Mr.!Maini!Kiai! Mr.!Frank!LaRue! … on& the& Right and& Responsibility& of& Individuals,& Groups...

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VIA email to [email protected] And Post to: Mr. Maini Kiai Special Rapporteur on Freedom of Peaceful Assembly and Association Mr. Frank LaRue Special Rapporteur on Freedom of Opinion and Expression Mr. El Hadji Malicki Sow ChairRapporteur, Working Group on Arbitrary Detentions c/o Quick Response Desk Office of the High Commissioner for Human Rights United Nations Office at Geneva 814 avenue de la Paix 1211 Geneva 10 Switzerland April 24, 2012 Urgent Action Appeal – Henry Chikomeni Banda – Republic of Zambia Dear Rapporteurs: This law firm represents Henry Chikomeni Banda (“Mr. Banda”), a citizen of Zambia with permanent resident status in South Africa. We request that you send Urgent Appeals to the Government of Zambia to cease and desist from seeking his extradition from South Africa. The grounds of this request are as follows: First, the criminal allegations against Mr. Banda are politically motivated and violate his rights to freedoms of political association, expression and opinion, and to take part in public affairs. Mr. Banda is the son of the immediate past President of Zambia, and served prominently on the campaign team for the former President during the presidential elections held in September 2011.

Transcript of Mr.!Maini!Kiai! Mr.!Frank!LaRue! … on& the& Right and& Responsibility& of& Individuals,& Groups...

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VIA  email  to  urgent-­‐[email protected]    

And  Post  to:    

Mr.  Maini  Kiai  Special  Rapporteur  on  Freedom  of  Peaceful  Assembly  and  Association  

 Mr.  Frank  LaRue  Special  Rapporteur  on  Freedom  of  Opinion  and  Expression  

 Mr.  El  Hadji  Malicki  Sow  Chair-­‐Rapporteur,  Working  Group  on  Arbitrary  Detentions  

 c/o  Quick  Response  Desk  Office  of  the  High  Commissioner  for  Human  Rights  United  Nations  Office  at  Geneva  8-­‐14  avenue  de  la  Paix  1211  Geneva  10  Switzerland  

    April  24,  2012  

 Urgent  Action  Appeal  –  Henry  Chikomeni  Banda  –  Republic  of  Zambia  

 Dear  Rapporteurs:  

 This   law   firm   represents   Henry   Chikomeni   Banda   (“Mr.   Banda”),   a   citizen   of   Zambia   with   permanent  resident  status  in  South  Africa.    We  request  that  you  send  Urgent  Appeals  to  the  Government  of  Zambia  to  cease  and  desist  from  seeking  his  extradition  from  South  Africa.        The  grounds  of  this  request  are  as  follows:  

 • First,   the   criminal   allegations   against   Mr.   Banda   are   politically   motivated   and   violate   his   rights   to  

freedoms  of  political  association,  expression  and  opinion,  and  to  take  part  in  public  affairs.    Mr.  Banda  is  the  son  of  the  immediate  past  President  of  Zambia,  and  served  prominently  on  the  campaign  team  for  the  former  President  during  the  presidential  elections  held  in  September  2011.                  

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   Since   taking   power,   the   new   government   has   targeted   numerous  members   of   the   opposition   with  criminal  allegations,  raids,  seizures,  and  arrests,  allegedly  aimed  at  diminishing  their  ability  to  compete  in  upcoming  elections.    

 Mr.  Banda   is   imminently   threatened  with  possible  extradition   to  Zambia  where  he  would   face  political    persecution.    

• Second,   Mr.   Banda’s   detention   for   purposes   of   extradition   and   subsequent   prosecution   in   Zambia  would  be  based  on  politically  motivated  charges  in  Zambia  and  hence  arbitrary.      

 • Third,  Mr.   Banda’s   rights   to   assistance   of   counsel   and   of   human   rights   defense   are   currently   being  

violated  because  his  counsel  and  human  rights  defender,  Mr.  Robert  Amsterdam,  has  been  the  subject  of   defamatory   and   threatening   remarks   by   officials   of   Zambia’s   government   and   of   the   governing  Patriotic   Front   party.,   We   inform   the   recipients   of   this   letter   that   a   separate   request   for   Urgent  Appeals  on  behalf  of  Mr.  Amsterdam  has  been  concurrently  filed  with  the  Special  Rapporteurs  on  the  Situation  of  Human  Rights  Defenders  and  Independence  of  Judges  and  Lawyers  (please  see  Appendix  I).  

 Mr.  Banda’s   imminently  threatened  detention,  extradition  and  prosecution  would  accordingly  violate  his  rights   under   Article   9.1   (right   to   liberty   and   freedom   from   arbitrary   detention),   Article   19   (freedom   of  opinion  and  expression),  Article  22   (freedom  of  association)  and  Article  25   (a)   (right   to   take  part   in   the  conduct  of  public  affairs)  of  the  International  Covenant  on  Civil  and  Political  Rights,  to  which  Zambia  has  been  a  State  Party  since  1984,  among  other  international  instruments  guaranteeing  these  rights.  

 The   threats  and   intimidation  against  his   lawyer  and  human   rights  defender,  Robert  Amsterdam,  violate  Principle   16   of   the  Basic   Principles   on   the   Role   of   Lawyers,1   and   Articles   9.3(c)   and   12.2   of   the   United  Nations   Declaration   on   the   Right   and   Responsibility   of   Individuals,   Groups   and   Organs   of   Society   to  Promote  and  Protect  Universally  Recognized  Human  Rights  and  Fundamental  Freedoms.2  

 For  the  reasons  set  out  below,  we  believe  that  the  allegations  against  Mr.  Banda  underlying  the  request  by  Zambia  for  his  extradition  are  political  in  character  and  without  merit.        

   

                                                                                                                         1  Principle  16:    “Governments  shall  ensure  that  lawyers  (  a  )  are  able  to  perform  all  of  their  professional  functions  without  intimidation,  hindrance,  harassment  or  improper  interference;  (  b  )  are  able  to  travel  and  to  consult  with  their  clients  freely  both  within  their  own  country  and  abroad;  and  (  c  )  shall  not  suffer,  or  be  threatened  with,  prosecution  or  administrative,  economic  or  other  sanctions  for  any  action  taken  in  accordance  with  recognized  professional  duties,  standards  and  ethics.”  Basic  Principles  on  the  Role  of  Lawyers,  Adopted  by  the  8th  UN  Congress  on  the  Prevention  and  Treatment  of  Offenders,  Havana,  Cuba,  27  Augist  to  7  Sept.  1990.    2  Adopted  by  General  Assembly  resolution  53/144  of  9  December  1998.    Article  9.3(c)  provides  that  everyone  has  the  right,  individually  and  in  association  with  others,  “To  offer  and  provide  professionally  qualified  legal  assistance  or  other  relevant  advice  and  assistance  in  defending  human  rights  and  fundamental  freedoms.”    Article  12.2  provides:  “The  State  shall  take  all  necessary  measures  to  ensure  the  protection  by  the  competent  authorities  of  everyone,  individually  and  in  association  with  others,  against  any  violence,  threats,  retaliation,  de  facto  or  de  jure  adverse  discrimination,  pressure  or  any  other  arbitrary  action  as  a  consequence  of  his  or  her  legitimate  exercise  of  the  rights  referred  to  in  the  present  Declaration.”  

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   Politically  Motivated  Charges  

 Mr.   Banda   is   the   son   of   the   former   President   of   the   Republic   of   Zambia,   Rupiah   Banda   (the   “former  President”),   who   was   defeated   in   the   last   presidential   elections   held   in   September   2011.     Mr.   Banda  served  prominently  on  the  campaign  team  responsible  for  the  organization  and  deployment  of  logistics  as  well  as  in  a  fund-­‐raising  capacity  for  the  former  President  and  the  former  governing  party,  the  Movement  for  Multiparty  Democracy  (“MMD”),  during  that  election.    He  was  forced  to  flee  Zambia  within  48  hours  of  the  presidential  vote,  having  received  text  messages  and  verbal  alerts  warning  him  of  a  series  of  imminent  arrests  as  part  of  a  “hit  list”  drawn  up  by  the  new  government.    Mr.  Banda,  his  brothers,  his  stepmother,  stepmother’s  family  and  others  close  to  the  family  have  all  been  the  subject  of  either  raids  and  searches  of  their   homes,   or   criminal   investigations   commenced   almost   immediately   after   the   current   President   of  Zambia,  Michael  Sata,  took  office.      

 These  criminal  investigations  are  politically  motivated  in  at  least  three  respects.  First,  they  are  designed  to  discredit   the   former   President   and   the   former   governing   party   in   order   to   consolidate   and   preserve   a  political  base.    Second,  they  are  intended  to  discourage  the  former  President  from  seeking  public  office  in  Zambia  in  the  future.    And  third,  they  are  intended  to  discourage  political  competition  by  members  of  the  public   or   opposition   politicians   through   intimidation,   as   they   may   become   targets   of   prosecution,  investigation  and  harassment  in  view  of  their  political  association.  

