Information Hazards
Transcript of Information Hazards
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INFORMATIONHAZARDS:ATYPOLOGY
OF POTENTIAL HARMS FROM
KNOWLEDGE(2009) Draft 1.11Nick Bostrom
Future of Humanity Institute
Faculty of Philosophy & James Martin 21st Century School
Oxford University
hethatincreasethknowledgeincreasethsorrow
Ecclesiastes1:18
AbstractInformationhazardsarerisksthatarisefromthedisseminationorthepotentialdisseminationoftrue
informationthatmaycauseharmorenablesomeagenttocauseharm. Suchhazardsareoftensubtler
thandirectphysicalthreats,and,asaconsequence,areeasilyoverlooked. Theycan,however,be
important. Thispapersurveystheterrainandproposesataxonomy.
1.IntroductionThereis,thesedays,acommonlyheldpresumptioninfavorofknowledge,truth,andtheuncovering
anddisseminationofinformation. Itisraretofindsomebodywhoselfidentifiesasanobscurantistor
whoopenlyespousesobscurantismasalegitimatepolicyinstrumentofwideutility.
Evenreactionariesrarelyobjecttothisgeneralfavoringofinformation. Considersomeparticularly
intransigentcreationistwhoopposestheteachingofevolutiontheoryinpublicschools. Hedoesnot
constituteacounterexample. Forhedoesnotbelievethatevolutiontheoryisatruthtobeconcealed.
Rather,hebelievesevolutiontheoryanerrorthatoughttobereplacedwithmoreaccurate
information. Therefore,althoughhehappensunwittinglytostandinthewayoftruth,heneednot
disagreewiththeclaimthatthetruthshouldbepromoted. Thecreationist,too,isatruthlover,albeit
onewhoseaffectionsareunreciprocated.
Althoughnobodymakesabriefforignorancegenerally,therearemanyspecialcasesinwhichignorance
iscultivatedinorder,forexample,toprotectnationalsecurity,sexualinnocence,juryimpartiality;to
preserveanonymityforpatients,clients,reviewers,andvoters;tocreatesuspenseinfilmsandnovels;
toprotecttradesecrets;tomeasuretheplaceboeffectandavoidvariousresearchbiases;andtocreate
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mentalchallengesforgamingandstudy. Thesecasesarecommonlyacceptedexceptionstothegeneral
ruleofknowledgefavoring.1
Inthispaper,wewillnotbeconcernedwithpostmodernistcritiquesoftheideaofobjectivetruthnor
withskepticaldoubtsaboutthepossibilityofknowledge. Ishallassumesomebroadcommonsensical
understandingaccordingtowhichtherearetruthsandwehumanssometimesmanagetoknowsomeofthesetruths.
Thispaperwillalsonotdiscussthewaysinwhichharmcanbecausedbyfalseinformation.Manyof
thosewaysareobvious.Wecanbeharmed,forinstance,byfalseinformationthatmisleadsusinto
believingthatsomecarcinogenicpharmaceuticalissafe;or,alternatively,thatsomesafepharmaceutical
iscarcinogenic.Wewilllimitourinvestigationtothewaysinwhichthediscoveryanddisseminationof
trueinformationcanbeharmful.
Letusdefine
Informationhazard: Ariskthatarisesfromthedisseminationorthepotentialdisseminationof
(true)informationthatmaycauseharmorenablesomeagenttocauseharm.2
Relativetotheirsignificance,andcomparedtomanydirectphysicaldangers,sometypesofinformation
hazardareundulyneglected. Itwillthereforebeusefultodistinguishsomedifferenttypesof
informationhazard. Thiswillservetodrawattentiontosomeeasilyoverlookedrisksandwillhelpus
createavocabularyfordiscussingthem.
Theaimofthispaperistocataloguesomeofthevariouspossiblewaysinwhichinformationcancause
harm.Wewillnothereseektodeterminehowcommonandserioustheseharmsare,norhowthey
stackupagainstthemanybenefitsofinformationquestionsthatwouldneedtobeengagedinorder
toreachaconsideredpositionaboutpotentialpolicyimplications. Itmaybeworthstressing,however,
thatevenifonehasanextremelystrongintellectualcommitmenttotruthseekingandpubliceducation,
onecanstilllegitimatelyandingoodconscienceexplorethequestionofhowsomeknowledgemightbe
harmful. Infact,thisverycommitmentdemandsthatonedoesnotshyawayfromsuchanexploration
orfromreportingopenlyonthefindings.
2.Sixinformationtransfermodes1
Thenotionofdangerousorforbiddenknowledgeisalsoacommontropeinliteratureandinmanymythologies;seee.g.Shattuck1996.
2Wesetasidethetrivialwayinwhichutterancescancauseharmviatheirperformativefunctions;cf.Austin1962.
Thus,adictatorwhoproclaimsInvadethatcountry!disseminatesinformationthancanobviouslycausealotof
harm,butweshallnotcountthispossibilityasaninformationhazard.
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adversarymayinvestmoreinunderstandingandexploringanideathatheknowsthathisenemyis
tryinghardtokeepsecret. Abookthatiscensoredoftenbecomesmorewidelyread.4
Itispossiblethateffortstocontemplatesomeriskareasay,existentialriskwilldomoreharmthan
good. Onemightsupposethatthinkingaboutatopicshouldbeentirelyharmless,butthisisnot
necessarilyso. Ifonegetsagoodidea,onewillbetemptedtoshareit;andinsodoingonemightcreateaninformationhazard. Still,onelikestobelievethat,onbalance,investigationsintoexistentialrisksand
mostotherriskareaswilltendtoreduceratherthanincreasetherisksoftheirsubjectmatter.
Sometimesitisrighttoharm. Ifinformationenablesanagenttoharmrightly,thiscanbeagoodthing;
andthepossibilityofthathappeningshouldthereforenotbeclassifiedasarisk. Forexample,the
policesobtainmentofcertaininformationmightharmsomecriminalbyenablingthepolicetoarrest
him;andthiscanbegood. However,wecouldsaythatfromthecriminalspointofviewthereisan
informationhazard. Hefacesariskthathiswhereaboutswillbereported.
Notalltypesofinformationtransferarebestthoughtofintermsofdata,ideas,orattention.Wecan
alsoconsiderimplicitformsofinformation,suchasprocessesororganizationalstructures,whichcan
giveonefirmanadvantageoveranother,andwhichmightbeimitatedorreplicatedbyacompetitor.5
Similarly,individualsoftenlearn,andshapetheirownpersonality,byemulatingsomeotherperson.
Suchemulationcanhappenunintentionallyandevenwithoutawarenessthatemulationistakingplace.
Abadrolemodelcanposeatemplatehazard.
Templatehazard: Thepresentationofatemplateenablesdistinctivemodesofinformation
transferandtherebycreatesrisk.
Wecanalsoregisterasadistinctmodeofcommunicationsocialsignaling,wherethefocusisnotonthe
content
that
is
being
transmitted
but
on
what
this
contentand
the
fact
that
it
is
being
communicatedsaysaboutthesender. Nonverbalactionscanalsoserveasocialsignalingrole,ifthey
areaimednotonlyatdirectlyachievingthesomepracticaloutcometowhichtheyarenominallygeared
butalsotosignalsomehiddenqualityoftheagentthatperformstheaction. Forexample,onecould
givealmstothepoornotonlybecauseonewishestosatisfytheirneedsbutalsobecauseonewishesto
beseenbyonespeersasakind,caring,andgenerousperson. Onemightutterpatrioticstatementsnot
onlytoconveytothelistenerinformationaboutvariousattributesofonesnation,butalsotosignal
onesstatusasaloyalcitizen,oronesaffiliationwithsomeparticularpoliticalgrouping.
Signalinghazard:Verbalandnonverbalactionscanindirectlytransmitinformationaboutsome
hiddenqualityofthesender,andsuchsocialsignalingcreatesrisk.
4AgoodexampleofthisistheratherdullSpycatcherbyPeterWright,whichbecameabestsellerinthe1980safter
Thatchertriedtobanit,seeZuckerman1987.
5NelsonandWinter1990andPorter2004.
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Sometopicsareespeciallyattractivetocrackpots. Seriousacademicsmightshyawayfromsuchtopics
becausetheyfearthatworkingonthosetopicssignalsintellectualflakiness. Atleasttwosignaling
hazardsariseinthiscontext. Oneistherisktoindividualthinkerswhomightsufferundeserved
reputationaldamagemerelyforworkinginanareawhichalsohappenstoattractlotsofcrackpots.
Anotheristherisktosocietythatimportantareasofresearchwillremainuncultivatedbecausethe
ablestresearchers(andtheirsponsors)protecttheirreputationseitherbyshunningthoseareasinfavor
ofmoresociallyacceptable,highstatusfieldsofstudyorbyadoptingrelativelylesseffectivemeansof
exploration,suchashypertrophicformalismandexpensivetechnicalapparatus,whichareharderfor
crackpotstomimic.
Finally,wealsocountasadistinctmodethetransferofinformationcontainedintheparticularway
somecontentisformulatedandexpressed. Avividdescriptionofsomeevent,forexample,canactivate
psychologicalprocessesthatliedormantwhenthesameeventisrecountedindryprose.
Evocationhazard:Therecanbeariskthattheparticularmodeofpresentationusedtoconvey
somecontentcanactivateundesirablementalstatesandprocesses.
Eachoftheseinformationtransfermodesdata,idea,attention,template,signaling,andevocation
canplayaroleincreatingvariouskindsofrisk. Thelatterfour,especially,areeasilyoverlooked.
Thefollowingfivesectionsintroduceanothercategorizationschemewhich,whensuperimposedupon
thedivisionintoinformationtransfermodes,rendersamorefinegrainedpictureofthewaysinwhich
informationcanbehazardous(summarizedintable1,below).
3.AdversarialrisksPreviousexamplesfocusedonadversarialsituationsinwhichsomefoeisintentoncausingusharm. A
burglarwhoknowswherewekeepourmoneyandwhenwewillreturnhomeisinastrongerpositionto
succeedwithhiscrime.
Enemyhazard: Byobtaininginformationourenemyorpotentialenemybecomesstrongerand
thisincreasesthethreatheposestous.
Oneparadigmaticcontextforthistypeofhazardisnationalsecurity.Withinthedefensesector,
activitiesaimedatreducingenemyinformationhazardrangefromcounterintelligenceworktothe
applicationofcamouflagetoconcealtroopsinthefield.
Enemyhazarddependsontheexistenceofvaluableinformationthatanenemymightobtain. Indirectly,
therefore,ourownactivitiescanbehazardousiftheycontributetotheproductionofsuchinformation.
Militaryresearchoffersmanyexamples.Weinvestinresearchanddevelopmentofnewweaponsand
newtactics. Thisactivityproducesinformationthatisvaluabletoourenemy. Theenemyobservesour
improvedtactics. Hisspiesobtaintheblueprintsofourimprovedtechnology. Ortherelevant
informationleaksoutinotherways,perhapsintheformofideas,attention,ortemplates. Asa
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consequence,ourenemysoonreplicatesourachievement.Whenhostilitieserupt,webattleourown
inventions.
