KPMG Inc 4 Christiaan Barnard Street, Cape Town City Centre, Cape Town, 8000, PO Box 4609, Cape Town, 8001, South Africa Telephone +27 (0)21 408 7000 Fax +27 (0)21 408 7100Docex 102 Cape Town Web http://www.kpmg.co.za/

KPMG Incorporated is a company incorporated under the South African Companies Act and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ("KPMG International"), a Swiss entity.

KPMG Incorporated is a Registered Auditor, in public practice, in terms of the Auditing Profession Act 26 of 2005.

Registration number 1999/021543/21

Chairman: Prof W Nkuhlu Chief Executive: I Sehoole Directors: Full list on website

The company's principal place of business is at KPMG Crescent, 85 Empire Road, Parktown.

Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”)

To the unitholders of Old Mutual Core Balanced Fund We have undertaken our limited assurance engagement to determine whether the attached Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ at 31 December 2019 (the “Schedule”) has been prepared in terms of the requirements of Regulation 28 of the Pension Funds Act of South Africa (the “Regulation”) for Old Mutual Core Balanced Fund (the “Portfolio”), as set out on pages 4 to 54. Our engagement arises from our appointment as auditor of the Old Mutual Unit Trust Managers (RF) (Pty) Ltd and is for the purpose of assisting the Portfolio’s unitholders to prepare the unitholder’s Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ in terms of the requirements of Regulation 28(8)(b)(i).

The Responsibility of the Directors of the Manager The Directors of the Manager are responsible for the preparation of the Schedule in terms of the requirements of the Regulation, and for such internal control as the Manager determines is necessary to enable the preparation of the Schedule that is free from material misstatements, whether due to fraud or error.

Our Independence and Quality Control We have complied with the independence and other ethical requirements of Sections 290 and 291 of the Independent Regulatory Board for Auditors’ Code of Professional Conduct for Registered Auditors (Revised January 2018) and parts 1 and 3 of the Independent Regulatory Board for Auditors’ Code of Professional Conduct for Registered Auditors (Revised November 2018) (together the IRBA Codes), which are founded on fundamental principles of integrity, objectivity, professional competence and due care, confidentiality and professional behaviour. The IRBA Codes are consistent with the corresponding sections of the International Ethics Standards Board for Accountants’ International Code of Ethics for Professional Accountants and the International Ethics Standards Board for Accountants’ Code of Ethics for Professional Accountants (including International Independence Standards) respectively.

1

Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”) 30 June 2020

KPMG Inc applies the International Standard on Quality Control 1 and accordingly maintains a comprehensive system of quality control including documented policies and procedures regarding compliance with ethical requirements, professional standards and applicable legal and regulatory requirements.

Auditor’s Responsibility Our responsibility is to express a limited assurance conclusion on whether, based on the procedures we have performed and the evidence we have obtained, the Schedule has been prepared in terms of the requirements of the Regulation. We conducted our limited assurance engagement in accordance with the International Standard on Assurance Engagements (ISAE) 3000 (Revised), Assurance Engagements Other Than Audits or Reviews of Historic Financial Information (ISAE) 3000 (Revised) issued by the International Auditing and Assurance Standards Board. That standard requires us to plan and perform this engagement to obtain limited assurance on whether the Schedule has been prepared in terms of the requirements of the Regulation. A limited assurance engagement is substantially less in scope than a reasonable assurance engagement in relation to both risk assessment procedures, including an understanding of internal control, and the procedures performed in response to the assessed risks. The procedures we performed were based on our professional judgement and includes inquiries, observation of processes followed, inspection of documents, analytical procedures, evaluating reporting policies and agreeing or reconciling with underlying records. We completed our audit of the financial statements of the Manager for the year ended 31 December 2019, prepared in accordance with International Financial Reporting Standards, on which we issued an unmodified opinion on 30 March 2020. Our audit was performed in accordance with International Standards on Auditing and not for the purpose of expressing an opinion on the Manager's internal controls. Where appropriate, we have drawn on evidence obtained regarding instances of non-compliance with the Regulation identified during the course of our audit that might materially affect the financial statements, and have performed such additional procedures as we considered necessary. The procedures performed included:

— Re-computing the Schedule’s arithmetical accuracy;

— Reviewing the appropriateness of the classification of a sample of the underlying assets;

— Agreeing a sample of the fair values on the Schedule to the investment administration system; and

— Inspecting whether any instances of non-compliance with the Regulations were correctly disclosed on the Schedule.

2

Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”) 30 June 2020

The procedures performed in a limited assurance engagement vary in nature and timing, and are less in extent than for a reasonable assurance engagement. Consequently, the level of assurance obtained in a limited assurance engagement is substantially lower than the assurance that would have been obtained had we performed a reasonable assurance engagement. Accordingly, we do not express a reasonable assurance opinion about whether the Schedule has been prepared in terms of the requirements of the Regulation. We believe that the evidence obtained as part of our limited assurance engagement is sufficient and appropriate to provide a basis for our limited assurance conclusion expressed below.

Limited Assurance Conclusion Based on the procedures we have performed and the evidence we have obtained, nothing has come to our attention that causes us to believe that the Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ at 31 December 2019 by the Old Mutual Core Balanced Fund, has not been prepared in terms of the requirements of Regulation 28 of the Pension Funds Act of South Africa.

Restriction on Use and Distribution This report is prepared in terms of the requirements of Regulation 28(8)(b)(i)(aa) and is intended only for the Manager and Portfolio’s unitholders for the purpose indicated in the first paragraph. Consequently, the Schedule and our report may not be suitable for another purpose and is not to be used for any other purpose nor distributed to any other parties.

KPMG Inc

Per MJ Coelho Chartered Accountant (SA) Registered Auditor Director 30 June 2020

3

as at

A

B1

B2

C

D

D Value of corresponding Assets per statement of funds and Net Asset Value

1

1.1

(a)

(b)

(c)

Less: Reg 28 compliant investments (certificate received from issuing entity):-

B.1.1 Collective Investment Schemes (Reg 28(8)(b)(i))

Total assets (Schedule IA -Total investments) 459 535 303

12/31/2019R

SCHEDULE IBASSETS HELD IN COMPLIANCE WITH REGULATION 28OLD MUTUAL CORE BALANCED FUND

459 535 303

Less: Investments not disclosed /data not available fordisclosure [Refer Schedule IAN]

Less: Reg 28 Excluded investments

B.2.1 Insurance Policies ( Reg 28(3)(c))

ABSA Bank Limited 25% 105 487 0.02%

B.1.2 Linked Policies (Reg 28(8)(b)(ii))

25% 235 570 0.05%NAEY_CB 25% 26 560 0.01%

DCAPM20_NC 25% 0 0.00%Investec Holdings Ltd 25% 117 743 0.03%

Investec Bank Limited 25% 3 727 0.00%

B.1.3 Non-linked policies (Reg 28(8)(b)(iii))

B.1.4 Entity regulated by FSB (Reg 28(8)(b)(iv))

Notes, deposits, money market instruments issued by a South African Bank, margin accounts, settlement accounts with an exchange and Islamic liquidity management financial instruments

100% 23 805 243 5.18%

Notes and coins, any balance or deposit in an account held with a South African bank 100% 5 274 155 1.15%

R %

CASH 100% 26 186 182 5.70%

TOTAL ASSETS FOR REGULATION 28 DISCLOSURE

905 628 0.20%

Investec Holdings Ltd 25% 367 460 0.08%Land And Agricultural Development Bank of South Af 25% 945 445 0.21%

Accounting Entries - provisions, settlement accoun 25% (84 754) -0.02%

Firstrand Bank Limited 25% 1 471 050 0.32%Firstrand Bank Ltd 25% 2 078 549 0.45%

ABSA Bank Limited 25% 2 805 458 0.61%ABSA Bank Ltd 25% 2 448 209 0.53%

Standard Bank of South Africa Ltd 25% 4 177 644 0.91%A money market instrument issued by a South African bank including an Islamic liquidity management financial instrument 100% 18 428 865 4.01%

NARC_CB 25% 6 357 0.00%Pick n Pay Stores Ltd 25% 689 548 0.15%

NAER_CB

Investec Bank Ltd 25% 255 012 0.06%

Third Point Reinsurance Ltd 25% 1 098 0.00%Any positive net balance in a margin account with an exchange

100% 102 223 0.02%

Nedbank Ltd 25% 4 617 724 1.00%Standard Bank of South Africa Ltd 25% 2 292 603 0.50%

Land And Agricultural Development Bank of South Africa 25% 236 902 0.05%Nedbank Limited 25%

E Timing Differences - Note 1 114 836

459 650 139

4

(d)

1.2

(a)

(b)

(c)

2 143 307 0.47%AUST & NZ BANKING GRP NY 5% 12 795 0.00%

Firstrand Bank Ltd 5% 358 273 0.08%

25%

SAFEX 25% 102 223 0.02%Any positive net balance in a settlement account with an exchange, operated for the buying and selling of assets 100%

0.00%

SVENSKA HANDELSBANKEN NY 5% 7 691 0.00%

Balances or deposits, money market instruments issued by a foreign bank including Islamic liquidity management financial instruments

SARB maximum

limits2 380 939 0.52%

DEN NORSKEBANK TIME DEPOSIT 5% 31 348 0.01%DOW INC 5% 8 226 0.00%

CANADIAN IMPERIAL BANK TIME DEPOSIT 5% 19 224 0.00%CANADIAN IMPERIAL BK 5% 2 558 0.00%

Bank of New York Mellon 5% 30 496 0.01%Bank of Nova Scotia/The 5% 10 795 0.00%

BANK OF MONTREAL- 5% 4 460 0.00%Bank of New York 5% 87 0.00%

BANK OF AMERICA N.A. 5% 14 075 0.00%BANK OF MONTREAL CHICAGO 5% 10 236 0.00%

Any balance or deposit held with a foreign bank 25%

HSBC Bank Plc 5% 6 295 0.00%

State Street Bank and Trust 5% 664 340 0.14%SUMITOMO MITSUI BKG CORP 5% 11 515 0.00%

SKANDINAVISKA ENSKILDA BANKEN TIME DEPOSIT 5% 31 348 0.01%State Street Bank 5% 7 448 0.00%

ROYAL BANK OF CANADA NY 5% 6 397 0.00%ROYAL BK OF CANADA 5% 8 284 0.00%

NATIONAL BK OF CANAD 5% 12 763 0.00%NORDEA BANK ABP NEW YORK 5% 7 686 0.00%

MIZUHO BANK LTD TIME DEPOSIT 5% 31 348 0.01%MUFG BK LTD N Y BRH DISC COML 5% 21 691 0.00%

HSBC Bank USA 5% 798 022 0.17%HSBC USA INC 5% 4 158

0.00%

A money market instrument issued by a foreign bank including an Islamic liquidity management financial instrument 25% 232 514 0.05%

BANK OF MONTREAL CHICAGO 5% 15 994 0.00%

Any balance or deposit held with an African bank 25% 5 118 0.00%CREDIT AGRICOLE CIB NY 5% 5 118 0.00%

TORONTO DOMINION BANK 5% 6 390 0.00%TORONTO-DOMINION 5% 7 678 0.00%

COOPERAT RABOBANK UA/NY 5% 7 676 0.00%

NORDEA BK AB PUBL NY 5% 6 397 0.00%

HSBC USA INC 5% 13 436 0.00%INTL BK RECON + DEVELOP 5% 4 474 0.00%

CREDIT AGRICOLE 5% 7 678 0.00%FEDERAL HOME LOAN BANK 5% 78 043 0.02%

SVENSKA HANDLSBNKN A 5% 7 681 0.00%

Cisco Systems Inc 5% 935 0.00%COCA COLA FEMSA 5% 13 046 0.00%

Bank of Nova Scotia/The 5% 5 118 0.00%BANK OF NY MELLON CORP 5% 3 200 0.00%

Bank of Nova Scotia 5% 6 398 0.00%BANK OF NOVA SCOTIA HOUS 5% 3 838

COOPERATIEVE CENTRALE 5% 6 396 0.00%

Royal Bank of Canada 5% 16 635 0.00%SUMITOMO MITSUI BKG CORP 5% 4 990 0.00%

Meritage Homes Corp 5% 2 560 0.00%

5

2

2.1

(a)

(b)

(c)

(c)(i)

(c)(ii)

(c)(iii)

(c)(iv)

(d)

(d)(i)

(d)(ii)

75/100% 68 273 978 14.86%

Debt instruments issued by, and loans to, the government of the Republic, and any debt or loan guaranteed by the Republic 100% 60 572 547 13.18%

DEBT INSTRUMENTS INCLUDING ISLAMIC DEBT INSTRUMENTS100% issued / guarantee

by Republic, otherwise

75%

68 940 877 15.00%

Toronto-Dominion Bank 5% 10 106 0.00%WELLS FARGO BANK NA 5% 14 076 0.00%

SVENSKA HANDLSBNKN A 5% 5 120 0.00%TORONTO DOMINION BANK 5% 6 398 0.00%

Listed on an exchange with an issue market capitalisation of R20 billion ormore, or an amount or conditions as prescribed 75%

WI TREASURY SEC. 10% 11 488 0.00%

TREASURY BILL 10% 224 009 0.05%US TREASURY N/B 10% 5 123 0.00%

FED HOME LN DISCOUNT NT 10% 32 610 0.01%QUEENSLAND TREASURY 10% 15 330 0.00%

Debt instruments issued or guaranteed by the government of a foreign country 75% 292 399 0.06%

Fannie Mae 10% 3 839 0.00%

Inside the Republic

3 006 942 0.65%Barloworld Ltd 10% 314 326 0.07%

Debt instruments issued or guaranteed by a South African Bank against its balance sheet:- 75%

Not listed on an exchange5%

5%

10%

Listed on an exchange with an issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed 75%

Listed on an exchange with an issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed 75%

15%

25%

Debt instruments issued or guaranteed by an entity that has equity listed on an exchange, or debt instruments issued or guaranteed by a public entity under the Public Finance Management Act, 1999 (Act No. 1 of 1999) as prescribed:-

50% 4 060 023 0.88%

Woolworths Holdings Ltd 5% 353 622 0.08%

Old Mutual Global Equity Fund 5% 0 0.00%State Street Bank and Trust 5% 1 085 0.00%

Not listed on an exchange 25% 1 053 081 0.23%AVI Ltd 5% 698 374 0.15%

Transnet SOC Ltd 10% 282 199 0.06%

Eskom Holdings Ltd 10% 1 776 856 0.39%Life Healthcare Group Holdings Ltd 10% 633 562 0.14%

Listed on an exchange 50%

6

(e)

(e)(i)

(e)(ii)

2.2

(a)

(b)

(c)

(c)(i)

(c)(ii)

(c)(iii)

(c)(iv)

(d)

(d)(i)

(d)(ii)

Other debt instruments:- 25% 3 349 009 0.73%

0.00%

NATTREAS TBL 10062020 5% 232 111 0.05%

Listed on an exchange 25% 698 912 0.15%

BESA FEES CONTROL 5% 491 0.00%FOSCHINI FG CALL ACC 5% 937 177 0.20%

TWC322 7.268 28022020 5% 12 381 0.00%Not listed on an exchange 15% 2 650 097 0.58%

TWC318 7.225 27012020 5% 28 498 0.01%TWC320 7.26 13022020 5% 67 422 0.01%

T16OM1 FRN 21082020 5% 98 617 0.02%TLC09 170920 5% 50 239 0.01%

IDC 8.34 22102020 5% 71 658 0.02%STOR AGE CP 31122019 5% 179 884 0.04%

DEVELOPMENT BANK OF SA 5% 188 945 0.04%HOME CAPITAL GROUP COM NPV 5% 1 267

YCOM 7.375 20032020 5% 352 351 0.08%ZAR Receivable 5% 217 930 0.05%

OMGEMF ILS Cap 5% 1 178 0.00%TELKOM FG CALL 5% 807 142 0.18%

Debt instruments issued or guaranteed by a South African Bank against its balance sheet:-

SARB maximum

limits

10%

Listed on an exchange with an issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed

SARB maximum

limits

15%

Listed on an exchange with an issuer market capitalisation of R20 billion or more, or an amount or conditions as prescribed

SARB maximum

limits

25%

JPMorgan Chase & Co 10% 5 133 0.00%

NATTREAS TBL 24062020 5% 101 716 0.02%

10%

Debt instruments issued or guaranteed by the government of a foreign country

SARB maximum

limits

Foreign SARB maximum 666 899 0.15%

Debt instruments issued by, and loans to, the government of the Republic, and debt or loan guaranteed by the Republic

SARB maximum

limits

5% 6 394 0.00%

Walt Disney Co 10% 6 362 0.00%Not listed on an exchange 25% 36 644 0.01%

Debt instruments issued or guaranteed by an entity that has equity listed on an exchange

SARB maximum

limits48 182 0.01%

Listed on an exchange SARB maximum

limits11 538 0.00%

Not listed on an exchange 25%

5%

Listed on an exchange with an issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed

SARB maximum

limits

Minor International PCL - Warrants 10% 43 0.00%

Apple Inc

7

(e)

(e)(i)

(e)(ii)

Cisco Systems Inc 5% 1 283 0.00%

Listed on an exchange 25% 17 274 0.00%

14 687 0.00%

TOYOTA MOTOR CREDIT CORP 5% 6 399 0.00%Not listed on an exchange 15% 601 443 0.13%

FAIRWAY FINANCE CORP 5% 21 710 0.00%

WELLS FARGO + COMPANY 5% 13 615 0.00%Other debt instruments:- 25% 618 717 0.13%

State Street Bank and Trust 5% (56 041) -0.01%Walt Disney Co 5% 7 624 0.00%

Jazz Pharmaceuticals Inc 5% 26 817 0.01%Pfizer Inc 5% 22 916 0.00%

Coca-Cola Co 5% 5 101 0.00%Exxon Mobil Corp 5% 8 935 0.00%

123 558 0.03%FEDERATION DES CAISSES 5% 22 962 0.00%

MONT BLANC CAPTL COR 5% 19 782 0.00%

NATIXIS NY BRANCH 5% 10 876 0.00%

COLLATERALIZED COML PAPER CO L 5% 2 550 0.00%CREDIT AGRICOLE CIB NY 5% 5 118 0.00%

CITIGROUP GLOBAL MARKETS 5% 8 939 0.00%COCA-COLA COMPANY 5% 7 613 0.00%

BMW US CAPITAL LLC 5% 22 697 0.00%BPCE 5% 13 383 0.00%

ARMY & AIR FORCE EXCHA 5% 5 753 0.00%ATLANTIC ASSET SECUR 5% 15 351 0.00%

ALBERTA PROVINCE 5% 10 857 0.00%ANTALIS S.A 5%

0.00%

STARBIRD FDG. CORP 5% 7 037 0.00%

FARMER MAC DISCOUNT NOTE 5% 20 472 0.00%

MATCHPOINT FINANCE PLC 5% 3 828 0.00%MERCK & CO. INC 5% 7 673 0.00%

LMA AMERICAS LLC 5% 14 679 0.00%LMA SA LMA AMERICAS 5% 5 087 0.00%

LIBERTY FUNDING LLC 5% 20 428 0.00%LIBERTY STREET FDG LLC 5% 6 397 0.00%

KELLS FUNDING LLC 5% 6 396 0.00%KFW INTL FINANCE INC 5% 11 484 0.00%

ING US FUNDING LLC 5% 29 951 0.01%KELLS FDG LLC 5% 16 583 0.00%

FED HOME LN DISCOUNT NT 5%

NIEUW AMSTERDAM REC 5% 8 949 0.00%

PSP CAPITAL INC 5% 5 101 0.00%PSP CAPITAL INC. 5% 15 282 0.00%

PROVINCE OF ALBERTA 5% 12 753 0.00%Province of Ontario 5% 7 668 0.00%

PACCAR FINANCIAL CORP 5% 3 837 0.00%PRIVATE EXP. FUNDING 5% 6 384 0.00%

ONTARIO TEACHERS FINAN 5% 8 915 0.00%PACCAR FINANCIAL COR 5% 12 792 0.00%

OMERS FINANCE TRUST 5% 8 286 0.00%ONTARIO TEACHER FIN TRST 5% 3 826 0.00%

NIEUW AMSTERDAM RECV 5% 3 831 0.00%NOVARTIS FNC CRP 5% 19 189

WALT DISNEY COMPANY 5% 6 390 0.00%

SVENSKA HANDELSBANKEN NY 5% 7 676 0.00%TOYOTA MOTOR CREDIT CORP 5% 20 471 0.00%

SUMITOMO MITSUI BKG CORP 5% 5 118 0.00%

8

3

3.1

(a)

(a)(i)

