Judicial Watch · ORGNIZATION/ENTITY J 3 :: cn ;; ci o l 1. AJlO Rv. li207 FNANCAL DISCLOSURE...

ORGANIZATION/ENTITY

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1.

AcJlO Rev. li2007

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2006

L Person Reporting (last name, first, middle initial) 2. Court or Organization

NEVAS,ALANH U.S . DISTRICT COURT, CONN.

4. Title (Article illjudges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

0 Nomination, Date

U.S. DISTRICT JUDGE (SENIOR) 0 Initial Annual

Sb. 0 Amended Report

0 Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report

05/31/2007

6. Reporting Period

01/01/2006

to

1213112006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

U.S. COURTHOUSE with applicable laws and regulations.

915 LAFAYETTE BOULEVARD BRIDGEPORT, CT 06604

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable infonnation. Sign on last page.

J. POSITJO NS, (Reporting individual only; see pp. 9-13 ofinstruc!Wns.)

D NONE (No reportable positions.)

Date

POSITION NAME OF

1. PAST PRESIDENT

2. SECR ETARY

3. MEMBER OF THE BOARD - HOMEOWNERS ASSOC.

4.

5.

FEDERAL JUDGES ASSOCIATION

JEWISH HOME FOR THE ELDERLY

t-J =

'-

(/') (_.. CJ

o (f) -

rn

rn s N -

111 < o? }> rn -nr •l 0..p,IT. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

vJ111 N NONE (No reportable agreements.)

PARTIES AND TERMS

2.

3.

3.

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of17 NEV AS, AIAN H 05/31/2007

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp.11-24 ofinstructionsJ

A. Filer's Non-Investment Income

IE] NONE (No reportable non-investment income.)

1.

2.

SOURCE AND TYPE lNCOME (yours, not spouse's)

4.

5.

B. Spouse 1S Non-Investment Income - If you were married during any portWn of the reporting year, complete this sec/Um.

(Dollar amount not required except for honoraria.)

IE] NONE (No reportable non-investment income.)

SOURCE AND TYPE

1.

2.

3.

5.

IV. REIMBURSEMENTS - transporlation, lndging,food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

1. FEDERAL JUDGES ASSOCIATION TRAVEL & FOOD REIMBURSEMENT FOR ANNUAL BOARD lv!EETING.

2.

3.

4.

5.

2.

Name ofPerson Reporting Date ofReportFINANCIAL DISCLOSURE REPORT

of17 05/31/2007NEV AS, ALAN H

V. GIFTS. (Includes those ta spouse and dependent children. See pp. 28-31 ofinstructionsJ

NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent chifdren. See pp. 32-33 of instructions.)

(KJ NONE (No reportable liabilities.)

CREDITOR

1.

2.

3.

DESCRIPTION VALUE C ODE

4.

5.

A.

(1) (4)


of17 NEVAS,ALANH 05131/2007

vn. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructionsJ

0 NONE (No reportable income, assets, or transactions.)

B. c. D. Description of Assets Jncome during Gross value at end of Transactions during reporting period

(including trust asseL') reporting period reporting period

(2) (1) (2) (1) (2) (3) (5) Place "(X)" after each asset Amount Type(e.g. Value Value Type(e.g. Date Value Gain identity of

exempt from prior disclosure Codel div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or inL) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

1. CORNERSTONE BANK COMMON A Dividend SEIL 1/09 J D STOCK

2. VORNADO REALJY COMMON STOCK D Rent L w

c Rent J w p

4. SPRINGDALE CENTER ASSOC. LP c Rent J w

5. MATCHCAP-HARBOR VILLAGE, LLC A Int./Div. K w

6. MATCH CAP-SEARS FARM, LLC A Int./Div. K w

7. MATCHCAP-SEARS FARM, LLC A Int./Div. K w

8. SIMS MACKENZIE I, LLC B Int./Div. K w BUY 7/07 K

9. SIMS FOX HILL, LLC A Int./Div. K w BUY 3/29 K

10. FAIRFIELD COUNJY BANK A Interest J T

11.

