How to practically support Open Access: Guidelines for Data Providers of the OpenAIRE infrastructure...
Transcript of How to practically support Open Access: Guidelines for Data Providers of the OpenAIRE infrastructure...
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How to practically support Open Access:Guidelines for Data Providers of the OpenAIRE Scholarly Communication
InfrastructureFAO AIMS webinar, 03 Dec 2015
Jochen Schirrwagen, University of Bielefeld
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AGENDA
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1. OpenAIRE explained briefly
2. Open Access in Horizon2020
3. The why, what and how about
Guidelines for Data Providers
4. Future Directions of the
OpenAIRE Guidelines
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OpenAIRE explained
Briefly
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OPEN ACCESS INFRASTRUCTURE
OpenAIRE
for research in Europe
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www.openaire.eu
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From the OA Pilot in FP7 to the Key Infrastructure for the OA Mandate in H2020
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OpenAIREDec. 2009 - Nov.
2012
OpenAIREplusDec. 2011 – Dec.
2014
OpenAIRE2020Jan. 2015 - Jun.
2018
of which ~700 are data provider
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Project & Infrastructure
Guided by OA funder policies (European
Commission)
• Participatory approach (human & e-infrastructure)
Integrated Scientific Information System
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Data Providers OpenAIRE Platform Services
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OpenAIRE Service (in prod.)
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Service or Tool Target Audience Description
Validation / Aggregation Repository-Manager, Data Provider
Metadata are collected following the OpenAIRE Guidelines
Claiming Authors, Researchers, Project Coordinators
Let users set links between research output and funding
Deposit Authors Locating an appropriate repository to deposit research results
Text-Data-Mining (Infrastructure Background Service)
Extracting of project references, data citations, related publications, …
Search / Discovery / API Users and machines Access to the OpenAIRE Information Space via Portal and API
Monitoring / Reporting Funder, Project Coordinators
Aggregated Statistics on funded research results, OA-Output, Publication lists per project
FP7 Post-Grant OA Publishing Funds Pilot
Authors from FP7 projects
Making FP7 project results OA by covering APCs
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OpenAIRE Service (in prep.)
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Service or Tool Target Audience Description
Data-Literature Interlinking Service
Research Community; Stakeholder collaboration
Prototype outcome of the RDA/WDS Publishing Data Group
OA-Broker Service(in prep.)
Repository Manger, Data Provider
Distribution/Notification of enriched metadata to subscribed repositories;
Usage Statistics / Analytics Service (in prep.)
Repository Manager, Authors, Funder
Assessing impact on Research Output; Contribution to Article-Level Metrics
LOD Service(in prep.)
Linked Data based knowledge discovery services
Publishing the OpenAIRE Information Space into the Linked Data Cloud
Open Peer Review Tender Project(in prep.)
Researchers; Scholarly Communication
Prototype development for tools and workflows to implement Open Peer Review aligned with the OpenAIRE infrastructure
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Enriched Document Example
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Plain Bibliographic information from metadata
Multiple Instances host the same document (which is de-duplicated)
Funding Info either from metadata or by text mining
Findings from Text Mining / Inference
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Beth & colleagues receive a grant
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DMPFoster Open Science
OpenAIREEUDAT
THOREUDATOpenAIREINRA, FAO, EFSA, …
Process & Analyze
Access to facilities with fast networkGEANTCommon Access with EduGainCommon identification with ORCID
What is similar out there? Who can I collaborate with?
What data will I create? How can I share it with my colleagues?
What policies for use and re-use?
How to best describe it?Where to store it?
How to make it accessible?Preservation?
How, what, when, where?Open Peer Review?
How to enhance my Impact?
EGIPRACE
Where to run? What facilities? How to prepare
and transfer?
Further Analysis
What tools to use?
Do I have big data?
Can I scan the literature for similar results?
OpenAIREOpenMinTeD
EGI
OpenAIREEUDAT
DOAJRe3Data
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TOPIC: identify water & air borne diseases and alert
OpenAIRE
Publish
Store and Curate
Source: Natalia Manola, “e-Infrastructures – The Starting Blocks for Open Science and Innovation”, 21-10-2015, ICT2015 panel
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Open Access in Horizon2020
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FUN
DER
SMany funders have now stipulated Open Access to results!