42.55%

Anglo American Plc 15% 8 352 036 1.82%

BARCLAYS AFRICA GROUP LIMITED 15% 6 386 333 1.39%

Aspen Pharmacare Holdings Ltd 15% 1 352 289 0.29%Assore Ltd 15% 231 744 0.05%

Anglogold Ashanti Ltd 15% 4 306 620 0.94%Anheuser-Busch InBev SA/NV 15% 2 040 024 0.44%

Cie Financiere Richemont SA 15% 2 657 417 0.58%

African Rainbow Minerals Ltd 15% 523 548 0.11%Alstom SA (Pty) Ltd 15% 25 179 0.01%

Preference and ordinary shares in companies, excluding shares in property companies, listed on an exchange:- 75% 194 735 727 42.38%

Issuer market capitalisation of R20 billion or more, or an amount or conditions as prescribed 75% 175 002 337 38.08%

EQUITIES 75% 323 652 078 70.43%Inside the Republic 75% 195 521 341

15% 282 466 0.06%Exxaro Resources Ltd 15% 2 535 641 0.55%

Dis-Chem Pharmacies Ltd 15% 271 731 0.06%Discovery Holdings Ltd 15% 1 258 050 0.27%

Investec PLC 15% 848 696 0.18%

Anglo Platinum Ltd 15% 4 394 910 0.96%

British American Tobacco Plc 15% 10 908 810 2.37%Capitec Bank Holdings Ltd 15% 2 177 947 0.47%

Bidvest Group Ltd 15% 3 830 348 0.83%Bidvest Group Ltd/The 15% 3 386 010 0.74%

Barloworld Ltd 15% 687 653 0.15%BidCorp Ltd 15% 33 498 0.01%

AVI Ltd 15% 761 405 0.17%

873 333 0.19%

Liberty Holdings Ltd 15% 422 081 0.09%Life Healthcare Group Holdings Ltd 15% 1 027 440 0.22%

Netcare Ltd 15% 799 611 0.17%

Clicks Group Ltd 15% 1 869 134 0.41%

Impala Platinum Holdings Ltd 15% 4 757 991 1.04%Investec Ltd 15% 3 437 808 0.75%

Gold Fields Ltd 15% 1 208 345 0.26%Harmony Gold Mining Co Ltd 15% 389 581 0.08%

Foschini Group Ltd 15% 12 293 0.00%Glencore International Plc 15% 683 322 0.15%

Firstrand Bank Limited 15% 11 825 500 2.57%Firstrand Bank Ltd 15% 74 446 0.02%

Distell Group Ltd

5 522 557 1.20%Old Mutual Ltd 15% 31 453 0.01%

Kumba Iron Ore Ltd 15% 643 507 0.14%

Nedbank Group Ltd 15% 27 531 0.01%Nedbank Limited 15% 6 220 118 1.35%

MTN Group Ltd 15% 7 579 387 1.65%Naspers Ltd 15% 18 342 523 3.99%

Mondi Plc 15% 1 557 708 0.34%Mr Price Group Ltd 15% 2 419 898 0.53%

MMI HOLDINGS 15% 4 312 0.00%Momentum Metropolitan Holdings 15% 646 464 0.14%

Massmart Holdings Ltd 15% 150 419 0.03%Mediclinic International PLC 15%

Northam Platinum Ltd 15% 1 744 394 0.38%

PSG Group Ltd 15% 1 134 291 0.25%

Pepkor Holdings Ltd 15% 329 940 0.07%Pick n Pay Stores Ltd 15% 644 282 0.14%

OLD MUTUAL LIMITED 15%

9

(a)(ii)

Santam Ltd 15% 1 372 357 0.30%

0.39%

Truworths International Ltd 15% 602 602 0.13%

RMB Holdings Ltd 15% 20 799 0.00%Sanlam Ltd 15% 4 344 028 0.95%

Reinet Investment Sla 15% 1 196 858 0.26%Remgro Ltd 15% 4 749 797 1.03%

QUILTER PLC 15% 1 527 915 0.33%Rand Merchant Investment Holdi 15% 662 782 0.14%

PSG Konsult Ltd 15% 124 659 0.03%

SAPPI SOUTHERN AFRICA (PROPRIETARY) LIMITED 15% 710 205 0.15%

Tiger Brands Ltd 15% 977 062 0.21%Tongaat Hulett Ltd 15% 19 841 0.00%

Telkom SA SOC Ltd 15% 301 506 0.07%The Foschini Group Ltd 15% 1 009 356 0.22%

Standard Bank of South Africa Ltd 15% 7 502 067 1.63%Steinhoff International Holdings Ltd 15% 32 662 0.01%

SPAR Group Ltd/The 15% 1 065 961 0.23%Standard Bank Group Ltd 15% 73 627 0.02%

Sibanye Gold Ltd 15% 1 998 750 0.43%Spar Group Ltd 15% 9 989 0.00%

Sasol Ltd 15% 8 126 819 1.77%Shoprite Holdings Ltd 15% 1 776 255

0.02%

Adcock Ingram Holdings Ltd 10% 112 992 0.02%Advtech Ltd 10% 161 190 0.04%

Issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed 75% 16 893 283 3.68%

Woolworths Holdings Ltd 15% 16 243 0.00%Woolworths Holdings Ltd/South 15% 1 316 331 0.29%

Ascendis Health Ltd 10% 5 817 0.00%

EOH Holdings Ltd 10% 30 473 0.01%

Coronation Fund Managers Ltd 10% 325 393 0.07%CURRO Holdings Ltd 10% 118 236 0.03%

Brait SA 10% 114 202 0.02%Cashbuild Ltd 10% 145 331 0.03%

Italtile Ltd 10% 2 172 306 0.47%

Vodacom Group Ltd 15% 3 831 840 0.83%

Alexander Forbes Group Holding 10% 119 558 0.03%ALLIED ELECTRONICS COR-A SHR 10% 154 909 0.03%

African Rainbow Capital Investments 10% 251 630 0.05%Afrimat Ltd 10% 57 253 0.01%

AECI Ltd 10% 297 995 0.06%African Oxygen Ltd 10% 99 763

10% 58 008 0.01%LONG4LIFE LTD 10% 79 447 0.02%

Kap Industrial Holdings Ltd 10% 900 572 0.20%LIBSTAR HOLDINGS LTD 10% 105 175 0.02%

ASTRAL FOODS LTD 10% 274 695 0.06%

Imperial Logistics Ltd 10% 326 547 0.07%Invicta Holdings Ltd 10% 15 904 0.00%

Hosken Consolidated Investments Ltd 10% 152 880 0.03%Hudaco Industries Ltd 10% 123 596 0.03%

Famous Brands Ltd 10% 161 928 0.04%Grindrod Ltd 10% 97 436 0.02%

Datatec Ltd 10% 184 725 0.04%

JSE Ltd 10% 317 206 0.07%

Metair Investments Ltd 10% 100 069 0.02%Motus Holdings Ltd 10% 794 190 0.17%

Lighthouse Capital Ltd

10

(a)(iii)

(b)

3.2

(a)

(a)(i)

PEREGRINE HOLDINGS LTD 10% 460 191 0.10%

303 831 0.07%

PPC Ltd 10% 103 698 0.02%Raubex Group Ltd 10% 625 186 0.14%

TSOGO SUN GAMING LTD 10% 728 245 0.16%

Omnia Holdings Ltd 10% 129 735 0.03%Pan African Resources Plc 10% 120 969 0.03%

Nampak Ltd 10% 136 347 0.03%Oceana Group Ltd 10% 172 278 0.04%

Mpact Ltd 10% 54 951 0.01%Murray & Roberts Holdings Ltd 10% 50 486 0.01%

121 399 0.03%

Multichoice Grp Ltd 5% 17 707 0.00%

Pioneer Food Group Ltd 10% 475 760 0.10%

Super Group Ltd/South Africa 10% 759 664 0.17%Transaction Capital (Pty) Ltd 10% 2 773 773 0.60%

Stadio Holdings Ltd 10% 7 958 0.00%Sun International Ltd 10% 98 433 0.02%

SAFEX 10% 0 0.00%Spur Corp Ltd 10% 42 933 0.01%

RFG Holdings Ltd 10% 30 819 0.01%Royal Bafokeng Platinum Ltd 10% 202 747 0.04%

RCL Foods Ltd/South Africa 10% 31 957 0.01%Reunert Ltd 10%

0.01%

3i Group PLC 15% 44 718 0.01%

Wilson Bayly Holmes-Ovcon 10% 1 602 498 0.35%

Lewis Group Ltd 5% 43 390 0.01%MultiChoice Group Ltd 5% 2 267 997 0.49%

DRD Gold Ltd 5% 107 663 0.02%Gold Fields Ltd 5% 25 136 0.01%

City Lodge Hotels Ltd 5% 82 069 0.02%Discovery Holdings Ltd 5% 2 450 0.00%

Barclays Bank of Botswana Ltd 5% 35 645 0.01%Blu Label Telecoms Ltd 5% 80 130 0.02%

Issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed 75% 2 840 107 0.62%

Arcelor Mittal SA Ltd 5% 4 378 0.00%

Zeder Investments Ltd 10%

SPEAR REIT LTD 5% 20 080 0.00%

Preference and ordinary shares in companies, excluding shares in property companies, listed on an exchange:-

SARB maximum

limits127 717 128 27.79%

Issuer market capitalisation of R20 billion or more, or an amount or conditions as prescribed

SARB maximum

limits94 222 202 20.50%

Foreign SARB maximum 128 130 737 27.88%

Vodacom Group Ltd 2.5% 22 312 0.00%

Preference and ordinary shares in companies, excluding shares in property companies, not listed on an exchange 10% 785 614 0.17%

Standard Bank of South Africa Ltd 2.5% 763 302 0.17%

Tsogo Sun Hotels Ltd 5% 102 104 0.02%

Tiger Brands Ltd 5% 737 0.00%Trencor Ltd 5% 50 623

58.com Inc 15% 3 068 0.00%

3SBio Inc 15% 6 780 0.00%51JOB INC-ADR 15% 9 515 0.00%

3M Co 15% 388 991 0.08%

11

0.00%

ABB LIMITED 15% 155 354 0.03%Abbott Laboratories 15% 33 708 0.01%

AAC Technologies Holdings Inc 15% 27 570 0.01%

Activision Blizzard Inc 15% 9 813 0.00%

Advantest Corp 15% 10 651 0.00%

Adobe 15% 602 349 0.13%Advance Auto Parts Inc 15% 34 037 0.01%

Adecco SA 15% 35 658 0.01%Adidas 15% 247 755 0.05%

Ageas 15% 5 019 0.00%

ACER 15% 8 861 0.00%Acrher Daniels Midland 15% 6 621 0.00%

Accenture Plc 15% 494 509 0.11%ACCOR SA 15% 29 799 0.01%

AbbVie Inc 15% 525 533 0.11%ABIOMED Inc 15% 1 617

15% 2 306 0.00%AIA Group Ltd 15% 27 616 0.01%

AGL Energy Ltd 15% 2 678 0.00%Agnico Eagle Mines Ltd 15% 54 935 0.01%

Akzo Nobel 15% 97 172 0.02%

Acuity Brands Inc 15% 27 088 0.01%

AGC Inc/Japan 15% 21 401 0.00%AGCO Corp 15% 974 0.00%

AES Corp 15% 58 217 0.01%Aflac Inc 15% 9 417 0.00%

Aegon NV 15% 40 503 0.01%Aeon Co Ltd 15% 52 481 0.01%

ADVANCED INFO SERVICE FOR RG 15% 39 371 0.01%

2 041 0.00%

Alexion Pharmaceuticals Inc 15% 17 046 0.00%ALFA 15% 11 114 0.00%

Ally Financial Inc 15% 70 626 0.02%

Agilent Technologies Inc 15% 114 388 0.02%

Ajinomoto Co Inc 15% 28 312 0.01%Akbank 15% 1 558 0.00%

Airbus SE 15% 21 093 0.00%Aisin Seiki Co 15% 1 509 0.00%

Air Liquide SA 15% 233 230 0.05%Air Products & Chemicals Inc 15% 10 024 0.00%

AIR CHINA H 15% 7 838 0.00%Air France 15% 5 798 0.00%

AGRI BANK OF CHINA H

2 456 0.00%Alphabet Inc 15% 3 138 412 0.68%

Albemarle Corp 15% 2 892 0.00%

Allianz SE 15% 401 450 0.09%Allstate Corp 15% 156 673 0.03%

Allergan Inc 15% 14 715 0.00%Alliant Energy Corp 15% 34 830 0.01%

Alimentation Couche-Tard Inc 15% 105 352 0.02%Allegion PLC 15% 36 094 0.01%

Alibaba Group Holding Ltd 15% 1 636 946 0.36%Align Technology Inc 15% 74 715 0.02%

Alfa Laval AB 15% 1 980 0.00%Alfresa Hldgs Corp 15%

Almarai Co Ltd 15% 11 054 0.00%

Amada Co Ltd 15% 1 118 0.00%

Altice 15% 1 042 0.00%Altria Group Inc 15% 19 366 0.00%

Alnylam Pharmaceuticals Inc 15%

12

American Electric Power Co. Inc 15% 9 906 0.00%

0.04%

Anheuser-Busch InBev SA/NV 15% 15 301 0.00%

Amerco Inc 15% 5 733 0.00%Ameren Corp 15% 16 988 0.00%

Amcor Ltd 15% 4 107 0.00%Amerada Hess Corp 15% 63 831 0.01%

AMAZON.COM INC 15% 225 686 0.05%AMBEV ON (NEW) 15% 5 581 0.00%

Amadeus IT Group SA 15% 131 410 0.03%

American Express Co 15% 341 051 0.07%

Analog Devices Inc 15% 10 268 0.00%Anglo American Plc 15% 7 409 0.00%

AMP LIMITED 15% 13 718 0.00%ANA Holdings Inc 15% 35 010 0.01%

Amgen Inc 15% 565 974 0.12%Amorepacific Group 15% 9 351 0.00%

AmerisourceBergen Corp 15% 52 003 0.01%Ametek Inc 15% 4 727 0.00%

American Water Works Co Inc 15% 96 979 0.02%Ameriprise Financial Inc 15% 88 863 0.02%

American Financial Group 15% 20 071 0.00%American International Group Inc 15% 186 708

0.05%

APA Group 15% 28 200 0.01%Apache Corp 15% 34 111 0.01%

Aon PLC/UK 15% 183 104 0.04%AP Moller - Maersk A/S 15% 4 106 0.00%

ANSYS Inc 15% 7 320 0.00%Anthem Inc 15% 22 893 0.00%

Arconic Inc 15% 50 406 0.01%

Ashtead Grp Plc 15% 5 676 0.00%

ASAHI BREWERIES LTD 15% 978 0.00%ASAHI KASEI CORP 15% 56 928 0.01%

Aristocrat Leisure Ltd 15% 2 722 0.00%Arrow Electronics Inc 15% 1 807 0.00%

Astellas Pharma Inc 15% 144 476 0.03%

ANHUI CONCH CEMENT H 15% 2 505 0.00%

ARCELIK 15% 4 467 0.00%ARCH CAPITAL GROUP 15% 76 654 0.02%

Aptiv PLC 15% 105 651 0.02%Aramark 15% 33 762 0.01%

Apple Inc 15% 417 954 0.09%Applied Materials Inc 15% 237 235

15% 31 779 0.01%AT&T Inc 15% 61 021 0.01%

AstraZeneca Plc 15% 32 821 0.01%ASUSTEK COMPUTER 15% 2 562 0.00%

Arista Networks Inc 15% 2 410 0.00%

Assicurazioni 15% 105 997 0.02%Assurant Inc 15% 39 543 0.01%

ASML Holding NV 15% 485 722 0.11%Aspen Technology Inc 15% 12 245 0.00%

Asics Corp 15% 1 180 0.00%ASM Pacific Technology Ltd 15% 9 100 0.00%

ASE INDUSTRIAL HOLDING CO LTD 15% 40 945 0.01%

Astra International 15% 46 580 0.01%

AU OPTRONICS CORP 15% 11 941 0.00%

Atacadao SA 15% 7 590 0.00%Atos SA 15% 22 780 0.00%

ASX LTD

13

Australia and New Zealand Banking Group Ltd 15% 172 868 0.04%

42 390 0.01%

Autoliv Inc 15% 1 600 0.00%Automatic Data Processing Inc 15% 14 950 0.00%

Bajaj Finance Ltd 15% 3 693 0.00%

AURORA CANNABIS 15% 7 023 0.00%AusNet Services Ltd 15% 22 293 0.00%

Aurizon Holdings Ltd 15% 22 659 0.00%Aurobindo Pharmaceuticals 15% 1 945 0.00%

Auckland International Airport Ltd 15% 12 564 0.00%

74 586 0.02%Baloise Holding 15% 1 268 0.00%

BANK NEGARA INDONESIA 15% 20 130 0.00%

Autodesk Inc 15% 153 003 0.03%

Baidu Inc 15% 8 127 0.00%BAJAJ AUTO 15% 16 175 0.00%

B2W 15% 11 676 0.00%BAE Systems PLC 15% 5 723 0.00%

AXIATA GROUP 15% 10 890 0.00%Axis Capital Hldgs 15% 3 125 0.00%

Aviva 15% 84 815 0.02%AXA SA 15% 202 640 0.04%

AutoZone Inc 15% 14 741 0.00%Avery Dennison Corp 15%

0.00%

Barco NV 15% 3 246 0.00%

Bajaj Finserv Ltd. 15% 3 425 0.00%

Bank Leumi Le-Israel BM 15% 9 557 0.00%Bank Mandiri 15% 44 410 0.01%

BANK CENTRAL ASIA 15% 107 366 0.02%Bank Hapoalim 15% 20 355 0.00%

Bancolombia SA 15% 3 686 0.00%Bandai Namco Holdings Inc 15% 2 603 0.00%

Banco do Brasil 15% 49 571 0.01%Banco Santander SA 15% 14 554 0.00%

BANCO BRADESCO PN 15% 167 405 0.04%Banco de Sabadell 15% 19 048 0.00%

BALL CORP 15%

Bank of America Corp 15% 75 103 0.02%

BAOZUN INC-SPN ADR 15% 6 393 0.00%BARCLAYS BANK PLC 15% 8 903 0.00%

BANORTE GRUPO FINANCIERO BANORTE SAB DE CV 15% 4 478 0.00%BANPU PUBLIC CO LTD FOR REG 15% 7 295 0.00%

Bank Rakyat Indonesia 15% 81 628 0.02%Bankinter SA 15% 11 812 0.00%

Bank of New York Mellon 15% 169 638 0.04%Bank of Nova Scotia 15% 236 069 0.05%

Bank of East Asia Ltd 15% 699 0.00%Bank of Montreal 15% 181 205 0.04%

Bank of China Ltd 15% 13 045 0.00%Bank of Communications Co Ltd 15% 1 365

0.00%

Bayerische Motoren Werke AG 15% 125 555 0.03%BB Seguridade Participacoes SA 15% 1 599 0.00%

Baxter International Inc 15% 11 055 0.00%Bayer AG 15% 17 515 0.00%

Barrick Gold Corp 15% 9 125 0.00%BASF SE 15% 263 409 0.06%

Barratt Developments PLC 15% 53 817 0.01%

Becton Dickinson & Co 15% 265 306 0.06%

BBVA 15% 138 420 0.03%BCO SANTANDER CHILE (NEW 15% 1 181

14

Benesse Holdings Inc 15% 8 471 0.00%

BHP Group Plc 15% 3 108 177 0.68%

BHARAT PETROLEUM CORP 15% 19 676 0.00%BHP Billiton Plc 15% 14 694 0.00%

Berkshire Hathaway Inc 15% 63 360 0.01%Best Buy Co Inc 15% 76 425 0.02%

BM&F BOVESPA ON 15% 104 298 0.02%

BELGACOM 15% 1 202 0.00%Bendigo & Adelaide Bank Ltd 15% 6 611 0.00%

Beiersdorf AG 15% 43 153 0.01%

15% 39 603 0.01%Boliden AB 15% 37 456 0.01%

BOC Aviation Ltd 15% 8 043 0.00%BOC Hong Kong Hldgs Ltd 15% 34 058 0.01%

Brambles Ltd 15% 39 481 0.01%

Berkeley Group Holdings PLC 15% 23 443 0.01%

BlackBerry Ltd 15% 8 644 0.00%Blackrock Inc 15% 227 726 0.05%

Biogen Idec Inc 15% 217 080 0.05%BioMarin Pharmaceutical Inc 15% 46 587 0.01%

BHP Steel Ltd 15% 20 978 0.00%Bim Birlesik Magazalar 15% 2 533 0.00%

BHP Group Ltd 15% 22 994 0.01%

7 534 0.00%

Brenntag AG 15% 3 703 0.00%Bridgestone Corp 15% 72 025 0.02%

BTS GROUP HOLDINGS PCL FORGN 15% 0 0.00%

BNP Paribas 15% 15 504 0.00%

BP Plc 15% 27 288 0.01%BPER Banca 15% 207 0.00%

Boston Scientific Corp 15% 13 607 0.00%Bouygues SA 15% 25 889 0.01%

BORAL LTD 15% 15 137 0.00%BorgWarner Inc. 15% 40 891 0.01%

BOMBARDIER INC 15% 787 0.00%Booking Holdings Inc 15% 338 904 0.07%

Boeing Co

25 339 0.01%Bunzl PLC 15% 3 562 0.00%

BRASIL FOODS ON 15% 705 0.00%

Bruker Corp 15% 4 854 0.00%BT Group PLC 15% 72 898 0.02%

Brother Industries Ltd 15% 1 139 0.00%Brown-Forman Corp 15% 3 605 0.00%

British American Tobacco Plc 15% 22 017 0.00%Brookfield Asset Management Inc 15% 11 493 0.00%