12. SCM FDG LLC SER 2003 HERON B Interest K T HOUSER PJ CORP. BOND

13. STAR INTL ACADEMY MICH CTFS B Interest K T MUNI BOND

14. MONROECNJYDEV AGYCrVIC MUNI B Interest K T BOND

15. PHILADELPHIA PA AUTH FOR INDL B Interest SELL 4/03 K A DEV. MUNI BOND

16. SIMS FREEDOM BAY LLC TAXABLE B Interest J T BOND

17. SIMS BENCHMARK I LLC TAXABLE B Interest K T

1. Income Gain Co de.-;: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(Sec Columns Bl and D4) F =$50,001 - $1110,000 G =$100,001 -$1,000,000 HI =$1,!Xl0,0{)) - $5,000,000 H2 =More than $5,000,000

2. Value Codc.c; J =$15,000 or le:;,; K =$15,001 - $50,000 L=$50,[){)1-$100,000 M =$100,[){I! - $250,000

(Sec Column.• Cl and D3) N =$250,001 -$5[){),000 0 =$500,001 - $1,!KHl,000 Pl =$1,000,001 - $5,{)[){l,000 P2 =$5,000,001 - $25,[){lO,OOO

3. Value Method Codes P3 =$25,000,001 - $50,000,!XlO R =Cost (Real Estale Only) P4 =More than $50,000,000 T =Cash Markel

(Sec Column C2) Q =Appraisal V =Other S =Assessment

U =Book Value W =E. timatcd

A.

29.

30.

31.

32.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page5of17 05/31/2007 NEV AS, AIAN H

VII. INVESTMENTS and TR u ST s income, value, transactions (Includes those of the spouse and dependent chi!Jren. See pp. 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

Descri ption of Assets

(including t rust assets)

Place '(X)" after each asset

exem p t from prior disclosure

BOND

B. Income during

reporting period

c. Gross value at end of

reporting period

D.

Transactions during reporting period

(1) Amount Codel

(A-H)

(2)

Ty pe (e.g.

div rent,

or inl)

(1) Value

Code2

(J-P)

(2)

Value

Method

Code3

(Q-W)

(1) Type(e.g.

buy, sell,

redemption)

(2)

Date

Month-

Day

(3)

Value

Code2

(J-P)

(4) Gain

Codel

(A-H)

,

(5) Identity of

buyer/seller

(if p rivate

tr ans actio n)

.

18. SIMS BENCHMARK II SER 2005 B Interest J T TAXABLE BOND

19. SIMS EVERGREEN REV TAXABLE B Interest K T BUY 3/14 K BOND

20. ALLIANCE/FEDERATED CAPITAL A Interest J T part of brokerage RESERVES MM acct. -

21.

22. IRA#l c Dividend N T

23. c Interest

24. B Distribution

25. - KOREA FUND INC. PARTIAL 7/19 J B SALE

26. BANCORP. COMMON SELL 1/04 J A- NORTH-FORK STOCK

27. PROGRESSIVE CORP OHIO COMMON SELL 8/15 J B-STOCK

28. - STUDENT LOAN CORP COMMON SELL 3/01 K D STOCK

- C JAPITAL INCOME BUILDERFUND BUY 3/02 ADDIDONAL CL C SHARES PURCR

BUY 7/19 J ADDITIONAL SHARES PURCR

BUY 8/15 J ADDIDONAL SHARES PURCR

- CAPITAL WORLD GROWTH & BUY 3/02 J ADDIDONAL INCOME FUND CL C SHARES PURCIL

33.

1. Income Gain Code.. : A =Sl,000 or less B =$1,001 -$2,500 c =$2,501-$5,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(Sec Colnmns Bl and D4) F =$50,001 -$100,000 G =$100,00J -$1,000,000 HI =$1,CXXJ,IXll -$5,000,000 H2 =More lhan $5,IXJ0,000

2. Value Codes I =$15,000 or less K =$15,001 - $50,000 L =$50,001-$100,000 M =$100,001 - $250,000

(Sec Columns Cl and D3) N =$250,IJOI - $51JO,OOO 0 =$500,001 - $1,IXJ0,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,IXJO,IXXJ

3. Value Method Codes P3 =$25,000,001 -$50,IXJO,OOO R =Cost (Real Estate Only) P4 =More than $50,000,IXJO T =Cash Mari<et

(Sec Column C2) Q =Appraisal V=Olher S =Assc..'>Slllcnt

U =Book Value W =R<>tirnatcd

A

-

CITIBANK

35.

43.

44.

47.

48.

49.

50.

Date of Report Name of Person ReportingFINANCIAL DISCLOSURE REPORT

of17 05/31/2007NEV AS, ALAN H

vn. INVESTMENTS and TRUSTS - income, vafue, transactions (Includes those of the spouse and dependent children. See pp. 34-60 offiling instructions.)


