Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to...

14
HTA HTA.U (formerly Tech Achievers Growth & Income ETF) For For Mgmt 8. TO APPROVE AN INTERNAL MERGER TRANSACTION. For For Mgmt 9. TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO NO LONGER REQUIRE SHAREHOLDER APPROVAL OF CERTAIN INTERNAL TRANSACTIONS. For For Mgmt 6. TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF PRE- EMPTION RIGHTS UNDER IRISH LAW. For For Mgmt 7. TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. For For Mgmt 4. TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP ("KPMG") AS INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. For For Mgmt 5. TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. For For Mgmt 2. TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. For For Mgmt 3. TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ACCENTURE PLC 2010 SHARE INCENTIVE PLAN (THE "2010 SIP") TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE. For For Mgmt 1J. RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG For For Mgmt 1K. RE-APPOINTMENT OF DIRECTOR: TRACEY T. TRAVIS For For Mgmt 1H. RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE For For Mgmt 1I. RE-APPOINTMENT OF DIRECTOR: ARUN SARIN For For Mgmt 1F. RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME For For Mgmt 1G. RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON For For Mgmt 1D. RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER For For Mgmt 1E. RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY For For Mgmt 1B. RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO For For Mgmt 1C. RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER Agenda Number: 934714886 Proxy Voting Report For For Mgmt 1A. RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA Meeting Date: Prop. # Proposal Proposed by For/Against Management's Recommendation Proposal Vote ACCENTURE PLC Security: G1151C101 Ticker: ACN ISIN: IE00B4BNMY34 Meeting Type: Annual 2/7/2018 Harvest Tech Achievers Growth & Income ETF Meeting Date Range: July 01, 2017 to June 30, 2018

Transcript of Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to...

Page 1: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

HTA HTA.U

(formerly Tech Achievers Growth & Income ETF)

For ForMgmt8. TO APPROVE AN INTERNAL MERGER

TRANSACTION.

For ForMgmt9. TO AMEND THE COMPANY'S ARTICLES OF

ASSOCIATION TO NO LONGER REQUIRE

SHAREHOLDER APPROVAL OF CERTAIN

INTERNAL TRANSACTIONS.

For ForMgmt6. TO GRANT THE BOARD OF DIRECTORS

THE AUTHORITY TO OPT-OUT OF PRE-

EMPTION RIGHTS UNDER IRISH LAW.

For ForMgmt7. TO DETERMINE THE PRICE RANGE AT

WHICH ACCENTURE CAN RE-ALLOT

SHARES THAT IT ACQUIRES AS

TREASURY SHARES UNDER IRISH LAW.

For ForMgmt4. TO RATIFY, IN A NON-BINDING VOTE, THE

APPOINTMENT OF KPMG LLP ("KPMG") AS

INDEPENDENT AUDITORS OF

ACCENTURE AND TO AUTHORIZE, IN A

BINDING VOTE, THE AUDIT COMMITTEE

OF THE BOARD OF DIRECTORS TO

DETERMINE KPMG'S REMUNERATION.

For ForMgmt5. TO GRANT THE BOARD OF DIRECTORS

THE AUTHORITY TO ISSUE SHARES

UNDER IRISH LAW.

For ForMgmt2. TO APPROVE, IN A NON-BINDING VOTE,

THE COMPENSATION OF OUR NAMED

EXECUTIVE OFFICERS.

For ForMgmt3. TO APPROVE AN AMENDMENT TO THE

AMENDED AND RESTATED ACCENTURE

PLC 2010 SHARE INCENTIVE PLAN (THE

"2010 SIP") TO INCREASE THE NUMBER

OF SHARES AVAILABLE FOR ISSUANCE.

For ForMgmt1J. RE-APPOINTMENT OF DIRECTOR: FRANK

K. TANG

For ForMgmt1K. RE-APPOINTMENT OF DIRECTOR:

TRACEY T. TRAVIS

For ForMgmt1H. RE-APPOINTMENT OF DIRECTOR: PAULA

A. PRICE

For ForMgmt1I. RE-APPOINTMENT OF DIRECTOR: ARUN

SARIN

For ForMgmt1F. RE-APPOINTMENT OF DIRECTOR: PIERRE

NANTERME

For ForMgmt1G. RE-APPOINTMENT OF DIRECTOR: GILLES

C. PELISSON

For ForMgmt1D. RE-APPOINTMENT OF DIRECTOR:

MARJORIE MAGNER

For ForMgmt1E. RE-APPOINTMENT OF DIRECTOR: NANCY

MCKINSTRY

For ForMgmt1B. RE-APPOINTMENT OF DIRECTOR:

CHARLES H. GIANCARLO

For ForMgmt1C. RE-APPOINTMENT OF DIRECTOR:

HERBERT HAINER

Agenda Number: 934714886

Proxy Voting Report

For ForMgmt1A. RE-APPOINTMENT OF DIRECTOR: JAIME

ARDILA

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

ACCENTURE PLC

Security: G1151C101

Ticker: ACN

ISIN: IE00B4BNMY34

Meeting Type: Annual

2/7/2018

Harvest Tech Achievers Growth & Income ETF

Meeting Date Range: July 01, 2017 to June 30, 2018

Page 2: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

Agenda Number: 934803188

Ticker: GOOGL

ISIN: US02079K3059

Meeting Type: Annual

6/6/2018Meeting Date:

ALPHABET INC.

