Lesley B Wells Financial Disclosure Report for 2009

8/3/2019 Lesley B Wells Financial Disclosure Report for 2009

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a n 1 0 I FINANCIAL DISCLOSURE REPO RT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of ! 978Roy. 1/2010 FOR CALENDAR YEAR 2009 (5 U.S~C. app. ~ J01-111)I . Person Repo rt ing ( las t name, f i rs t , middle ini t ia l ) 2 . c o u r t n ~ O r g a n i z a t i o n 3 . D a t e e l R e p o r tWe l l s , L e s l e y B. U .S . D is tr ic t C o u r t, N D O H 05/1 2 /2 0 !0

4 . T i t l e ( A r t i c l e l I l j u d g e s i n d i c a t e a c ~ . i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e { c h e c k a p p r o p r i a t e t y p e ) 6 . R e p o r t i n g Pe r i o dm a g i s tr a t e j u d g e s i n d i c a t e f u l l - o r p a r t 4 i m e ) [ ] N o m i n a t i o n ~ D a t e 01/01/2009A r t i c l e I I I Ju d g e , S e n i o r [] Initial [] A n n u a l [] Final to. . . . 12/31/2009lab. [] Amended Reportmodif icat ions per taining thereto, i t i s , in my opinion, ia compliance2 0 1 S u p e r i o r A ve n u e w i th a p p l i c a b le l a w s a n d r e g u la t i o n s .3 2 8 U n i t e d S t a r e s C o u r t H o u s eC l e ve l a n d , O H 4 4 1 1 4 R e v i e w i n g O f f ic e r D a t e

I M P O R T A N T N O T E S : The ins truc t ions ac c om pan y ing th is form m ust be fo ! lowe tL Com ple te a l l par ts ,checking the NON E box for each part where you have no reportable in formation. Sign on last page.

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~ N O N E ~ o r e p o t a b le a gr e e me n ts .)D A T ~ P~TIES ~D TE~S

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Iame of Person Reporting 1 Date of ReportFINANCIAL DISCLOSURE R E P O R T[ W e J l ~ , L ~ l e v B .Page 2 of 8 . 0 5 1 1 2 / 2 0 1 0

I ll . N O N - IN V E S T M E N T I N C O M E . (Reportlngindivlduatandspouse;seeptx 17-24offa tng lns trac t iang)A. Fliers Non-Investment Income

NONE (No reportable non-investment income.)DATE SO U R C E A N D TYPE IN C O M E( y o u r s , n o t s p o u s e s )

1. 2009 OHIO PUBLIC EMPLOYEES RETIREMENT SYSTEM $29,987,002,3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - ~ f ~ o u were marrled durtng any portlon of the reporang year, complete this secaot~(Dollar a~ount ~t ~quir~ ~cept for ~rar~a.)

~ N O N E ~ o reportable non-investment income.)~ SOURCE ~D TYpE

1 . 2 0 0 9 WHEELING & LA~ ERIE RAILWAY -DI~CTOR

2.2009 SQUIRE, SANDERS & DE~SEY - LAW FI~

3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 2 5 - 2 7 o f f i l i n g instructions.)

N O N E ( N o r e p o r ta b le r e imbur se me n ts .)SO U R C E D A TE S LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.2.

3.

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Iame of Person Reporting Date oil ReportFINANCIAL DISCLOSURE REPORT[ W e l ls , L e s le y B .Page 3 of 8 o 5 / 1 2 / z o ~ o

V . G I F T S . a n a u d e , ~ o s e ~ s p o a ~ e n d dependen, children; see p p . 2 8 - 3 1 of filingNONE (No reportable g~s0

SO U R CE D ESC R IPTIO NI.2.3.4.