MAN
DAT
ESMany have Open Access mandates in place!
REPO
SITO
RIESBut how
often are these outputs linked to funding details?
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Open Access in Horizon 2020The grant agreement states:
“ENSURE OPEN ACCESS… AS SOON AS POSSIBLE AND AT THE LATEST ON PUBLICATION,
DEPOSIT A MACHINE-READABLE ELECTRONIC COPY OF THE
PUBLISHED VERSION OR FINAL PEER-REVIEWED MANUSCRIPT
ACCEPTED FOR PUBLICATION IN A REPOSITORY FOR SCIENTIFIC
PUBLICATIONS”http://ec.europa.eu/research/participants/data/ref/h2020/mga/gga/h2020-mga-gga-multi_en.pdf
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Mapping of Requirements from H2020 OA Guidelines in Metadata• https://www.iprhelpdesk.eu/sites/default/files/newsdocuments/Open_Access_in_H2020.pdf
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Property DC Field Value
EU funding acknowledgment
dc:contributor “controlled” terms : ["European Union (EU)" and "Horizon 2020"]["Euratom" and "Euratom research and training programme 2014-2018"]
Peer reviewed dc:type info:eu-repo/semantics/publishedVersion
Embargo period dc:datedc:rights
• info:eu-repo/date/embargoEnd/<YYYY-MM-DD>• <YYYY-MM-DD> (as publication date)• info:eu-repo/semantics/embargoedAccess
Project information dc:relation info:eu-repo/grantAgreement/EC/H2020/[ProjectID]/[Jurisdiction]/[ProjectName]/[ProjectAcronym]/
Persistent identifier dc:identifier or dc:relation
e.g.: info:eu-repo/semantics/altIdentifier/doi/10.1234/789.1
License dc:rights URL of license condition
Persistent IDs for authors and contributors
dc:creatordc:contributor
<Lastname, Firstname; id_orcid 0000-0000-0000-0000>
Reference to related research outcome
dc:relation info:eu-repo/semantics/dataset/<scheme>/<id>
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The Why, What and How about Guidelines for Data Providers
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Content Acquisition Policy
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Publications in OpenAIRE Data in OpenAIRE
https://www.openaire.eu/content-acquisition-policy/content-acquisition-policy/content-acquisition-policy
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Journals / Publishers / Aggregatorsas complementary data provider•Aggregators provide us with “reference metadata”
•We do our best regarding metadata normalization•OpenAIRE supports additional APIs for collection in these cases
•Journals, Data Repositories provide us with “detailed information”, e.g. grantIds, data citations, fulltext links•Need to comply with the OpenAIRE Guidelines
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OJS
Pub-lisher
s
DataRep
oData
Centres
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1 2 3Literature Repositories(and journal platforms)
Dublin Core (DRIVER)
Data Repositories(and archives/data centres)
Datacite
CRIS systems CERIF-XML
Guidelines for Data Providers
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https://guidelines.openaire.eu
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OpenAIRE Compatibility –of Literature Repositories
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OpenAIREbasic
Only Open Access content
OAI-Set:‘driver’
OpenAIRE2.0
EC funded content
OAI-Set: ‘ec_fundedre
sources’
OpenAIRE2.0 +
Open Access and EC funded
content
2 sets: ‘driver’‘ec_fundedresources’
OpenAIRE3.0
Open Access and/or EC
funded and/or National/other
funded content
OAI-Set: ‘openaire’
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Origin – OAI-PMH•‘oai_dc’ 15 elements based on DCMES schema
•As established and ‘lowest common denominator’ OAI format
•Used in numerous interpretations -> interoperability issue•Requires agreements on syntax (use of OAI-PMH &
oai_dc) and semantics (controlled vocabularies)•DRIVER Guidelines v2 introduced in 2008• info:eu-repo Application Profile for encoding schemes
•Mainly used to describe textual resources•Continued in OpenAIRE Guidelines since 2009
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Relevant Properties: projectID
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Element name projectID
DCMI definition dc:relation
Usage Mandatory (if applicable)
Usage instruction A vocabulary of projects is exposed by the OpenAIRE API:http://api.openaire.eu/#cha_projects_http , and available for all repository managers. Values include funder, project name and projectID. The projectID equals the Grant Agreement number, and is defined by the namespace: info:eu-repo/grantAgreement/Funder/ FundingProgram/ProjectNumber/ Jurisdiction/ProjectName/ProjectAcronym/
