INTRODUCTION - San Jose · san jose elections commission third supplement to complaint filed by...

SAN JOSE ELECTIONS COMMISSION

THIRD SUPPLEMENT TO COMPLAINT

FILED BY JOHN DOE ON DECEMBER 8, 2008

MCENER¥/URBAN MARKETS

ATTACHMENT A

I. INTRODUCTION

As set forth in the Complaint and subsequent First and Second Supplements,

Urban Markets, Tom McEnery, and John McEnery have been lobbying Mayor Chuck

Reed and his staff, and members of the City Council and high-ranking City Officials,

among many others, to secure taxpayer resources, in the total amount of $6 million in

redevelopment money, to fund their personal projects. In doing so, the McEnery’s and

their company failed even to register as lobbyists until May, 2008, after the City was

essentially ready to enter into an Exclusive Negotiations Agreement. Although finally

registered, the McEnery’s and their company continue to fail to disclose most of their

lobbying activities with the City.

Most recently, it has come to Complainant’s attention that Tom McEnery made an

illega! gi~ to City Counci! Member, S~ Liccard0, at a time when the McEnery request

for funding was up for vote before the City Council. Conveniently, Mr. McEnery failed

to identify this, or any other gift, in his lobbyist reports on behalf of Urban Markets, LLC.

According to a report entitled Statement of Economic Interests, California Form

700, filed by City Council Member Sam Liccardo on March 30, 2009, Mr. Liccardo

accepted a gift from Tom McEnery, in the form of a ticket to a San Jose Sharks game, on

April 1, 2008, for a total value of $101.00. (See Exhibit 1 attached, Statement of

Economic Interests, Exhibit D.) This gift was made at a time when Mr. McEnery, a joint

owner of Urban Markets, LLC, was seeking $6 million from the City of San Jose in

redevelopment money, to fund his San Pedro Square Project - a project that Mr. Liccardo

vigorously supported. (See San Jose Mercury News Articles dated April 6, 2009, by

Dennis Theriault, attached hereto as Exhibit 2; April 2, 2009, by John Woolfolk, attached

hereto as Exhibit 3.)

Mr. Liccardo’s report also disclosed that he received a gift from Silicon Valley

Sports & Entertainment ("SVSE"), owner of the San Jose Sharks, on May 2, 2008, in the

form of two tickets to a San Jose Sharks game, for a total value of $360.00. (Exhibit 1,

Schedule D.) On information and belief, Mr. McEnery is a part owner of SVSE. (See

San Jose Mercury News Article dated April 1, 2009, by John Woolfolk, attached hereto

as Exhibit 4.) In fact, Mr. McEnery is listed as a registered in-house lobbyist on behalf of

SVSE. (See City of San Jose list of registered lobbyists, attached hereto as Exhibit 5.)

These gifts are illegal. In addition, none of these gifts has been disclosed by Mr.

McEnery on either the lobbyist reports for Urban Markets, LLC, or the lobbyist reports

for SVSE. This is an example of yet another disregard under "the McEnery exemption"

for the Rule of Law that must be addressed by the Elections Commission.

II, URBAN MARKETS’ SECOND QUARTER 2008 LOBBYIST REPORTDOES NOT IDENTIFY GIFTS MADE TO SAM LICCARDO

San Jose Municipal Code Section 12.12.420(H) provides that a lobbyist

registration report must include the following:

Activity expenses such as payments that directly benefit any City Official, CityOfficial-Elect or member of his or her immediate family or domestic partner madeduring the preceding calendar quarter. Activity expenses include gifts as definedby Chapter 12.08, honoraria, consulting fees, salaries and other forms ofcompensation, but do not include campaign contributions.

2

Section 12.12.430(B) requires that the same information also be disclosed in a lobbyist’s

Quarterly Report for those activities occurring in that quarter.

Section 12.08.010(A)prohibits any "officer or designated employee of the city or

its redevelopment agency" from accepting any "gift" from anyone who is "subject to the

decision-making or recommending authority of such officer or employee..." Section

12.08.020 defines a "gift" as "a voluntary transfer of any thing, service, payment or value

to the extent that legal consideration of equal or greater value is not received." (SJMC §

12.08.020.) Section 12.08.030, which sets forth exceptions to the prohibition on gifts,

specifically provides that "[a]dmission to regularly scheduled athletic events, such as

tickets to professional sporting events, are not included as an exception to prohibited

gifts." (SJMC § 12.08.030(F)(1).)

Tom McEnery’s gift of admission to a Shark’s game to City Council Member

Sam Liccardo was inappropriate and illegal, given it was made at a time when Mr.

Liccardo was set to vote with the remaining City Council members on Mr. McEnery’ s

request for the City to fund his San Pedro Square Project in the total amount of $6 million

in loans and grants1. Under the Lobbyist Ordinance, this gift should have been disclosed

by Mr~ McEnery in his Second Quarter Lobbyist Report: No such disclosure was made~

(See Urban Markets, LLC Quarterly Report, filed July 15, 2008, and amended report

filed July 23, 2008, attached hereto as Exhibit 6.) In fact, no such disclosure was made in

any of Urban Markets’ subsequent Quarterly Reports for the year 2008. (See Reports

filed October 14, 2008, and January 15, 2009, attached hereto as Exhibit 7.) Thus, Urban

Markets, Tom McEnery, and John McEnery violated sections 12.12.420(H) and

1 As defined by Section 12.08.020, a "gift" is anything of value. Admission to the San Jose Sharks game,

whether in the form of a ticket, or an escort past the ticket takers, has value, as does the food and beverageswhich were also likely provided by Mr. McEnery during the gathering at the HP Pavilion.

12.12.430(B) of the Municipal Code, requiring that gifts be disclosed in any lobbyist

registration and quarterly reports.

III. SVSE, IN WHICH TOM MCENERY IS A PART OWNER AND IN-HOUSELOBBYIST, HAS NOT FILED A SECOND QUARTER 2DD8 LOBBYISTREPORT AND DOES NOT DISCLOSE ITS GIFT TO SAM LICCARDOIN ANY OF ITS SUBSEQUENT REPORTS

As set forth above, Mr. Liccardo disclosed receipt of two Sharks tickets on May

2, 2008, from SVSE, the value of which total $360.00. Tom McEnery appears to be a

part owner of SVSE and he is registered as an in-house lobbyist on its behalf. This gift

was not disclosed by Urban Markets in any of its 2008 lobbyist reports. Further, it was

not disclosed by SVSE in any of its lobbyist reports filed for the last three quarters of

2008. (See SVSE Lobbyist Reports filed for the third and fourth quarter of 2008,

attached hereto as Exhibit 8.) In fact, it does not appear that SVSE even filed a lobbyist

report for the second quarter of 2008 during which the gift was made to Mr. Liccardo.

IV. CONCLUSION

Council Member Liccardo admitted his violation of the gift laws (Exhibit 4) and

promptly made amends. Mr. Liccardo’s disclosure of the gifted tickets on his forms

demonstrated that any infraction on his part was inadvertent. Regrettably, one cannot say

the same about Mayor McEnery and his associates.

4

SAN JOSE ELECTIONS COMMISSION

ANONYMOUS COMPLAINT SECOND SUPPLEMENT

INDEX OF EXHIBITS

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Exhibit 1 California Form 700- Statement of Economic Interests

Exhibit 2 San Jose Mercury News Article dated April 6, 2009, by DennisTheriault.

Exhibit 3 San Jose Mercury News Article dated April 2, 2009, by JohnWoolfolk.

Exhibit 4 San Jose Mercury News Article dated April 1, 2009, by JohnWoolfolk.

Exhibit 5 City of San Jose list of registered lobbyists.

Exhibit 6 Urban Markets, LLC Quarterly Report, filed July 15, 2008, andamended report filed July 23, 2008.

Exhibit 7 Urban Markets, LLC Quarterly Reports, filed October 14, 2008and January 15, 2009.

Exhibit 8 SVSE Lobbyist Reports filed for the third and fourth quarter of2008.

Date ReceivedSTATEMENT OF E~IC INTERESTS o,,~tol Use Only

ID - 45294086Please type or print in ink,

NAME (LAST)

8?200

COVER PAGE

A Public Document

E-Filed on:

03/30/09 17:02:02

(FIRST) (MIDDLE) DAYIIME TELEPHONE NUMBER

Liccardo, Samuel T.MAILING ADDRESS STREET(May use business address)

CITY STATE

San Jose CA

ZIP CODE

95113

( )OPTIONAL: FAX / E-MAIL ADDRESS

1. Office, Agency, or CourtName of Office, Agency, or Court:

City of San JoseDivision, Board, District, if applicable:

Your Position:

Councilmember~- If filing for multiple positions, list additional agency(ies)/

position(s): (Attach a separate sheet if necessary.)

Agency: Valley Transportation Authority

Position: Board Member

2. Jurisdiction of Office (Check at least one box)

[] State

[]County ofSanta C3:ara

[] City of San Jose

[] Multi-County

3. Type of Statement (Oheck at least one box)

[] Assuming Office/Initial Date: __/ /

[] Annual: The period covered is January 1, 2008,through December 31, 2008.

-or-O The period covered is L / , through

December 31, 2008.

Leaving Office Date Left: __/___J.__(Check one)

O The period covered is January 1, 2008, through thedate of leaving office.

-or-

O The period covered isthe date of leaving office.

[] Candidate Election Year:

/ L__, through

4. Schedule SummaryTotal number of pagesincluding this cover page: 9

Check applicable schedules or "No reportableinterests."I have disclosed interests on one or more of theattached schedules:

Schedule A-1 [] Yes - schedule attachedInvestments (Less than 10% Ownership)

Schedule A-2 [] Yes - schedule attachedInvestments (lo% or greater Ownership)

Schedule B [] Yes - schedule attachedReal Property

Schedule C [] Yes - schedule attachedIncome, Loans, & Business Positions (Income Other than Giftsand Travel Payments)

[] Yes - schedule attachedSchedule DIncome - Gifts

Schedule EIncome - Gifts -

[] Yes - schedule attachedTravel Payments

-or-

[] No reportable interests on any schedule

5. VerificationI have used all reasonable diligence in preparing thisstatement. I have reviewed this statement and to the bestof my knowledge the information contained herein and in anyattached schedules is true and complete.

I certify under penalty of perjury under the laws of the Stateof California that the foregoing is true and correct.

Date Signed 03/30/2009(month, day, year)

Signature Sam Liccardo(File the originally signed statement with your filing official.)

FPPC Form 700 (2008/2009)FPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca,gov

Section 1 Additional Agency (ies) /Position (s) for Liccardo, Samuel T.:

Agency Position

Association of Bay Area GovernmentsJoint Policy CommitteeLocal Agency Formation Commission

DirectorCommittee MemberAlternate Commissioner

SCHEDULE A-1Investments

Stocks, Bonds, and Other Interests(Ownership Interest is Less Than 10%)

Do not attach brokerage or financial statements.