 The  referenced  criminal  investigations  are  directed  against  the  immediate  family  of  the  former  President  –  rather   than  against   the   former  President  himself  –  because   the   former  President  enjoys  a   constitutional  immunity  from  criminal  prosecution,  absent  a  resolution  by  the  Zambian  General  Assembly  removing  this  immunity.    Article  43(3)  of  the  Constitution  of  Zambia  states  that:  

No   person  who   has   held,   but   no   longer   holds,   the   office   of   President   shall   be   charged  with   a   criminal  offence  or  be  amenable  to  the  criminal  jurisdiction  of  any  court  in  respect  of  any  act  done  or  omitted  to  be  done  by  him  in  his  personal  capacity  while  he  held  office  of  President,  unless  the  National  Assembly  has,  by  resolution,  determined  that  such  proceedings  would  not  be  contrary  to  the  interests  of  the  State.  

Consequently,   the   immediate   family   of   the   former   President   has   become   a   target   as   part   of   a   political  strategy   that  discredits   the   family  –  and,  by   implication,  associates   the   former  President  with  purported  criminal   activity   –   thereby   paving   the   way   for   a   resolution   in   the   National   Assembly   to   lift   the   former  President’s   constitutional   immunity   and,   ultimately,   subject   him   to   criminal   prosecution   and   enable   the  dismantling  of  the  MMD.  The  MMD  is  one  of  Zambia’s  main  opposition  parties  with  a  presence  in  all  the  provinces   that   is   able   to   challenge  and  hold   to  account   the   ruling  Patriotic   Front   (PF)  party  of  President  Michael  Sata.  

 The   PF   leadership   has   made   it   publicly   clear   that   they   are   striving   to   remove   the   former   President’s  immunity,3  and,  in  order  to  do  so,  are  aiming  to  take  over  sufficient  seats  in  parliament  to  reach  the  2/3rds  majority   necessary   to   pass   the   vote.     Toward   this   end,   the   ruling   party   has   submitted   a   historically  unprecedented   number   of   legal   challenges   to   seats   won   by   the  MMD   (effectively,   the   PF   is   contesting  every  seat  won  by  the  MMD).  

 

                                                                                                                         3  “RB’s  immunity  lifting  based  on  unfounded  accusations  –  Musokotwane,”  Zambia24,  Jan.  12,  2012  (http://zambia24.com/latest-­‐news/rbs-­‐immunity-­‐lifting-­‐based-­‐on-­‐unfounded-­‐accusations-­‐musokotwane.html).  

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The   Government’s   efforts   to   discredit   the   former   President’s   family   are   part   of   a  much   broader   attack  campaign  against  members  of  the  opposition   in  Zambia.    The   long   list   includes,  but   is  not   limited  to,  the  following:  

 • Approximately   150   lightweight   trucks   and   at   least   37   large   trucks   used   in   the   last   MMD  

parliamentary  and  presidential  campaigns  have  been  unlawfully  seized  and   impounded  by  the  ruling  party,  including  the  main  presidential  bus  for  the  former  President.    All  of  these  vehicles  would  have  been   used   in   future   by-­‐election   campaigns   and   the   next   presidential   election.     The   reason   for   the  impounding  of  vehicles  was  cited  as  part  of  an  investigation  into  the  source  of  funds  to  purchase  the  vehicles,   however   no   further   details   have   been   provided.4     These   seizures   of   property   have   been  aimed  at  eliminating  the  MMD’s  ability  to  compete  politically  by  attacking  their   infrastructure  across  the  country.    

• Over  2,000  bicycles  and  several  motorized  bikes  that  would  have  been  used  in  future  campaigns  have  been  seized  from  MMD  members  such  as  the  Hon.  Dora  Siliya  and  the  Hon.  Situmbeko  Musokotwane.  

 • Former  Vice  President  and  former  Minister  of  Justice  George  Kunda  was  accused  of  abusing  national  

resources.   Police   raided   his   family’s   farm,   but   seized   only   bags   of   maize   and   bicycles,   and   other  materials   related   to   the   MMD   campaign   in   his   district,   which   would   have   been   used   in   future  campaigns.5      

 • Former   Energy  Minister  Kenneth  Konga   has  been   “cautioned   in   relation   to   abuse  of   authority,”   yet  

despite   the  absence  of  a   formal  criminal  charge,  significant  property  and  other  valuable  assets  have  been   seized.6     Former   Minister   Konga   has   also   been   the   subject   of   arbitrary   treatment   by   the  authorities,   as   his   state-­‐supplied   vehicle   was   seized   for   three   months   despite   all   the   necessary  paperwork  demonstrating  that  the  purchase  and  payment  was  executed  through  normal  channels  like  every  other  MP.  The  matter  was  not  resolved  until  official  intervention  on  behalf  the  Commonwealth  Parliamentary  Association,  allowing  for  the  vehicle  to  be  released.    

 • Former  Finance  Minister  Situmbeko  Musokotwane  is  being  targeted  in  an  investigation  on  allegations  

that  he  had  exceeded  his  authority  by  granting  a  tax  deferment  to  a  foreign  investor,  despite  a  clear  provision  under  the  Zambian  Development  Agency  Act  that  grants  authority  to  the  Finance  Ministry  to  make  such  arrangements.7    The  case  against  Mr.  Musoktwane  is  based  on  the  conclusions  of  a  report  by   a   Commission   of   Inquiry   appointed   by   the   PF   government   (see   Commissions   of   Inquiry   section  below).  

 • MMD  spokesperson  Dora  Siliya  was  charged  and  arrested  for  abuse  of  authority  of  office,  allegedly  for  

actions   taken  when   she   was   Transport   and   Communications  Minister   in   the  MMD   administration.8    

                                                                                                                         4  “RB’s  Campaign  Bus  Seized,”  Lusaka  Times,  March  8,  2012  (http://www.lusakatimes.com/2012/03/08/rbs-­‐campaign-­‐bus-­‐seized/)  5    “The  Police  raid  of  Former  Vice  President  George  Kunda’s  parents’  house  described  as  cheap,”  Lusaka  Times,  Feb.  11,  2012  (http://www.lusakatimes.com/2012/02/10/police-­‐raid-­‐george-­‐kundas-­‐farm-­‐recover-­‐items/).  6  “Konga’s  multi-­‐billion  Kwacha  property  seized,”  Lusaka  Times,  Dec.  27,  2011    (http://www.lusakatimes.com/2011/12/27/kongas-­‐multibillion-­‐kwacha-­‐property-­‐seized/).  7  “Zambia  probes  ex-­‐finmin  over  Pepsi  tax  deal,”  Reuters,  Jan.  27,  2012  (http://af.reuters.com/article/topNews/idAFJOE80Q08I20120127).  8  “Dora  Siliya  arrested  and  denied  Bail,”  Lusaka  Times,  April  2,  2012.  

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The  cases  against  Siliya  are  based  on  the  conclusions  of  a  report  by  a  Commission  of  Inquiry  appointed  by  the  PF  government  (see  Commissions  of  Inquiry  section  below).  

 • The   Provincial   Task   Force   on   Corruption   arrested  MMD  Mbala   Central   Member   of   Parliament   and  

former  Northern   Province   permanent   secretary  Mwalimu   Simfukwe,   charging   him  with   unspecified  claims  of  abuse  of  authority.9  

 • Former  Minister  of  Agriculture  and  Cooperatives  Peter  Daka  was  investigated,  subjected  to  seizure  of  

property,  and  “warned  and  cautioned”  by  the  Anti-­‐Corruption  Task  Force  on  the  allegation  of  using  a  residential  electricity  tariff  to  run  a  brick-­‐manufacturing  commercial  business.10  

 • The  leader  of  the  opposition  United  Party  for  National  Development  (UPND),  Hakainde  Hichilema,  has  

endured   repeated   harassment   and   unspecified   threats   of   investigation,   including   an   alleged   attack  upon  his  home  by  a  group  of  Patriotic  Front  cadre  youths  that  the  police  neglected  to  prevent.11          

 Meanwhile,  quite  a  number  of  former  MMD  officials,  who  in  the  past  were  being  accused  of  corruption  in  the  press,  have  been  cleared  of  all  investigations  upon  changing  their  political  affiliation  from  the  MMD  to  the  ruling  PF.    Speaking  to  the  Post  on  10  April  2012,  MMD  Member  William  Wilima  said:  “If  you  are  not  Mr  Sata’s   friend,  you  will  be   investigated  but   if  you  are  his   friend,  you  will  not  be   investigated.  You  can  even  be  appointed.”12  

 The  Patriotic  Front’s  campaign  to  frustrate,  if  not  eliminate  political  competition  was  further  illustrated  on  March  14,  2012,  when  the  Chief  Registrar  of  Societies  attempted  to  de-­‐register  the  MMD  opposition  party  over  alleged  non-­‐payment  of  fees  for  its  branches  in  Lusaka,  and  ordered  the  immediate  dissolution  of  the  party  and  the  removal  of  53  parliamentary  seats.    The  Lusaka  High  Court   intervened  to  stay  the  motion  pending  an  appeal   from   the  MMD,  while   the   Law  Association  of  Zambia   spoke  out   strongly  against   the  blatant  violation  of  constitutional  norms  presented  by  the  dissolution  attempt.13  

 Purported  Nature  of  the  Charges  

 No  details  about  Mr.  Banda’s  purported  wrongdoing  have  been  disclosed  publicly  and,  consequently,  he  is   unable   to   refute   any   specific   allegations.     Although   the   police   have   visited   his   office   and   home   and  interviewed   employees,  Mr.   Banda   has   never   been   questioned   and   his   requests   for   information   have  been   repeatedly   ignored   by   the   Zambian   authorities.     Instead,   the   only   source   of   information   on   the  allegations   against   him   has   been   the   Zambian   media,   which   alone   amounts   to   a   sharp   departure   on  behalf  the  Zambian  authorities  from  international  norms  concerning  the  presumption  of   innocence  and  the  right  of  the  accused  to  be  informed  of  the  nature  of  the  allegations.    