Example:<dc:relation> info:eu-repo/grantAgreement/EC/FP7/123456 </dc:relation><dc:relation> info:eu-repo/grantAgreement/EC/FP7/12345/EU//Acronym </dc:relation>
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Relevant Properties: accessRights
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Element name accessRights
DCMI definition dc:rightsUsage Mandatory
Usage instruction Use values from vocabulary Access Rights at http://purl.org/eu-repo/semantics/#info-eu-repo-AccessRights • info:eu-repo/semantics/closedAccess• info:eu-repo/semantics/embargoedAccess• info:eu-repo/semantics/restrictedAccess• info:eu-repo/semantics/openAccess
Examples:<dc:rights> info:eu-repo/semantics/openAccess </dc:rights>
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Relevant Properties: embargoEndDateElement name embargoEndDate
DCMI definition dc:dateUsage Mandatory (if applicable)
Usage instruction
Recommended when accessRights = info:eu-repo/semantics/embargoedAccessThe date type is controlled by the name space info:eu-repo/date/embargoEnd/, see http://wiki.surffoundation.nl/display/standards/info-eu-repo/#info-eu-repo-DateTypesandvalue. Encoding of this date should be in the form YYYY-MM-DD (conform ISO 8601).
Examples:<dc:date> info:eu-repo/date/embargoEnd/2011-05-12 <dc:date>
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Relevant Properties: Alternative Identifier
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Element name Alternative Identifier
DCMI definition dc:relation Usage Recommended
Usage instruction List alternative identifiers for this publication that are not the primary identifier (repository splash page), e.g., the DOI of publisher’s version, the PubMed/arXiv ID. The term is defined by info:eu-repo/semantics/altIdentifier info:eu-repo/semantics/altIdentifier/<scheme>/<identifier> where <scheme> must be one of the following: ark,arxiv, doi, hdl, isbn, purl…
Example<dc:relation> info:eu-repo/semantics/altIdentifier/doi/10.1234/789.1 </dc:relation>
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Relevant Properties: Referenced Dataset
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Element name Referenced Dataset
DCMI definition dc:relation Usage Recommended
Usage instruction Encodes links to research datasets connected with this publication. The syntax of info:eu-repo/semantics/dataset is: info:eu-repo/semantics/dataset/<scheme>/<identifier> where <scheme> must be one of the following: ark,arxiv, doi, hdl, isbn, purl…
Example<dc:relation> info:eu-repo/semantics/dataset/doi/10.1234/789.1 </dc:relation>
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Relevant Properties: Referenced Publication
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Element name Referenced Publication
DCMI definition dc:relation Usage Recommended
Usage instruction Encode links to publications referenced by this publication. The syntax of info:eu-repo/semantics/reference is: info:eu-repo/semantics/reference/<scheme>/<identifier> where <scheme> must be one of the following: ark, arxiv, doi, hdl, isbn…
Examples:<dc:relation> info:eu-repo/semantics/reference/doi/10.1234/789.1 </dc:relation>
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Guidelines for Research Data Repositories•Based on DataCite metadata scheme
•Proven standard for heterogeneous data sources and cross-disciplinary archives
•Maintained by a trusted and sustainable organization•Support of data citation
•Metadata Format: oai_datacite•OAI-Set: openaire_data•Zenodo as reference implementation for OpenAIRE Data
Repository Guidelines
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Guidelines for Research Data Repositories•Adaptations for OpenAIRE:
•Incl. additional PID schemes to DOI, e.g.URN, ARC …•Recommends links to related publications & datasets•Recommends Contributor prop.
to relate dataset to funding information•Date and Description prop. are mandatory•Enforces (info:eu-repo) encoding scheme
on Rights property
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Guidelines for CRIS Managers•CRIS as complement to institutional repositories•CERIF as de facto data model standard for CRIS
•Entities for organization, person, project, output, data ..