Rationalstrategyformilitaryresearchwouldgivesignificantconsiderationtosucheffects. TheUnited
States,forexample,mightrefrainfromaggressivelypursuingdevelopmentofelectromagneticpulse
weapons. Becauseofthecountrysunusuallyheavyrelianceonelectronics,theexistenceofeffectiveEMPweaponswoulddifferentiallybenefititsadversaries.
Conversely,anaggressiveapproachtoresearchcouldhelpprotectacountryagainstitsenemies. A
countrymightpursuemilitaryresearchtocatchupwiththetechnologicalleader. Aleaderinmilitary
technologymightinvestinresearchinordertomaintainitslead. Theleadermightreasonthat,whileits
discoverieswilleventuallyleakoutandbenefititsenemies,itcanproduceasteadystreamof
discoveriesandcontinuallykeepafewstepsahead.
Therearesituations,though,inwhichacountryisbetteroffretardingitsprogressinmilitary
technology,evenwhenthenewtechnologieswouldnotdifferentiallybenefititsenemiesandevenif
considerationssuchascostandforegoneopportunitiesforbuildinginternationaltrustaresetaside.
Supposesomecountryhasgreatsuperiorityinmilitarypowerandmilitarytechnology,andasa
consequencefaceslittleseriousthreat. Byinvestingheavilyinmilitaryresearch,itcouldincreaseits
leadandtherebyfurtherenhanceitssecuritysomewhat. Yetsuchinvestmentmightunderminesecurity
inthelongerterm. Therateofinformationleakagemightbeafunctionofthesizeofthetechnological
gapsuchthatincreasingthegapincreasestherateoftheleakage. Perhapsweaponssystemscomein
generationsanditmaybeinfeasibletokeepsecretmorethanaboutonegenerationbeyondthe
enemyslevel. Ifso,introducingnewgenerationsatafasterratemightnotincreasethetechnological
lead,butserveonlytoacceleratebothcountriesascentofthemilitarytechnologytree,perhapsto
levelswherewarsbecomemoredestructive. Ifyouarealreadyutterlysuperiorinconventional
weapons,thenrushingtoinventafissionbomblongbeforeyourenemiescouldhavegottheremightbe
counterproductive. Similarly,hasteningtheintroductionofthefusionbombmightbebadstrategyif
youcouldhavebeenconfidentofremainingsuperiorinfissionbombs.
Acceleratingtheascentofthetechnologytreecouldalsobebadifthetreeisoffiniteheight,sothatat
somepointtheleaderrunsoutofopportunitiesforinnovation. Someweaponssystemsmightreacha
levelofperfectionfromwhichfurtherimprovementsaredifficultorimpossible. (Inthecategoryof
weaponsofmassdestructionfordeterrentuse,forinstance,thehydrogenbombmightrepresenta
nearmaximum.) Eventuallyeverybodymayplateauatthislevel,andthepreviousleaderwillloseits
advantage. Inordertomaintainatechnologicalleadforaslongaspossible,theleadermightwishto
pushthetechnologicalfrontierattheslowestpossiblepacethatisconsistentwithmaintainingan
acceptableleadateverypointintimeuntiltechnologicalmaturityisreached.
Themilitaryillustrationshowshowinformationhazardsariseinsomesituationsfromonepartys
(potential)intenttoinflictharmonanother. However,informationrisksstemmingfromanadversarial
relationshiparisemuchmorewidely. Incompetitivesituations,onepersonsinformationcancause
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harmtoanotherevenifnointentiontocauseharmispresent. Example:Therivaljobapplicantknew
moreandgotthejob.
Competivenesshazard: Thereisariskthat,byobtaininginformation,somecompetitorofours
willbecomestronger,therebyweakeningourcompetitiveposition.
Exclusivepossessionofinformationiscentraltothebusinessmodelofmanyfirms. Acompetitorcan
gainvaluableinformationbyobservingtheproductionandmarketingmethodsofarivalfirm,reverse
engineeringitsproducts,orheadhuntingitsemployees.6 Firmsgotogreatlengthstoprotecttheir
intellectualcapital,relyingonawidevarietyofmethodsincludingpatenting,copyright,nondisclosure
agreements,physicalsecurity,inhouseproductioninsteadofoutsourcing,compensationschemesthat
discourageemployeeturnover,andsoforth.Wecanidentifythreattointellectualpropertyasaspecial
caseofcompetitivenesshazard:
Intellectualpropertyhazard:AfacestheriskthatsomeotherfirmBwillobtainAsintellectual
property,therebyweakeningAscompetitiveposition.
Anothertypeofadversarialhazardariseswhenanagentsownpossessionofsomeinformationhasthe
potentialtorenderherlessabletoprevailinsomecompetitivesituation. Inorderforablackmailerto
besuccessful,histargetmustbelievethathehassomeincriminatingorembarrassinginformation,
informationthathecouldthreatentorelease. Solongasthetargetremainsunaware,noblackmailcan
takeplace.Whenshelearnsaboutthethreat,sheisdeliveredintotheextortionistsclutches. Similarly,
inthegameofchicken:Twodriversspeedtowardsoneanotherfromoppositedirections;thefirstto
swerveloses. Ifonedrivercouldcrediblycommittonotswerving,hewouldwin,sincehisopponent(it
isassumed)wouldratherlosethegamethancrash. Agametheoristengaginginthispastimecould
havehimselfblindfolded,preventinghimselffromacquiringinformationabouttherelativedistanceof
thetwocars,thusrenderinghimselfincapableofreliablyswervingatthelastpossiblemoment;andtherebyconvincinghis(hopefullyrational)counterparttoyieldtheroad.
Commitmenthazard: Thereisariskthattheobtainmentofsomeinformationwillweakenones
abilitycrediblytocommittosomecourseofaction.
Commitmenthazardsaresometimesinstancesofenemyhazardandsometimesofcompetitiveness
hazards. (Commitmenthazardscanalsoariseinasingleagentcontext,asweshallseelater.)
Insomesituationsitcanbeadvantageoustomakeaprobabilisticthreat,athreatthatleaves
somethingtochanceintheterminologyofThomasShelling.7 Athreat,tobeeffective,mustbe
credible. Yetthereasonforissuingathreatisdeterrenceexante,notrevengeex
post;andcarryingout
athreatisoftencostly. Considersomepossiblepunitiveactionthatissocostlytocarryoutthatathreat
todosowouldscarcelybecredible,suchasanuclearfirststrikebyonemajorpoweronanother. A
6Porter2004.
7Schelling1981.
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nucleararsenalcouldneverthelessbeusedtomakeathreat. SideAcanthreatenthatunlessthesideB
makessomeconcession,Awilltakesomeactionthatincreasestheriskofnuclearwar. Forinstance,A
couldthreatentoinitiateskirmisheswithconventionalweaponsthatwouldcreatesomeriskof
escalation. Alternatively,Acouldthreatentomakeitsownnuclearcontrolandcommandsystemless
safeagainstaccidentallaunch,forinstancebycreatingacrisisandputtingitsforcesonhighalert. The
ideahereisthatitismuchlesscostlyforAtocarryoutathreattomoderatelyincreasetheriskofa
nuclearwarthanitwouldbeforAtoactuallylaunchanuclearattack. Theprobabilisticthreatcan
thereforebemorecredibleandmoreeffective.
If,however,newinformationcametolightthatdispelledtherequisiteuncertaintyuncertainty,for
example,abouthowkeyactorswouldreactduringacrisisthentheabilitytomakeprobabilisticthreats
wouldbeundermined. Thepossibilityofsuchinformationbeingreleasedcanthusconstituteakindof
informationhazard. DuringtheColdWar,kindredconsiderationsmayhaveledthesuperpowersto
maintainsomeambiguityintheirstrategicpostures. Thiskindofinformationhazardmightinvolvea
combinationofenemyhazardandcommitmenthazard.8
Wecanalsoidentifyanothertypeofriskthatcanarisefromourownknowledgewhenthereisa
possibilitythatsomebodyelsewillbecomeouradversarybecauseofthisknowledge:
Knowingtoomuchhazard:Ourpossessingsomeinformationmakesusapotentialtargetor
objectofdislike.
NadezhdaSergeevnaAlliluyeva,Stalinssecondwife,wasknowntohavemisgivingsaboutthe
CommunistPartypurgesandtheconcomitantfamine. FollowingaspatwithStalinin1932,shewas
founddeadinherbedroom,apparentlyhavingtakenherownlife.9 Thesuicidecouldbeinterpretedas
akindofdesperaterebukeofStalinandhispolicies;andsincethatwouldbepoliticallyembarrassing,
thedeathwasofficiallyattributedtoappendicitis. Theindividualswhohaddiscoveredthebodyandwhoknewtherealcauseofdeathfoundthemselvesingravedanger. Inalaterallegedlyunrelatedtrial,
twodoctorswhohaddeclinedtosignthefalsedeathcertificateweresentencedtodeathandexecuted.
InthewitchhuntsoftheEarlyModernperiodinEurope,awomansallegedpossessionofknowledgeof
theoccultorofbirthcontrolmethodsmayhaveputheratincreasedriskofbeingaccusedof
witchcraft.10 InthegenocideperpetratedbyPolPotandtheKhmerRougeregime,theentire
8IfsideAknewhowAwouldbehaveinacrisis;andifsideB,whilenotknowinghowAwouldbehavebutknowing
thatAknewhowAwouldbehave;thenAcouldbecomelessabletoissueaneffectiveprobabilisticthreat. Bcould
reasonthatifAknewthatAwouldlaunchanuclearattackinacrisisthenAwouldbelesslikelytothreatento
createacrisis(assumingthatBknewthatAwasuncertainastowhetherBwouldyieldtoAsthreat). Thus,B
couldinferthatifAdoesinfactissueathreattocreateacrisis,itwouldlikelybebecauseAknewthatacrisis
wouldnotescalateintoanuclearwar. ThiswouldmakeBlesslikelytoyieldtothethreat.
9Montefiore2005.
10Levack1987.
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intellectualclasswasslatedforextermination.11 Someculturesplaceahighvalueonsexualinnocence,
particularlyingirls,andayoungwomanmightfindhermarriageprospectsdimmedifsheappearsto
knowtoomuchaboutsexorifhergeneraleducationintimidatesprospectivehusbands.
contexts.
