Julie E Carnes Financial Disclosure Report for 2010

8/3/2019 Julie E Carnes Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )Carnes, Julie E.

4. Title (Article IIl judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

2. Court or OrganizationNorthern Dis tric t , Georgia

5a. Repor t Type (check appropr iate type)] Nomination, D a t eU.S. Distr ict Judge - Active

7. Chambers or Office Address2167 U.S. Courthouse75 Spring Street, S.W.Atlanta , Georgia 30303

[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Officer Date

3. Date of Report5/12/2011

6. Repor t ing Per iod01/01/2010

to12/31/2010

IMPORTANT NOTES : The instruct ions accom panying this form m ust be followed. Com plete al l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of f iling instructions. )~ (No reportable positions.)O NE

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . ( R e p o r ~ i n + i n d l v l d u o l o n l y ; s ~ e p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 13

Name of P e r s o n R e p o r t in gCarnes, Julie E.

D a t e o f R e p o r t5/12/2011

I l L N O N - I N V E S T M E N T I N C O M E . ( R e p o .i n g individual and sp .... see pp. 17-24 of f!ling instructions.)A. Filers Non-Investment In come~] NONE (No repor table non-inves tment income.)

D A T E SO UR CE A ND T Y P E

2.

3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - I f you were ma rried during any portion of the reporting year, complete this section.(Dollar amo unt not required except for honoraria.)

N O N E (No reportable non-investment income.)

1 . 2 01 02.3.4.

DATE SOURCE AND TYPE~ - l awye r - se l f - emp loyed ; par tner in l aw f i rm

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertai .... ~(Includes those to spouse and dependent children; see pp. 25-2 7 off!ling instructions.)

~] N O N E (No reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a ge 3 o f 13

Name of Person Repo rt ingCarnes , Ju l ie E.

D a t e o f R e p o r t5/12/2011

V . G I F T S . a n a u d e s those to spou .... d dependent children; see pp. 28-31 of.filing instructions.)N O N E (No repo rtable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

V A L U E

V I . L I A B I L I T I E S . a n c ~ u d e s t h o s e o S s p o u s e u n d d e p e n d e n t children; see p p . 3 2 - 3 3 off!ling instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in gCarnes, Julie E.

D a t e o f R e p o r t5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .... e , value, t ......ions (Includes those of sp ...... d dependen t chi ldren; see pp. 34-60 of f i l lng ins t ruct ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s lPlace "(X)" after each asset

exempt from prior disclosure

Income duringr e po rt i n g p e r i o d o f r e p o rt i n g p er i o d( 1 ) ( 2 ) ~I) (2) ( I ) (2) (3)Amount T y p e ( e . g ., V alue V alue T y p e ( e . g ., D a t e ValueC o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, sell, m m / d d/ y y C o d e 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d i~ m p t io n ) (J-P)( Q - W )

C. D;Gross va lue a t end Transac t ions du r ing r epo r t ing p~r iod

(4 ) (5)13a~ Identity ofCode l buyer/seller( A - H ) ( i f p r i v a t e

t r ansac t ion )

1 . Assoc ia ted Cred i t Union A Interest M T2. R e g io n s B a n k B Interest M T3. SunTrust Bank C Interest O T4. SunTrust Bank Trustee A Interest J T5. Wells Fargo Bank ( former ly Wachov ia ) A Interest K T6. ING D Interest M T7. Schwab One Money Marke t " A Interest J T8. Columbia Co. GA W tr & Swr Rev Due B Interest L T06/01/20159. Munic ipa l E lec Auth GA Due 11/01/2013 D Interest M T

10. First Bank B Interest T R e d e e m e d 07/19/10 L A1 1 .

1 2 .

1 3 .1 4 .

1 5 .

1 6 .

1 7 .

