET Quest Capital Strategies, Inc. CNS 0235 RBAC Robert B. Ausdal & Co., Inc. CNS 0235 RBCD RBC Capital Markets Corporation CNS 0235 RBCX RBC Capital Markets Corporation CNS 0235 RCLF Olympia Asset Management, Ltd. CNS 0235 RGLS Regal Securities, Inc. CNS

0235 RIED Riedl, First Securities Company of Kansas CNS

0235 RKWS Rockwell Securities LLC CNS 0235 ROBI Robinson & Robinson, Inc. CNS 0235 ROBO Rodgers Brothers, Inc. CNS 0235 RRUD Reid & Rudiger, LLC CNS 0235 RYAL Royal Securities Company CNS 0235 SAVY Savoy Capital Management, Inc. CNS 0235 SDIC Sauer Dazey Investments Co. CNS 0235 SFSI Superior Financial Services, Inc. CNS 0235 SGLC Long (S.G.) & Company CNS 0235 SMCO Smith, Moore & Co. CNS 0235 SORS Sorsby Financial Corp. CNS 0235 STLR Prime Solutions Securities, Inc. CNS 0235 STSI Spencer Trask Ventures, Inc. CNS 0235 SUST Sunstreet Securities, LLC CNS 0235 TAIG Geoffrey Richards Securities Corp. CNS

0235 TFSC Twenty-First Securities Corporation CNS

0235 TFSL Teckmeyer Financial Services CNS 0235 TGUL Cleary Gull Inc. CNS 0235 TIGC Nelsonreid, Inc. CNS

0235 TMBI Thurston, Springer, Miller, Herd & Titak, Inc. CNS

0235 TORI Torino Capital LLC CNS 0235 TOVC TOV Capital Markets, Inc. CNS 0235 TRIP Trident Partners Ltd. CNS 0235 TSCD Sturges Company (The) CNS 0235 VALM Valmark Securities, Inc. CNS 0235 VTMW Emergent Financial Group, Inc. CNS 0235 WARF Ward's Financial Services, Inc. CNS 0235 WCSC Wilmington Capital Securities, LLC CNS 0235 WEGI World Equity Group Inc. CNS 0235 WEGP Western Equity Group, Inc. CNS 0235 WILB Wilbanks Securities, Inc. CNS 0235 WRGR Warner Group Inc. (The) CNS 0235 WRLD Hunter World Markets, Inc. CNS 0235 WSCC Washington Securities Corporation CNS 0235 WSCX Workman Securities Corp. CNS 0235 WTRI Waterford Investors Services, Inc. CNS 0235 YOST Young Stovall & Company CNS

0250 NORW Wells Fargo Brokerage Services, LLC CNS

0250 WCHV Wells Fargo Securities, LLC CNS

0250 WFIS Wells Fargo Institutional Securities, LLC CNS

0250 WFPB Wells Fargo Prime Services, LLC CNS 0271 TRAD TradeStation Securities, Inc. CNS

0274 SALB Citigroup Global Markets Inc./Salomon Brothers CNS

0279 AFGT Ambassador Financial Group, Inc. CNS 0279 AIGI American Investors Group CNS 0279 BAIN Bankers & Investors Co. CNS

0279 BLPC Butler Larsen Pierce & Company, Inc. CNS

0279 BRBR Brown & Brown Securities, Inc. CNS 0279 CAGI Crescent Securities Group, Inc. CNS 0279 CALT Calton & Associates, Inc. CNS 0279 CAPE Cape Securities, Inc. CNS 0279 CHTS Chatsworth Securities LLC CNS

0279 CISC Caldwell International Securities Corporation CNS

0279 CLSI Caprock Securities, Inc. CNS 0279 CMMC Cooper Malone McClain Inc. CNS 0279 COLS Colonial Securities Inc. CNS

0279 CONT Continental Investors Services, Inc. CNS

0279 CTBK Central Trust Bank CNS 0279 DCAN Duncan (R.M.) Securities Inc. CNS 0279 DENI H.C. Denison Co. CNS 0279 DILG Dillon Gage Securities Inc. CNS 0279 EMPR Selkirk Investments, Inc. CNS 0279 FAMS First American Securities CNS 0279 FCML FNBB Capital Markets, LLC CNS 0279 FIRF First Research Finance Inc. CNS 0279 FRIC Freedom Investors Corp. CNS 0279 GSBI Global Brokerage Services, Inc. CNS 0279 HAYV Haywood Securities (USA) Inc. CNS 0279 IAAK Isaak Bond Investment, Inc. CNS

0279 IMBB Indiana Merchant Banking & Brokerage Co., Inc. CNS

0279 ISCN Institutional Securities Corporation CNS 0279 JKFS J.K. Financial Services, Inc. CNS 0279 JRLC JRL Capital Corporation CNS

0279 KACI First Integrity Capital Partners Corp CNS

0279 KAPE Cape Securities, Inc. CNS 0279 LENX Lenox Financial Services Inc. CNS 0279 LOMB Lombard Securities Incorporated CNS 0279 LPSP LPS Partners Inc. CNS 0279 MITC CapNet Securities Corporation CNS

0279 MLMS Mainline West Municipal Securities LLC CNS

0279 MNCO Nelson (Martin) & Co., Inc. CNS 0279 MOMY Ashton Young, Inc. CNS 0279 NTBC Neidiger, Tucker, Bruner, Inc. CNS 0279 NWCM NW Capital Markets Inc. CNS 0279 OBSH O'Brien & Shepard, Inc. CNS

0279 PECA Peraza Capital and Investment, LLC CNS

0279 PERC Percival Financial Partners, Ltd. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

26

0279 PFCG Preferred Client Group, Inc. CNS 0279 PFFI Profinancial Inc. CNS

0279 PFIS Professional Investments Services, Inc. CNS

0279 PICI Polar Investment Counsel, Inc. CNS 0279 PRGA Gilboy (P.R.) & Associates, Inc. CNS 0279 RBII Regional Brokers, Inc. CNS 0279 RBMU Blum (Robert) Municipals Inc. CNS 0279 RDNK Woodstock Financial Group Inc. CNS 0279 RENS Rensselaer Securities Corporation CNS 0279 RHIC R H Investment Corporation CNS 0279 RWSM Smith (R.W.) & Associates, Inc. CNS

0279 RWWI Reliance Worldwide Investments, LLC CNS

0279 SCMT Southwestern Capital Market, Inc. CNS 0279 SEBR Sentinel Brokers Company CNS 0279 SGNL Signal Securities, Inc. CNS 0279 SKTR Stock Traders CNS 0279 SLAK Southlake Capital LLC CNS 0279 SPSR Stark Municipal Brokers CNS

0279 SPWI Spencer Winston Securities Corporation CNS

0279 STGC Sterling Grace Municipal Securities Co. CNS

0279 SWST Southwest Securities, Inc. CNS 0279 TRCO Tryco Securities, Inc. CNS 0279 TRSR Mutual Money Investments, Inc. CNS 0279 USDB U.S. Brokerage, Inc. CNS 0279 VBCS VBC Securities CNS 0279 VCLM Van Clemens & Co., Inc. CNS 0279 VSTS Vista Securities, Inc. CNS 0279 WACC Weller, Anderson & Co., Ltd. CNS 0279 WANG Wang Investment Associates, Inc. CNS 0279 WDAC Wilson-Davis & Company, Inc. CNS 0279 WHIT WIC Corp. CNS