B. c. D. lncome during Gross value at end of Transactions during reporting period

reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity of Code 1 div., ren Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seJJer (A-H) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

Description ofA<;sets

(including trust assets)

Place "(X)' after each asset

exempt from prior disclosure

34. -FEDERATED MARKET BUY 3/02 J ADDITIONAL OPPORTUNITY FUND CL C SHARES PURCH.

- LOOMIS SAYLES STRATEGIC BUY 3/02 J ADDITIONAL INCOME FUND CL C SHARES PURCIL

36. - TEMPLETON GLOBAL BOND FUND BUY 1/04 J ADDITIONAL C L C SHARES PURCH.

37. BUY 3/02 J ADDIDONAL SHARES PURCH.

38. -VAN ECKFDS GLOBAL HARD PARTIAL 9/28 J B ASSETS FUND CL C SALE

39. BUY 3/02 J ADDIDONAL SHARES PURCH.

40. -HSBC FINANCE CORP. BOND BUY 3/02 J

41. - TREASURY BANK, NA CD

42. -VOLKSWAGEN BANK USA CD

- BMW BANK OF NA CD

- SAFRA NATIONAL BANK NY CD

45. - FIRSTBANK OF PUERTO RICO CD

46. - COLE TAYLOR BANK IL CD

-BUNTINGTON NATIONAL BANK OHIO CD

- BANK DEPOSIT PROGRAM END IRA# 1 NA

IRA#2 B Interest M T

I. Income Gain Codes: A =$1,000 OT less B =$1,001 - $2,500 c=$2,501 - $5,000 D=$5,001 - $15,000

(Sec Columns BI and D4) F =$50,001 - $100,000 G =$100,IXll - $1,000,000 Hl =$1,000,0111 - $5,0{)0,000 H2=More !ban $5,000,000

2. Value Codes J=$15,000 OT less K =$15,001 - $50,000 L=$50,001 - $100,000 M=$100,llOl - $250,000

(Sec Columns Cl and D3) N =$250,001 - $500,000 o=$500,001 - S1,ooo,ooo Pl =$1,0lXl,llOl - $5,000,000 P2 =$5,000,001 - $25,(){){),(){)()

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Esrate Only) P4=More !ban $50,000,01)() T =Cash Market

(Sec Column C2) Q =AP]lTUisal V=OlhCT S =Asscssmcnr

U =Book Value W=Estimated

E=$15,001 - $50,000

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT of17 05/31/2007NEV AS, ALAN H

VII. INVESTMENTS and TRUSTS - income, value, tronsactums (Includes those of the spouse and dependent children. See pp. 34-60 of filing instruc!WnsJ


A. B. c.

Description of Assets Income during Gross value at end of

(including trust assets) reporting period reporting period

(1) (2) (1) (2) (1) Place "(X)' after each asset Amount Type (e.g. Value Value Type (e.g.

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy,sell, (A-H) or int) (J-P) Code 3 redemption)

(Q-W)

51. B Dividend

52. B Distribution

53. - CAIAMOS GROWTII & INCOME

FUND C LASSC

54. -CAPITAL INCOME BUILDER FUND

CLASSC

55. -CAPITAL WOR LD GROW TH & INCOME FUND CLASS C

56. - FEDERATED MARKET

OP POR T UNITY FUND C L C

57. - LOOMIS SAYLES STRATEGIC

INCOME FUND CLASS C

58. - TEM P LETON GLOBAL BOND FUND

C LASSC

59. -VAN ECKFD S GLOBAL HARD

ASSET S FUND CLC

60. - TREASUR Y B ANK, NA CD

61. - B MW BANK OF NA CD

62. - FIRST BANK OF PUER TO RICO CD

63. - COLE TAYLOR BANK ILCD

64. - H UNTIN GTON NAT L BANK OHIO CD

65. - CITIBANK NA BANK DEPOSIT

P ROGRAM

66.

67. STAR INTLACADEMY MICH CTF S A Interest J T

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Month- Code 2 Codel buyer/seller

Day (J-P) (A-H) (if private

transaction)

END I RA#2

L Income Gain Codes: A =$1,000 OT less B =$1,001 - $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =$15,CXll - $50,000

(Sec Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001- $5,000,0lXI H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,!Xll - $1 !Xl,!XIO M =$100,001 - $250,000

(Sec Columns Cl and D3) N =$250,001 • $5!XJ,OOO 0 =$500,001 - $1,CIOO,!XIO Pl =$1,000,001 • $5,0!Xl,000 P2 =$5,!XIO,!Xll • $25,!XIO,CXIO

3. Value Method Codes P3 =$25,000,001 • $50,!XIO,O!XJ R =Cost (Real E.'>late Only) P4 =More than $50,CXXl,OOO T =Cash Market

(Sec Column C2) Q =Appraisal V =Other S =Assessment

U =Book Value W =E.-;rimatc.d

A. B. c.

MTHDRAWAI

WITHDRAW AI

70.

