IPEC America’s New PPT Template · build-up of lactose. There is then the risk of abdominal...
Transcript of IPEC America’s New PPT Template · build-up of lactose. There is then the risk of abdominal...
4/25/2013
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EXCIPIENTS USED IN
PEDIATRIC DRUG PRODUCTS:
Are Juvenile Toxicology Studies Needed?
Elise M. Lewis, PhDCharles River Laboratories, Preclinical Services, Pennsylvania
29 April 2013 • Baltimore, MD
EXCIPIENTS USED IN PEDIATRIC
DRUG PRODUCTS
• Objectives:
– Define Pharmaceutical Excipients
• Types and Use
• Selection of Excipients for Pediatric Formulations
– “Good Intentions Gone Bad”
– When Should Juvenile Animal Studies Be Conducted?
– Points to Consider When Designing a Nonclinical Juvenile Animal
Study
EXCIPIENTSPediatric Drug Products
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EXCIPIENTS
• New Excipients (FDA, 2005)
– “Any inactive ingredients that are
intentionally added to therapeutic
and diagnostic products, but that: (1)
we believe are not intended to exert
therapeutic effects at the intended
dosage, although they may act to
improve product delivery (e.g.,
enhance absorption or control
release of the drug substance); and
(2) are not fully qualified by existing
safety data with respect to the
currently proposed level of
exposure, duration of exposure, or
route of administration.”
EXCIPIENTS
EX
AM
PL
ES • Fillers
• Extenders
• Diluents
• Wetting Agents
• Solvents
• Emulsifiers
• Preservatives
• Flavors
• Absorption Enhancers
• Sustained-Release Matrices
• Coloring Agents
Why Use Excipients?
Deliver the dosage form to the patient
Improve solubility
Ensure physical,
chemical and microbial stability
Improve palatability and patient compliance
Control release
Improve manufactur-
ability
EXCIPIENTS IN FORMULATIONS
• Points To Consider (EMA, 2013 - draft)
1. The choice of a suitable excipient in a
pediatric formulation is one of the key
elements of the pharmaceutical
development
2. The basic considerations regarding use
of excipients are similar for medicines
developed for all age groups
3. Inclusion of any excipient in a pediatric
formulation requires additional safety
considerations
4. Use of novel excipients must be weighed
against the use of other excipients with
an established safety profile, other dosage
forms or routes of administration
Sele
cti
on
of A
pp
rop
riate
E
xcip
ien
ts • Function of the excipient and potential alternatives
• Safety profile for children in the target age group on the basis of single/daily exposure
• Short term vs. long term use
• Severity of the clinical condition
• Acceptability/palatability
• Allergies/sensitization
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LESSONS LEARNED
“Everyone will extract different lessons from
these tales.” (Robertson, 2003)
EXCIPIENT-RELATED TOXICITY
• Not all excipients are inert substances; somehave been shown to be potential toxicants.
• The Federal Food, Drug, and Cosmetic Act of1938 (the Act) was enacted after the tragedyof the Elixir of Sulfanilamide in 1937 inwhich an untested excipient was responsiblefor the death of many children who consumedthe pharmaceutical.
• The Act required manufacturers to performsafety testing of pharmaceuticals and submitnew drug applications (NDAs) demonstratingsafety before marketing.
• Since that time, the agency has become awarethat certain other excipients used incommerce can cause serious toxicities inconsumers of prescription and over-the-counter (OTC) drug products in the US andother countries.
Source: FDA, 2005
EXCIPIENT-RELATED TOXICITY
Benzyl Alcohol – “Gasping Syndrome”
• In 1981, Gershanik et al. reported cases of
“gasping syndrome”
– Pre-term infants exhibited: severe metabolic acidosis,
hepatic/renal failure, signs of neurological
deterioration and gasping respiration
– Unmetabolized benzyl alcohol (benzoic acid) was in
the urine
– Conjugation of benzoic acid to hippuric acid is
deficient in premature infants
• Observed in infants of low BW who had
central venous catheters (umbilical artery/vein)
that were flushed frequently using
bacteriostatic normal saline containing 0.9%
benzyl alcohol
• FDA recommended the exclusion of benzyl
alcohol from flush solutions and diluents used
in newborns
Benzyl
alcohol
Hippuric Acid
Benzaldehyde Benzoic Acid
Alcohol
Dehydrogenase
Alcohol
Dehydrogenase
Glycine
Prior to FDA recommendation to cease use in small
infants, ~70% of hospitals were using benzyl
alcohol solutions in the care of sick newborn infants.