Bristol-Myers Squibb Co 15% 578 686 0.13%BRITANNIA INDUSTRIES 15% 11 274 0.00%

Brighthouse Financial Inc 15% 3 266 0.00%BRISTOL MYERS SQUIBB COMPANY RIGHTS 15%

Budweiser Brewing Co APAC Ltd 15% 7 621 0.00%

Caltex Australia Ltd 15% 1 340 0.00%

CAE INC 15% 22 797 0.00%CAIXABANK SA 15% 35 255 0.01%

C H Robinson Worldwide Inc 15% 35 579 0.01%Cadence Design Systems 15% 86 693 0.02%

BYD Co Ltd 15% 3 682 0.00%Byd Electronic Co. Ltd. 15% 5 985 0.00%

Burberry Group PLC 15% 36 330 0.01%Bureau Veritas SA 15% 3 585 0.00%

Bunge Ltd 15%

15

Canadian National Railway Co 15% 231 542 0.05%

0.00%

Casino Guichard Perrachon 15% 28 888 0.01%

Campbell Soup Co. 15% 31 274 0.01%

Canadian Natural Resources Ltd 15% 9 748 0.00%

Carnival PLC 15% 3 272 0.00%Carrefour SA 15% 32 045 0.01%

Carlsberg 15% 28 484 0.01%Carmax Inc 15% 54 444 0.01%

Capital One Financial Corp 15% 18 297 0.00%Cardinal Health Inc 15% 70 501 0.02%

Capcom Co Ltd 15% 7 249 0.00%Capgemini SE 15% 5 924 0.00%

Canon Inc 15% 3 908 0.00%Canopy Growth Corporation 15% 12 850 0.00%

Canadian Pacific Railway Ltd 15% 7 580 0.00%Canadian Utilities Ltd 15% 2 004

0.02%

CEMEX CPO 15% 26 554 0.01%CEMIG PN 15% 15 219 0.00%

Cboe Global Markets Inc 15% 59 303 0.01%Celanese Corp Series A 15% 57 964 0.01%

Caterpillar Inc 15% 325 171 0.07%CATHAY FINANCIAL HLDS 15% 46 930 0.01%

CEZ CESKE ENERG. ZAVODY 15% 13 897 0.00%

CHINA AIRLINES 15% 3 180 0.00%

Check Point Software Technolog 15% 4 203 0.00%Chevron Corp 15% 62 494 0.01%

Charles Schwab Corp 15% 206 570 0.04%Charter Communications Inc 15% 19 014 0.00%

China Gas Holdings Ltd 15% 2 131 0.00%

Casio Computer Co Ltd 15% 11 379 0.00%

CenturyLink Inc 15% 59 739 0.01%Cerner Corp 15% 121 742 0.03%

Central Japan Railway Co 15% 93 658 0.02%Centrica Plc 15% 1 898 0.00%

CENOVUS ENERGY INC 15% 54 018 0.01%Centene Corp 15% 99 560

15% 3 120 0.00%CHINA MINSHENG BANK H 15% 27 222 0.01%

CHINA LODGING GRP ADR 15% 1 804 0.00%China Medical System Holdings 15% 7 890 0.00%

CHINA UNICOM 15% 1 920 0.00%

CF Industries Holdings Inc 15% 2 263 0.00%

CHINA EVERBRIGHT BANK H 15% 4 976 0.00%China First Capital Grp Ltd 15% 289 0.00%

China Eastern Airlines (H) 15% 4 074 0.00%China Eastern Airlines Corp Ltd 15% 4 368 0.00%

CHINA CITIC BANK H 15% 24 450 0.01%CHINA CONSTRUCTION BK H 15% 375 101 0.08%

Chiba Bank Ltd 15% 966 0.00%

CHINA LIFE INSURANCE H 15% 5 663 0.00%

CHINA STEEL CORP COMMON 15% 42 936 0.01%CHINA TELECOM CORP H 15% 1 269 0.00%

China Petroleum & Chemical Corp 15% 3 065 0.00%CHINA SHENHUA ENERGY COMPANY LIMITED 15% 30 441 0.01%

CHINA NAT BUILDING MAT H 15% 1 641 0.00%CHINA PETRO & CHEM H 15% 4 279 0.00%

China Mobile Ltd 15% 12 351 0.00%China Molybdenum Co Ltd 15% 3 551 0.00%

China Merchants Bank Co Ltd

16

22 855 0.00%

CHINA ZHONGWANG HOLDINGS 15% 4 006 0.00%CHINATRUST FINL HLDGS 15% 60 220 0.01%

Cie Financiere Richemont SA 15% 163 282 0.04%

60 137 0.01%International Paper Co 15% 74 124 0.02%

Isetan Mitsukoshi Holdings Ltd 15% 837 0.00%

China Yangtze Power Co Ltd 15% 5 296 0.00%

CIBC 15% 126 269 0.03%Cie De St Gobain 15% 78 411 0.02%

CHUNGHWA TELECOM CO 15% 60 816 0.01%CI FINANCIAL CORPORATION 15% 3 056 0.00%

Chugai Pharmaceutical Co Ltd 15% 68 847 0.01%Chugoku Electric Power Co Inc 15% 1 185 0.00%

Chubb Ltd 15% 264 649 0.06%CHUBU ELECTRIC POWER CO INC 15% 4 784 0.00%

Chipotle Mexican Grill Inc 15% 7 320 0.00%Chr Hansen Holding A/S 15%

0.00%

Jardine Matheson Holdings Ltd 15% 3 558 0.00%

CIELO 15% 14 905 0.00%

IPG Photonics Corp 15% 4 465 0.00%IRPC PCL FOREIGN 15% 7 077 0.00%

Investor AB 15% 103 391 0.02%Investors Group Inc 15% 1 635 0.00%

INVENTEC CO 15% 9 065 0.00%Invesco Ltd 15% 23 214 0.01%

INTUIT INC 15% 286 680 0.06%Intuitive Surgical Inc 15% 15 824 0.00%

Intertek Group PLC 15% 55 626 0.01%Intesa Sanpaolo 15% 160 480 0.03%

InterContinental Hotels Group Plc 15%

Israel Discount Bank Ltd 15% 3 405 0.00%

Japan Tobacco Inc 15% 5 411 0.00%Jardine Cycle And Carriage Ltd 15% 8 308 0.00%

Jacobs Engineering Group Inc 15% 4 939 0.00%Japan Post Holdings Co Ltd 15% 3 535 0.00%

J Sainsbury PLC 15% 16 586 0.00%J.M.Smucker Co 15% 2 468 0.00%

Itochu Corp 15% 6 802 0.00%ITV PLC 15% 25 434 0.01%

ITAU UNIBANCO PN 15% 203 937 0.04%ITAUSA PN 15% 69 361 0.02%

ISS A/S 15% 16 883 0.00%Isuzu Motors Ltd 15% 1 586

0.01%

JGC Holdings Corp 15% 918 0.00%Jiangxi Ganfeng Lithium Co Ltd 15% 6 020 0.00%

JEFFERIES FINANCIAL GROUP INC 15% 1 519 0.00%JFE HOLDINGS INC 15% 17 853 0.00%

JBS 15% 4 788 0.00%JD.Com Inc 15% 6 714 0.00%

JXTG Holdings Inc 15% 3 768 0.00%

Kansai Electric Power Co Inc 15% 2 178 0.00%

JB Hunt Transport Services Inc 15% 1 937 0.00%

Julius Baer Group Ltd 15% 4 268 0.00%Juniper Networks Inc 15% 1 634 0.00%

JPMorgan Chase & Co 15% 116 333 0.03%JS Group Corp 15% 1 030 0.00%

Johnson & Johnson 15% 1 476 426 0.32%Johnson Matthey PLC 15% 41 607

Kajima Corp 15% 17 643 0.00%

17

KB FINANCIAL GROUP 15% 77 856 0.02%

Kansas City Southern Railway Co 15% 71 018 0.02%KAO CORP 15% 153 771 0.03%

Kansai Paint Co Ltd 15% 18 065 0.00%

Kerry Group PLC 15% 54 427 0.01%

15% 18 950 0.00%Kia Motors Corp 15% 2 207 0.00%

Keyence Corp 15% 242 013 0.05%Keysight Technologies 15% 77 469 0.02%

Kirin Holdings Co Ltd 15% 2 942 0.00%

KEPCO KOREA ELECT. POWER 15% 2 373 0.00%Kering 15% 198 853 0.04%

KEIO CORP 15% 22 429 0.00%Kellogg Co 15% 98 617 0.02%

KBC GROUP NV 15% 67 928 0.01%KDDI Corp 15% 205 340 0.04%

KAWASAKI HEAVY INDUSTRIES LTD 15% 3 544 0.00%

22 795 0.00%

Kobayashi Pharmaceutical Co 15% 5 205 0.00%Kobe Steel Ltd 15% 3 142 0.00%

Kroger Co 15% 5 908 0.00%

Keycorp 15% 92 112 0.02%

Kinross Gold Corp 15% 1 328 0.00%Kintetsu Group Holdings Co Ltd 15% 4 777 0.00%

Kingfisher PLC 15% 18 137 0.00%Kinnevik Investment 15% 19 838 0.00%

Kinder Morgan Inc 15% 146 523 0.03%Kingdee International Software Group 15% 8 656 0.00%

KIKKOMAN CORP 15% 36 260 0.01%Kimberly-Clark Corp 15% 188 004 0.04%

KGHM POLSKA MIEDZ

3 591 0.00%Kubota Corp 15% 76 770 0.02%

Lamb Weston Holdings Inc 15% 3 874 0.00%

KLA Corp 15% 8 445 0.00%

KOREA GAS CORP 15% 3 913 0.00%KRAFT FOODS GROUP INC 15% 4 422 0.00%

KONINKLIJKE KPN 15% 39 447 0.01%Koninklijke Vopak NV 15% 7 448 0.00%

Konica Minolta Inc 15% 7 467 0.00%Koninklijke Ahold 15% 214 184 0.05%

Komatsu Ltd 15% 96 245 0.02%Konami Holdings Corp 15% 15 738 0.00%

Koc Holding 15% 13 360 0.00%Kohl's Corp 15%

0.00%

KROTON EDUCACIONAL ON 15% 862 0.00%

Laboratory Corp Of America Hol 15% 56 695 0.01%Lam Research Corp 15% 158 383 0.03%

Kyushu Railway Co 15% 25 104 0.01%L'Oreal 15% 278 892 0.06%

Kyowa Kirin Co Ltd 15% 1 332 0.00%Kyushu Electric Power Co Inc 15% 907 0.00%

Kurita Water Industries Ltd 15% 8 681 0.00%Kyocera Corp 15% 87 927 0.02%

Kuehne & Nagel International 15% 32 109 0.01%Kuraray Co Ltd 15% 13 747 0.00%

KT&G CORP(KOREA TOBACCO) 15%

LAN AIRLINES 15% 14 187 0.00%

Lawson Inc 15% 10 367 0.00%

Landis+Gyr Group AG 15% 2 311 0.00%LAS VEGAS SANDS CORP 15% 4 229

18

Leonardo SpA 15% 5 260 0.00%

Lennox Intl Inc 15% 29 327 0.01%Lenovo Group Ltd 15% 23 475 0.01%

Leidos Holdings Inc 15% 3 480 0.00%Lennar Corp 15% 3 041 0.00%

Leggett & Platt Inc 15% 3 236 0.00%Legrand 15% 5 841 0.00%

Legal And General Gp 15% 90 948 0.02%Legg Mason Inc 15% 46 0.00%

Lear Corp 15% 2 276 0.00%

0.00%

LG Household & Health Care Ltd 15% 51 880 0.01%LG INNOTEK CO 15% 6 799 0.00%

LG DISPLAY CO 15% 16 949 0.00%LG ELECTRONICS (NEW) 15% 29 057 0.01%

LG CHEM PREF 15% 3 810 0.00%LG Corp 15% 27 370 0.01%

LKQ Corp 15% 41 598 0.01%

Lowe's Co Inc 15% 361 469 0.08%

Loews Corp 15% 54 966 0.01%London Stock Exchange Group plc 15% 110 733 0.02%

Loblaw Cos Ltd 15% 37 099 0.01%Lockheed Martin Corp 15% 37 608 0.01%

M&G PLC 15% 1 900 0.00%

LG Chem Ltd 15% 60 237 0.01%

Linde plc 15% 431 741 0.09%LITE-ON TECHNOLOGY CORP 15% 14 168 0.00%

Lilly (Eli) & Co 15% 28 094 0.01%Lincoln National Corp 15% 44 624 0.01%

Liberty Broadband Corp 15% 45 645 0.01%Liberty Global PLC 15% 22 618

15% 1 496 0.00%Malayan Banking 15% 37 033 0.01%

Macquarie Group Ltd 15% 120 320 0.03%Magna International Inc 15% 48 249 0.01%

MarketAxess Holdings Inc 15% 2 695 0.00%

Lloyds Banking Group Plc 15% 10 750 0.00%

Lvmh Moet Hennessy 15% 41 984 0.01%LyondellBasell Industries 15% 4 254 0.00%

Lundin Mining Corp 15% 14 696 0.00%LUPIN 15% 10 518 0.00%

LUKOIL 15% 54 700 0.01%Lululemon Athletica Inc 15% 93 287 0.02%

Lonza Grp 15% 114 849 0.02%

1 706 0.00%

Marriott International Inc/MD 15% 11 125 0.00%MARSH AND MCLENNAN 15% 203 991 0.04%

M&T Bank 15% 73 123 0.02%

Marico 15% 8 255 0.00%MARKEL CORP 15% 2 709 0.00%

Marathon Oil Corp 15% 36 675 0.01%Marathon Petroleum Corp 15% 147 622 0.03%

Manhattan Associates Inc 15% 14 504 0.00%ManpowerGroup Inc 15% 20 865 0.00%

Malaysia Airports 15% 7 080 0.00%Malaysia Intl Shipping Corp 15% 9 012 0.00%

Makita Corp

Marks & Spencer Plc 15% 16 127 0.00%

Marui Group Co. Ltd 15% 23 218 0.01%

MARTIN MARIETTA MATERIALS INC 15% 3 314 0.00%Marubeni Corp 15%

19

McDonald's Corp 15% 554 743 0.12%

100 013 0.02%Medibank Private Ltd 15% 5 636 0.00%

Metro Inc/CN 15% 31 519 0.01%

Mazda Motor Corp 15% 1 023 0.00%McCormick & Co Inc 15% 92 664 0.02%

Maxim Integrated Products 15% 5 582 0.00%MAXIS BHD 15% 10 916 0.00%

Masco Corp 15% 55 430 0.01%Mastercard Inc 15% 1 020 806 0.22%

Marvell Technology Group Ltd 15% 55 312 0.01%

0.01%

Mitsubishi Corp 15% 16 163 0.00%

McKesson Corp 15% 17 094 0.00%

Metlife Inc 15% 38 509 0.01%Metra OY 15% 9 490 0.00%

Merck & Co Inc 15% 916 545 0.20%Merck KGAA 15% 70 447 0.02%

MEIJI Holdings Co Ltd 15% 2 897 0.00%Meinian Onehealth Healthcare Holdings Co Ltd 15% 205 0.00%

Medtronic Inc 15% 65 126 0.01%Meggitt PLC 15% 17 367 0.00%

Mediobanca 15% 1 506 0.00%Medpace Holdings Inc 15% 3 745 0.00%

MEDIATEK INC 15%

METRO Wholesale & Food Specialist 15% 10 395 0.00%

Minebea Co Ltd 15% 1 936 0.00%Mitsubishi Chemical Holdings C 15% 34 701 0.01%

MIDEA GROUP CO LTD 15% 4 994 0.00%Millicom International Cellular 15% 16 957 0.00%

Microsoft Corp 15% 4 366 593 0.95%Middleby Corp/The 15% 2 336 0.00%

MICROCHIP TECHNOLOGY INC 15% 6 802 0.00%Micron Technology Inc 15% 25 514 0.01%

MGM Resorts International 15% 4 798 0.00%Michelin 15% 90 613 0.02%

Metso 15% 24 596 0.01%Mettler Toledo Intl inc 15% 66 142

0.00%

Mitsui Chemicals Inc 15% 11 702 0.00%Mizuho Financial Group Inc 15% 173 236 0.04%

Mitsubishi UFJ Lease & Finance 15% 6 639 0.00%Mitsui & Co Ltd 15% 7 384 0.00%

Mitsubishi Heavy Industries Lt 15% 2 594 0.00%Mitsubishi UFJ Financial Group 15% 26 880 0.01%

Mondi Plc 15% 47 601 0.01%

Mowi ASA 15% 53 386 0.01%

Morrison Supermarkets Plc 15% 17 808 0.00%Motor Oil (Hellas) Corinth Refineries 15% 4 214 0.00%

Moodys Corp 15% 144 285 0.03%Morgan Stanley 15% 18 729 0.00%

Mitsubishi Electric Corp 15% 105 457 0.02%

Moncler S.p.A. 15% 2 231 0.00%Mondelez International Group Inc 15% 33 553 0.01%

Mohawk Industies Inc 15% 27 649 0.01%Molson Coors Beverage Co 15% 2 741 0.00%

MMC NORILSK NICKEL OJSC RTS 15% 1 691 0.00%MOBILE TELESYSTEMS ADS EA REP 5 ORD RUB1 15% 1 371

MONSTER BEVERAGE CORP 15% 12 263 0.00%

MS&AD Insurance Group Holdings Inc 15% 4 725 0.00%

Motorola Solutions Inc 15% 116 093 0.03%

20

Mylan Inc 15% 2 494 0.00%

15% 3 540 0.00%Nasdaq Inc 15% 39 605 0.01%

Nagoya Railroad Co Ltd 15% 26 684 0.01%NAN YA PLASTIC 15% 56 646 0.01%

NCsoft Corp 15% 2 095 0.00%

Murata Manufacturing Co Ltd 15% 146 187 0.03%Mycronic AB 15% 3 576 0.00%

MTU Aero Engines Holding AG 15% 50 499 0.01%Munich Re 15% 150 766 0.03%

MTR Corp Ltd 15% 38 502 0.01%

32 110 0.01%

Neste Oyj 15% 63 990 0.01%Nestle SA Registered 15% 80 898 0.02%

NextEra Energy Inc 15% 22 955 0.00%

NABTESCO CORP 15% 11 457 0.00%

Naturgy Energy Group SA 15% 27 676 0.01%Navient Corp 15% 865 0.00%

National Oilwell Varco Inc 15% 31 504 0.01%Natixis 15% 15 521 0.00%

National Commercial Bank SJSC 15% 3 804 0.00%National Grid Ord 15% 165 476 0.04%

National Australia Bank Ltd 15% 182 623 0.04%National Bank of Canada 15% 5 501 0.00%

NARI Technology Co Ltd

7 866 0.00%NHN Corp 15% 6 230 0.00%

Nitori Holdings Co Ltd 15% 34 435 0.01%

NEC Corp SHS 15% 35 793 0.01%

Nexon Co Ltd 15% 1 676 0.00%Next PLC 15% 60 548 0.01%

Newmont Corp 15% 132 356 0.03%News Corporation 15% 1 273 0.00%

Newcrest Mining Ltd 15% 78 005 0.02%Newell Rubbermaid Inc 15% 28 683 0.01%

New Oriental Education & Technology Group 15% 3 735 0.00%New York Community Bancorp Inc 15% 14 869 0.00%

NetApp Inc 15% 8 925 0.00%Netflix Inc 15%

0.01%

NGK Insulators Ltd 15% 25 173 0.01%

Nissan Motor Co Ltd 15% 14 539 0.00%Nissin Foods Holdings Co Ltd 15% 21 655 0.00%

NIPPON YUSEN KABUSHIKI KAISH 15% 7 229 0.00%NiSource Inc 15% 47 529 0.01%

Nippon Meat Packers Inc 15% 2 459 0.00%Nippon Telegraph & Telephone 15% 7 816 0.00%