NAME OF BUSINESS ENTITY

NovartisGENERAL DESCRIPTION OF BUSINESS ACTIVITY

PharmaceuticalsFAIR MARKET VALUE[] $2,000 - $10,000[] $100,001 - $1,000,000

NATURE OF INVESTMENT[] Stock

[] Other

[]$10,001 - $100,000[] Over $1,000,000

(Describe)

IF APPLICABLE, LIST DATE:

01 / 01 [ 80 03 / 20 / 08ACQUIRED DISPOSED


Nationwide Health PropertiesGENERAL DESCRIPTION OF BUSINESS ACTIVITY

REIT

FAIR MARKET VALOE[] $2,000 - Sl0,000[] $100,001 - Sl,000,000


[] Other

E~]$10,001 - $100,000[--]Over $1,000,000

(Describe)


/ t. __/ !ACQUIRED DISPOSED


Senior Housing SNIGENERAL DESCRIPTION OF BUSINESS ACTIVITY

REITFAIR MARKET VALUE[] $2,000- $10,000[] $1oo,ool - ~1,ooo,ooo


[] Other

[] $10,0Ol - $1oo,0oo[]OverS1,000,000

(Describe)


0_~__/~__L~z 08 / z__ACQUIRED DISPOSED


MicrosoftGENERAL DESCRIPTION OF BUSINESS ACTIVITY

Software

FAIR MARKET VALUE[] $2,000 - $10,000[] $100,001 - $1,000,000


[] Other

[]$10,001 - $100,000~---IOver $1,000,000

(Describe)

1F APPLICABLE, LIST DATE:

__/~ / !ACQUIRED DISPOSED


American States Water Co.GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Water UtilityFAIR MARKET VALUE[] $2,000 - $10,000[] $1oo,ool - $1,ooo,ooo

[]$10,001 - $100,000[] Over $1,000,000


[] Other


__/ /ACQUIRED

(Describe)

/ /DISPOSED


San Jose Water Co.GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Water UtilityFAIR MARKET VALUE[] $2,000 - $10,000[] $1o0,ool - $1,oo0,ooo

[] $10,001 - $100,000[] Over $1,000,000


[] Other


__/ !ACQUIRED

(Describe)

07/ 07 / 08DISPOSED

Comments:

FPPC Form 700 (2008/2009) Sch. A-1FPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca.gov

SCHEDULE A-1Investments

Stocks, Bonds, and Other Interests(Ownership Interest is Less Than 10%)

Do not attach brokerage or financial statements.


Bank of AmericaGENERAL DESCRIPTION OF BUSINESS ACTIVITY

Financial ServicesFAiR MARKET VALUE[] $2,000 - $10,000[] $1oo,ool - $1,ooo,ooo


[] Other

[] $10,OOl - $10o,0o0[] Over $1,0o0,000

(Describe)


__1 / 1 /ACQUIRED DISPOSED

NAME QF BUSINESS ENTITY

MerckGENERAL DESCRIPTION OF BUSINESS ACTIVITY

PharmaceuticalsFAIR MARKET VALUE[] $2,000- $1o,ooo[] $1oo,ool - $1,ooo,ooo

[] $10,001 - $100,000[] Over $1,000,000


[] Other(Describe)


ACQUIRED DISPOSED


Federal ExpressGENERAL DESCRIPTION OF BUSINESS ACTIVITY

Freight DeliveryFAIR MARKET VALUE[] $2,000 - $10,000[] $100,001 - $1,000,000


[] Other

[] $1o,o01 - $1o0,0oo[] Over $1,000,000

(Describe)


--/~. 1 /ACQUIRED DISPOSED


RocheGENERAL DESCRIPTION OF BUSINESS ACTIVITY

Pharmaceutical ResearchFAIR MARKET VALUE[] $2,000- $10,000 [] $10,001 - $100,000[] $100,001 - $1,000,000 [] Over $1,000,000


[] Other(Describe)


~ 28 / 08 ] !ACQUIRED DISPOSED

I~- NAME OF BUSINESS ENTITY

Clearwire CorpGENERAL DESCRIPTION OF BUSINESS ACTIVITY

Wireless Internet ServiceFAIR MARKET VALUE[] $2,000 - $10,000 [] $10,001 - $100,000[] $100,001 - $1,000,000 [] Over $1,000,000


[] Other


Z0/ 01 / 08ACQUIRED

(Describe)

DISPOSED


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE[] $2,000 - $10,000[] $1oo,ool - $1,ooo,ooo

[] $10,001 - $100,000[] Over $1,000,000


[] Other


Z /ACQUIRED

(Describe)

__[ LDISPOSED

Comments:

FPPC Form 700 (2008/2009) Sch. A-1FPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc,ca.gov

SCHEDULE A-2Investments, Income, and Assets

of Business Entities/Trusts(Ownership Interest is 10% or Greater)

Revocable Trust-Samuel A LiccardoName

Saratoga CA 95070AddressCheck one

[] Trust, go to 2 [] Business Entity, complete the box, then go to 2

Name

AddressCheck one

[] Trust, go to 2 [] Business Entity, complete the box, then go to 2

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE IF APPLICABLE, LIST DATE:[] $2,ooo - St o,ooo[] $1o,ool - $1oo,ooo[] $1oo,0ol - $1,00o,ooo ACQUIRED DISPOSED[] Over $1,000,000

NATURE OF INVESTMENT[] Sole Proprietorship [] Partnership

YOUR BUSINESS POSITIONOther

[] $0 - $499 [] $10,001 - $100,000[] $500- $1,000 [] OVER $100,000[] $1,OOl - $1o,ooo

[~REAL PROPERTY

Check one box:

[] INVESTMENT

Name of Business Entity orStreet Address or Assessor’s Parcel Number of Real Property

San Jose CA 95112Description of Business Activity orCity or Other Precise Location of Real Property

FAIR MARKET VALUE IF APPLICABLE, LIST DATE:

~ $2,000 - $10,000$1o,ool - Stoo,ooo / / /~__

~]$100,001 - $1,000,000 ACQUIRED DISPOSEDOver $1,000,000

NATURE OF INVESTMENT[] Sole Proprietorship [] Partnership

YOUR BUSINESS POSITION

[]$0-$499[] $5oo- $1,ooo[] $1,OOl - $1o,ooo

Check one box:

[~]INVESTMENT

[] $1o,ool -[]OVER $100,000

Name of Business Entity or

Other

[] REAL PROPERTY

FAIR MARKET VALUE[] $2,ooo- $1o,ooo[] $1o,ool - $1oo,ooo[] $100,001 - $1,000,000[] Over $1,000,000

NATURE OF INTEREST[] Proper~y Ownership/Deed of Trust

tFAPPLICABLE, LIST DATE:

ACQUIRED DISPOSED

[] Stock [] Partnership

[] Leasehold [] OtherYrs, remaining

[] Check box if additional schedules reporting investments or real propertyare attached

Street Address or Assessor’s Parcel Number of Real Property

Description of Business ActivityCity or Other Precise Location of Real Property

FAIR MARKET VALUE[] $2,ooo. $1o,ooo[] $1 o,ool - $1oo,ooo[] $100,001 - $1,000,000

[] Over $.1,000,000


! / ]. kACQUIRED DISPOSED

[] Stock [] PartnershipNATURE OF INTEREST[] Property Ownership/Deed of Trust

[] Leasehold [] OtherYrs. remaining

[] Check box if additional schedules reporting investments or rear propertyare attached

Comments:10% interest in late Grandfather’s house FPPC Form 700 (2008/2009) Sch, A-2FPPC Toll-Free HelpNne: 866/ASK-FPPC www,fppc.ca.gov

SCHEDULE BInterests in Real Property

(Including Rental Income)

STREET ADDRESS OR PRECISE LOCATION

410 North 15th StreetC ITY

San Jose, CA 95112FAIR MARKET VALUE[] $2,000 - $10,000[] $1o,ool - $1oo,ooo[] $100,001 - $1,000,000[] Over $1,000,000


~_<9_/~ o 7 / I -ACQUIRED DISPOSED

NATURE OF INTEREST[] Ownership/Deed of T~ust [] Easement

.[] Leasehold []Yrs. remaining Other

IF RENTAL PROPERTY, GROSS INCOME RECEIVED

[] $0- $499 [] $500- $1,000 [] $1,001 - $10,000

[] $10,001 - $100,000 [] OVER $100,000

SOURCES OF RENTAL INCOME: If you own a 10% or greaterinterest, list the name of each tenant that is a single source ofincome of $10,000 or more.

STREET ADDRESS OR PRECISE LOCATION

CITY

FAIR MARKET VALUE IF APPLICABLE, LIST DATE:[] $2,000 - $10,000[] $10,001 - $100,000[] $100,001 - $1,000,000 ACQUIRED DISPOSED

[] Over $1,000,000

NATURE OF INTEREST

[] Ownership/Deed of Trust [] Easement

[] Leasehold []Yrs. remaining Other

IF RENTAL PROPERTY, GROSS INCOME RECEIVED

[] $0~ $499 [] $500- $1,000 [] $1,001 - $10,000

[] $10,001 - $100,000 [] OVER $100,000

SOURCES OF RENTAL INCOME: tf you own a 10% or greaterinterest, list the name of each tenant that is a single source ofincome of $10,000 or more.

* You are not required to report loans from commercial lending institutions made in the lender’s regular courseof business on terms available to members of the public without regard to your official status. Personal loansand loans received not in a lender’s regular course of business must be disclosed as follows:

NAME OF LENDER* NAME OF LENDER*

ADDRESS

BUSINESS ACTIVITY OF LENDER

INTEREST RATE TERM (Months/Years)

% [] None

HIGHEST BALANCE DURING REPORTING PERIOD

[] $5oo- $1,ooo [] $1,OOl - $1o,ooo[] $10,001 - $100,000 [] OVER $100,000

[] Guarantor, if applicable

ADDRESS

BUSINESS ACTIVITY OF LENDER

INTEREST RATE TERM (Months/Years)

.% [] None


[] $5oo- $1,ooo [] $t,OOl - $1o,0oo[] $10,001 - $100,000 [] OVER $100,000

[] Guarantor, if applicable

Comments:FPPC Form 700 (2008/2009) Sch. B

FPPC Toil-Free Helpline: 866/ASK-FPPC www.fppc.ca.gov

SCHEDULE CIncome, Loans, & Business

Positions(Other than Gifts and Travel Payments)

NAME OF SOURCE OF INCOME

City of San JoseADDRESS

San Jose, CA 95113BUSINESS ACTIVITY, IF ANY, OF SOURCE

GovernmentYOUR BUSINESS POSITION

Councilmember

GROSS INCOME RECEIVED

[] $500 - $1,ooo [] $1,OOl - $1o,ooo[] $10,001 - $100,000 [] OVER $100,000

CONSIDERATION FOR WHICH INCOME WAS RECEIVED[] Salary [] Spouse’s or registered domestic partner’s income

[] Loan repayment

[] Sale of(Property, car, boat, etc.)

[] Commission or [] Rental Income, list each source of $10,000 or more

[] Other(Deacribe)

NAME OF SOURCE OFINCOME

ADDRESS

BUSINESS ACTIVITY, IF ANY, OF SOURCE

YOUR BUSINESS POSITION

GROSS INCOME RECEIVED

[] $5oo- $1,ooo [] $1,ool - $1o,ooo[] $10,001 - $100,000 [] OVER $100,000

CONSIDERATION FOR WHICH INCOME WAS RECEIVED[] Salary [] Spouse’s or registered domestic partner’s income

[] Loan repayment

[] Sale of(Property, car, boat, etc.)

