ISO 17020 approach to GHG-inventory QA/QC
description
Transcript of ISO 17020 approach to GHG-inventory QA/QC
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ISO 17020 approach to GHG-inventory QA/QC
UNFCCC Workshop on National Systems
11-12 April 2005, Bonn
Doris Halper
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features of the approach taken accreditation/certification start-up QA/QC procedures QA/QC maintenance procedures human resources needed
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features of the approach taken accreditation/certification start-up QA/QC procedures QA/QC maintenance procedures human resources needed
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features of the approach taken
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features of the approach taken
17000-series: conformity assessmentISO 17020 supersedes EN 45004, no modifications in text
Accreditation Body ISO 17011
Laboratories ISO 17025
Inspection bodiesISO 17020
Certification
PersonnelISO 17024
Management SystemsISO 17021
ProductsEN 45011
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features of the approach taken
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features of the approach taken
ISO 17020Title: “General Criteria for the operation of
various types of bodies performing inspection”
in addition to ISO 9001 relevant requirements are: evaluation of technical competence independence, impartiality and integrity confidentiality, co-operation
ISO 9001 is specific to quality management systems
relevant requirements of the EN/ISO 9000 series of standards applying to the quality systems for inspection bodies are incorporated in ISO 17020
InspectionExamination of a product design, product, service, process or plant and determination of their conformity with specific requirements or, on the basis of professional judgement, general
requirements (ISO 17020)
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ISO 17020 – IPCC-GPG – ISO 9001
ISO 17020 IPCC GPG ISO 9001
1. scope 2. definitions
3. administrative requirements
4. independence, impartiality and
integrity
- -
5. confidentiality - -6. organisation and
management
7. quality system
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ISO 17020 – IPCC-GPG – ISO 9001
ISO 17020 IPCC GPG ISO 9001
8. personnel () 9. facilites and
equipment 10. inspection methods and procedures
() ()
11. handling inspection samples
and items
12. records
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ISO 17020 – IPCC-GPG – ISO 9001
ISO 17020 IPCC GPG ISO 9001
13. reports 14. sub-contracting 15. complaints and
appeals 16. co-operation - -
continual improvement
-
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features of the approach taken accreditation/certification start-up QA/QC procedures QA/QC maintenance procedures human resources needed
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Definitions: accreditation/certification
accreditation certification
by (government appointed) accreditation body
by (accredited) certification body
ISO 17020 ISO 9001
3rd party attestationcompetence to carry out specific conformity assessment tasks
relevant ISO 9001 requirements are included in 17020
3rd party attestationquality managements system in conformity with ISO 9001
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Definitions: accreditation/certification
accreditation
evaluation of technical competence (≠ ISO 9001)
“Accreditation is a 3rd party attestation related to a conformity assessment body conveying formal demonstration of its competence to carry out specific conformity assessment tasks” (ISO IEC 17011)
3rd party periodic review that inspection body still complies with all requirements as stipulated by ISO 17020
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Independence, impartiality and integrity
The personnel of the inspection body shall be free from any commercial, financial and other pressures which might affect their judgement.
Procedures shall be implemented to ensure that persons or organisations external to the inspection body cannot influence the results of inspections carried out
Definitions: accreditation/certification
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accreditation audit in autumn 2005witness audit by 2 auditors (experts):
Definitions: accreditation/certification
quality management system
-ISO 17020-EA 05/01 Dec 2003 rev 3
inventory-country specific methods
-LULUCF-GPG (2003)-IPCC-GPG (2000)
-IPCC rev. guidelines (1996)- CORINAIR
-UNFCCC guidelines on reporting and review (FCCC/CP/2002/8)
-CRF tables for LULUCF (FCCC/CP/2003/6/Add. 1)
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elements of ISO 17020
Administrative requirements (organisation legally identifiable)
Independence, impartiality and integrity Organisation and management (clearly defined
responsibilities, training of staff) Quality system (QC/QA procedures, reporting,
documentation, achieving, internal and external audits, improvement plan, management review)
Personnel (recruitment, CPD) Methods (choice, applicability) Records (backup) Confidentiality, Facilities and equipment, Reports, Sub-
contracting, Complaints, Co-operation
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feature of the approach taken accreditation/certification start-up QA/QC procedures QA/QC maintenance procedures human resources needed
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validation of methods (choice, applicability) data management setting up: documentation, reporting,
archiving organisational arrangements
- personnel (recruitment, CPD)- defined responsibilities- management review, audits
start-up QA/QC procedures
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start-up QA/QC procedures
standard methods (CORINAIR/IPCC)
country specific methods
documented evidence of correct application
validation bypublication (peer-reviewed)(other) peer reviewin-depth review (UNFCCC)comparison with other methods/IPCC methods/EF
initial documentation, reporting, archivingaudit trail
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features of the approach taken accreditation/certification start-up QA/QC procedures QA/QC maintenance procedures human resources needed
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QA/QC maintenance procedures
QC (personnel directly involved in inventory preparation)
documentation, reporting, achieving Tier 1 and Tier 2 QC checks
QA (personnel not directly involved in inventory preparation)
internal review of CRF, NIR
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features of the approach taken accreditation/certification start-up QA/QC procedures QA/QC maintenance procedures human resources needed
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human resources needed
Implementation: 2,5 person-years
Maintenance: approx. 10-15% in addition to inventory work
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Useful Links
EA: european co-operation for accreditationhttp://www.european-accreditation.org/indexdoc.htmlEA-05/01: EA Guidance on the Application of EN
45004 (EA site)
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Do you have any questions?
Doris Halper Umweltbundesamt
Spittelauer Lände 5, A-1090 WienTel.: +43 (0)1-31304-5502Fax: +43 (0)1-31304-5959
email: [email protected]