0279 WIDS Wisconsin Discount Securities Corp. CNS

0279 WMEI Meeschaert Capital Markets, Inc. CNS 0279 WODL Woodlands Securities Corp. CNS 0279 YQST YieldQuest Securities, LLC CNS 0280 FBSB U.S. Bancorp Investments Inc. TFT 0284 AFCO Fried (Albert) & Company, LLC CNS 0284 CLAN Clancy Financial Services, Inc CNS 0286 SGAS SG Americas Securities, LLC CNS 0286 SGOV SG Americas Securities, LLC CNS 0287 MRSC Marsco Investment Corporation CNS 0295 NITC KCG Americas LLC CNS 0295 VABD Knight Capital Americas LLC CNS 0309 ABAI Abacus Investments, Inc. CNS 0309 ADKT Adirondack Trading Group LLC CNS 0309 AIRS Hand Securities, Inc. CNS 0309 ALAC Alamo Capital CNS 0309 ALIN Alanar Incorporated CNS 0309 ANBF ANB Financial Group LLC CNS 0309 ARIV Arive Capital Markets LLC CNS 0309 ASPN Aspen Equity Partners, LLC CNS 0309 BCLT Barton Creek Ltd. CNS

0309 BCPI GVC Capital LLC CNS 0309 BCRK Bear Creek Securities, LLC CNS 0309 BHSE The Bond House CNS

0309 BLNS Braymen, Lambert and Noel Securities, Ltd. CNS

0309 BMKS Benchmark Securities LLC CNS 0309 BOLL Bodell Overcash Anderson & Co. CNS 0309 CALL Callaway Financial Services, Inc. CNS 0309 CFIN Chelsea Financial Services CNS 0309 CLAY Charleston Capital Corporation CNS

0309 COFS Colorado Financial Service Corporation CNS

0309 CSNT Crescent Securities Group, Inc. CNS 0309 DAVW Seidel & Shaw, LLC CNS 0309 DLSC DLS Capital Partners, Inc. CNS 0309 DOMI Dominion Investor Services Inc. CNS 0309 ESTR Estrada Hinojosa & Co. CNS 0309 FIFS First Independent Financial CNS

0309 FLSC First London Securities Corporation CNS

0309 FRST First Southern Securities LLC CNS 0309 FSWC First Southwest Company CNS 0309 GLLL Gill Capital Partners CNS 0309 GNTS Great Nation Investment Group CNS 0309 GWLP Grant Williams, L.P. CNS 0309 INDE Independent Brokers LLC CNS 0309 ITUS InterTrading USA Securities, Inc. CNS 0309 KCIX Kiley Partners, Inc. CNS 0309 KUYK Kuykendall & Schneider, Inc. CNS 0309 LANP Lancaster Pollard & Co. CNS 0309 LIFG Long Island Financial Group, Inc CNS 0309 LOWL Lowell & Company CNS 0309 MCMG Municipal Capital Market Group CNS 0309 MXSI Maxwell Simon Inc. CNS

0309 NACL National Alliance Securities Corporation CNS

0309 NAFA NAFA Capital Markets, LLC CNS 0309 NTCP Marv Capital Inc. CNS 0309 PHRS Navaid Financial Services CNS 0309 PURP Liberty Capital Investment Corp. CNS 0309 QUOI Quoin Capital LLC CNS 0309 RCKF Rockfleet Financial Services, Inc. CNS 0309 RFRC The Rockwell Financial Group, Inc. CNS 0309 RGEL Regal Securities, Inc. CNS 0309 SEQU Sequoia Investments, Inc. CNS

0309 SIGI Simmons First Investment Group, Inc. CNS

0309 SPAC Sierra Pacific Securities, LLC CNS 0309 SSLC Sanderlin Securities, LLC CNS 0309 TORO Valdes & Moreno, Inc. CNS 0309 TRSH Thrasher & Company CNS 0309 USSI U.S. Sterling Securities, Inc. CNS 0309 WCAH Westhoff Cone & Holmstedt CNS 0309 WELL Wells Nelson & Associates, LLC CNS 0309 WICK Bonwick Capital Partners, LLC CNS 0309 WNJC WNJ Capital, Inc CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

27

0311 HPWD Piper Jaffray & Co. CNS 0311 PIPR Piper Jaffray & Co. CNS 0338 OXPS OptionsXpress, Inc. CNS 0344 DAVE Diamant Investment Corp. CNS 0352 ACAD Academy Securities, Inc. CNS 0352 ADAM Canaccord Genuity Inc. CNS 0352 AFGI Access Financial Group, Inc. CNS 0352 AHBI Abner, Herrman & Brock, Inc. CNS 0352 AICO Arcadia Investment Corp. CNS 0352 AXIO Axiom Capital Management, Inc. CNS 0352 BCSB Blue Capital Securities, Inc. CNS 0352 BDIR Jefferies & Co., Inc. CNS 0352 BDST Broad Street Securities CNS 0352 BEAR J.P. Morgan Securities, Inc. CNS 0352 BELS Bel Air Securities LLC CNS 0352 BEST J.P. Morgan Securities, Inc. CNS 0352 BGIS BlackRock Execution Services CNS 0352 BIGS PCBB Capital Markets, LLC CNS 0352 BNCH Benchmark Company, LLC (The) CNS 0352 BRIL Brill Securities, Inc. CNS 0352 BRNM Burnham Securities Inc. CNS

0352 BRRR Barrington Research Associates, Inc. CNS

0352 BSSC J.P. Morgan Clearing Corp. CNS 0352 BTIX BTIG, LLC CNS 0352 CCCM Concept Capital Markets, LLC CNS 0352 CEON Rice, Voelker LLC CNS

0352 CFII Consolidated Financial Investments, Inc. CNS

0352 CHCH Churchill Financial LLC CNS 0352 CHCK Chickasaw Securities, LLC CNS 0352 CHIL Chilian Partners L.P. CNS 0352 CISI Chase Investment Services Corp. CNS 0352 CPMI Capital Portfolio Management Inc. CNS 0352 CSTI Canaccord Genuity Securities LLC CNS 0352 CURR Curren & Company CNS 0352 DOTC Dougherty & Company LLC CNS

0352 EAMC Empire Asset Management Company CNS

0352 EFGC EFG Capital International CNS 0352 FAST First Allied Securities Inc. CNS

0352 FBRC Friedman, Billings, Ramsey & Co., Inc. CNS

0352 FILL Tradestation Securities, Inc. CNS 0352 FINR Financial Research Company CNS

0352 FNSJ Financial Northeastern Securities Inc. CNS

0352 FOXN Fox Run Alpha Fund, L.P. CNS

0352 FSFS ING Investment Management Services LLC CNS

0352 GFSI Global Financial Services, Inc. CNS 0352 GILG Gilder, Gagnon, Howe & Co., LLC CNS 0352 GISJ Global Investor Services, L.C. CNS 0352 GUGG Guggenheim Securities, LLC CNS 0352 HBKI HBK Finance, LP CNS 0352 HLLC Hollencrest Securities, LLC CNS 0352 HTJP Hightower Securities, LLC CNS