4.Riskstosocialorganizationandmarketsation
sinamilitaryattack;orindirectlyandperhapsunwittinglybyweakeningourcompetitive
position.
gearmsome
agentswithoutnecessarilystrengtheningorbenefittingtheiradversariesoranybodyelse.
bjects;andariskisposedbyinformationthatcoulddisrupttheseexpectationsforthe
worse.
normofdrivingontherightside,
justasthereisanormofextendingtherighthandinahandshake.
uilibria
re
omone
12 Inmany
schools,nerdychildrenwhoappeartohavetoomuchacademicknowledgeareostracizedand
bullied. Knowingtoomuchhazards,ofvaryingdegreesofseverity,seemtoariseinmanydifferent
Wehavesofarfocusedonthepossibilityofanadversarygaininganadvantageasaresultofinform
obtainedbyeithertheadversaryorourselves. Theadversarymightthenharmusdeliberatelyand
directly,a
Yettherearemanyothertypesofinformationhazard. Inparticular,informationcansometimesdamapartsofoursocialenvironment,suchascultures,norms,andmarkets. Suchdamagecanh
Normhazard: Somesocialnormsdependonacoordinationofbeliefsorexpectationsamong
manysu
Behaviorinsomegivendomaincanbeguidedbydifferentnorms,withtheresultofdifferentsocial
equilibriabeinginstantiated. Normsaresometimesformulatedandimposedfromabove,withlegal
backing;forexample,anormthatonemustdriveontherightsideoftheroad. Buteveniftherehad
beennosuchlaw,motoristsmighthavespontaneouslydevelopedthe
Withregardtowhichsidetodriveon,thereisnointrinsicbenefittoleftorright,solongasthereis
someclearrulethateverybodyfollows. Inotherdomains,however,differentpossiblesocialeq
canhavewidelydivergentconsequencesforhumanwelfare. Inasocietywithlowcorruption,
individualsmightprospermostbybeinghonest,trusting,andplayingbytheofficialrules;whileina
highcorruptionsociety,individualsfollowingthosestrategieswouldbesuckers. Theoptimalstrategy
foroneindividualdependsonthestrategiespursuedbyotherswhochosetheirstrategiesonthebasis
theirexpectationsabouthowotherswillreact. Informationthatalterstheseexpectationscantherefo
changebehavior. Thiscanleadtoachangeinnormsthatmovesagrouporawholesocietyfr
11FawthropandJarvis2005. Inanyactuallargescalehistoricalepisode,ofcourse,multiplecausesarelikelyto
havebeeninvolved,possessionofdangerousknowledgebeingatmostonecontributingfactor.
12Schlegel1991.
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equilibriumstatetoanother. Thepossibilityofmovingtoaworsesocialequilibriumcanbe
characterizedasanormhazard.
Locallysuboptimalpoliciesaresometimesjustifiedfromawiderperspectiveasapriceworthpayingto
protectnormsthatservetoblockaslideintoaworsesocialequilibrium. Asociallyconservativeou
mightbebasedonthebeliefthatsuchslidesareamajordangerandthatstrictenforcementofexistingnormsisanecessarycountermeasure.
tlook
all
andtherebyweakentheoverall
structureofextantnorms,increasingtheriskofmoraldecayorsocialunraveling.14 Similarly,onecan
tainexpectations
aboutotherpeoplesbeliefsandattitudestowardsmoneyanditsspecificforms,suchascash.
Informationcascadescanarisewhenagentsmakechoicessequentially,andeachagenthas,inaddition
tosomenoisyprivateinformation,theabilitytoobservethechoices(butnottheinformation)ofsome
ntofherinthequeue.16 Ithasbeensuggestedthatinformationcascadesplayan
13 Evencallingintoquestionaparticularnorm,ormakingsm
adjustmentsofsomenorm,mightunderminetheauthorityof
objecttosomejudicialdecisionsbecauseofthelegalprecedentstheyset;tosomeforeignpolicy
decisionsbecauseoftheireffectoncredibility;andsoforth.15
Ifwetakethewordnorminitswidesense,wecanalsothinkofmoneyasanormorabundleof
norms. Thefunctionsthatmoneyservesintheeconomydependonpeoplehavingcer
Counterfeitingandexcessivemoneyprintingcanundermineacurrency,destroyingitsabilitytoserveas
amediumofexchangeandastoreofvalue. Thisisanotherexampleofnormhazard.
Itisobvioushowsomekindsoffalseinformationcandamagebeneficialnorms. Butnormscanalsobe
damagedbytrueinformation.Wehavealreadyalludedtothephenomenonofselffulfilling
prophesiespeopleactingmorehonestlyiftheybelievethemselvestobeinalowcorruptionsociety,
andviceversa;driversdrivingontherightsideiftheybelievethatotherswillmakethesamechoice.
Anotherphenomenoninwhichtrueinformationcandamagenormsisinformationcascades.
oftheagentsinfro
chelling1960).
towhether
rong(1/3)thanthatboththeprecedingcarswentthewrongway(1/9);soheturnsrightaswell.
Asimilarcalculationisperformedbyeachsubsequentdriverwhocanseeatleasttwocarsahead. Everycarends
13Hirschman1991.
14Cf.Schellingsconceptofafocalpoint(S
15RizzoandWhitman2003;Volokh2003.
16SupposethathundredsofrockfansaredrivingtotheGlastonburymusicfestival. Atsomepointeachdriver
reachesanintersectionwheretheroadsignshavebeenvandalized. Asaresult,thereisuncertaintyas
toturnleftorright. Eachdriverhassomeprivateinformation,perhapsadimdrugcloudedrecollectionfromthe
previousyear,whichgiveshera2/3chanceofpickingthecorrectdirection. Thefirstcararrivesatthe
intersection,andturnsright. Thesecondcararrives,andalsoturnsright. Thedriverinthethirdcarhasseenthe
firsttwocarsturnright,andalthoughhisprivateintuitiontellshimtoturnleft,hefiguresitismorelikelythathis
ownintuitionisw
upturningright.
Inthisscenario,thereisa1/9chancethatalltherockfansgetlost. Letussupposethatifthathappens,the
festivaliscancelled. Hadtherebeenadensefog,preventingeachdriverfromseeingthecarinfront(thus
reducinginformation),then,almostcertainly,approximately2/3ofallthefanswouldhavereachedGlastonbury,
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importantexplanatoryroleinaccountingforfaddishbehaviorinmanydomains,includingfinance,
zoology,politics,medicalpractice,peerinfluenceandstigma.17 Informationalcascadingmightalso
contributetoaMatthew(therichgetricher)effect. Forexample,eminentscientiststendtogetmore
creditthanunknownresearchersforsimilarcontributions.18 Partofthereasonmightbethatwhen
thereisuncertaintyastowhomadethebiggercontribution,itis,ceterisparibus,morelikelytohave
beenmadebythemoreeminentscientist,whoconsequentlygetsthecredit;butwiththeresultthatthe
fameofthealreadyslightlyfamouscansnowballtoundeservedproportionswhileothersareunfairly
ignored.
Anotherimportantwayinwhichtrueinformationcandamagesocialorganizationisthroughinformation
asymmetries.Whenonepartyhasinformationthatotherslack,theinformationasymmetrysometimes
preventsmutuallybeneficialtransactionsfromtakingplace.
Informationasymmetryhazard:Whenonepartytoatransactionhasthepotentialtogain
informationthattheotherslack,amarketfailurecanresult.
Economicmodelsofadverseselectionandmoralhazardillustratesomeofthepossibilities. Inthe
marketforusedautomobiles,theselleroftenhasmoreinformationaboutthequalityofthecarthanthe
prospectivebuyer. Ownersofbadcars,lemons,aremorewillingtopartwiththeirvehiclethan
ownersofgoodcars. Buyers,knowingthis,suspectthatthecarbeingofferedthemisalemon,andare
willingtopayaccordingly. Thisbuypriceistoolowtointerestpotentialsellersofgoodcars,withthe
resultthathighqualityusedcarsarewithheldfromthemarket,leavingpredominantlylemons. The
informationasymmetryinhibitsthemarketinhighqualityusedcars. Thishelpsexplainwhythevalueof
abrandnewvehicleplummetsthemomentitdisembarksthedealership.19
Insuranceoffersmanyillustrationsofthepotentialfornegativeeffectsofinformationasymmetry. For
example,incountrieswithprivatehealthcare,considerascenarioinwhichtheavailabilityofgenetictestingcombinedwithvastlyimprovedknowledgeabouthowinterpretthetestsprovidebuyersof
healthinsurancewithawealthofnewinformationabouttheirpersonalriskprofile. Ifprivacylegislation
prohibitedinsurancecompaniesfromaccessingthesameinformation,theresultinginformation
asymmetrycouldunderminetheinsurancemarket. Adverseselectionwouldleadthesubjectswiththe
highestriskprofilestobuymoreinsurance. Insurancecompanies,anticipatingthis,wouldraise
enablingthefestivaltotakeplace. Oncethefestivalstarts,anylostfancanhearthemusicfromafarandfindtheir
waythere.Wecouldthushaveasituationinwhichreducinginformationavailabletoeachdriverincreasesthe
chancethathewillreachhisdestination. Clearweathercreatesaninformationalcascadethatleadstoan
inefficientsearchpattern.
17Bikhchandani,HirshleiferandWelch1992.
18Merton1968.
19Akerlof1970. Here,asthroughoutthispaper,wearenotconcernedtogiveadetailedaccountofsome
particularempiricalphenomenon;ourgoalistoilluminatesomefeaturesoftheconceptuallandscape.
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premiums. Thehigherpremiumswoulddetermorelowrisksubjects,amplifyingtheadversesele
effectuntil,inanextremescenario,thehealthinsurancemarketcollapses.
ction
n.
rmationtoonepartyofapotentialtransactioncanthus,under
certaincircumstances,beahazard.
e
itknowsthat
youwillincuratsomeknowndate;thepremiumwouldhavetoexceedthecoverage.
it
nate.
Selfishagentsjointheschemebecausetheydonotknow,exante,towhichgrouptheybelong.
the
e
ecutedminority
andthattheiropinionswouldneverbeamongtheonesthatthecensorswouldsilence.
Thepossibilityofsucheffectsofsymmetricinformationcanbeviewedasarisk:
20 Relativetosucha
scenario,bothbuyersandsellersofinsurancemightbetteroffifneitherobtainstheextrainformatio
Thepossibilityofreleaseofnewinfo
Althoughasymmetricinformationisparticularlycorrosive,insurancemarketscanalsocollapsebecaus
ofsymmetricinformation,informationthatissharedbetweenallparties. Insuranceispredicatedon
uncertainty. Itmakesnosenseforyoutoinsureagainstalossthatyouarecertainyouwillnotincur,
anditmakesnosenseforaninsurancecompanytoofferyouinsuranceagainstalossthat
Iftheonlyusefulroleofinsuranceweretoreduceuncertaintyaboutfuturerevenueorwelfare,then
informationthatincreasedpredictabilitywouldremovetheneedforinsuranceatthesametimeas
removedthepossibilityofinsurance:noharmwouldbedone. However,insuranceservesother
functionsaswell. Oneisredistributivejustice. Ininsurance,thefortunatesubsidizetheunfortu
Entirepoliticalphilosophieshavebeenconstructedaroundthenotionofinsurance. Forexample,in
JohnRawlstheoryofjustice,thejustsocialorderisdefinedwithreferencetowhatpeoplewould
hypotheticallychoosefrombehindaveilofignorance,i.e.iftheywereignorantaboutwhichsocial
roletheythemselvesoccupy.21 ARawlsianmightattributemanyofthepracticaldifficultiesingetting
thisconceptionofjusticeimplementedtothefactthatvotersandpoliticaldecisionmakersareinreality
notbehindaveilofignorance. Selfishpeoplewhoknowtheirowncircumstancestheirsocioeconomic
class,race,occupation,andsoforthmayfavorpoliciesthatpromotetheirselfinterestratherthan
allegedlyfairerpoliciesthattheywouldhavechosenhadtheybeenignorantabouttheirownactual
situation. Knowledgeofonespresentandfuturesituation,though,isamatterofdegree. Onecan
thinkofscenariosinwhichincreasingtheavailabilityofinformationaboutthesethingswouldmaketh
implementationofajustsocialordermoredifficult. Forinstance,elitesupportforasocialsafetynet
mightslackenifelitescouldknowwithcertaintythatneithertheynortheirchildrenorgrandchildren
wouldeverneedtouseit.22 Supportforprotectionoffreedomofspeechandminorityrightsmight
weakenifmostindividualscouldbesurethattheywouldneverfindthemselvesinapros
20Itisunrealistictosupposegeneticinformationtoproducesuchanextremeconsequencesincemuchofthe
varianceinhealthoutcomesisduetonongeneticvariablesandchance.