Prudent ia l L i f e Insurance Com pany A Dividend O TAnnunityGeorg ia Hsg & Fin AU Maty : 12/01/2010 A Interest T Redeemed 12/01 / 10 K AMunicap Elec Auth GA Maty: 01/01/2012 D Interest M TGeorg ia ST HSG & FIN AU Maty : C Interest M T06/01/2012Savannah GA HSP AU Maty : 07/01/2012 D Interest T Sold 07/21/10 M AFayette Co. GA Sch DT Maty: 03/01/2013( cor r . f rom 9/1 /10)Lo wn d es Cn ty GA Pub Facs Maty:06/01/2013

AB

Interest L TInterest L T

1. Incom e Gain Codes: A =$ 1,000 or less B =$1~001 - $2,500(See Columns B I and Dzl) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2. Value Codes J =$15,000 or less K =$15,001 r $50,000(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appra i s al R =Cost (Real Estate Only)(See Co lu mn C2) U =Book Value V = O ther

C =$2,501 - $5,000H 1 -$ t ,000;001 - $5,000,000L =$50,001 - $100,000P I =$ I~000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =Estimated

D =$5,001 -$15,000 E =$15,001 -$50,000H2 =More than$5~000~000 .......M=$1001001 -$250,000P2 =$5,000,001 - $25,000,000T = Cash Mark e t


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N a m e o f P e r s o n R e p o r ti n gCarnes, Julie Eo

D a t e o f R e p o r t5/12/2011

VII . INVESTMENTS an d T R US T S - i ........ lue, t ......ions (Includes those of spouse and dependent chi ldren; see pp. 34-60 of f i l ing ins t ruct ions . )~-] NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n gr e p o r t i n g p e r i o d(l) (2)

A m o u n t T y p e ( e .g .,C o d e 1 d i v . , r e n t ,( A - H ) or in t . )

of reporting period(1) (2) (1 ) (2) (3) (4) (5 )

Value Value Type (e.g., Date Value Gain Identity ofCode 2 Method buy, sell , mm/dd/yy Code 2 C o d e 1 buyer/seller

( J - P ) ~ 0d~ 3 redemption) ( J - P ) ( A = H ) ~ (ffprivate( Q- W) t r a n s a c t i o n )

1 8 .

1 9 .20 .

21 .22 .23 .24 .

25 .26 :

27 .28 .29 .

30 .

31 .32 .

33 .

34 .

GA H & F AU Sing le Fam MTG St . A,Subsr A-2-AMT d ue 6 /1 /14Liberty Co. GA Hosp Auth Maty:08/01/2014G A H & F A U S in g le F a m M tg S r . A , S u b s rA -2-A MT d ue 6/ 1 /1 5Gwin n et t Co . GA Wtr & S wr Maty:08/01/2015G A S T H s g & F i n A U S i n g l e F a m M t gSr .A,Subsr A-2 -AMT due6/ l /l 6Fayette Co. GA Sch DT Maty: 03/01/2017

A Interest

B Interes t

A Interest

C Interes t

B Interes t

A Interes t

T SoldK T

T SoldM TL TK T

02/01/10 K A

02/01/10 K A

Cobb Cnty GA Dev Auth Rev Se r A CIFG B Interestdue 7 /15 /17Ga inesvi lle GA Wtr & Sew R ev Maty : B Interest11/15/2017S avan n ah GA Ho sp A uth Rev Maty: A Interest07/01/2018Capi ta l One Bank V A A Interest

LL

TTT Sold

T R e d e e m e d

07/21/10 J A

01/12/10 L AS chwab Mo n ey Marke t Fun d A Dividend OAmer ican Fund (AMCAP Fund) A Dividend JAm er ican Fund (Washing ton Mutua l Inv . ) A Dividend JA m e r i c a n F u n d ( C a p i ta l W o r l d B o n d F u n d ) A Dividend JA m e r i c a n F u n d ( E u r o Pa c i f ic G r o w t h F u n d ) A Dividend JAm er ican Fund ( Inves tment Co. o f A DividendAmer ica )Am er ican Fund (New Pe r spec t ive Fund) A Dividend

J

JTT

I. lnco m c Gain Crd es : A = si;000 0r tess B =$1,001 - $2,500(See Columns BI and 12)4) F =$50 ,001 - $100,000 G =$1 00,001 - $1 ,000,000

2. V alue Codes J = $ 15,000 or less K =$15,001 - $50,000(See Columns C I and D3) N =$250,001 - $500,000 O =$5 00,001 - $I,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appra i sa l R =Cost (Real Estate Only)(See Column C2) U =Book Value V = O ther

C =$2,501 - $5,000 D =$5~001 - $I 5,000HI =$1;000,001 z $5;000 000 H2 --MOt~ than SS;000~000L = $ 5 0 , 0 0 - $ 1 0 0 0 0 0 : M~$]00~00I 25250;000PI =$ 000 001 :$5 ;000;000 P2=$5 000 001 -$25 000 000P4 =More than $50,000,000S =Assessment T - -C ~ Sh M ar ketW =Estimated

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t in gCarnes, Julie E.

