Karl Terzaghi 1943 Theoretical Soil Mechanics Chapter II

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  • Theoretical Soil Mechanics. Karl TerzaghiCopyright 1943 John Wiley & Sons, Inc.

    CHAPTER II STRESS CONDITIONS FOR FAILURE IN SOILS

    5. Relation between normal stress and shearing resistance. In this book the term stress is exclusively used for a force per unit of area of a section through a mass. It is generally assumed that the relation between the normal stress (1 on every section through a mass of cohesive soil and the corresponding shearing resistance 8 per unit of area can be represented by an empirical equation

    s = c + (1 tan cf> [1] provided (1 is a compressive stress. The symbol c represents the co-hesion, which is equal to the shearing resistance per unit of area if (1 = O. The equation is known as Coulomb's equation. For cohesion-less soils (c = 0) the corresponding equation is

    8 = (1 tan cf> [21 The values c and cf> contained in the preceding equations can be

    determined by means of laboratory tests, by measuring the shearing resistance on plane sections through the soil at different values of the normal stress (1. In practice we are chiefly interested in the shearing resistance of saturated or almost saturated soils. A change of stress in a saturated soil is always associated with some change of its water content. The rate of the change of the water content produced by a given change of the state of stress depends on several factors, including the degree of permeability of the soil. If the stresses which ultimately lead to failure of the test specimen are applied more rapidly than the corresponding changes in the water content of the specimen can occur, part of the applied normal stress (1 will be carried, at the instant of failure, by the excess hydrostatic pressure which is required to maintain the flow of the excess water out of the voids of the soil. At a given value of tT, the part of (1 which is carried by the water depends on the test conditions. Hence in this case both the values c and cp depend not only on the nature of the soil and its initial state but also on the rate of stress application, on the permeability of the material, and on the size of the specimen. The value cf> obtained from such tests is called the angle of sMaring resistance. For clays this angle can have any value up to 20 (exceptionally more) and for loose, saturated sands any value

  • 8 STRBSS CONDITIONS FOR FAILURB IN SOILS ABT. li

    up to 35. In other words, no definite value can be assigned to the angle q, for any soil, because it depends on conditions other than the nature and the initial state of the soil.

    On the other band, if the stresses on the test specimen are applied slowly enough, the normal stress a which acts on the surface of sliding at the instant of failure is almost entirely transmitted from grain to grain. Tests of this kind are known as slow shear tests. The rate at which such tests must be made depends on the permeability of the soil.

    lf shear tests on sand with a given initial density are made in such a manner that the stresses are entirely transmitted from grain to grain, we find that the shearing resistance s = a tan q, is practically inde-pendent of the character of the changes of the stress which preceded the failure. For instance, it makes practically no difference whether we increase the unit load on the sample continuously from O to 1 ton per square foot or whether we first increase the load from O to 5 tons per square foot and then reduce it to 1 ton per square foot. lf the load on the sample at the instant of failure is equal to 1 ton per square foot, the shearing resistance s is the same in both cases. In other words, the shearing resistance s dependa solely on the normal stress on the potential surface of sliding. A shearing resistance of this type is called africtional resistance and the corresponding value of q, represents an angle of internal friction. Within the range of pressure involved in engineering problema the angle of interna} friction of sand can usually be considered constant for practica! purposes. lts value depends on the nature and initial density of the sand. lt vares between the extreme limita of about 30 and 50. The difference between the angle of interna! friction of a given sand in the densest and in the loosest state may be as high as 15.

    Early inveetigators of soil problema generally assumed that the angle of interna} friction of sandia identical with the angle of repose described in Article 3. However, ae stated above, laboratory experimente have shown that the angle of interna! friction of sand depende to a. large extent on the initial density. In contrast to the a.ngle of interna} friction, the angle of repose of dry sand has a fairly constant value. lt ie always approximately equal to the angle of interna} friction of the sand in the loosest state. Sorne textbooks even contain a liat of values for the angle of repose of cohesiva soils, although, as shown in Article 4, the angle of repose of such soils dependa on the height of the slope.