0352 INVE Investacorp, Inc. CNS 0352 INVM Invemed Associates, LLC CNS

0352 ISIG International Strategy & Investment Group, Inc. CNS

0352 JANE Jane Street Markets, LLC CNS 0352 JASC Jane Street Capital, LLC CNS 0352 JPMT J.P. Morgan Securities LLC CNS

0352 JSES Jane Street Execution Services, LLC CNS

0352 JSSC J. Scott Securities Corp. CNS 0352 JSSF JMP Securities, LLC CNS 0352 KALA K.A. Associates Inc. CNS 0352 KEDM Kedem Capital Corp. CNS 0352 KIML Kimelman & Baird, LLC CNS 0352 KRCO K.R. Securities LLC CNS 0352 LAKA KW Securities Corp. CNS 0352 LCSS LCS Securities, LLC CNS 0352 LEVY Levy, Harkins & Co., Inc. CNS 0352 LEXI Lexington Investment Co. Inc. CNS 0352 LIJP Lime Brokerage LLC CNS 0352 LINC Liberum Capital Inc. CNS 0352 LOBR Loeb Partners Corporation/Retail CNS 0352 LQNA Liquidnet, Inc. CNS 0352 LQNB Liquidnet, Inc. CNS 0352 LQNT Liquidnet, Inc. CNS 0352 MAMA Securevest Financial Group CNS 0352 MERL Merlin Securities, LLC CNS 0352 MERS Merrion Securities, LLC CNS 0352 MITR GMP Securities, LLC CNS 0352 MJWH Whitman (M.J.) & Co., Inc. CNS 0352 MONR Monroe Securities Inc. CNS 0352 MORA Mora WM Securities CNS 0352 NBLB Neuberger Berman, LLC CNS

0352 NDCM Nanes Delorme Capital Management, LLC CNS

0352 NEED Needham & Company, LLC CNS 0352 OFCC NRP Financial, Inc. CNS 0352 OTKR Otkritie Inc. CNS 0352 PLMA Paloma Securities CNS 0352 QBSI CFT Securities LLC CNS 0352 RCRS Roosevelt & Cross, Incorporated CNS 0352 RENC Rencap Securities, Inc. CNS

0352 REYN Thomas P. Reynolds Securities Ltd CNS

0352 RMAT Ramat Securities Ltd. CNS 0352 RPEX Repex & Co., Inc. CNS

0352 RREZ Samuel A. Ramirez & Company, Inc. CNS

0352 RWPS Pressprich (R.W.) & Company Inc. CNS 0352 SAMI Spectrum Asset Management Inc. CNS 0352 SDLR Sandler, O'Neill & Partners, L.P. CNS 0352 SEAP Seaport Securities Corp. CNS 0352 SEIC SEI Investments Distribution CNS 0352 SFSS SF Sentry Securities, Inc. CNS 0352 SHRE Shufro, Rose & Company, LLC CNS 0352 SIRI Safian Investment Research Inc. CNS 0352 SLRD Reed (S.L.) & Company CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

28

0352 SMRD Sumridge Partners, LLC CNS 0352 SOLM Solium Financial Services LLC CNS 0352 STEW Collins Stewart, Inc. CNS 0352 STHR StormHarbour Securities LP CNS 0352 STRT Octavus, LLC CNS 0352 TDSI TD Securities (USA) LLC CNS 0352 VARI Variant Research Corporation CNS 0352 VASL Vasiliou & Company Inc. CNS 0352 VCAS VCA Securities, LP CNS 0352 VMEX Vectormex WMG, Inc. CNS 0352 WCMS Westport Capital Markets, LLC CNS 0352 WFSI Windham Financial Services Inc. CNS

0352 WISI Western International Securities, Inc. CNS

0352 WMCL White Mountain Capital, LLC CNS 0352 ZACK Zacks & Company CNS

0355 FBCO Credit Suisse Securities (USA) LLC CNS

0361 DADA Davidson (D.A.) & Co. Inc. CNS 0370 ASEL Tradition Asiel Securities, Inc. CNS 0370 SCSI Standard Credit Securities CNS 0374 JANY Janney Montgomery Scott LLC CNS 0385 ETCL E*Trade Clearing, LLC CNS 0385 ETRS E*Trade Securities, LLC CNS 0387 CRTG CRT Capital Group LLC CNS 0388 ARTI Arbor Research & Trading, Inc. CNS 0388 CVBR CV Brokerage Inc. CNS 0388 EDFC ED& F Man Capital Markets Inc. CNS

0388 ICBK Industrial and Commerical Bank of China Financial Services LLC CNS

0388 NVGT Navigate Advisors LLC CNS

0390 RJFI Raymond James & Associates, Inc./Fl CNS

0418 AUDO Audobon Securities, Inc. CNS 0418 BSIN Bedford Securities, Inc. CNS 0418 FBNW Floor Broker Network Inc. CNS 0418 LEVN Levco Securities, Inc. CNS 0418 RHCO SunTrust Capital Markets, Inc. CNS 0418 SBSH Citigroup Global Markets Inc. CNS 0419 SPHN Stephens, Inc. CNS 0438 CWMK CIBC World Markets Corp. CNS 0443 ACBD American Century Brokerage, Inc. CNS 0443 ACTI Activner Securities, Inc. CNS 0443 AGSS Great American Advisors, Inc. CNS 0443 AIGF Sagepoint Financial, Inc. CNS 0443 AJCO Alexandra & James Co. CNS

0443 AMGN American General Securities Incorporated CNS

0443 AMMI AM&M Investment Brokers, Inc. CNS 0443 AMNN American Network Securities Corp. CNS 0443 ANSR Anderson & Strudwick, Inc. CNS 0443 ANZS ANZ Securities, Inc. CNS 0443 APEX Rice Financial Products Company CNS 0443 APFS America's Portfolio's CNS 0443 ARBI Aufhauser Securities, Inc. CNS 0443 ARGA Auriga USA, Inc. CNS

0443 ARKA ARKA Securities, Inc. CNS 0443 AVIA Avian Securities, LLC CNS 0443 AXCB Access Securities, Inc. CNS 0443 BALL Ballew Investments, Inc. CNS 0443 BANF Banif Securities Inc. CNS 0443 BAQP Burke & Quick Partners LLC CNS 0443 BBBI Bluebid Brokerage, LLC CNS

0443 BBNI Performance Trust Capital Partners, Inc. CNS

0443 BCCS BAC Florida Investments Corp. CNS 0443 BCMR BBVA Investments Inc. CNS 0443 BCZC Ziegler (B.C.) & Company CNS 0443 BEAL Beal (M.R.) & Company CNS 0443 BECS Becker & Suffern Ltd. CNS

0443 BERM Bermuda Investment Advisory Services CNS

0443 BFEW Bill Few Associates, Inc. CNS 0443 BHII Belle Haven Investments, LP CNS 0443 BICA Beacon Investment Company CNS

0443 BIGZ Brownstone Investment Group, LLC CNS

0443 BKCM BNY Capital Markets Inc. CNS 0443 BKVW Brookview Capital LLC CNS 0443 BLAY Bley Investments Group, Inc. CNS 0443 BLTS Bulltick Securities, Inc. CNS 0443 BMSA Mariva Capital Markets, LLC CNS 0443 BMUR Brean Capital, LLC CNS