[] Commission or [] Rental Income, list each source of $10,000 or.more

[] Other(Deacribe)

* You are not required to report loans from commercial lending institutions, or any indebtedness created as partof a retail installment or credit card transaction, made in the lender’s regular course of business on termsavailable to members of the public without regard to your official status. Personal loans and loans receivednot in a lender’s regular course of business must be. disclosed as follows:

NAME QF I-ENDER~ !NTE~EST ~ATE TEBM (Months/Years)

ADDRESS

BUSINESS ACTIVITY, IF ANY, OF LENDER

.% [] None

SECURITY FOR LOAN

[] None [] Personal residence


[] $5oo- $1,ooo[] $1,001 - $10,000

[] $1o,ool - $1oo,ooo

[] OVER $100,000

[] Real Property

]Guarantor

[] Other

Street address

City

(Describe)

Comments:

FPPC Form 700 (2008/2009) Sch. CFPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca.gov

SCHEDULE DIncome - Gifts

NAME OF SOURCE

Jim Goddard, SV Sports &ADDRESS


EntertainmentDATE (mm/dd/yy)

05/ 02 / 08

Ententertainment

~LUE DESCRIPTION OFGIFT(S)

$ 360.00 2 ticket-Sharks game

__] ! $

--i / $ ¯

NAME OF SOURCE

David & Jucille Packard FoundationADDRESS

Los Altos, CA 94022BUSINESS ACTIVITY, IF ANY, OF SOURCE

Non-ProfitDATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)

0_~&/ ll/ 08 $ 219.74" 1 ticket-CEO BBO

] / $

__J I $.

NAME OF sOURCE

Tom McEnery, San Jose SharksADDRESS


EntertainmentDATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)

0_gJ_/0_Q]_! 0 8 $ 101.00. 1 ticket-Sharks game

I L $

NAME OF SOURCE

Cirque de SoleilADDRESS

Montreal, QC 1246BUSINESSACTIVITY,IFANY, OFSOURCE

EntertainmentDATE(mm~y~ VALUE DESCRIPTION OF GIFT(S)

01/3__~_/08 $. 250.00 2 tickets to Kooza

! L

NAME OF SOURCE

Silicon Valley Leadership GroupADDRESS


Non-Profit/Policy AdvocacyDATE(mm/dd/yy) ~LUE DESCRIPTION OFGIFT(S)

1 ticket-Pasta Bowl081 02L0__~_8 $ 50.00 Event

___/ / $

__] / $

NAME OF SOURCE

AccentureADDRESS

San Jose, CA 95113BUSINESSACTIVITY,IFAN~ OFSOURCE

ConsultantsDATE(mm~d/yy) ~LUE

06/0__q~_/ 08 $ 350.00

DESCRIPTION OFGIFT(S)

Entrance Fee-Triathalon

__L__.I. $.

Comments:

FPPC Form 700 (2008/2009) Sch. DFPPC Toll-Free Helpline: 866/ASK-FPPC www,fppc.ca.gov

SCHEDULE EIncome - Gifts

Travel Payments, Advances,and Reimbursements

Name

Liccardo, Samuel To

¯ Reminder - you must mark the gift or income box.¯ You are not required to report "income" from government agencies.

NAME OF SOURCE

Responsible Hospitality InstituteADDRESS

CITYANDSTATE

Santa Cruz, CA 95060BUSINESSACTIVITZIFANY, OFSOURCE

Leadership Summit

DATE(S): 0_~J_/~08 - 04]0_~_,/08 AMT: $ 450.00~f appficable)

TYPE OF PAYMENT: (must check one) [] Gift [] Income

DESCRIPTION: Travel Reimbursement

NAME OF SOURCE

ADDRESS

CITY AND STATE


NAME OF SOURCE

DATE(S):____J_ /. / / AMT:(If applicable)

TYPE OF PAYMENT: (must check one) [] Gift

ADDRESS

CITY AND STATE


DATE(S):____/. /. /. L AMT: $(If applicable)


DESCRIPTION:

NAME OF SOURCE

ADDRESS

CITY AND STATE


DESCRIPTION:

DATE(S):~. /. /~___ AMT: $.(If applicable)

[] Income


DESCRIPTION:

Comments:

FPPC Form 700 (2008/2009) Sch. EFPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc,ca.gov

ercuryNews.c0m

San Jose CouncilmanLiccardo concludes gift ofSharks tickets violatedethics laws

By Denis C. TheriaultMercury News

The amount he reported came into question late lastweek, after a staff member checked with Sharksofficials who said two of the tickets -- whichLiccardo used with his girlfriend last May and listedat $180 each --- may have been worth significantlyless.

While acknowledging that may be the case, Liccardoin an e-mailed message to constituents said hewanted to use an "abundance of caution" in movingforward and clearing the air.

Posted: 0410612009 07:55:35 PM PDT

Politics page

~’atest political news

San Jose Councilman Sam Liccardo on Monday saidhe had given up efforts to divine the precise worthof the three Sharks tickets he acknowledged lastweek he had improperly received.

Instead, he will "proceed under the assumption" thatthey were worth as much as he initially reported --$461 -- an amount that puts him afoul of stateethics rules.

"It’s easier simply to assume there’s been a violationand move on," he told the Mercury News, "than toengage in any tit-for-tat about what the price was ona ticket I threw away a year ago."

The Mercury News brought the issue to Liccardo’sattention last week after reviewing city officials’annual reports that list any gifts or side incomethey’d received in the past year.

Besides apparently violating the state’s PoliticalReform Act, which for 2008 banned gifts larger than$390, Liccardo also violated San Jose’s gifts policy,

Liccardo, who notes that city officials also areallowed free use of a special box at Sharks games,also reported a third ticket, worth $101, as a gift lastApril from former Mayor Tom McEnery. McEnery, aSharks co-owner, at the time was promoting anurban market on his family’s property in San PedroSquare.

McEnery has previously said Liccardo merely sat inon a portion of a game as part of a gathering thathad begun earlier in the evening. The Sharks onMonday once again did not return a Mercury Newscall seeking clarification about any of the tickets;Liccardo has said team Vice President Jim Goddardinvited him and his girlfriend to join him at the Mayplayoff game.

City Attorney Rick Doyle, who said he hadn’t yettalked to Liccardo about the latest development,confirmed Monday that the councilman would haveto recuse himself from any votes involving theSharks.

which forbids officials from accepting sports tickets.

But though Doyle earlier said that penalty would bein place for a year, on Monday the city attorneyclarified it likely would last only a few weeks -- untilMay 2, one year after the most recently reported gift.

As for any Sharks-related votes that were takenbefore the flap emerged?

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"We’d have to look at those," Doyle said, "but I’m notaware of any."

Contact Denis C. Theriault at [email protected] or 408-275-2002.

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Web Scorch by ~A.OO~ ~.~ San J .... CA NoW:~5°F H~gb:~3°F Low:47’~ ~,~ orsi~ .i lit

Most Viewed Most Emailed (~ P.eprin~

I. Missing Tracy girl’s ~ Pdn~ ~ Emai] ~Font Resizabody found

2, MisslngTracy girl,Sandra Cantu,found dead in farmpond

3. Woman found deadalong 6880 inFremont identified

4. Celebrity photos:Carrie Underwood,Taylor Swift. ~ A San Jose councilman’s revelation that he improperly accepted freeJulianne Hough .... ~ admission to a Sharks hockey game from a part-owner of the team who was

5. San Ramon boy seeking city funding for a downtown project prompted calls from some cdficsgoes in for a liver, Thursday for the council to reconsider its vote on the matter,

new heart But the city attorney said the improper gift doesn’t taint the council’s6. Body of missing ~ controversial vote to give $6 million in loans and grants to the "urban market"

Northern Calif. girl project by Tom McEnery, the former mayor who owns part of the team.found

~ Councilman Sam Liccardo disclosed Wednesday that he received threetickets totaling $461 in value to two Sharks games last Apdl and May fromteam officials, including McEnery. Told later Wednesday by the Mercury Newsthat free admission to sporting events violates the city’s laws governing gifts topublic officials, LJccardo promptly repaid the team.

Top Classifieds

Councilman’s violation of gift law won’t taint vote ondowntown San Jose project, attorney says

By 3ohn WoolfolkHercury NewsPosted: 04/02/2009 06:49:95 PH PDT

Though McEnery was at the time seeking city aid for an "urban market"project to revitalize his family’s downtown San Pedro Square, City AttorneyRick Doyle explained that the free access came at the expense of the Sharks,not McEnery.

Politics pageLatest political news

Related StoriesApt 6:

San Jose Councilman Liccardoconcludes ailt of Sharks tickets

Apt 3:Sa~ Jose CoupcilmaM Liccardo; Giftof Sharks tickets may be worth less

Apr1:

In addition, Doyle said. the state law that woul¢ have disqualified Liccardo from participating in the San Pedro vote istriggered by gifts exceeding $390 from a single source. Though Liccardo reported $461 worth of Sharks tickets, only$101 of that involved McEnery.

"The Sharks paid for the ticket," Doyle said. "The urban market is

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not part of thatequation."

Doyle earlier noted that Liccardo would have toabstain from voting on any Sharks-related mattersfor one year.

Even cdtics of McEnery seemed willing to giveLiccardo a pass for what appeared to be an honestmistake.

But the revelations added fuel to a fire overMcEnery’s efforts to secure city aid for the marketproject,

An anonymous ethics commission complaint alleginghe skided lobbying laws remains under investigation.Attorney James McManis, who represents theunnamed cdtic who filed the complaint, saidThursday he plans to file an amendment adding"McEnery’s latest shenanigans" as evidence.

But no council members joined the outcry, The onlymember who opposed funding for the project, NoraCampos, said in a statement that "the determinationof how to proceed is best left to the city attorney,"

McEnery denied giving Liccardo or other council members tickets and said he was outraged by the notion he offeredgame access to grease his project’s approval. "This had nothing to do with San Pedro Square," McEnery said.

Liccardo and McEnery clarified Thursday that there was no actual ticket to the April 1, 2008, game, as reported on thecouncilman’s yearly financial disclosure form. The two met visiting dignitaries at a San Pedro Square restaurant, thenwent to HP Pavilion. where Liccardo accompanied McEnery past the ticket-taker. Both said the market project nevercame up.

Llccardo said he later asked a staffer to tind out the value of a game ticket because he felt his attendance should bedisclosed as a gift. He also disclosed his attendance on his official calendar.

The calendar Item noted that Mayor Chuck Reed also attended the dinner and game. But Reed’s spokeswoman saidthe mayor left the gathering early and did not go to the arena.

Uccardo also reported two tickets worth $360 given to him and his girlfriend for a May 2 Sharks game by Jim Goddard,a vice president of team owner Silicon Valley Sports and Entertainment, of which McEnery is a partner. I iccardo saidThursday that Goddard had invited the couple to the game. Team officials did not respoi~d to calls seeking comment.

San Jose law generally prohibits gifts over $50 in value and specifically prohibits gifts of tickets or free admission tosporting events.

Because state law bars government officials from receiving gifts above a certain amount, Doyle said Liccardo’sattendance at the two games appeared to violate state restrictions, too. Doyle said a refresher course for the councilmay be in order.

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Contact John Woolfolk at iwoolfolk@mercuP/news,com or 408-975-9346.

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San Jose councilmanadmits violating gift laws

By John WoolfolkMercury News

Posted: 04/01/2009 07:51:56 PM PDTA San Jose city councilman Wednesday admittedviolating city and state gift policies by acceptingthree hockey tickets to the San Jose Sharks, worth atotal of $461, from team owners including TomMcEnery -- the former mayor who at the time wasseeking redevelopment funds for a controversialproject involving his downtown property.

threshold was $390 in 2008 and will be $420 thisyear.