71.

74.

77.

4/04

Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of17 05/31/2007 NEVAS,ALANH

VII. IN"VESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instructions.)


D.

Income during Gross value at end of Transactions during reporting period reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

Description of Assets


Place "(X)" after each a.'set


PAR1N MUNI BOND

68. MONROE CNTY NY INDL DEV AGY A Interest J T CIVIC FAC MUNI BOND

69. PIDLADELPHIAPA AUTH FOR INDL A Interest SELL 4/03 J A DEV SERB MUNI BOND

WEST TEXAS DETENTION FAC CORP A Interest J T PARTIAL 2/01 J A MUNI BOND SALE

ALLIANCE/FEDERATED CAP RES MM A Dividend J T part of brokerage acct.

72.

73. WOMEN IN SECURITTES A Dividend SELL 10/12 J A SEE BELOW

- PFIZER INC. COMMON STOCK

75. - BED BATII &BEYOND COMMON SELL 4/04 J A STOCK

76. -BERKSHIRE HATHAWAY CL B COMMON STOCK

- HOME DEPOT COMMON STOCK 3/31 J

78. SELL 7/07 J A

79. - JOHNSON & JOHNSON COMMON SELL J A STOCK

80. - EN ERGY SECTOR SPDR COMMON STOCK ETF

10/12 J

81. - ENERGY SECTOR SPDR COMMON STOCK ETF

82. -BERKSHIRE HATHAWAY CL B COMMON STOCK

83. - AVID IBCHNOLOGY COMMON SELL 8/08 J A

1. Income Gain Codes:

(Sec Columns Bl and 04) 2. V a1uc Codes

(Sec Columns Cl and 03)

3. Value Method Codes

(Sec Column C2)

A =$1,000 or lc.o;s

F=$50,001 - $!1JO,OOO

1 :::$15,000 or less

N =$250,001 • $500,0llO

P3 =$25,000,001 . $50,000,000

Q=Appraisal

U =Book Value

B =$1,001 · $2,500

.a =$1()(1,mn . $1,000,000

K =$15,001 · $50,()(10

0=$500,001 • $1,000,000

R =Cost (Real fatate Only)

V=Othcr

c=$2,501 - $5,000

HI =$1,0!Xl,001- $5,000,000

L=$50,IJOI · $100,000

Pl =$1,0!Xl,llOl -$5,()(Xl,O!IO

P4=More lhan $50,llOO,IXIO

S =Asscssmcnr

W =R"'iHrnarcd

0=$5,IJI)] · $15,000

H2 =More than $5,000,()(JO

M =$100,001 • $250,000

P2 =$5,IKJ0,001 - $25,000,000

T=Ca<h Marl<et

E=$15,001 · $50,000

A

93.

95.

99.


Page9of17 05/31/2007NEV AS, ALAN H

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instruclionsJ




Place "(X)" after each a«set


B. c. D.

Income during Gross value at end of Transactions during reporting period reporting period reporting period

(1) (2 ) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Codel div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

STOCK

84.

85.

- AVID TECHNOLOGY COMMON

STOCK

- ANTEON INTL. COMMON STOCK

86. -AMGEN COMMON STOCK

87. - ISHARES EMERGING MARKETS ETF

COMMON ST

88. - POWERSHARES GLOBAL WATER BUY 2/10 J

89. - CONSOLIDATED ENERGY COMMON BUY 2/10 J &2/13 STOCK

90. - GOLD MINERS ETF BUY 8/08 J

91. - INFOSYS TECHNOLOGIES LTD BUY 8/08 J COMMON STOCK

92. - FAIRHOLME FUND BUY 9/06 J

END-WOMENIN

SECURITIES

94.