Nikon Corporation 15% 10 747 0.00%Nippon Express Co Ltd 15% 16 579 0.00%

Nidec Corp 15% 8 180 0.00%NIKE Inc 15% 484 038 0.11%

NGK Spark Plug Co Ltd 15%

Nitto Denko Corp 15% 29 556 0.01%

NORILSK NICKEL MMC(RUB) 15% 3 292 0.00%

Nordea Bank AB 15% 5 175 0.00%Nordstrom Inc 15% 14 178 0.00%

Nomura Holdings Inc 15% 4 791 0.00%Nomura Research Institute Ltd 15% 23 800 0.01%

Nokia OYJ 15% 10 564 0.00%NOKIAN RENKAAT OYJ 15% 6 662 0.00%

NMC Health Plc 15% 8 166 0.00%Noble Energy Inc 15% 36 027

21

Norton LifeLock Inc 15% 4 160 0.00%

Northern Trust Corp 15% 92 095 0.02%Northrup Grumman 15% 37 247 0.01%

Norsk Hydro ASA 15% 17 421 0.00%

0.02%

NSK Ltd 15% 12 733 0.00%NTT Corp 15% 1 600 0.00%

Novo Nordisk 15% 398 820 0.09%Novozymes AS 15% 45 369 0.01%

Notre Dame Intermedica Sistema de Saude 15% 23 981 0.01%Novartis 15% 87 592 0.02%

Occidental Petroleum Corp 15% 124 771 0.03%

Omron Corp 15% 37 384 0.01%

Old Dominion Freight Line 15% 2 698 0.00%Olympus Corp 15% 7 988 0.00%

OGE Energy Corp 15% 25 340 0.01%Okta Inc 15% 3 554 0.00%

Oracle Corp 15% 60 653 0.01%

Norwegian Cruise Line Holdings Ltd 15% 40 111 0.01%

O'Reilly Automotive Inc 15% 7 052 0.00%Obic Co Ltd 15% 3 219 0.00%

NVIDIA Corp 15% 520 626 0.11%NVR Inc 15% 58 890 0.01%

NTT DOCOMO Inc 15% 171 288 0.04%Nucor Corp 15% 72 815

15% 19 162 0.00%Orix Corp 15% 103 749 0.02%

Orica Ltd 15% 23 330 0.01%ORIENTAL LAND CO LTD 15% 89 059 0.02%

Pao de Acucar 15% 16 959 0.00%

Odakyu Electric Railway Co Ltd 15% 28 165 0.01%

Ono Pharmaceutical Co Ltd 15% 24 979 0.01%Open Text Corp 15% 33 603 0.01%

ONEOK Inc 15% 125 164 0.03%Onex Corp 15% 6 210 0.00%

OMV AG 15% 23 891 0.01%On Semiconductor 15% 6 009 0.00%

OMNICOM GROUP 15% 55 739 0.01%

3 137 0.00%

Park24 Co Ltd 15% 23 601 0.01%Parker-Hannifin Corp 15% 113 572 0.02%

Orange SA 15% 105 579 0.02%

PACCAR INC 15% 104 591 0.02%Pandora A/S 15% 15 471 0.00%

Oversea-Chinese Banking Corp Ltd 15% 99 635 0.02%Owens Corning 15% 23 840 0.01%

Otsuka Corp 15% 18 422 0.00%Otsuka Holding Co Ltd 15% 4 685 0.00%

ORKLA ASA 15% 19 370 0.00%Osaka Gas Co Ltd 15% 22 893 0.00%

Orion OYJ

Paradox Interactive AB 15% 1 814 0.00%

People's United Financial Inc 15% 33 770 0.01%

Pentair PLC 15% 26 716 0.01%People's Insurance Company (Group) of China (H) 15% 1 114 0.00%

PEGATRON 15% 973 0.00%Pembina Pipeline Corp 15% 5 541 0.00%

PayPal Holdings Inc 15% 25 321 0.01%Pearson Plc 15% 23 812 0.01%

Paychex Inc 15% 6 698 0.00%Paycom Software Inc 15%

22

Unipol Gruppo SpA 15% 2 361 0.00%

29 344 0.01%United Overseas Bank Ltd 15% 16 611 0.00%

VALE ON 15% 9 414 0.00%

Union Pacific Corp 15% 486 265 0.11%

0.01%

Visa Inc 15% 1 241 129 0.27%

United Airlines Holdings Inc 15% 1 879 0.00%

USANA Health Sciences Inc 15% 4 335 0.00%USS Co Ltd 15% 15 091 0.00%

UPM-Kymmene OYJ 15% 60 051 0.01%US Bancorp 15% 324 158 0.07%

UnitedHealth Group Inc 15% 74 526 0.02%Universal Health Services Inc 15% 3 400 0.00%

UNITED RENTALS INC 15% 43 863 0.01%United Tractors 15% 12 543 0.00%

United Parcel Service Inc 15% 314 136 0.07%UNITED PHOSPHORUS 15% 20 806 0.00%

UNITED MICROELECTRONICS 15%

Valeo 15% 34 581 0.01%

Vifor Pharma AG 15% 23 837 0.01%VINCI SA 15% 11 693 0.00%

Vestas Wind Systems 15% 74 269 0.02%VF Corp 15% 124 507 0.03%

Verizon Communications Inc 15% 935 280 0.20%Vertex Pharmaceuticals Inc 15% 260 575 0.06%

VeriSign Inc 15% 26 660 0.01%Verisk Analytics Inc 15% 4 247 0.00%

Varta AG 15% 3 749 0.00%Veeva Systems Inc 15% 15 572 0.00%

Valero Energy Corp 15% 157 554 0.03%Varian Medical Systems Inc 15% 67 558

0.00%

Voya Financial Inc 15% 35 651 0.01%Vulcan Materials Co 15% 5 320 0.00%

voestalpine AG 15% 11 271 0.00%Volvo AB 15% 6 458 0.00%

VMware Inc 15% 96 523 0.02%Vodafone Group Plc 15% 11 154 0.00%

WASTE MANAGEMENT INC 15% 174 009 0.04%

West Fraser Timber Co Ltd 15% 20 214 0.00%

Wells Fargo & Co 15% 49 169 0.01%Wendel Investissement 15% 13 431 0.00%

WEC Energy Group Inc 15% 116 077 0.03%WEG Ord 15% 33 531 0.01%

WESTPORTS HOLDINGS BHD 15% 3 916 0.00%

Vivendi SA 15% 27 785 0.01%

Walt Disney Co 15% 985 673 0.21%Wanxiang Qianchao Co Ltd 15% 3 490 0.00%

Walgreens Boots Alliance Inc 15% 13 676 0.00%Walmart Inc 15% 38 153 0.01%

WABCO Holdings Inc 15% 18 141 0.00%Wal-Mart de Mexico SAB de CV 15% 2 697

Waters Corp 15% 64 229 0.01%

Westinghouse Air Brake Technol 15% 2 201 0.00%Westpac Banking Corp 15% 213 821 0.05%

Western Digital Corp 15% 8 656 0.00%Western Union Co. 15% 35 947 0.01%

WEST JAPAN RAILWAY COMPANY 15% 44 695 0.01%West Pharmaceutical Services I 15% 327 0.00%

Wesfarmers Ltd 15% 123 370 0.03%

23

15% 40 667 0.01%Wienerberger AG 15% 7 680 0.00%

Wharf Holdings Ltd 15% 1 266 0.00%Whirlpool Corp 15% 46 419 0.01%

Woong Jin Coway Co Ltd 15% 17 535 0.00%

5 076 0.00%

Workday Inc 15% 6 882 0.00%WorleyParsons Ltd 15% 21 065 0.00%

Yamada Denki Co Ltd 15% 12 250 0.00%

Weyerhaeuser Co 15% 77 429 0.02%

Wolters Kluwer NV 15% 92 297 0.02%Woodside Petroleum Ltd 15% 72 648 0.02%

Wirecard AG 15% 4 041 0.00%WISTRON CORP 15% 13 639 0.00%

Wilmar International Ltd 15% 2 954 0.00%WIPRO 15% 18 365 0.00%

WILLIAMS COS INC 15% 108 979 0.02%Willis Towers Watson PLC 15% 108 880 0.02%

Whitbread PLC

22 942 0.00%YAMATO HOLDINGS CO 15% 1 221 0.00%

ZOZO Inc 15% 683 0.00%

WOORI FINANCIAL GROUP INC 15% 1 116 0.00%

Yageo Corp 15% 828 0.00%Yakult Honsha Co Ltd 15% 19 935 0.00%

Xilinx Inc 15% 16 156 0.00%Xylem Inc 15% 46 939 0.01%

Xerox Holdings Corp 15% 4 640 0.00%Xiaomi (P Chip) 15% 3 580 0.00%

Wuliangye Yibin Co Ltd 15% 3 077 0.00%WuXi Biologics (P Chip) 15% 33 878 0.01%

WPP PLC 15% 81 280 0.02%WR Berkley Corp 15%

0.00%

CK Hutchison Holdings 15% 5 875 0.00%

Yamaha Corp 15% 26 737 0.01%

ZIONS BANCORP 15% 34 755 0.01%Zoetis Inc 15% 233 041 0.05%

Yum China Holdings Inc 15% 3 997 0.00%Zimmer Biomet Holdings Inc 15% 7 481 0.00%

Yuhan Corp 15% 6 189 0.00%YUM BRANDS INC 15% 8 980 0.00%

YOKOGAWA ELECTRIC CORP 15% 14 350 0.00%YUANTA FINANCIAL HOLDING 15% 34 499 0.01%

Yara International 15% 1 520 0.00%Yaskawa Electric Corp 15% 23 412 0.01%

YAMAHA MOTOR CO LTD 15%

Zurich Insurance Group AG 15% 212 507 0.05%

CJ CORP 15% 5 399 0.00%CJ CORP CONVERT PREF 15% 164 0.00%

Citrix Systems Inc 15% 56 642 0.01%CJ CHEILJEDANG CORP 15% 7 641 0.00%

Citigroup Inc 15% 3 881 0.00%Citizens Financial Group 15% 64 417 0.01%

Citibank N.A. 15% 40 118 0.01%CITIC PACIFIC 15% 1 838 0.00%

Cintas Corp 15% 8 112 0.00%Cisco Systems Inc 15% 72 382 0.02%

Cigna Corp 15% 294 792 0.06%Cincinnati Financial Corp 15% 16 024

Clorox Co 15% 87 775 0.02%

Clariant AG 15% 17 503 0.00%

24

0.19%

Cnh Industrial 15% 38 394 0.01%CNOOC Ltd 15% 5 676 0.00%

CME Group Inc 15% 275 141 0.06%CMS ENERGY CORP 15% 60 724 0.01%

CLP Holdings Ltd 15% 81 234 0.02%

Coloplast 15% 43 873 0.01%

Commercial International Bank Ltd 15% 28 890 0.01%

Comerica Inc 15% 37 682 0.01%COMFORTDELGRO CORPORATION 15% 973 0.00%

Columbia Sportswear Co 15% 4 440 0.00%Comcast Corp 15% 67 594 0.01%

ConocoPhillips 15% 271 415 0.06%

COLES GROUP LIMITED 15% 49 758 0.01%Colgate Palmolive Co 15% 234 721 0.05%

COCHLEAR LIMITED 15% 25 424 0.01%Cognizant Technology Solutions 15% 135 822 0.03%

CNP Assurances 15% 16 740 0.00%Coca Cola Co 15% 889 141

15% 9 226 0.00%Continental AG 15% 3 734 0.00%

Constellation Brands Inc 15% 7 555 0.00%Constellation Software Inc 15% 9 219 0.00%

Crescent Point Energy Corp 15% 2 455 0.00%

Colruyt SA 15% 8 444 0.00%

Conagra Brands Inc 15% 3 996 0.00%Concordia Financial Group Ltd 15% 1 084 0.00%

Compass Group Plc 15% 142 994 0.03%Computer Share Ltd 15% 34 116 0.01%

Commerzbank AG 15% 44 747 0.01%Commonwealth Bank of Australia 15% 372 471 0.08%

COMMERCE ASSET HLD 15% 28 582 0.01%

105 436 0.02%

Crown Holdings Inc 15% 4 126 0.00%CSL Ltd 15% 338 967 0.07%

Daito Trust Cons 15% 7 035 0.00%

Consolidated Edison Inc 15% 102 948 0.02%

Credit Saison Co Ltd 15% 2 156 0.00%Credit Suisse Group AG 15% 9 450 0.00%

CP All Pcl 15% 61 196 0.01%Credit Agricole Corporate And Investment Bank 15% 76 500 0.02%

Costco Wholesale Corp 15% 30 829 0.01%Covestro 15% 3 515 0.00%

Corning Inc 15% 4 494 0.00%COSAN ON 15% 13 245 0.00%

CONTEMPORARY AMP A(HK-C)

175 746 0.04%Danske Bank A/S 15% 3 084 0.00%

CRH PLC 15% 115 432 0.03%

DAIKIN INDUSTRIES LTD 15% 140 706 0.03%Daimler AG 15% 11 763 0.00%

Dai-ichi Life Holdings Inc 15% 4 872 0.00%Daicel Corp 15% 8 540 0.00%

Dabur India Ltd 15% 16 618 0.00%Dai Nippon Printing Co Ltd 15% 20 310 0.00%

CVS Health Corp 15% 19 782 0.00%CyberAgent Inc 15% 10 710 0.00%

CSX Corp 15% 198 831 0.04%Cummins Inc 15%

Danaher Corp 15% 22 205 0.00%

Darden Restaurants Inc 15% 60 265 0.01%

Danone SA 15%

25

Denso Corp 15% 77 534 0.02%

0.02%

DNB ASA 15% 5 176 0.00%

Delta Airlines Inc 15% 33 577 0.01%Demant A/S 15% 11 610 0.00%

Deere & Co 15% 195 946 0.04%Dell Technologies Inc 15% 38 712 0.01%

DBS Group Holdings Ltd 15% 124 842 0.03%DCC 15% 28 553 0.01%

Daum Communications Corp 15% 2 211 0.00%DaVita HealthCare Partners Inc 15% 2 489 0.00%

Dassault Systemes SE 15% 4 425 0.00%

Dentsu Group Inc 15% 1 482 0.00%

Discovery Inc 15% 67 791 0.01%DISH Network Corp 15% 2 495 0.00%

DIGI.COM 15% 15 390 0.00%Discover Financial Services 15% 112 308 0.02%

Diageo PLC 15% 23 147 0.01%DIAMONDBACK ENERGY 15% 3 961 0.00%

Devon Energy Corp 15% 40 875 0.01%DexCom Inc 15% 83 707 0.02%

Deutsche Post AG 15% 145 153 0.03%Deutsche Telekom AG 15% 12 147 0.00%

Deutsche Bank AG 15% 26 402 0.01%Deutsche Boerse AG 15% 114 049

0.02%

Dover Corp 15% 62 324 0.01%DR Horton Inc 15% 4 370 0.00%

Dominion Energy Inc 15% 250 455 0.05%Dominos Pizza Inc 15% 52 078 0.01%

Dollar Tree Inc 15% 5 632 0.00%Dollarama Inc 15% 2 447 0.00%

EAST JAPAN RAILWAY CO 15% 85 936 0.02%

Edgewell Personal Care Co 15% 3 814 0.00%

Eaton Corp PLC 15% 141 299 0.03%Ebay Inc 15% 31 483 0.01%

Eastman Chemical Co 15% 2 254 0.00%easyJet PLC 15% 5 158 0.00%

ELECTROLUX 15% 20 758 0.00%

DOLLAR GENERAL CORP 15% 8 036 0.00%

E*TRADE Financial Corp 15% 51 609 0.01%E.ON SE 15% 86 293 0.02%

Duke Energy Holding Corp 15% 14 093 0.00%DXC Technology Co 15% 2 297 0.00%

Drax Group PLC 15% 9 917 0.00%DTE Energy Co 15% 102 612

15% 6 449 0.00%EMPRESAS COPEC 15% 13 547 0.00%

EMBRAER 15% 1 662 0.00%Emerson Electric Co 15% 9 398 0.00%

East West Bancorp Inc 15% 22 250 0.00%

Elanco Animal Health Inc 15% 1 061 0.00%Electricite de France SA 15% 1 340 0.00%

Eiffage 15% 50 972 0.01%Eisai Co Ltd 15% 91 481 0.02%

Edison International 15% 104 796 0.02%Edwards Lifesciences 15% 199 161 0.04%

Ecolab Inc 15% 175 811 0.04%

Electronic Arts Inc 15% 133 130 0.03%

Enagas 15% 20 036 0.00%

Empire Co Ltd

26

ENGIE SA 15% 6 513 0.00%

1 521 0.00%

ENN ENERGY HOLDINGS LTD 15% 38 750 0.01%Entergy Corp 15% 3 975 0.00%

EVA AIRWAYS CORP 15% 3 013 0.00%

Energias de Portugal 15% 33 110 0.01%ENERSIS 15% 37 536 0.01%

Endesa SA 15% 4 913 0.00%Enel SpA 15% 13 185 0.00%

Encana Corp 15% 63 023 0.01%ENCANA CORPORATION 15% 505 0.00%

ENBRIDGE INC 15% 300 584 0.07%

4 782 0.00%Eversource Energy 15% 100 889 0.02%

Fast Retailing Co Ltd 15% 127 109 0.03%

Eni Spa 15% 9 381 0.00%

Etihad Etisalat Co 15% 2 955 0.00%Eurazeo 15% 8 274 0.00%

Essilor Intl 15% 164 981 0.04%Estee Lauder Co Inc 15% 190 880 0.04%

Ericsson Lm 15% 8 663 0.00%Erste Group Bank AG 15% 4 191 0.00%

EQT Corp 15% 1 478 0.00%Equifax Inc 15% 2 348 0.00%

EOG Resources Inc 15% 11 870 0.00%Epiroc 15%

0.00%

Fletcher Building Ltd 15% 5 070 0.00%

Everest Re Group Ltd 15% 26 740 0.01%

Fairfax Financial Holdings Ltd 15% 4 684 0.00%Fanuc Ltd 15% 9 310 0.00%

F5 Networks Inc 15% 19 153 0.00%FACEBOOK INC 15% 169 327 0.04%

Experian PLC 15% 8 407 0.00%Exxon Mobil Corp 15% 72 646 0.02%

Expedia Group Inc 15% 47 528 0.01%Expeditors International of Washington Inc 15% 42 536 0.01%

Evraz Plc 15% 6 099 0.00%Exelon Corp 15% 29 777 0.01%

EVERGY INC 15%

Fastenal Co 15% 89 264 0.02%

Firstenergy Corp 15% 7 486 0.00%Fiserv Inc 15% 12 863 0.00%

FIRST FINANCIAL HLDG CO 15% 33 503 0.01%FIRST QUANTUM MINERALS LTD 15% 2 022 0.00%

Fidelity Nationall Information Services 15% 18 749 0.00%Fifth Third Bancorp 15% 98 390 0.02%

Ferrovial SA 15% 56 854 0.01%Fiat Chrysler Automobiles NV 15% 4 496 0.00%

Ferguson PLC 15% 82 855 0.02%Ferrari NV 15% 22 224 0.00%

Federated Investors Inc 15% 273 0.00%FedEx Corp 15% 7 167

Ford Motor Co 15% 8 271 0.00%FORMOSA CHEMICAL FIBERS 15% 1 868 0.00%

FNF Group 15% 2 149 0.00%Fomento Economico Mexicano SAB de CV Units 15% 82 233 0.02%

FLIR Systems Inc 15% 3 085 0.00%Flowserve Corp 15% 23 431 0.01%

Flextronics International Ltd 15% 2 841 0.00%

FORMOSA PLASTIC CORP 15% 2 683 0.00%

27

0.00%

Fox Corp 15% 2 869 0.00%

FTI Consulting Inc 15% 3 824 0.00%

Freeport-McMoRan Inc 15% 4 123 0.00%Fresenius Medical Care AG & Co 15% 4 471 0.00%

Franklin Resources Inc 15% 31 213 0.01%FRASER + NEAVE HOLDINGS BHD 15% 4 232 0.00%

GEA Group AG 15% 1 283 0.00%

Fortum Oyj 15% 11 003 0.00%Fortune Brands Home & Security Inc 15% 37 893 0.01%

Fortis Inc 15% 59 627 0.01%Fortive Corp 15% 4 345 0.00%

Fortinet Inc 15% 14 023

15% 35 269 0.01%General Mills Inc 15% 121 999 0.03%

Geely Automobile Holdings Ltd 15% 44 078 0.01%Gen Dynamics Corp 15% 10 435 0.00%

Givaudan 15% 114 632 0.02%

Franco-Nevada Corp 15% 67 013 0.01%

Gap Inc 15% 10 505 0.00%Garmin Ltd 15% 49 394 0.01%

Fujitsu General Ltd 15% 68 451 0.01%Galaxy Entertainment Group Ltd 15% 4 539 0.00%