Date of Repor t5/12/2011

VII . IN VE STM E N TS and TRU S TS -i .... e , value, t ......lons (lndudes those of spo ..... d dependen t chi ldren; see pp. 34-60 of f ! l ing ins t ructions . )~ -~ N O N E (No reportable income, assets, or transactions.)



reporting period of rep orting period(1) (2)

Amount Type (e.~.,Code 1 div., rent, C o d e : 2 Method: : buy, sell, m m /d d /yy C o d e 2(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P)(Q-W)

Code 1 buyer/seller(A -H) (i~ private

t r a n s a c t i o n )

35 . Am er ican Fund (New Economy Fund) A Dividend J36 . Value L ine Premie r Growth Fund( fmly A Dividend KSpecial Situations Fund)37 . Bestbank B Interest M

TT

38 . Merrill Lynch Bank B Interest M39. American US Govt . Secur i t i es FD CL A D Interest M

TT

40 . BB&T B a n k B Interest M41 . Phoenix AZ Ser A Maty: 7/01/21 C Interest M4 2 . K e n tu ck y ST P P T Y & B L D GS No v 01 /1 8 D Interest M43 . JEA FLA ELEC SYS REV SUB-SER SER A Interest MB B RF Ma ty: 10/1/2244 . Pennsy lvan ia ST Fi r s t Se r A Nov 01/17 D Interest M

T

T

Bu y 08/05/10 M

45 . Maine Mun Bd Bk L t Se r C Nov 01/17 D Interest M46 . Ohio ST Major New ST Infrastructure PJ D InterestRev 1 Jun 15 /1647 . CMA Money Fund ( see exp lana t ion , Pa r t A InterestVIII)48 . ML U S Treasury Mo n ey Fun d A Interest

M TTT

Sold 05/04/09 K A

49 . Georg ia B & T NA B Interest L T50 . Ster l ing Sav ings BK A Interest T Redeemed 05/11/10 L A51 . Homest r ee t Bank A Interest T Redeemed 08/12/10 L A

1: lrtconie Gain Codes:(See Co lu mns Bi and D4)

2. Value Codes(See Columns C 1 and D3)

3.Value Method Codcs(See Co lu mn C2)

A=$1 000 or less B =$1;001 ; $2,500 C ~$21501 -$5,000F = $ S o , o 0 i - ,i 0 0 , 0 0 ~ . . . . . . a ~ i 0 0 ~ i : , ~ i 0 0 0 : 0 0 0 m ~*ii0o0~001- $5;000;000J =$15,000 or less K =$1 5;001 - $50 ,000 L --$50~001 - $100;000N =$250,001 - $500,000 O =$500,001 - $1 ;000,000 P 1 =~ i,000,001 = $5;000;000P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P4 =More than $50,~0,~0Q =Appra i sa l R --Cost (Real Estate Only) S =AssessmentU =Book Value V --Other W =Estimated

D=$5, 001- $15 , 000H2 =More than $5,000,000M -S100, 001 -$250 , 000F2=$5i000,00!-$25,000,000T = Cash Mark e t

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r ti n gCarnes, Julie E.

D a t e o f R e p o r t5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v u l u e , t ransact ions ( Includes those of spouse a nd dep endent chi ldren; see pp. 34-60 of f i l ing ins truc t ions . )~] NONE income, assets, or transactions.)N o reportableA, B. C. D .