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EXCIPIENT-RELATED TOXICITY
E-Ferol (Vitamin E Toxicity)
• Classified as “one of the most deadly pharmaceutical errors in American history”
• E-Ferol = Vitamin E plus Polysorbate 80
• Used to treat infants with retrolental fibroplasia (RLF)
• Since very small infants were not fed orally in the 1st week of life, and since IM injections were considered traumatic, an IV form of vitamin E was introduced in 1983
• The new product was widely accepted by neonatologists who were encouraged about the potential to prevent or ameliorate RLF
• Premature babies exposed to E-Ferol began to exhibit hepatomegaly, thrombocytopenia, cholestatic jaundice, ascites and azotemia
• There were 40 infant deaths associated with E-Ferol; cause of illness was not established
• Suspected elevated levels of polysorbate
• This product was not approved by the FDA Source: Robertson, 2003
EXCIPIENT-RELATED TOXICITY
Propylene Glycol Toxicity
• Propylene glycol (PG) used widely as a
solvent, extractant and preservative in
various pharmaceutical formulations;
generally regarded as nontoxic
• Metabolized by the alcohol and aldehyde
dehydrogenase enzyme pathway
– not fully functional until 12 to 30 months of age
• Large volumes associated with CNS issues
in neonates and children
– Other adverse events: ototoxicity, cardiovascular
effects, seizures, hyperosmolality and lactic acidosis.
• Intravenous parenterals containing PG
must be infused slowly
• PG also has a laxative action at high oral
doses through high osmotic pressure effects
FA
CT
OID
S • In 1859, PG was first described by C. Wurtz
• In 1932, Seidenfeld and Hanzlik found PG to be less toxic than ethylene glycol; accepted as a pharmaceutical solvent
• In 1983, serum hyperosmolality (>300 mosm/l) reported in infants• Source was a parenteral multivitamin
preparation (MVI-12) containing PG; not recommended for use in patients <11 years of age
• Change in multivitamin preparation led to a 10-fold increase in PG dose
• 49 infants received excess PG; each weighed under 1500 g
EXCIPIENT-RELATED TOXICITY
Ethanol Toxicity
• Widely used as a co-solvent to aid
solubility
• In US, maximum permitted
quantities in OTC products:
– <0.5% for children under 6 yrs
– <5% for children 6 to 12 yrs
– <10% for children over 12 yrs
• Acute (overdose) or chronic (long-
term use) toxicity is possible
• May cause adverse symptoms of
intoxication, lethargy, stupor, coma,
respiratory depression and
cardiovascular collapse
Source: Mills, 2010
In young children, ethanol causes hypoglycemia and
hypoglycemic seizures.
Hypoglycemia occurs secondary to ethanol's
inhibition of gluconeogenesis and
secondary to the relatively smaller glycogen stores in
the livers of young children.
In toddlers who have not eaten for several hours, even small quantities of
ethanol can cause hypoglycemia.
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EXCIPIENT-RELATED TOXICITY
Peanut Oil Toxicity
• Peanut oil is used as a food additive
and as a solvent in intramuscular
injections
• It has been suggested that the use of
peanut oil in childhood (infant
formula and topical preparations) can
lead to later episodes of
hypersensitivity, and therefore,
should be discontinued
Source: Mills, 2010
EXCIPIENT-RELATED TOXICITY
Lactose Toxicity (Immature Metabolism)
• Lactose occurs widely in dairy
products and is used in infant feed
formula.
• In pharmaceutical preparations, it is
widely used as a diluent in tablets
and capsules, in lyophilized powders,
as a sweetener in liquid formulations
and as a carrier in dry powder
inhalation products.
• Lactose intolerance occurs when there is a deficiency in the intestinal enzyme lactase, leading to GIT build-up of lactose. There is then the risk of abdominal bloating and cramps.
• Lactase is normally present at high levels at birth, declining rapidly in early childhood (4 to 8 yrs). Hypolactasia (malabsorption of lactose) can thus occur at an early age and, furthermore, this varies among different ethic groups.
• Significant lactose intolerance can also occur in adults but this is rare.
WHEN SHOULD STUDIES IN JUVENILE
ANIMALS BE CONSIDERED?