0443 BNBB Bellamah, Neuhauser & Barrett, Inc. CNS

0443 BNDI Bernardi Securities, Inc. CNS 0443 BNDS Bonds.com, Inc CNS 0443 BOKI BOSC, Inc. CNS 0443 BOYR Mark Boyar & Co., Inc. CNS 0443 BPAT Baird Patrick & Co., Inc. CNS

0443 BPSG Gleacher & Company Securities, Inc. CNS

0443 BRCY BCP Securities, LLC CNS

0443 BRKE Birkelbach Investment Securities, Inc. CNS

0443 BRST Braver Stern CNS 0443 BRVL Blaylock Robert Van, LLC CNS

0443 BSIS Bancorpsouth Investment Services, Inc. CNS

0443 BSTO Banesto Securities, Inc. CNS 0443 BUEL Buell Securities Corp. CNS 0443 BVCM Unicredit Capital Markets, Inc. CNS 0443 BWEL Barclays Capital, Inc. CNS 0443 BZPI BPU Investment Management Inc. CNS 0443 CABR Cabrera Capital Markets, Inc. CNS

0443 CAFS CommunityAmerica Financial Solutions, LLC CNS

0443 CAMS Comprehensive Asset Management and Servicing, Inc. CNS

0443 CAPI Capital Analysts Inc. CNS 0443 CARL Base Securities LLC CNS 0443 CART Carty & Company, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

29

0443 CATC Chicago Analytic Trading Company, LLC CNS

0443 CBAL Access Securities, Inc. CNS 0443 CBCI Cain Brothers & Company, LLC CNS 0443 CBII Wesbanco Securities, Inc. CNS 0443 CBIN Compass Brokerage, Inc. CNS 0443 CCMC CommerzeBank Capital Corp. CNS 0443 CCSS Crown Capital Securities, L.P. CNS 0443 CGAT Cadaret, Grant & Co., Inc. CNS 0443 CGCO CG Compass (USA) LLC CNS

0443 CICI Commerce Bank Investment Services, Inc. CNS

0443 CIRI Cambridge Investment Research, Inc. CNS

0443 CITA Citation Financial Group, L.P. CNS 0443 CLSS Cabot Lodge Securities LLC CNS 0443 CLYN Carlin Equities LLC CNS 0443 CMCA Comerica Securities CNS 0443 CNFI Centaurus Financial Inc. CNS 0443 CNFR Conifer Securities, LLC CNS 0443 COST Coastal Securities L.P. CNS 0443 CPPM Coker & Palmer CNS 0443 CQSI Capitalquest Securities, Inc. CNS 0443 CRED Credicorp Securities, Inc. CNS

0443 CREF TIAA-CREF Individual and Institutional Services, LLC CNS

0443 CRII CRI Securities Inc. CNS 0443 CRIS Caris & Company, Inc. CNS 0443 CRON Cronin & Co., Inc. CNS 0443 CRPT Cross Point Capital LLC CNS 0443 CRRT Brean Murray, Carret & Co., LLC CNS 0443 CRTC CRT Capital Group, LLC CNS 0443 CRTH Corinthian Partners, LLC CNS

0443 CSCM Central States Capital Markets, LLC CNS

0443 CSIB RBC Centura Securities, Inc. CNS

0443 CSII Commonwealth Securities and Investments, Inc. CNS

0443 CSMI Capitol Securities Management, Inc. CNS

0443 CSOA Clearing Services of America CNS 0443 CTSC Creditex Securities Corporation CNS 0443 CUEF Cue Financial Group, Inc. CNS 0443 CUSO CUSO Financial Services, L.P. CNS 0443 CWAA Constellation Wealth Advisors LLC CNS 0443 CWEI Cantor, Weiss & Friedner, Inc. CNS 0443 DAGH Daugherty Cole, Inc. CNS

0443 DALE America Northcoast Securities, Inc. CNS

0443 DBPC Deutsche Bank Securities Inc. CNS 0443 DEFA Jefferies LLC CNS 0443 DELA Delafield & Hambrecht, Inc. CNS 0443 DEMF Dempsey Financial Network CNS 0443 DGLS Douglas & Co. Municipals CNS 0443 DHAN Hancock Securities Group, LLC CNS 0443 DIDI DXS Investment Distributors, Inc. CNS 0443 DJST D.J. St Germain Co., Inc. CNS

0443 DNWL Duncan & Williams, Inc. CNS 0443 DOFT Doft & Co., Inc. CNS 0443 DOMK Dominick & Dominick, Inc./CDS CNS 0443 DREX Drexel Hamilton, LLC CNS 0443 DSTR Destra Capital Investments LLC CNS 0443 DVNE Marco Polo Securities Inc. CNS 0443 DWFN DeWaay Financial Network, LLC CNS 0443 EQUA Equitas America, LLC CNS 0443 ESFS E.S. Financial Services, Inc. CNS 0443 ESPP Esposito Securities, LLC CNS 0443 ESUS Evolution Securities US Inc, CNS

0443 EXCS Excel Securities and Associates, Inc. CNS

0443 EXCU XCU Capital Corp. CNS 0443 FACA Financial Assets Corporation CNS 0443 FATS First Brokers Securities LLC CNS

0443 FBPC Credit Suisse Securities (USA) LLC CNS

0443 FBTI FBT Investments, Inc. CNS

0443 FCIT First Citizens Investor Services, Inc. CNS

0443 FESI First Empire Securities, Inc. CNS 0443 FFCI Frontier Financial Consultants, Inc. CNS 0443 FFPS FFP Securities CNS 0443 FHCI First Heartland Capital, Inc CNS 0443 FIAF Florida Investment Advisers CNS

0443 FICP Fixed Income Capital Partners, LLC CNS

0443 FINC Financial Counseling Corporation CNS 0443 FINT Fintegra, LLC CNS 0443 FISA Advisors Asset Management, Inc. CNS 0443 FITE Foresight Investments, LLC CNS 0443 FLOU First St. Louis Securities, Inc. CNS 0443 FMCO First Manhattan Co. CNS

0443 FMGT Family Management Securities, LLC CNS

0443 FNIC Financial Network Investment Corporation CNS

0443 FORT Ticonderoga Securities LLC CNS 0443 FRSE Franklin Securities, LLC CNS 0443 FSCS FSC Securities Inc. CNS

0443 FSFA First Security Financial Advisors, Inc. CNS

0443 FSST Franklin Street Securities, Inc. CNS 0443 FUJI Mizuho Securities USA Inc. CNS 0443 FWCO First Washington Corp. CNS 0443 GATS Gates Capital Corporation CNS 0443 GBMT GBM International, Inc. CNS

0443 GBSI Greentree Brokerage Services, Inc. CNS

0443 GCMC Gladowsky Capital Management Corp. CNS

0443 GCPL Global Credit Partners, LLC CNS 0443 GDCO Gilbert, Doniger Co., Inc. CNS 0443 GFIG GFI Securities LLC CNS 0443 GLBZ Online Brokerage Services, Inc. CNS 0443 GLYN Glynn (J.A.) & Co. CNS 0443 GMSG GMS Group (The), LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