21Rawls2005.
22AsimilarpointismadeinKavka1990. Kavkaalsoarguesthatintensesocialconflictwouldariseifthose
individualsandgroupsthatwouldsuffer(possiblynoncompensable)harmfromsomeproposedpolicycouldknow
thisexante.
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Unveilinghazard: Thefunctioningofsomemarkets,andthesupportforsomesocialpolicies,
dependsontheexistenceofasharedveilofignorance;andtheliftingofwhichveilcan
underminethosemarketsandpolicies.
Thisphenomenoncanalsobeinstantiatedintheiteratedprisonersdilemma,whereagentsfacea
choicebetweencooperatinganddefectinginanunknownnumberofrepeatencounters. Agentsmightcooperateineachroundinordertosecuretheotherplayerscooperationinthefollowingrounds. Yet
cooperationcanunravelifplayersknowhowmanyroundstherewillbe.Whentheyknowtheyarein
thefinalroundhencefacingtheequivalentofatraditionaloneshotprisonersdilemmatheyboth
faceincentivestodefect.Worse,inthepenultimateroundtheycanforeseethattheywillnextbeinthe
finalroundinwhichtheywillbothdefect;soincentivesfavordefectinginthepenultimateroundtoo
andsoon,allthewaybacktothefirstround. Theopportunityforlongtermmutuallybeneficial
cooperationcouldthusberuinedthroughthelossofignoranceaboutthefuturedurationofthe
relationship.
Wehavealreadydiscussedintellectualpropertyhazardasanexampleofadversarialrisk. Intellectual
propertytheft,though,isaproblemnotonlyforindividualfirmsthatrisklosingouttotheir
competitors. Threatstointellectualpropertycanundermineentiresectorsoftheeconomicsystemby
makingitharderforfirmsandindividualstointernalizethebenefitsoftheirresearchandproduct
development. Thelegalsystemprovidesonlypartialprotectionandimposesbigadministrative,
transaction,andenforcementcostswhichcanthemselvesimpedeinnovation. Defenseofintellectual
assetsthereforetendstodependalsoonvariousformsofsecrecyandphysicalbarrierstoaccessand
copyingofsensitivedata. Thepotentialfordevelopmentsthatwouldreducetheseobstacles,whenthat
wouldhavenegativeconsequences,constitutesanunveilinghazard.23
Consider,finally
Recognitionhazard: Somesocialfictiondependsonsomesharedknowledgenotbecoming
commonknowledgeornotbeingpubliclyacknowledged;butpublicreleaseofinformationcould
ruinthepretense.
Twogentlemen,AandB,areinasmallroomwhenAbreakswind. Eachknowswhathashappened.
Eachmightalsoknowthattheotherknows. Yettheycancolludetopreventanembarrassingincident.
First,Bmustpretendnottohavenoticed. Second,Amight,withoutlettingonthatheknowsthatB
knows,provideBwithsomeexcuseforescapingoropeningthewindow;forexample,Acouldcasually
remark,afterashortdelay,thattheroomseemstoberatheroverheated.24 Therecognitionhazard
consistsinthe
possibility
of
dissemination
of
some
information
that
would
constitute
or
force
apublic
acknowledgement;onlythenwouldtheflatusbecomeasociallypainfulfauxpas.
23Theclaimhereisnotthattheeasieritistoprotectintellectualassets,thebetter. Insomeareastheremightfor
examplebeaninefficientlyhighleveloflegalprotection. Developmentsthatmakeintellectualpropertytheft
easiertocarryout,andhardertodetectandpunish,couldthenbesociallybeneficial.
24Goffman1959.
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5.RisksofirrationalityanderrorThenthereareinformationhazardswhich,bycontrasttothosementionedabove,dependoneither
irrationalityorfalsebeliefs. Thisdependency,ofcourse,doesnotconsignthecorrespondinghazardsto
amarginalstatus.
Consider
Ideologicalhazard: Anideamight,byenteringintoanecologypopulatedbyotherideas,
interactinwayswhich,inthecontextofextantinstitutionalandsocialstructures,producea
harmfuloutcome,evenintheabsenceofanyintentiontoharm.
SupposethatBobbelievesthatscriptureSconsistsofexclusivelyliteraltruths,andthatheiscommitted
todoingwhateverSsaysoughttobedone. Suppose,furthermore,thatScontainsthe(presumably
false)moralstatementThoushaltdrinkseawater,butthatBobisunawareofthis. Thepotential
disseminationtoBobofthispartofthecontentofSconstitutesaninformationhazard. Theinformation
couldharmBobbyinducinghimtodrinkseawater. (Notethattheconveyanceoftrueinformation
harmsBobhere;inthiscase,thetrueinformationthatScallsfordrinkingseawater.)
Intheprecedingexample,thehazardposedbytherelevantinformationistightlycoupledtoBobs
idiosyncraticbeliefsystem. Itistruethattheideaofanuclearbombisalsoahazardonlywhencoupled
withalargerbeliefsystemforinstance,beliefsaboutphysicsandtechnologyrequiredtobringabomb
intoexistence. Yetitseemspossibleandusefultodistinguishthiskindofinstrumentalinformation
hazardfromideologicalinformationhazard. Ideologicalhazard,wemightsaybywayofexplication,
referstothepossibilitythatthatsomebodywillbemisleadtoheadinsomebaddirectionbecauseofthe
waythatsomeinformationinteractswithfalsebeliefsorincompleteknowledge.
Thatbadideologiescanbeextremelydangerousisamplyevidencedbytwentiethcenturyhistory.What
islessclearishowideologicalhazardcanbestbereduced. Partofthereasonwhythisisadifficult
problemisthatideologycanalsobeaforceforgood. TheideologyoftheAmericancivilrights
movement,forexample,helpedpushbackracialdiscriminationintheU.S. Inawidesense,ideologyis
perhapsaninevitablepartofthehumancondition,andtheproblemofdistinguishinggoodfrombad
ideologymaybenoeasiertosolvethantheproblemofdistinguishinggoodfrombadpolicy:nosimple,
generallyacceptablealgorithmexists.Moreover,whileradicalideologiesmaybeespeciallydangerous,
theymayalsodependingonwhatthestatusquoisrelativetowhichthealternativestheypresentare
radicalbeespeciallyappropriateforthesituation. Ifthestatusquoisslaveryandreligious
prosecution,thenitwouldbearadicalideologythatproposesnotmerelyameliorationoftheworking
conditionsforslavesandreductionofthepenaltiesforheresy,butcompleteabolitionandunlimited
religiousfreedom.
Nextweturntothefactthathumanbeingsarenotperfectlyrationalnordowehaveperfectself
control.Wecanbedistractedagainstourwillandwecansuccumbtotemptationagainstourbetter
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judgment. Exposuretoinformationcanhaveeffectsonusotherthansimplyimprovingtheaccuracyof
ourrepresentationsoftheworld.
Someinformationisdistracting. Itinvoluntarilydrawsourattentiontosomeideaorthemewhenwe
wouldprefertofocusourmindselsewhere. Anadvertizingjinglemightloopinourmindsanddistract
usfromsomethingwewouldratherbethinkingabout. Onetechniqueweusetofighttemptationistoputsomethingoutofourmind;yetinformationaboutthetemptingobjectcanundermineoureffort
andmakeusmorelikelytocave. Arecoveringalcoholiccanbeharmedbyexposuretoavividaccount
oftheattributesofChateauPetrusPomerol1990.
Distractionandtemptationhazards: Informationcanharmusbydistractingusorpresentingus
withtemptation.
Inmostindividualcasesthedamagedonebydistractingortemptinginformationisperhapsminor. Yet
itisnotunreasonabletowonderwhetherthereadyavailabilityofcertainkindsofinformationmight
potentiallycausedamageonawiderscale. Perhapsitcouldbearguedthattelevisionhasanaggregate
effectonthecontemporaryhumanconditionnottoodissimilarfromthatwhichwouldbeproducedby
thewidespreadrecreationaluseofopiatedrugs. Inthefuture,evenmorecompellinglypresented
informationandhyperstimulimightbecomeavailableandproveenormouslyaddictive;forexample,
newformsofhighlyimmersiveorinteractivevirtualrealityenvironments. Druglikeeffectsonour
psychescanbeproducednotonlythroughinjection,ingestion,andinhalationbutalsothroughthe
intakeofinformationpresentedincertainmannerstooursenses.
Wecanalsobeharmedbyexposureto(thetemplatehazardof)badrolemodels. Evenwhenweknow
thatamodelisbad,andwewouldprefernottobeinfluencedbyit,prolongedexposurecan
neverthelessbedetrimentalbecauseofakindofsocialosmosis. Someonewhoaspirestoagood
writingstylemightbewelladvisedtoavoidreadingtoomuchtrash. Onewhoseekstocultivatealoftysentimentmightwanttoavoidthecompanyofthemeanandpetty. Andthosewhohopethattheir
childrenwillbecomeuprightcitizensshouldkeepthemawayfromdelinquentpeers.25 Recentstudies
indicatethatsubjectivewellbeingandevenbodymassaresignificantlyinfluencedbyourassociates.26
Thus,
Rolemodelhazard:Wecanbecorruptedanddeformedbyexposuretobadrolemodels.
OneexampleofthisistheWerthereffect,namedafterthewaveofsuicidesamongyoungmenwhich
sweptEuropeafterthepublicationin1774ofGoethesnovelDieLeidendesjungenWerthers. Several
25Otherthingsbeingequal,thatis;whichofcoursetheyseldomare.Whendecidingwhattodo,oneshouldalso
takeintoaccountthatexposuretoawiderangeofrolemodelscouldprovidemoreopportunitiesforchoice;and
thatonecanbecomewiserbyalsoknowingsomethingaboutthedarkside.Whenexcessive,thefearof
contaminationbybadinfluencesisstultifying. Initsextremeforms,aloveofpuritycanproducedangerous
intoleranceandbigotry.
26HallidayandKwak2007.