Nonclinical Studies
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European Medicines Agency Guideline on
Pharmaceutical Development of Medicines for
Pediatric Use
The following information sources
(listed in hierarchy) should be
consulted in order to assess the
safety profile of each excipient in a
paediatric formulation resulting in
an overall conclusion as to whether
or not additional data are needed.
Are there Commission /CHMP/ICH guidelines
available related to this excipient?
Is there a CHMP opinion available relating to this
excipient?
Is this excipient approved in current paediatric
medicines?
Is the excipient included in the EU food legislation?
Is there information available from European
Food Safety Scientific Opinions ( EFSA)?
Are there any other sources of information
(incl. toxicological, pre-clinical or clinical data)
available supporting the use of this excipient?
Points for consideration in the evaluation of the safety profile of excipients in
pediatric formulations for a specific target age group. Source: EMA, 2013 - draft
Are there Commission
/CHMP/ICH guidelines available
related to this excipient?
Guidelines up-to-date?
Guidelines relevant to target age
group(s)?
Guidelines relevant to the route of administration?
Guidelines relevant to the maximum
daily exposure and treatment duration?
Guidelines supporting the use of this excipient?
European Medicines Agency Guideline on
Pharmaceutical Development of Medicines for
Pediatric Use
Answer: Yes or No/Not Clear
Source: EMA, 2013 - draft
Is this excipientapproved in
current paediatricmedicines?
Excipient approved within the Union for children in the target age group?
Approved products to be administered
via the same or comparable route
of administration?
Excipient in the approved products results in a higher
or comparable daily exposure?
Approved products to be administered during comparable or longer treatment
duration?
Approved products intended for a less
serious or comparable indication?
Any new information not yet
considered?
European Medicines Agency Guideline on
Pharmaceutical Development of Medicines for
Pediatric Use
Answer: Yes or No/Not Clear
Source: EMA, 2013 - draft
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European Medicines Agency Guideline on
Pharmaceutical Development of Medicines for
Pediatric Use
Are there any other sources of information (incl. toxicological, pre-clinical or clinical data) available supporting the use of this excipient?
Is the information supporting the use of this excipient in children?
If No/Not Clear, then additional data is needed (e.g., juvenile animal studies, PK data, clinical studies), alternatively reformulate
Children Are Not Just Small Adults
The ability to predict from the
existing nonclincial and clinical
data as to whether studies in
juvenile animals are necessary
increases with age. Therefore, the
likelihood of conducting a
nonclinical study in older juvenile
animals decreases. In addition, the
duration of treatment and the type
of therapy are also factors that
determine whether a nonclinical
study in juvenile animals is
warranted.
Modified from: Lewis et al., 2012
Class History of Effects on Developing Systems
Age ≤ 2 years
Target Organs are Late Developing
Age ≤ 4 years
Exposure in Young Animals Differs From Young Adult
Metabolism/Activation is Age Dependent
Chronic Therapy
Age ≤ 11 years
SubchronicTherapy
Acute Therapy
Age 12 years
REGULATORY STATUS
• United States: Food and Drug Administration (FDA)
– Guidance Document: Nonclinical Safety Evaluation of Pediatric Drug
Products (2006)
• Europe: European Medicines Agency (EMA)
– Guideline on the need for Nonclinical Testing in Juvenile Animals on
Human Pharmaceuticals for Pediatric Indications (2008)
– Pediatric Investigation Plans (PIP)
• Japan: Ministry of Health, Labour and Welfare (MOHW)
– Japanese Pharmaceutical Manufacturers Association has a guidance
– Japanese guidance is not much different that that of US
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POINTS TO CONSIDER
1. Need for testing?
2. One or two species?
3. Is the drug for pediatric use only (chronic studies starting at juvenile ages)?
4. Design juvenile toxicology studies as part of the full drug development program and
allow time for any follow-up/ investigative studies
5. Parameters (biomarkers) to be evaluated in clinical trial
6. Assessment of organ development not in short-term clinical trial(s)
7. Discuss plans with regulatory agencies (EMA for PIPs)
8. Harmonize plans with multi-agency comments
WHEN TO DOSEAge Definitions
Age Groups HumanRat
(Postnatal Days)
Dog(Postnatal Days)
Premature less than term 1 to 4 1 to 4/10
Neonate birth to 1 month 4 to 7/14 5/11 to 21
Infant 1 month to 2 years 7/14 to 21 22 to 42
Children 2 to 12 years 21 to 28F/35M 43 to
140F/170M
Juvenile 12 to 16 years 28F/35M to
49F/70M
150F/180M to
250F/260M
M: male
F: female
POTENTIAL SPECIES
Rodent
• Rat
• Mouse
Alternative rodent models
• Hamster
• Guinea pig
• Transgenic mice
Nonrodent
• Dog
• Nonhuman primate
• Rabbit
Alternative nonrodent models
• Sheep
• Mini-pig
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ROUTES OF ADMINISTRATION
DOSE ROUTE(Earliest Day Postpartum)
SPECIES
Rat Mouse Rabbit Dog NHP
Oral gavage 1 7 7 4 >2 weeks
Intravenous (bolus) 4 to 15 7 ? 7 to 14 >2 weeks
Intravenous (infusion) 28 ? ? 49 to 56 >2 weeks
Inhalation 7 to 10 21 ?(10) 10 ?