D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a t e n d T r a n s a c t o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of reporting period .... 5(i) (2) (1) (2) (1 ) (2) (3) (4) ( )

Place "(X)" after each asset Amount T y p e ( e . g ~ ,exempt from prior disclosure C o d e 1 divi, rent,(A-H) o r i n t )Value Value Type (e,g., D a t e V al u e

Code 2 Method buy, sell , m m /d d/y y Co de 2( J - P ) Code 3 redemption) ( J - P ~

( Q - W )

52 . FNB of the South A Interest T

53 . Huntington NB B Interest T54 . Capmark Bank NA B Interest L T55 . Sa l l ie Mae Bank B Interest L T56 . Discove r Bank NA C Interest L T57 . Discove r Bank NA A Interest T58 . Citibank A Interest T59 . U.S. Trsy Inf la tion Note APR 15 2010 A Interest T60 . U.S. Trsy Inflat ion Note APR 15 2011 A Interest K T

61 . U.S. Trsy Inf la tion Note APR 15 2012 A Interest K T62 . The Endowm ent Regis te r ed Fund LP A Dividend O T63 . Fir s t Eagle Ove r seas CL I64 . B Dividend L T65 . Fir s t Eagle Gold CL I66 . B Dividend K T67 . Ivy Globa l Na tura l Resources FD CL I A Dividend T68 . Pimco Uncons t r a ined Bond Fund CL P

R e d e e m e d 03/03/10 KR e d e e m e d 08/20/10 L

R e d e e m e d 02/26/10 KClosed 11/23/10 J

R e d e e m e d 04/15 /10 K

B uy 06/28/10 J

B uy 11/30/10 J

B uy 06128/10 J

B uy 11/30/10! J

S ol d 05/24/10 KB uy 05/24/10 K

Gain Identity ofCode 1 buyer/seller(A-H) ( i f p r i v a t e

hansaction)

A

A

AAA

A

1: lncome ~di~ C0des: A =$1i000 Or less : B = $ 1 ,0 0 1 . $ 2 ,5 0 0( See C ol umns BI and I M ) F =$50;001 = $ I00;000 G = $100;001 - $1 ,000,000

2. V alue Codes J = $15,060 or less K =$1 5,001 - $50 ,000(See Columns C 1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appra i sa l R =Cost (Real Estate Only)(See Co lu nm C2) U =Book Value V = O lher

C =$2,501 - $5,000H 1 =$1,000;001 - $5,000,000L =$50,001 - $100,000P I =$1,000,001 - $5,000,000P4 =More than $50,0~0,~)0S = A ssessmen tW =Estimated

D =$5,001 - $ 15 ,000H2 =More than $5,000,000M =$100,00l - $250,000P2 =$5,000,001 - $25,000,000T = Cash Mark e t

E =$I 5,001 - $50,000


8/13


N a m e o f P e r so n R e p o r t in gCarnes, Julie E.

Date of Report5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)NONE (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" al ter each assetexempt from prior disclosure

I n c o m e d u r i n g Gross va lu e a l endrepo r t ing pe r iod o f r e p o r t i n g p e r i o d

(1 ) (2 ) (1) (2) (1 )A m o u n t T y p e ( e . g . , V alue V alue T y p e ( e . g .,C o d e 1 d i v . , r e n t . C o d e 2 M e t h o d buy, sell,( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n )( Q - W )

T r a n s a c t i o n s d u r i n g . r e p o r t in g p e r i o d(2) (3) (4) (5)

Date Value Gain I d e n t i . t y o fm r r dd d d y y Code 2 Code 1 buyer/se|ler

O-P) (A-H) (if privatetransaction)

69 . C Div idend M T B uy 06/28/10 K

7 0. Pimco Uncon s t r a ined Bond Fund CL C A Dividend K

7 1. Am er ican New Wor ld Fund CL F2 A Dividend Sold 05/24/10 K A7 2. T R owe Pr ice Hea l th Sc iences FD Re ta i l A DividendClass73 . Oppenhe imer Dev. Marke ts FD CL A Dividend( former ly CL A )7 4. Temple ton Glbl Bond FD ADV CL D Dividend M

T

T

T

Sold 03/19/I 0 KSold 03/22/10 KBu y 06/28/10 J

CB

7 5. Blackrock Globa l Al loca t ion FD Inc 1NSTL Bu y 06/28/10 J7 6. B Dividend L Bu y 11/30/10 J7 7. Eaton Vance Glbl Macro A bso lute Re turnCL I7 8. C Dividend