                                                                                                                         9  “MMD  MP  arrested  for  abuse  of  authority,”  Lusaka  Times,  April  11,  2012  (http://www.lusakatimes.com/2012/04/11/mmd-­‐mp-­‐arrested-­‐abuse-­‐authority/)  10  “Security  Officers  Caution  Former  Minister  Peter  Daka,”  Times  of  Zambia,  Jan.  28,  2012,  (http://allafrica.com/stories/201201300201.html)  11  “HH  dares  Sata  to  have  him  arrested,”  Zambia24,  Jan.  16,  2012  (http://zambia24.com/latest-­‐news/hh-­‐dares-­‐sata-­‐to-­‐have-­‐him-­‐arrested.html).  12  “MMD  Criminals  are  now  angels  in  the  PF  –  Wilima,”  The  Post,  April  10,  2012  (http://www.postzambia.com/post-­‐read_article.php?articleId=26727&show_comzone=y)  13  “Decision  to  de-­‐register  and  nullify  MMD  parliamentary  seats  is  irresponsible  –  LAZ,”  Lusaka  Times,  March  15,  2012  (http://www.lusakatimes.com/2012/03/15/decision-­‐deregister-­‐nullify-­‐mmd-­‐parliamentary-­‐seats-­‐irresponsiblelaz/)  

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 There   has   been   little   consistency   in   terms   of   the   accusations   against   Mr.   Banda   in   the   media,   which  appear  to  change  considerably  and  frequently  as  the   investigators  pursue  various  false  allegations  until  they   are   proven   untrue.     At   various   points,   Mr.   Banda   has   been   accused   of   completely   unrelated  involvement  in  a  “gold  scam”  which  was  later  fully  discredited,  arranging  oil  deals  (despite  the  fact  that  Mr.  Banda  never  held  any  position  in  government),  vague  claims  of  financial  improprieties  (despite  there  being  no  law  in  Zambia  requiring  the  disclosure  of  financial  supporters  of  political  campaigns),  possession  of   stolen  vehicles   (never  mentioned  again),  non-­‐specific  allegations  of   influencing  government   tenders,  and,  most  persistently,  of  involvement  in  the  privatization  of  75%  of  the  state-­‐owned  telecommunications  company  Zamtel  even  though  his  name  does  not  figure  more  than  once  (and  only  then  incidentally)  in  the  government-­‐appointed  Commission  of  Inquiry  into  the  Zamtel  sale.  

 As  detailed  in  Appendix  II  to  this  letter,  the  facts  about  the  Zamtel  case  -­‐-­‐  that  (1)  Mr.  Banda  played  no  role  in  the  privatization  or  the  introduction  to  the  government  of  the  firm  that  evaluated  Zamtel  prior  to  sale,  (2)  that  the  appointment  of  that  firm  was  lawful,  and  (3)  that  Zambia  was  paid  more  than  fair  value  for   Zamtel   -­‐-­‐   cast   serious   doubt   on   the   government’s   Zamtel   report   as   well   on   the   bone   fides   of   its  criminal  investigation  into  Mr.  Banda.  

 Executive  Interference  in  the  Judicial  Process  

 Mr.  Banda  cannot  have  a  reasonable  expectation  for  fair  treatment  by  the  Zambian  authorities  or  a  fair  trial  given  the  repeated  instances  of  executive  interference  in  the  judicial  process.    President   Sata’s   direct   influence   over   the   criminal   investigations   against   the   former   President’s   family  (and   against  members   of   the  MMD)   is   underscored   by   his   public   comments   during   the   swearing   in   of  Mutembo  Nchito  to  the  position  of  Director  of  Public  Prosecutions.14    There  is  a  video  clip  published  on  the   internet   from   this   same   official   function   in   which   President   Sata   directs   the   Director   of   Public  Prosecution,   Nchito,   to   execute   certain   instructions   regarding   prosecution.   President   Sata   states   the  following:  

   “Today  we  have  a  very  deadly  legal  joint  with  attorney  general,  the  solicitor  general  and  yourself.    We  expect  you  to  assist  the  judiciary  because  don’t  blame  the  judiciary  if  they  are  acquitting  people  if  you  don’t  prepare  your  cases  properly.    If  you  are  you  have  half  baked  cases,  you  have  to  improve.    Look  at  some  of  the  old  cases  privatisation  of  Roan  Mine,  privatisation  of  Kagem,  privatisation  of  Lima  Bank,  privatisation  of  Intercontinental  Livingstone.    All  of  those  are  cases  stinking  with  corruption.    You  have  all   been   called   back.     Your   former   chairman   is   now   permanent   secretary   and   the  minister   of   home  affairs  and  I'm  sure  that  with  the  attorney  general  who  was  once  harassed  because  they  didn’t  like  his  hands  stinking  or  that  he  was  going  to  round  them  up,  we  expect  to  leave  Zambia  better  than  we  found  it.    There  are  still  some  Chinese  companies,  there  are  still  some  Chinese  companies  which  are  funding  MMD  If  you  get  in  touch  with  the  people  the  drug  enforcement  they'll  give  you  the  details,  and  they  will  give  you  the  names,  and  when  you  go  to  Zamtel  don’t  look  at  Zambians  only.    These  Libyans  is  the  one  who  corrupted  Zambians  so  don’t  go   for  Zambians  you  must  also  go   for   the  Libyans   from  "Lap  Green"    They  are  the  ones  who  have  dirty  money  and  dirty  hands.  Sort  them  out!”  (emphasis  added)15  

                                                                                                                         14  “Sort  Out  Lap  Green,  Sata  Orders  Nchito,”  The  Post,  Jan.  14,  2012  (http://www.postzambia.com/post-­‐read_article.php?articleId=24703)  15  The  video  of  President  Sata’s  comments  to  the  Director  of  Public  Prosecutions  Mutembo  Nchito  was  uploaded  by  MuviTV  on  January  12,  2012  (http://youtu.be/Pz46kPD1t9Q)  

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   President   Sata’s   comments   constitute   represent   a   violation  of   the   Zambian  Constitution.    According   to  Article  56(7):      

 In  the  exercise  of  the  powers  conferred  on  him  by  this  Article,  the  Director  of  Public  Prosecutions  shall  not  be  subject  to  the  direction  or  control  of  any  other  person  or  authority.  

 Provided   that   when   the   exercise   of   any   such   power   in   any   case   may,   in   the   judgement   of   the  Director  of  Public  Prosecutions  involve  general  consideration  of  public  policy,  the  Director  of  Public  Prosecutions  shall  bring  the  case  to  the  notice  of  the  Attorney-­‐General  and  shall  in  the  exercise  of  his  powers  in  relation  to  that  case,  act  in  accordance  with  any  directions  of  the  Attorney-­‐General.  

 Separately,   Director   Nchito   has   his   own   political   motives   for   pursuing   criminal   investigations   into  members  of  the  former  President’s  family  and  members  of  the  MMD.    Mr.  Nchito  was  previously  a  senior  official   of   Zambian   Airways,   which   became   embroiled   in   scandal   in   2009   over   allegations   that   it   had  improperly  arranged  for  the  Ministry  of  Finance  to  cancel  $29  million  in  Zambian  Airways  debt.    When  the  former  President  took  office,  he  cancelled  the  bailout.    Subsequent  criminal  investigations  into  the  matter  focused  on  Mr.  Nchito,  although  no  wrongdoing  on  his  part  was  found.    Mr.  Nchito  has  since  refused  to  appear  before  a  judge  that  is  not  of  his  own  choosing.  

 Manipulation  of  Commissions  of  Inquiry  

 In  the  first  six  months  of  the  Patriotic  Front’s  administration,  no  fewer  than  eight  separate  Commissions  of   Inquiry   have   been   appointed.     These   commissions   have   systematically   been   used   as   instruments   of  political  repression  of  members  of  Mr.  Banda’s  political  party.    (See  Appendix  III  hereto.)    Concluding  that  “President  [Sata]  had  a  pre-­‐determined  idea”  in  establishing  his  commissions  of  inquiry,  Zambia’s  Centre  for  Policy  Dialogue  has  found  that  “the  commissions  of  inquiry  constituted  by  President  Michael  Sata  to  investigate   the   alleged   corruption   activities   by   the   MMD   are   a   waste   of   public   funds”.16   Given   the  numerous  instances  in  which  the  executive  branch  of  government  has  directly  interfered  and  pressured  the  commissions  of  inquiry,  our  client  cannot  reasonably  be  expected  to  be  afforded  due  process  of  law  in  Zambia.  