Security: 02079K305

For ForMgmt2. RATIFY THE APPOINTMENT OF

PRICEWATERHOUSECOOPERS AS THE

INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM OF THE COMPANY.

For ForMgmt1B. ELECTION OF DIRECTOR: MASAYOSHI

SON ( TO SERVE FOR A THREE YEAR

TERM OR UNTIL SUCH DIRECTOR'S

SUCCESSOR IS ELECTED OR APPOINTED

AND DULY QUALIFIED.)

For ForMgmt1C. ELECTION OF DIRECTOR: WALTER TEH

MING KWAUK (TO SERVE FOR A THREE

YEAR TERM OR UNTIL SUCH DIRECTOR'S

SUCCESSOR IS ELECTED OR APPOINTED

AND DULY QUALIFIED.)

Agenda Number: 934675476

For ForMgmt1A. ELECTION OF DIRECTOR: JACK YUN MA

(TO SERVE FOR A THREE YEAR TERM OR

UNTIL SUCH DIRECTOR'S SUCCESSOR IS

ELECTED OR APPOINTED AND DULY

QUALIFIED.)

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

ALIBABA GROUP HOLDING LIMITED

Security: 01609W102

Ticker: BABA

ISIN: US01609W1027

Meeting Type: Annual

10/18/2017

For ForMgmt3. Ratification of the appointment of KPMG LLP

as the Company's independent registered

public accounting firm for the fiscal year

ending on November 30, 2018.

For ForMgmt4. Approval on an advisory basis of the

compensation of the named executive

officers.

For ForMgmt1J. Election of Director: John Warnock

For ForMgmt2. Approval of the 2003 Equity Incentive Plan as

amended to increase the available share

reserve by 7.5 million shares.

For ForMgmt1H. Election of Director: Shantanu Narayen

For ForMgmt1I. Election of Director: Daniel Rosensweig

For ForMgmt1F. Election of Director: Laura Desmond

For ForMgmt1G. Election of Director: Charles Geschke

For ForMgmt1D. Election of Director: Frank Calderoni

For ForMgmt1E. Election of Director: James Daley

For ForMgmt1B. Election of Director: Edward Barnholt

For ForMgmt1C. Election of Director: Robert Burgess

Agenda Number: 934730587

For ForMgmt1A. Election of Director: Amy Banse

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

ADOBE SYSTEMS INCORPORATED

Security: 00724F101

Ticker: ADBE

ISIN: US00724F1012

Meeting Type: Annual

4/12/2018

Page 3: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

For ForMgmt2. Ratification of the appointment of Ernst &

Young LLP as Apple's independent registered

public accounting firm for 2018

For ForMgmt3. Advisory vote to approve executive

compensation

For ForMgmt1g. Election of director: Ron Sugar

For ForMgmt1h. Election of director: Sue Wagner

For ForMgmt1e. Election of director: Andrea Jung

For ForMgmt1f. Election of director: Art Levinson

For ForMgmt1c. Election of director: Al Gore

For ForMgmt1d. Election of director: Bob Iger

For ForMgmt1a. Election of director: James Bell

For ForMgmt1b. Election of director: Tim Cook

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934716068

Ticker: AAPL

ISIN: US0378331005

Meeting Type: Annual

2/13/2018Meeting Date:

APPLE INC.

Security: 037833100

Against ForShr10. A stockholder proposal regarding a report on

content governance, if properly presented at

the meeting.

Against ForShr8. A stockholder proposal regarding a

sustainability metrics report, if properly

presented at the meeting.

Against ForShr9. A stockholder proposal regarding board

diversity and qualifications, if properly

presented at the meeting.

Against ForShr6. A stockholder proposal regarding a report on

gender pay, if properly presented at the

meeting.

Against ForShr7. A stockholder proposal regarding simple

majority vote, if properly presented at the

meeting.

Against ForShr4. A stockholder proposal regarding equal

shareholder voting, if properly presented at

the meeting.

Against ForShr5. A stockholder proposal regarding a lobbying

report, if properly presented at the meeting.

For ForMgmt2. The ratification of the appointment of Ernst &

Young LLP as Alphabet's independent

registered public accounting firm for the fiscal

year ending December 31, 2018.

For ForMgmt3. The approval of amendments to Alphabet's

2012 Stock Plan to increase the share

reserve by 11,500,000 shares of Class C

capital stock and to prohibit the repricing of

stock options granted under the 2012 Stock

Plan without stockholder approval.