    When equation 2 is used in connection with stability computations the value q, always representa the angle of interna} friction of the sand. In this book there will be no exception to this rule.

    The resulta of slow shear tests on cohesive materials can usually be

  • ART. 5 NORMAL STRESS AND SHEARING RESISTANCB

    expressed with sufficient accuracy by equation 1, 8=c+11tanq,

    9

    In order to find out whether the term 11 tan q, satisfies the require-ments for a frictional resistance, i.e., whether the resistance 11 tan q, dependa solely on the normal stress 11, we submit our material with a given initial water content to two different tests. In one test we in-crease 11 from zero to 111 and determine the corresponding shearing resistance 81. In the second test, we first consolidate our material under a pressure 112 which is very mu ch higher than 111; then we reduce it to 111 and finally we determine, by means of a slow shear test, the corre-sponding shearing resistance 8{. The process of temporarily keeping a sample under pressure which is higher than the ultimate pressure is known as preconsolidation. Experiments show that the shearing re-sistance 8{ of the preconsolidated material may be equal to or greater than 8. lf the two values are equal, u tan q, in equation 1 represents a frictional resistance and we are justified in considering q, an angle of interna! friction. On the other hand, if s{ is greater than si, we know that the resistance u tan q, represents the sum of a frictional resistance and sorne other resistance which is independent of 11. The most con-spicuous permanent change produced by preconsolidation consista in an increase of the density of the material anda corresponding reduction of its water content. If s{ is appreciably greater than s1 we always find that the water content corresponding to s{ is lower than that corre-sponding to s1. We know from experience that the value e in equation 1 increases for a given clay with decreasing initial water content. Therefore in most cases we are justified in drawing the following con-clusion. If s{ is appreciably greater than si, the resistance u tan q, in equation 1 consists of two parts with different physical causes. The first part is the friction produced by the normal stress " and the second part is the increase of the cohesion due to the reduction of the water content which occurred while the pressure on the specimen was in-creased from zero to 1 [31

    wherein u1 and u111 represent the extreme principal stresses at failure after a slow test, and Nis an empirical factor. The fraction u tan 4>1 of the shearing resistance changes with the orientation of a section through a given point, while the fractions e

    and u 1 +2

    u111 N are independent of the orientation. The customary methods for

    1>xperimentally investigating the shearing resistance of cohesive soila merely furnish

  • 10 STRESS CONDITIONS FOR FAILURE IN SOILS ABT.5

    the values e and .. on the left-he.nd side of the equation. The determination of the values t/>1 and N requires elaborate supplementary investigations which belong in the realm of soil physics.

    For cemented sand the value 8~ is usually very close to that of 81. For such materials the value a tan cp in equation 1 represents only a frictional resistance. On the other hand, when experimenting with clay we find that the shearing resistance 8~ of the preconsolidated sample is always appreciably greater than 81 at the same load. Hence in con-nection with clays the angle cp in equation 1 represents neither an angle of interna! friction nor a constant for the clay, even when its value has been determined by means of slow shearing tests. If one makes a series of slow tests on a clay with a given initial water content after increasing the pressure on the samples from zero to different values a, a2, etc., one gets an equation

    8=c+atanq, If one makes another series of tests on specimens of the same material

    after preceding consolidation of the samples under a pressure which is higher than the test pressures one gets another equation

    8 = e' + a tan q,' wherein e' is considerably higher than e and q,' considerably smaller than q,. Hence when using Coulomb's equation 1 in connection with clays, the reader should remember that the values e and q, contained in this equation represent merely two empirical coefficients in the equation of a straight line. The term cohesion is retained only for historical reasons. It is used as an abbreviation of the term apparent cohesion. In contrast to the apparent cohesion, the true cohesion repre-sents that par!; of the shearing resistance of a soil which is a function only of the water content. It includes not only e in Coulomb's equation but also an appreciable part of a tan q,. There is no relation between apparent and true cohesion other than the name.