 Intimidation  and  Threats  Against  Defense  Counsel  

In  an  article  published  on  14  April  2012  in  the  Post  Newspaper  of  Zambia,17  Wynter  Kabimba,  Secretary  General   of   the   ruling   Patriotic   Front   party,  made   several   defamatory   and   threatening   comments   with  respect  to  Mr.  Robert  Amsterdam,  international  lawyer  to  Mr.  Henry  Banda.  

Specifically,  Mr.  Kabimba’s  denunciation  of  Robert  Amsterdam  alleges   that  by  performing  his  duties  as  counsel   to  Henry   Banda,   he   is   somehow  participating   in   a   “criminal   syndicate”.  Mr.   Kabimba’s   threats  were   preceded   by   comments  made   to   the   Post   on   13   April   2012   by   Government   Spokesman   Fackson  Shamenda  vaguely  alleging  “money  laundering”  and  other  accusations  of  criminal  activity  concerning  Mr.  

                                                                                                                         16  “Simuntanyi:  All  commissions  of  inquiry  by  Sata  waste  of  public  money”,  Zambia  Watchdog,  April  11,  2012  (http://www.zambianwatchdog.com/?p=33330).  17  “Henry's  lawyer  is  on  payroll  of  a  corrupt  syndicate  –  Kabimba,”  The  Post  Newspaper,  April  13,  2012  (http://postzambia.com/post-­‐read_article.php?articleId=26829)    

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Banda’s  retention  of  counsel.18  These  comments  made  by  government  officials  and  especially  by  PF  party  members   outside  of   government   toward  Henry  Banda’s   legal   counsel   are   defamatory   in   nature   and   in  violation  of  Henry  Banda’s  right  to  counsel  and  to  defense  of  his  human  rights.  

The   issue   of   the   harassment   of   Mr.   Banda’s   lawyers   is   presented   in   the   separate   request   for   Urgent  Appeals  contained  in  Appendix  I.  

    Urgency  of  the  Threat  to  Mr.  Banda’s  Rights    

On   or   about   February   21,   2012,   pursuant   to   a   request   by   the   Government   of   Zambia,   the   General  Secretariat   of   Interpol   published   a   Red  Notice   against  Mr.  Banda.    We   understand   that   the   purported  basis  for  the  Red  Notice  is  suspicion  of  fraud,  and  that  the  particulars  have  not  been  made  public.        

 Mr.  Banda  is  presently  in  South  Africa.    On  April  2,  2012,  a  Zambian  newspaper  reported  that  within  the  last   few  days,  South  Africa’s  High  Commissioner   to  Zambia,  Mr.  Moses  Chikane,   stated   that  Mr.  Banda  could  be  handed  over   to   Zambian  authorities   conditionally.19     A   further   article  quoting  Moses  Chikane  was  published  on  April  9,  2012.20  

 The  threatened  violations  of  Mr.  Banda’s  associational,  expressive  and  liberty  rights  could  take  place  imminently.  

                   Conclusion    

In   the   light   of   the   foregoing   circumstances,   there   should   be   a   presumption   that   the   Zambian   criminal  investigation  and  extradition  request  against  Mr.  Banda  are  politically  motivated,  in  violation  of  his  rights  to   freedom   of   political   association,   opinion   and   expression,   and   to   take   part   in   the   conduct   of   public  affairs.     A   detention   and   extradition   of   Mr.   Banda,   on   the   basis   of   the   politically   motivated   Zambian  charges,   would   be   unfounded   and   hence   arbitrary.   All   of   these   violations   would   infringe  Mr.   Banda’s  rights  under  the  International  Covenant  on  Civil  and  Political  Rights,  to  which  Zambia  is  a  State  Party.  

 The  threats  and   intimidation  against  his   lawyer  and  human  rights  defender,  Robert  Amsterdam,  violate  Principle   16   of   the  Basic   Principles   on   the   Role   of   Lawyers,   and   Articles   9.3(c)   and   12.2   of   the   United  Nations   Declaration   on   the   Right   and   Responsibility   of   Individuals,   Groups   and   Organs   of   Society   to  Promote  and  Protect  Universally  Recognized  Human  Rights  and  Fundamental  Freedoms.  

 For  all  of  the  foregoing  reasons,  we  respectfully  request  that  an  Urgent  Appeal  be  sent  to  the  government  of  Zambia,  requesting  that  Zambia  cease  and  desist  from  requesting  Mr.  Banda’s  extradition  

           

                                                                                                                         18  “Government  will  have  a  good  case  of  money  laundering  against  Henry  –  Shamenda,”  The  Post  Newspaper,  April  13,  2012  (http://www.postzambia.com/post-­‐read_article.php?articleId=26803)    19  “SA  Speaks  Over  Henry  Banda,”  Zambia  Daily  Mail,  April  2,  2012.  (http://www.daily-­‐mail.co.zm/?p=787)  20  “SA  ready  to  hand  over  Henry  Banda,”  Zambia  Daily  Mail,  April  9th,  2012.  (http://www.daily-­‐mail.co.zm/?p=1542)  

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     Mr.   Banda   is   44   years   of   age.     Communications   may   be   addressed   to   him   via   this   law   office,   at   the  following  address:    

   

Amsterdam  &  Peroff  45-­‐47  Church  Street  Rickmansworth  Hertfordshire  WD3  1DQ  

 Sincerely,  

     

       

Robert  Amsterdam  Amsterdam  &  Peroff  LLP  Counsel  for  Henry  Chikomeni  Banda  [email protected]      

 

 Douglass  Cassel  Counsel  for  Robert  Amsterdam  [email protected]  

 Geert-­‐Jan  Alexander  Knoops  [email protected]  Counsel  for  Robert  Amsterdam  

     

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APPENDIX  I    

April  24,  2012  

VIA  email  to  urgent-­‐[email protected]    Mrs.  Margaret  Sekaggya  Special  Rapporteur  on  the  Situation  of  Human  Rights  Defenders    Ms  Gabriela  Knaul  Special  Rapporteur  on  the  Independence  of  Judges  and  Lawyers    c/o  Quick  Response  Desk  Office  of  the  High  Commissioner  for  Human  Rights  United  Nations  Office  at  Geneva  8-­‐14  avenue  de  la  Paix  1211  Geneva  10  Switzerland      

Urgent  Action  Appeal  –  Robert  Amsterdam  –  Republic  of  Zambia    Dear  Rapporteurs:    We  are  writing  on  behalf  of  the  lawyer  and  human  rights  defender,  Robert  Amsterdam  (“Mr.  Amsterdam”)  of  Amsterdam  &  Peroff   LLC   (“Amsterdam  &  Peroff”),  who  serves  as   international   counsel   to  Henry  Chikomeni  Banda  (“Mr.  Henry  Banda”),  a  citizen  of  Zambia.  We  request  that  you  send  Urgent  Appeals  to  Zambia  to  cease  and   desist   from   threatening   and   harassing   Mr.   Amsterdam   from   performing   his   duties   as   a   legal  representative  and  human  rights  defender  of  Mr.  Henry  Banda.  Please  see  the  attached  concurrent  request  for   UN   Urgent   Appeals   with   regard   to   the   politically   motivated   accusations   against   Mr.   Henry   Banda  (Appendix  I).  Mr.  Henry  Banda  is  a  permanent  resident  of  the  Republic  of  South  Africa  (“South  Africa”).  He  is  entitled   to   legal   representation   by   international   counsel   of   his   choice   and   to   defense   of   his   human   rights.    Zambia  is  a  member  of  the  United  Nations.    The  grounds  of  this  request  are  as  follows:    

• Mr.   Henry   Banda’s   counsel,   Mr.   Amsterdam,   has   been   the   subject   of   defamatory   and   threatening  remarks  by  senior  officials  of  the  Zambian  government  and  the  governing  party  (Patriotic  Front,  or  PF),  thereby  not  only  infringing  on  his  rights  as  a  lawyer  and  human  rights  defender,  but  also  the  rights  of  Mr.  Henry  Banda  to  legal  representation  and  to  defense  of  his  human  rights.    

• The   threats   and   intimidation   against   Mr.   Henry   Banda’s   lawyer   and   human   rights   defender,   Mr.  Amsterdam,  violate  Principle  16  of  the  Basic  Principles  on  the  Role  of  Lawyers,  and  Articles  9.3(c)  and  12.2   of   the   United   Nations   Declaration   on   the   Right   and   Responsibility   of   Individuals,   Groups   and  Organs   of   Society   to   Promote   and   Protect   Universally   Recognized   Human   Rights   and   Fundamental  Freedoms.     A   separate   request   for   Urgent   Appeals   has   been   sent   to   the   Special   Rapporteurs   on  Freedom  of   Peaceful   Assembly   and  Association,   Freedom  of  Opinion   and   Expression,   as  well   as   the  Working  Group  on  Arbitrary  Detentions.  

 

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For   the   reasons   set  out  below,  we  believe   that   the   threats  being  made  against  Mr.  Amsterdam  violate   the  right  of  Mr.  Banda   to   legal   counsel,   and   the  accusations  being  made  against  Mr.  Amsterdam  are  politically  motivated  and  defamatory  in  nature.           Harassment  and  Threats  of  Defense  Counsel  

Senior  officials  of   the  Zambian  Government  and   the  governing  party  have  acted   in  concert   to   threaten  Mr.  Amsterdam  publicly  because  of  his  efforts  to  provide  legal  assistance  and  human  rights  defense  to  Mr.  Banda.    In   an   article   published   on   14   April   2012   in   the   Post   Newspaper   of   Zambia,21   Wynter   Kabimba   (“Mr.  Kabimba”),   Secretary  General  of   the   ruling  Patriotic   Front  party,  made   several  defamatory  and   threatening  comments  with  respect  toward  Mr.  Amsterdam,  international  lawyer  to  Mr.  Henry  Banda.  