Parenteral (IM/SC) 1 1 4 1 >2 weeks
Dermal 10 21 35 42 >2 weeks
? = Unknown Gradually improving
IM = intramuscular
SC = subcutaneous
EVALUATIONS
• Routine toxicology evaluations
• Evaluations of the development of organ systems of concern– Cardiovascular– Central Nervous System– Gastrointestinal– Pulmonary– Immune– Renal– Reproductive– Skeletal (growth)
• Reversibility (post-dosing development)
– Consider endpoints to be assessed
ROUTINE EVALUATIONSFDA/EMA
EARLIEST DAY (Post-Partum)
Parameters
SPECIES
Rat Mouse Rabbit Dog Cyno Mini-Pig
In-Life (clinical signs,
body weight)1 1 5 1 1 1
Food consumption 22 22 35 42 180 28
Clinical Pathology 1 1 5 1 1 1
Ophthalmology 21 21 21 21 21 7
Toxicokinetic sampling 1 1 5 1 1 1
Organ wt, macroscopic &
microscopic observations1 1 5 1 1 1
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ORGAN SYSTEMS OF CONCERNFDA/EMA
• Food and Drug Administration (FDA) Guidance for Industry: Nonclinical Safety Evaluation of Pediatric Drug Products. February 2006.
• Committee for Human Medicinal Products (CHMP): Guideline on the Need for Non-Clinical Testing in Juvenile Animals on Human
Pharmaceuticals for Paediatric Indications. January 24, 2008.
• Pulmonary
• Gastrointestinal
• Cardiovascular
• Immune system
• Renal• Behavior/cognition
• Reproduction
• Skeleton (growth)
Development up to
adulthood
Development up to one year
Development up to two years
Development up to five to 12
years
• Parameters
– Body weight
– Physical development
– Skeleton
• Physical Development– Rats, mice and dogs (minipigs, rabbits)
– Tooth eruption, eye opening
– Vaginal opening
– Preputial separation, testes descent
– Anogenital distance (rodents)
GROWTH & PHYSICAL DEVELOPMENT
• Physical measurements– Crown-rump length, tibia measurements (rat)
– Height, length (dog)
– Bone length (femur, tibia)
• In vivo radiographs
• Ex-vivo direct
• rat, dog, nonhuman primate
SKELETON: TIER I ASSESSMENTS Growth
Lumbar Spine (L1-L6)
14 21 28 35
Days of Age
Ra
dio
gra
ph
ic L
en
gh
t (m
m)
0
5
10
15
20
25
30
35
Right Femur
14 21 28 35
Days of Age
0
5
10
15
20
25
30
Right Tibia
14 21 28 35
Days of Age
0
5
10
15
20
25
30
35
Radiographic
Measurements
Male Rat Pups
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• Bone strength
– Bone mineral content (BMC)
– Bone mineral density (BMD)
– Architecture (histomorphometry)
• Bone densitometry (BMC and BMD)
– Dual-energy X-ray (DEXA)
absorptiometry
– Peripheral quantitative computed
tomography (pQCT)
• Biochemical markers of bone turnover
– Osteocalcin, Procollagen type I N-
terminal propeptide, C-telopeptide, N-
telopeptide
SKELETON: TIER II ASSESSMENTSGrowth
REPRODUCTION
• Sexual maturation
– Vaginal opening, preputial separation
and testes descent
– rats, mice and dogs
• Estrous cycles
– Rats and mice
• Functional
– Mating, gestation, parturition and
lactation
– rats, mice, rabbits, dogs and mini-pigs
• Hormone Assays
– LH, FSH, estradiol, progesterone,
prolactin and testosterone
– rats, mice and rabbits and dogs
• Male Reproductive Assessments
– Sperm count
– Motility
– Morphology
– Testicular staging
– rats, mice, rabbits and dogs
IMMUNOLOGY/RENAL
Immunology
• Toxicology Screen (Tier I)
– Hematology
– Immunohistopathology
• Immunology Screen (Tier II)
– Phenotyping
– Natural Killer cell activity
– T-cell dependent anti-body response
(TDAR) to Keyhole Limpet
Hemocyanin (KLH)
• Species
– rats, mice, cynomologus (dogs)
Renal Function
• Pre-weaning: urinalysis
• Post-weaning: urinalysis, function tests
• Clinical pathology parameters
• Histopathology parameters