    In arder to visualiza the difference between e.ppe.rent e.nd ree.l cohesion we consider e.ge.in a material whose cohesion increases with incree.sing compaction. By mak:ing e. series of shear tests with the material we obte.in

    a=c+nte.n.p

    However, when investige.ting which part of the shee.ring resiste.nea of the me.terie.l is due to cohesion we obte.in eque.tion 3,

  • ART. 6 EFFECTIVE AND NEUTRAL STRESSES 11

    Comparing the two preceding equations we find that the true cohesion of the material is equal not to e but to

    U]+ U]]J N c8 =c+ 2 If the entire pressure on a ele.y is transmitted from grain to grain the true cohesion

    is never smaller than the apparent cohesion.

    If u tan rJ> in equation 1 is equal to zero we obtain s=c

    For liquida the values e and r/> are zero which means that s=O

    [4]

    [51 6. Eflective and neutral stresses. In the field, the voids of every

    fine-grained soil are partly or wholly filled with water. If we take a section through a saturated soil, part of it passes through the solid particles and part of it through the water. In order to ascertain the mechanical implications r 1- - - - -of this fact, consider the test arrangement illustrated by Figure l. This figure representa a section through a layer of a cohesionless soil hw which occupies the bottom of a. vessel. At the l outset of the test the free water leve! is sup-posed to be located immediately above the sur- :_~~~~~lface of the soil and the layer is assumed to be -fi so thin that we may neglect the stress due to Frn. l. Apparatus used the weight of the soil and the water which are to demonstrate differ-located above the horizontal section ab. If we ence between effective

    and neutral stress. raise the water level to an elevation h.,, above its original position the normal stress on the section ab increases from almost zero to

    u= h.,,-y.,,

    wberein -y.,, is the unit weight of the water. Yet, this increase of the compressive stress from practically zero to u on every horizontal section within the soil does not produce a measurable compression of the layer of soil. On the other hand, if we increase the intensity of the pressure on the layer by the same amount, hw'Ywi by loading the surface of the layer with lead shot, the resulting compression of the layer is very appreciable. By an appropriate modification of the test arrangement it can also be demonstrated that the position of the water level in the vessel has no influence on the shearing resistance s of the soil, whereas an equivalent solid surcharge increases the shearing resistance very

  • 12 STRESS CONDITIONS FOR FAILURE IN SOILS ART.6

    considerably. These and similar experiments lead to the conclusion that the compressive stress in a saturated soil consists of two parts with very different mechanical effects. One part which is equal to the pressure in the water produces neither a measurable compression nor a measurable increase of the shearing resistance. This part is is called the neutral stress Uw.1 It is equal to the product of the unit weight of the water "Yw and the height hw to which the water rises in a piezometric tube at the point under consideration. The corresponding equation is

    [1] The height represents hw the piezometric head at the point of observation. It can be positive or negative. Hence Uw can also be positive or nega-tive. If Uw is positive it is usually called the pore-water pressure.

    The second part it of the total stress a is equal to the diff erence be-tween the total stress and the neutral stress Uw. This second part

    =a - Uw [2] is called the eff ective stress, because it represents that part of the total stress which produces measurable effects such as compaction or an increase of the shearing resistance. The total normal stress is

    a=+uw [3] The influence of the pore-water pressure on the relation between

    stress, strain, and shearing resistance in cohesive soils can be investi-gated most accurately by means of triaxial compression tests on cylin-drical specimens, because the test arrangement permita simultaneous measurement of the total and of the neutral stress.

    The principle of the triaxial compression test is illustrated by Figure 2. This figure represents a section through a vertical cylindrical specimen of a saturated clay. The top surface of the specimen is covered with a. metal disk and its base rests on a porous stone whose voids communicate with an outlet valve V. The outer surface of the specimen and of the porous stone is covered with an impermeable membrane as indicated in the figure. The specimen is immersed in oil or water which can be maintained under pressure, by means of a pump or an accumulator. The extemal, hydrostatic pressure a exerted by the liquid on the water-

    1 From this definition it is evident that the neutral stress

  • RT.6 BFFECTIVB AND NEUTRAL STRESSES 13

    tight skin of the specimen can be combined with a supplementary, axial pressure ll

  • 14 STRESS CONDITIONS FOR FAILURE IN SOILS ART. 6

    are compelled to assume that both the strain in soils and the stress conditions for failure depend exclusively on the effective stresses

    = U - Uw

    iiu = uu - u,. [4] 1u = uu1 - u,.