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studieshavecorroboratedtheexistenceofsuchaneffect,findingalinkbetweenmediareportingof
highprofilecasesandensuingcopycatsuicides.27
Informationrisksariseoutofoursusceptibilitytovariouscognitivebiasesthatcanbeaggravatedbythe
provisionofcertainkindsofdata. Anchoringbiasresultsfromapplicationoftheanchoringand
adjustmentheuristicinwhichpeopleestimatesomeunknownquantitybyfirstanchoringonsomefigurethathappenstocometomindandthenadjustingthispreliminaryestimateeitherupordownin
anattempttoreflecttheirtotalinformation. Thisleadstobiaswhenpeopleinitiallyanchoronan
irrelevantquantityandthenunderadjustintheadjustmentphase. Inonestudysubjectswereaskedto
estimatethenumberofcountriesinAfrica. Beforeproducingtheirestimate,awheeloffortunewas
spun. Subjectswhoobservedalargernumberonthewheeltendedtogiveahigherestimateofthe
numberofAfricancountries,despitethetransparentirrelevanceoftheformerfact. Theextrapieceof
trueinformationaboutthenumberonthefortunewheeldiminishedtheaccuracyofgeographical
judgment.28
Manypeopleoverestimatetheirownvirtuesandabilities. Supposesuchapersonreceivessome
additionalweakcueoftheirsupposedexcellence,suchasagoodscoreonatriviaquiz. Thisbitof
evidence,whichwecansupposetobetrueandinaverylimitedwayinformative,couldaggravatetheir
selfoverestimationandconceitedness.29
Evenknowledgeofhumanbiasesandcriticalphilosophycanleadtheunwarydeeperintoerror,and
reducehisabilitytolearn,byarminghimwithcleverargumentswithwhichtorebutobjectionsand
rationalizeinconvenientfacts.30 Aspecialkindoffoolisbornwhenintelligencethusoutwitsitself.
Biasinghazard:Whenwearebiased,wecanbeledfurtherawayfromthetruthbyexposureto
informationthattriggersoramplifiesourbiases.
Methodology,suchasdoubleblindingindrugtrials,canhelpreducetheriskofbiasesentering
uninvitedintoourthinkingandacting. Forsimilarprecautionaryreasons,thegullibleoftenhavereason
toavoidthehighlypersuasive. Andifoneplanstoexperiencetransportsandecstasiesthatwill
temporarilyincreaseonessusceptibilitytodangerousillusionsandimpulses,oneshouldfirsthave
oneselftiedtothemast.
Conversely,informationcouldalsoharmusbyreducingourbiasesinsofarasourbiasesservesome
usefulpurpose. Forexample,atendencytooverestimateourownabilitiesmightnotonlymakeusfeel
happierandconfident;astrongbeliefinourownabilitymightalsosignalcompetenceandleadothersto
27Seee.g.Phillips1982;Stack1996;Jonas1992.
28TverskyandKahneman1974.
29Dittoforthosewhounderestimatetheirownvirtuesandabilities:feedbackthatconfirmsthistendstobe
internalizedwhilefeedbackthatcontradictsittendstobeignored(Brown,Duttonetal.2007).
30Yudkowsky2008.
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allywithus,promoteus,orvoteforus. Informationthathelpsusseeourselvesforwhatwereallyare
coulddepriveusofthesebenefits. Itisalsopossiblethatsocietybenefitsfromexcessindividualrisk
takinginsomedisciplines;forexampleifentrepreneurs,inventors,andyoungacademicsoverestimate
theirownchancesofsuccess. Iftheseoccupationshavenetpositiveexternalities,itcouldbebeneficial
thatbiasesandunrealisticexpectationsoffame,fortune,orhighachievementseduceadditional
entrantsintothesefields.
Debiasinghazard:Whenourbiaseshaveindividualorsocialbenefits,harmcouldresultfrom
informationthaterodesthesebiases.
Thereisalsoawiderphenomenonofwhichrolemodelinfluenceisbutaspecialcase. Ourbrainsare
constantlyreshapedbywhatwelearnandexperience. Informationgleanedisnotsimplystoredaway
asinertdatapackages,asthoughitwerenewvolumessuperaddedtosomeinternalbookshelf. Rather,
theincominginformationinteractscomplexlywithpreexistingcognitivestructuresinwaysthatarenot
alwayseasytocharacterizeinfolkpsychologicalterms. Newconceptsmightform;boundariesofextant
conceptsmightchange;neuronalwiringpatternsarealtered;somecorticalareasmightexpand,causing
otherareastocontract;andsoforth. Thereisariskthatsomeofthesechangeswillbefortheworse.
Neuropsychologicalhazard: Informationmighthavenegativeeffectsonourpsychesbecauseof
theparticularwaysinwhichourbrainsarestructured,effectsthatwouldnotariseinmore
idealizedcognitivearchitectures.
Toomuchknowledgecanbebadforsometypesofmemory.31 Perhapssomementalillnessesresult
frominappropriatecrosstalkbetweencognitivemodulesdesignedtooperateasmoreencapsulated
unitsakindofundesirableinternalinformationdissemination. Arecurringideainliteratureand
mythologyisthemotifofharmfulsensation,whereapersonsuffersmentalorphysicalharmmerely
byexperiencingwhatshouldnormallybeabenignsensation(themythofMedusa,beliefsabouttheevileyeetc.). Arealworldexampleofharmfulsensationisphotosensitiveepilepsywhichcanbe
triggeredinsomesensitiveindividualsflickeringlightsorspecificgeometricpatterns.32
Irrelevantinformationcanmakevaluableinformationhardertofind. Thisfactisusedinsteganography,
thecryptographictechniqueofhidingsecretmessageswithinrepresentationsthatappeartobeof
somethingelsesothateventheexistenceofcoverttextisconcealed. Forexample,someofthepixelsin
animagefilecanbesubtlymodifiedsoastoencodeaverbalmessageinwhatlookslikeanordinary
touristpicture. Inasimilarvein,legaldefenseteamssometimesconcealincriminatingdocumentation
31
RobinsonandSloutsky2007.
32WhenthecartoonepisodeDenn SenshiPorygonairedinJapanin1997,onescenefeaturinganexplosion
renderedwithstrobelightingeffectcausedmildsymptomsin510%oftheviewers(thoughsomeofthesemight
insteadhavebeenafflictedwithepidemichysteria)andsent685childrentohospitalinambulance. Nolongterm
damagewasreported. Therehasalsobeenatleastonemaliciousattempttodeliberatelytriggerphotosensitive
epilepsyonline,butitappearsnottohavebeenverysuccessful. SeeRadfordandBartholemew2001;Takada,Aso
etal.1999.
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thathasbeensubpoenaedbytheprosecutionbyoverwhelmingitwithsuchmassiveamountsof
archivalmaterialthattherelevantdocumentscannotbelocatedintimeforthetrial.
Informationburyinghazard: Irrelevantinformationcanmakerelevantinformationharderto
find,therebyincreasingsearchcostsforagentswithlimitedcomputationalresources.33
Onagranderscale,anoverabundanceofinformationalaffordancesmightdeflectourthinkingfrom
topicsthataremorecentraltousandrelativelymoreworthyourcontemplation,sothatweshalllive,as
inT.S.Eliotscharacterizationofthemodernpredicament,Distractedfromdistractionby
distraction.34 Thiskindofpossibilityleadsustothenextsection.
6.RiskstovaluablestatesandactivitiesWehavelookedathowinformationcancauseharmbyaffectingbehavior. Informationcanalsoharm
throughitsdirectpsychologicaleffects,forexamplebycausingdisappointment.Moreover,accordingto
atleastsomeaccountsofwellbeing,informationcancauseharmevenasidefrompsychological
spillovereffectsbyaffectingsomepartofsomeepistemicorattentionalstatethatplaysaconstitutive
roleinsomesubjectswellbeing. Thuswecandefine
Psychologicalreactionhazard: Informationcanreducewellbeingbycausingsadness,
disappointment,orsomeotherpsychologicaleffectinthereceiver.
Andwecandistinguishthisfromthefollowingmorephilosophicallyintricatenotion:
Beliefconstitutedvaluehazard: Ifsomecomponentofwellbeingdependsconstitutivelyon
epistemicorattentionalstates,theninformationthataltersthosestatesmighttherebydirectly
impactwellbeing.
Considerfirsttheobviousexampleofapsychologicalreactionhazard:badnews,thereceiptofwhich
makesussad.
Disappointmenthazard: Ouremotionalwellbeingcanbeadverselyaffectedbythereceiptof
badnews.
Insomecases,ifsomethinggoeswrong,weareboundtohearofiteventually. Insuchcases,the
disappointmentisinasensealreadycommittedwhentheadverseeventtakesplace,eventhoughit
might
take
a
while
before
the
effect
is
known
and
felt.
33Andpotentiallyresultinworsesolutions;foradiscussionofhowexcessiveknowledgecandegradeperformance
insomeartificialintelligencesystems,seeMarkovitchandScott1988.
34Eliot2001.
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Inothercases,however,thereisarealchancethatifasubjectavoidshearingofhermisfortunenow,
shewillremainignorantandwillbesparedthedisappointmentthatthebadnewswouldoccasion. Such
casesmakeiteasiertodisentanglethedisappointmenthazardfromotherpossibleharmsthatmightbe
involved. Takethecaseofamotheronherdeathbed,whoseonlysonisfightinginsomefarawaywar.
Themotherfacesatleasttwodistinctrisks. First,thereistheriskthathersonwillbekilledorinjured;
thisisnotnecessarilyaninformationrisk. Supposethatthesonisinfactkilled. Thenthereisasecond
risk,whichisthatthemotherwillfindoutaboutherloss. Supposethatthenewsiscontainedinaletter,
whichmightreachherquicklyoritmightbedelayed. Ifitreachesherquickly,shewillspendherlast
daysinagonyanddespair;ifitisdelayed,shewilldieinpeace. Herewemightsaythatthemotheris
exposedtoaseveredisappointmenthazard.
Spoilersconstituteaspecialkindofdisappointment.Manyformsofentertainmentdependonthe
marshallingofignorance. Hideandseekwouldbelessfuniftherewerenowaytohideandnoneedto
seek. Forsome,knowingthedayandthehouroftheirdeathlonginadvancemightcastshadowover
theirexistence.
Beforehisretirement,myfatherwouldsometimesmissapivotaltelevisedsoccergamethattookplace
duringworkinghours. Planningtowatchtherepriselater,hewouldmeticulouslyavoidanynewssource
thatmightdisclosetheresults. Hisdesign,however,wasthwartedbymygrandfather,whohad
watchedthegameliveandwhoinvariablyfoundhimselfunabletorefrainfrommakingnotquite
subtleenoughallusionstothematch,enablingmyfathertoguesswhohadwon.
Spoilerhazard: Funthatdependsonignoranceandsuspenseisatriskofbeingdestroyedby
prematuredisclosureoftruth.
Knowledgecanalsoexertmoregeneraleffectsonourpsychesandpersonalities. Perhapsanunwanted
cynicismispromotedbyanexcessofknowledgeaboutthedarksideofhumanaffairsandmotivations.Nietzschewarnedofthemisusesofhistory:howhistoricalknowledge,approachedandvaluedina
certainway,cansapourzestforlifeandinhibitartisticandculturalauthenticityandinnovation. The
dangerNietzschepointedtowasnottheeffectsofanyoneparticularpieceofinformationbutrather
theconsequencesofacertainexcessofhistorywhichcancauselivingtocrumbleaway:esgibteinen
Grad,Historiezutreiben,undeineSchtzungderselben,beiderdasLebenverkmmertundentartet
(thereisadegreeofdoinghistoryandvaluingofitthroughwhichlifeatrophiesanddegenerates).35 If
Nietzscheisrightaboutthis,andifthedisseminationof(variouskindsof)informationaboutthepast
can,underunfavorablecircumstances,contributetosuchanatrophyofspirit,thenwehaveherean
exampleofanothertypeofpsychologicalreactionhazard,namely
Mindsethazard: Ourbasicattitudeormindsetmightchangeinundesirablewaysasa
consequenceofexposuretoinformationofcertainkinds.