ALLIANZ NFJ DIVIDEND VALUE FUND A Dividend K T BUY 12/15 K

CIASS C

96. ANADARKO PETROLEUM CORP. A Dividend K T COMMON STOCK

97. BANKNORTII CAP TR II PREFERRED B Interest K T STOCK

98. BERKSHIRE HATHAWAY CL B None K T PARTIAL 2/21 K D

COMMON STOCK SALE

BERKSHIRE HATHAWAY CL B None L T

1. Income Gain Codes; A =$1,000 or less B =$1,001 - $2,500 c=$2,501 - $5,000 D =$5,001 -$15,000 E=$15,IXl1-$50,1Xl0

(Sec Columns Bl and D4) F=$50,001 - $100,000 G=$100,00J -$1,000,000 Hl =$1, IXJ0,001 - $5,000,000 H2 =More lhan $5,000,000

2. Value Codes I =$15,000 or less K=$15,001 - $50,000 L=$50,001-$100,0CJO M =$100,001 -$250,llOO

(SccColnmn• Cl and D3) N =$250,001 - $500,0!Xl 0=$500,001. $1,000,1)()() Pl =$1,000,001-$5,000,()()() P2 =$5,IJ(X),001 -$25,IXXl,IXlO

3. Value Method Codes P3 =$25,000,001 - $50,IXXl,IXXI R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Ca•h Marlee!

(Sec Column C2) O=Appn1isal V=Other S =Assessment

U =Book Value W =E. timatcd

A

Date of Report Namo of Person Reporting FINANCIAL DISCLOSURE REPORT

of17 05131/2007NEVAS,AIAN H

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


B. c. D.

Description of A<;sets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Place• (X)' after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code! buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

COMMON STOCK

100. BERKSHIRE HATHAWAY CL B None K T BUY 11/10 K

COMMON STOCK

101. BOSTON PROPERTIES INC. COMMON A Distribution J T STOCK

102. CAMECO CORP. COMMON STOCK A Dividend BUY 4/12 K 4/13 & 6/12

103. SELL 11/10 K A

104. CAPITAL INCOME BUILDER FUND A Dividend K T BUY 7/24 K

CIASS C

105. CHEVRON TEXACO CORP. COMMON B Dividend L T STOCK

106. CHEVRON TEXACO CORP. COMMON A Dividend J T STOCK

107. CISCO SYSTEMS INC. COMMON None SELL 1/04 J c STOCK

108. COMMERCE BANCORP INC. NJ A Dividend SELL 1/04 K D

COMMON STOCK

109. DIAMOND OFFSHORE COMMON A Dividend K T STOCK

110. DOMINION CNG CAP TR I 7.8% A Interest J T PREFERRED STOCK

111. EVERGREEN PRECIOUS METALS B Distribution K T BUY 7/24 K FUNDCIASS C

112. EXPEDITORS INTL OF WASH INC. A Dividend SELL 7/24 K E

COMMON STOCK

113. EXPEDITORS INTL OF WASH INC. A Dividend SELL 7/24 K E COMMON STOCK

114. EXXON MOBIL CORP. COMMON A Dividend K T STOCK

115. FIRST ISRAEL FD INC. COMMON A Dividend J T

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,00I - $I5,000 E =$I 5,001 - $5 0,000

(Sec Columns BI and D4) F =$50,00I • $100,!HXI G =$100,001-SI,000,000 HI =SI,000,001 - $5,000,000 H2 =Mon: than $5,000,000

2. Va1uc Codes J =$15,000 or less K=$I5,001-$50,000 L =$50,00I - $I 00,!XXI M =$100,00I -$250,000

(Sec Columns CI and D3) N =$250,00I - $500,000 0 =$500,001 - $1,000,000 Pl :$1,000,001 • $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Code.<; P3 =$25,000,001 - $50,0!Xl,!XXI R =Cost (Real Estate O nly) P4 =More than $50,000,000 T =C.Sh Market

(Scc Cohnnn C2) Q =Appraisal V=Otllcr S=A smcnt

U =Book Value W =Eslimatcd

A.