30

0443 GPCG Greenman, Parker, Connally, Greenman, Inc. CNS

0443 GRCF Greater Community Financial LLC CNS 0443 GRDK SecondMarket, Inc. CNS 0443 GRIN Sandgrain Securities, Inc. CNS 0443 GRWC GRW Capital Corp. CNS 0443 GSRI Global Strategic Investments, LLC CNS 0443 HARB Harbour Investments Inc. CNS 0443 HAVN CFG Captial Markets, LLC CNS 0443 HBCK H. Beck, Inc. CNS 0443 HBCO Global Investor Services, LLC CNS 0443 HEAD Headlands Global Markets, LLC CNS 0443 HEFR Hefren-Tillotson, Inc. CNS 0443 HENY Henley & Company LLC CNS 0443 HERO Herold (Bernard) & Co. CNS 0443 HFLD Hartfield, Titus & Donnelly, LLC CNS 0443 HIGH Highlander Capital Group, Inc. CNS 0443 HILF Hill Thompson Magid & Co Inc. CNS 0443 HJSC Sims (Herbert J.) & Co., Inc. CNS 0443 HNTR Hunter Associates Inc. CNS 0443 HOTO Hornor, Townsend & Kent, Inc. CNS 0443 HRCS HRC Investment Services, Inc. CNS 0443 HRRS Harris Investors Services, Inc. CNS 0443 HWLS Howells (M.S.) & Co. CNS 0443 HXGN Hexagon Securities, LLC CNS 0443 ICCP Investors Capital Corporation CNS 0443 ICEN Investment Center, Inc. (The) CNS

0443 ICON Intercontinental Asset Management Group, Ltd. CNS

0443 ICPX ICP Securities LLC CNS 0443 ICRL Rideau (I.C.) Lyons and Co. CNS 0443 IESI Itau Europa Securities Inc. CNS 0443 IMPC Imperial Capital, LLC CNS

0443 INGW ING Private Wealth Management LLC CNS

0443 INPR Investment Professionals, Inc. CNS 0443 IPGR Investment Placement Group CNS 0443 ISSB Ironstone Securities Inc. CNS 0443 ISSC Investors Securities Services, LLC CNS 0443 ITEC Hapoalim Securities USA, Inc. CNS

0443 IVST Intervest International Equities Corporation CNS

0443 JACK Jackson Securities LLC CNS 0443 JANC Janco Partners Inc. CNS 0443 JDAA Dardis (Jack) & Associates CNS 0443 JGII Garbacz Group Inc. (The) CNS 0443 JKRC J.K.R. & Co., Inc. CNS 0443 JNWS Whipple (J.N.) Inc. CNS

0443 JOLE Johnston, Lemon & Co. Incorporated CNS

0443 JPMC McGowan (J.P.) & Company, Inc. CNS 0443 JVBG J.V.B. Financial Group LLC CNS 0443 JWFS Financial Telesis Inc. CNS 0443 KENY Kenny Securities Corp. CNS 0443 KEYB KeyBanc Capital Markets Inc. CNS 0443 KGSA KGS Alpha Capital Markets LLC CNS

0443 KISL Key Investment Services LLC CNS 0443 KMSF KMS Financial Services CNS 0443 KOVP Kovack Securities Inc. CNS 0443 KVTZ Kovitz Securities, LLC CNS 0443 LAFC R.F. Lafferty & Co., Inc. CNS 0443 LAFF R.F. Lafferty & Co., Inc. CNS 0443 LAMS Lamon & Stern Inc. CNS 0443 LATN Lantern Investments, Inc. CNS 0443 LAZA Lazard Capital Markets LLC CNS 0443 LAZF Lazard Freres & Co. LLC CNS 0443 LBCO Lebanthal & Co., LLC CNS

0443 LEDG Ledgewood Capital Management, LLC CNS

0443 LEER Leerink Swann & Company CNS 0443 LESW Leerink Swann & Company CNS

0443 LGSA Woori Investment & Securities America, Inc. CNS

0443 LIBE KCG Americas LLC CNS

0443 LINQ Linkbrokers Derivatives Corporation CNS

0443 LISI Leumi Investment Services, Inc. CNS 0443 LJHT Hart (LJ) & Company CNS 0443 LNKS Guggenheim Securities, LLC CNS 0443 LOOP Loop Capital Markets, LLC CNS 0443 LQNF Liquidnet, Inc. CNS 0443 LSSM Locust Street Securities, Inc. CNS 0443 LWFL Lawson Financial Corporation CNS 0443 LYSI Lloyds Securities Inc. CNS 0443 MACP Griffon May, Inc. CNS 0443 MADV Millennium Advisors, LLC CNS 0443 MAVS Madison Avenue Securities CNS 0443 MAXM Maxim Group, LLC CNS 0443 MBSL MBS Capital Markets, LLC CNS 0443 MCCL McClurg Capital Corporation CNS 0443 MDTH Meredith (Robert R.) & Co. CNS 0443 MELL Mell (W.H.) Associates, Inc. CNS

0443 MERI Merriman Curhan Ford & Company CNS

0443 MESF Mesirow Financial, Inc. CNS 0443 MFRS MFR Securities, Inc. CNS 0443 MKTX MarketAxess Corporation CNS 0443 MLVN Melvin Securities, L.L.C. CNS 0443 MMAN McMahan Securities Co. L.P. CNS 0443 MNRC Monarch Capital Group LLC CNS 0443 MNXS Muniaxis Lebenthal LLC CNS 0443 MSCH Magna Securities Corp. CNS 0443 MSIE Mason Securities, Inc. CNS 0443 MSII Metlife Securities, Inc. CNS 0443 MTBK Multi-Bank Securities, Inc. CNS 0443 MTCN Miller Tabak & Co., LLC CNS 0443 MTDB M&T Securities, Inc. CNS 0443 MTRN Multitrade Securities LLC CNS 0443 MULT Multi-Financial Securities Group CNS 0443 MUNP Municipal Partners CNS 0443 MURF Murphy & Durieu CNS 0443 MWCO Madison Williams and Company CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

31

0443 MYMK Money Market One Institutional Investment Dealer CNS

0443 NAIS N.A. Investments Services, Inc. CNS 0443 NESC Northeast Securities, Inc. CNS

0443 NESS New England Securities Corporation CNS

0443 NEWO NewOak Capital Markets LLC CNS 0443 NEXT Next Financial Group, Inc. CNS 0443 NOBL Noble Financial Capital Markets CNS 0443 NORP Pareto Securities Inc CNS 0443 NORT Northland Securities, Inc. CNS 0443 NRSC North Ridge Securities Corp. CNS

0443 NSCB Newbury Street Capital Limited Partnership CNS

0443 NTMG Fieldpoint Private Services, LLC CNS 0443 NTSI Nesbitt Thomson Securities, Inc. CNS 0443 ODNC Odeon Capital Group LLC CNS 0443 ONES O N Equity Sales Co. CNS 0443 ORTL Oriental Financial Services CNS