•CERIF-XML as data exchange standard for CRIS•Maintained by euroCRIS as sustainable organization
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CERIF Entities in OpenAIRE
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Addons, Patches and Plugins available for standard platforms:
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Dspace add-ons and versions compliance https://wiki.duraspace.org/pages/viewpage.action?pageId=33238567
OpenAIRE Plug-in (OpenAIRE 2.0) http://files.eprints.org/649/ EPrints - OpenAIRE compliance example (3.0) https://gist.github.com/alenkovich/9596992
OAI_DC_OpenAIRE implementation for Zenodohttps://github.com/zenodo/zenodo/blob/master/zenodo/base/format_templates/OAI_DC_OpenAIRE.xsl
OJS Plugins: OpenAIRE + DRIVERhttp://pkp.sfu.ca/support/forum/viewtopic.php?f=28&t=7085
OPUS 4http://www.kobv.de/entwicklung/software/opus-4/
MyCoRe, OpenAIRE-Compliancehttp://mycore.de/documentation/interfaces/oai.html#OpenAIRE-Compliance
https://www.openaire.eu/repmanager-guide
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Dspace Add-ons for project ids
•OpenAIRE Authority Control•Dspace 3.2
• http://goo.gl/cEPTZN (updated March 2014)
•Dspace 1.8.2• http://
projeto.rcaap.pt/index.php/lang-en/consultar-recursos-de-apoio/remository?func=fileinfo&id=354
•OpenAIRE funders projects list addon (NEW)• In use on the RCAAP Project (PT repositories)
• https://gitlab.fccn.pt/dev-rcaap/addon-openaire/tree/OpenAIRE5.X • https://gitlab.fccn.pt/dev-rcaap/addon-openaire/tree/OpenAIRE3.X
Using the projects list provided by the OpenAIRE API
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Allows users to search and include EC (+ WT + FCT) projects ID in the metadata of the records disposed in accordance with OpenAIRE
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How to get Your Repository in OpenAIRE
Make sure your repository is registered in OpenDOAR / r3data1. Test Compatiblity
• Of the OAI-PMH Protocol implementation• Of metadata compatibility with the OpenAIRE Guidelines
2. Register Your Repository, Journal or Aggregator• Await notification from OpenAIRE once successfully
aggregated and indexed
3. Update Data Provider Configuration if needed4. In preparation: agreement to TDM of fulltext files5. In preparation: continuous validation reports over time
https://www.openaire.eu/validator
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Future Directions of the OpenAIRE Guidelines
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4/4
V4 in preparation, to be released 2016
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Alignment with other Networks - LA Referencia as an example•Latin America Open Access Repositories Network•Central metadata elements and use of vocabularies
•Access rights: openAccess; embargoedAccess•Use of Creative Commons licenses recommended
•Considers regional aspects compared to OpenAIRE regarding•Mandatory , mandatory if applicable and recommended use of
metadata fields
•Collaboration between LA Referencia and OpenAIRE ensures future compatibility of the guidelines
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Innovative Scholarly Services – Need of Network Alignment
•Alignment & collaboration needed between major repository initiatives•LA Referencia, SHARE, RIOXX, OpenAIRE, …•COAR-CASRAI OA Interoperability WG
• Alignment on metadata elements and vocabularies
•COAR IG Controlled Vocabularies• Community driven effort to supersede info:eu-repo application profile• Adoption of up to date technological standards for vocabularies• International Editorial Board to ensure expertise and long-term support• Draft COAR Resource Type Vocabulary (SKOS)
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Innovative Scholarly Services – Need of Improved Metadata Quality•Features
•Disambiguation by identifiers for authors / contributors, funders / project grants, research outputs
•Explicit links to landing pages and fulltext files•Explicit links between publications and other research outputs•Detailed bibliographic citation information•Explicit and machine readable license information
•Future proof•Compatible with linked data principles•Extensibility towards Open Science properties
•Backward compatibility and low-barrier upgrade•Ensuring mappings to the current oai_dc approach
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