123.


of17 NEVAS,ALAN H 05/31/2007

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.) -




Place "(X)" after each asset


STOCK

B. c. D.

lncome during Gross value at end of Transactions during reporting period

reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

116. GENERAL ELECTRIC COJ\.1MON A Dividend SEIL 1/04 J A

STOCK

117. HOME DEPOT COMMON STOCK None SELL 1/04 K D

118. HUDSON UNITED BANKCORP/TD B Dividend K T MERGER NOW I.JSTED AS BANKNORTH COMMON STOCK TD BANKNORTH

119. KEYCORP NEW COMMON STOCK None SELL 1/04 K B

120. LOOMIS SAYLES STRATEGIC INCOME A Dividend K T FUND CL C

121. LOOMIS SAYLES STRATEGIC INCOME A Dividend J T PURCHASE 1/04 J FUND CL C

122. LOOMIS SAYLES STRATEGIC INCOME A Dividend K T PURCHASE 7/24 K

FUND CL C

LUCENT TECHNOLOGIES INC. None SELL 6/12 J B

COMMON STOCK

124. MARATHON OIL CORP. COMMON A Dividend K T

STOCK

125. NEW PIAN EXCEL REALTY TR INC. A Dividend SEIL 6/12 J A

COMMON STOCK

126. PEPSICO INC. COMMON STOCK A Dividend K T

127. PIMCO AIL ASSET FUND CL C A Dividend J T PARTIAL 12/15 K A

MUTUAL FUND SALE

128. PIMCO COMMODITY REAL RET. A Dividend SEIL 9/28 K A

STRAT. FUND CL C MUTUAL FUND

129. PIMCO TOTAL RETURN FUND CLASS

c A Dividend K T BUY 9/28 K

130. PROCTER & GAMBLE CO. COMMON

STOCK

B Dividend L T

131. PROGRESSIVE CORP OHIO COMMON A Dividend SEIL 1/26 J c

L Income GafoCodes:

(Sec Columns Bl and D4)

2 Va1ucCodcs

(Sec Column.• Cl and D3)

3. Value Me1hod Codes

(Sec Colmnn C2)

A =$1,000 or less

F =$50,IXI! -$100,000

J =$15,lllHJ or less

N =$250,llOl • $500,otHl

P3 =$25,IXlO,OCll - $50,000,000

Q=Appraisal

U =Book Value

B =$1,001 • $2,500

G =$100,IXll • $1,IXlll,0011

K =$15,IXll -$50,000

0 =$500,001 - $1,000,000

R =Cost (Real Estate Only) V=Olher

C =$2,501 - $5,0lXl

HI =$1,000,001 -$5,IHlO,OOO

L =$50,001 -$100,000

Pl =$1,0!l0,001-$5,(){lO,OOO

P4 =More than $50,IXHl,(){Hl

S=A ssmcnt

W=Estimated

D =$5,001. $15,000

H2 =More lhan $5,000,otXl

M =$100,001 -$250,IXJO

P2 =$5,000,001 - $25,000,000

T =Cash Market

E =$15,001 • $50,000

A.

1/4


of17 NEV AS, ALAN H 05131/2007

VII. INVESTMENTS and TR u STS - income, value, lransactUms (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructUmsJ

D NONE (No reportable income, assets, or transactions.)

Description of A.'5ets


Place "(X)" after each asset exempt from prior dL'closure

STOCK

B. c. D.

income during Gross value at end of Transactions during reporting period reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity of Code 1 div., ren Code 2 Method buy, sell, Month - Code 2 Codel buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

132. TAKE TWO IN1ERACTIVE COMMON None SELL 6/12 J A STOCK

133. THE STUDENT LOAN CORP COMMON A Dividend SELL 3/01 K D STOCK

134. TD BANKNORUI, INC. COMMON A Dividend SELL K c STOCK

135. TORONTO DOMINION BANK ONT. A Dividend SELL 1/4 K D COMMON STOCK

136. WALGREEN CO. COMMON STOCK A Dividend J T

137. WEBS1ER FINANCIAL CORP. A Dividend SELL 2/21 K D &4/12 COMMON STOCK

138. TEMPLETON GLOBAL BOND FUND A Dividend K T CIASS C

139. TEMPLETON GLOBAL BOND FUND A Dividend K T BUY 1/04 K & 1/26 CIASS C

140. TEMPLETON GLOBAL BOND FUND A Dividend J T BUY 6/12 J CLASS C

141. REGIONAL SCH DIST NO 17 CONN G/0 A Interest K T BUY 1/05 K BOND

142. CONN ST SPECIAL TAX OBLIG BOND A Interest K T BUY 3/09 K

143. CT STATE G/0 SERB MUNI BOND A Interest K T

144. CT STATE G/0 SER A DD 3/1/04 MUNI B Interest K T BUY 1/05 K BOND

145. COLCHESTER CT MUNI BOND B Interest K T

146. CONN ST G/0 SER B DD 4/8/04 MUNI A Interest K T BUY 1/18 K BOND

147. CORNWALL CT G/0 MUNI BOND A Interest J T

1. Income Gain Codes: A =$1,000 or less B=Sl,001 -$2,500 c=$2,501 -$5,000 D=$5,001 - $15,000 E=$15,001 -$50,000

(Sec Columns Bl and D4) F =$50,001 - $11X),OOO G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. ValucCodc."> J =$15,000 or Jess K=$15,001 -$50,IXlO L =$50,0{}J -$100,000 M =$100,001 - $250,000