10 Sundar Pichai For ForMgmt

11 K. Ram Shriram For ForMgmt

8 Ann Mather For ForMgmt

9 Alan R. Mulally For ForMgmt

6 Diane B. Greene For ForMgmt

7 John L. Hennessy For ForMgmt

4 L. John Doerr For ForMgmt

5 Roger W. Ferguson, Jr. For ForMgmt

2 Sergey Brin For ForMgmt

3 Eric E. Schmidt For ForMgmt

1. DIRECTOR

1 Larry Page For ForMgmt

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Page 4: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

For ForMgmt1B. Election of Director: Mr. James V. Diller

Agenda Number: 934729370

For ForMgmt1A. Election of Director: Mr. Hock E. Tan

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

BROADCOM LIMITED

Security: Y09827109

Ticker: AVGO

ISIN: SG9999014823

Meeting Type: Annual

4/4/2018

Agenda Number: 934741148

For ForMgmt1. To approve the scheme of arrangement under

Singapore law among Broadcom, the

shareholders of Broadcom and Broadcom

Limited, a Delaware corporation, subject to

approval of the High Court of the Republic of

Singapore, as set forth in Broadcom's notice

of, and proxy statement relating to, its Special

Meeting.

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

BROADCOM LIMITED

Security: Y09827109

Ticker: AVGO

ISIN: SG9999014823

Meeting Type: Special

3/23/2018

For ForMgmt4. RATIFICATION OF THE APPOINTMENT OF

AUDITORS.

Against ForShr5. IF PROPERLY PRESENTED AT THE

ANNUAL MEETING, A STOCKHOLDER

PROPOSAL REGARDING THE REPEAL OF

CERTAIN BY-LAWS OF THE COMPANY.

2. ADVISORY VOTE ON EXECUTIVE

COMPENSATION.

1 Year ForMgmt3. ADVISORY VOTE ON THE FREQUENCY OF

ADVISORY VOTES ON EXECUTIVE

COMPENSATION.

10 SANDRA S. WIJNBERG For ForMgmt

For ForMgmt

8 WILLIAM J. READY For ForMgmt

9 CARLOS A. RODRIGUEZ For ForMgmt

6 R. GLENN HUBBARD For ForMgmt

7 JOHN P. JONES For ForMgmt

4 LINDA R. GOODEN For ForMgmt

5 MICHAEL P. GREGOIRE For ForMgmt

2 RICHARD T. CLARK For ForMgmt

3 ERIC C. FAST For ForMgmt

1. DIRECTOR

1 PETER BISSON For ForMgmt

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934678535

Ticker: ADP

ISIN: US0530151036

Meeting Type: Contested Annual

11/7/2017Meeting Date:

AUTOMATIC DATA PROCESSING, INC.

Security: 053015103

Against ForShr6. A shareholder proposal entitled "Human

Rights Committee"

For ForMgmt4. Approval of the amended and restated Apple

Inc. Non-Employee Director Stock Plan

Against ForShr5. A shareholder proposal entitled "Shareholder

Proxy Access Amendments"

Page 5: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

For ForMgmt4. APPROVAL, ON AN ADVISORY BASIS, OF

EXECUTIVE COMPENSATION.

For ForMgmt2. APPROVAL OF AMENDMENT AND

RESTATEMENT OF THE 2005 STOCK

INCENTIVE PLAN.

For ForMgmt3. APPROVAL OF AMENDMENT AND

RESTATEMENT OF THE EXECUTIVE

INCENTIVE PLAN.

For ForMgmt1J. ELECTION OF DIRECTOR: BRENTON L.

SAUNDERS

For ForMgmt1K. ELECTION OF DIRECTOR: STEVEN M.

WEST

For ForMgmt1H. ELECTION OF DIRECTOR: CHARLES H.

ROBBINS

For ForMgmt1I. ELECTION OF DIRECTOR: ARUN SARIN

For ForMgmt1F. ELECTION OF DIRECTOR: DR. KRISTINA

M. JOHNSON

For ForMgmt1G. ELECTION OF DIRECTOR: RODERICK C.

MCGEARY

For ForMgmt1D. ELECTION OF DIRECTOR: AMY L. CHANG

For ForMgmt1E. ELECTION OF DIRECTOR: DR. JOHN L.

HENNESSY

For ForMgmt1B. ELECTION OF DIRECTOR: M. MICHELE

BURNS

For ForMgmt1C. ELECTION OF DIRECTOR: MICHAEL D.

CAPELLAS

Agenda Number: 934694147

For ForMgmt1A. ELECTION OF DIRECTOR: CAROL A.

BARTZ

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

CISCO SYSTEMS, INC.

Security: 17275R102

Ticker: CSCO

ISIN: US17275R1023

Meeting Type: Annual

12/11/2017

For ForMgmt3. To approve the general authorization for the

directors of Broadcom to allot and issue

shares in its capital, as set forth in

Broadcom's notice of, and proxy statement

relating to, its 2018 Annual General Meeting.

For ForMgmt4. NON-BINDING, ADVISORY VOTE To

approve the compensation of Broadcom's

named executive officers, as disclosed in

"Compensation Discussion and Analysis" and

in the compensation tables and

accompanying narrative disclosure under

"Executive Compensation" in Broadcom's

proxy statement relating to its 2018 Annual

General Meeting.