35GermanquotationtakenfromNietzsche1984;EnglishtranslationtakenfromNietzsche2007.
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Alongsimilarlines,somepeopleworrythatscientificreductionism,akintostripmininginanancient
forest,despoilslifeofitsmysteryandwonder.
Letusturntobeliefconstitutedvaluehazard. Inpractice,thiscategorycanbedifficulttodistinguish
frompsychologicalreactionhazard.
Consideragaintheexampleofthemotheronherdeathbedwhoriskshearingthathersonhasbeen
killed. Thereisclearlyonerespectinwhichhearingthiswouldbebadforher:itwouldcauseher
extremepsychologicaldistress. Thisissufficientfortheretobeapsychologicalreactionhazard. Itdoes
notrequirethatitwouldbebadforthemother,allthingsconsidered,tohearofhersonsdeath.
Thereareseveralreasonsforthis. First,thereareofcoursevariouspracticalmattersthatwouldneedto
beconsideredinanactualsituationlikethis: Perhapsthemotherneedstoknowsothatshecanalter
herwill? Perhapsconcealmentofunpleasantnewswouldtendtoerodesocialtrust? Butevenaside
fromsuchpragmaticconsiderations,thereisasecondtypeofreasonwhyitmightbebetterforthe
mothertoknowofhersonsdeathdespitethesufferingthisknowledgewouldcauseher. Such
knowledge,accordingtosomemoraltheories,canbeacomponentofapersonswellbeing(thegood
foraperson)evenifitaffectsthesubjectivecomponentofwellbeingfortheworse.Onemighthold
thatalifeismadeworse,otherthingsequal,byitsbeinglivedinignoranceofimportantfactsaboutthe
centralconcernsofthatlife. Lifeinafoolsparadise,evenifitscoreshighonthehedonicdimension,
mightneverthelessscorequitelowinoverallwellbeingonsuchatheory.
Justasonemightholdthatthereissomeknowledgethepossessionofwhichisanimportantconstituent
ofagoodlife,onemightalsoholdthatthereisknowledge(atleastforsomepeople,insome
circumstances)thatmakesadirectnegativecontributiontotheirwellbeing. Thiscanmostobviouslybe
seentobethecaseaccordingtoapreferencesatisfactionaccountofwellbeing;fortherewecan
generateexamplestriviallysimplybysupposingsomebodytohaveabasicpreferenceagainstknowingaboutsomeparticularsubjectmatter. Butmanyotheraccountsofwellbeingmightalsopermitof
examplesofsuchdirectlyburdensomeknowledge. Innocencemightbevaluedforitsownsakeand
mightberuinedbyknowledge.Wemighttreasureourprivacyandfinditinfringedbyotherpeoples
knowingthingsaboutusthatwewouldratherhavekepttoourselvesorsharedexclusivelywithchosen
intimates. Orwemightbebetteroffnotknowingsomepersonaldetailsaboutothers,notjustbecause
suchknowledgemightexposeustoriskofworsetreatmentfromothers(asinknowingtoomuch
hazard)butalsobecauseourawarenessofthesedetailswouldstandinthewayofourconceivingof
othersinmannersthataremoreappropriateormoretoourliking.Withregardtoourfriendsbowels
andourparentsbedrooms,thelessweknowthebetter.36
Onecommonlyfearedriskfrominformationis
Embarrassmenthazard:Wemaysufferpsychologicaldistressorreputationaldamageasaresult
ofembarrassingfactsaboutourselvesbeingdisclosed.
36AndofcourseBismarckclaimedoflawsandsausagesthatitisbetternottoseethembeingmade.
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Embarrassmenthazards(whichoftentaketheformofsignalinghazard)commonlycombineelementsof
psychologicalreactionhazard,beliefconstitutedvaluehazard,andcompetitivenesshazard.Wemay
evenfeartoembarrassourselvestoourselves,perhapsbecauseselfesteemisnotawhollyprivate
matterbutisalsoasocialsignalthatinfluencesothersopinionsofus.37 Somepsychologistsbelievethat
aconcerntoprotectselfesteemfromunderminingbyselfrelevantfailurescanleadindividualsto
engageinselfhandicappingbehavior.38 Thiscouldhelpaccountforsomeinstancesofphenomenasuch
asprocrastination,hypochondria,substanceabuse,andpracticeavoidance.39 Supposethatthinkingof
yourselfasintelligentisimportantforyourselfesteemandthatyouhaveanimportantexamcoming
up. Ifyoupracticehardandfailontheexam,yoursenseofselfcompetencewilltakeahit. Butifyou
putoffpracticinguntilthenightbeforetheexam,yourriskisreduced;evensmartpeoplecandopoorly
onexamswhentheyhavenotstudiedenough. Andifdespitethehandicapofinsufficientpreparation
youstillmanagetogetahighmark,whythenyoumustbetrulybrilliant. Suchperceptionmanagement
canimposesignificantcosts.
Riskofembarrassmentcansuppressfrankdiscussion. AstudyondeliberationintheFederalReserves
FederalOpenMarketCommitteefoundevidencethatanewlyadoptedpolicyoftransparencyinvolvingthepublicationofdetailedtranscriptsfrommonetarypolicymeetingsstifledthevoicingofdissenting
opinionsandseemedtoreducethequalityofdebate.40
Intangibleassets,suchasreputationandbrandname,constitutealargepartofthevalueofmanyfirms.
Embarrassmentsthatnegativelyimpacttheseassetscancausebillionsofdollarsindamage. Foran
exampleonanevengranderscale,considertheColdWarsuperpowerrivalry,inwhichbothcontenders
wereengagedinstatuscontestaswellasamilitaryarmsrace. TheApolloprojectwasadirectresponse
totheembarrassmentcausedtotheUnitedStatesbytheSovietUnionslaunchofSputnik1,an
accomplishmentthatchallengedtheAmericasclaimtotechnologicalsuperiority. TheVietnamandthe
Afghanwars
were
both
prolonged
because
of
reluctance
to
suffer
the
reputational
damage
that
leaders
believedwouldresultfromadmittingdefeat.
7.RisksfrominformationtechnologysystemsItisnotonlyanimatebeingsthatprocessanddisseminateinformation;ourinformationtechnological
systemsdosoaswell. Distinctiveinformationhazardsariseinrelationtoourcomputersandnetworks.
Informationtechnologysystemsarevulnerabletounintentionallydisruptiveinputsequencesorsystem
interactionsaswellastoattacksbydeterminedhackers. Hereweconsideronlyriskoccasionedby
37Hobden1997.
38BerglasandJones1978.
39Smith,SnyderandPerkins1983;Stone2002;ThompsonandRichardson2001.
40MeadeandStasavage2008.
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informationaleffectsunanticipatedsysteminteractions,worms,viruses,Trojanhorses,denialof
serviceattacks,andsoforth. Thismeansweexcluderisksarisingfromthepossibilityofflooding,power
outages,andsomebodyattackingyourcomputerwithasledgehammerexceptinsofarasarisk
consistsinthepossibilityofinformationalamplificationoftheeffectsofsomesuchnoninformational
trauma. Thus,theriskthatyoumightdropyourbrandnewlaptoponahardfloorsothatitbreaksand
youincurthecostofbuyingareplacementisnotaninformationhazard. Noristheriskthatsome
criticalinformationsystemmightgodownnecessarilyaninformationhazardasdefinedhere. Themere
cessationoffunctioningofsomeusefulinformationprovidingsystemisnotenoughunlessthecauseof
thecessationisinformationalortheharmarisesfromsomekindofundesirablepropagationof
information.
Informationsystemhazard: Thebehaviorofsome(nonhuman)informationsystemcanbe
adverselyaffectedbysomeinformationalinputsorsysteminteractions.
Thiscategorycanbesubdividedinvariousways:onecould,forexample,distinguishcomputerhazards
fromnetworkhazards;orsingleoutthreatstocriticalinformationinfrastructure;oronecouldmakea
separationbetweenscenariosinvolvinglossofdata,corruptionofdata,disseminationofdatatothe
wrongparties;andsoforth. Quitealotofattentionisalreadygiventoinformationsystemhazards,and
muchofthisattentionisfocusedonwhatwemayterm
Informationinfrastructurefailurehazard: Thereisariskthatsomeinformationsystemwill
malfunction,eitheraccidentallyorasresultofcyberattack;andasaconsequence,theowners
orusersofthesystemmaybeinconvenienced,orthirdpartieswhosewelfaredependsonthe
systemmaybeharmed,orthemalfunctionmightpropagatethroughsomedependentnetwork,
causingawiderdisturbance.
Risksofthistypecanbequiteseverewhensomecomplexsystemornetworkisusedtocoordinateimportanthumanactivities. Forinstance,acorruptionofthesoftwarethatundergirdsimportant
financialsystemscouldhaveseriousconsequences.
Adifferenttypeofinformationsystemhazardisthatsomeinformationsystemwillinfactfunctionas
intended,butbydoingsoitwillcauseharmoramplifysomeriskofharm.
Aprivacyadvocatemightobjecttosomegovernmentdatabaseprojectthatwillamassvastquantitiesof
informationaboutthecitizenry,notonlybecauseoftheriskthatthesystemmightmalfunctionorbe
hacked,butalsobecauseoftheriskthatitwillperformtospecificationandtherebystrengthenthe
statesabilitytomonitortheactivitiesofitspeopleandshouldthegovernmentonedayseeaneedto
dosototakeactionagainstelementsdeemedundesirableordisloyal. Evenifitwereadmittedthat
thegovernmentthatbuildsthesystemcanbetrustedtouseitonlyforgood,onemightfearthatlater
governmentswhichinheritthesystemcannotbesotrusted,orthatsomemoreperniciousgovernment
elsewherewillseeinthesystemaninspiringprecedent(cf.,ideahazard,andattentionhazard)or
justification(cf.,normhazard)forbuildingitsowncomparablesystemandapplyingittoitsown
nefariousends.
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Similarconcernscanapplytoprivatefirms,suchasGoogle,thatcollectpersonalinformationabout
hundredsofmillionsofusers. ConsiderhowusefulitwouldhavebeenforatwentyfirstcenturyStalin
tobeabletohavehissecurityservicedataminethecitizenrysemailcorrespondenceandsearchengine
queriesnotleasttextwrittenbeforehisascenttopowerandatatimewhenhisenemiesmighthave
communicatedtheirmostincriminatingthoughtsunguardedly.41
Informationinfrastructuremisusehazard: Thereisariskthatsomeinformationsystem,while
functioningaccordingtospecifications,willservicesomeharmfulpurposeandwillfacilitatethe
achievementofsaidpurposebyprovidingusefulinformationinfrastructure.
Asystemcanalsobedangerousbypresentinganeasyopportunityforunintentionalmisuse. Considera
poorlydesignedemailprogramthatmakesistooeasyfortheunwaryuseraccidentallytoforwardan
emailreplytoalltheaddresseesinhercontactlist;anembarrassmentwaitingtoblush. Thishazardlies
ontheborderbetweeninformationinfrastructurefailureandinformationinfrastructuremisuse,itbeing
unclearwhethersuchanemailprogramisfunctioningaccordingtoitsintendedspecificationsand
arguablehowapportionblamebetweenthesystemsdesignersanditsusers.