San Jose’s municipal code adds furtherrestrictions, generally prohibiting gifts over $50. Itexempts things such as wedding gifts, holiday andparty gift exchanges, business-related travel andadmission to cultural, political or ceremonial events.But it specifically excludes sports tickets from thelist of exceptions.

Liccardo reported receiving a ticket worth $101from McEnery on April 1, 2008, and two others May2 totaling $360 from Jim Goddard, a vice presidentof Sharks owners Silicon Valley Sports andEntertainment.

Councilman Sam Liccardo reported receiving thetickets on a routine disclosure form that state lawrequires top government officials to file every April1. After the Mercury News reminded him that SanJose law says ’’tickets to professional sportingevents" are among prohibited gifts to city officials,Liccardo checked with the city attorney, thenacknowledged he had made a mistake.

"1 clearly violated the regulations," Liccardo said,adding that ’I’11 be cutting a check today" to repaythe team owners for the gift tickets.

"It was my mistake, and I need to correct that," saidLiccardo, an attorney who was one of the council’smost ardent backers of McEnery’s redevelopmentproposal, which the council approved earlier thisyear. ’TII have to address whatever theconsequences."

Doyle said the total violated the state cap on gifts aswell as city policy, and that as a result, Liccardo willhave to recuse himself from voting on mattersinvolving the Sharks for a year. He said he wasunsure whether other penalties might apply, but hesaid Liccardo’s mistake was "an oversight" and that"the important thing is to pay it back,"

Liccardo said he had misunderstood the ownershipstructure of the Sharks, but after checking with thecity attorney he recognized that the team is ownedby Silicon Valley Sports and Entertainment, of whichMcEnery is a part owner. By Wednesday afternoon hesaid he was delivering checks to McEnery and theteam for the tickets.

McEnery told the Mercury News he didn’t recallgiving the tickets to Liccardo, whose councilcalendar shows the pair met at HP Pavilion for"dinner and San Jose Sharks Game;" Mayor Chuck

Liccardo also appears to have violated the Reed’s calendar also shows that he was at that sameCalifornia’s Political Reform Act, which generally gathering, though he did not report receiving tickets~rehibits elected and other top government officials or dinner and described the meeting as a coffee.from accepting gifts in any single year above acertain value. City Attorney Rick Doyle said that Liccardo’s calendar records the May 2 event as

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simply attending a sharks game. He said he wentwith his girlfriend.

Contact John Woolfolk at [email protected] (408) 975-9346.

At the time, McEnery, who served as mayor in the1980s, was seeking $6 million in redevelopmentloans and grants for an "urban market" project torevitalize his family’s San Pedro Square restaurantrow. And his efforts to sell the project to cityofficials have drawn fire. A complaint filed with a cityethics commission on behalf of an anonymous criticaccuses the former mayor and his family of skirtingcity lobbyist laws by failing to disclose meetingswith city officials in 2007 and 2008. An independentevaluation of the complaint is pending.

The Sharks tickets weren’t the only gifts Liccardoreceived. He and council members Kansen Chu,Nancy Pyle and Campos each reported a pair ofcomplimentanj tickets to Cirque du Soleil early lastyear. The pairs of tickets ranged in value from $420for Chu to $210 for Campos. But Doyle said thecircus would fall under the "cultural events"exemption.

Liccardo wasn~ the biggest gift-getter. Chu, inaddition to claiming the highest-priced circustickets, traveled to China on a business tdp courtesyof U.S. Silicon Valley-China Sister Cities and theAnhui Benevolent Association for a total value of$4,465. He also attended a Packard Foundationevent with two courtesy tickets worth $520.

Some city leaders’ forms suggest a spartan civic life,with little if anything in the way of outside gifts andearnings. Councilwoman Madison Nguyen reportedno outside income sources or gifts at all. And Reedreported only his wife!s six-figure earnings as aPalo Alto Medical Foundation nurse.

Statements of economic interest may be viewedonline through the city clerk’s web page at www.sanjoseca.gov.

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2 of 2 4/1/2009 9:27 PM

City of San Jose Registered Lobbyists - 2009

Callon, Linda - Berliner Cohen FWSH Partners, LLC Linda Callon, ContractFederal Realty Investment TrustHunter/Storm LC

!Cox, Castle & Nicholson, LLP Cisco Technology, Inc. Scott Birkey, Margo Bradish, Anne Mudge, ContractCoyote Housing GroupWilliams & Dame Development, Inc.SummerHill Homes

Cunneen, Jim (California Strategies, LLC) Athletics Baseball Company Jim Cunneen ContractSolFocus, Inc.

Diaz, Manny (Manny Diaz & Associates) American Chemistry Council Manny Diaz Contract

Guerra, Joe Saggau & DeRolle Joe Guerra, Contract~,CE Charter Schools

HMH Engineers Borelli Investment Company Tom Armstrong, Ray Hashimoto, ContractCilker Omhards David Yocke, Melissa Lander, Bill Sowa,J. Arthur PropertiesRancho San VincenteRepublic Urban Properties - Western Div.San Jose Flea MarketSummerhill HomesThe Irvine CompanyTishman-SpeyerWestfield Corporation Inc.

Hopkins & Carley, LC Rancho San Vincente Joan R. Gallo ContractTomato Thyme

Luce, Forward, Hamilton & Scripps, LLP iStar Financial Jennifer Renk, Tim Testa Contract

Updated: 3/t2/2009 CityClerks-mc 1 of 5


Matteoni, O’Laughlin & Hechtman Barbaccia Properties Norman Matteoni, Peggy O’Laughlin, Bart Hechtman, ContractClear Channel Outdoor ("CCO") Bradley Matteoni, Gerald Houlihan,Hospital Corporation

Morley Bros., LLC Cisco Systems, Inc. Sean Morley, Eric Morley, Contract

Olsen, Barbara Zeitman Norcal Waste Barbara Zeitman Olsen Contract

Pirayou, Ash Coyote Valley Research Park, LLC Ash Pirayou, ContractPirayou Properties, LLCUrban West Assoc. of San Diego, LLCWestfield Corporation

Public Affairs Associates, Inc, Bay 101 Edward McGovern, Muffle Meier, Don Cecil, ContractCadence Design SystemsChevron Texaco, Corp.

Delta TowingCity TowMotor Body

Riding Morley, LLC Signature Properties, Inc. Eric Morley, Sean Morley, Ken Riding, Tom Quaglia, Contract

Ruth and Going, Inc. (Gerry DeYoung) Arcadia Development Co. Gerry DeYoung, ContractRosemar Enterprises

Updated: 3/t2/2009 CityClerks-mc 2 of 5

City of San Jose Registered Lobb ’ists - 2009

BP West Coast Products, LLCCapers LoftCaravan LoungeDTBA, LLCEi8ht Group, IncFour AmigosGarden City SanitationGeorgie FanM Bar Inc.Mission Ale HouseMotif, LLCO’Flaherty’s Irish PubRenzo’s Bar & Grill, Inc.Smoke 152 PostSouth First BilliardsStation 81 Holdings, LLCVoodoo LoungeZPD, Inc.

Sausedo, Patricia Edenvale Holdings Patricia Sausedo, Dennis C. Martin, ContractNAIOP, Silicon Valley Chapter

Strangis, Jerry ’AV Base San Jose, LLC Jerry Strangis, ContractBFI Industries/Allied WasteBill Spencer/Spencer 3 Ways, Inc.Core DevelopmentCourtesy TowHua, RichardIrene PestanaKantilal MadhvaniMcCarthy Ranch Limited PartnershipMexican American Community Service AgencyMichael Roberts ConstructionMTA PropertiesNext Group (Northpoint Development)Yellow Checker Cab

Updated: 3/12/2009 CityClerks-mc 3 of 5


Cilker OrchardsConstructive Investment Group LLCFlea Market, Inc.Hamilton Partners, LLCHudson CompaniesHudson Industrial EquitiesRegional Medical Center of San JoseRocketship EducationSan Jose Hospital, LPTrumark Companies, LLCVista Montana Park Homes LLCWTI, Inc (c/o Thompson Dorfman Partners)Zanker Road Resource Management, LTD.

California Apartment Assoc., Tri-Cty Joshua Howa~, In-Hse(Joshua Howard)Coleman Airport Partners, LLC Deke Hunter, Ed Storm, Keith Wolff, Lew Wolff, In-HseComcast Corporation Laura Macias, In-Hse

DAL Properties, LLC Charles W. Davidson, Mark D. Lazzarini, In-HseAntonio V. Arreola,

Earthquakes Soccer, LLC Keith Wolff, Lew Wolff, In-Hse

FWSH Partners, LLC Keith Wolff, Lew Wolff, In-Hse

Home Builders Association Jenni~r Rodriguez In-Hse

HunterlStorm, LLC Derel K. Hunter, Jr., Ed Storm In-Hse

Irvine Apartment Communities LLC Don Bragg, Rick Lamprecht In-Hse

KB Home South Bay Drew Kusnick, Chris Apostolopoulos, In-HseRay Panek, ,left McMullen~ StevePatrick.Coyle, Marc Burnstein, Daniel Zwicker,Talli Robinson, Jed Bennett, Henryk Tay, Mike Miller,Todd Callahan, Brian Guernsey, Craig LeMessurier,Eric Van Dusen, Ralph Gonzales,



Oracle USA, Inc. Pare Snyder, Travis Binen, John Mayhew, In-Hse

Pacific Gas & Electric Company Papia Gambelin In-Hse

Powell, David David Poweil In-Hse

Republic Urban Property LLC Michael R. Van E~ery, Erik Hayden, In-Hse

San Jose Downtown Assoc. Scott Knies, In-Hse

San Jose Silicon Valley Chamber of Pat Dando, Jody Hansen, James Parrish, In-HseCommerce

San Jose Transit Village Partners, LLC David Neal, Chris Neale, In-HseMark Hirth, Ash Pirayou,

Santa Clara County Building Trades Council Nell Struthers, Josue Garcia, In-Hse

Silicon Valley Leadership Group Shiloh Ballard, Bena Chang, Carl Guardino, In-HsePeter Skinner, Bob Hines, Mile Mielke,

Silicon Valley Sports & Entertainment, LLC Donald Gralnek, Greg Jamison, Charlie Faas, In-HseMalcom Bordelon, Jim Goddard, Tom McEnery,

South Bay Labor Council Phaedra Ellis-Lamkins, Mary Creasman In-Hse

Summer Hill Homes, LLC Joseph Head, Robert Hencken, Robert Freed, In-HseVince Cantore, Katia Kumangar

Urban Markets, LLC !Sarah Brouillette, Martin Menne, In-HseJohn McEnery IV, Tom McEnery,

Williams & Dame Development, !nc, Homer Williams, Dike Dame, Trevor Rowe, In-HseMatt Brown, Dina Alexander, Christe White,

Zankar Road Resource Mgmt. Richard Cristina, Barry Cristina, Jeff Cristina, Murray Hall, In-HseJesse Weigel, Frank Weigel, Michael Gross, Emily Hanson


CITY OF SAN JOSE LOBBYIST REPORT-,--~-~’,-’ k~.~,

SEE INSTRUCTIONS ON REVERSEFile Original with the City Clerk

For Official IJ~e Only[] This is a Registration Report,

Page _L_. of_~,[] This is a Quarterly Report covering the period:

[] January 1-March 31, (Due by Apr 15a)

[~’April 1-June 30, ~ (Due by Ju115th)