For ForMgmt1J. Election of Director: Dr. Henry Samueli

For ForMgmt2. To approve the re-appointment of

PricewaterhouseCoopers LLP as Broadcom's

independent registered public accounting firm

and independent Singapore auditor for the

fiscal year ending November 4, 2018 and to

authorize the Audit Committee to fix its

remuneration, as set forth in Broadcom's

notice of, and proxy statement relating to, its

2018 Annual General Meeting.

For ForMgmt1H. Election of Director: Mr. Donald Macleod

For ForMgmt1I. Election of Director: Mr. Peter J. Marks

For ForMgmt1F. Election of Director: Mr. Eddy W. Hartenstein

For ForMgmt1G. Election of Director: Mr. Check Kian Low

For ForMgmt1D. Election of Director: Mr. Lewis C. Eggebrecht

For ForMgmt1E. Election of Director: Mr. Kenneth Y. Hao

For ForMgmt1C. Election of Director: Ms. Gayla J. Delly

Page 6: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

Agenda Number: 934793034

FACEBOOK, INC.

Security: 30303M102

Ticker: FB Meeting Type: Annual

Against ForShr6. Stockholder proposal requesting that the

Board of Directors take the steps necessary

to permit stockholder action by written

consent.

Against ForShr7. Stockholder proposal requesting that the

Board of Directors take the steps necessary

to lower the ownership threshold for

stockholders to call a special meeting.

For ForMgmt5b. Approve the proposal to eliminate the

supermajority voting requirements in the

Company's Certificate of Incorporation with

respect to: Removing directors.

For ForMgmt5c. Approve the proposal to eliminate the

supermajority voting requirements in the

Company's Certificate of Incorporation with

respect to: Amending certain provisions of the

Company's Certificate of Incorporation.

For ForMgmt4. Approve an amendment and restatement of

the Company's 2004 Employee Stock

Purchase Plan.

For ForMgmt5a. Approve the proposal to eliminate the

supermajority voting requirements in the

Company's Certificate of Incorporation with

respect to: Amending the Company's By-laws.

For ForMgmt2. Approve, on an advisory (non-binding) basis,

the compensation of the Company's named

executive officers.

For ForMgmt3. Ratify the appointment of

PricewaterhouseCoopers LLP as the

Company's independent registered public

accounting firm for the year ending December

31, 2018.

For ForMgmt1j. Election of Director: Michael Patsalos-Fox

For ForMgmt1k. Election of Director: Joseph M. Velli

For ForMgmt1h. Election of Director: John E. Klein

For ForMgmt1i. Election of Director: Leo S. Mackay, Jr.

For ForMgmt1f. Election of Director: Francisco D'Souza

For ForMgmt1g. Election of Director: John N. Fox, Jr.

For ForMgmt1d. Election of Director: Jonathan Chadwick

For ForMgmt1e. Election of Director: John M. Dineen

For ForMgmt1b. Election of Director: Betsy S. Atkins

For ForMgmt1c. Election of Director: Maureen Breakiron-

Evans

Agenda Number: 934795141

For ForMgmt1a. Election of Director: Zein Abdalla

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Security: 192446102

Ticker: CTSH

ISIN: US1924461023

Meeting Type: Annual

6/5/2018

For ForMgmt6. RATIFICATION OF

PRICEWATERHOUSECOOPERS LLP AS

CISCO'S INDEPENDENT REGISTERED

PUBLIC ACCOUNTING FIRM FOR FISCAL

2018.

Against ForShr7. APPROVAL TO REQUEST AN ANNUAL

REPORT RELATING TO CISCO'S

LOBBYING POLICIES, PROCEDURES AND

ACTIVITIES.

1 Year ForMgmt5. RECOMMENDATION, ON AN ADVISORY

BASIS, ON THE FREQUENCY OF

EXECUTIVE COMPENSATION VOTES.

Page 7: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

LAM RESEARCH CORPORATION

Against ForShr6. Stockholder proposal requesting a political

contributions cost-benefit analysis report, if

properly presented

Against ForShr4. Stockholder proposal on whether to allow

stockholders to act by written consent, if

properly presented

Against ForShr5. Stockholder proposal on whether the

chairman of the board should be an

independent director, if properly presented

For ForMgmt2. Ratification of selection of Ernst & Young LLP

as our independent registered public

accounting firm for 2018

For ForMgmt3. Advisory vote to approve executive

compensation

For ForMgmt1i. Election of Director: Andrew M. Wilson

For ForMgmt1j. Election of Director: Frank D. Yeary

For ForMgmt1g. Election of Director: Tsu-Jae King Liu

For ForMgmt1h. Election of Director: Gregory D. Smith

For ForMgmt1e. Election of Director: Brian M. Krzanich

For ForMgmt1f. Election of Director: Risa Lavizzo-Mourey

For ForMgmt1c. Election of Director: Reed E. Hundt

For ForMgmt1d. Election of Director: Omar Ishrak

For ForMgmt1a. Election of Director: Aneel Bhusri

For ForMgmt1b. Election of Director: Andy D. Bryant

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934763613

Ticker: INTC

ISIN: US4581401001

Meeting Type: Annual

5/17/2018Meeting Date:

INTEL CORPORATION

Security: 458140100

Against ForShr8. A stockholder proposal regarding tax

principles.