    On account of the decisive infiuence of the pore-water pressure u,,, on the stress conditions for failure, this pressure must also be considered in connection with the failure conditions expressed by equations 5 (1) and 5(2).

    The shearing resistance of cohesionless materials such as sand is determined by equation 5(2). When discussing this equation in Article 5 it was emphasized that the normal stress u in this equation representa a grain-to-grain stress which is synonymous with an effective normal stress. Therefore we can write this equation

    s=iitanq,

    wherein q, is the angle of interna! friction. The resistance tan q, is a pure frictional resistance. A frictional resistance depends only on the effective normal stress on the surf ace of sliding. Hence if the total normal stress is u and the pore-water pressure is uw, the shearing re-sistance of the sand is determined by the equation

    s = (u - u,,,) tan q, [5] From slow shear tests on cohesive materials we obtain Coulomb's

    equation s=c+tan [6]

    For cemented sands and similar materials the itero tan q, representa a pure frictional resistance, which justifies the substitution

    = " - u,,,

    Thus we obtain s = e + (u - u..,) tan 4> [7]

    On the other hand, in connection with clays, the itero ii tan e, includes both a frictional resistance and another resistance which dependa on the water content of the clay. (See Art. 5.) Since this second re-sistance is not a. simple function of the normal stress on the surface of sliding, the substitution which led to equation 7 is not justified, except under very limited conditions such as those which exist in a clay during a triaxial compression test. Furthermore, when dealing with

  • ART. 7 MOHR'S DIAGRAM 15

    clays, we are seldom in a position to compute the pressure which de-velops in the pore water while the point of failure is approached. For these reasons, the data required for making a stability computation pertaining to clays can at present be obtained only by means of the following, purely empirical procedure. We test the clay in the labora-tory under conditions of pressure and drainage similar to those under which the shear failure is likely to occur in the field and we introduce the values e and q, thus obtained into our equations. It is obvious that the success of this procedure dependa chiefly on the degree to which the experimenter has succeeded in imitating the field conditions. The influence of the test conditions on the numerical values e and q, in equation 5 ( 1) will be discussed in a volume on applied soil mechanics.

    In the following articles the symbol i1 for the effective stress will be used only if it is necessary for preventing misunderstandings. Other-wise the effective normal stress will be represented by the symbol a, which also indica.tes mixed normal stresses.

    7. Mohr's diagram and the conditions for plastic equilibrium in ideal soils. The triaxial compression test illustrated by Figure 2 inf orms us on the intensity of the vertical pressure, a1 per unit of area, which is required to produce a failure of the specimen at a given horizontal pressure arr =

  • 16 STRESS CONDITIONS FOR FAILURE IN SOILS ART. 7

    In soil mechanics we deal chiefly with continuous masses of earth with a constant cross section whose outer boundaries are perpendicular to a single vertical plane. Every slice of earth oriented parallel to this plane is acted upon by the same externa} and interna} forces. The thick-ness of the slice is not changed by a change in a state of stress in the slice.

    Fm. 3. Stress conditions in soil during triaxial compression test.

    In applied mechanics such a type of deformation is known as plane deformation. When dealing with problema of plane deformation it is sufficient to investigate the stresses which act parallel to the sides of one slice.