[] July 1-September 30, (Due by Oct 15~)

[] October 1-December 31, ~ (Due by Jan 15t~)

[] This is an AMENDMENT to the Lobbyist Report filed: ,,

[] This is a TERMINATION Report effective as of:

NAME OF LOBBYIST:

BUSINESS ADDRESS: (Number and Street) (City) (State) (Zip Code) TELEPHONE NUMBER:

FAX NUMBER:

MAILING ADDRESS: (If different than above) E-MAIL:

Last Updated 11/19/2007 City of San Jose Lobbyist Report- t

CITY OF SAN JOSE LOBBYIST REPORT Page ~ of

~ CONTRACT LOBBYISTSpeci~ how the Contract Lobbyist is organized:

~ Sole Proprietorship ~ Partnership ~ Non-ProfltCorporation ~ For-ProfitCorporation ~ Other

Name of each person working for the Contract Lobbyist that is engaged in lobbying activity:,

[] If the Lobbyist is a sole proprietor or partnership of fewer than five (5) persons, state the name(s) of the sole proprietor or persons with anownership interest in the business:

[] If the Lobbyist is a corporation (for-profit or non-profit), state the names of Officers and Agent for Service of Process:

~i"~-HOUSE LOBBYISTSpecify how the In-House Lobbyist is organized:

[] Sole Proprietorship [] Partnership [] Non-Profit Corporation [] For-Profit Corporation

Name of each owner, compensated officer, or compensated employee engaged in lobbying activity on behalf of the In-House Lobbyist:

[] If the Lobbyist is a sole proprietor or partnership of fewer than five (5) persons, state the name(s) of the sole proprietor or persons with an

~hhip interest in the business:

e Lobbyist is a corporation (for-profit or non-profit), state the names of Officers and Agent for Service of Process:

[] EXPENDITURE LOBBYISTSpecify how the Expenditure Lobbyist is organized:

[] Sole Proprietorship [] Partnership [] Non-Profit Corporation [] For-Profit Corporation [] Other.

Name of each person working for the Expenditure Lobbyist that is engaged in lobbying activity (if applicable):

[] If the Lobbyist is a sole proprietor or partnership of fewer than five (5) persons, state the name(s) of the sole,proprietor or persons with anownership interest in the business:

[] if the Lobbyist is a corporation (for-profit or non-profit), state the names of Officers and Agent for Service of Process:

[] This page may be duplicated, If more space is needed, check box and fill out a duplicate continuation sheet,Last Updated 1"1/19/2007 City of San Jose Lobbyist Report - 3

SECTION II, IN-HOUSE LOBBYIST

Describe the nature and purpose of the business, organization or association.

Describe in detail the legislative or administrative action(s) the In-House Lobbyist seeks to influence and the outcome sought.

,,

City Official Contacted.~’~,’r,~’v~-~v=’~ ~.~ ~.~,’.,~ Individual Who Made Contact’. ~,,~ ~.~ ;r’r~ ’Identify Action:

Date(s) of Contact:.,. F~"~,4-!~."I’Contacts [~(1) [] (2-5) [] (6-10) [] (11 ormore)

City Official Contacted:Identify Action:Date(s) of Contact:Contacts ~(1) ~ (2-5) ~ (6-10) ~ (11 ormore)

Ci~ Official Contacted:Identi~ Action:Date(s) of CoEtact:Contacts ~(1) ~ (2-5) ~ (6-10) D (11 ormore)

City Official Contacted:’F~’T~" ~-z~ ,.~r,4~ I~,I~45~ Individual Who Made Contact:Identi~Action: ~~ p~~ ~ ~ ~o~Date(s) ofContact: ~ ~t ~e~ ..Contacts ~1) ~ (2-5) ~ (6-10) ~ (11 ormore)

[] A disclosure (Form D) was filed with the Office of the City Clerk regarding all contingent compensation arrangements with owners,officers and employees engaged in lobbying activity on its behalf. This disclosure was filed by

(Name of Filer)[~This page may be duplicated, If more space is needed, check box and fill out a duplicate continuation sheet.

Last Updated 11/19/2007 City of San Jose Lobbyist Report - 7

IV, ADDITIONAL DISCLOSURES

[~1 have reviewed the schedules and forms and I have nothing to report.

Page _,Z~_ of_ 4-_,

Attached to this Report is/are the following Schedule(s) or Form(s): (check all that apply)

[] Schedule A- Campaign/Officeholder Contributions, Independent Expenditure, Fundraising, Donation

[] Schedule B - Payment for Consultant or Other Services

[] Schedule C - Activity Expenses

[] Form D - Lobbyist Disclosure of Contingent Compensation (May File Separately)

[] Form E - Lobbyist Annual Registration and Client Renewal

[] Form F - Contract Lobbyist Client Notice of Termination (May File Separately)

[] Form G - Contract Lobbyist Notice of New Client (May File Separately)

[] Lobbyist Registration Fee (January 1 - June 29) ($350)

[] Pro -Rated Registration Fee (June 30 - December 31) ($175)

[] Contract Lobbyist Client Fee ($60) x Number of Clients (.~

[] Form E: Annual Lobbyist Registration Renewal ($350) $[] Form E: Annual Contract Lobbyist Client Fee Renewal ($60) x Number of Clients (__)

-$$__$__

Total Payment Due With Report $

Note: Consult with the Office of the City Clerk to determine if you are subject to late fees in addition to the payment due above.

I certify that I have been authorized by the Lobbyist identified above to make this verification, I have reviewed the requirements ofthe provisions of the San Jose Municipal Code (Chapter 12,12), I certify under penalty of perjury under the laws of the State ofCalifornia that I have reviewed this Lobbyist Report and to the best of my knowledge the information contained herein is true andcomplete,

Print Name Title ~ 4"~rb~l’ p,’I~TMEI

Executed On(month, day, year)


Hct, dvL!.)CITY OF SAN JOSE LOBBYIST REPORT

SEE INSTRUCTIONS ON REVERSEFile Original with ~he City Clerk uu~ JLJL P

[] This is a Registration Report.Page_L of____~,

[] This is a Quarterly Report covering the period:

[] January 1-March 31, ~ (Due by Apr 15~h)

[] April 1dune 30, ~ (Due byJu115t~)

[] July 1-September 30, (Due by Oct !5~,)

[] October 1-December 31,- (Due by Jan 15~")

JThis is an AMENDMENT to the Lobbyist Report filed: 4~.-’,,/~. ~.~E,¯ i-


NAME OF LOBBYIST:

BUSINESS ADDRESS: (Number and Street) (City) (State) (Zip Cede) TELEPHONE NUMBER:

FAX NUMBER:



CITY OF SAN JOSE LOBBYIST REPORT Page ____~of__~"

~ CONTRACT LOBBYISTSpeci~ how the Contract Lobbyist is organized;

~ Sole Proprietorship ~ Padnership ~ Non-Profit Corporation ~ For-Profit Corporation ~ Other

Name of each person working for the Contract Lobbyist that is engaged in lobbying activity:


[] If the Lobbyist is a corporation (for.profit or non-profit), state the names of Officers and Agent for Service of Process’,

[~IN-HOUSE LOBBYIST

Specify how the In-House Lobbyist is organized’,

[] Sole Proprietorship [] Partnership [] Non-Profit Corporation [] For.Profit Corporation

Name of each owner, compensated officer, or compensated employee engaged in lobbying activity on behalf of the In-House Lobbyist:


[~the Lobbyist is a corporation (for-profit or non-profit), state the names of Officers and Agent for Service of Process:

[] EXPEND TURE LOBBYISTSpecify how the Expenditure Lobbyist is organized:


Name of each person working for the Expenditu~e Lobbyist that is engaged in lobbying activity (if applicable):


[] if the Lobbyist is a corporation (for-profit or non-profit), state the names of Officers and Agent for Service of Process:

[] This page may be duplicated, If more space is needed, check box and fill out a duplicate continuation sheet,Last Updated 111t9/2007 City of San Jose Lobbyist Report- 3

SECTION II. IN-HOUSE LOBBYIST



2,

3,

4.

City Official Contacted: ~ v,,,=-~.~.~,,,! ; ~,�1=~f. ,~4,v’#e~pu~dividual Who Made Contact:Identify Action: |~.’r’F., o ~v,~)-’/~

Date(s) of Contact:.

Contacts (1) [] (2-5) [] (6-10) [] (11 crmore)

City Official Contacted:Identify Action:Date(s) of Contact:Contacts ~ (1) ~ (2-5) ~ (6-10) ~ (11 ormore)

City Official Contacted:Ident fy Act on,Date(s) of Contact:Contacts ~ (1) ~ (2-5) ~ (6-10) ~ (11 or more)

City Official Contacted: Individual Who Made Contact:Identify Action:Date(s) of Contact:.Contacts [] (1) [] (2-5) [] (6-10) [] (11 ormore)

[] A disclosure (Form D) was filed with the Office of the City Clerk regarding all contingent.compensation arrangements with owners,officers and employees engaged in lobbying activity on its behalf. This disclosure was filed by

(Name of Filer)[] This page may be duplicated, If more space is needed, check box and fill out a duplicate continuation sheet,

Last Updated 11/19/2007 City of San Jose Lobbyist Report- 7

IV, ADDITIONAL DISCLOSURES Page ’q" of._~,

I have reviewed the schedules and forms and I have nothing to report.

Attached to this Report is/are the following Schedule(s) or Form(s): (check all that apply)

[] Schedule A - Campaign/Officeholder Contributions, Independent Expenditure, Fundraising, Donation



[] Form D - Lobbyist Disclosure of Contingent Compensation (May File Separately)






[] Contract Lobbyist Client Fee ($60) x Number of Cents (~)

[] Form E: Annual Lobbyist Registration Renewal ($350)

[] Form E: Annual Contract Lobbyist Client Fee Renewal ($60) x Number of Clients (__$

Total Payment Due With Report $ ~

Note; Consult with the Office of the City Clerk to determine if you are subject to late fees in addition to the payment due above.

I certify that ! have been authorized by the Lobbyist identified above to make this verification. I have reviewed the requirements ofthe provisions of the San Jose Municipal Code (Chapter 12.12). I certify under penalty of perjury under the laws of the State ofCalifornia that I have reviewed this Lobbyist Report and to the best of my knowledge the information contained herein is true andcomplete.