V I. LIABILITIES. a~a~,~ , ~ o~ oy ,p .... d,~ ,~.t ~,ild~..~ s~ .~ ~ 2-z~ of~Ung ~nst~aon~N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1 ,2.3.4,

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FINAzNCIAL DISCLOSURE REPORT r ~ m e o f P e r s o n R e p o r t in g D a t e o f R e l ~ r tPage 4 of 8 w e n s , L e s l e y B . 0 5 / 1 2 / 2 0 1 0

N O N E ~ o reportable income, assets, or transactio,~.)~ptioa afAsse~ ] I n .m e d ~ n g Gross v~ue at ~nd( i n c lud in g ~ s t a s s e ~ ) ] repofl ing p~ iod o f r e p o ~ a g p e r io d~ (2) O) (2) O) (~) ] (3) (~) [ ( ~ )Pl a c e " ( X ) " ~ e r e a c h a s ~ t [ A m o u n t T~ e (e .g . , V a lu e V a l u e ~e (e.g., ~ [ Value O M n lden tif f o fe x e m p t f r o m pdor di~ losurc [ C o ~ I d ie , , ~n~ C ~ e 2 M e ~ o d buy, sell, ~m~ I C~2 C o d e I b~/seller

[ ! (A - H ) ~ lo r i n t . ) ( J - P )

Cede(Q.W)3r e d ~ p t i o n )

~ (J-P ) ~ ] ( A - H ) ~ansacfion)(ifpfivate

I. C E N T UR Y F ~ C L C O R P M I C H C D i v i d e n d K T2, G E N E R A L M O T O R S C O R P A D i v i d e n d S o l d 06/08/09 J A3 , K E Y C O R P S E C U R I T I E S A D i v i d e n d J T4, L O R A I N O H I O - M U N I C I P A L B O N D S A I n t e r e s t J T~ . M A H O N I N G C N T Y O H H S P F C S -M U N I A I n t e r e s t J TB O N D S6. O H I O S T H I G H E R E D L F A C - M U N I A I n t e r e s t S o l d ~02/17/09 J AB O N D S7, F A I R F I E L D C N T Y O H I O H O S P - M U N I A In te res t J TB O N D S8. L U C A S C N - TY O H H O S P R E V - M U N I A I n t e r e s t J TB O N D S9. M A H O N I N G C N v l y O H I O H O S P - M U N I A In te res t K TB O N D S

1 0 . C U Y A H O G A C N ~ ~ ( O H I O H O S P - ~ U N I A I n t e r e s t J TB O N D S1 1 . O H l O S T A I R . Q U A L I T Y D E V - M U N I A I n t e r e s t J TB O N D S1 2 . C U Y A H O G A C O O H H S P R E V - M U N I A I n t e r e s t J TB O N D S1 3 . L O R A I N C N T Y O H H O S P " ~ E V - M U N ! B I n t e r e s t K TB O N D S1 4 . C L E V E L A N D O H A R P T S Y S M U N ! A I n t e r e s t .1 TB O N D S1 5 . M E R R I L L L YN C H C M A M O N E Y F D A h a t e r e s t J T!6 . O H I O S T H E F C M ! ~ N R E V - M U N I A I n t e r e s t S o l d 0 4 1 2 3 / 0 9 J AB O N D S1 7 . S T R O N G S V I L L ~ ? ~ ) H I M P T - M U N 1 A I n t e r e s t S o l d 12/12/09 J AB O N D S

t . I n c o m e G a i n C e d e s : A =$1,000 or l c~ B = $L001 - $2 ,500 C =$2,501 - $5,000 D =$5,001 - $15,0~0 E - - - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0( See Colu r ans B I and D4 ) F = $50.001 - $ 100.000 O =$100,091 - $1,000,000 H1 =$1,f l00,00l - $5,000,000 H2 = ,~e t e ~h ~ $5.000.0002 . V alu e Codes I =$15,000 or less K = $ t 5 .0 0 1 - $ 5 0 , 0 0 0 L =$50,00! - $100,00~ M =$100,O0l - $250,000( See ~01u mns C ] and D3 ) N - - $ 2 5 0 , 0 0 i $ 5 0 0 , 0 0 0 O =$500,001 - $1,000,000 P I = $ 1 , 0 0 0 , O ~ l - $ 5 , 0 0 0 , 0 0 0 P 2 - ~ ; 5 , 0 0 0 , O O l - $25,000,000P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 ~ 0 , 0 ~ K 1 P4 =More than $50.000,0003 . V alu e Method Codes Q = A p p r a i s al R ~Cos t ( R ea l E s t a t e Only) S = A ~ s e s s r a en t T - - Cas h Mar k et( See Colu mn C2 ) U ~ B o o k V a t ~ V . , g ~ h e r W =E s t imated


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FINANCIAL DISCLOSURE REPO RT N n m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 5 of 8 W e l ls , L e s le y B . 0 5 / 1 2 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S -~.co, .e, ~t~,, t ,~.s~caons (: ,~ae~ tho..