Forcomparison,wemayalsonotetwoothertypesofhazardpotentiallyarisingoutofinformation
technology(butwhicharetypicallynotinformationsystemhazards)wheretheharmisnotsomucha
consequenceofthegeneralinformationinfrastructureservicesthatasystemprovidesorfailstoprovide
butinsteadismoredirectlyrelatedtotheagencyofthesystemitself:
Robothazard: Therearerisksthatderivesubstantiallyfromthephysicalcapabilitiesofarobotic
system.
Anautonomousvehicle,loadedwithexplosivemissiles,andabletolaunchonitsowninitiative,could
constitute
a
robot
hazard.
We
can
contrast
this
with
Artificialintelligencehazard: Therecouldbecomputerrelatedrisksinwhichthethreatwould
deriveprimarilyfromthecognitivesophisticationoftheprogramratherthanthespecific
propertiesofanyactuatorstowhichthesysteminitiallyhasaccess.
Anartificialintelligencewouldneedtobeveryadvancedinordertoposeanysignificantthreatinvirtue
ofitsowningenuityandagency. Thecreationofartificialgeneralintelligence,withgeneralpowersof
reasoningexceedingthoseofhumanbeings,wouldbeassociatedwithaserious,indeedexistential,
risk.42 Asuperintelligence,evenifinitiallyrestrictedtointeractingwithhumangatekeepersviaatext
interface,mighthackortalkitswayoutofitsconfinement. Itcouldthengaincontrolovereffectorsto
conductoperationsintheexternalworldforexample,byusingitspowersofpersuasiontogethuman
beingstodoitsbiddings,orbyassumingcontrolofroboticmanipulators. Itcouldusetheseeffectorsto
41Ofcoursetherearebigpotentialupsidestoo;e.g.,agoodgovernmentcouldsubpoenathisinformationforuse
inagoodcause.
42Bostrom2002;Yudkowsky2008.
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developnewtechnologiesandtosecureamorecomprehensivegraspofitsphysicalsurroundings. The
threatposedbyasufficientlyadvancedartificialintelligencemaydependmuchmoreonitscognitive
capabilitiesanditsgoalarchitecturethanonthephysicalcapabilitieswithwhichitisinitiallyendowed.
Notallrisksrelatedtorobotsorartificialintelligencesaretobeclassifiedasinformationsystem
hazards. Ariskwouldcountassuchahazardif,forexample,itarosefromthepossibilityofacomputervirusinfectingtheoperatingsystemforarobotoranAI. Butasidefromsuchspecialcases,weshallnot
countrobothazardsandartificialintelligencehazardsasinformationsystemhazards.43
Thereis,however,anotherwayforrobot andAIrelatedriskstoenterourinformationhazard
taxonomy. Theycanenteritinthesamewaysasanyriskrelatingtopotentiallydangeroustechnological
development.
8.RisksfromdevelopmentBothtechnologicalinnovationandeconomicdevelopmentmorebroadlyarisefromtheaccumulationof
information,ideas,andinsights;andthiscanresultinarangeofrisksthatwecangrouptogetherunder
therubricofdevelopmenthazards.
Developmenthazard:Progressinsomefieldofknowledgecanleadtoenhancedtechnological,
organizational,oreconomiccapabilities,whichcanproducenegativeconsequences
(independentlyofanyparticularextantcompetitivecontext).
WhenthemushroomcloudsroseoverHiroshimaandNagasaki,physicists,manyofwhomhadentered
theirprofessionforthesheerjoyofdiscovery,foundthemselvescomplicitinthedeathsofperhaps
200,000people.44
IfthecoldwarhadendedinanalloutnuclearexchangebetweenNATOandtheSovietUnion,asitmighteasilyhavedone,thenmorethanabillioncivilianscouldhavediedasafairly
directconsequenceofthedevelopmentofnuclearweapons.45
43Thereis,ofcourse,asenseinwhichbothrobotsandadvancedmachineintelligencesareinformationsystems.
Thereisalsoasenseinwhichthehumanbrainisaninformationsystem. Yettherisksthatarisefromintelligence
ingeneral,orfromthephysicalequipmentofsomerobot,areextremelyheterogeneous;whereforeitwouldseem
notveryilluminatingtoconstructaninformationsystemhazardcategorythatlumpedthemalltogether.
44TheAtomicArchiveestimatesthedeathsinHiroshimaandNagasakiimmediatelyfollowingthebombingsat
105,000,withafurther94,000injured(TheManhattanEngineerDistrict1946).Manyhavelaterdiedofcancerorbirthdefectscausedbyradiationexposure,buttheexactfiguresareasubjectofdebate.
45PresidentKennedyissaidtohaveatonepointduringtheCubanmissilecrisisestimatedtheprobabilityofa
nuclearwarbetweentheU.S.andtheUSSRtobesomewherebetweenoneoutofthreeandevenKennedy
1968;Leslie1996. JohnvonNeumann,whoaschairmanoftheAirForceStrategicMissilesEvaluationCommittee
wasoneofthearchitectsofearlyU.S.nuclearstrategy,isreportedtohavesaiditwasabsolutelycertain(1)that
therewouldbeanuclearwar;and(2)thateveryonewoulddieinit(Putnam1979,114). SeealsoCirincione2008.
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RobertOppenheimer,thescientistwhohadspearheadedtheManhattanproject,acknowledged
afterwardsthatthephysicistshaveknownsin;andthisisaknowledgewhichtheycannotlose.46 Of
course,reachingamoralverdictonthescientistswhoworkedontheManhattanprojectisnotassimple
astotingupthenumberofdeathsthatwerelatercausedbytheweapontheyinvented.Manyofthese
scientistsdevotedthemselvestotheprojectbecausetheyfearedthatHitlermightgetthebombfirsta
fearwhich,althoughitturnedouttobeunfounded,wasreasonablegiventheinformationavailable
whentheprojectbegan. RichardFeynman,anotherphysicistwholaterreflectedonhisinvolvement,
regardedhisinitialdecisiontoparticipateasmorallyjustifiedforjustthisreason;buthethoughtthathe
hadfailedmorallyinnotreconsideringhisinvolvementafteritbecameclearthatHitlerhadbeenunable
toacquirethebombandthatGermanycouldbedefeatedwithoutit. Furthermore,thedecisiontouse
thebombwasnottakenbyphysicistsbutbyPresidentTruman,whomayhaveactedonavarietyof
motivesinacomplexstrategicsituation;andsoforth.47
Thepointhereisnotthatsomeparticularpastactionwasorwasnotjustified,butthatthiskindof
consequencecanresultfromtheinformationgatheringworkofphysicistsincludingbasicresearch
suchastheearlierworkinquantumandparticlephysicsthatlaidthetheoreticalfoundationsfortheManhattanproject. Toproceedblithelyandwithoutscruple,asthoughnothingverybadcouldcome
fromsuchresearch,wasperhapsexcusablenavetbackthen.48 Forourowngeneration,whichisable
toobservemorehistoricalprecedent,suchnegligencewouldmorelikelyamounttoculpableabrogation
ofmoralresponsibility.
WhatwastrueofphysicsinthedecadesleadinguptotheSecondWorldWarmaybetrueofother
academicdisciplinestoday. Biologyandbiotechnology,whileprovidingurgentlyneededmunitionsfor
useinourbattleagainstdisease,malnourishment,andagerelateddebility,alsothreatentoarmthe
humanspecieswithweaponsofmassdestructionthatmightbedeployedagainstourownkind.
Recentdevelopmentspointtodisturbingpossibilitiesdowntheroad. Considerthesteadilyimproving
capacityandavailabilityofDNAsynthesismachines. Thistrendisworrisomewhenoneconsidersthat
thegenomesofmanyextremelydangerouspathogensresideinthepublicdomain,includingEbola,
Marburg,smallpox,andtheSpanishfluvirus(believedtohavekilledmorethan50millionpeopleduring
19181919). Theknowledgeandtechnologyrequiredtogeneticallymodifymicroorganismssoasto
enhancetheirpathogenicityandtheirresistancetocountermeasuresarealsoadvancing. Technological
barrierstotheproductionofsuperbugsarebeingsteadilyloweredwhilebiotechnologicalknowhow
andequipmentdiffuseevermorewidely.49
46
Oppenheimer1947.
47Foroneattemptatamoralassessment,seeGlover2001.
48AlthoughLeoSzilardsexamplesuggeststhatmuchofthisnavetwasavoidableatleastasearlyas1933.
Rhodes1995.
49Seee.g.NouriandChyba2008. Ofcourse,therearealsoriskmitigatingbenefitsfromsuchresearch,for
examplebetterprophylacticsandtherapeutics,andbetterknowledgeofourownvulnerabilities.
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Dangerousinformationcouldalsoarisefromotherfieldsofinquiry. Advancedfutureformsofmolecular
nanotechnologymightbeusedtobuildweaponssystemevenmorepowerfulthanhydrogenbombsand
supergerms.50 Artificialintelligencemightonedaysurpassbiologicalintelligenceandtherebybecome
extremelypowerful.51
Technologiesformonitoringandmodifyinghumanbehaviormightadvanceonseveralfrontssuchasubiquitoussurveillancesystems,automatedfaceandvoicerecognitionsoftware,effectiveliedetection,
psychopharmacology,geneticengineering,orneuralimplants. Socialsciencemightmakeprogresson
understandingandpredictingthetriggersofsocialunrestandinsurrection. Suchcapabilitiescouldbe
usedforgoodorill. Inaworstcasescenariotheycouldfacilitatetheemergenceofnewandpermanent
formsoftotalitarianisms,possiblyonaglobalscale.
Thepossibilitiesreferredtoaboveconstitutesomeofthemostsignificantexistentialrisksthatmay
confronthumanityinthefuture.52 Otherpotentialtechnologicaldevelopmentssomeforeseeable,
othersperhapsnotmayalsocreateexistentialrisks. Becauseoftheextremevaluesatstakein
existentialrisks,theycandeservesubstantialconcerneveniftheycouldbeshowntobebothvery
unlikelyandveryremoteneitherofwhichisclearlythecasefortherisksjustmentioned.53
Thesetechnoscientificareasdonotfunctioninisolation. Bioweaponsengineerswoulddrawondata
andtechniquesdevelopedbyawiderangeofresearchersinfieldssuchasvirology,medicine,genetics,
andbiochemistry. Nanotechnologistsdrawondrawonfieldssuchasmaterialsscience,chemistry,
proteinengineering,biotechnology,andsystemsengineering. Artificialintelligencepioneersmay
benefitfromadvancesinneuroscience,cognitivescience,computerscience,foundationsofprobability
theory,andsemiconductorphysics. Furthermore,alloftheseareasareinfluencedtosomeextentby
generaleconomicgrowth,whichtendstoleadtoincreasedfundingforresearch,bettersupporting
infrastructure,andamoreeducatedworkforce.
Developmenthazardsthusariseinmanyareas,andtheyrangeinseverityfromtrivialtoexistential. Itis
importanttorecognizethatdevelopmenthazardsarenotconfinedtoespeciallysinisteror
Prometheantechnologicalbreakthroughs. Evensomethingasinnocentasmedicaloragricultural
advancesthathelpreduceinfantmortalitycanposesignificantdevelopmenthazards,suchastheriskof
overpopulationandpotentiallynegativeknockoneffectsonconflict,percapitaincome,andthe
environment. (Obviously,thefactthatsomepotentialdevelopmentisassociatedwithsomeriskdoes
50Drexler1987;Freitas2000;Gubrud1997.