Bu y 05~4/10 K

Bu y 06/28/10 J7 9. Goldman Sachs Ab so lute Re turn Tracke r FD B Dividend LINSTL80 . Washing ton Cnty Ore . CLEAN W TR SVCS D Dividend MSEW REV A Maty : 10/1 /1981 . B lackro ck GNMA C A Dividend K

TTT

B uy 06/28/10 K

82 . Eaton Vance St r a teg ic Income Fund CL C A Dividend8 3 . L o r d A b b e t t Sh o r t D u r a t io n In c o m e F un d C A Dividend

KK

TT

84 . Alpine Ul t r a Short Tax Opt imized Income B DividendFund

85 . Cohen & Stee r s Globa l Rea l ty Sha re s , Inc . A DividendCL I

LJ

TT

B uy 03119110 L

B uy 11/30/10 J

I lnd0rne Gain Codes: A ~$1,0~)0 or less B =$1,001 - $2,500 C =$2,501 - $5,000( S e e C 0 1 ~ S B i ~ n d I M ) F = $50,001 - $ i00;000 G = $100,001 : $1 ,000,000 H I = $1,000,001 - $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L = $ 5 0 ,0 0 1 - $ 1 0 0 , 0 0 0(See Columns C I and D3) N =$2 50,001 - $500,000 O =$500,001 - $1 ,000,000 PI =$1,000,001 - $ 5,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment

(See Co lu mn C2) U =Book Value V = O ther W ~Estimatcd

D = $ 5 ,00 1 -$ 15 ,000 E = $ 15 ,001 -$ 5 0,000H2 =M or e ~ an $5 ;000 , 000M= $ 10 0 ,0 0 1 - $ 25 0 ;0 0 0P2 =$5i000,001 -$25,~00,000T =Cash Market


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N a m e o f P e r s on R e p o r ti n gCarnes, Julie E.


V I I . I NV E S T M E NT S and T R U S T S -i..... e , value, t ...... ions (Includes those of spouse a nd depen dent chi ldren; see pp. 34-60 of f i l ing ins truct ions . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during Gross value at end Transactions during report ng period(including trust assets)

P l a c e " ( X ) " ~ f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Valueexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2( A - H ) o r in t.) ( J-P ) Co d e 3 redempti0o) (J -P)( Q - W )

86 . Thornburg L imi ted Te rm Munic ipa l Fund B Dividend L T Bu y 03/19/10 LCL I87 . Blackrock Eqty Dividend Fund Instl A Dividend J T Buy 1 1 /30/1 0 J88 . CGM A d viso r Targ e ted Equi ty FD CL Y A Dividend J T Bu y 11/30/10 J89 . Fa irho lme Fund Bu y 03/19/10 K90 . Bu y 06/28 /10 J91 . A Dividend K T Bu y 11/30/10 J92 . Frank l in Ris ing Dividends FD ADV CL Bu y 03/19/10 K93 . Bu y 06/28 /10 J

94 . C Dividend K T Bu y 11/30/10 J

95 . Eato n VNCE PRMTRC S TRCTRD A Dividend J T Bu y 11/30/10 JEMRGN MRKTS FD I96 . Frank l in Income FD ADV Class A Dividend J T Buy 1 1 /30/1 0 J97 . Goldman Sachs Satellite Strategies Port FD A Dividend J T Bu y 11/30/10 JINSTL98 . Hussman Str a teg ic Tota l Re turn Fund CL A Dividend J T Bu y 11/30/10 JReta i l99 . I sha re Ba rleys 20+ YR Treas Index Fund A Dividend J T Bu y 11/30/10 J100. Loom is Sayles S tra tegic Inc FD CL Y Bu y 03/19/10 K1 0 1 o Bu y 06/28/10 J102. C Dividend K T Bu y 11/30/10 J

Value Type (e.g., D a t e V a l u e ~ G a i n Identity ofMethod : buy, seli~" . : mm/ dddy y C ode 2 C ode 1 buyer/seller(A-H) ( i f p r i v a t e

transaction)