N O N E ( N o repor tab l e i ncom e , as s e ts , o r t rans ac t i ons . )A. B. C. ] D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d ~ T r a n s a o t i o r a d u r i n g r e p o r t i n g p e r i o d

I r e p or t i n g p e r i o d o f re p o r t i n g p e r i o dG a i n I d e n t i ty o fP l a c e " ( X ) " a t ~ . e r e a c h a s s e t I A m o um ] T y p e ( e ,g , , V a lue [Value I Type(e.g., ]Date ]Value

( A - H ) i o r i n t . ) ( J - P ) [ C o d e 3 [ r e d e m p t i o n ) | ( J - P ) ( A - H ) ( i fpr lvate

1 8 . B E D F O R D O H t O - M U N I B O N D S A I n t e r e s t S o l d 11/25/09 J A1 9. O H I O S T T P K C M M N T P K K E V - M U N I A I n t e r e s t J T S o l d 08/17/09 J AB O N D S ( p a r t )20 . M I L FO R D O H E X M P V L G S C H M U N I A In te res t S o l d 07/07/09 J AB O N D21 . U N I V C I N C O H G E N R C P T S - M U N I A In te res t J TB O N D S2 2 , A K R O N B A T H C O P L E Y O H S T - M L U q l A I n t e r e s t K TB O N D S

: ~ 2 3 . L O R A I N C N T Y O H H O S P A I n t e r e s t J TR E V - M U N I C I P A L B O N D S2 4 . O H I O S T T P K C O M M N T P K R E V - M U N I A In te res t S o l d 11/25/09 J AB O N D S

t 2 5 , P U E R T O R I C O E L E C P W R - M U N I A I n t e r e s t J TB O N D S2 6 , P U E R T O R I C O C O M W L T H P U B A I n t e r e s t J T

~. T E C U M S E H O H I O L C L S C H A In te res t J T2 8 . M E R R I L L LY N C H C M A M O N E Y F D A I n t e r e s t J T2 9 . V A N G U A R D 5 0 0 I ND E X F D B D i v i d e n d L T B u y 01/02/09( a d d l )3 0 . B u y 0 2 / 0 : 2 / 0 9( a d d l )3 l. B u y 03/02/09( a d d l )3 2 , B u y 04/01/09( a d d l )3 3 . B u y 05/01/09

( a d d l )3 4 . B u y 06/01/09( a d d l )

L I ncome G ain Codes : A = $ 1 . 0 1 J O o r l e ss B =$1,001 - $2,500 C =$2.501 - $~.000 D =$5.001 - $15,000 E =$15,001 . $50,000( See Colu mns B1 and D4 ) F =$50.001 - $100,000 ( 3 = $ l O 0 , g O l - $ 1 , 0 0 0 , 0 0 ~ H I = SI ,0 00 .0 01 - $ 5.0 00 ,0 00 H 2 -M o r~ th an2 . V alu e Codes J =$15,000 or lesa K ~ ! 5,001 - $50,0~0 L =$50,001 - $ 100,000 M =$100,001 .( S e e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O =$500,001 - $1.000.000 P l = $ 1, 00 0, 00 1 - $5 .0 00 ,0 00 P 2 =$ 5, 00 0, 00 t - $2 5. 00 0. 00 0P3 -$25,00~,001 - $50,000,000 P4 ~Mor e I han3 . V alu e Method Codes Q ~ A p p r ~ i s a l R. = C o s t ( Rea l Es t a t e O n l y ) S ~A~s es s ment T =Cas h Mar k et(See Co lam z C2 ) U ~Bo o k V alu e V = O t h e r W = E s f m a t e d


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Narae o f P e r s o n R e p o r t in g Date of ReportP a g ~ F I N A N C I A L 6 o f 8 D I S C L O S U R E R E P O R T [ Wens, ~esl~y s .. 05/12/2010