PrintName Jet-h,,t P’, N~;M~t. ~ Title

S gnature ¯ "* Executed On(month, day, year)

Last Updated 11/19/2007 City of San Jose Lobbyist Report- 11

CITY OF SAN JOSE LOBBYIST REPORT~;~t

SEE INSTRUOTIONS ON REVERSEFile Original with the City Clerk N

For Official Use Only[] This is a Registration Report, Page ~ of[~/This is a Quarterly Report covering the period:

[] January 1-March 31,_ (Due byApr 15t")

[] April 1-June 30, (Due by Ju115~)

~/’~uly 1-September 30, ~ (Due by Oct 15~")

[--I~ October 1-December 31, (Due by Jan 15t~)

[] This js an AMENDMENT to the Lobbyist Report filed: ,,

[] This is a TERMINATION Report effective as of: ,,

NAME OF LOBBYIST;

w~t4 ~ 61z.-~’=--"F ~; t PL.-C


7"/"/-~.FAX NUMBER:

MAiLiNG ADDRESS: (If different than above) E-MAIL:

Last Updated 11/19/2007 City of San Jose Lobbyist Report

CITY OF SAN JOSE LOBBYIST REPORT Page ~ of

[] CONTRACT LOBBYISTSpecify how the Contract Lobbyist is organized:

[] Sole Proprietorship [] Partnership [] Non-Profit Corporation [] For-Profit Corporation [] Other

Name of each person working for the Conlract Lobbyist that is engaged in lobbying aclivity:


[] If the Lobbyist is a corporation (for-profit or non-profit), state the names of Officers and Agent for Service of Process;

[~IN-HOUSE LOBBYISTSpecify how the In-House Lobbyist is organized:

[] Sole Proprietorship [] Partnership [] Non-Profit Corporation [] For-Profit Corporation~Other L L

Name of each owner, compensated officer, or compensated employee engaged in lobbying activity on behalf of the I~i-House Lobbyist:


[~’lf the Lobbyist is a corporation (for-profit or non-profit), state the names of Officers and Agent for Service of Process:

[] EXPENDITURE LOBBYISTSpecify how the Expenditure Lobbyist is organized:





[] This page may be duplicated. If more space is needed, check box and fill out a duplicate continuation sheet,Last Updated 11/t9/2007 City of San Jose Lobbyist Report - 3

SECTION II, IN-HOUSE LOBBYIST Page ~ of ~.~___.



At

City Offic~a ontacted:Je,,4~/"v--~]z,4-)t .,e~} ~,f~,4~,ff-4-~ Individual Who Made Contact: J~2R~/~-~,~ T’o,~ f4 ~’,,~-’p--?,’.ldentify Action:. b I.~t..~/$z=E"b

Date(s) of Contact:

Contacts [~F~’I) [] (2-5) [] (6-10) [] (11 or more)

City Official Contacted: ~,~..~, ~ .~.~,~.~=.~S Individual Who Made Contact:,)~,t~.,uIdentify Action: h~’~’5 u~.-~,,"r~J ~#3z-y~"F" /~,~-’~a~ ~’-~,~J-~"

Date(s) of Co,act: c~ IZ--

Contacts [~/(1) [] (2-5) [] (6-10) [] (11 ormore)

City Official Contacted: ~"~ ~.,4.~,,~,, 4-~.4,u) ~ff~ ##H t Individual Who Made Contact:IdentifyActlon: bl~v~ ~ ~~

Date(s) of Contact: ff !~ }~Contacts ~) ~ (2-5) ~ (6-10) ~ (11 or more)

~i~ Offic,al ~4tactea: ~6~ Individual Who Made Contact:Identify Action’, ~$~ ..~ ~~Date(s) of Conta~: ff ~>~ o~Contacts ~(1) ~ (2-5) ~ (6-10) ~ (11 ormore)

[] A disclosure (Form D) was filed with the Office of the City Clerk regarding all contingent compensation arrangements with owners,officers and employees engaged in lobbying activity on its behalf, This disclosure was filed by

(Name of Filer)E~s page may be duplicated. If more space is needed, check box and fill out a duplicate continuation sheet.

Last Updated 11119/2007 City of San Jose Lobbyist Report- 7

LOBBYIST CONTACT CONTINUATION SHEET~(Section I, II or Ill)

City Official Contacted: #4-,,v~ ~.4 Ct-~H~.-~ 19 ndiv dual Who Made Contact:

Identify Action: ~)~ u~

Date(s) of Contact: ~

Contacts ~) ~ (2-5) ~ (6-10) ~ (11 ormore)

City Official Contacted:Identify Action:

Date(s) of Contact:

Contacts [] (1) [] (2-5)

City Official Contacted:

Identify Action:.

Date(s) of Contact:

Contacts [] (1) [] (2-5)


Identify Action:

Date(s) of Contact:,

Contacts [] (1) [] (2-5)


Identify Action:


Contacts [] (1) [] (2-5)


Identify Action:

Date(s) of Contact:,

.Indiv dua Who Made Contact:

[] (6-10) [] (11 or more)

ndividual Who Made Contact:

[] (6-10) [] (11 ormore)

Individual Who Made Contact:

[] (6-1o) [] (11 or more)


[] (6-10) [] (11 or more)


Contacts [] (1) [] (2-5) [] (6-10) [] (11 ormore)

City Official Contacted: .Individual Who Made Contact:

Identify Aclion:

Date(s) of Contact:

Contacts [] (t) [] (2-5) [] (6-10) [] (11 ormore)

Individual Who Made Contact:City Official Contacted:Identify Action:

Date(s) of Contact:

Contacts [] (1) [] (2-5) [] (6-10) [] (11 ormore)

[] This page may be duplicated, If more space is needed, check box and fill out a duplicate continuation sheet.

Last Updated 7/1/2008 City of San Jose Lobbyist Report- Sup


~1 have reviewed the schedules and forms and I have nothing to report.

[] Attached to this Report is/are the following Schedule(s) or Form(s): (check all that apply)

[] Schedule A- Campaign/Officeholder Contributions, Independent Expenditure, Fundraising, Donation


[] Schedule C -Activity Expenses

[] Form O - Lobbyist Disclosure of Contingent Compensation (May File Separately)




Page ~ of b~".



[] Contract Lobbyist Client Fee ($60) x Number of Clients (__

[] Form E’, Annual Lobbyist Registration Renewal ($350)

[] Form E: Annual Contract Lobbyist Client Fee Renewal ($60) x Number of Clients (~)

Total Payment Due With Report

Note’. Consult with the Office of the City Clerk to determine if you are subject to late fees in addition to the payment due above.

I certify that I have been authorized by’ the Lobbyist identified above to make this verification. I have reviewed the requirements ofthe provisions of the San Jose Municipal Code (Chapter 12.’12). I certify under penalty of perjury under the laws of the State ofCalifornia that I have reviewed this Lobbyist Report and to the best of my knowledge the information contained herein is true andcomplete.

(month, day, year)

Last Updated 111’19/2007 Ci(y of San Jose Lobbyist Report

¯ ¯RECEIVEDCITY OF SAN JOSE LOBBYIST REPORT 8"~ Jose City Oteik

SEE INSTRUCTIONS ON REVERSEFile Original with the City Clerk Z~O~ Jk~ 15 P 3:5

For Offioi~l Use Only[] This is a Registration Report,

[~This is a QuarterlyReport covedng the period:

[] January 1-March 31,__ (Due by Apr 15,h)

[] April 1-June 30, (Due byJu115~)

[] July 1-September 30, (Due by Oct 15th)

[~"ctober 1-December 31, ~c~, (Due by Jan 15~)

[] This is an AMENDMENT to the Lobby st Report filed:


NAME OF LOBBYIST:


FAX NUMBER:


Last Updated 11/19/2007 City of San Jose Lobbyist Report- 1.

CITY OF SAN JOSE LOBBYIST REPORT Page__~__~of_.~_

[] CONTRACT LOBBYIST, Specify how the Contract Lobbyist is organized:

[] Sole Proprietorship [] Partners.hip [] Non-Profit Corporation [] For-Profit Corporation

Name of each person working for the Contract Lobbyist that is engaged in lobbying activity:

[] Othe[

[] If theLobbyist is a sole proprietor or partnership of fewer than five (5) persons, state the name(s) of the sole proprietor or persons with anownership interest in the business’,


[~-HOUSE LOBBYISTSpecify how the In-House Lobbyist is organized:[] Sole Proprietorship [] Partnership [] Non-Profit Corporation [] For-Profit Corporation

Name of each owner, compensated officer, or compensated employee engaged in lobbying activity on behalf of the In-House Lobbyist:.

[] If the Lobbyist is a sole proprietor or partnership of fewer.than five (5) persons, state the name(s) of the sole proprietor or persons with anownership interest in the business;

~’the Lobbyist is a corporation (for-profit or non-profit), state the names of Officers and Agenl for Service of Process:

[] EXPENDITURE LOBBYIST,Specify how the Expenditure Lobbyist is organized: .

[] Sole Proprietors.hip [] Partnership [] Non-Profit Corporation [] For-Profit Corporation [] Other


[] If the Lobbyist is a sole proprietor or partnership of fewer than five (5) persons, state the name(s) of the sole proprietor or persons with anownership interest in the business: ..

[] If the Lobbyist is a corporation (for-profit or non-profit), state the names of Officers an~ Agent fop Service of Process:

[] This page may be duplicated, If more space is needed, check box and fill out a duplicate continuation sheet..Last Updated 11/19/2007 City of San Jose Lobbyist Report- 3

Describe the nature and purpose of the business, organization or association,

Describe In .detail the legislative or administrative action(s) the In-House Lobbyist seeks to influence and the outcome sought,

LOBBYIST CONTACT.CONTINUATION SHEET (Section I, It or III) Page L3L of_.~___.

City Official Contacted: F4-,J~-V-.-Pvl"~/~ ~,’Y~o . .Individual Who Made Contact: .Jo~-~

Identify Action: b’l¢ ~,.~ ~ ~"1~ ,pv~.~.,,~.Date(s) of Contact: tl I~,J~L~

Contacts [] (1) [] (2-5) [] (6-10) [] (11 ormore)

City Official Contacted: Z~~--~i ~�-~’~,’r" ~JlU-M"~’~ndividual Who Made Contact: "1~,"~. ~-~-~’~’-T~’

Identify Action: 5 o~4~,~v~ ~ ’6~ ~ VIz.-I~,#~.~

Date(s) of Contact:

Contacts [](1) [] (2-5) [] (6-10) []. (11 ormore)

city Pc ~’t~c~a o~’-’~ontaotea: ~,~,,,~.~’:~,~ ~ ~-,". ,’t~; ~ne~woua~ vvno r~aee contactIdentify Action: uJe-~T- ,’~4.~’~-~"/" f2--’l~-~4-Ll :Z4~u,~-) p~

Date(s) of Contact: t~ ~ ~ ~ e ~

Contacts ~ (1) ’~ (2-5) ~ (6-10) ~ (11 ormore)

Ci~ official Contacted: ~ ~ c9~ Individual Who Made Contact: ~

identify Action: V~ ~~

Date(s) of Contact: I ~.} I )o ~

Contacts ~ (1) ~ (2-5) ~ (6-10). ~ (11 ormore)

Ci~ O~cial Contacted: ~b~$o~ ~g~.~ Individual Who Made Contact: ~ ~w#~/

Identi~Action: d#~ ~~ ~-~~ J~

Date(s) of.Contact: I~ }~) ~ ~ - ’

Contacts ~ (1) ~ (2-5) ~ (6-10) ~ (11 ormore) . ,

~ci~tacted:~ ~., ~. ~’6t #&~lvldual Who Made Contact. 4~IdentifyActioh: ~ ~,~ ff~ ~V~~~ ~ ~

Date(s) of Contact: ~ I ~ ~ ~

Contacts ~ (1) ~ (2.5) . ~ (6-10) ~1,1 ormore) . ’ ’ .