Against ForShr6. A stockholder proposal regarding a content

governance report.

Against ForShr7. A stockholder proposal regarding median pay

by gender.

Against ForShr4. A stockholder proposal regarding a risk

oversight committee.

Against ForShr5. A stockholder proposal regarding simple

majority vote.

For ForMgmt2. To ratify the appointment of Ernst & Young

LLP as Facebook, Inc.'s independent

registered public accounting firm for the fiscal

year ending December 31, 2018.

Against ForShr3. A stockholder proposal regarding change in

stockholder voting.

8 Peter A. Thiel For ForMgmt

9 Mark Zuckerberg For ForMgmt

6 Jan Koum For ForMgmt

7 Sheryl K. Sandberg For ForMgmt

4 S. D. Desmond-Hellmann For ForMgmt

5 Reed Hastings For ForMgmt

2 Erskine B. Bowles For ForMgmt

3 Kenneth I. Chenault For ForMgmt

1. DIRECTOR

1 Marc L. Andreessen For ForMgmt

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

ISIN: US30303M1027 5/31/2018

Page 8: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

For ForMgmt1J. ELECTION OF DIRECTOR: CHARLES W.

SCHARF

For ForMgmt1K. ELECTION OF DIRECTOR: ARNE M.

SORENSON

For ForMgmt1H. ELECTION OF DIRECTOR: SANDRA E.

PETERSON

For ForMgmt1I. ELECTION OF DIRECTOR: PENNY S.

PRITZKER

For ForMgmt1F. ELECTION OF DIRECTOR: CHARLES H.

NOSKI

For ForMgmt1G. ELECTION OF DIRECTOR: HELMUT PANKE

For ForMgmt1D. ELECTION OF DIRECTOR: TERI L. LIST-

STOLL

For ForMgmt1E. ELECTION OF DIRECTOR: SATYA

NADELLA

For ForMgmt1B. ELECTION OF DIRECTOR: REID G.

HOFFMAN

For ForMgmt1C. ELECTION OF DIRECTOR: HUGH F.

JOHNSTON

Agenda Number: 934689514

For ForMgmt1A. ELECTION OF DIRECTOR: WILLIAM H.

GATES III

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

MICROSOFT CORPORATION

Security: 594918104

Ticker: MSFT

ISIN: US5949181045

Meeting Type: Annual

11/29/2017

For ForMgmt4. RATIFICATION OF THE APPOINTMENT OF

THE INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM FOR FISCAL YEAR

2018.

Against ForShr5. STOCKHOLDER PROPOSAL, IF

PROPERLY PRESENTED AT THE ANNUAL

MEETING, REGARDING ANNUAL

DISCLOSURE OF EEO-1 DATA.

2. ADVISORY VOTE TO APPROVE THE

COMPENSATION OF THE NAMED

EXECUTIVE OFFICERS OF LAM

RESEARCH, OR "SAY ON PAY."

1 Year ForMgmt3. ADVISORY VOTE TO APPROVE THE

FREQUENCY OF HOLDING FUTURE

STOCKHOLDER ADVISORY VOTES ON

OUR NAMED EXECUTIVE OFFICER

COMPENSATION, OR "SAY ON

FREQUENCY."

10 LIH SHYNG TSAI For ForMgmt

For ForMgmt

8 STEPHEN G. NEWBERRY For ForMgmt

9 ABHIJIT Y. TALWALKAR For ForMgmt

6 YOUNG BUM (YB) KOH For ForMgmt

7 CATHERINE P. LEGO For ForMgmt

4 YOUSSEF A. EL-MANSY For ForMgmt

5 CHRISTINE A. HECKART For ForMgmt

2 ERIC K. BRANDT For ForMgmt

3 MICHAEL R. CANNON For ForMgmt

1. DIRECTOR

1 MARTIN B. ANSTICE For ForMgmt

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934682433

Ticker: LRCX

ISIN: US5128071082

Meeting Type: Annual

11/8/2017Meeting Date:

Security: 512807108

Page 9: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

6 LAWRENCE J. ELLISON For ForMgmt

4 BRUCE R. CHIZEN For ForMgmt

5 GEORGE H. CONRADES For ForMgmt

2 MICHAEL J. BOSKIN For ForMgmt

3 SAFRA A. CATZ For ForMgmt

Agenda Number: 934681671

1. DIRECTOR

1 JEFFREY S. BERG For ForMgmt

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

ORACLE CORPORATION

Security: 68389X105

Ticker: ORCL

ISIN: US68389X1054

Meeting Type: Annual

11/15/2017

For ForMgmt4. Approval of an amendment and restatement

of our Amended and Restated 2007 Equity

Incentive Plan.