0443 OTSC Ogilvie Security Advisors Corporation CNS

0443 PAFA Pan-American Financial Advisors CNS 0443 PAMS Pacific American Securities, LLC CNS 0443 PANA Panamerica Securities CNS 0443 PARK Parker (S.C.) & Co., Inc. CNS 0443 PASC Park Avenue Securities LLC CNS 0443 PASL Pershing Advisor Solutions, LLC CNS 0443 PASQ Du Pasquier & Co., Inc. CNS 0443 PCCN Pactual Capital Corp. CNS

0443 PENG Pennsylvania Group Incorporated (The) CNS

0443 PERS Pershing LLC CNS 0443 PFPI Prebon Financial Products Inc. CNS 0443 PGRS PGR Securities, LLC CNS 0443 PGSI Prime Global Securities, Inc. CNS 0443 PHCO Phillips & Company Securities, Inc. CNS 0443 PHIN Philadelphia Investors, Ltd. CNS 0443 PIGS Penn Investment Group, Inc. (The) CNS 0443 PIRR Pirrone & Co., Inc. CNS 0443 PJEF Jefferies LLC CNS 0443 PMAS English Concepts, Inc. CNS 0443 PMFS Portsmouth Financial Services CNS 0443 PMLC Prager, Sealy & Co., LLC CNS 0443 POCM Powell Capital Markets, Inc. CNS 0443 POLI Hapoalim Securities USA, Inc. CNS 0443 POOH Questar Capital Corporation CNS 0443 POPP Oppenheimer & Close Inc. CNS 0443 POWL Powell (Elmer E.) Company CNS 0443 PROE ProEquities CNS 0443 PRPO Private Portfolio, Inc. CNS 0443 PSIN Red Capital Markets, Inc. CNS 0443 PSUS Pine Securities USA LLC CNS

0443 PTLV National Bank Financial of Canada Inc. CNS

0443 PTRI Petrie Parkman & Company, Inc. CNS 0443 QWER Whitehall-Parker Securities, Inc. CNS

0443 RAIS Royal American Investment Services, Inc. CNS

0443 RAYG Bolton Global Capital CNS 0443 REAV W.H. Reaves & Co., Inc CNS 0443 REPG First Republic Group, LLC CNS 0443 REWI Redwine & Company, Inc. CNS 0443 RGIC R-G Investment Corporation CNS 0443 RINO Rhino Trading Partners, LLC CNS 0443 RMST Stark (R.M.) & Co., Inc. CNS 0443 ROBT Robotti & Company, LLC CNS 0443 ROCH Rochdale Securities, LLC CNS 0443 ROCK Rockwell Global Capital, LLC CNS

0443 RODE Rodecker & Co. Investment Brokers, Inc. CNS

0443 ROPK Reinoso & Company, Incorporated CNS 0443 ROYL Royal Alliance Associates, Inc. CNS 0443 RRII Roberts & Ryan Investments, Inc. CNS

0443 RRPR Samuel A. Ramirez & Company, Inc. CNS

0443 RSAI Ross Sinclaire & Associates, LLC CNS 0443 RSCO Ramius Securities, LLC CNS

0443 RSSE Russell Implementation Srvs., Inc. Pt of Russell Inv. CNS

0443 RYAN Ryan, Beck & Co. CNS 0443 SABS Sabadell Securities USA, Inc. CNS 0443 SALC Sterne Agee & Leach, Inc CNS 0443 SBAM Investment Professionals, Inc. CNS 0443 SBRO Stern Brothers & Co. CNS

0443 SCFL Stanchart Securities International, Inc. CNS

0443 SCHM A. R. Schmeidler & Co., Inc. CNS 0443 SCTI Security Capital Brokerage, Inc. CNS 0443 SEGE Segerdahl and Company CNS 0443 SERL Searle & Co. CNS 0443 SFCO Signator Financial Services, Inc. CNS 0443 SFPS S.F. Investments, Inc. CNS 0443 SHAY Shay Financial Services, Inc. CNS 0443 SHRR Carl P. Sherr and Co., LLC CNS 0443 SIIW SII Investments, Inc. CNS

0443 SIMC Securities Industry Management Corp. CNS

0443 SIMM Simmons & Company International CNS

0443 SKFS Hefren-Tillotson/Shelby, Kern, Frederick and Shelby Div. CNS

0443 SMHI Sanders Morris Harris Inc. CNS 0443 SMPR Summit Brokerage Services, Inc. CNS 0443 SNWS Snowden Account Services, Inc. CNS 0443 SOCO Capital One Securities, Inc. CNS 0443 SPEN Spencer Clarke LLC CNS

0443 SPWM Stillpoint Wealth Management, LLC CNS

0443 SRAM Samco Capital Markets, Inc. CNS 0443 SRFL Securities Research, Inc. CNS 0443 SSGI Seton Securiteis Group, Inc. CNS 0443 SSGR Shareholders Services Group Inc. CNS 0443 SSNG Sisung Securities Corp. CNS 0443 SSPR Santander Securities Corporation CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

32

0443 STLZ Bedrok Securities, LLC CNS 0443 STOV Stoever,Glass & Company Inc. CNS 0443 STTR State Trust Investments, Inc. CNS 0443 STYO Stone & Youngberg LLC CNS 0443 SUTT Sutter Securities Incorporated CNS 0443 SWTX SWBT Securities, Inc. CNS 0443 SYCA Syndicated Capital, Inc. CNS 0443 SYMP Symphonic Securities LLC CNS 0443 TAFI Nathan Hale Capital, LLC CNS 0443 TAGS Taglich Brothers, Inc. CNS 0443 TASE Tradition Asiel Securities, Inc. CNS 0443 TCAN TCAdvisors Network, Inc. CNS 0443 TCMU TCM Capital, Inc. CNS 0443 TCPX Toussaint Capital Partners, LLC CNS 0443 TDCO Thompson Davis & Co., Inc. CNS 0443 TFAS Tradition Aisel CNS 0443 TGHS TGH Securities, Inc. CNS 0443 TIBS Telemus Investment Brokers, LLC CNS 0443 TMBS Tradition Asiel Securities Inc. CNS 0443 TMCC TMC Bonds, L.L.C. CNS 0443 TOCQ Tocqueville Securities, L.P. CNS 0443 TONG Tonge (R.M.) Company CNS 0443 TRKA Troika Dialog USA, Inc. CNS 0443 TRSQ Tower Square Securities, Inc. CNS 0443 TRWN T.R. Winston & Company, LLC CNS 0443 TRYN First Tryon Securities, LLC CNS 0443 TSFA Strategic Financial Alliance (The) CNS 0443 TUNA Bluefin Research Partners, Inc. CNS 0443 UCMI United Capital Markets, Inc. CNS 0443 ULAT Ultralat Corporation CNS 0443 UNIB Unibanco Securities Inc CNS

0443 UPLN United Planners Financial Services of America CNS

0443 UVST Uvest Financial Services Group, Inc. CNS

0443 VCAP Vanguard Capital CNS 0443 VCMS VCM Securities, LLC CNS 0443 VCSI Vaughan & Co. Securities, Inc. CNS 0443 VEGA Vega-Chi US Limited CNS 0443 VISI Vision Investment Services, Inc. CNS

0443 VLYF Valley Forge Asset Management Corporation CNS

0443 VOTO Banco Votorantim Securities, Inc. CNS 0443 WABR Wall Street Access CNS 0443 WBRO Wiley Bros.-Aintree Capital, LLC CNS