V I I . I N V E S T M E N T S a n d T R U S T S - ~ n e n m e , v ~ l ~ , ~ - . . . . a o . ~ (Includes those ofsp . . . . d dependent children; set p~- 34-60 ofd~dingNONE (No repor table income, asse ts , or transac t ions . )

A, B. C. D.D ~ s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( 1 ) ( 2 ) o ) T ~ 2 ) ~ - - ~ ( 1 ) ( 2 ) I (3) i (4) ( 5 )] A m o u n t T y p e ( e .g . , V alu e V a l u e ! T y p e ( e . g . , Value ] Gain I d e n t i t y o fl a c e " ( X ) " a f l g r e a c h a s s e t D a t e; Cede 1 : div., rent, C o d e 2 i M e t h o d 3 i b u y , s e l l . mm]dd/yy Code 2il Code I b u y e r / s e l l e rx e m p t f r o m p r i o r d i s c l o s u r e ( A - H ) o r i n t . ) ( J - P ) C o d e r e d e m p t i o n ) ( J - P ) , (A-H) ( i f p r i v a t e( Q - W )I l ua~saction)

3 5. Buy 07101109 J

3 6 . Buy 0 7 / 3 1 / 0 9(addl)

3 7 . Buy 1 0 9/0 1 /0 9( a d d l )3 8 . Buy 1 0 /0 1 /0 9 J

( a d d * I )1 3 9 . Buy 1 1 /0 2/0 9 J( a d d I )4 0. Buy 1 2/0 1 t 0 9 J

(addl)4 1. TOLEDO OH CAPIMPT B Interest K T

4 2 , C O L U M B U S O H I O S W R K E V S Y S A I n t e r e s t J T4 3 . U N I V C 1 2 q C I N N A T I G E N R E C E I P T S A I n t e r e s t S o l d 02/17 /09 K A

44. OHIO ST HIGHER ED A I n t e r e s t K T4 5 . M A U M E E O H C I T Y S C H A In te res t J T4 6 , U N IV A K R O N O H G E N A In te res t K T47 . O H I O S T H IG H E R E D L A In te res t J T B u y 0 8 /1 3 /0 9 J4 8. YOUNGSTOWN STUNIV A Interest Buy 0 3 / 3 1 / 0 9 J

49, S o l d 1 2 / 2 9 / 0 9 J A

2 . V a l u e c ~ s J =$15,0~ o r l~s K ~ 1 5 , ~ t - $ 5 0 . 0 ~ L = $ 5 0 , 0 0 1 -(S e e C olo ns CI an d D 3) N =$ 250,O 01 - $ 5~ .0~ O = $ 5 0 0 , ~ 1 - $ 1 , 0 ~ . 0 ~ PI =Sl,~0,~t - $5,~,0~ P2 ~5,~0,~1 -P3 =$25,~,~t - $50,~,~ P 4 = M o r e $ ~3, Value Me~ C~ Q = A ~ i s a ] R ~o~ (R~I ~te Only) S ~As s es s ment T ~h( ~ e C o l u ~ C 2 ) O ~k Value V ~ W = E ~ i m a ~ d


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r ~ o l l R e p o r t i a g I Date of ReportP a g e 7 o f 8 w e l ~ , L e s l e y B . I 0 5 1 1 2 / 2 0 1 0V I I I . A D D I T I O N A L I N F O R M A T IO N O R E X P L A N A T I O N S . a , ,~ i c ~ e r a ,~ 0 .~ R e r o , ~


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FINANCIAL DISCLOSURE REPORT [ ,~m ~ of~n R~po~ g D , t e o r R e p o ~Page 8 of 8 [ Wells, Lesley B, 05/12/2010IX. CERT IFICATION.

I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e .

! f u rt h e r c e r ti f y th a i e a r n e d I n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t ~ s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W l L F U L L Y F A L ~A N D C R I M I N A L S A N C T I O N S ( 5 U . S o C . a p p . 10 4 )

FILING INSTRUCTIONSM a i l s ig n e d o r i g in a l a n d 3 a d d i ti o n a l c o p i e s t o :

C o m m i tt e e o n F in a n c i a l D i s c l o s u r eA d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S t a te s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 2 0 54 4

Lesley B Wells Financial Disclosure Report for 2009

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