FUBON FINANCIAL HOLDING COMPANY LIMITED 15% 47 450 0.01%FUJIFILM Holdings Corp 15% 5 474 0.00%

Fresenius SE & Co KGaA 15% 5 227 0.00%

2 253 0.00%

GlaxoSmithKline PLC 15% 443 771 0.10%Glencore International Plc 15% 20 941 0.00%

Gruma SA B 15% 7 566 0.00%

Geberit AG 15% 7 222 0.00%

Gildan Activewear Inc 15% 26 370 0.01%Gilead Sciences Inc 15% 306 227 0.07%

Genuine Parts Co 15% 45 396 0.01%GIANT MANUFACTURING CO. 15% 7 521 0.00%

GENSCRIPT BIOTECH 15% 10 467 0.00%GENTING 15% 1 325 0.00%

General Motors Co 15% 15 805 0.00%Genmab 15% 64 274 0.01%

General Electric

2 103 0.00%GS ENGINEERING & CONSTRUCTION 15% 5 871 0.00%

Gjensidige Forsikring ASA 15% 3 498 0.00%

Grifols SA 15% 2 192 0.00%Groupe Bruxelles Lambert 15% 1 762 0.00%

Great-West Lifeco Inc 15% 6 244 0.00%GREENTOWN SERVICE GROUP CO L 15% 5 304 0.00%

GrafTech International Ltd 15% 2 882 0.00%Grainger Inc 15% 53 116 0.01%

Goldman Sachs Group Inc 15% 22 958 0.00%Goldwin Inc 15% 2 225 0.00%

GLOBE TELECOM 15% 7 500 0.00%GODADDY INC CLASS A 15%

Grupo Aeroportuario del Sureste SA de CV 15% 18 945 0.00%

Hang Seng Bank Ltd 15% 45 901 0.01%

HANA FINANCIAL GROUP 15% 47 269 0.01%Hanesbrands Inc 15% 19 996 0.00%

H LUNDBECK 15% 10 353 0.00%Halliburton Co 15% 4 971 0.00%

GS HOLDINGS 15% 10 218 0.00%Guangzhou Automobile Group Motor Co Ltd 15% 3 396 0.00%

GRUPO TELEVISA CPO 15%

28

Hannover Rueck SE 15% 10 083 0.00%

0.00%

Hennes And Mauritz 15% 85 134 0.02%

Hankook Tire Co Ltd 15% 8 771 0.00%Hankyu Hanshin Holdings 15% 2 347 0.00%

Hangzhou Hikvision Digital Technology Co Ltd 15% 3 275 0.00%

Hanover Insurance Group Inc 15% 4 955 0.00%

Henkel AG & Co KGaA 15% 74 909 0.02%Henkel AG & Co. KGaA 15% 25 173 0.01%

Hellenic Telecommunication Org 15% 17 056 0.00%HENGLI PETROCHEMICAL CO LTD 15% 4 384 0.00%

Heineken 15% 8 906 0.00%Heiwado Co Ltd 15% 679 0.00%

HCA Healthcare Inc 15% 146 403 0.03%HCL Technologies 15% 39 019 0.01%

Hartford Financial Services Gr 15% 82 097 0.02%HAYS PLC 15% 50 866 0.01%

HANWHA CHEMICAL CORP 15% 9 736 0.00%Harley-Davidson Inc 15% 18 820

0.00%

HINDUSTAN UNILEVER 15% 81 390 0.02%Hino Motors Ltd 15% 8 970 0.00%

Hewlett-Packard Co 15% 91 112 0.02%Hindustan Petroleum Corp 15% 12 102 0.00%

Henry Schein Inc 15% 33 448 0.01%Hermes International 15% 8 173 0.00%

Holcim 15% 29 467 0.01%

Hong Kong & China Gas Co Ltd 15% 83 052 0.02%

HON HAI PRECISION IND CO 15% 9 188 0.00%Honda Motor Co Ltd 15% 176 379 0.04%

Hologic Inc 15% 50 258 0.01%Home Depot Inc 15% 918 813 0.20%

Humana Inc 15% 190 063 0.04%

Henry (Jack) & Associates Inc 15% 35 552 0.01%

Hitachi Metals Ltd 15% 9 056 0.00%Hiwin Technologies Corp 15% 12 700 0.00%

Hitachi Construction Machinery Co Ltd 15% 13 833 0.00%Hitachi High-Technologies Corp 15% 22 814 0.00%

Hirose Electric Co Ltd 15% 3 254 0.00%Hitachi Chemical Co Ltd 15% 17 338

15% 8 851 0.00%Hynix Semiconductor Inc 15% 11 624 0.00%

Huntington Ingalls Industries Inc 15% 7 466 0.00%Husky Energy Inc 15% 1 238 0.00%

HollyFrontier Corp 15% 24 355 0.01%

HSBC Holdings Plc 15% 35 973 0.01%Huadong Medicine Co Ltd 15% 2 375 0.00%

Hoya Corp 15% 10 255 0.00%HP Inc 15% 117 775 0.03%

Hongkong Electric Hldgs Ltd 15% 13 640 0.00%Hormel Foods Corp 15% 49 142 0.01%

Honeywell International Inc 15% 33 630 0.01%

Huntington Bancshares Inc 15% 51 062 0.01%

Ibiden Co Ltd 15% 2 592 0.00%

HYUNDAI STEEL CO 15% 704 0.00%Iberdrola SA 15% 260 151 0.06%

Hyundai Marine & Fire Insurance 15% 7 602 0.00%Hyundai Motor Co Ltd 15% 4 902 0.00%

HYUNDAI ENGR. & CONSTR. 15% 992 0.00%Hyundai Heavy Industries Co Ltd 15% 5 757 0.00%

Husqvarna

29

Idemitsu Kosan Co Ltd 15% 3 370 0.00%

17 259 0.00%

IFF 15% 45 131 0.01%IHI CORP 15% 842 0.00%

Infineon Technologies 15% 103 259 0.02%

IBM 15% 456 165 0.10%

159 049 0.03%INFRAESTRUCTURA ENERGETICA N 15% 9 250 0.00%

Persimmon Plc 15% 2 114 0.00%

IDEXX Laboratories Inc 15% 84 755 0.02%

INDOFOOD SUKSES MAKMUR 15% 11 574 0.00%INDORAMA VENTURES FOREIGN 15% 9 415 0.00%

Inditex 15% 140 714 0.03%Indocement Tunggal 15% 3 186 0.00%

Incitec Pivot Ltd 15% 875 0.00%IND COM BK CHINA 15% 12 665 0.00%

Imperial Brands PLC 15% 5 121 0.00%Imperial Oil Ltd 15% 16 191 0.00%

Illinois Tool Works Inc 15% 223 327 0.05%Illumina Inc 15%

0.00%

PNC FINANCIAL SERVICES GROUP 15% 255 272 0.06%

Informa 15% 42 737 0.01%

PepsiCo Inc 15% 748 053 0.16%Pernod-Ricard 15% 13 425 0.00%

Intact Financial Corp 15% 2 566 0.00%Intel Corp 15% 1 027 630 0.22%

Insulet Corp 15% 3 246 0.00%Insurance Australia Group Ltd 15% 41 324 0.01%

Ingredion Inc 15% 2 683 0.00%Inpex Corp 15% 29 772 0.01%

Ingenico Group SA 15% 18 762 0.00%Ingersoll-Rand Co Ltd 15% 114 623 0.02%

Infosys Technologies 15%

PERUSAHAAN GAS NEGARA 15% 10 064 0.00%

Pioneer Natural Resources Co 15% 112 310 0.02%PKO BANK POLSKI 15% 1 255 0.00%

Ping An Insurance Group Co of China Ltd 15% 19 096 0.00%Pinnacle West Capital Corp 15% 30 565 0.01%

Philips Electronics 15% 175 266 0.04%Phillips 66 15% 189 263 0.04%

Pfizer Inc 15% 56 827 0.01%Philip Morris International Inc 15% 28 104 0.01%

PETROCHINA CO H 15% 3 211 0.00%Peugeot S.A. 15% 3 671 0.00%

PETROBRAS ON 15% 4 581 0.00%PETROBRAS PN 15% 7 847

0.01%

POSCO 15% 4 318 0.00%Power Corp of Canada 15% 2 017 0.00%

POLYUS GOLD 15% 13 117 0.00%Porsche AG 15% 2 273 0.00%

POLISH OIL & GAS 15% 7 252 0.00%POLSKI KONCERN NAF ORLEN 15% 31 754 0.01%

Principal Financial Group 15% 63 985 0.01%

Polaris Industries Inc 15% 1 205 0.00%

PrairieSky Royalty Ltd 15% 8 825 0.00%PRESIDENT CHAIN STORE 15% 23 543 0.01%

PPG Industries 15% 107 683 0.02%PPL Corp 15% 5 807 0.00%

Power Financial Corp 15% 1 405 0.00%POWSZECHNY ZAKLAD UBEZP. 15% 31 941

30

Public Service Enterprise Group Inc 15% 100 115 0.02%

Prysmian SpA 15% 2 789 0.00%PTT EXPLORATION + PROD FOR 15% 1 743 0.00%

Progressive Corp 15% 178 974 0.04%Prudential Financial Inc 15% 141 847 0.03%

QUANTA COMPUTER 15% 25 947 0.01%

15% 5 511 0.00%Ramsay Health Care Ltd 15% 40 515 0.01%

Radian Group Inc 15% 1 570 0.00%Rakuten Inc 15% 22 573 0.00%

Regeneron Pharmaceuticals Inc 15% 7 110 0.00%

Procter & Gamble Co 15% 1 201 841 0.26%

Qorvo Inc 15% 7 256 0.00%Qualcomm Inc 15% 50 631 0.01%

QBE Insurance Group Ltd 15% 2 380 0.00%QIAGEN NV 15% 30 443 0.01%

Pulte Corp 15% 18 635 0.00%PVH CORP 15% 23 950 0.01%

PUBLIC BANK BERHAD 15% 65 884 0.01%

2 762 0.00%

Reinsurance Grp of America Inc 15% 47 258 0.01%RELX PLC 15% 180 964 0.04%

Riyad Bank 15% 2 646 0.00%

Quest Diagnostics Inc 15% 56 869 0.01%

Recruit Holdings Co Ltd 15% 207 760 0.05%Red Electrica Corp SA 15% 31 591 0.01%

Raytheon Technologies Corp 15% 25 330 0.01%Reckitt Benckiser Group PLC 15% 217 222 0.05%

Raymond James Financial Inc 15% 42 753 0.01%Raytheon Co 15% 11 936 0.00%

Randstad Hldg 15% 1 538 0.00%RATIONAL AG 15% 5 348 0.00%

RALPH LAUREN CORP

39 497 0.01%Roche Holding AG 15% 895 869 0.19%

Royal Dutch Shell 15% 63 131 0.01%

Regions Financial Corp 15% 73 098 0.02%

Ricoh Co Ltd 15% 1 664 0.00%Rio Tinto PLC 15% 39 249 0.01%

REXEL 15% 288 0.00%RHB Capital Berhad 15% 9 248 0.00%

ResMed Inc 15% 87 142 0.02%Resona Holdings Inc 15% 28 579 0.01%

REPSOL SA RTS 15% 90 969 0.02%REPUBLIC SERVICES COM 15% 3 186 0.00%

Renault SA 15% 2 952 0.00%Repsol SA 15%

RLI Corporation 15% 396 0.00%

Royal Bank of Scotland Group Plc 15% 2 052 0.00%ROYAL CARIBBEAN CRUISES LTD 15% 85 945 0.02%

Ross Stores Inc 15% 169 060 0.04%Royal Bank of Canada 15% 49 659 0.01%

Roper Industries Inc 15% 137 235 0.03%ROSNEFT OIL COMPANY 15% 1 887 0.00%

Roku Inc 15% 2 856 0.00%Rolls-Royce Group PLC 15% 2 411 0.00%

Rockwell Automation Inc 15% 84 743 0.02%Rogers Communications Inc 15% 56 821 0.01%

Robert Half International 15%

Royal Mail Plc 15% 1 281 0.00%Rpm International Inc 15% 6 913 0.00%

31

0.01%

SAMSUNG LIFE INSURANCE 15% 1 008 0.00%

Samsung Electronics Co. Ltd 15% 50 017 0.01%SAMSUNG FIRE & MARINE 15% 27 990 0.01%

Sampo Oyi 15% 2 950 0.00%Samsung Biologics Co Ltd 15% 1 801 0.00%

Safran SA 15% 13 792 0.00%Salesforce.com Inc 15% 513 640 0.11%

S Oil Corp 15% 14 800 0.00%SABANCI HLDG (HACI OMER) 15% 690 0.00%

RWE AG 15% 78 942 0.02%Ryman Healthcare Ltd 15% 13 071 0.00%

RSA Insurance Group PLC 15% 24 819

0.00%

Santos Ltd 15% 2 394 0.00%SAP SE 15% 514 161 0.11%

Sandvik 15% 92 892 0.02%Sanofi-Synthelabo SA 15% 26 262 0.01%

Samsung SDS Co Ltd 15% 1 311 0.00%Sands China Ltd 15% 3 142 0.00%

Schindler Holding AG 15% 2 760 0.00%

Seattle Genetics 15% 3 249 0.00%

SCOR SE 15% 1 588 0.00%Seagate Technology 15% 7 305 0.00%

Schneider Electric SE 15% 259 809 0.06%Schroders PLC 15% 14 890 0.00%

SEMPRA ENERGY 15% 158 796 0.03%

Samsung SDI Co Ltd 15% 49 272 0.01%

SBERBANK OF RUSSIA 15% 10 791 0.00%SBI Holdings Inc 15% 1 565 0.00%

Sartorius Vz Aktie 15% 26 135 0.01%Saudi Electricity Co 15% 4 174 0.00%

Saputo Inc 15% 1 690 0.00%Sartorius Stedim Biotech 15% 10 430

15% 3 517 0.00%Sgs SA 15% 44 614 0.01%

SES SA 15% 14 778 0.00%Seven & I Holdings 15% 108 860 0.02%

SHINHAN FINANCIAL GROUP LTD 15% 77 684 0.02%

SCHLUMBERGER LIMITED 15% 209 614 0.05%

Sekisui House 15% 63 841 0.01%SEMEN GRESIK 15% 3 251 0.00%

Seiko Epson Corp 15% 902 0.00%Sekisui Chemical Co. Ltd 15% 13 337 0.00%

Secom Co Ltd 15% 65 006 0.01%Seek Ltd 15% 20 801 0.00%

Sealed Air Corp 15% 3 208 0.00%

Shiseido Co Ltd 15% 117 109 0.03%Shizuoka Bank Ltd 15% 8 868 0.00%

ServiceNow Inc 15% 13 421 0.00%

SHIMIZA CORP NPV 15% 17 664 0.00%Shin-Etsu Chemical Co. Ltd 15% 147 725 0.03%

Shikoku Electric Power Co Inc 15% 722 0.00%SHIMADZU CORP 15% 22 211 0.00%

Shaw Communications Inc 15% 1 926 0.00%Sherwin-Williams Co 15% 180 682 0.04%

Shanghai International Airport Co Ltd 15% 2 605 0.00%Sharp Corporation 15% 9 224 0.00%

Severn Trent PLC

Shionogi & Co. Ltd 15% 24 567 0.01%

Shoei 15% 8 682 0.00%

32

4 065 0.00%

Singapore Exchange Ltd 15% 33 015 0.01%

75 952 0.02%Sino Biopharmaceutical Ltd 15% 44 072 0.01%

Smith & Nephew Plc 15% 92 245 0.02%

Sina Corp 15% 946 0.00%Singapore Airlines 15% 7 362 0.00%

Sika Finanz AG 15% 98 497 0.02%SIME DARBY 15% 5 680 0.00%

Signature Bank/New York NY 15% 25 512 0.01%Signify NV 15% 1 214 0.00%

SIAM COMMERCIAL BANK FOREIGN 15% 18 031 0.00%Siemens AG 15% 377 496 0.08%

Shui on Land Ltd 15%

0.00%

Sonic Healthcare Ltd 15% 1 788 0.00%

Singapore Press Holdings Ltd 15% 7 284 0.00%

Skyworks Solutions Inc 15% 6 302 0.00%SMC Corp 15% 6 580 0.00%

Skanska B 15% 25 108 0.01%Skf Ab Ser 'B' 15% 49 687 0.01%

SK ENERGY CO 15% 33 578 0.01%Skandinaviska Enskilda Banken 15% 45 920 0.01%

Sirius XM Holdings Inc 15% 2 965 0.00%SK C&C Co Ltd 15% 39 253 0.01%

SINOPAC HOLDINGS 15% 22 274 0.00%SINOTRUK (HONG KONG) 15% 6 574 0.00%

SINGAPORE TELECOMM 15%

Smith (AO) Corp 15% 1 242 0.00%

Solvay SA 15% 26 160 0.01%Sompo Holdings Inc 15% 63 074 0.01%

Softcat PLC 15% 4 611 0.00%Soho China Ltd 15% 4 182 0.00%

Sodexo SA 15% 1 998 0.00%Softbank Corp 15% 21 909 0.00%

Societe BIC SA 15% 597 0.00%Societe Generale SA 15% 6 013 0.00%

Snam Rete Gas 15% 34 900 0.01%Snap-on Inc 15% 30 431 0.01%

Smiths Group PLC 15% 3 901 0.00%Smurfit Kappa Group PLC 15% 2 348

0.00%

Spirax-Sarco Engineering PLC 15% 30 701 0.01%Spirit AeroSystems Holdings Inc 15% 5 482 0.00%

SOUTHERN CO 15% 238 435 0.05%Southwest Airlines 15% 25 126 0.01%

Sony Corp 15% 339 482 0.07%South32 15% 6 075 0.00%

St Microelectronics 15% 27 993 0.01%

Stanley Black & Decker Inc 15% 110 272 0.02%Stanley Electric Co Ltd 15% 15 393 0.00%

Standard Foods 15% 3 944 0.00%STANDARD LIFE ABERDEEN PLC 15% 33 885 0.01%

Sonova Holding 15% 41 004 0.01%

SSE Plc 15% 68 133 0.01%ST Engineering 15% 1 410 0.00%

Square Inc 15% 4 448 0.00%SS&C Technologies Holdings Inc 15% 2 619 0.00%

Splunk Inc 15% 7 099 0.00%Sprint Corp 15% 803

Standard Chartered Bank 15% 122 539 0.03%

Starbucks Corp 15% 400 962 0.09%

33

State Bank of India 15% 728 0.00%

STRYKER CORP 15% 18 840 0.00%

15% 5 631 0.00%Sumitomo Metal Mining Co Ltd 15% 15 474 0.00%

Suez 15% 1 331 0.00%Sumitomo Chemical Co Ltd 15% 26 793 0.01%

SURGUTNEFTEGAS T 0 15% 2 178 0.00%

Stora Enso Oyj (R) 15% 26 915 0.01%Straumann Holding AG 15% 4 652 0.00%

Steadfast Group Ltd 15% 891 0.00%Steel Dynamics Inc 15% 645 0.00%

State Street Bank 15% 122 845 0.03%Statoil ASA 15% 79 238 0.02%

4 390 0.00%

Suzuki Motor Corp 15% 3 791 0.00%SVB Financial Group 15% 45 097 0.01%

Sysmex Corp 15% 35 569 0.01%

Subaru Corp 15% 4 122 0.00%

Suning Com Co Ltd 15% 2 747 0.00%Suntory Beverage & Food Ltd 15% 17 138 0.00%

Suncor Energy Inc 15% 198 884 0.04%Suncorp-Metway Ltd 15% 3 636 0.00%

Sumitomo Rubber Industries 15% 7 319 0.00%Sun Life Financial Inc 15% 126 235 0.03%

Sumitomo Mitsui Financial Group Inc 15% 11 183 0.00%Sumitomo Mitsui Trust Holdings 15% 41 797 0.01%

Sumitomo Corp

129 001 0.03%T&D Holdings Inc 15% 26 057 0.01%

Targa Resources Corp 15% 24 592 0.01%

Suzuken Co Ltd 15% 1 947 0.00%

Synchrony Financial 15% 3 692 0.00%Sysco Corp 15% 10 272 0.00%

Sydney Airport 15% 24 822 0.01%Symrise AG 15% 41 547 0.01%

Swiss Re 15% 149 141 0.03%Swisscom AG 15% 39 750 0.01%

Swire Pacific Ltd 15% 19 637 0.00%Swiss Life Hldg 15% 5 588 0.00%

SWEDBANK 15% 43 463 0.01%Swedish Match AB 15%

0.00%

T Gaia Corp 15% 763 0.00%

Tambang Batubara Bukit Asam 15% 3 138 0.00%TAPESTRY INC 15% 26 093 0.01%

Takeda Pharmaceutical Co Ltd 15% 214 717 0.05%TAL EDUCATION GROUP ADR 15% 4 341 0.00%