Specifically,  Mr.  Kabimba’s  denunciation  of  Mr.  Amsterdam  alleges  that  by  performing  his  duties  as  counsel  to  Mr.  Henry  Banda,  he  is  somehow  participating  in  a  “criminal  syndicate”.  Mr.  Kabimba’s  threats  were  preceded  by   comments   made   to   the   Post   on   13   April   2012   by   Government   Spokesman   Fackson   Shamenda   (“Mr.  Shamenda”)   vaguely  alleging   “money   laundering”  and  other  accusations  of   criminal   activity   concerning  Mr.  Banda’s  retention  of  counsel.22  In  the  said  article,  Mr.  Shamenda  makes  extraordinary  statements  that  “the  Government   will   have   a   good   case   of   money   laundering”   against   Mr.   Henry   Banda   with   regard   to   the  appointment  of  legal  counsel.    

It  is  clear  from  this  statement  that  the  Government  and  governing  party  spokesmen  have  taken  over  the  role  of   the  Director  of  Public  Prosecutions   in  Zambia   to  express  opinion  on  matters  which   should  be  dealt  with  within  a  specific  department,  dealing  with  justice  matters  only.  It  is  moreover  clear  from  the  statement  that  the  Government  of  Zambia  has  free  access  to  judicial  information  which  should  generally  be  kept  secret  and  confidential,  until  a  matter  is  brought  to  trial.  It  is  clear  in  the  present  instance  that  the  abuse  of  information  by   the   Government   and   governing   party   of   Zambia   and   a   trial   by   headline,   will   seriously   impact   on   any  prospect   of   a   fair   trial   which   Mr.   Henry   Banda   could   have   hoped   for.   It   should   be   emphasized   that   Mr.  Shamenda  is  also  the  Information  and  Labour  Minister  and  his  statements  clearly  fall  outside  the  ambit  of  the  Ministry   of   Information   and   Labour.   These   comments   from   Mr.   Kabimba   and   Mr.   Shamenda   toward   Mr.  Amsterdam  are  defamatory  in  nature  and  in  violation  of  Mr.  Henry  Banda’s  right  to  counsel  and  to  defense  of  his  human  rights.  

These   attempts   to   harass   and   intimidate   defense   counsel   were   preceded   by   a   slew   of   defamatory   attack  articles   published   in   the   pro-­‐Government   media.   In   an   editorial   published   on   April   13,   2012   in   the   state-­‐owned   Zambia   Daily   Mail   entitled   “Henry   Banda’s   lawyer   offside,”23   the   Daily   Mail   declares   that   Mr.  Amsterdam  is  “ignorant,”  has  a  “colonial  mentality,”  and  that  there  is  “no  iota  of  truth  in  his  claims”  in  favour  of   his   client,  Mr.   Henry   Banda.   The   publication   of   these   prejudicial   opinions   in   the   absence   of   any   formal  charges  much  less  legal  decisions  bias  the  court  of  public  opinion,  if  not  also  the  courts  of  law,  and  deny  Mr.  Henry  Banda  his  right  to  presumption  of  innocence.  

                                                                                                                         21  “Henry’s  lawyer  is  on  payroll  of  corrupt  syndicate  –  Kabimba,”  The  Post  Newspaper,  April  14th,  2012  (http://postzambia.com/post-­‐read_article.php?articleId=26829)    22  “Government  will  have  a  good  case  of  money  laundering  against  Henry  –  Shamenda,”  The  Post  Newspaper,  April  13,  2012(http://www.postzambia.com/post-­‐read_article.php?articleId=26803)    23  http://www.daily-­‐mail.co.zm/?p=1852    

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Another  attack  article  published  in  the  pro-­‐Government  newspaper  The  Post  on  10  April  2012  denounces  Mr.  Henry   Banda   as   a   “fugitive”   despite   absence   of   conviction   and   also   accuses   him   of   impropriety   for   having  retained  defense  counsel.24    

Additional  attacks  against  Mr.  Amsterdam’s  defense  of  his  client  appeared  in  the  Zambian  media  on  17  April  2012.     In  an  article  titled  “Wynter  Canes  Henry  Banda’s  Lawyer”  published  in  the  state-­‐owned  Zambia  Daily  Mail,   the   Secretary   General   of   the   PF   accuses   Mr.   Amsterdam’s   defense   of   Mr.   Banda   as   “wild”   and  “emotionally  charged,”  and  then  ominously  warned  that  “he  ought  to  be  extremely  careful  with  the  manner  he   utters   statements   for   the   sake   of   protecting   his   client.”25     During   a   press   conference   dedicated   to  attacking  Mr.  Banda’s  lawyers,  Mr.  Kabimba  defamed    

Mr.   Amsterdam   as   a   “dog   of   war”   and   a   “mercenary.”26   Although   when   he   made   these   comments   Mr.  Kabimba   held   no   position   in   the   administration   –   only   in   the   Patriotic   Front   party   –   and   certainly   had   no  authority  to  speak  on  behalf  of  official  positions  toward  judicial  matters.    Mr.  Kabimba  was  only  appointed  to  his  cabinet  position  on  April  17,  2012.  

We  reiterate  that  Mr.  Henry  Banda  is  a  permanent  resident  of  South  Africa,  being  married  to  a  South  African  citizen.   Mr.   Henry   Banda   is   duly   represented   in   South   Africa   by   attorneys   and   counsel   of   his   choice   and  engagements  have  taken  place  between  the  legal  representatives  of  Mr.  Henry  Banda  in  South  Africa  and  the  South   African  Government   to   protect  Mr.   Henry   Banda’s   status   as   a   free   citizen   entitled   to   Human   Rights  protection   in   terms   of   the   South   African   Constitution.   These   repeated   attacks   from   Zambian   Government  officials,   Patriotic   Front   leaders,   and  members   of   the   pro-­‐Government  media   in   Zambia   against  Mr.   Henry  Banda  with   regards   to   the   retention   of   defense   represent   an   attempt   to   deny   his   right   to   counsel   and   to  defense  of  his  human  rights  under  Zambian  and  international  law.  

In  response  to  some  of  the  statements  by  Mr.  Kabimba  and  Mr.  Shamenda,  Amsterdam  &  Peroff  issued  the  following  statement  on  14  April  2012:  

“The   regrettable   choice   on   behalf   of   the   ruling   Patriotic   Front   party   and   officials   of   the   Zambian  government  to  threaten  and  harass  defense  counsel  should  stand  as  a  defining  illustration  of  how  the  case  of  Mr.  Henry  Banda  is  being  handled:  arbitrary,  without  grounds,  in  violation  of  due  process  and  international   norms,   and   driven   by   political  motivation,”   Amsterdam   said.   “By   seeking   to   intimidate  lawyers   with   patently   absurd   claims,   aiming   to   prevent   them   from   defending   clients,   the   Zambian  government  is  unlawfully  violating  Mr.  Banda’s  right  to  counsel.”27  

Despite  a  direct  warning  as  to  Mr.  Henry  Banda’s  right  to  counsel  under  Zambian  and  international  law,  the  intimidation  and  harassment  of  Mr.  Amsterdam  by  Mr.  Kabimba  continued  with  further  statements.  Speaking  on  Radio  Phoenix  Zambia,  Mr.  Kabimba  reiterated  the  defamatory  remarks  with  regard  to  Mr.  Amsterdam’s  representation  of  Mr.  Henry  Banda.    While  remarking  that  the  ruling  party  “doesn’t  have  time”  to  intimidate  Mr.  Amsterdam,  he  nevertheless  continued  with  an  unspecified  warning  of  consequences:    “if  Mr.  Amsterdam    

                                                                                                                         24  http://www.postzambia.com/post-­‐read_article.php?articleId=26717.  25  “Wynter  canes  Henry  Banda’s  Lawyer,”  Zambia  Daily  Mail,  April  17,  2012  (http://www.daily-­‐mail.co.zm/?p=2260)  26  “Henry’s  lawyer  a  ‘dog  of  war’  –  Kabimba,”  Zambia24,  April  18,  2012  (http://zambia24.com/latest-­‐news/henry-­‐lawyers-­‐a-­‐dog-­‐of-­‐war-­‐kabimba.html)  27  http://robertamsterdam.com/zambia/2012/04/14/response-­‐to-­‐government-­‐of-­‐zambias-­‐harassment-­‐and-­‐intimidation-­‐of-­‐counsel-­‐to-­‐henry-­‐banda/  

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continues  to  use  the  press  to  defend  his  client,  the  PF  [Patriotic  Front]  will  have  no  choice  but  to  respond  to  the  attacks.”28    

The  threats  and  intimidation  against  Mr.  Henry  Banda’s  lawyer  and  human  rights  defender,  Mr.  Amsterdam,  violate  Principle  16  of  the  Basic  Principles  on  the  Role  of  Lawyers,29  which  reads  as  follows:  

“Governments   shall   ensure   that   lawyers   (a)   are   able   to   perform   all   of   their   professional   functions  without   intimidation,   hindrance,   harassment   or   improper   interference;   (b)   are   able   to   travel   and   to  consult  with  their  clients  freely  both  within  their  own  country  and  abroad;  and  (c)  shall  not  suffer,  or  be  threatened  with,   prosecution   or   administrative,   economic   or   other   sanctions   for   any   action   taken   in  accordance  with  recognized  professional  duties,  standards  and  ethics.”    