For ForMgmt5. Approval of an amendment and restatement

of our Amended and Restated 2012

Employee Stock Purchase Plan.

For ForMgmt2. Approval of our executive compensation.

For ForMgmt3. Ratification of selection of

PricewaterhouseCoopers LLP as our

independent registered public accounting firm

for fiscal year 2019.

For ForMgmt1j. Election of Director: A. Brooke Seawell

For ForMgmt1k. Election of Director: Mark A. Stevens

For ForMgmt1h. Election of Director: Michael G. McCaffery

For ForMgmt1i. Election of Director: Mark L. Perry

For ForMgmt1f. Election of Director: Dawn Hudson

For ForMgmt1g. Election of Director: Harvey C. Jones

For ForMgmt1d. Election of Director: James C. Gaither

For ForMgmt1e. Election of Director: Jen-Hsun Huang

For ForMgmt1b. Election of Director: Tench Coxe

For ForMgmt1c. Election of Director: Persis S. Drell

Agenda Number: 934769502

For ForMgmt1a. Election of Director: Robert K. Burgess

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

NVIDIA CORPORATION

Security: 67066G104

Ticker: NVDA

ISIN: US67066G1040

Meeting Type: Annual

5/16/2018

For ForMgmt5. APPROVAL OF MATERIAL TERMS OF THE

PERFORMANCE GOALS UNDER THE

EXECUTIVE INCENTIVE PLAN

For ForMgmt6. APPROVAL OF THE MICROSOFT

CORPORATION 2017 STOCK PLAN

1 Year ForMgmt3. ADVISORY VOTE ON THE FREQUENCY OF

FUTURE ADVISORY VOTES TO APPROVE

EXECUTIVE COMPENSATION

For ForMgmt4. RATIFICATION OF DELOITTE & TOUCHE

LLP AS OUR INDEPENDENT AUDITOR FOR

FISCAL YEAR 2018

For ForMgmt1N. ELECTION OF DIRECTOR: PADMASREE

WARRIOR

For ForMgmt2. ADVISORY VOTE TO APPROVE NAMED

EXECUTIVE OFFICER COMPENSATION

For ForMgmt1L. ELECTION OF DIRECTOR: JOHN W.

STANTON

For ForMgmt1M. ELECTION OF DIRECTOR: JOHN W.

THOMPSON

Page 10: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

For ForMgmt4 To approve, on a advisory basis,

compensation paid to Qualcomm's named

executive officers.

For ForMgmt5 To approve an amendment to Qualcomm's

2001 Employee Stock Purchase Plan.

For ForMgmt2 To approve Broadcom's proposal to amend

Qualcomm's Bylaws to undo any amendment

to the Bylaws adopted without stockholder

approval up to and including the date of the

Annual Meeting that changes the Bylaws in

any way from the version that was publicly

filed with the Securities and Exchange

Commission on July 15, 2016.

For ForMgmt3 To ratify the selection of

PricewaterhouseCoopers LLP as Qualcomm's

independent public accountants for the fiscal

year ending September 30, 2018

10 Thomas S. Volpe For ForMgmt

11 Harry L. You For ForMgmt

8 John H. Kispert For ForMgmt

9 Gregorio Reyes For ForMgmt

6 Veronica M. Hagen For ForMgmt

7 Julie A. Hill For ForMgmt

4 Stephen J. Girsky For ForMgmt

5 David G. Golden For ForMgmt

2 Raul J. Fernandez For ForMgmt

3 Michael S. Geltzeiler For ForMgmt

1 DIRECTOR

1 Samih Elhage For ForMgmt

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934719331

Ticker: QCOM

ISIN: US7475251036

Meeting Type: Contested Annual

3/23/2018Meeting Date:

QUALCOMM INCORPORATED

Security: 747525103

Against ForShr8. STOCKHOLDER PROPOSAL REGARDING

PROXY ACCESS REFORM.

Against ForShr6. STOCKHOLDER PROPOSAL REGARDING

POLITICAL CONTRIBUTIONS REPORT.

Against ForShr7. STOCKHOLDER PROPOSAL REGARDING

PAY EQUITY REPORT.

For ForMgmt4. APPROVAL OF THE ORACLE

CORPORATION AMENDED AND RESTATED

2000 LONG- TERM EQUITY INCENTIVE

PLAN.

For ForMgmt5. RATIFICATION OF THE SELECTION OF

ERNST & YOUNG LLP AS INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR FISCAL YEAR 2018.

2. ADVISORY VOTE TO APPROVE THE

COMPENSATION OF THE NAMED

EXECUTIVE OFFICERS.

1 Year ForMgmt3. ADVISORY VOTE ON THE FREQUENCY OF

FUTURE ADVISORY VOTES ON THE

COMPENSATION OF NAMED EXECUTIVE

OFFICERS.