0443 WCIS Wescorp Investment Services, LLC CNS

0443 WELD White, Weld & Co. Securities, LLC CNS 0443 WHCG Whitaker Securities, LLC CNS 0443 WHCO Wulff Hansen & Co. CNS 0443 WING ING Financial Partners, Inc. CNS 0443 WNUT Walnut Street Securities CNS 0443 WPST Stewart (W.P.) Securities Limited CNS

0443 WRIS Westport Resources Investment Services, Inc. CNS

0443 WSEC Willis Securities, Inc. CNS

0443 WSMC Wall Street Management Corporation CNS

0443 WSWW Westminster Securities Corporation CNS

0443 WTKR Whitaker Securities, LLC CNS 0443 WYNS Winslow, Evans & Crocker Inc. CNS 0443 WYOM Kaiser and Company CNS 0443 YAMN Trade Manage Capital, Inc. CNS

0445 STOX Stockcross Financial Services, Inc. CNS

0448 NVEN Nuveen Securities, LLC CNS

0486 HSBM HSBC Securities (USA), Inc./Fixed Income Securities CNS

0501 BZYE Goldman Sachs Execution & Clearing, L.P. CNS

0501 CFCS Cantor Fitzgerald & Co. CNS 0501 DCVL Dart Executions, LLC CNS 0501 DETF Dart Executions, LLC CNS 0501 GFGH Grace Financial Group, LLC CNS 0501 GTSZ GTS Securities, LLC CNS 0501 HCTA Hardcastle Trading USA, LLC CNS 0501 LNRT L&R Trading L.L.C. CNS 0501 OLDM Old Mission Capital, LLC CNS 0501 PBON Prebon Financial Products Inc. CNS

0501 SILK Goldman Sachs Execution & Clearing, L.P. CNS

0512 AEGC Aegis Capital Corp. CNS 0512 CAPT Capital Path Securties CNS 0512 LSCI LEK Securities Corporation CNS

0526 CLYM Guggenheim Funds Distributors, LLC CNS

0534 IBCO Interactive Brokers Corp. CNS

0534 IBKR Interactive Brokers, LLC/Retail Clearance CNS

0537 BGCF BGC Financial, L.P. CNS 0537 WHBB BGC Financial, L.P. CNS 0537 WOHU BGC Financial, L.P. CNS

0547 BARD Baird (Robert W.) & Co., Incorporated CNS

0549 TMBR Timber Hill LLC CNS 0551 LPCO Lipper Convertibles, L.P. CNS

0551 PRST Merrill Lynch Professional Clearing Corp. CNS

0551 SUFI Susquehanna Financial Group, LLC CNS

0551 SUSF Susquehanna Fixed Income, L.P. CNS 0551 SUSQ Susquehanna Capital Group CNS 0571 DRAT Dratel Group, Inc. (The) CNS 0571 FDMI Freedom Investments, Inc. CNS 0571 OPCO Oppenheimer & Co., Inc. CNS 0573 DBAB Deutsche Bank Securities Inc. CNS 0573 DBIB Deutsche Bank Securities Inc. CNS 0573 DBKS Deutsche Bank Securities Inc. CNS

0573 SIBI Sungard Institutional Brokerage Inc. CNS

0595 ASCR Ascendiant Capital Markets, LLC CNS 0595 BTSI B&T Securities, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

33

0595 BWEX Birchwood Securities Corp. CNS 0595 CTRD Choice Trade CNS 0595 FGCS FGC Securities, LLC CNS 0595 GLED Glendale Securities, Inc. CNS 0595 IBSH Integrity Brokerage Services, Inc. CNS 0595 IBSJ Integrity Brokerage Services, Inc. CNS 0595 MYDM MYD Market, Inc CNS 0595 USFB U.S. Financial Investments, Inc CNS 0595 VIEW Viewtrade Securities, Inc. CNS 0595 VSIN Vision Financial Markets LLC CNS 0595 WECK Weckstein (D.) & Co., Inc. CNS 0595 WHOT Whotrades, Inc. CNS 0608 FMAT Newedge USA LLC CNS 0608 PCAP Newedge USA LLC CNS

0624 CHPP Tullett Prebon Financial Services LLC CNS

0624 PATR Tullett Liberty Securities Inc. CNS 0626 DSTC DST Market Services, LLC CNS 0630 PARI BNP Paribas Securities Corp. CNS 0642 BLKB Blackburn & Company CNS 0642 RCSK Ruane, Cunniff & Goldbarb LLC CNS 0642 UBSW UBS Securities LLC CNS

0647 DAWA Daiwa Capital Markets America Inc. CNS

0651 LYON Credit Agricole Securities (USA) Inc. CNS

0651 MPLM Momentum Trading Partners, LLC CNS 0692 VKMI Invesco Capital Markets, Inc. CNS 0696 CANT Cantor Fitzgerald & Co. TFT 0701 BANK Cetera Investment Services LLC CNS 0701 HACA Harvest Capital LLC CNS 0702 BBNT BB&T Securities, LLC CNS 0702 BBTT BB&T Investment Services, Inc. CNS 0702 CARC Carolina Capital Markets, Inc. CNS

0702 CSCV Capitol Securities Management, Inc. CNS

0702 MCME McMillion Securities, Inc. CNS 0702 WELC H. G. Wellington & Co., Inc. CNS 0709 WACL Wachtel & Co., Inc. TFT 0712 KOSE Koonce Securities Inc. CNS 0715 DAVA Davenport & Company LLC CNS 0725 DBMC McKenna (D.B.) & Co., Inc. CNS

0725 RAJA Raymond James & Associates, Inc. CNS

0727 MRSW Mesirow Financial, Inc. CNS 0743 KING King (C.L.) & Associates, Inc. CNS 0750 AEGS Aegis Investments, Inc. CNS 0750 ALLU Alluvion Securities, LLC CNS 0750 ANOV Anovest Financial Services, Inc. CNS 0750 AURA Aura Financial Services, Inc. CNS 0750 AZAD Alzaid Financial Services, Inc. CNS 0750 BBCC BankersBanc Capital Corporation CNS 0750 BDON Bond One, LLC CNS 0750 BJCM Essex Securities LLC CNS 0750 BPCO Blount Parrish & Co., Inc. CNS 0750 BSCO Brookshire Securities Corporation CNS

0750 CAPB Capital Investment Brokerage Inc. CNS 0750 CAPG Capital Investment Group, Inc. CNS 0750 CBFG CBG Financial Group, Inc. CNS 0750 CDSO Cert Direct Securities Inc. CNS 0750 CENT Central Securities, LLC CNS 0750 CPSL Charter Pacific Securities, LLC CNS

0750 EMOC Magnus (E.) Oppenheim & Co., Inc. CNS

0750 FBLT First Ballantyne, LLC CNS

0750 FBPR First Bank Puerto Rico Securities, Corp. CNS

0750 FPBK First Partners Bank Investment Division CNS

0750 FRGP Forge Financial Group Inc. CNS 0750 GMCI Gardnyr Michael Capital, Inc. CNS 0750 GRBF GRB Financial LLC CNS 0750 GSCL Obsidian Financial Group LLC CNS 0750 IPRV DPEC Capital, Inc. CNS 0750 ITBS ITB Securities, LLC CNS