(Sec Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =CoSI (Real Estate Only) P4 =More than $50,000,000 T =Ca•h Market

(Sec Column C2) Q =Appraisal V=Other S =.Asr.cssmcnt

U =Book Value W :==Estimated

A.


of17 05/31/2007NEVAS,ALAN H

vn. INVESTMENTS and TRUSTS - income, value, transactions (Includes fhose of fhe spouse and dependent children. See pp. 34-60 of ft/Utg instructionsJ


B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Codel div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-H) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

148. UNNERSITY CONN RFDG - SER A B Interest K T BUY 1/05 K MUNI BOND

149. BANK DEPOSIT PROGRAM CITIBANK A Int./Div. J T BROKERAGE

MM

150.

151. BERKSHIRE HATHAWAYCL B None K T COMMON STOCK

152. BERKSHIRE HATHAWAYCL B None K T COMMON STOCK

153. BERKSHIRE HATHAWAY CL B None K T BUY 7/21 K ADDffiONAL COMMON STOCK SHARES PURCH.

154. BERKSHIRE HATHAWAY CL B None J T BUY 11/10 J ADDITIONAL COMMON STOCK SHARES PURCH.

155. VERIZON 7-375 PFD CORP. BACKED A Interest J T TRUST CERT.

156. CAMECO CORP. COMMON STOCK A Dividend BUY 4/13 J &4/24

157. SEIL 11/10 J A

158. DTE ENERGY TRUST I 7.8% A Interest J T PREFERRED STOCK

159. DOMINION CNG CAP TR PREFERRED B Interest J T STOCK

160. EXPEDITORS INTL. OF WASH. INC. A Dividend SEIL 7/21 K D COMMON STOCK

161. EXXON MOBIL CORP. COMMON A Dividend K T STOCK

162. EXXON MOBIL CORP. COMMON A Dividend J T STOCK

163. GENERAL ELECTRIC CO. COMMON A Dividend J T BUY 9/14 J STOCK

164. HDFC BANK LTD ADR COMMON None J T BUY 12/12 J

1. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,CXll -$50,000

(Sec Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,ClOl -$50,000 L=$50,001-$100,000 M =$1011,001 - $250,000

(See C-Olornn< Cl and D3) N =$250,001 - $500,000 0 =$5Cl0,00! -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,0!l0,001 - $25,000,000

3. Value Method Codes P3 =$25,0!lO,IXll -$50,000,000 R =Cost (Real Es/ate Only) P4 =More than $50,()()(),000 T =Cash Market

(See Column C2) 0 =Appraisal V=Other S =Assessment

U =Book Value W=R<>limatc.d

A. c.

(2)

(J-P)

Name of Person Reporting Date ofReportFINANCIAL DISCLOSURE REPORT

of17 NEVAS,AIAN H 05/31/2007

VII. INVESTMENTS and TR u ST s - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructionsJ


B. D.

Description of Ao;sets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(2) (2)(1) (1)(1) (3) (4) (5) Place "(X)' after each asset Amount Type (e.g. Value Value DateType(e.g. Value Gain Identity of

Code 1exempt from prior disclosure div., rent, Code 2 Method buy, sell, Month- Code 1Code 2 buyer/seller (A-H) or int) Code 3 redemption) Day (J-P) (if private (A-H)

(Q-W) transaction)