12 NAOMI O. SELIGMAN For ForMgmt

For ForMgmt

10 RENEE J. JAMES For ForMgmt

11 LEON E. PANETTA For ForMgmt

8 JEFFREY O. HENLEY For ForMgmt

9 MARK V. HURD For ForMgmt

7 HECTOR GARCIA-MOLINA For ForMgmt

Page 11: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

For ForMgmt1D. ELECTION OF DIRECTOR: DAVID W.

HUMPHREY

For ForMgmt1E. ELECTION OF DIRECTOR: GERALDINE B.

LAYBOURNE

For ForMgmt1B. ELECTION OF DIRECTOR: FRANK E.

DANGEARD

For ForMgmt1C. ELECTION OF DIRECTOR: KENNETH Y.

HAO

Agenda Number: 934668457

For ForMgmt1A. ELECTION OF DIRECTOR: GREGORY S.

CLARK

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

SYMANTEC CORPORATION

Security: 871503108

Ticker: SYMC

ISIN: US8715031089

Meeting Type: Annual

10/5/2017

No voteMgmt3. TO HOLD AN ADVISORY VOTE ON THE

FREQUENCY OF FUTURE ADVISORY

VOTES ON EXECUTIVE COMPENSATION

No voteMgmt4. TO RATIFY THE SELECTION OF

PRICEWATERHOUSECOOPERS LLP AS

RED HAT'S INDEPENDENT REGISTERED

PUBLIC ACCOUNTING FIRM FOR THE

FISCAL YEAR ENDING FEBRUARY 28,

2018

No voteMgmt1.8 ELECTION OF DIRECTOR: JAMES M.

WHITEHURST

No voteMgmt2. TO APPROVE, ON AN ADVISORY BASIS, A

RESOLUTION RELATING TO RED HAT'S

EXECUTIVE COMPENSATION

No voteMgmt1.6 ELECTION OF DIRECTOR: WILLIAM S.

KAISER

No voteMgmt1.7 ELECTION OF DIRECTOR: DONALD H.

LIVINGSTONE

No voteMgmt1.4 ELECTION OF DIRECTOR: NARENDRA K.

GUPTA

No voteMgmt1.5 ELECTION OF DIRECTOR: KIMBERLY L.

HAMMONDS

No voteMgmt1.2 ELECTION OF DIRECTOR: W. STEVE

ALBRECHT

No voteMgmt1.3 ELECTION OF DIRECTOR: CHARLENE T.

BEGLEY

Agenda Number: 934652517

No voteMgmt1.1 ELECTION OF DIRECTOR: SOHAIB ABBASI

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

RED HAT, INC.

Security: 756577102

Ticker: RHT

ISIN: US7565771026

Meeting Type: Annual

8/10/2017

For ForMgmt8 To approve an amendment to the certificate of

incorporation to eliminate provisions requiring

a supermajority vote for certain transactions

with interested stockholders.

For ForMgmt6 To approve an amendment to Qualcomm's

Restated Certificate of Incorporation, as

amended (the "Certificate of Incorporation") to

eliminate certain supermajority provisions

relating to removal of directors

For ForMgmt7 To approve an amendment to the Certificate

of Incorporation to eliminate certain

Supermajority provisions relating to

amendments and obsolete provisions.

Page 12: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

Agenda Number: 934712161

Meeting Date:

VISA INC.

Security: 92826C839

Ticker: V

ISIN: US92826C8394

Meeting Type: Annual

1/30/2018

For ForMgmt3. Board proposal to approve the Texas

Instruments 2018 Director Compensation

Plan.

For ForMgmt4. Board proposal to ratify the appointment of

Ernst & Young LLP as the Company's

independent registered public accounting firm

for 2018.

For ForMgmt1l. Election of Director: R. K. Templeton

For ForMgmt2. Board proposal regarding advisory approval

of the Company's executive compensation.

For ForMgmt1j. Election of Director: P. H. Patsley

For ForMgmt1k. Election of Director: R. E. Sanchez

For ForMgmt1h. Election of Director: J. M. Hobby

For ForMgmt1i. Election of Director: R. Kirk

For ForMgmt1f. Election of Director: C. S. Cox

For ForMgmt1g. Election of Director: B. T. Crutcher

For ForMgmt1d. Election of Director: D. A. Carp

For ForMgmt1e. Election of Director: J. F. Clark

For ForMgmt1b. Election of Director: M. A. Blinn

For ForMgmt1c. Election of Director: T. M. Bluedorn

Agenda Number: 934736957

For ForMgmt1a. Election of Director: R. W. Babb, Jr.

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

TEXAS INSTRUMENTS INCORPORATED

Security: 882508104

Ticker: TXN

ISIN: US8825081040

Meeting Type: Annual

4/26/2018

Against ForShr6. STOCKHOLDER PROPOSAL REGARDING

EXECUTIVE PAY CONFIDENTIAL VOTING,

IF PROPERLY PRESENTED AT THE

MEETING.

Against ForShr7. STOCKHOLDER PROPOSAL REGARDING

EXECUTIVES TO RETAIN SIGNIFICANT

STOCK, IF PROPERLY PRESENTED AT

THE MEETING.