0750 ITCC Sterne Agee Financial Services, Inc. CNS

0750 ITDC ITradedirect.com Corp. CNS 0750 JKSI JK Securities, Inc. CNS 0750 KART Revere Securities Corp. CNS

0750 KASH Kashner Davidson Securities Corporation CNS

0750 LARK Larkin (Emmett A.) Co., Inc. CNS 0750 LDLW Laidlaw & Company (UK) Ltd. CNS 0750 LLSI Inlet Securities, LLC CNS 0750 LMSE LAM Securities CNS 0750 MANI Manning (V.M.) & Co., Inc. CNS 0750 MDWD Wellington Shields & Co., LLC CNS 0750 MEFG Meritus Financial Group, Inc. CNS 0750 MFPC Manna Capital Management CNS 0750 MORG Morgenthau & Associates, Inc. CNS 0750 MSEC Mission Securities Corporation CNS 0750 MYRS Meyers Associates, L.P. CNS 0750 NIKH Nikoh Securities Corporation CNS 0750 NSMS NSM Securities, Inc. CNS 0750 OLMM Olmsted & Mulhall, Inc. CNS 0750 RGIL Gilford Securities Incorporated CNS 0750 ROGO Rogo Capital LLC CNS 0750 ROND McKim Capital, Inc. CNS 0750 SAFS Sterne Agee Financial Services CNS 0750 SALI Sterne, Agee & Leach, Inc. CNS 0750 SEGI Sterling Enterprise Group, Inc. CNS 0750 SKYC Sky Capital LLC CNS 0750 SORE Source Capital Group, Inc. CNS 0750 SPIN Spencer Edwards, Inc. CNS 0750 TOWT R.W. Towt & Associates CNS 0750 UFSM Nelnet Capital LLC CNS 0750 VFGS VFG Securities, LLC CNS

0750 WCIG Willow Cove Investment Group, Inc. CNS

0750 WMPB Hahn Securities, Inc. CNS 0750 WRPI WRP Investments, Inc. CNS 0750 WRRF WR Rice Financial Services, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker)

November 2014

34

0750 WRTC W.R. Taylor & Company, LLC CNS

0750 WSRK Westrock Capital Management, Inc. CNS

0756 HRBF American Enterprise Investment Services Inc. CNS

0768 HDLY J.J.B. Hilliard, W.L. Lyons, LLC CNS 0768 HLHC J.J.B Hilliard, W.L.Lyons, LLC CNS 0768 PNCI PNC Investments CNS 0771 WBLR Blair (William) & Company, LLC CNS

0773 BOFA

Merrill Lynch, Pierce, Fenner & Smith Incorporated/Fixed Income CNS

0793 KBWI Keefe, Bruyette & Woods, Inc. CNS

0793 STFL Stifel, Nicolaus & Company Incorporated CNS

0793 TWPL Stifel, Nicolaus & Company, Incorporated CNS

0816 HSBK HSBC Securities (USA) Inc. CNS

0824 IBFS

Industrial and Commerical Bank of China Financial Services LLC/Equity Clearance CNS

0824 LSTR Lodestar Securities Corp. CNS

0922 MTSD Manufacturers & Traders Trust Company TFT

2072 WBNA Wells Fargo Bank, N.A./SIG CNS

2095 STCM SunTrust Robinson Humphrey Inc. CNS

2104 ZFNB Zions First National Bank TFT 2154 BNPS BNP Paribas Securities Corp. CNS

2154 BPBI BNP Paribas Prime Brokerage, Inc. CNS

2344 GKST BMO Capital Markets GKST Inc. CNS 2436 STBK SSB - Bank Portfolio TFT 2445 FTCM First Tennessee Capital Markets TFT 2447 VOLS Home Financial Services, Inc. TFT 2451 UMBI UMB Bank National Association TFT 2483 CBSS Compass Bank TFT

2781 CMMB U.S Bank N.A./U.S. Bank Municipal Securities Group CNS

2786 LTIN BBVA Securities Inc. CNS 2835 PNCM PNC Bank N.A. TFT 2851 UBOC Union Bank N.A. TFT 5144 DLAE Lerner (David) Associates, Inc. CNS 5158 CREW Crews & Associates, Inc. CNS

5231 AABT ABN Amro Chicago Corporation Bond Trading TFT

5234 EMET Emmet & Co., Inc. TFT 6001 GKST BMO Capital Markets GKST Inc. TFT

6033 RRZP The Bank of New York Mellon/RRZ Public Markets, Inc. TFT

6043 VSLP Vining-Sparks IBG, L.P. TFT 6069 BAKR James Baker & Associates, L.P. TFT 6409 BBID Bankers Bank TFT

6412 TIBD TIB The Independent Bankers Bank TFT

6414 WTNY Whitney National Bank TFT

6440 MIAM FMSBonds, Inc. TFT

6523 SALA

The Bank of New York Mellon/Southtrust Bank of Alabama TFT

6704 AVML AVM, L.P. TFT 6707 CNBS CNBS, LLC TFT

6708 FNCM First National Capital Markets, Inc. TFT

6713 HRST BMO Harris Bank NA TFT 6715 FWSS First Winston Securities TFT

6731 FSCC First South Carolina Securities, Inc. TFT

6732 UBKR United Bankers Bank TFT 6733 MCLL Merchant Capital, LLC TFT 6737 NBNA Bank of America, N.A. TFT 6741 MARX Hugo Marx & Co., Inc. TFT 6742 EAST Eastern Bank Capital Markets TFT 6744 CCBI Country Club Bank, Kansas City TFT 6751 FROS Frost Bank TFT 6752 BOKL Bank of Oklahoma, N.A. TFT 6753 FNBB First National Banker's Bank TFT

6755 FCBI First Commercial Bank of Birmingham, Alabama TFT

6757 BOKF BOSC, Inc. TFT

6770 CSFL CenterState Bank of Florida, N.A. TFT

6778 IBBF Independent Bankers' Bank of Florida TFT

6779 POPI Popular Securities, Inc. TFT 6782 SRCE 1st Source Bank TFT 6783 CLRT Arbor Research & Trading, LLC TFT 6792 FMID First Midstate Inc. TFT 6806 THFA Thornton, Farish & Gauntt TFT 6851 FOXR Fox, Reusch & Co., Inc. TFT 6909 FLCO Frazer Lanier Company (The) TFT

6963 HUTC Hutchinson, Shockey, Erley & Co. TFT

7027 SWEN Sweney, Cartwright & Company CNS 7031 BLCK Black (James I.) & Co. CNS

7256 BCAP Barclays Capital, Inc./Fixed Income CNS

7310 AQUA Cantor Fitzgerald & Co./Aqua Securities, L.P. CNS

7311 CFCO Cantor Fitzgerald & Co./Debt Capital Markets CNS

7607 RLUK Robinson & Lukens, Inc. CNS 8039 MCLI McLiney & Company TFT 8082 ZIVI ZIV Investment Co. CNS

8153 COSE Cosse International Securities Inc. CNS

8199 WSGD Wedbush Securities Inc./P3 CNS 8244 FTLP First Trust Portfolios, L.P. CNS