The  statements  made  by  officials  of  the  Government  and  the  ruling  party  also  constitute  a  violation  of  Articles  9.3(c)  and  12.2  of  the  United  Nations  Declaration  on  the  Right  and  Responsibility  of  Individuals,  Groups  and  Organs   of   Society   to   Promote   and   Protect   Universally   Recognized   Human   Rights   and   Fundamental  Freedoms.30    Article  9.3(c)  guarantees  the  right  of  everyone  “[t]o  offer  and  provide  professionally  qualified  legal   assistance   or   other   relevant   advice   and   assistance   in   defending   human   rights   and   fundamental  freedoms.”  Article  12.2  mandates  as  follows:    

“The  State  shall  take  all  necessary  measures  to  ensure  the  protection  by  the  competent  authorities  of  everyone,  individually  and  in  association  with  others,  against  any  violence,  threats,  retaliation,  de  facto  or  de  jure  adverse  discrimination,  pressure  or  any  other  arbitrary  action  as  a  consequence  of  his  or  her  legitimate  exercise  of  the  rights  referred  to  in  the  present  Declaration.”  

Although  many  of   the  threats  against  Mr.  Amsterdam  come  from  Mr.  Kabimba,  an  official  of   the  governing  party  rather  than  the  government,  Zambia’s  government  violates  its  positive  duty  to  protect  Mr.  Amsterdam’s  rights  to  provide   legal  assistance  and  to  defend  human  rights,  both  by  associating   itself  with  Mr.  Kabimba’s  remarks   (through  government   spokesman  Mr.  Shamenda),  and  by   failing   to  make  clear   that  Mr.  Kabimba’s  remarks  do  not  represent  government  policy  and  are  disavowed.    Only  recently  was  Mr.  Kabimba  appointed  to  a  senior  cabinet  position  in  the  government  on  April  17.  

  Urgency  of  the  Threat  to  the  Rights  of  Mr.  Amsterdam    The  threats  and  intimidation  against  Mr.  Amsterdam,  Mr.  Henry  Banda’s  lawyer  and  human  rights  defender,  are   present   and   immediate.       They   have   already   interfered  with  Mr.   Amsterdam’s   ability   to   represent   his  client,  by  rendering  his  plan  to  travel  to  Zambia  impractical.  Unfounded  accusations  by  senior  officials  of  the  Government  and   the  governing  party,   that  a   lawyer’s  very   representation  of  his   client  amounts   to  a  crime,  threaten  the  heart  of  the  rights  of  lawyers  and  human  rights  defenders  under  applicable  UN  instruments.    

   

                                                                                                                         28  http://www.radiophoenixzambia.co.zm/blogbang/pf-­‐vows-­‐that-­‐no-­‐matter-­‐how-­‐long-­‐it-­‐will-­‐take-­‐henry-­‐banda-­‐will-­‐be-­‐brought-­‐in-­‐the-­‐country-­‐to-­‐face-­‐the-­‐zambian-­‐justice-­‐system/  29  Adopted  by  the  8th  UN  Congress  on  the  Prevention  and  Treatment  of  Offenders,  Havana,  Cuba,  27  August  to  7  September  1990.  30  Adopted  by  UN  General  Assembly  resolution  53/144  of  9  December  1998.      

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Conclusion    In  the  light  of  the  foregoing  circumstances,  the  purpose  and  intended  effect  of  the  statements  made  on  behalf  of  the  Zambian  Government  as  well  as  the  ruling  Patriotic  Front  party  are  to  deprive  Mr.  Henry  Banda  of  his  right   to   legal   counsel   and   defense   of   his   human   rights   by   threatening   Mr.   Amsterdam   with   unfounded  defamatory  remarks.    All  of  these  violations  infringe  Mr.  Henry  Banda’s  and  Mr.  Amsterdam’s  rights  under  the  International  Covenant  on  Civil  and  Political  Rights,  to  which  Zambia  is  a  State  Party.    The  threats  and   intimidation  against  his   lawyer  and  human  rights  defender,  Mr.  Amsterdam,  further  violate  Principle  16  of  the  Basic  Principles  on  the  Role  of  Lawyers,  and  Articles  9.3(c)  and  12.2  of  the  United  Nations  Declaration   on   the   Right   and   Responsibility   of   Individuals,   Groups   and   Organs   of   Society   to   Promote   and  Protect  Universally  Recognized  Human  Rights  and  Fundamental  Freedoms.    For  all  of  the  foregoing  reasons,  we  respectfully  request  that  an  Urgent  Appeal  be  sent  to  the  Government  of  Zambia,  requesting  that  Zambia  cease  and  desist  from  the  harassment  and  defamation  of  Mr.  Amsterdam.        Mr.   Amsterdam   is   56   years   of   age.     Communications   may   be   addressed   to   him   via   the   UK   law   office   of  Amsterdam  &  Peroff  LLP,  at  the  following  address:        

Amsterdam  &  Peroff  45-­‐47  Church  Street  Rickmansworth  Hertfordshire  WD3  1DQ  

 Sincerely,    

 Douglass  Cassel  AMSTERDAM  &  PEROFF  LLP  Counsel  for  Robert  Amsterdam  [email protected]  

 Geert-­‐Jan  Alexander  Knoops  [email protected]  Counsel  for  Robert  Amsterdam  

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 APPENDIX  II:  

 Biased  Criminal  Investigation  into  the  Zamtel  Privatization  

 At  the  time  of  the  Zamtel  privatization   in  2010,  then-­‐opposition   leader  Sata  vowed  to  reverse  the  sale   if  elected.    Upon  assuming  office,  to  justify  his  announced  objective,  President  Sata  appointed  a  Commission  of   Inquiry   into   the   transaction,  designating   the  Minister  of   Justice   Sebastian  Zulu,   a  handpicked  political  supporter  of  the  president  and  ruling  party,  to  carry  out  the  investigation.31        The   resulting   report,  which  was  prepared  and  presented   just   five  weeks  after  President   Sata  was   sworn  into  office,  implies  –  without  specificity  –  that  Mr.  Banda  played  a  role  in  selecting  the  firm,  RP  Capital,  that  evaluated  Zamtel’s  corporate  value  prior   to  sale,  and  that   the  transaction  was  somehow  undervalued  or  managed   improperly.    Minister   Zulu’s   report  omits   to  mention   the   fact   that   Ernst  &  Young  prepared  an  audit  report  of  Zamtel  prior  to  the  privatization,  which  concludes  that  the  company  was  insolvent.  On  the  strength  of  Minister  Zulu’s  report,  President  Sata  re-­‐nationalized  Zamtel  in  January  2012.          There  are  three  facts  which  cast  serious  doubt  on  the  accusation  by  Zambian  authorities  that  Mr.  Banda  had  anything  to  do  with  the  Zamtel  privatization:     (1)  Former  Minister  of  Communications  and  Transport  Dora   Siliya   has   testified   before   a   tribunal   that   she   was   introduced   to   RP   Capital   by   the   businessman  Francis   Mwanamuke   and   personally   made   the   decision   to   select   this   firm   to   make   a   report   of  recommendations  on  Zamtel;  (2)  the  selection  of  RP  Capital  was  fully  lawful  and  based  on  their  reputation  as  an  experienced  transactional  advisory;  and  (3)   the  Government  of  Zambia  objectively  obtained  more  than  fair  value  in  the  sale  of  75%  of  Zamtel  shares.    The  relevant  testimony  of  Former  Minister  Siliya  in  the  2009  Tribunal  is  summarized  on  pages  18-­‐19  of  the  Final  Report32:    In   August,   2008,   a   businessman   in   the   telecommunications   industry,  Mr.   Francis  Mwanamuke,  made   an  appointment   through   her   office   to   meet   her.   On   the   day   appointed   for   the   meeting,   Mr.   Francis  Mwanamuke,  came  with   representatives  of  R.P  Capital  Partners  Limited  and   representatives  of  an   Israeli  company   the   name   she   could   not   remember.   She   called   for   the  Director   of   Planning  and   the  Director   of  Communications   to   be   present   at   the  meeting.   The  meeting  was   also   attended   by   the   Chairman   of   the  Board   of   Directors   of   ZAMTEL   and   the   Permanent   Secretary   in   the   Ministry.   The   visitors   made   a  presentation.  She  asked  them  to  go  and  write  an  expression  of  interest.  (...)  Towards  the  end  of  September,  2008,  the  Ministry  received  another  request  from  R.P  Capital  Partners  limited  for  a  meeting.  (...)  R.P  Capital  Partners   Limited   thereafter   had   several   meetings   with   the   Director   of   Planning   and   the   Director   of  Communications  in  the  Ministry.  In  the  process,  R.P  Capital  Partners  submitted  a  dossier  about  themselves.  Her   officials   were   happy   about   it   and   made   recommendations.   She   acted   on   those   recommendations.  Everything  that  the  Ministry  did  as  far  as  R.P  Capital  Partners  Limited  was  concerned  was  done  through  the  office  of  the  Permanent  Secretary.  (...)   It  was  not  true  that  she  had  any  contact  with  R.P  Capital  Partners  Limited.  She  had  never  heard  of  them  until  Mr.  Mwanamuke  brought  them  to  her  office.    

