How To Fill 3-in-1 Application For Non Resident Indians (NRIs) & Persons of Indian Origin (PIOs)...

How To Fill 3-in-1 Application

For Non Resident Indians (NRIs) & Persons of Indian Origin (PIOs)

Version 19

Application for ICICIdirect 3 in 1 AccountWith this account opening form, you can open:

PLEASE READ THE INSTRUCTIONS ON PAGE 12 CAREFULLY BEFORE FILLING UP THE FORM

If you have registered on www.icicidirect.com before filling the form, Please mention your ARN number and User Id here. This will ensure that the User Id remains the same for your trading on ICICIdirect. There is a signature required at X1 if you are giving your ARN.

In case you have not registered, you can give a preferred User ID. If none of this is mentioned then the signature is not mandatory.

User Id and Account Registration Number (ARN)

Here the applicant should select the types of accounts, he/she wishes to open. These are the trading accounts opened with ICICIdirect.

For more clarification on the type of accounts, one can refer to the end of Part C of the application form and/or write to [email protected]

Selection of Trading Accounts to be Opened

For each trading account, there has to be a corresponding linked bank account.

For Non-PINS account, existing account can be linked. But if account no. is not provided, new accounts are opened automatically.

For PINS account, new bank accounts are compulsorily opened.

Please mention the name of the branch, for the new accounts. In case existing accounts are linked to Non-PINS, branch for new accounts will be the same.

Selection of Bank Accounts to be Opened/Linked

For each trading account selected, there has to be at least one corresponding Demat account linked to the same.

For Non-PINS account, existing account can be linked. But if account no. is not provided, new accounts are opened automatically.

For PINS account, new bank accounts are compulsorily opened.

Please select the combination in which new accounts have to be opened. Ensure to tick the correct boxes.

Selection of Demat Accounts to be Opened

Applicant’s personal details are captured here.

Following details should be same as given in the passport

Name, Date of Birth, Passport No., Place of Issue, Date of Issue, Date of Expiry

Mother’s Maiden name is required for accessing ICICI Bank Phone Banking

All electronic communication in future will be sent to the mentioned email address.

For definition of a PEP, refer to page no. 6

PAN number is mandatory.

If you do not have PAN, refer page no. 12 for instructions

Personal Details of Main Applicant

Details of the Joint Holder(s) for the bank account should be mentioned in case Joint holders are required in the new bank accounts or are part of the existing account(s) that are linked.

If any NRE Bank account is being opened, then the joint holder should also be an NRI / PIO.

Details of the Joint Holder(s) for the Bank Account

Details of the Co-Holder(s) for the Demat Account

Demat accounts can be in various combinations.

If there are any co-holders’ A and/or B, there details should be entered here.

If the co-holder is not a joint holder and the address of the co-holder(s) is different from the first holder/main applicant, then address proof is also required for co-holders.

For a list of address proofs accepted for the demat account co-holders, refer page 12 of the application.

The correspondence address mentioned here is used for correspondence from Savings, Demat and Broking accounts.

Applicants proof for the correspondence address is required for all addresses mentioned.

The permanent address can be an Indian address. However, if mentioned address proof is required.

If there is no permanent address or is the same as the current overseas address then tick in the box confirming the same.

Correspondence Address

Savings Bank Account Activity

Here the expected activity from the saving account is captured. This section is Mandatory.

Here the additional details of the first applicant are captured. Filling these details are not mandatory.

Additional Information

This has to be signed if the applicant is a PIO (Person of Indian Origin) and not an NRI.

PIO Declaration

Enter the details of the Nominee for Bank and Demat account(s), if required. If the nominee is a Minor, details of the Guardian are also required. In nomination is made, signature of all the bank account holders and the name

and signature of a witness is required.

Nomination for Bank Account

Photographs and signatures of the applicant as well as all the joint holder(s) for bank (if any), Co-holder(s) for the Demat (if any) as mentioned in the form are required.

Please remember to sign half on the photograph and half outside.

Signature to be within the white box provided.

Photographs and Signatures of the Applicant and Holders

Self Declaration

Verification by an ICICI Bank Employee

A verification by an ICICI Bank Employee is required along with the ICICI Bank Seal.

Existing relationships with ICICI Bank (if any) to be mentioned. If none then to be confirmed with a tick.

Declaration for receiving information from ICICI Bank to be ticked. Place and date of client singing the form to be mentioned.

& 5

These are NSE and BSE agreements in the formats as prescribed by the Stock Exchanges.

Name and Place of Residence have to be filled here.

Name and Date have to be filled here

First Holder’s signature is required along with one witness each on page 4 and 5.

Client Agreement

There are certain risks associated with the investments in equity and derivative markets.

This document brings out those risks and the applicant has to sign here to confirm that he/she has read and is aware of the same.

Signature of the First Applicant is required on this page.

Risk Disclosure Document for Cash and F&O

This is a declaration from the applicant related to general terms and conditions. Applicant is required to read and accept the same. Signature of the holder(s) of the bank account is/are required at the bottom of the page.

Declaration

, 9 & 10 Letter of Confirmation

This a letter of confirmation for various services offered by ICICI Bank Limited and ICICI Brokerage Services Limited.

Fill the date before point no. 1

Choose if you have a PINS account on page 10. If you have a PINS account then the same will need to be closed and the NOC (No Objection Certificate) will need to be submitted from the existing bank.