L lnc0me Gain C0des: A =$1,000 or less B = $ 1 ,0 0 1 - $ 2 ,5 0 0(See Columns B I and 1)4) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2. Value Codes J =$I 5J)00 or l e s s K =$15,001 - $59 ,000(See Columns C I and D3) N = $250,001 - $500,000 O =$500,001 - $1 ,000,000P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)(See Column C2) U =Book Value V = O ther

C =$2,501 - $5,000 D =$5,001 - $15,000H 1 =$1,000~001 - $5,000;000 H2 =More than $5,000,000L =$50,001- $100,000 M =$100;001 - $250,000P 1 =$1 ~000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 =More than $50,000,000S =Assessment T = Cash Mark e tW =Estimatcd

E =$15,001 - $50,000


10/13


N a m e o f P e r s o n R e p o r t in gCarnes, Juiie E.

Date of Report5/12/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income during Gross value at end

(including trust assets) repo rting period of reporting period(1) (2) ( 1 ) ( 2 )

Place "(X)" after each asset Amount " Type (e .g~ , Valueexempt from prior disclosure Code I d i v . , r e n t , C o d e2( A - H ) : a r i n t . ) (J-P)

103. Nuveen Tradewinds Globa l ALL CAP FDCL II 04 . P im c o D e v e lo p in g L o c a l M a r k e t s F D C L P105.106.

107 . P imco To ta l Re turn Fund CL P1 08 . T e m p le to n G L B L B o n d F D A D V C L1 09 . T h e O a k m a r k F u n d110.111.

112 . Wisdom tree Globa l Equity Income Fund113. Wisdomtree Emerging Mrkt Equity Income1 1 4 . S P D R S & P D iv id e n d E T F1 1 5 . S C H W 1 N T L E Q E T FI 16 . Pa rnassus Equi ty Income Fund Inves to r SH117. Manning & Napie r Wor ld Oppty A1 1 8 . S c h w a b S & P 5 00 I n d e x F D119. Scout ln t l FD

A Dividend J

A Dividend KA Dividend JA Dividend J

A Dividend KA Dividend JA Dividend JA Dividend KA Dividend KA Dividend KA Dividend KA Dividend KA Dividend K

Ti-ansactions during reporting period

(1 ) (2) (3) (4) (5 )Value Type (e.g., Date Value Gain Identity of

Method buy, sell, m m/dd/yy Code 2 Code 1:,:: : buyer/sellerCode 3 redemption)i Q - w ~

T B uy 11/30/I0 J

B uy 03/19/10 K

B uy 0 6 / 28 / I 0 K

T B uy 11/30/10 J

T B uy 11/30/10 J

T B uy 11/30/10 J

B uy 03/19/10 K

B uy 06/28/10 J

T B uy 11/30/10 J

T B uy 11/30/10 JT B uy 11/30/10 J

T B uy 10/14/10 K

T B uy 10/14/10 K

T B uy 10/12/10 K

T B uy 10/12/10 K

T B uy 10/12/10 K

T B uy 10/12/10 K

(J-P) (A-~ ..... . ( i f p r iva tetransaction)

I. Income Gain Codes: A = $ 1 ~ 0 0 0 o r ! c ss(See Co lu mns BI and D4) F =$50,001 - $100,000

2 . Va lue Codes J = $15,000 or less(See Columns C 1 and D3) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q - A ppra isa l(See Co lu mn C2) U = Book Va lu e

=$1,001 - $2;500~$I00,00i :: $ if000,000=$15;001 : $50,000=$500,001 -$1,000,000=Cost (Real Estate Only)=Olher

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,00 t - $50,000HI =$1, 000 , 00t -$5 ,000 , 000 H2 =More than $5~000~000L =$50,001 - $100;000 M =$ i 00;00i -$2501000PI =$1,000,001 - $5,000,000 P2 =$5;000,00] - $251000~000P4 =More than $50~ 000,000S =Assessment T = Cash Mark e tW =Estimated


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N a m e o f P e r s o n R e p o r ti n gCarnes, Julie E.