    In order to determine the stresses on an arbitrary inclined section aa through the specimen shown in Figure 3a we investigate the con-ditions for the equilibrium of a small prism (shown shaded), one side of which is located on the inclined section. The other two sides are parallel to the direction of the principal stresses, 111 and unr The slope of the inclined surface is determined by the angle a. The angle a is measured in a counterclockwise sense from the principal section II, which is acted upon by the larger principal stress 111 We also specify arbitrarily that the compressive stresses are positive. Figure 3b repre-senta the prism on a larger scale. The equilibrium of the prism requires that

    :E horizontal forces = uu1 sin a ds - u sin a ds + r cos a ds = O, and

    I: vertical forces = 111 cos a ds - u cos a ds - r sin a ds = O Solving these equations for u and r we obtain

    U = ! (u+ U) + ! (111 - 11111) COS 2a and

    (1)

    r = ! (u1 - um) sin 2a (2) In Figure 3 the angle a is smaller than 90. For such a value we

  • ART. 7 MOHR'S DIAGRAM 17

    obtain from equation 2 a positive value for the shearing stress -r. The corresponding resultant stress deviates in a clockwise direction rom the normal stress u. Since the shearing stress -r is positive we assign a positive value to the corresponding angle 8 between the normal stress and the resultant stress.

    The values of the stresses u and -r can be computed by introducing the numerical values for u, u1m anda into equations 1 and 2. However, we can also determine these values by means of the graphical procedure illustrated by Figure 4. In this diagram the compressive stresses (positive) are plotted on a horizontal axis from the origin O to the right and the positive shearing stresses on a vertical axis from point O in an upward direction. Hence positi'V-e values of the angle 8 appear above the horizontal axis. The horizontal axis is reserved for the principal stresses because the corresponding shearing stress is equal to zero. In order to de-termine the values u (eq. 1) and T (eq. 2) for any plane forming an arbitrary angle a with the principal plane I I in Figure 3a, we make O III = u1m O I =

  • 18 STRESS CONDITIONS FOR FAILURE IN SOILS ART. 7

    5a) of a large body of soil, provided the intensity and the direction of the principal stresses u1 and u111 are known. If the section aa intersects the principal plane I I (Fig. 5a) atan angle a, the state of stress on the section is determined by the co-ordinates of the point a on the circle of stress shown in Figure 5b. Point a is obtained by plotting the angle

    I 1lI

    ---a

    . (a) , +r \\~~-a

    t \ 1' ~ o

    '

    +O"

    o" ' \

    -r llII I1(a) ( b) Fm. 5. Graphic determination of stresses by means of pole method.

    2a from Al in Figme 5b in a counterclockwise sense. However, the position of point a can also be determined without laying off either a or 2a by means of the following procedure. We trace through I (Fig. 5b} a line parallel to the principal section I I in Figure 5a. This line intersects the circle at point P. Then we trace through point P a line parallel to aa in Figure 5a. It intersects the line PI at an angle a. By geometry this angle is equal to one half of the angle aAI. Hence the line must intersect the circle of stress at the point a whose co-ordinates represent the state of stress on the inclined section aa in Figure 5a. This simple relation makes it possible to ascertain in the diagram (Fig. 5b) tbe position of the point whose co-ordinates represent the stresses on any arbitraiy section by tracing a straight line through the point P parallel to the section under consideration. The point P is called the pole of the diagram and is indicated by a double circle.

    The principie of the procedure can be condensed into the following

  • ART. 7 MOHR'S DIAGRAM 19

    statement: Every point a on the circle of stress in Figure 5b representa the state of stress on one particular section through point B in Figure 5a. Thus for instance point a representa the state of stress on section aa. If we select severa! such points on the circle of stress and trace through each one of these points a line parallel to the corresponding section in Figure 5a, ali the lines thus obtained intersect the circle of stress at the same point, the pole P. Hence we know the orientation of the section corresponding to a single point on the circle of stress we obtain the pole by tracing through this point a line parallel to the section.

    The graphic procedures illustrated by Figures 4 and 5 are valid for any material and regardless of whether or not the stresses ur and

  • 20 STRESS CONDITIONS FOR FAILURE IN SOILS ART. 7

    theoretical investigations based on equation 5 (2) are always accurate enough for any practical purpose.