STOCK

165. HEALTHCARE REALTY TR INC.

COMMON STOCK

B Dividend K T

166. LUCENT TECH !NC. COMMON STOCK None SELL 9/14 J A

167. NTN COMMUNICATIONS INC. None SELL 1/04 J A COMMON STOCK

168. PEPSICO INC. COMMON STOCK A Dividend J T

169. PEPSICO INC. COMMON STOCK A Dividend J T

170. PROCTER & GAMBLE CO. COJvfMON A Dividend K T STOCK

171. SIMON PROPERTY GROUP COMMON A Dividend J T STOCK

172. SIMON PROPERTY 6.0% PREFERRED · A Interest J T STOCK

173. SELECT SECTOR SPDR ENERGY ETF BUY J BOUGHT 5/4/05 -LEFT OFF

174. SELL 10/13 J A OF 2005 REPORT

175. STRYKER CORP. COMMON STOCK A Dividend SELL 1/04 J A

176. THE STUDENT LOAN CORP. COMMON A Dividend SELL 3/01 K D STOCK

177. TD B ANKNORTH INC. COMMON None SELL 1/04 J A STOCK

178. TORONTO DOMINION B ANK ONT. A Dividend SELL 1/04 J A COMMON STOCK

179. WASHINGTON MUTUAL COMMON A Dividend SELL 1/04 J c STOCK

180. ALLIANZ NFJ DN. VALUE FUND A Dividend J T BUY 12/15 J

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2.500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,1100

(Sec Columns Bl and D4) F =$50,001 -$100,1100 G =$100,001 - $1,000,000 H1 =$1,000,001 -$5,000,0011 H2 =More than $5,000,000

2. V a!ue Codes I =$15,000 or less JC =$15,UOI -$50,000 L =$511,001 - $100,000 M =$100,001 - $250,000

(Sec Columns Cl and D3) N =$250,UOI - $500,000 0 =$500,001 -$!,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,!MlO,OOO R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Markel

(Sec Column C2) Q =Appraisal Y=Olhcr S =As.sc. cnt

U =Book Value W =E.o;limatcd

A.

T.F

PROGRAM

Date of ReportName of Person ReportingFINANCIAL DISCLOSURE REPORT

of17 05/31/2007NEVAS,AIAN H

VII. INVESThfENTS and TR u STS - income, value, lransactums ancludes those of the spouse and dependent children. See pp. 34-60 of filing instrumons.)


B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Codel div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or inL) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

181. LEGG MASON EMERGING MARKET None J T BUY 12/15 J MDT.FUND

182. LOOMIS SAYLES STRATEGIC INCOME A Dividend J T FUND

183. LOOMIS SAYLES STRATEGIC INCOME A Dividend J T BUY 1/04 J

FUND

184. LOOMIS SAYLES STRATEGIC INCOME A Dividend J T BUY 3/02 J FUND

185. PIMCO ALL ASSET FUND A Dividend J T PARTIAL 12/15 K A

SALE

186. TEMPLETON GLOBAL BOND FUND A Dividend J T

187. TEMPLETON GLOBAL BOND FUND A Dividend J T BUY 1/04 J

188. TEMPLETON GLOBAL BOND FUND A Dividend J T BUY 3/02 J

189.

190. CT ST SPL TAX OBLIG BOND A Interest J T BUY 3/09 J

191. TORRINGTON CT M UNI BOND A Interest J T

192. CT ST G/0 REF SER B BOND A Interest J T BUY 1/05 J

193. COLCHESTER CT MUNI BOND A Interest J T

194. CORNWALL CT MUNI BOND A Interest. J T

195. CID GROUP BANK DEPOSIT A Interest J T

1. Income Gain Codes: A=$1,000 or less B 41,001 - $2,500 c=$2,501 - $5,000 D =$5,001- $15,000 E 415,0!ll - $50,(){Kl

(See Columns Bl and D4) F 450,00! - $100,000 G=$100,001- $1,000,0!KI HI =$1,000,001 - $5,000,000 H2 =More lhan $5,000,0!KI

2. Value Codes J=$15,000 or le5S K=$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $!,000,000 Pl =$1,0!Kl,001 - $5,000,000 P2 45,000,001 - $25,000,000

3. Vaine Method Codes P3 425,000,001 - $50,000,000 R =Cost (Real E.<tate Only) P4=More 1han $50,000,000 T==Ca.<;h Market

(Sec Column C2) Q =Appraisal V=OlhCT S �Assessment

U =Book Value W =Estimalcd


of17 NEVAS, AI.ANH

VIIl. ADDITIONAL INFORMATION OR EXPLANATIONS. (IndicatepartofR•portJ

.____n c(o/o)


of17 05/31/2007NEVAS, ALAN H

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations •

...

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRThfINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Judicial Watch · ORGNIZATION/ENTITY J 3 :: cn ;; ci o l 1. AJlO Rv. li207 FNANCAL DISCLOSURE...

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Transcript of Judicial Watch · ORGNIZATION/ENTITY J 3 :: cn ;; ci o l 1. AJlO Rv. li207 FNANCAL DISCLOSURE...