Contacted: Who Co,t .dentfyAotion: ~ N~~c~ ~ ~ ~~ ~ ~ "

Date(s) of Contact: o~ ~ ~ b~ ~ I ~oO ~

Contacts ~ (1) ~ (2:5) ~ (6-10) ~1 ormore)

City Official Contacted: Individual Who Made Contact: "

Identify Action: "


Contacts [] (1) [] (2-5) [] (6-10) [] (11 ormore)

[] This page may be duplicated. . If more spade is needed, check box and fill out a duplicate continuation sheet,

Last Updated 7/1/2008 City of San Jose Lobbyist Report- Sup

IV. ADDITIONAL DISCLOSURES Page ~ of_(d__,

[] I have reviewed the schedules and forms and I have nothingto report,

[] Attached to this Report is/are the following Schedule(s) or Form(s): (check all that apply)

J--I Schedule A - Campaign/Officeholder Contributions, Independent Expenditure, Fundraising, Donation



[] Form D - Lobbyist Disclosure ofContingent Compensation (May File Separately)

[] Fqrm E - Lobbyist Annual Registration and ClientRenewal



__ l~obbyistRegistrati~n Fee (January 1 -June 29) ($350)

[] Pro -Rated Registration Fee (June 30 -.December 31) ($175)

[] Contract Lobbyist Client Fee ($60) x Number of Clients (.~.)

[~’~orm E: Annual Lobbyist Registration Renewal ($350)

[] Form E: Annual Contract Lobbyist Client Fee Renewal ($60) x Number of Clients (

Total Payment Due With Report $ ~T’O. o~

NOte’, Consult with the Office of the City Clerk to determine if you are subject to late fees in addition to the payment due above;

I certify that have been authorized by the Lobbyist identified above to make this verification. I have reviewed the requirements of.the provisions of the San Jose Municipal Code (Chapter 12,’12). I certify under penalty of perjury under the aws of the State ofCalifornia that I have reviewed ~this Lobbyist Report and to the best of my knowledge the information contained herein is true andcomplete,

Title t~4-~v41,l/,)t-" ,P~F-T~V~I

Executed On !1 15’(month, day, year)

La.st Updated 11/19/2007 : City of San Jose Lobbyist Report - 1 t

FORM E RE ;EtVEbdense City 61e k

LOBBYIST ANNUAL REGISTRATIONAND CLIENT RENEWAL

(SJMC §§.12,12.400.B and 12.12,440,O)

SEE INSTRUCTIONS ON REVERSE

File.~,~inal with the CityClerkFor Official Use Only

~his Renewal covers January1 through December 31,. Page._.~_~ of__~(year)

NAME OF LOBBYIST: TELEPHONE NUMBER:

BUSINESS ADDRESS: (Number and Street) (City) !State) (Zip Code) FAX NUMBER:

MAILING ADDRESS:. (If different than aboye) E-MAIL:

Client Name, Address, an~ Telephone Number.j Effective. Date "

Client Name, Address, and Telephone Number . , ~ ~ffective Date ..........

Client Name, Address, and Telephone Number ’ ^ iz , Effective Date

Client Name, Address, and Telephone Number ¯ Effecti~,e Date

Effective Date

Effective Date

Effective Date

Client N~Address, and Telephone Number . Effective Date

[] This page may be duplicated, If more space is needed, check box and fill outa duplicate continuation sheet.U )dated 11/19/2007 Form E- 1

SJS!SJAM 408

CITY OF SAN JOSELO~BYIST REPORT

File Orlglnal with fhe City Clerk

[[3. This Is a Registration Report,

[] This is a Quarterly Report ooveFbg the

.[~ January #March

[-] Apri[ !.June 30, ~.

[~ July #September 30, :20 0 B (Due by Oct 1.~)

[] Ootober 1-Deceml~er31,

[] This is an AMENDMENT to the Lobbybt Report filed;

[~] This Is a TERMINATION Report effective ae of:

NAMI~ OF

Donald Gralnek.

. BUSINESS ADDRESSl (Numbr el’~d 8trest) (Ol~)

Silicon Valley Sports525 West Santa clara StreetSan Jose, CA 9SI13

MAILING ADDRESS: (if different than above)

Last Updated 71112008

(Zlp Code)

¯nt ertainment

T’ELEPHON~ NUMBERi

FAX NUMBER=

dgralnek@svse, net’

San Jose Lobbyist Report

H0,236

CiTY OF SAN ,JOSE LOBBYIST REPORT

CONTRACT LOBBYISTSpecify how the contract Lobbyist is organized:[] 8ale Proplietorshlp ~] Partne~ip [] Not~-PFoflt Corporation [~ For-Profit corporationName of each pat~’or~ working forths Centre= Lobbyist that Is e~gaged in Iobbyir~g a~ivi~_

[] Ot~ar~

[] If the Lobbylst Is a solo p~opdstor or i~artnsrship of ~wer ~a~ five (5) pecans, s~ the ~a~(=) of ~e ~le proprietor or ge~o~s withow~e~h~p I~temst in the bqSine~: ~

IN-HOUSE LOBBYISTSped@ how the In-House Lobbyist ls~ Sole Proprietorship [] Partnership [] Non-PrmitOorporatiop [] F~FF~r~FIt Corporetlon [] Other.rName of each owner, =ompsnsaI:ed offiCer, or compe!~sated ~ployee engaged ir~ lobbying aot.lvlty on behalf of the In.House Lobbyist;

Do~$d ~ralnek, G:zes jameson (Owne~!, Tom Mc~ne=y (Ow~e~), Ch~rl~ejim Goddamn, ~alcol~ Bordelon , ,,

~ ift~a £obb~t Is a ~ole £ro?,et0r or #a~a~i~ ~f fawar than 8re (~) ~e~n~, ~ta~ ~a ~a~@) ~fth~ ~I~ #m£~etaro~ership i~tem~ in the business;~ If ~e Lobbyist is ~ ~rporatIpn (~r.pm~t or non.profit), state the names Qf ON;era and Agent ~r $aW]~ of pm~ss;.Don G=alnek, General Counsel and Executive Vi~ president

[] EXPENDITURE LOBBYISTSpecify hew Ihe Expen~t!ture Labbyist is organized;El 8ale p~oprletor~hip [~ partnership ~ Non.prollt Cortpor~tion ~ For.Profit Corpora~tlon [] O~er

Name of each person working for the Expenditure Lobbyist that ts engaged In lobbying a=tNity

~]lf Ihs Lobbyist is a sole l~ropr]etor or partns=’ship of f~wsr than five (5) pemo~s, sta~ ~e name(s) of ~e sole proprietor or pe~ons ~th a~o~e~hlp l~mst In the business; ~~ If ~e Lobbyist Is a ~rporatlon (~r~mflt or no~.pmfit), state ~e names of O~m and AgBn~ for SeNlce of Pro~ss~ ._

This pag~ m=Y be d~p~tcated, If mo~e space ~ ~ed, che~ box and f!ll out a duplicate ~ntlnuat{on sheet,~/1/200B

0CT.15.2008 8:ITAM SJS~SJAM 408 9?7 4?GS MO.EBG Po4

SECTION I. CONTRACT LOBBYIST CLIENT INFORMATION

Descdbe the nature alld purpose oft~e Cllent’~ bLlsiness.

WaS retained to Influence and the outcome

City Official Conta~ted~,Identify Action;Date(s) of Contact:

City Off(cial Ccnta~t~lIdentifyAction:Date(sl of Contact~Contacts.~ (1) ~ (2-5)City ~clal Co,tatted: _

Individual Who Made contau-’.tI,

[] (6.10) [] (11 ormQm)


[] (6.I0) [] (11 ormpre)

.... Individual Who Made contact:Identify Action:Date(s) of Contact: . .contacts [] (1) [] (2..5) [] (8,10) [] (11 ormpre)

[] A disclosure (Form D) was flied w~th the Office of the City Clerk regarding all oor~tlngent �omper~sation arrangement~ with this Client

(Iq~!~S of Flier)

The total oomp~nsat!on promised or received from the Client for lobbyist servlcas=[] ~0 ~ ~1~500 [~ ~,001.$10,000 [~. ~100,00%$200,000 [] $300,001~400,000

[] $501-$1,000 [] $10,00!..$100,000 [] $200,00!.$300,Q00 [] Over$~,00,001

[] This page may I~ duplicated, If more space Is r~eeded, check box arid fill out a duplicate c~ntinuatiol~ sheet.Last Updated 7/1/2001~ " CitY of 9an J0~e L~yist Repol’t- 3

0CT.15.2008 8:I?AM SJ~’SJAM 408 9?? 4769 NO.2BG P.5

SECTION !1, iN.HOUSE LOBBYIST Page ~ of..~~,

.Mana.~ement of San JoSe Arena

~e In.House Lobbyist ~eks to influence and the outcome aoug

City O~ciel Contaoted’,Identify Action= .Date(s) of Oontact: _ .Contacts [] (!) [] (2-5)City Official Conta=ted:Identify Action:Date(s) of Contact:_Contact, [] (I) []

[] (6-10) [] (11orrfiore)

Individual WhoMade Contact~

[] (6.10) []. (11 ormore)City Official Contaotf~d:Identify Action~Date(s) of Contact:Oontacts []

City Official contacted:Identi~ Aotlon=Date(s) of Contact:Conta=s [] (1)

[] (2-5)

Individual Who Made contact:

[] (11 or more)

Individual Who Made Cor~tact: __

[] (2-5) [] i6.10) [] (I~ ormore)

[] A disclosure (Form D) was t~led ~tb the Office of the O~ Cler~ regarding all contingent compensation arrangements with owners,officers and employees engags~l In lobbying ~lctiyity on its beha}f, This dlsclosure was filed by . --.

(Name of Filer)I~] This page may be duplloated, I1 more space is ~eeded, che~k b~× and fill o~t a duplicate continiJatlnn sheet,

Last Llpctate’d 711!2008 Ol~ of 6~n Jose Lobbyist Report- 4

SECTION Ill. EXPENDITURE LOBBYIST

Describe in detalt the legislative or administrative action(s) the Expenditure Lol~bylst seek= to inflOence and th~ oqtcoma sought,

AMOUNT OF PAYMENT OR EXPENDITURE$

City Official ContaotedlIdentify Actiom , ,Date(s) of Contact:,Conta~s [] (I) El. (2-5) []Clty O~cial Contacted;Identify Action:.Date(s) of Contact’.Contacts [] (~)

City Official Contacted:,ldentlf~ Action:.Date(s) of Contact:__,Contacts [] (I) []

City Official ~tacted~,Identi~ A~on’.Pate(s) of Contact:~nt~=~ ~ (1)

Ide~ti~ Action:_Date(s) of conrailco~ta=~ ~ (1) ~

,Individual Who Made Conta=’,

[] (11 or more)Individual Who Made Cont.:.

[] (11 ormore)


[] {11 or more)..... Individual Who Made Oonta=:

[] (!! or more).individual Who Made Contact;.

,IndMdua! Who Made contact;city official contac~e¢Identify Action:,.,.Date(s) of Contact:contacts [] (!) [] (2-5) [] (~r!o) [] (11 ormor~) ’[] This page may be duplicated, If~ more space is needed, check box and fill out a duplicate continuation sheet,

Last Updated 71112008 City of Sa~ Jose Lobbyist Report

0CT.15.2008 8:ISAM SJ~’SJAM 408 9?? 4?69 MO.ZB6 P.?