    The shearing resistance o clay is determined by the equation

    s =e+ crtanf/> 5(1) wherein cr is either an effective or a total normal stress and q, is the angle of shearing resistance. In Article 5 it has been shown that the item cr tan q, consists of two parts. One part is a frictional resistance whose intensity depends only on the value of the normal stress cr. This value is diff erent for different sections through a given point. The second part of cr tan q, depends on the water content, which is the same along every section through the point. Hence for clays the assumption that the value tan q, in equation 5 (1) is independent of the orientation of a section through a given point is not even approximately justified. However, for the sake of simplicity, we cannot avoid it. The nature and the importance of the errors due to this assumption will briefly be discussed at the end of this article.

    +T M

    (a) F10. 6. Graphic presentation of Mohr's theory of rupture for ideal plastic rnaterials

    (Mohr's diagrarn).

    At the outset of tbis investigation it was assumed that the direction of the extreme principal stresses u1 and cr111 and tbe intensity of one of these stresses are known. Our problem consists in determining the value which must be assigned to the second principal stress in order to satisfy the conditions for a shear failure at the selected point (B in Fig. 6a) and the orientation of the surfaces of sliding at point B. In Figure 6a the principal planes are shown by the lines 11and111111 which always intersect at right angles. In the stress diagram (Fig. 6b)

  • ABT. 7 MOHR'S DIAGRAM 21

    equation 5(1) is represented by the straight lines MoM and MoM1. These two lines are commonly called the lines of rupture. They inter-sect the horizontal axis at an angle and the vertical axis at a distance e from the origin O.

    In order to solve our problem it is sufficient to remember that for a given value of a1, the stresses on any section through point B in Figure 6a are represented by the co-ordinates of the corresponding point on sorne circle of stress which passes through point I in the stress diagram (Fig. 6b) provided that 01 = a1 Since the unknown stress am is assumed to be the smaller principal stress the corresponding circle of stress must be located on the left side of point l. If the circle of stress representing the state of stress at point B does not intersect the lines of rupture M 0M and M oM 1 (Fig. 6b) there is no section through point B in Figure 6a which satisfies the stress conditions for failure, represented by the lines of rupture. On the other hand, if the circle of stress, such as that over I III' in Figure 6b, intersects the lines of rupture, equilibrium could not exist on any one of the sections corresponding to the points located on the are a'a". Hence the only circle of stress which satisfies the condition that it representa the state of stress in existence at point B at the instant of failure by shear is the circle which is tangent to the lines of rupture. It passes through point III on the horizontal axis, at a distance

  • 22 STRESS CONDITIONS FOR FA/LURE IN SO/LS AB'l'. 7

    failure occurs as soon as the principal stresses satisf y the equation

    [7]

    For ideal sands the cohesione is equal to zero. In every equation pertaining to ideal sands the angle representa the angle of interna! friction and the normal stresses are effective stresses. Substituting e = O in the preceding equations we get

    and

    U - UJII = Sn U+ U11

    -'1 2 2 V (

    u.+ Uz

    [8]

    [9]

  • ART. 7 MOHR'S DIAGRAM 23

    If the stresses in every point of a mass of soil satisfy any one of the equations 3, 6, or 7 the earth is said to be in a state of plastic equilibrium. This state may be preceded either by a state of plastic ftow or by a state of elastic equilibrium involving the existence of stresses which are every-where below the point of failure. The theory on which the compu-tation of the stresses in a state of plastic equilibrium is based is called the theory of plasticity. There are severa! theories of plasticity, based on different assumptions regarding the conditions for plastic flow (Nadai 1931). These assumptions have been obtained by simplifying the real stress conditions for the plastic flow of the materials subject to investigation. The theory of plasticity pertaining to soils is based on Mohr's theory of rupture because we have not yet a substitute which describes the plastic properties of the soils in a more satisfactory man-ner. On the basis of Mohr's concept we obtained equations 3, 6, and 7, which represent three different forros of the fundamental equations of the theory of plastic equilibrium in ideal soils with which the following chapters deal. The equations have been derived on the assumption, stated at the outset, that equation 5(1) is valid not only for the shear plane but for any other section through a given point of a mass in a state of plastic equilibrium.

    Mohr's diagram is nothing but a device for solving graphically sorne of our problems in plasticity on the assumption that Mohr's concept of the stress conditions for failure is justified. This assumption also implies that the cohesion e of the material subject to investigation is a constant of the material.

