Individual Broker Registration - legalandgeneral.com · Telephone: 020 8950 9393. Registered in...
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Please answer the below questions As part of the registration process please complete the below information and return to [email protected]. Completion of this form will allow Prestige Finance to satisfy required due diligence checks and process your registration Do you have the relevant permissions to give advice on regulated mortgages? What is your company’s website address? Are you aware of any pending FCA disciplinary action being taken against you or your company? Have you or your company had a complaint from the FOS or any other regulatory body upheld against you within the last 12 months? Do you have a complaints policy? Do you have a process in place to maintain your professional competence? Have you ever been declared bankrupt? Is yes please provide details Have you or your company ever been declined appointment to or removed from a Lender panel? (excluding a lender data cleanse due to business volumes). Individual Broker Registration Name Company
Transcript of Individual Broker Registration - legalandgeneral.com · Telephone: 020 8950 9393. Registered in...
Please answer the below questions
As part of the registration process please complete the below information and return to [email protected].
Completion of this form will allow Prestige Finance to satisfy required due diligence checks and process your registration
Do you have the relevant permissions to give advice on regulated mortgages?
What is your company’s website address?
Are you aware of any pending FCA disciplinary action being taken against you or your company?
Have you or your company had a complaint from the FOS or any other regulatory body upheld against you within the last 12 months?
Do you have a complaints policy?
Do you have a process in place to maintain your professional competence?
Have you ever been declared bankrupt? Is yes please provide details
Have you or your company ever been declined appointment to or removed from a Lender panel? (excluding a lender data cleanse due to business volumes).
Individual Broker Registration
Name
Company
Individual Name :
Company Name :
Company FCA Number :
Registered address : (Including postcode)
Trading address : (Including postcode) (if difference from above) Company Sort Code :
Company Account Number :
Company Account Name :
Preferred Mortgage Club :
Club Reference Number :
ICO Number (if known) :
We’ll always treat your account in strictest confidence under the Data Protection Act 1998; you are entitled to know what information
we hold about you and to ask us to correct any inaccurate details. We may charge for this service. If you have any questions
about the Act or your rights under it, please write to:
Compliance Manager, Prestige House, 16 Melbourne Road, BusheyHertfordshire, WD23 3LN
Head office: Prestige Finance, Prestige House, 16 Melbourne Road, Bushey, Herts, WD23 3LN. Telephone: 020 8950 9393. Registered in England (company number 1080632). Prestige Finance Limited is authorised and regulated by the Financial Conduct Authority. Registered office: Reliance House, Sun Pier, Chatham, Kent, ME4 4ET. Prestige Finance Limited is part of the OneSavings Bank plc group (company number 7312896).076/PRS/11.10.17
Please note these bank details are required to send you any broker fees that are added to the loan. Any procuration fees will be paid to your preferred mortgage club.