D a t e o f R e p o r t5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t ransact ions ( Includes those of spouse and dependent ch i ldren; see pp. 34 -60 of f ! l ing ins t ruc t ions . )~] ~o reportable assets, orO NE income, transactions.)



r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dII) (2) (1 ) ( 2 ) 0) (2) .......(3) (4) ( 5 )Amount T y p e ( e . g ., Value Value Type (e.g., D a t e Value Gain Identity ofC o d e 1 d i v . , r e n t , C o d e 2 M e th o d buy, s~ l l ; " mm / d d /yy C o d e 2 Code t buyer/seller( A - H ) o r i n t . ) ( J - P I C o d e 3 r e d e m p t i o n ) ( J - P ) ( A : - H ) ( i f p r i v a t e( Q - W ) t r a n s a e t i o f f )

1 2 0 . V a n g u a r d G r o w th A Dividend K T Buy 10/14/101 K121. T e x a s T r a n sn C o m m n 4 % 1 2 R E V D U E A Interest K T Bu y 10/26/1004/01/12122. Washing ton St 5 .0% 16 EX IT DB DUE A Interest K T Bu y 10/26/1007/01/16123. SCH MUNI Money Fund A Interest K T Open 10/13/t0

KKL

124. C h ic a g o I L L B r d Ed 5 % 1 6 G O U T X D U E A Interest12/01/16125. J EA F L A W t r & S w r 5 % 2 1 R E V D U E A Interest10/01/21126. Minneso ta PUB FACS 5% 20 REV DUE A Interest03/01/20127. Min n eso ta S T 4% 1 8GO U TX DU E A Interest08/01/18128. N e w Y o r k N Y 5 % 1 5 G O U T X D U E A Interest11/01/15129. Ohio S ta te 5% 14GODUE 11/01/14 A Interest130. Pian o TEX I NDPT S CH 5% 1 3GO U TX A InterestDUE 02/15/131 3 1 . T e x a s S T 5 % 1 9 G O D U E 1 0 / 0 1/ 1 9 A Interest

K T Bu y 10/26/10 KK T Buy 11/10/10 i KK T Buy 1 0/2 6/1 0 KK T Bu y 10/26/10 KK T Bu y 10/26/10 K

K T Buy 1 0/26/1 0 KK T Buy 1 1 /10/1 0 KK T Bu y 10/26/10 K

1. Income Gain C~desl A =$1,000 or less(See Co lu mns BI and I )4 ) F =$50, 001 - $100 , 000

2 . Va lue Codes J = $15 ,000 or less(See Columns C I and D3) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appra i sa l(See Column C2) U =Book Value

B=$1,001 - $2,500G =$100,001 - $1,000,000K=$15,001 - $50;000O =$500,001 - $1,000,000R =Cost (Real Estate Only)V = O ther

C =$2,501 - $5~ 000 D = $5,001 - $15 ,000HI --$t,000;001 ~ $51000;000 H2 ~More than $5~000,000L =$50;001 ~ $]00;000 M ~$100 00] -$250~000Pl ~$1;000,001 - $5,000~000 P2 --$5;000,001 L$25 000 000P4 =M0re than $50;000,000S = A ssessmen t T = Cash Mark e tW = Est ima ted

E =$15,001 -$50,000


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Name of Person Rep or t ingCarnes, Julie E.


V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicate part of report.)Par t VI I , L ine 47: C M A Money Fund w as c losed 5 /4/09 , which was inadve r ten t ly omi t ted f rom the 2009 F inanc ia l Disc losure Repor t .


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IX. CERTIFICATION.

Name of Person Repor t ingCarnes, Julie E.


1 cer t i fy that a l l i n fo rmat ion g iven above ( inc lud ing in format ion per t a in ing to my spouse and minor o r dependen t ch i ld ren , i f any ) i sa c c u r a te , t r ue , a n d c o m p le t e t o th e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s t a tuto r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su re .I f u r t he r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i ncompliance with the prov is ions of 5 U.S .C. app. 501 e t . seq . , 5 U.S .C. 7353, and Judic ia l Conference regu la t ions .

Signature: S/Julie E. Carnes

N O T E : A N Y I N D I V I D UA L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LAND CRIMINAL SANCTIONS (5 U.S.C. app . 104)

C o mm i t te e o n F i n a n c i a l Di s c l o s u reAdm inis tra t ive Off ice of the Un i ted Sta tes Cour tsSuite 2-301One Columbus Circle , N.E.Washington , D.C. 20544

Julie E Carnes Financial Disclosure Report for 2010

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