TAIWAN HIGH SPEED RAIL 15% 11 007 0.00%Taiwan Semiconductor Mfg Co Ltd 15% 1 235 075 0.27%

Taisei Corp 15% 36 737 0.01%TAISHIN FINANCIAL HLDGS 15% 25 655 0.01%

T-Mobile US Inc 15% 6 079 0.00%Tabcorp Holdings 15% 3 933 0.00%

T Rowe Price Group Inc 15%

Target Corp 15% 25 981 0.01%

Technology One Ltd 15% 3 192 0.00%

TE CONNECTIVITY LTD 15% 125 041 0.03%TechnipFMC PLC 15% 34 085 0.01%

TD Ameritrade Holding Corp 15% 43 478 0.01%TDK CORPORATION 15% 6 484 0.00%

TATNEFT COMMON (RUB) 15% 3 587 0.00%Taylor Wimpey PLC 15% 22 097

34

Teleflex Inc 15% 3 568 0.00%

Tele2 AB 15% 18 451 0.00%TELEF BRASIL PN 15% 27 790 0.01%

Teck Resources Ltd 15% 32 380 0.01%Teijin Ltd 15% 16 008 0.00%

Techtronic Industries Co Ltd 15% 37 969 0.01%

0.00%

Telia Co AB 15% 55 121 0.01%Telstra Corp Ltd 15% 35 690 0.01%

TELEKOMUNIKASI INDONESIA 15% 3 507 0.00%Telenor ASA 15% 43 504 0.01%

Telefonica Deutschland Holding AG 15% 18 410 0.00%TELEKOM MALAYSIA 15% 6 914 0.00%

Texas Instruments Inc 15% 474 600 0.10%

Thermo Fisher Scientific Inc 15% 30 275 0.01%

The Hershey Co 15% 6 966 0.00%The Mosaic Co. 15% 46 937 0.01%

THAI OIL PCL FRGN 15% 12 571 0.00%Thales SA 15% 1 578 0.00%

Tobu Railway Co Ltd 15% 38 062 0.01%

Telefonica 15% 134 058 0.03%

Tesco Plc 15% 124 107 0.03%Tesla Inc 15% 247 735 0.05%

Teradyne Inc 15% 4 181 0.00%TERUMO CORP 15% 5 083 0.00%

TENAGA NASIONAL 15% 47 661 0.01%Tenaris SA 15% 17 557

15% 13 569 0.00%TOKYO ELECTRON LTD 15% 146 952 0.03%

TOHOKU ELECTRIC POWER 15% 1 085 0.00%Tokio Marine Holdings Inc 15% 16 403 0.00%

TOTO Ltd 15% 17 597 0.00%

Textron Inc 15% 10 908 0.00%

TITAN CEMENT INTL 15% 3 439 0.00%TJX Cos Inc/The 15% 274 780 0.06%

Tiffany & Co Inc 15% 48 018 0.01%TIM Participacoes ON 15% 14 844 0.00%

Thomson-Reuters Corporation 15% 3 565 0.00%ThyssenKrupp AG 15% 1 582 0.00%

The Swatch Group 15% 3 390 0.00%

117 988 0.03%

Toyoda Gosei Co. Ltd 15% 10 403 0.00%Toyota Financial Services (SA) Ltd 15% 40 027 0.01%

Toho Gas Co Ltd 15% 2 633 0.00%

Toronto-Dominion Bank 15% 382 052 0.08%Total SA 15% 491 619 0.11%

Toppan Printing Co Ltd 15% 1 479 0.00%TORAY INDUSTRIES INC 15% 40 152 0.01%

Toll Brothers Inc 15% 6 340 0.00%Top Glove Corp 15% 9 000 0.00%

Tokyo Gas Co Ltd 15% 29 770 0.01%Tokyu Corp 15% 37 908 0.01%

Tokyo Electric Power Company Inc

TOYO SUISAN KAISHA LTD 15% 6 499 0.00%

TripAdvisor Inc 15% 15 004 0.00%

Travelers Cos Inc 15% 147 004 0.03%Trimble Navigation Ltd 15% 35 779 0.01%

TransUnion 15% 3 246 0.00%Transurban Group TCL 15% 115 055 0.03%

TOYOTA TSUSHO CORP 15% 3 367 0.00%TransDigm Inc 15%

35

(a)(ii)

(a)(iii)

Ubisoft Entertainment 15% 5 312 0.00%

27 671 0.01%UGI Corp 15% 1 712 0.00%

BAIC Motor (H) 10% 5 157 0.00%

TURKIYE IS BANKASI C 15% 1 265 0.00%Tyson Foods Inc 15% 7 115 0.00%

Turkiye Garanti Bankasi 15% 1 113 0.00%

0.01%

Mixi Inc 10% 5 288 0.00%

UBS AG 15% 10 374 0.00%

Annaly Capital Management Inc 10% 3 170 0.00%Arjo AB 10% 831 0.00%

Unilever PLC 15% 241 546 0.05%Issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed

SARB maximum

limits245 851 0.05%

Unicredito Italiano Spa 15% 6 031 0.00%Unilever NV 15% 292 063 0.06%

Uni-Charm Corp 15% 66 506 0.01%UNI-PRESIDENT ENT. 15% 55 726 0.01%

ULTRAPAR PART ON 15% 21 869 0.00%UNDER ARMOUR INC 15% 34 390 0.01%

UCB SA 15%

Barito Pacific Timber 10% 14 559 0.00%

Lindab International AB 10% 484 0.00%MasTec Inc 10% 3 377 0.00%

Hosiden Corp 10% 2 772 0.00%Lattice Semiconductor Corp 10% 559 0.00%

GULF KEYSTONE PETROLEUM LTD 10% 3 348 0.00%GungHo Online Entertainment Inc 10% 2 747 0.00%

Dah Sing Banking Grp Ltd 10% 525 0.00%EMIS GROUP PLC 10% 229 0.00%

Church & Dwight Co Inc 10% 4 001 0.00%Clinuvel Pharmaceuticals Ltd 10% 829 0.00%

Canadian Apartment Properties 10% 22 448 0.00%Chocoladefabriken Lindt & Spru 10% 31 121

0.00%

Radware Ltd 10% 1 638 0.00%Shenzhen Expressway (H) 10% 3 931 0.00%

NN Group N.V. 10% 72 582 0.02%Nova Measuring Instruments Ltd 10% 316 0.00%

MSG Networks Inc 10% 459 0.00%Nippon Sheet Glass Co Ltd 10% 4 458 0.00%

Issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed

SARB maximum

limits33 249 075 7.24%

ADVANTECH CO 5% 13 549 0.00%

ABOITIZ POWER 5% 3 599 0.00%Abu Dhabi Commercial Bank 5% 25 946 0.01%

a2 Milk Co Ltd 5% 4 338 0.00%ABOITIZ EQUITY VENTURES 5% 8 743 0.00%

MSCI Inc 10% 17 719 0.00%

WARRIOR MET COAL INC 10% 2 143 0.00%Weston George Ltd 10% 3 733 0.00%

TOHO GAS CO 10% 27 004 0.01%Tomy Co Ltd 10% 3 002 0.00%

SHENZHEN INOVANC A(HK-C) 10% 4 327 0.00%Sinotrans (H) 10% 3 092

77th BANK 5% 8 983 0.00%

Aena SA 5% 2 318 0.00%

Adyen NV 5% 3 455 0.00%AEM 5% 6 292 0.00%

ACS ACTIVIDADES CONS 5% 4 984 0.00%

36

Air Canada 5% 1 406 0.00%

5% 17 218 0.00%Al Rajhi Banking & Investment Corp 5% 5 560 0.00%

Air Water Inc 5% 1 745 0.00%AIRPORTS OF THAILAND PCL-FOR 5% 47 043 0.01%

Alpha Bank 5% 12 280 0.00%

Aggreko Plc 5% 1 623 0.00%AGUAS ANDINAS 5% 6 822 0.00%

AGFA Gevaert NV 5% 445 0.00%

952 0.00%

Alsea 5% 4 913 0.00%AltaGas. 5% 26 084 0.01%

Aoyama Trading Co Ltd 5% 3 791 0.00%

Air China Ltd 5% 3 274 0.00%

Alliance Data Systems Corp 5% 4 450 0.00%Allison Transmission Holdings 5% 18 830 0.00%

ALIBABA PICTURES GROUP 5% 10 795 0.00%Alkermes PLC 5% 6 201 0.00%

Algonquin Power & Utilities Co 5% 32 413 0.01%Alibaba Health Information Technology Ltd 5% 18 699 0.00%

Alcon Inc 5% 73 480 0.02%ALFA FINANCIAL SOFTWARE HOLDINGS PLC 5% 236 0.00%

Aker ASA

5 995 0.00%ARKEMA 5% 3 436 0.00%

Atmos Energy Corp 5% 2 916 0.00%

Alps Electric Co Ltd 5% 2 391 0.00%

Andritz AG 5% 24 095 0.01%ANTA SPORTS PRODUCTS 5% 3 394 0.00%

Amorepacific Group 5% 25 457 0.01%Amphenol Corp 5% 8 377 0.00%

AMMB HOLDINGS 5% 8 487 0.00%AMOREPAC CORP PREF (NEW) 5% 5 122 0.00%

American States Water Co 5% 1 290 0.00%AMERICAN TOWER CORP 5% 384 377 0.08%

AMERICA MOVIL L 5% 7 189 0.00%American Airlines Group Inc 5%

0.01%

Aozora Bank Ltd 5% 820 0.00%

Athene Holding Ltd 5% 1 591 0.00%ATLAS COPCO AB 5% 174 287 0.04%

Assa Abloy Ser B 5% 85 233 0.02%At Home Corp 5% 1 0.00%

Asia Cement Corp 5% 3 070 0.00%ASIAN PAINTS 5% 32 508 0.01%

Ashmore Group PLC 5% 2 188 0.00%ASHOK LEYLAND LIMITED 5% 5 241 0.00%

Ascom Holding AG 5% 780 0.00%Ashikaga Holdings Co Ltd 5% 2 973 0.00%

ARCH COAL INC 5%

Auto Trader Group PLC 5% 1 567 0.00%

BANGKOK DUSIT MED SERVICE F 5% 38 194 0.01%

BANCO BRADESCO ON 5% 2 419 0.00%Banco Santander Brasil 5% 24 304 0.01%

B2Gold Corp 5% 1 532 0.00%Baker Hughes Co 5% 60 798 0.01%

AYALA CORP 5% 1 691 0.00%Ayala Land Inc 5% 2 855 0.00%

AXALTA COATING SYSTEMS 5% 26 015 0.01%Axis Bank 5% 100 256 0.02%

AUTOHOME INC ADR 5% 3 792 0.00%AXA Equitable Holdings Inc 5% 61 160

37

Bank of Ireland 5% 1 012 0.00%

BANK MILLENNIUM 5% 4 110 0.00%

0.00%

BANQUE SAUDI FRANSI 5% 25 907 0.01%BBMG CORP H 5% 4 106 0.00%

BANK ZACHODNI WBK 5% 15 616 0.00%Bankia 5% 1 805 0.00%

BANK OF SHANGHAI CO LTD 5% 3 099 0.00%BANK PEKAO 5% 20 373 0.00%

Bonanza Creek Energy Inc 5% 374 0.00%

Broadridge Financial Solutions Inc 5% 2 342 0.00%

BR Malls Participacoes 5% 13 351 0.00%BRE BK ROZWOJU EKSPORTU 5% 5 051 0.00%

BORUSSIA DORTMUND 5% 2 486 0.00%Boston Beer Co Inc 5% 3 979 0.00%

BYD CO H 5% 16 350 0.00%

BANK OF PHIL ISLANDS 5% 5 285 0.00%

Bharti Airtel 5% 61 569 0.01%Blackstone Group Inc/The 5% 7 822 0.00%

Beijing Enterprises Water Group (Red Chip) 5% 10 327 0.00%Best World International Ltd 5% 1 271 0.00%

BDO UNIBANK 5% 26 222 0.01%Beach Petroleum Ltd 5% 2 736

5% 21 388 0.00%Carl Zeiss Meditec AG 5% 4 008 0.00%

Cafe de Coral Holdings Ltd 5% 732 0.00%Canadian Tire Corp Ltd 5% 24 457 0.01%

Celltrion Inc 5% 3 416 0.00%

boohoo.com plc 5% 1 835 0.00%

Burlington Stores Inc 5% 3 783 0.00%Buzzi Unicem SpA 5% 2 975 0.00%

Builders FirstSource Inc 5% 5 826 0.00%BUMRUNGRAD HOSPITAL FOREIGN 5% 7 700 0.00%

BS FINANCIAL HOLDINGS 5% 7 995 0.00%BTS GROUP HOLDINGS PCL FORGN 5% 13 143 0.00%

Broadcom Corp 5% 27 830 0.01%

898 0.00%

CenterPoint Energy Inc 5% 2 262 0.00%Central Pattana Public Co Ltd 5% 20 005 0.00%

CHINA AGRI HOLDINGS 5% 6 502 0.00%

Cabot Oil & Gas Corp 5% 9 795 0.00%

CDK Global Inc 5% 1 425 0.00%CDW Corp/DE 5% 4 062 0.00%

CCL Industries Inc 5% 1 011 0.00%CCR RODOVIAS ON 5% 2 046 0.00%

CBRE Group Inc 5% 98 592 0.02%CCC 5% 3 212 0.00%

Carnival PLC 5% 4 691 0.00%Catcher Technology Co Ltd 5% 24 181 0.01%

CapitaLand Ltd

CENCOSUD 5% 470 0.00%

Cheung Kong Infrastructure Holdings Ltd 5% 1 012 0.00%Chimei Innolux Corporation 5% 10 174 0.00%

CHENG SHIN RUBBER IND 5% 10 236 0.00%Cheniere Energy Partners LP Holdings LLC 5% 46 845 0.01%

CHANGSHA ZOOMLION H 5% 6 137 0.00%Cheil Industries Inc 5% 1 403 0.00%

CHAILEASE HOLDING 5% 28 899 0.01%Challenger Financial Services Group Ltd 5% 795 0.00%

CGI Inc 5% 81 489 0.02%CGN Power (H) 5%

38

2 004 0.00%China Conch Venture Holdings (P Chip) 5% 33 145 0.01%

China Merchants Securities Co Ltd 5% 3 450 0.00%

0.00%

CITIC Guoan Information Industry Co Ltd 5% 2 899 0.00%

China Cinda Asset Management (H) 5% 694 0.00%

China Merchants Bank Co Ltd 5% 95 230 0.02%China Merchants Hldgs (Intl) Co Ltd 5% 1 764 0.00%

CHINA LONGYUAN POWER H 5% 8 510 0.00%CHINA MENGNIU DAIRY CO 5% 49 347 0.01%

China International Marine Containers Co Ltd 5% 3 976 0.00%CHINA LIFE INSURANCE CO 5% 1 122 0.00%

China Evergrande Group 5% 2 299 0.00%China Huishan Dairy Holdings (P Chip) 5% 295 0.00%

CHINA DEV FINANCIAL HLDS 5% 1 485 0.00%China Everbright International (Red Chip) 5% 11 366 0.00%

CHINA COMM SERVI H 5%

China Molybdenum (H) 5% 10 089 0.00%

Ciena Corp 5% 11 309 0.00%CIPLA 5% 989 0.00%

CHINA TAIPING INSURANCE 5% 1 269 0.00%China Tower Corp Ltd 5% 3 474 0.00%

CHINA RESOURCES POWER 5% 2 063 0.00%CHINA SHENHUA ENERGY COMPANY LIMITED 5% 2 708 0.00%

China Resources Land Ltd 5% 3 304 0.00%China Resources Pharmaceutical Group (Red Chip) 5% 6 442 0.00%

China Pharmaceutical Group (Red Chip) 5% 52 940 0.01%China Resources Enterprise 5% 2 884 0.00%

China Overseas Land and Investment Ltd 5% 72 293 0.02%CHINA PACIFIC INS GRP H 5% 2 129

0.00%

COMMERCIAL BANK OF QATAR 5% 9 214 0.00%CommVault Systems Inc 5% 1 900 0.00%

Coca Cola Co 5% 38 938 0.01%Cognex Corp 5% 2 258 0.00%

City Developments Ltd 5% 9 813 0.00%CMPC (EMPRESAS) 5% 14 688 0.00%

COTY A 5% 986 0.00%

CTRIP COM INTERNATIONAL LTD 5% 3 476 0.00%

Croda International PLC 5% 19 938 0.00%Cronos Group Inc 5% 586 0.00%

Credicorp Ltd 5% 3 030 0.00%Credit Corp Group Ltd 5% 266 0.00%

Daiwa House Industry Co Ltd 5% 72 649 0.02%

CITIC Securities (H) 5% 1 244 0.00%

Corteva Inc 5% 4 443 0.00%CoStar Group 5% 5 671 0.00%

CONTINENTAL RESOURCES INC 5% 2 791 0.00%Cooper Cos Inc/The 5% 4 862 0.00%

COMPUTACENTER PLC 5% 6 293 0.00%CONCHO RESOURCES INC 5% 3 343

DANAWA CO LTD 5% 3 843 0.00%

Country Garden Holdings Co Ltd 5% 3 075 0.00%

Daiichi Sankyo Co Ltd 5% 11 865 0.00%Dainippon Sumitomo Pharma Co 5% 3 359 0.00%

Dah Sing Banking Grp Ltd 5% 661 0.00%Daifuku 5% 22 435 0.00%

CyberArk Software Ltd 5% 9 705 0.00%DAEWOO SECURITIES CO 5% 1 610 0.00%

Crown Castle International Corp 5% 13 120 0.00%

Dali Foods Group Co Ltd 5% 5 026 0.00%

39

5% 3 989 0.00%Deckers Outdoor Corp 5% 8 165 0.00%

Dassault Aviation 5% 1 603 0.00%

DONG Energy 5% 65 329 0.01%

1 154 0.00%

Saudi Basic Industries Corp 5% 83 319 0.02%Saudi Kayan Petrochemical Co 5% 3 188 0.00%

Shanghai Pharmaceuticals Holding (H) 5% 7 208 0.00%

DMG Mori Co Ltd 5% 9 807 0.00%Don Quijote Holdings Co Ltd 5% 1 896 0.00%

Dip Corp 5% 9 075 0.00%Direct Line Insurance Grp 5% 7 534 0.00%

Dialog Group 5% 3 354 0.00%Dialog Semiconductor PLC 5% 6 564 0.00%

Delta Electronics Inc 5% 45 012 0.01%DENTSPLY SIRONA 5% 43 821 0.01%

Davide Campari

3 437 0.00%Shenzhen Investment Ltd 5% 4 039 0.00%

SimCorp 5% 3 666 0.00%

Saudi Arabian Mining Co-Maaden 5% 27 197 0.01%

SHANDONG WEIGAO GP MED H 5% 11 046 0.00%SHANGHAI IND HLDGS 5% 2 877 0.00%

Serco Group PLC 5% 5 133 0.00%SESA GOA 5% 1 314 0.00%

SEI Investments Co 5% 2 945 0.00%Sensata Technologies Holding 5% 29 287 0.01%

Schibsted ASA 5% 4 388 0.00%Sega Sammy Holdings Inc 5% 20 886 0.00%

SBI Life Insurance 5% 3 350 0.00%Scentre Group 5%

0.00%

SOQUIMICH B 5% 12 488 0.00%

Sheng Siong Group Ltd 5% 288 0.00%

Shree Cements 5% 9 835 0.00%SIAM CEMENT FGN 5% 44 784 0.01%

Shopify Inc. 5% 162 211 0.04%Showa Denko KK 5% 13 605 0.00%

Shimao Property Holdings Ltd 5% 3 996 0.00%Shoe Carnival Inc 5% 1 952 0.00%

Shenzhou International Group Holdings 5% 50 816 0.01%SHIMANO INC 5% 2 325 0.00%

SHENZHEN MINDRAY A(HK-C) 5% 3 466 0.00%Shenzhen Zhongjin Lingnan Nonfemet Co Ltd 5% 3 555 0.00%

Shenzhen International Hdgs (Red Chip) 5%

Sime Darby Plantation 5% 837 0.00%

SMIC 5% 1 118 0.00%Sohgo Security Services Co Ltd 5% 19 942 0.00%

SM Prime Holdings Inc 5% 38 696 0.01%Smartone Telecommunications Holdings Ltd 5% 401 0.00%