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PULMONARY/CARDIOVASCULAR
Lung Function Testing
• Dogs and rats
• Respiratory minute volume
• Tidal volume
• Respiratory rate
Cardiovascular Function
• Dogs and rats
• Blood pressure, direct – telemetry
• Blood pressure, indirect - paw (tail)
cuff
• ECG
NEUROTOXICOLOGYRodents
FDA/EMA Requirements for CNS Function
Reflex ontogeny/
Sensorimotor
function
• Reflex tests (e.g.,
auditory startle
ontogeny)
• Functional observational
battery components
Locomotor
activity
• Motor activity test
• FOB components
Reactivity
• Auditory startle
habituation
• FOB components
Learning and
memory
• Water maze
• Passive avoidance
Rats
Test First Day Postpartum
Functional observational battery 4
Negative geotaxis from 8 until developed
Motor activity 13
Startle habituation 22
Learning and memory -
• Passive avoidance 22
• Water maze 22
Sensory development -
• Auricular startle ontogenyfrom 12 until
developed
• Visual placing/pupillary
response21
Macroscopic Observations
Electron microscopy(e.g., liver)
Morphometry(e.g., lung)
Bone Pathology, Mechanics
Neuropathology (CNS and PNS)
TERMINAL PROCEDURES
NEUROPATHOLOGY
• Whole-body perfusion with gluteraldehyde
• CNS: Paraffin embedding, special stains
• CNS/PNS: Plastic embedding, semi-thin sectioning,
toluidine blue staining
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TAKE HOME MESSAGES
1. The choice of a suitable excipient in a pediatric formulation is one of the keyelements of the pharmaceutical development.
2. When selecting an appropriate excipient for pediatric medicines it is important toconsider the overall function of the excipient, the safety profile based on acute orrepeat exposure, and allergies and sensitization as well as theacceptability/palatability of the formulation, short-term vs. long term use, and theclinical condition.
3. Good intentions in pediatric formulations have been demonstrated to go bad.
4. Toxicological studies may be necessary if the use of an existing excipient in apediatric medicine cannot be justified on the basis of available information sources.
5. Each study must be designed on a case-by-case basis to meet the needs of thepediatric development program.
REFERENCES
• Food and Drug Administration. Guidance for Industry: Nonclinical Studies for the Safety Evaluation of
Pharmaceutical Excipients. May 2005.
http://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm079
250.pdf
• Robertson, A.F. (2003). Reflections on Errors in Neonatology III. The “Experienced” Years, 1970 to
2000. Journal of Perinatology, 23: 240-249.
• European Medicines Agency (2013). Draft Guideline on Pharmaceutical Development of Medicines for
Pediatric Use
• Mills, S (2010). Pharmaceutical excipients – an overview including consideration for paediatric dosing.
Training Workshop entitled “Pharmaceutical development with focus on paediatric formulations”.
Beijing. http://apps.who.int/prequal/trainingresources/pq_pres/workshop_China2010/english/22/002-
Excipients.pdf
• Lewis, E.M., De Schaepdrijver, L.M. and Coogan, T.P. (2012). Introduction. In: Pediatric Non-Clinical Drug
Testing Principles, Requirements, and Practice. Edited by: AM Hoberman and EM Lewis. John Wiley &
Sons, Hoboken, NJ, p. 1-27.
CONTACT INFORMATION
Elise M. Lewis, PhD
Director, Reproductive and Neurobehavioral Toxicology
Charles River Laboratories, Preclinical Services Pennsylvania
Tel: 267.532.3741
Alan M. Hoberman, PhD, DABT, Fellow ATS
Executive Director, Global Developmental, Reproductive and
Juvenile Toxicology
Charles River Laboratories, Preclinical Services Pennsylvania
Tel: 267.532.3705