I have reviewed the schedules and forms and I have nothing to report,

A{Iached tothis Report Is/am the following 8¢hedule(s) or Form(e): (ohe:k all that apply)

[] 8chedqle A- campaigll/o~ceho der Contdbqtlons~ Independent Expenditure, Fqndmlsing~ Donation

~ ~chedule B- Pa~ent ~r consultant or o~er s=wioes

~ Schedule �- A=ivl~ E~ens~

~ Fo~ O - Lobbyist Discl~ure,of oontinge~t ~mpensa~on (~y File Separably)

~ Form ~- Lobbyist An~qal Registration and Olle~ Renewal

~ Form F- Contm;t Lobbyist Cl!snt Noti~ of T=~ination (~ay File Separ~e~)

~ Form G- ~ntr~t ~obbylst Notice of New C!lent (May Flle.Sepamte~)

[] Lobbyist Registration Fee (~JanuarY 1 - June 29) (9360)[] Pro ,Rated Registration Fee (Jurle 30- December 31) ($175)[] Contract Lobbyist Client Fee ($60) x Number of Clients L~

~] Form E: Ann~=l Lobbyist Reglstrattoq Renewal ($350)[] Form E; Annual contractL~bbylst Client Fee Renewal (~;60) x Number ~f Cllent~ (._........_~.

Total Payment Due Wllh Report $

Noto’, Consult With the Offi~ of the CitY i31erk to determine If you ~lre eqbj~t to late fees in addition to the payment d~le above,

I certi~ the! I have been authorized by the Lobbyist Identified above to make thLs verification, I have reviewed the requirements ofthe provisions Of the 9an Jose Munlc p~ Code (Chapter t2,12), I oe~t fy under penalty of perjury under the laws of the State ofCalifornia that I have reviewed thisLobbyist Report and to the.best o~ my k~owledge the Information contained hereinis true andc~mplete,

¯(r~ont~ o~ay, ye~Ir) U

Las[ Updated 7/1/2008 City of San Jose Lol~bylst Report

CITY OF SAN JOSE LOBBYIST REPORT

,SEE IN,S~UCTION,S ON.REVER,SE~lle Original with the City Clerk

For OlflclaI.U,~.e..O_nl~ ’[] This is a Registratiorl Report, Page :!, of._.~_.6,[] This Is a Qua~rly Report covering the period: ’

[] January 1.March 31,_ (Due b~’Apr

[] APril 1-June ~0,_ (Due byJU!

[] July 1.September 30, __ (D~e by o=

[] October 1-December 31, ~ (Due by Jan

[] This Is an AMENDMENT to the Lobbyist Report filed:

[~] This is a TERMINATION Report effective as of: -

NAME OF LOBBYIST:

DONALD D. GI~N.BK

BUSINESS ADDRESS: (number and S~et) (C~) (State) (ZIp D0de) TELEPHONE NUMBER: ,

~ilicon Valle~ ~por~s&.525 West,,San~a Clara Street, San JOse, CA 9si13 "FAXNUMBER:

MAILING ADDRESS: (Ifdifl’erentth~n .hove) ~MAIL:

dsralnek@svs’e,net

Last Update~ 11/19/2007 bi(y of San Jose Lobbyist Report -"1-

JAN.~I.2009 2iSIPM SJS/SJAM 408 9?7 4769 MO.4GI P.S

CITY OF SAN JOSE L,OBBYIST REPORT Page ~ of.L

r"] CONTRACT LOBBY!STSpecify how the col~tract. Lobbyist Is. organTzed’.I-1. Sole Proprietorship [] partnership [] Non.Profit Corporation[~ For.profit corporation [] Other ’

Name of each person working for the Co,tra~ Lobbyist that Is engaged in lobbying ~.~vity~

[] IKhe Lobbyist is t~ sole proprietor or partnership of fewer than five (5) p~rsons, state the name(s) of the sole proprietor or persons with anownership interest in, the business;

[] If the Lobbyist Is a ~orporatTon (for~mfit or nomprofit), stets the names of Officers and AgorOt for.Servi~e of Pm~ss;

[] IN-HOUSE LOBBYIST ’Speoify howthe 1n-HouSe Lobbyist is organized;[] sole Proprietorship [] partnership [] Non.Profit

Name of each o~er, ~mpensated officer, o~ eompensa~ employee engaged f~ lobbying aet~y~ an ~half of ~e In-House Lobbed;..~onald. Gr~nek. Gre~_J~mison (pwne~), Tom McEne~y (Owner), Chazlie.~aa~Jim Goddard, Malcolm Bor~elon

~ If the Lobbyist lse sole propde~r or pa~e~hlp of fewer thano~emhip interest iP ~e business:. _

~ If the L~bbylst IS a ~rpomt~o~ (for-profit or ~on.pmflt), ste~ the ,ames of O~m and Agent ~r Se~lce’of Pm~ess; ~Do~ Gralnek. Gene~aZ Counsel and ~Xecut~ve V~e ~es~dent

[] EXPENDITURE LOBBYIST.Specify how the Expenditure Lobbyist Is arg~ni.zed;[] Sole Proprietorship [~] Partnership ~ Non-Profit O0~0, ~ For.Profit corporation ~ O~er _

¯Nqma of each pa~on workl~g for the Expendl~m Lobbyist thetis engaged in lobbying a~Nt~ (if applieabie);’

~ lithe Lobbyist IP a sole proprietor or. o~emhlp Interest In the business: .......

~ I[ the Lobbyist ~ a ~rpomtlon (~r.pmfit or no,-pmfit), s~ the names of O~m and Agept ~r SeNiee of process: . ..

[] This page may ba duplloated. If more space Is needed, checkbox and till out a dupli~ate’eont~nuatiorl sheet,Last Updnted t 1/19/2007 r ’ ..... Gi~ of San Jose Lobbyist I~ep~rt - 3

JAM.21.2009 2:51PM SJS!SJAM 408 9?? 4?69 M0.461 P.4

Effective Date

Des’cribs the nature arid purpose of the Client’s business~

Lobbyist was retained to influen~ and the outcome sought,,

Individual Who MadeContact::

[] (11 or more)


[] (11 or more)

Individpal Who Made Contact:,

[] (1~

Describe n~ the legislative or administrative action(s) the

2~

City Official contacted’, ’ ,.Identify A~on= ....Date(s) of Contact! ....Contacts [] (i) [] (2.5) [] (6-10)

City Official Contacted:Identify Action: .,Data(s) of Corltact:_ConfeSs [] (!) F"l (2.5) [] (6-10)City official Cor~tacted:

Date(s) of C0ntact~ .,,Contacts [] (1) [] (2-5) ~ (6-~0)

[] A disclosure (Form D) was filed with the Office of the City Clerk regardlr~g all contingent compensation arrangerns!lts with this ,Client

by:¯ (N~me of Frier)’

The total compensatiol~ promised or received from the Client for lobbyist se~vlcesl "[] $0 [] $t-~500 [] $1,001-~10,000 [] $100,001-$200,000 [] $300,001-$400,000

[] $501-$t,000 [] $10,001-~F100,000 ~ $200,004-$800,000 [] Over$400,O01r’-I This page may r~a duplicated. If more space is needed, check box and fill out a duplicate cont nuation.sheet,Last Updated 11!19/2007 City of San Jose Lobbyist Rel~ort- 5

,SECTION !1, IN-HOUSE LOBBYIST’

MO. 4GI P, 5

’ Page ~ of._~_6,

City Official Contacted~Identify Actlol~LDate(s) of Contact:Contacts [] (1)

,individual Who Made Cont~ict;

[] (2-5) E3 (640) [] (1! ormom)City Official Contacted~Identify Action:rDate(s) of Contact: _

OI!y Official Corttacted;Identify Action:Date(e) ofContacts [] ,,(1) [] .(~-5)

City Off[c, ia[ Contacted’,Identify &ctlon:Date(s) of Contact;.ContaQts E~ (1)~ [] (2~)

Individual Who Made

[] (6-1o) [] (1,! ormore)Individual Who Made Conrad:

[] (6,~10) [] (11 ormore).


CI (640) [] (1t

[] A disclosure (Form !3) was filed with the Office of the City Clerk regarding all centinger~t.compensaf:ion arrangements with owrlar~officers.slid employees engaged ir~ lobbying activity on its behalf, This disclosure WaS filed by ...

(Name Of F[] This page may be duplicated, If more space is needed, check box and fil! out a duplicate r, ontinuatldn sheet,

Last Updated 11119/2007 City of 8an Jose Lobbyist Repolt- 7

SECTION ~11, EXPENDITURE LOBBYIST

Describ~ in de~tall the legislative or administrative action(s) the Expend tufa Lobbyist seeks to ir~fluenoe aqd the outcome sought,

AMOUNT OF PAYMENT OR EXPENDITURE$

City O~cialidentify Actlon~.Date(s) of Conta=:.Contacts [] (I) r-1 (2.5) [~ (8.1o)


(11 or more)City Official Contacted:Identify Action:Date(s) of Conta=:_Contacts [] (1)

,individual Who Made Contact:

[] (2.5) [] (~1o) ;[] (11 or mere)

individual Who Made Contact~

[]. (6-!0) [] (11 ormgre)

Individua! Who Made Conta~:

[] (6.!o) [] (11 or more)..Individual Who Made Contact;

City Ofl]~ial Contacted~Identify Actlon;Date(s) of Contact:,Cont~ts [] (1) [] (2.5)City Official Contacted:,Identify Action:Date(s) of Contact: .Contaois, [] (1) [] (2-5)

City Official Contacted;Identify Action=_ __Date(s) of Contact:Contacts [] (1) [] (2,-~)

Individual Who Made Contact’,,City Official Contacted:Identify Action:Date(s) of Contact:,Contacts [] (1) [] (2-5) [] (6=10) [] (11 ormom)

[] This page may be duplicated, If more spa.ca is needed, check box and fill out a duplicate cor~tinuation sheet.Last Updated 11/19/2007 Cib./of San Jose Lobbyist Repolt- 9

JAM.~I.~00~ e:~3PM SJg"SJAM 408 97~

IV, ADDITIONAL DISCLOSURES.

! have reviewed the schedules al~d forms and I have nothir~g to report,

Attached to this Report is/are the following Schedule(s) or I=orm(s); Icheok ~111 that apply)

[] Schedule .A ,-, Campaign/Officeholder Contributions~ I~depan~artt Expenditure, Fundralslng, Donation

[] Schedule B - Paymant for Consultant or Other

I~ Schedule (3 ,- A~ivlty Expanses

[] Form D- Lobbyist Disclosure of Contingent Compensat!on (May File Separately)

[] Form E- Lobbyist Ar~nual Registration and Client .Ren,ewal

[] Form F - Contract Lobbyist Client Notice of Termlnatlo~ (May File Separately)

[] Form G - Contract Lobbyist Notice of New Client (May Fila Separately)

[] Lobbyist Registration Fee (January I -, June 29) ($350)

[] Pro-R~ted Registration Fee (Jur~e30 ~ December 31)($175),

[] Contract ~.obbyist C![ent Fee ($60) x Number of Clients

[] Form E: Annual Lobbyist Reglstratlo~ Renewal (~350)[] Form E’, ANnual Contract Lobbyist Cli~ntFee Renews! ($60) x Number

Total Payment Due Wi~ Report $ i~ ’

Note: Consult with the Office of the City Clerk to dete~tne if you are subject to late fees in addition to the payment due above,

I certify that I have beenauthorized by the Lobbyist Identified above to make this re.cation, I have reviewed the r~quimments ofthe provisions of the San Jose Munlcfpal Code (Chapter 12,12). I cer~y under penalty of perjury under the laws of the ~tate ofCallforr~ia that I have revlev~d this Lobbyist Report and t~ the best of my knowledge the information contained herein is true andcomplete,

PrintName Donald D. Gra!~e~ Title, General Counsel/EVP

Signature Executed O~

(month, day, year)

Last L~pdatsd 11/19/2007 Ciiy of SaWn-Jose Lobbyist Report- ! 1

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