Sleep Number Corp 5% 2 276 0.00%SM INVESTMENTS 5% 23 212 0.01%

SINOPHARM GROUP CO H 5% 19 932 0.00%SK TELECOM CO 5% 19 864 0.00%

Sino Ocean Group Holding Ltd 5% 6 791 0.00%SINOPEC SHANGHAI PETRO H 5% 1 930 0.00%

Simpson Manufacturing Co Inc 5% 605 0.00%Sino Land Co Ltd 5% 1 662

Stolt-Nielsen Ltd 5% 1 245 0.00%

St. James's Place Plc 5% 1 780 0.00%STERIS plc 5% 46 499 0.01%

St Barbara Ltd 5% 1 736 0.00%

40

0.00%

Sun Hung Kai Properties Ltd 5% 99 225 0.02%Sun Pharmaceutical Industries Ltd 5% 1 523 0.00%

Sumitomo Electric Industries Ltd 5% 2 450 0.00%

Svenska Handelsbnk A 5% 55 416 0.01%

Talgo SA 5% 2 066 0.00%

TAIWAN COOPERATIVE FIN 5% 1 900 0.00%TAIWAN MOBILE 5% 30 094 0.01%

TAIWAN BUSINESS BANK 5% 10 355 0.00%TAIWAN CEMENT CORP 5% 1 708 0.00%

Teleperformance 5% 47 313 0.01%

Suruga Bank Ltd 5% 10 129 0.00%Suzano Papel e Celulose SA (ON) 5% 2 384 0.00%

SUNNY OPTICAL TECH 5% 4 513 0.00%Super Retail Group 5% 1 955 0.00%

Sunac China Holdings Ltd 5% 6 229 0.00%Sundrug Co Ltd 5% 1 847

5% 1 257 674 0.27%Teradata Corp 5% 3 789 0.00%

Temenos Group 5% 2 433 0.00%Tempur Pedic International 5% 4 442 0.00%

Topdanmark A/S 5% 801 0.00%

Swire Properties Ltd 5% 11 879 0.00%

TCL CORPORATION 5% 4 919 0.00%TECH MAHINDRA 5% 24 049 0.01%

TATUNG 5% 5 016 0.00%TC Energy Corp 5% 12 386 0.00%

Tata Consultancy Services Ltd 5% 125 877 0.03%TATA MOTORS 5% 1 254 0.00%

Take-Two Interactive Software 5% 3 192 0.00%

2 320 0.00%

Towngas China 5% 3 582 0.00%TPSA TELEKOM POLSKA 5% 4 294 0.00%

Twitter Inc 5% 6 198 0.00%

TELUS CORP 5% 20 488 0.00%

Tokuyama Corp 5% 2 257 0.00%Tokyu Fudosan Holdings Corp 5% 1 630 0.00%

THAI MILITARY BANK 5% 2 839 0.00%Titan Industries Ltd 5% 22 777 0.00%

Teva Pharmaceutical 5% 3 481 0.00%Textainer Group Holdings Ltd 5% 108 235 0.02%

Terna Rete Elettrica Nazionale 5% 5 301 0.00%Tetra Tech Inc 5% 354 0.00%

Tencent Holdings Ltd

27 642 0.01%UNILEVER INDONESIA 5% 21 516 0.00%

Toshiba Tec Corp 5% 5 252 0.00%

TURKCELL ILETISIM HIZMET 5% 13 592 0.00%Twilio Inc 5% 2 096 0.00%

Tryg A/S 5% 22 265 0.00%TUI Group 5% 1 198 0.00%

TRUE CORPORATION PCL 5% 5 977 0.00%TRUIST FINANCIAL CORP 5% 289 767 0.06%

Trex Co Inc 5% 1 399 0.00%TRICON CAPITAL GROUP INC 5% 1 022 0.00%

Treasury Wine Estates 5% 1 829 0.00%Trend Micro Inc/Japan 5%

Uber Technologies Inc 5% 5 638 0.00%

United Internet AG 5% 780 0.00%

Uniper 5% 6 888 0.00%United Arrows Ltd 5% 13 572 0.00%

UMICORE 5%

41

Valmet Corp 5% 1 380 0.00%

0.01%

Weir Group Plc 5% 957 0.00%

Vail Resorts 5% 29 266 0.01%Valeant Pharmaceuticals International Inc 5% 1 847 0.00%

Universal Robina 5% 809 0.00%Unum Group 5% 3 784 0.00%

Universal Display Corp 5% 816 0.00%Universal Insurance Holdings Inc 5% 2 680 0.00%

United Urban Investment Corp 5% 1 332 0.00%

ViacomCBS Inc 5% 9 613 0.00%

WASTE CONNECTIONS 5% 6 885 0.00%WEIBO CORP-SPON ADR 5% 769 0.00%

WANT WANT CHINA HLDGS 5% 1 683 0.00%Washington H.Soul Pattinson & Co Ltd 5% 2 038 0.00%

VTB BANK(RUB) 5% 853 0.00%Vtech Hldgs 5% 214 0.00%

Volkswagen 5% 9 530 0.00%VONOVIA SE 5% 7 411 0.00%

Visteon Corp 5% 852 0.00%VISTRA ENERGY CORP 5% 19 794 0.00%

VICINITY CENTRES 5% 1 184 0.00%Vipshop Holdings Ltd 5% 27 888

0.00%

Wheelock and Co Ltd 5% 1 422 0.00%Wisetech Global Ltd 5% 3 539 0.00%

Wharf Real Estate Investment Co Ltd 5% 2 459 0.00%Wheaton Precious Metals Corp 5% 49 398 0.01%

WESTROCK COMPANY 5% 3 661 0.00%WH Group Ltd 5% 2 216 0.00%

Xinjiang Goldwind Science & Technology (H) 5% 4 354 0.00%

ZHEJIANG EXPRESSWAY H 5% 6 922 0.00%

YTL Corporation Berhad 5% 3 073 0.00%Z Holdings Corp 5% 5 057 0.00%

Yamaguchi Financial Group Inc 5% 972 0.00%Yelp Inc 5% 3 870 0.00%

Dropbox Inc 5% 3 438 0.00%

Welltower Inc 5% 131 681 0.03%

Wynn Resorts 5% 2 304 0.00%Xcel Energy Inc 5% 120 210 0.03%

WSP Global 5% 19 818 0.00%Wynn Macau Ltd 5% 1 121 0.00%

Woolworths Holdings Ltd 5% 13 721 0.00%Worldline SA/France 5% 3 956

5% 14 057 0.00%E.SUN FINANCIAL HOLDINGS 5% 48 933 0.01%

Dubai Islamic Bank 5% 7 334 0.00%Dufry 5% 1 025 0.00%

XPO Logistics Inc 5% 2 267 0.00%

DP World 5% 9 481 0.00%Dream Office REIT 5% 4 435 0.00%

ZTO Express ADS (N Shares) 5% 6 585 0.00%DONGFENG MOTOR GROUP H 5% 1 338 0.00%

Zhejiang Huayou Cobalt Co Ltd 5% 1 394 0.00%ZHONGSHENG GROUP HLDGS 5% 10 069 0.00%

Zeon Corp 5% 384 0.00%

DSV PANALPINA A/S 5% 3 966 0.00%

ECOPETROL 5% 991 0.00%

Eagle Pharmaceuticals Inc/DE 5% 643 0.00%Eaton Vance Corp 5% 1 328 0.00%

DUPONT DE NEMOURS INC

42

EMBOTELLADORAS ARCA 5% 10 684 0.00%

3 807 0.00%

ENERGISA SA 5% 8 949 0.00%ENERGY ABSOLUTE PCL-FOREIGN 5% 12 987 0.00%

Evolution Mining Ltd 5% 1 169 0.00%

EMART CO 5% 695 0.00%Embotelladora Andina B 5% 3 776 0.00%

ELECTRICITY GEN PUB CO FOR R 5% 18 744 0.00%Elisa 5% 5 328 0.00%

Edenred EUR 5% 3 961 0.00%

374 0.00%EXOR SpA 5% 36 681 0.01%

FleetCor Technologies Inc 5% 10 378 0.00%

EMIRATES TELECOM CORP 5% 1 939 0.00%

Evercore Inc 5% 7 179 0.00%EVERGREEN MARINE CORP 5% 4 652 0.00%

Essity Aktiebolag B 5% 70 758 0.02%EVE Energy (A) (SC SZ) 5% 4 618 0.00%

Erie Indemnity Co 5% 16 103 0.00%Essent Group Ltd 5% 4 802 0.00%

Epiroc 5% 2 012 0.00%EQUATORIAL ENERGIA ON 5% 2 148 0.00%

ENGIE BRASIL ON 5% 9 121 0.00%ENTEL 5%

0.00%

Genworth Mi Canada 5% 10 716 0.00%

EXACT SCIENCES CORP 5% 2 849 0.00%

Firstgroup Plc 5% 1 079 0.00%Fisher & Paykel Healthcare Cor 5% 4 622 0.00%

First Pacific Co Ltd/Hong Kong 5% 380 0.00%First Republic Bank/CA 5% 76 856 0.02%

FAR EASTERN NEW CENTURY 5% 16 789 0.00%FAR EASTONE TELECOM. CO 5% 14 882 0.00%

FamilyMart 5% 1 603 0.00%FANCL CORP 5% 1 793 0.00%

FactSet Research Systems Inc 5% 49 111 0.01%FALABELLA 5% 11 859 0.00%

Exelixis Inc 5%

FMC Corp 5% 2 839 0.00%

Genesco Inc 5% 2 087 0.00%Genting Malaysia 5% 764 0.00%

Gartner Inc 5% 2 556 0.00%GAZPROM OAO 5% 11 974 0.00%

GALLAGHER (ARTHUR J.) 5% 71 493 0.02%Galp Energia SGPS SA 5% 27 879 0.01%

Fujitsu Frontech Ltd 5% 3 518 0.00%G4S PLC 5% 1 019 0.00%

Fox Corp 5% 977 0.00%Fraport AG 5% 8 888 0.00%

Fortescue Metals Group Ltd 5% 40 006 0.01%FOSUN INT'L(CN) 5% 19 945

0.00%

Go-Ahead Group PLC/The 5% 1 718 0.00%Godrej Consumer Products 5% 1 585 0.00%

Glu Mobile Inc 5% 561 0.00%GN Great Nordic 5% 3 967 0.00%

Global Payments Inc 5% 13 351 0.00%GLOBANT 5% 18 425 0.00%

Getlink SE 5% 20 278 0.00%

GRANITE REAL ESTATE INVESTME 5% 4 435 0.00%

Goldcrest Co Ltd 5% 3 975 0.00%GPO. INVER. SURAMERICANA 5% 1 381

43

GRUPO BIMBO A 5% 12 894 0.00%

Haitong Securities (H) 5% 896 0.00%

GVC Holdings PLC 5% 2 762 0.00%Haemonetics Corp 5% 6 010 0.00%

GULF ENERGY DEVELOPMENT PUBLIC COMPANY LIMITED 5% 5 266 0.00%Gunma Bank Ltd/The 5% 6 670 0.00%

Hartalega Holdings Bhd 5% 8 692 0.00%

Greenhill & Co Inc 5% 1 112 0.00%GRUPO ARGOS 5% 7 178 0.00%

Grasim Industries Ltd 5% 2 198 0.00%

5% 33 283 0.01%HENDERSON LAND 5% 1 548 0.00%

HAVELLS INDIA LTD 5% 11 969 0.00%HD Supply 5% 2 801 0.00%

HKEX 5% 145 284 0.03%

GUANGZHOU AUTO GROUP H 5% 15 379 0.00%

HAP SENG CONSOLIDATED 5% 4 102 0.00%Hargreaves Lansdown PLC 5% 1 683 0.00%

Hamamatsu Photonics KK 5% 1 568 0.00%HANG LUNG PROPERTIES 5% 1 300 0.00%

Hakon Invest AB 5% 5 806 0.00%Halozyme Therapeutics Inc 5% 2 916 0.00%

Haier Electronics Group 5% 1 629 0.00%

1 417 0.00%

HOME PRODUCT CENTER PCL-FOR 5% 14 046 0.00%Honam Petrochemical Corp 5% 14 745 0.00%

Hysan Development Co Ltd 5% 2 494 0.00%

Harvey Norman Holdings Ltd 5% 1 613 0.00%

HINDALCO INDUSTRIES 5% 18 563 0.00%Hitachi Ltd 5% 9 079 0.00%

Hikma Pharmaceuticals 5% 2 239 0.00%HILTON WORLDWIDE HLDGS 5% 124 331 0.03%

HERO HONDA MOTORS 5% 12 429 0.00%Hexagon AB 5% 3 712 0.00%

Hengan International Group Co Ltd 5% 1 857 0.00%Herman Miller Inc 5% 393 0.00%

Heidelberg Cement AG

9 020 0.00%Iac Interactivecor 5% 4 132 0.00%

HKT Trust and HKT Ltd 5% 19 695 0.00%

Huatai Securities (H) 5% 821 0.00%HUTCHISON CHINA ADR 5% 4 683 0.00%

HUA NAN FINANCIAL HLDGS 5% 26 221 0.01%Huaneng Renewables (H) 5% 7 312 0.00%

HOUSING DEV FINANCE CORP 5% 253 999 0.06%Howden Joinery Group PLC 5% 11 608 0.00%

Hoshizaki Corp 5% 1 062 0.00%HOTAI MOTOR COMPANY 5% 34 991 0.01%

HONG LEONG BANK 5% 12 035 0.00%Hongkong Land Holdings Ltd 5%

Hyundai Robotics 5% 13 906 0.00%

Incyte Corp 5% 7 715 0.00%

ILIAD NPV 5% 756 0.00%IMAX Corp 5% 1 673 0.00%

IHS Inc 5% 102 555 0.02%IJM CORP 5% 1 228 0.00%

IDEX Corp 5% 42 615 0.01%IHH Healthcare 5% 13 755 0.00%

ICICI BANK 5% 8 875 0.00%IDACORP Inc 5% 4 200 0.00%

iA Financial Corp Inc 5%

44

Indian Oil 5% 3 182 0.00%

0.04%

iShares Global Government Bond 5% 12 516 782 2.72%

Indah Kiat Pulp & Paper 5% 5 806 0.00%

INDUSTRIAS PENOLES CP 5% 6 317 0.00%

Ionis Pharmaceuticals Inc 5% 3 150 0.00%Iron Mountain Inc 5% 26 865 0.01%

IntercontinentalExchange Group 5% 192 163 0.04%Interroll Holding AG 5% 1 346 0.00%

INTER RAO UES 5% 12 379 0.00%Interconexion Electrica SA 5% 12 711 0.00%

Innoviva Inc 5% 1 253 0.00%INTER PIPELINE 5% 2 754 0.00%

Inghams Group Ltd 5% 1 282 0.00%INNER MONGOLIA YITAI B 5% 2 159 0.00%

INDUSTRIES QATAR 5% 1 480 0.00%ING GROEP 5% 191 833

0.01%

Jasa Marga 5% 3 818 0.00%JC DECAUX INTERNATIONAL 5% 3 726 0.00%

James Hardie Industries Plc 5% 1 999 0.00%Japan Petroleum Exploration Co Ltd 5% 2 870 0.00%

J Front Retailing Co Ltd 5% 1 768 0.00%Jabil Circuit Inc 5% 1 985 0.00%

JSW STEEL 5% 1 407 0.00%

Keihan Holdings Co Ltd 5% 1 618 0.00%

KAR Auction Services Inc 5% 11 395 0.00%Kasikornbank 5% 3 641 0.00%

KALBE FARMA 5% 9 446 0.00%KANGWON LAND 5% 2 049 0.00%

Kingspan Group Plc 5% 22 021 0.00%

ITC 5% 2 783 0.00%

Jones Lang Lasalle 5% 30 861 0.01%JSR Corp 5% 2 413 0.00%

JIANGSU EXPRESSWAY CO H 5% 4 356 0.00%Johnson Controls Inc 5% 150 469 0.03%

Jeronimo Martins SGPS SA 5% 16 281 0.00%JG SUMMIT HOLDINGS 5% 24 112

5% 5 429 0.00%Kone OYJ 5% 3 808 0.00%

KKR & Co Inc 5% 49 662 0.01%Koito Manufacturing Co Ltd 5% 1 223 0.00%

Landstar System Inc 5% 15 901 0.00%

K-Mart Corp 5% 13 0.00%

Kforce Inc 5% 7 884 0.00%KIMBERLY-CLARK MEXICO A 5% 12 943 0.00%

Keppel Corp Ltd 5% 19 701 0.00%Keyera Corp 5% 1 243 0.00%

KEIHIN ELEC EXP RAILWAY 5% 1 150 0.00%Keisei Electric Railway Co Ltd 5% 2 959 0.00%

KASIKORNBANK FGN 5% 41 964 0.01%

Kirkland Lake Gold Ltd 5% 4 917 0.00%

Labrador Iron Ore Royalty Corp 5% 443 0.00%Land and Houses Public Co Ltd 5% 13 335 0.00%

L E Lundbergforetagen AB 5% 2 351 0.00%L3Harris Technologies Inc 5% 25 179 0.01%

KUALA LUMPUR KEPONG 5% 3 089 0.00%Kweichow Moutai Co Ltd 5% 3 622 0.00%

Korea Aerospace Industries Ltd 5% 469 0.00%KOREA INVESTMENT HLDG 5% 1 243 0.00%

KOMERCNI BANKA

45

2 939 0.00%

Largan Precision Co Ltd 5% 3 953 0.00%LARSEN & TOUBRO 5% 2 956 0.00%

LOTOS GROUP 5% 7 364 0.00%

131 832 0.03%M3 Inc 5% 2 450 0.00%

McGraw Hill Financial Inc 5% 245 221 0.05%

LANXESS 5% 3 076 0.00%

LOJAS RENNER 5% 48 815 0.01%Longfor Properties Co Ltd 5% 3 164 0.00%

LOCALIZA RENT A CAR 5% 34 973 0.01%LOJAS AMERICANAS PN 5% 1 236 0.00%

LIC HOUSING FINANCE 5% 2 335 0.00%Lindt & Sprüngli 5% 21 308 0.00%

Lendlease Group 5% 25 319 0.01%Liberty Media Corp-Liberty Sir 5% 1 703 0.00%

LEE & MAN PAPER 5% 4 055 0.00%Legend Holdings (H) 5%

0.00%

MINOR INTERNATIONAL PCL FOR 5% 19 477 0.00%

Lotte Confectionery Co Ltd 5% 3 083 0.00%

Matsushita Electric Industrial Co Ltd 5% 70 202 0.02%McDonalds 5% 3 085 0.00%

MARUTI SUZUKI INDIA 5% 3 697 0.00%Masimo Corp 5% 3 677 0.00%

MANILA ELECTRIC CO 5% 4 018 0.00%Marshalls PLC 5% 2 108 0.00%

MAHINDRA & MAHINDRA 5% 26 852 0.01%Man Group Plc 5% 3 464 0.00%

Magellan Financial Grp Ltd 5% 469 0.00%MAGNIT OJSC SPON GDR REGS 5% 1 097 0.00%

LUKOIL 0AO T 0 5%

McMillan Shakespeare Ltd 5% 396 0.00%

METROPOLITAN BANK &TRUST 5% 9 168 0.00%Michael Kors Hldgs Ltd 5% 19 797 0.00%

Meritor Inc 5% 2 177 0.00%Meritz Sec 5% 307 0.00%

Mercury General Corp 5% 8 741 0.00%Meridian Energy Ltd 5% 22 344 0.00%

Melrose Plc 5% 3 974 0.00%Mercadolibre Inc 5% 85 295 0.02%

Meituan Dianping (P Chip) 5% 62 636 0.01%Melco Resorts & Entertainment 5% 1 604 0.00%