For ForMgmt4. ADVISORY VOTE TO APPROVE

EXECUTIVE COMPENSATION.

1 Year ForMgmt5. ADVISORY VOTE ON THE FREQUENCY OF

FUTURE ADVISORY VOTES ON

EXECUTIVE COMPENSATION.

For ForMgmt2. RATIFICATION OF THE APPOINTMENT OF

KPMG LLP AS OUR INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR THE 2018 FISCAL YEAR.

For ForMgmt3. AMENDMENTS TO OUR 2013 EQUITY

INCENTIVE PLAN, AS AMENDED.

For ForMgmt1J. ELECTION OF DIRECTOR: V. PAUL UNRUH

For ForMgmt1K. ELECTION OF DIRECTOR: SUZANNE M.

VAUTRINOT

For ForMgmt1H. ELECTION OF DIRECTOR: ANITA M.

SANDS

For ForMgmt1I. ELECTION OF DIRECTOR: DANIEL H.

SCHULMAN

For ForMgmt1F. ELECTION OF DIRECTOR: DAVID L.

MAHONEY

For ForMgmt1G. ELECTION OF DIRECTOR: ROBERT S.

MILLER

Page 13: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

For ForMgmt4. TO APPROVE AN AMENDMENT AND

RESTATEMENT OF OUR 2004

PERFORMANCE INCENTIVE PLAN THAT

WOULD, AMONG OTHER THINGS,

RENAME THE PLAN AS THE "2017

PERFORMANCE INCENTIVE PLAN" AND

INCREASE BY FOURTEEN MILLION

(14,000,000) THE NUMBER OF SHARES OF

OUR COMMON STOCK AVAILABLE FOR

ISSUANCE UNDER THE PLAN.

For ForMgmt2. TO APPROVE ON AN ADVISORY BASIS

THE NAMED EXECUTIVE OFFICER

COMPENSATION DISCLOSED IN THE

PROXY STATEMENT.

1 Year ForMgmt3. TO APPROVE ON AN ADVISORY BASIS

THE FREQUENCY OF FUTURE ADVISORY

VOTES ON NAMED EXECUTIVE OFFICER

COMPENSATION.

For ForMgmt1G. ELECTION OF DIRECTOR: STEPHEN D.

MILLIGAN

For ForMgmt1H. ELECTION OF DIRECTOR: PAULA A. PRICE

For ForMgmt1E. ELECTION OF DIRECTOR: LEN J. LAUER

For ForMgmt1F. ELECTION OF DIRECTOR: MATTHEW E.

MASSENGILL

For ForMgmt1C. ELECTION OF DIRECTOR: HENRY T.

DENERO

For ForMgmt1D. ELECTION OF DIRECTOR: MICHAEL D.

LAMBERT

For ForMgmt1A. ELECTION OF DIRECTOR: MARTIN I. COLE

For ForMgmt1B. ELECTION OF DIRECTOR: KATHLEEN A.

COTE

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934678434

Ticker: WDC

ISIN: US9581021055

Meeting Type: Annual

11/2/2017Meeting Date:

WESTERN DIGITAL CORPORATION

Security: 958102105

For ForMgmt3. RATIFICATION OF THE APPOINTMENT OF

KPMG LLP AS OUR INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR THE 2018 FISCAL YEAR.

For ForMgmt1J. ELECTION OF DIRECTOR: MAYNARD G.

WEBB, JR.

For ForMgmt2. ADVISORY VOTE TO APPROVE

EXECUTIVE COMPENSATION.

For ForMgmt1H. ELECTION OF DIRECTOR: SUZANNE

NORA JOHNSON

For ForMgmt1I. ELECTION OF DIRECTOR: JOHN A.C.

SWAINSON

For ForMgmt1F. ELECTION OF DIRECTOR: JOHN F.

LUNDGREN

For ForMgmt1G. ELECTION OF DIRECTOR: ROBERT W.

MATSCHULLAT

For ForMgmt1D. ELECTION OF DIRECTOR: GARY A.

HOFFMAN

For ForMgmt1E. ELECTION OF DIRECTOR: ALFRED F.

KELLY, JR.

For ForMgmt1B. ELECTION OF DIRECTOR: MARY B.

CRANSTON

For ForMgmt1C. ELECTION OF DIRECTOR: FRANCISCO

JAVIER FERNANDEZ-CARBAJAL

For ForMgmt1A. ELECTION OF DIRECTOR: LLOYD A.

CARNEY

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Page 14: Harvest Tech Achievers Growth & Income ETF · (formerly tech achievers growth & income etf) 8. to approve an internal merger mgmt for for transaction. 9. to amend the company's articles

For ForMgmt5. TO RATIFY THE APPOINTMENT OF KPMG

LLP AS OUR INDEPENDENT REGISTERED

PUBLIC ACCOUNTING FIRM FOR THE

FISCAL YEAR ENDING JUNE 29, 2018.