Fill the place ond date on page 10.

First Applicant’s Signature is required on page 8, 9 and 10.

Power Of Attorney

The details of the applicants as filled on page 1 of the forms have to filled here along with the date and place of the client signing the form.

Signature of all the holders is required along with their names as mention on page 1.

Client Confirmation

This is confirmation from the client for future interactions related to product and services.

Place, date and Signature is required here.

Schedule of Charges

One time account opening charge for ICICIdirect.com

PINS Charges. AMC (Account Maintenance Charge) is waived for the first year.

Brokerage on ICICIdirect.com:

As per the slabs mentioned.

Service Tax of 12.24% is levied on the brokerage.

Lower brokerage on volumes is charged in the next calendar month.

Charges for Demat Services:

AMC is waived for the first year.

Charges per transaction are part of the brokerage mentioned above.

Signatures is required at the end of this section

Declaration and verification if form sourced outside home country

THIS PAGE IS NOT

REQUIRED FOR

ACCOUNTS SOURCED IN

UK

General Instructions to fill the form are given on this page. A list of required documents is also given. Address proofs are not required for all holders. Please read the address

proof section carefully to understand the requirement. Signatures and Photographs are critical. Hence please check the form

again for signatures before sending. PAN is mandatory for First holder and Co-Holders. Instructions are for

getting a PAN are also mentioned on this page.

General Instructions and Documents Required

Demat Application

The no. of demat applications required are as many as the no. of demat ticks on page 1 of the 3-in-1 AOF.

Please read these instructions carefully before starting to fill the application form.

Instructions for the Demat AOF

This selection needs to be made in assistance with 3-in-1 application form. For every demat tick on the page 1 of the 3-in-1 AOF, check the corresponding type of

trading account. Tick that type of account here. Tick only one options of the four provided. For other demat ticks, additional Demat

applications have to be filled.

Selection of Type of Demat Account

The details on this page have to be the same as mentioned on page 1 of the 3-in-1 AOF. The address shoujld also be the same as page 3 of the 3-in-1 AOF. In case the PAN is not available then the same can be applied for. Please refer page 12

of the 3-in-1 AOF of the nest section of this presentation for details.

Details of the First Holder

The details of the Co-holders have to be the same as mentioned on page 1 of the 3-in-1 AOF. In case the PAN is not available then the same can be applied for. Please refer page 12 of

the 3-in-1 AOF of the next section of this presentation for details.

Details of the Co–Holders

Photographs of all holders for the demat account have to be pasted. Holders have to sign half on the photo and half outside along with the name and

signature below the photographs as marked on the application.

Photographs and Signatures

Nominee / Guardian cannot be one of the holders. Photograph and Signature of the Nominee and Guardian (if any) is required. If nominee

is minor then guardian can sign on behalf of the nominee. Name and signature of 2 witnesses is required if nomination is made.

Nomination for Demat Account

Name and Address of the applicants to be mention in the agreement. Date of the agreement will be mentioned by the ICICI Bank official opening the account. Signature of all the holders along with name and signature of the witness is required on this page.

Agreement and Schedule of Charges

Tick “Yes” for “Account to be operated through POA” Signature of all holders is required along with the Place and date of signing.

Letter of Confirmation

Form 49A

Required individually for each Holder of the Demat account if PAN card copy is not submitted

Name and current location of residence to be mentioned along with the full residential address. The address should be as per the address proof submitted. Signature of the applicant is required along with the Full Name.

Undertaking for receiving PAN on behalf of customer

To Whomsoever It May Concern

I, Mr./Ms.________________________________, resident of _____________________,hereby authorize M/s. Chaturvedi & Companyhaving their address as under, to deal with M/s UTI Technology Services Limited inconnection with obtaining the PAN Card on my behalf. Please dispatch the PAN cardto the address mentioned below:M/s Chaturvedi & Company,81, Mittal Chambers,228, Nariman Point,Mumbai – 400 021.Residential address as mentioned on Form 49 A:___________________________________________________________________________________________________________________________________________________________

Name: _________________________________ Signature: ____________________________

& 3

Page 2 – Instructions for Filling up the form. Please go through this carefully so that the form is

filled properly.

Page 3 – Information for the PAN applicants. These are information that you might require while

filling up the form.

Instruction and Information for Applicants of Form 49A

Use ONLY BLACK BALL PEN for filling the Form and the signaturePlease do not sign across the photograph. Sign strictly within the box provided below the photograph.

Mention the name that is required on the card. If you have not been known by any other name in the past choose NO. On this page you also have to mention the residential address as per the address proof provided.

Details of the Applicant

Fill details as required in points 7 to 12. Dot not fill details in point no. 13 if applying for the PAN through ICICIdirect. Mention the names of the documents attached as identity and address proofs. Mention the name of the applicant along with date and signature in the boxes provided.

DOCUMENTS REQUIRED For NRIs

No extra documents required. Documents submitted with the 3in1 application are sufficient.

For PIOs Passport copy and Address proof attested by the Indian Embassy have to be

submitted.

Details of the Applicant (Contd…)

Thank You

For any queries, please contact [email protected].

How To Fill 3-in-1 Application For Non Resident Indians (NRIs) & Persons of Indian Origin (PIOs)...

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