MEGA FINANCIAL HLDG(CTB) 5% 4 693 0.00%Meitec Corp 5% 1 582

0.00%

MUANGTHAI CAPITAL PCL 5% 5 314 0.00%NAT'L BANK OF ABU DHABI 5% 48 749 0.01%

MOMO INC-SPON ADR 5% 2 223 0.00%Motherson Sumi Systems 5% 1 742 0.00%

Mizrahi Tefahot Bank Ltd 5% 23 841 0.01%MOL MAGYAR OLAJ GAZIPARI 5% 17 771 0.00%

New China Life Insurance (H) 5% 988 0.00%

NewMarket Corp 5% 2 167 0.00%

MITSUBISHI ESTATE CO LTD 5% 78 234 0.02%

NetEase Inc 5% 6 540 0.00%Neurocrine Biosciences Inc 5% 3 057 0.00%

NESTLE (MALAYSIA) 5% 12 531 0.00%Nestle India 5% 20 772 0.00%

National Western Life Group Inc 5% 296 0.00%NATURA COSMETICOS ON 5% 19 274

New World Development Co Ltd 5% 2 566 0.00%

46

NISSAN CHEMICAL IN 5% 6 826 0.00%

Nielsen Holdings 5% 27 297 0.01%Nintendo Co Ltd 5% 178 141 0.04%

NICE Systems Ltd 5% 3 113 0.00%

NOVOLIPETSK STEEL PJSC 5% 9 329 0.00%

5% 41 063 0.01%OCI COMPANY 5% 3 505 0.00%

Nutrien Ltd 5% 115 177 0.03%NXP Semiconductors 5% 9 048 0.00%

OTP BANK 5% 49 315 0.01%

Northland Power Inc 5% 8 950 0.00%NOVATEK OAO SPONS GDR REG S 5% 80 096 0.02%

Norfolk Southern Corp 5% 204 895 0.04%Northern Star Resources Ltd 5% 3 520 0.00%

Nisshin Seifun Group Inc 5% 2 369 0.00%NOMURA REAL ESTATE INC 5% 9 547 0.00%

Nippon Paint Co Ltd 5% 1 722 0.00%

3 288 0.00%

Packaging Corp of America 5% 2 123 0.00%Paddy Power Plc 5% 1 807 0.00%

PHOSAGRO OAO GDR REG S 5% 4 099 0.00%

NRG Energy Inc 5% 5 154 0.00%

Osaka Securities Exchange (OSE) 5% 1 978 0.00%Oshkosh Truck Corp 5% 6 797 0.00%

OOREDOO 5% 6 484 0.00%Origin Energy Finance Ltd 5% 35 367 0.01%

ONE Gas Inc 5% 9 298 0.00%OneMain Holdings Inc 5% 4 368 0.00%

Oil Search 5% 1 440 0.00%Oji Holdings Corp 5% 1 339 0.00%

Obayashi Corp

9 951 0.00%Pinduoduo ADS (N Shares) 5% 33 440 0.01%

PTT PCL/FOREIGN 5% 4 529 0.00%

PABRIK KERTAS TJIWI KIMIA PT 5% 4 710 0.00%

PETRONAS GAS 5% 924 0.00%Pharming Group NV 5% 5 748 0.00%

Perrigo Co Ltd 5% 23 505 0.01%PETRONAS DAGANGAN 5% 5 626 0.00%

Pason Systems Inc 5% 540 0.00%Pendal Group Ltd 5% 3 431 0.00%

Parex Resources Inc 5% 8 367 0.00%Partners Group Holding AG 5% 6 255 0.00%

Pakuwon Jati 5% 3 954 0.00%Palo Alto Networks Inc 5%

0.03%

PICC PPTY & CASUALTY H 5% 1 971 0.00%

Ps Business Parks 5% 4 326 0.00%PTT GLOBAL CHEMICAL PCL FOR 5% 21 495 0.00%

PROSUS NV 5% 8 168 306 1.78%PRUDENTIAL CORP PLC 5% 189 913 0.04%

PRESS METAL ALUMINIUM HOLDIN 5% 5 847 0.00%Progress Software Corp 5% 5 624 0.00%

Polymetal International 5% 12 292 0.00%PPB GROUP 5% 9 762 0.00%

PIRAMAL ENTERPRISES LTD RIGHTS 5% 183 0.00%PIRAMAL HEALTHCARE 5% 9 418 0.00%

PIDILITE INDUSTRIES LTD 5%

PUMA AG 5% 3 010 0.00%

Qinetiq Group Plc 5% 13 812 0.00%

QATAR ELECT & WATER CO 5% 1 775 0.00%QATAR NATIONAL BANK 5% 117 686

47

(b)

RESTAURANT BRANDS INTERNATIONAL INC 5% 2 874 0.00%

Rentokil Initial Plc 5% 39 284 0.01%Reply SpA 5% 2 107 0.00%

RenaissanceRe Holdings Ltd 5% 10 146 0.00%Rent A Center Inc 5% 5 048 0.00%

Regis Resources Ltd 5% 5 377 0.00%RELIANCE INDUSTRIES 5% 275 690 0.06%

Qurate Retail Group Inc 5% 4 253 0.00%RAIADROGASIL 5% 4 155 0.00%

QUINTILES IMS HOLDINGS INC 5% 99 973 0.02%

0.00%

Ryohin Keikaku Co Ltd 5% 1 115 0.00%SABESP ON 5% 3 853 0.00%

ROLLS ROYCE HOLDINGS PLC 5% 16 0.00%Russell Investments Sterling Liquidity Fund 5% 11 733 0.00%

REX AMERICAN RESOURCES CORP 5% 1 626 0.00%Rohm Co Ltd 5% 1 723 0.00%

Samsung Electronics Co. Ltd 5% 8 372 0.00%

Advanced Micro Devices Inc 2.5% 11 846 0.00%

Sarepta Therapeutics Inc 5% 3 975 0.00%

Santen Pharmaceutical Co Ltd 5% 24 228 0.01%Saracen Mineral Holdings Ltd 5% 6 927 0.00%

COPART INC 2.5% 94 462 0.02%

Resurs Holding AB 5% 719 0.00%

SAMSUNG CARD CO 5% 4 069 0.00%Samsung Electro-Mechanics Co Ltd 5% 1 911 0.00%

Sally Beauty Holdings Inc 5% 994 0.00%Salmar ASA 5% 1 963 0.00%

SABRE 5% 957 0.00%Sage Group PLC 5% 1 778

2.5% 5 721 0.00%FORBO HOLDING AG /REGD/ /CHF/ 2.5% 5 426 0.00%

EICHER MOTORS LTD 2.5% 20 438 0.00%Elekta AB 2.5% 2 169 0.00%

NATIXIS NY 2.5% 7 676 0.00%

Sandfire Resources NL 5% 7 190 0.00%

CANADIAN IMPERIAL BK 2.5% 8 942 0.00%Cirrus Logic Inc 2.5% 3 564 0.00%

BARTON CAPITAL CORP. 2.5% 14 681 0.00%BPCE 2.5% 6 377 0.00%

Akamai Technologies Inc 2.5% 7 229 0.00%Associated British Foods PLC 2.5% 38 261 0.01%

Preference and ordinary shares in companies, excluding shares in property companies, not listed on an exchange 10% 413 609 0.09%

4 859 0.00%

PACCAR FINANCIAL COR 2.5% 7 668 0.00%Petronet LNG 2.5% 7 971 0.00%

DG BANK NY BRANCH 2.5% 3 838 0.00%

MUFG BK LTD N Y BRH DISC COML 2.5% 5 101 0.00%National Fuel Gas Co 2.5% 12 871 0.00%

MATCHPOINT FINANCE PLC 2.5% 6 371 0.00%MEHADRIN 2.5% 0 0.00%

LMA SA LMA AMERICAS 2.5% 3 819 0.00%Lojas Americanas SA 2.5% 4 0.00%

ICHIBAN 2.5% 507 0.00%KLABIN UNIT 2.5% 12 054 0.00%

FEDERATION DES CAISSES

ONTARIO TEACHERS FINAN 2.5% 6 301 0.00%

PROMED 2.5% 960 0.00%Prosperity Bancshares Inc 2.5%

48

4

4.1

(a)

(a)(i)

(a)(ii)

(a)(iii)

(b)

IMMOVABLE PROPERTY 39 665 023 8.63%

37 694 849 8.20%

Issuer market capitalisation of R10 billion or more, or an amount or conditions as prescribed 25% 26 857 310 5.84%

SA Corporate Real Estate Ltd 15% 930 201 0.20%

Ulta Salon Cosmetics & Fragrances Inc 2.5% 46 074 0.01%Wellcare Health Plans Inc 2.5% 3 130 0.00%

TOMTOM 2.5% 724 0.00%Tractor Supply Co 2.5% 40 919 0.01%

STARBIRD FDG. CORP 2.5% 6 350 0.00%Synopsys Inc 2.5% 17 294 0.00%

Octodec Investments Ltd 10% 172 860 0.04%

Inside the Republic 25% 37 694 849 8.20%

Redefine Properties Ltd 15% 4 958 781 1.08%Resilient Property Income Fund Ltd 15% 2 159 454 0.47%

NEPI. Rockcastle PLC 15% 5 176 340 1.13%RDI REIT Plc 15% 107 906 0.02%

Investec Property Fund Ltd 15% 821 772 0.18%MAS Real Estate 15% 904 863 0.20%

HAMMERSON PLC 15% 268 336 0.06%Intu Prop Plc 15% 89 898 0.02%

Emira Property Fund Ltd 15% 672 368 0.15%Growthpoint Properties Ltd 15% 7 771 157 1.69%

Preference shares, ordinary shares and linked units comprising shares linked to debentures in property companies, or units in a Collective Investment Scheme in Property, listed on an exchange

25%

Sirius Real Estate Ltd 15% 940 004 0.20%

Investec Australia Property Fu 10% 732 516 0.16%Liberty Two Degrees Ltd 10% 302 780 0.07%

Hospitality Property Fund Ltd 10% 119 302 0.03%Hyprop Investments Ltd 10% 1 590 395 0.35%

Equities Property Fund Ltd 10% 1 137 085 0.25%FORTRESS REIT LTD 10% 3 295 548 0.72%

Attacq Ltd 10% 984 865 0.21%EPP NV 10% 963 684 0.21%

Issuer market capitalisation of between R3 billion and R10 billion, or an amount or conditions as prescribed 25% 10 157 678 2.21%

Accelerate Property Fund Ltd 10% 18 284 0.00%

Vukile Property Fund Ltd 15% 2 056 231 0.45%

0.00%

Capital & Counties Properties 5% 471 409 0.10%Fortress REIT Ltd 5% 5 532 0.00%

Issuer market capitalisation of less than R3 billion or an amount or conditions as prescribed 25% 679 861 0.15%

Arrowhead Properties Ltd 5% 143 885 0.03%

Stor-Age Property REIT Limited 10% 655 533 0.14%

5%

Stenprop Ltd 10% 184 826 0.04%

Immovable property, preference and ordinary shares in property companies, and linked units comprising shares linked to debentures in property companies, not listed on an exchange

15%

Redefine Properties Ltd 5% 16 500 0.00%

Growthpoint Properties Ltd 5% 22 756 0.00%Indluplace Properties Ltd 5% 19 779

49

4.2

(a)

(a)(i)

(a)(ii)

(a)(iii)

Artis Real Estate Investment T 15% 1 477 0.00%

Foreign 25% 1 970 173 0.43%Preference shares, ordinary shares and linked units comprising shares linked to debentures in property companies, or units in a Collective Investment Scheme in Property, listed on an exchange

25% 1 965 151 0.43%

Greenland Holdings Corp Ltd 15% 2 982 0.00%

15% 4 052 0.00%Jinke Property Group Co Ltd 15% 4 510 0.00%

Immofinanz 15% 5 191 0.00%Invitation Homes Inc 15% 3 125 0.00%

Macerich Co 10% 492 0.00%

Equity LifeStyle Properties In 15% 3 003 0.00%GOODMAN GROUP 15% 54 316 0.01%

Daiwa House Residential Invest 15% 5 195 0.00%Deutsche Wohnen SE 15% 64 792 0.01%

China Aoyuan Group Ltd 15% 7 815 0.00%China Vanke Co Ltd 15% 16 921 0.00%

Issuer market capitalisation of R10 billion or more, or an amount or conditions as prescribed 25% 303 720 0.07%

15 502 0.00%

Issuer market capitalisation of less than R3 billion or an amount or conditions as prescribed 25% 1 546 468 0.34%

Alexandria Real Estate Equitie 5% 78 536 0.02%

China Vanke Co Ltd 5% 27 395 0.01%

HEALTHPEAK PROPERTIES INC 15% 53 626 0.01%

Issuer market capitalisation of between R3 billion and R10 billion, or an amount or conditions as prescribed 25% 114 963 0.03%

Liberty Property Trust 10% 30 388 0.01%

Unibail-Rodamco 15% 4 985 0.00%Yuzhou Properties Co Ltd 15% 6 548 0.00%

Micro Focus International 15% 1 419 0.00%Orix JREIT Inc 15% 4 977 0.00%

Liberty Global PLC 15% 18 791 0.00%Manulife Financial Corp 15% 39 995 0.01%

Japan Prime Realty Investment

513 0.00%Country Garden Services Holdings (P Chip) 5% 16 362 0.00%

UNIBAIL RODAMCO 10% 84 084 0.02%

Charter Hall Group 5% 1 933 0.00%China Merchants Shekou Industrial Zone 5% 7 407 0.00%

CapitaLand Commercial Trust 5% 18 282 0.00%CapitaLand Mall Trust 5% 13 050 0.00%

British Land Co PLC 5% 31 211 0.01%Camden Property Trust 5% 29 273 0.01%

AvalonBay Communities Inc 5% 15 463 0.00%Boston Properties Inc 5% 85 885 0.02%

Apple Hospitality REIT Inc 5% 15 246 0.00%Ascendas Real Estate Investmen 5%

CK Asset Holdings 5% 5 475 0.00%

Fibra Uno Administracion SA de CV 5% 1 128 0.00%

EXTRA SPACE STORAGE INC 5% 11 232 0.00%Federal Realty Investment Trus 5% 30 575 0.01%

Equity Residential 5% 7 053 0.00%Essex Property Trust Inc 5% 3 565 0.00%

Emaar Properties 5% 1 180 0.00%Equinix Inc 5% 180 719 0.04%

Dexus 5% 46 412 0.01%DUKE REALTY CORP 5% 32 445 0.01%

CorePoint Lodging Inc 5%

50

(b)

5

5.1

(a)

(a)(i)

(a)(ii)

First REIT 5% 877 0.00%

0.01%

Mid-America Apartment Communit 5% 3 125 0.00%

First Capital Realty Inc 5% 5 106 0.00%

GECINA SA 5% 19 947 0.00%

Link REIT 5% 21 999 0.00%Metrovacesa SA 5% 1 531 0.00%

KLEPIERRE 5% 1 641 0.00%LAND SECURITIES GROUP PLC 5% 3 127 0.00%

JAPAN RETAIL FUND INVESTMENT 5% 6 788 0.00%KIMCO REALTY CORP 5% 3 975 0.00%

Host Hotels & Resorts 5% 44 353 0.01%JAPAN REAL ESTATE INVESTMENT 5% 1 727 0.00%

Great Portland Estates PLC 5% 10 698 0.00%H&R Real Estate Investment Trust 5% 886 0.00%

Gemdale Corp 5% 3 532 0.00%GPT Group/The 5% 25 508

0.01%

Piedmont Office Realty Trust 5% 2 571 0.00%Poly Real Estate Group Co Ltd 5% 6 957 0.00%

NIPPON BUILDING FUND INC 5% 2 080 0.00%NIPPON PROLOGIS REIT INC 5% 11 797 0.00%

Mitsui & Co Ltd 5% 83 086 0.02%NEPI. Rockcastle PLC 5% 13 356 0.00%

SBA Communications Corp 5% 115 090 0.03%

Ventas Inc 5% 5 145 0.00%

Stockland Corp Ltd 5% 38 874 0.01%Swiss Prime Site AG 5% 1 868 0.00%

Simon Property Group Inc 5% 10 559 0.00%SL Green Realty 5% 2 831 0.00%

MIRVAC GROUP 5% 32 859 0.01%

Riocan Real Estate Investment Trust 5% 9 198 0.00%RUENTEX DEVELOPMENT CO 5% 7 323 0.00%

Realty Income Corp 5% 5 584 0.00%REGENCY CENTERS CORP 5% 2 392 0.00%

PROLOGIS INC 5% 224 373 0.05%Public Storage 5% 29 174

Kruger Rands and other commodities on an exchange, including exchange traded commodities 10% 1 091 143 0.24%

COMMODITIES 10% 1 091 143 0.24%Inside the Republic 1 091 143 0.24%

SEGRO PLC 5% 56 478 0.01%

Immovable property, preference and ordinary shares in property companies, and linked units comprising shares linked to debentures in property companies, not listed on an exchange

15% 5 023 0.00%

DIGITAL REALTY TRUST INC 5% 5 023 0.00%

VEREIT INC 5% 1 752 0.00%VORNADO REALTY TRUST 5% 15 232 0.00%

UDR INC 5% 37 229 0.01%

5% 1 091 143 0.24%

Other commodities 5% 1 091 143 0.24%

Gold (including Kruger Rands)10%

51

5.2

(a)

(a)(i)

(a)(ii)

6

(a)

(b)

7

8

8.1

(a)

(a)(i)

(a)(ii)

(b)

(b)(i)

(b)(ii)

(c)

8.2

(a)

(a)(i)

(a)(ii)

(b)

(b)(i)

(b)(ii)

Gold and other commodities on an exchange, including exchange traded commodities 10%

Gold 10%

Foreign 10%

Hedge fund 10%

2.5%

HOUSING LOANS GRANTED TO MEMBERS IN ACCORDANCE WITH THE PROVSIONS OF SECTION 19(5) 95%

Section 19(4) of the Pension Funds Act 5%To the extent it has been allowed by an exemption in terms of section 19(4A) of the Pension Funds Act 10%

INVESTMENTS IN THE BUSINESS OF A PARTICIPATING EMPLOYER INSIDE THE REPUBLIC IN TERMS OF:-

Other commodities 5%

5%

Private equity funds 10%

HEDGE FUNDS, PRIVATE EQUITY FUNDS AND ANY OTHER ASSET NOT REFERRED TO IN THIS SCHEDULE 15% 0 0.00%

5%Private equity funds 10%

Private equity funds 10%Funds of private equity funds 10%

Hedge funds 10%

2.5%

Funds of hedge funds 10%

5%

Inside the Republic 15%

Hedge funds 10%

2.5%

Funds of hedge funds 10%

5%

Foreign 15% 0 0.00%Hedge fund 10%

Other assets not referred to in this schedule and excluding a hedge fund or private equity fund 2.5%

2.5%

Private equity funds 10%

Funds of private equity funds 10%

5%

52

(c)

Total

R1 Balances or deposits, money market

instruments issued by a bank including Islamic liquidity management financial instruments

26 186 181.73

2 Debt instruments including Islamic debt instruments 68 940 877.10

3 Equities 323 652 077.95

4 Immovable property 39 665 022.69

5 Commodities 1 091 143.16

6 Investment in the business of a participating employer 0.00

7 Housing loans granted to members - section 19(5) 0.00

8 Hedge Funds, private equity funds and any other assets not referred to in this schedule

0.00

9 Fair value of assets to be excluded in terms of sub-regulations3(c ) and (8)(b) of Regulation 28

0.00

10 Investments not disclosed/data not available for disclosure 0.00

TOTAL (equal to the fair value of assets)

459 535 302.63

Note:

1 Difference due to a timing difference between the portfolio of assets used for financial statement reporting purposes and

Other assets not referred to in this schedule and excluding a hedge fund or private equity fund 2.5% 0 0.00%

%R % R % R

INVESTMENT SUMMARY (REGULATION 28)

Local Percentage of Fair value

Foreign (Excluding

Africa)

Percentage of Fair value Africa Percentage of

Fair value

TOTAL ASSETS - REGULATION 28 (D above) 459 535 303 100.00%

1 091 143.16 0.24%

37 694 849.39 8.20% 1 970 173.29 0.43%

195 463 332.55 42.53% 128 004 498.65 27.86% 184 246.75 0.04%

67 981 578.88 14.79% 959 298.22 0.21%

23 805 242.54 5.18% 2 380 939.19 0.52%

326 036 146.53 70.95% 133 314 909.35 29.01% 184 246.75 0.04%

0.00 0.00%

Immovable properties not listed 5 023 0.00%

Other debt instruments not listed 3 251 540 0.71%Equities not listed 1 199 223 0.26%

R %

Asset Limits in terms of sub regulation 3(f)

Maximum Foreign limits and disclosure in terms of South African Reserve Bank requirements.

Total (Inside & Foreign)

0.00%TOTAL 4 455 785 0.97% 35%

Africa 184 247 0.04% 10%TOTAL 133 499 156 29.05% 40%

Asset Limits in terms of sub-regulation 3(i)

Foreign (excluding Africa) 133 314 909 29.01% 30%

TOTAL

Cash and deposits with a South African Bank

Equities not listed 1 199 223 0.26%

Percentage of Fair value

Regulation 28 limits

TOTAL 1 199 223 0.26% 15%Asset Limits in terms of sub-regulation 3(h)

Private Equity funds

Asset Limits in terms of sub regulation 3(g)

NOTES:

Hedge funds , Private Equity funds and other assets 0

53

the portfolio of assets used for Regulation 28 reporting purposes.2

3

4 EXEMPTIONS GRANTED BY THE REGISTRAR

Item Max % Date of letter Fair Value ( R)

Credit balance in current accounts must be included in item 1.

If the investments exceed the limit per institution/company/individual and no exemption has been obtained, the details below must be completed for each institution/company/individual in each category of assts.

Investments in institution/company/individual Item % of Fair Value Fair Value ( R)

54