    If e in equation 5(1) is equal to zero (cohesionless materials) and if, in addition, u represents an effective normal stress, this assumption is approximately correct. The discrepancies which exist between the assumption and the mechanical properties of real clays will be described in a volume on applied soil mechanics. An analysis of their infl.uence on the validity of Mohr's diagram and the corresponding equations for clays has led to the following conclusions. In spite of the discrepancies, equations 3 to 7 are always tolerably reliable. On the other hand, the difference between the real and the computed orientation of the surfaces of sliding with ref erence to the principal planes is always importan t. In general, if the stresses in the equations or in the diagrams represent effective stresses, the error is likely to be less important than the error associated with similar computations involving mixed stresses.

    The preceding investigations were also based on the tacit assumption that plastic flow, involving a continuous deformation under constant stress, has no influence on the values e and q, contained in equation 5 (1). Thus both the ideal sand and the ideal clay are assumed to be capable

  • 24 STRESS CONDITIONS FOR FAILURE IN SOILS .ART. 7

    of flowing indefinitely at unaltered values of e and q,. Tberefore we are justified in calling tbem plastic materials. Yet tbere are no real soils whose physical properties strictly justify sucb an assumption. The departure of the behavior of real soils from tbe ideal plastic behavior varies notably not only with tbe nature of the soil particles but also with the porosity. These deviations and their bearing on the importance of the errors involved in tbe theoretical analysis will also be discussed in a volume on applied soil mechanics.

    8. Buoyancy or hydrostatic uplift. In practice we deal chiefly with soils whose voids are filled with water. In order to determine the

    :"t~t~;-~~~-__ L ____ . --

    F 1 G 7. Se e t ion through submerged stratum of sand.

    effective stresses in such soils the neutral stresses must be known. The methods for computing the pare-water pressure in percolating water will be pre-sented in Chapter XII. However, if the water is in a state of static equilibrium, the computation is so simple that the stress problema can be solved without considering the details of the hydraulics of soils. As an example we investigate the state of stress in a sedimentary deposit which is completely submerged. Figure 7 is a vertical section through

    this deposit. The total pressure on a horizontal section through the soil at a depth z below the surface of the water is equal to the sum of the weight of the salid soil particles and of the water located above this section. Let

    n = the porosity of the deposit (ratio between the volume of the voids and the total volume of the soil)

    'Y. = the unit weight of the solid particles 'Yw = the unit weight of the water D = the depth of the water above the surf ace of the deposit

    The weight of the solid soil particles per unit of area of the horizontal section is 'Ya(l - n) (z - D) and the corresponding weight of the water is n'Yw(z - D) + 'YwD. Hence the total normal stress on the hori-zontal section is

    u= -y,(1 - n)(z - D) + n-yw(Z - D) + 'YwD According to equation 6(1) the neutral stress at depth hw = z below

    the free water surface is equal to Uw = 'YwZ and the corresponding effective stress per unit of area is

    = u - 'YwZ = ('Ya - 'Yw) (1 - n) (z - D) [11

  • ART. 8 BUOYANCY OR HYDROSTATIC UPLIFT 25

    In this equation the product ('Y. - 'Yw) (1 - n) representa the weight of the solid particles per unit of volume reduced by the weight of the water displaced by the solid particles. This weight is called the sub-merged unit weight of the soil mass and it is designated by the symbol ,,'. From the preceding equation we obtain

    'Y 1 = ('Ya - 'Yw) (1 - n) [2] Hence the effective normal stress on a horizontal section is

    = ,,'(z - D) [3] It should be emphasized once more that the preceding equations are

    not valid unless the water contained in the voids of the soil is in a state of perfect equilibrium.

    Since the surface of the soil is horizontal the shearing stress on hori-zontal sections is equal to zero, which shows that the normal stress ; (eq. 3) representa either the major or the minor principal stress. Hence, if the deposit is in a state of plastic equilibrium, the other extreme principal stress can be computed by means of equation 7(5).