                                                                                                                         31  The  Zamtel  Commission  of  Inquiry  report  is  available  here:    http://www.scribd.com/Zambian-­‐Economist/d/78559670-­‐Zamtel-­‐Commission-­‐Report-­‐Government-­‐of-­‐the-­‐Republic-­‐of-­‐Zambia  32  The  Final  Report  of  the  Dora  Siliya  Tribunal  is  available  here:  http://www.scribd.com/Zambian-­‐Economist/d/15699793-­‐Dora-­‐Siliya-­‐Tribunal-­‐Final-­‐Report-­‐  

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At  no  point  during  her  testimony  does  Ms  Siliya  suggest  that  Mr.  Banda,  who  never  held  a  position  in  his  father’s  administration,  had  any   involvement  whatsoever   in  the   introduction  and  selection  of  RP  Capital.    The  only  mention  during  the  2009  Tribunal  hearings  of  Mr.  Banda’s  name  was  a  passing  remark  from  the  witness  testimony  of  businessman  Caesar  Silawe.    According  to  the  final  report,  “the  witness  did  not  know  the  relationship  if  any,  that  Mr.  Henry  Banda  had  with  R.P  Capital  Partners.”     It   is  further  of  interest  that  Mr.  Siwale  is  a  partner  in  a  firm,  Pangea  Group,  which  is  part  owned  by  a  global  business  competitor  of  RP  Capital,  Rennaisance  Capital.    Nevertheless,  despite  a   total   absence  of  evidence,   this   specious  allegation  has  served  as  the  basis  for  the  PF  government’s  current  claim  that  Mr.  Banda  was  involved  in  Zamtel.  The  absence  of  an  evidential  basis  for  the  purported  criminal   investigation  into  Mr.  Banda  further  affirms  the  political  persecution  underlying  the  government’s  accusations  against  him.    The  second  issue  that  sheds  doubt  on  the  PF  government’s  claims  respecting  Mr.  Banda  is  the  portrayal  of  RP  Capital  as  a  disreputable  and  inexperienced  adviser.  According  to  the  Commission  of  Inquiry  report,  the  appointment  of  RP  Capital  was  “irregular”,  the  firm  charged  “excessive  fees”  and,  consequently,  the  firm  should  be  “barred”  from  conducting  business  in  Zambia  because  “a  proper  evaluation  of  Zamtel  never  took  place.”    The  report  states:  “We  also  note  that  no  due  diligence   in   respect  of   the  suitability  of  RP  Capital  Advisors  (capacity  and  capability,  previous  experience,  etc.)  was  ever  conducted  by  ZDA  when  they  elected  to  single-­‐source  RP  Capital  Advisors.”    Contrary  to  the  findings  of  the  Commission,  RP  Capital  was  a  highly  regarded  investment  advisory  with  a  sterling   reputation   and   an   established   track   record   of   successful   transactions.     Founded   by   the   former  Merril  Lynch  executive  Rafael  Berber  and  the  Czech  finance  magnate  Peter  Kellner,  RP  Capital  advised  on  major   transactions   in   Africa,   the   Middle   East,   and   Eastern   Europe,   with   more   than   50   employees   and  approximately   $2   billion   of   Assets   Under   Management   (AUM).     Before   beginning   work   on   Zamtel,   the  company  had  completed  a  successful  transaction  for  a  major  shareholder  in  the  Katanga  Mining  Company  in  the  Democratic  Republic  of  Congo  in  a  deal  with  Glencore,  one  of  the  world’s  largest  mining  companies,  and  owned  and  managed  Towervision,   a   cell   phone   towers  operator   in   India   before   selling   the   asset   to  Quadrangle.    Further,  one  of  the  key  advisors  on  the  evaluation  of  Zamtel  was  the  former  Head  of  Strategy  for   the   UK   mobile   operator   Orange.   RP   Capital   met   all   criteria   necessary   to   advise   the   Zambian  government,  and  their  appointment  was  fully  compliant  under  law.    The  Commission  of  Inquiry’s  argument  that  RP  Capital  was  not  competent  to  perform  the  evaluation  of  Zamtel  is  not  credible.  

 Thirdly,  the  claims  made  in  the  Commission  of  Inquiry  report  that  the  Zamtel  assets  were  undervalued  are  betrayed  by   the  evidence.  At   the   time  of  privatization,   Zamtel  was   insolvent,   as  documented   in  Ernst  &  Young’s  audit  of  the  company.    Zamtel  had  only  some  200,000  subscribers  but  2,500  employees,  while  the  market   leader   at   the   time,   Celtel,   had   4  million   subscribers   and   some   500   employees.   Zamtel   required  more  than  $100  million  to  be  paid  in  liabilities,  redundancies,  and  unfunded  pensions,  and  the  final  price  of  $257  million  paid  by  buyer  LAP  GreenN  was  not  only  fair  value,  it  was  historically  unprecedented:  not  only  were  the  company’s  debts  repaid  and  the   laid-­‐off  workers  compensated,  the  business  was  saved,  as  LAP  GreenN  was   able   to   grow   the   subscriber   base   up   to   1.22  million   by   the   end   of   2011   based   on   official  figures.33   Contrary   to   these   facts,   the   Commission   of   Inquiry   appointed   by   the   PF   Government   valued  Zamtel  at  $5  billion,  but  this  claim  of  value  is  not  substantiated  whatsoever  in  the  Report.    By  contrast,  at  its  peak  public  market  valuation  with  a  75%  market  share,  the  #1  telecom  in  the  country  CelTel  was  worth  only  $700  million.    Notwithstanding,  President  Sata  expropriated  Zamtel  from  LAP  GreenN  on  January  24,  2012.    

                                                                                                                         33  Zamtel’s  subscriber  base  of  1.22  million  is  sourced  from  the  Zambia  Information  Communication  Technology  Authority  

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On  February  3rd,  2012,  RP  Capital  also  published  their  own  statement  on  the  Zamtel  privatization,  which  argued  strongly  in  defense  of  the  value,  conduct,  and  lawful  nature  of  the  transaction:    “It   is  unfortunate  that  our  work  and  reputation  has  become  a  subject  matter  of   internal  political  fighting  in  the  Republic  of  Zambia  and  related  media  propaganda.  (…)    We  reject  any  accusations  of  wrongdoing  and  alleged  findings  against  us  as  published  by  the  media.  (…)    The  process  that  led  to  the  sale  to  LAP  Green  was  exhaustive.  The  privatization  process  was  organized  and  managed  by   the   Zambia  Development  Agency,   supported  by   its  legal  and  other  advisors,  and  various  other   institutions  and  agencies  of  the  Government  were  involved  as  well.  All  the  decisions  in  the  process  of  privatization  were  made  by  the  Zambia  Development  Agency  or  the  appropriate  committees.  The  final  sale  was  approved  and  decided  on  by  the  Government.”34      It  is  completely  illogical,  if  what  the  Government  is  claiming  is  true  about  Zamtel,  that  they  did  not  release  the  valuation  by  RP  Capital  in  the  Commission  of  Inquiry  Report.    The   RP   Capital   statement   goes   on   to   quote   several   third   party   telecom   industry   publications   with  knowledge  of  the  transactions  which  praise  the  high  value  achieved  in  the  Zamtel  sale,  citing  the  deal  as  an  ideal  model  to  be  replicated  in  other  privatization  of  African  telecommunications  companies:  

 • Telecom   Finance   (June   2010)   -­‐   "In   September   2009,   Zambia’s   government   formally   announced   its  

intention   to   partially   privatise   its   telecom   incumbent.   This,   crucially,   was   after   a   lengthy   planning  process  to  ensure  that  the  company  was  being  sold  with  the  potential  for  a  bright  future...  The  work  done  in  the  lead  up  to  the  privatisation  may  be  used  as  a  benchmark  for  future  deals  of  a  similar  kind  in  Africa.   The   continent   is   renowned   for   long,   drawn  out   privatisations   involving  operators   in   no   fit  state  for  success  under  a  new  owner..."    

• Jeune  Afrique  (June  2010)  -­‐  "[The  sale  of  Zamtel  is]  expensive,  certainly,  when  considering  the  meagre  4%   share   of   the  mobile   telephone  market   held   by   Zamtel,   with   172,200   subscribers   at   the   end   of  March,  and  very  expensive  considering  its  poor  financial  health..."  