51Moravec2000;Bostrom1998;Vinge1993;Kurzweil2006;BostromandSandberg2008. Aselfenhancing
generalintelligencethatbecamesuperintelligentwouldbecomeextremelypowerfulandwould,unlessrightly
designed,constituteaseverethreattohumanity. Bostrom2003;Yudkowsky2008.
52AnexistentialriskisonethatthreatstocausetheextinctionofEarthoriginatingintelligentlifeortopermanently
anddrasticallydestroyitspotential;seeBostrom2002;Rees2004.
53Bostrom2003;Matheny2007;Leslie1996;Posner2005.
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notentailthatthisdevelopmentwouldonbeonbalancebadorthatitoughtnotbevigorously
pursued.)
Thedistinctionbetweendevelopmenthazardandthevarioushazardslistedaboveasadversarialrisksis
somewhatvague. Developmenthazards,bycontrasttoadversarialrisks,arenottiedtoanyparticular
extantcompetitivecontext. Forexample,ariskofsometechnologicaldevelopmentthatconsistsinthepotentialharmtousthatcouldresultfromthedifferentialstrengtheningofourenemyorrivalshould
beclassifiedasanenemyhazardoracompetitivenesshazardratherthanadevelopmenthazard. Buta
riskofsometechnologicaldevelopmentthatconsistsinthepotentialforharmthatarisesfromthefact
thatthistechnologywouldbelikelytocausesomesevereaccidentorwouldgenerallylenditselfto
abusesbyawiderangeofindividuals,groups,orstateswouldposeadevelopmenthazard. Some
technologicaldevelopmentsmightposebothadversarialanddevelopmentalrisks.
9.DiscussionTheconsiderationsadducedabove,althoughnotontheirowndeterminativeofwhatistobedonein
anyparticularactualcase,canhelpinformourchoicesbyhighlightingthesometimessubtlewaysin
whicheventrueinformationcanhaveharmfulaswellasbeneficialeffects(table1).
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TYPOLOGYOFINFORMATIONHAZARDS
I.Byinformationtransfermode
Datahazard
Ideahazard
Attentionhazard
Templatehazard
Signalinghazard
Evocationhazard
II.Byeffect
TYPE SUBTYPE
Enemyhazard
Intellectualpropertyhazard
Commitmenthazard
ADVERSARIALRISKS Competivenesshazard
Knowingtoomuchhazard
Informationasymmetry
hazard
Unveilinghazard
RISKSTOSOCIAL
ORGANIZATONAND
MARKETS
Normhazard
Recognitionhazard
Ideologicalhazard
Distractionandtemptation
hazards
Rolemodelhazard
Biasinghazard
Debiasing
hazard
Neuropsychologicalhazard
RISKSOFIRRATIONALITY
ANDERROR
Informationburyinghazard
Disappointmenthazard
Spoilerhazard
Psychologicalreaction
hazard
Mindsethazard
Beliefconstitutedvalue
hazard
RISKSTOVALUABLESTATES
ANDACTIVITIES
(mixed) Embarrassmenthazard
Informationinfrastructure
failurehazard
Informationinfrastructure
misusehazard
RISKSFROMINFORMATION
TECHNOLOGYSYSTEMS
Informationsystemhazard
Artificialintelligencehazard
RISKSFROMDEVELOPMENT Developmenthazard
Table1
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Therearemanywaysofrespondingtoinformationhazards. Inmanycases,thebestresponseisno
response,i.e.,toproceedasthoughnosuchhazardexisted. Thebenefitsofinformationmaysofar
outweighitscoststhatevenwheninformationhazardsarefullyaccountedfor,westillunderinvestin
thegatheringanddisseminationofinformation.Moreover,ignorancecarriesitsowndangerswhichare
oftentimesgreaterthanthoseofknowledge. Informationrisksmightsimplybetolerated. Insome
contextstheycouldbeinsuredorhedgedagainstusingavarietyoffinancialinstruments.54
Whenmitigationiscalledfor,itneednottaketheformofanactiveattempttosuppressinformation
throughmeasuressuchasbans,censorship,disinformationcampaigns,encryption,orsecrecy. One
responseoptionissimplytoinvestlessindiscoveringanddisseminatingcertainkindsofinformation.
Somebodywhoisworriedaboutthespoilerhazardoflearningabouttheendingofamoviecansimply
refrainfromreadingreviewsandplotsummaries.
Sometimes,suchasinthecasesofsomeideologicalhazardsandsomeinformationasymmetryhazards,
thedangerliesinpartialinformation. Thebestresponsemaythenbetoprovidemoreinformation,not
less. Someproblemscanbesolvedthroughpolicymeasurestheproblemofasymmetriesinhealth
informationcanbeobviated,forexample,byinstitutingpubliclyfundeduniversalhealthcare. Inother
cases,suchasdistractionhazardandsomebiasinghazards,thesolutionmaybetocarefullyselectan
appropriateformatandcontextfortheinformationthatistobepresented.
Whencontemplatingtheadoptionofsomepolicydesignedtorestrictinformation,itisworthreflecting
thathistoricallysuchpolicieshaveoftenservedspecialinterests. InTheWeaponofOpenness,ashort
essayonroleofsecrecyandopennessinnationalsecurity,ArthurKantrowitzwrote:
[S]ecrecyinsiderscomefromaculturewhereaccesstodeepersecretsconveyshigherstatus.
Thosewhogetaheadinthecultureofsecrecyunderstanditsusesforpersonaladvancement.
Knowledgeispower,andformanyinsidersaccesstoclassifiedinformationisthechiefsourceoftheirpower. Itisnotsurprisingthatsecrecyinsidersseethepublicationoftechnological
informationasendangeringnationalsecurity.55
Outsidersoftenhavereasonforskepticismwheninsidersinsistthattheirinnerdealingsmustbe
protectedfrompublicscrutiny. Secrecybreedscorruption. Kantrowitzarguedthatevenwithrespectto
thenarrowcriterionofmilitarystrength,aunilateralpolicyofopenness(atleastinpeacetime)leadsto
betterresults.
Atthesametime,however,weshouldrecognizethatknowledgeandinformationfrequentlyhave
downsides. Futurescientificandtechnologicaladvances,inparticular,maycreateinformationwhich,
misused,wouldcausetremendousharmincluding,potentially,existentialcatastrophe. Ifweaddin
themanylesserhazardsthatcanbecreatedbysuchadvances,forexamplebytechnologiesthat
facilitatecommercialfraudorthatintroduceinsidiousnewchemicalsintothehumanbody,therange
54Seee.g.Petratos2007.
55Kantrowitz1992.
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andcomplexityofpotentialinformationhazardsgrowsevengreater. Ifwefurtherexpandourpurview
andconsiderthemanyindirectandreciprocalinfluencesbetween,forinstance,scientificinformation
andeconomicgrowth,andif,moreover,wealsogiveattentiontothenumerousways,cataloguedin
precedingsections,inwhichinformationoutsidetherealmsofscienceandtechnologycancause
harmthenweshallcometoappreciatethatinformationhazardsareubiquitous,potentiallyserious,
andoftennonobvious.
Ananalysisofthepolicyimplicationsofthisresultisbeyondthescopeofthispaper.56 Bywayof
conclusion,though,wemayadumbratetwocontrastingpotentialresponses. Giventhecomplexityof
theissuesinvolved,andtheirentanglementwithmanystrategic,philosophical,andpolitical
considerations,itisnottrivialtoascertainwhichoftheseresponseshasthemosttorecommendit.57
Onepossibleresponse,then,wouldbetotaketoheartthemanifoldwaysinwhichthediscoveryand
disseminationofinformationcanhavenegativeeffects.58Wecouldaccepttheneedtoqualifythe
fawningadmirationandunquestioningcommitmenttothepursuitoftruththatcurrentlyconstitutes
officialpolicyifnotalwaysconsistentpracticeinmostuniversitiesandlearnedbodies. Amottolike
HarvardsVeritas!couldbeviewedasnaveandreckless. Instead,onemightconclude,weoughtto
thinkmorecarefullyandopenmindedlyaboutwhichparticularareasofknowledgedeservetobe
promoted,whichshouldbeletbe,andwhichshouldperhapsevenbeactivelyimpeded.
Sincescholarsareverylikelytobebiasedinfavorofthinkingthattheirownfielddeservestobe
promoted,outsiderswhoarelessprejudicedshouldbebroughtintoparticipateinthesedeliberations.
TheoldEnlightenmentmodelofscientificresearch,whichpicturesscienceasagoosethatlaysgolden
eggsbutonlyifallowedfullautonomyandifshieldedfromexternalsocialcontrol,wouldperhapshave
tobereplacedwithadifferentmodelinwhich,forexample,democraticprocessesandpreferencesare
allowedgreaterinfluenceoverresearchdirectionsandpriorities.
Anotherresponsewouldnotethegreatbenefitsthathistoricallyhavecomefromthepursuitof
knowledgeandenlightenment,andfastenonthedangersinherentinanyattempttocurtailfreeinquiry
ortoyokescientificresearchtosomepreconceivednotionofthesocialgood. Thoseinclinedtogivethis
responseneednotdenythattrueinformationcaninmanyinstancesbeharmfulorhazardous;they
needonlymaintainthatonbalancewearebetteroffasloyalsubjectstothecauseofenlightenment. It
canalsobehopedthatnewinformationtechnologieswillbringaboutavastlymoretransparentsociety,
inwhicheverybody(thewatchmenincluded)areunderconstantsurveillance;andthatthisuniversal
56Ihopetoaddresssomeoftheseissuesinacompanionpaper.
57Wemaybelikelytooverlookatleastonecrucialconsideration;seeBostrom2006.
58OnefairlyrecentandwellknownattempttoarguethisisBillJoysarticleinwhichheadvocatesselective
relinquishmentofresearchincertainfieldswithinartificialintelligence,nanotechnology,andbiotechnology
becauseofdangersheforeseesinthefutureifsuchresearchispursued(Joy2000).
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transparencywillpreventtheworstpotentialmisusesofthenewtechnologicalpowersthathumanity
willdevelop.59
Evenifourbestpolicyistoformanunyieldingcommitmenttounlimitedfreedomofthought,virtually
limitlessfreedomofspeech,anextremelywidefreedomofinquiry,weshouldrealizenotonlythatthis
policyhascostsbutthatperhapsthestrongestreasonforadoptingsuchanuncompromisingstancewoulditselfbebasedonaninformationhazard;namely,normhazard:theriskthatpreciousyetfragile
normsoftruthseekingandtruthfulreportingwouldbejeopardizedifwepermittedconvenient
exceptionsinourownadherencetothemoriftheirviolationwereingeneraltooreadilyexcused.
Itissaidthatalittleknowledgeisadangerousthing. Itisanopenquestionwhethermoreknowledgeis
safer. Evenifourbestbetisthatmoreknowledgeisonaverageagoodthing,weshouldrecognizethat
therearenumerouscasesinwhichmoreknowledgemakesthingsworse.60
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