 • TMC  News  (July  2010)  -­‐  "Despite  its  monopoly  status,  Zamtel  only  managed  to  attract  about  250,000  

fixed  line  and  wireless  subscribers  while  the  two  private  mobile  phone  operators,  Zain  and  MTN,  have  over   3,5   million   subscribers   between   them…  Minister   of   Commerce   Felix   Mutati   tells   IPS   that   the  Zamtel  sale  is  the  best  deal  yet.  Government  raised  about  433  million  dollars  in  total  from  the  previous  267  transactions.  This  time  around   it  made  257  million  dollars   in  proceeds  and  a  further  127  million  dollars  in  guaranteed  financing…"    

• IT  News   (August  2010)   -­‐   "At  US$257  million   it   is   the  most   single   successful  privatization   in  Zambia’s  history.  This  value  when  looked  at  in  terms  of  enterprise  value  per  subscriber,  we  [GRZ]  have  achieved  a  price  of  US$1,770  per  subscriber,  well  above  recently  completed  African  telecom  transactions  such  as  Burkina  Faso,  Mali,  Ghana  and  Niger  telecoms…"  

 The   unlawful   manner   in   which   the   Zambian   government   has   handled   the   reversal   of   the   Zamtel  privatization  has   raised  concerns  among   foreign   investors.     In  March  2012,  Fitch  Ratings  downgraded   its  ranking   of   Zambia   in   reference   to   the   handling   of   Zamtel,   stating:     “The   recent   decision   to   reverse   a  privatisation  deal  without  as  yet  compensating  the  investing  parties  could  undermine  property  rights,  while  planned  reforms  of  the  mining  and  banking  sectors  could  risk  unintended  consequences  in  terms  of  their  

                                                                                                                         34  http://www.rpcapitalgroup.com/site/zamtelNews.aspx  

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potential  impact  on  investment,  and  consequently  on  the  growth  outlook  and  macroeconomic  stability.”35  The   reversal   of   the   privatization   is   also   currently   being   challenged   in   a   lawsuit   brought   by   LAP  GreenN.    “LAP  GreenN  is  very  clear  that  the  seizure  of  our  shareholding  in  Zamtel  by  the  Zambian  Government  was  illegal  and  unconstitutional,  and  to  the  detriment  of  both  Zamtel  and  its  customers,”  the  company  wrote  in  a  statement  announcing  the  legal  action  which  seeks  $480  million  in  compensation  for  the  expropriation.    “To   recover   the   company’s   significant   investment   in   Zamtel,   LAP  GreenN  will   consider   any   and   all   legal  options  available,  if  necessary,  whether  in  Zambia  or  in  other  jurisdictions.”36  

 The   facts   that   (1)  Mr.  Banda  played  no   role   in   the  privatization  or   the   introduction  of  RP  Capital   to   the  government,  (2)  that  the  appointment  of  RP  Capital  was   lawful,  and  (3)  that  Zambia  was  paid  more  than  fair  value  for  Zamtel,  cast  serious  doubt  on  the  government’s  Zamtel  report  as  well  on  the  bone  fides  of  its  criminal  investigation  into  Mr.  Banda.  

                                                                                                                         35  “Fitch  downgrades  Zambia’s  economic  outlook,”  The  Post,  March  3,  2012  (http://www.postzambia.com/post-­‐read_article.php?articleId=25475)  

36  “Libya’s  LAP  GreenN  sues  Zambian  government,  demands  US$480  million  over  Zamtel  grabbing,”  Zambian  Watchdog,  March  19,  2012  (http://www.zambianwatchdog.com/?p=32257  )  

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APPENDIX  III:    

Manipulation  of  Commissions  of  Inquiry    In   the   first  six  months  of   the  Patriotic  Front’s  administration,  no   fewer   than  eight  separate  Commissions  of  Inquiry   have   been   appointed,   more   than   all   the   commissions   of   inquiry   of   the   past   decade   combined.  Numerous  academics  have  warned  of  the  potential  judicial  abuses  that  may  be  committed  under  commissions  of  inquiry,  as  some  leaders  manipulate  the  appointment  process  to  use  these  commissions  to  circumvent  due  process  of  law.    New  leaders  are  known  to  set  up  anti-­‐corruption-­‐focused  commissions  of  inquiry  and  “quickly  forget   their  promises  and  devote   themselves   to   selective  political   campaigns  essentially  aimed  at  excluding  rival  factions  to  access  to  the  financial  resources  necessary  to  engage  in  democratic  politics.”37    The  credibility  of  several  of  these  Commissions  of  Inquiry  has  been  called  into  question  for  the  independence  of   the   appointed   chairpersons.     The   commissions   are   rarely   chaired   by   politically   neutral   judicial   figures.  Zambia’s  committee  studying  oil  supply  deals  is  chaired  by  the  General  Secetary  of  the  Patriotic  Front  Wynter  Kabimba.  Another  Commission  of  Inquiry  has  investigated  the  sale  of  Zanaco  bank,  which  has  raised  fears  that  another  expropriation  could  be   forthcoming.    These   fears  of  expropriation  were  based  on   the   fact   that   the  Government   of   Zambia   unlawfully   reversed   the   sale   of   the   First  National   bank   to   a   South  African   financial  institution,  which  was  then  handed  back  to  the  businessman  Rajan  Mahtani,  an  individual  that  is  believed  to  be  the  primary  campaign  donor  for  the  Patriotic  Front.38    This  bank  was  seized  by  the  Government  without  any  judicial  process  to  justify  the  re-­‐nationalization  before  being  handed  back  to  its  former  owner.    Other  Commissions  of  Inquiry  appear  to  have  political  targets.    The  report  by  the  Commission  of  Inquiry  set  up  to  look  into  the  Zambia  Revenue  Authority  has  been  the  main  source  of  allegations  mounted  against  former  Finance  Minister  Musokotwane   as  well   as   the   former   President.   President   Sata   has   exerted   clear   pressure  over   this   commission   to   deliver   the   desired   results.     On   December   23,   2011,   Sata   publicly   berated   the  chairman   of   the   Commission   for   failing   to   take   action   against   the   former   government   over   scanners,   over  which   he   was   personally   convinced   of   wrongdoing   despite   the   absence   of   an   investigation   and   a   normal  judicial  process.39    Following  that  intervention,  the  Chairman  of  the  Commission  returned  on  January  27,  2012  recommending  that  Rupiah  Banda,  Musokotwane,  and  eleven  other  government  officials  be  sanctioned  over  the  procurement  of  scanners  and  a  tax  deferment.40    Most  recently,  President  Sata  publicly  criticized  his  Justice  Minister,  Sebastian  Zulu,  for  producing  a  “useless”  Commission  of  Inquiry  report  on  the  procurement  of  radar  contracts  for  the  country’s  airports  under  former  

                                                                                                                         37  Blundo,  Giorgio.    “Corruption  in  Africa  and  the  Social  Sciences:  a  review  of  the  literature,”  in  Giogrio  Blundo  and  Jean  Pierre  Olivier  de  Sardan  (eds)  Everyday  Corruption  and  the  State:    Citizens  and  Public  Officials  in  Africa  (Glosderry,  South  Africa:  David  Philip,  2006)  at  p.  47.  38  Following  the  2008  campaign,  Michael  Sata  published  an  newspaper  advertisement  thanking  his  financial  supporters,  including  Mr.  Rajan  Mahtani.    In  a  diplomatic  cable  released  by  Wikileaks,  there  is  also  a  reference  to  Mahtani’s  funding  of  Sata:    “Sata's  praise  of  Indian  businessman  Rajan  Mahtani,  the  owner  of  Finance  Bank  who  previously  supported  Finance    Minister  Ng'andu  Magande's  bid  for  the  MMD  nomination,  suggests  that  PF  may  now  be  receiving  funding  from  Mahtani    and  other  prominent  members  of  the  business  community.”  (http://wikileaks.org/cable/2008/10/08LUSAKA986.html#)    39  “Inquiry  on  ZRA  annoys  Sata  ,”  The  Post  Newspaper,  Dec.  23,  2011.  (http://www.postzambia.com/post-­‐read_article.php?articleId=24332)    40  “Prosecute  Rupiah,  urges  ZRA  inquiry  ,”  The  Post  Newspaper,  Jan.  27,  2011.    (http://www.postzambia.com/post-­‐read_article.php?articleId=24824)    

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Minister   Dora   Siliya.41   It   is   apparent   that   the   President   has   expectations   for   the   findings   of   these   reports  before  they  begin  investigating,  and  does  not  hesitate  to  publicly  declare  the  conclusions  the  commissions  are  to   come   to.   It   is   on   the   basis   of   this   conclusion   that   “President   [Sata]   had   a   pre-­‐determined   idea”   in  establishing   his   commissions   of   inquiry   that   Zambia’s   Centre   for   Policy   Dialogue   has   concluded   that   “the  commissions  of  inquiry  constituted  by  President  Michael  Sata  to  investigate  the  alleged  corruption  activities  by  the  MMD  are  a  waste  of  public  funds”.42    Given   the   numerous   instances   in   which   the   executive   branch   of   government   has   directly   interfered   and  pressured  the  commissions  of  inquiry,  our  client  cannot  reasonably  be  expected  to  be  afforded  due  process  of  law  in  Zambia.        

                                                                                                                         41  “Zulu's  report  is  useless  –  Sata,”  The  Post  Newspaper,  April  11,  2012.    (http://www.postzambia.com/post-­‐read_article.php?articleId=26743)    42  “Simuntanyi:  All  commissions  of  inquiry  by  Sata  waste  of  public  money”,  Zambia  Watchdog,  April  11,  2012  (http://www.zambianwatchdog.com/?p=33330).