Tech Achievers Growth & Income ETF - … · election of director: charles h. mgmt for for robbins...

22
(formerly Tech Achievers Growth & Income Fund) IE00B4BNMY34 Meeting Type: Annual 2/10/2017 Tech Achievers Growth & Income ETF Meeting Date Range: 01-Jul-2016 - 30-Jun-2017 Proposal Proposed by For/Against Management's Recommendation Proposal Vote ACCENTURE PLC Security: G1151C101 Ticker: ACN ISIN: Agenda Number: 934516874 Proxy Voting Report No vote Mgmt 1A. RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA Meeting Date: Prop. # No vote Mgmt 1B. RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO No vote Mgmt 1C. RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER No vote Mgmt 1D. RE-APPOINTMENT OF DIRECTOR: WILLIAM L. KIMSEY No vote Mgmt 1E. RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER No vote Mgmt 1F. RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY No vote Mgmt 1G. RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME No vote Mgmt 1H. RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON No vote Mgmt 1I. RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE No vote Mgmt 1J. RE-APPOINTMENT OF DIRECTOR: ARUN SARIN No vote Mgmt 1K. RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG No vote Mgmt 2. TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Transcript of Tech Achievers Growth & Income ETF - … · election of director: charles h. mgmt for for robbins...

(formerly Tech Achievers Growth & Income Fund)

IE00B4BNMY34

Meeting Type: Annual

2/10/2017

Tech Achievers Growth & Income ETF

Meeting Date Range: 01-Jul-2016 - 30-Jun-2017

Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

ACCENTURE PLC

Security: G1151C101

Ticker: ACN

ISIN:

Agenda Number: 934516874

Proxy Voting Report

No voteMgmt1A. RE-APPOINTMENT OF DIRECTOR: JAIME

ARDILA

Meeting Date:

Prop. #

No voteMgmt1B. RE-APPOINTMENT OF DIRECTOR:

CHARLES H. GIANCARLO

No voteMgmt1C. RE-APPOINTMENT OF DIRECTOR:

HERBERT HAINER

No voteMgmt1D. RE-APPOINTMENT OF DIRECTOR:

WILLIAM L. KIMSEY

No voteMgmt1E. RE-APPOINTMENT OF DIRECTOR:

MARJORIE MAGNER

No voteMgmt1F. RE-APPOINTMENT OF DIRECTOR: NANCY

MCKINSTRY

No voteMgmt1G. RE-APPOINTMENT OF DIRECTOR: PIERRE

NANTERME

No voteMgmt1H. RE-APPOINTMENT OF DIRECTOR: GILLES

C. PELISSON

No voteMgmt1I. RE-APPOINTMENT OF DIRECTOR: PAULA

A. PRICE

No voteMgmt1J. RE-APPOINTMENT OF DIRECTOR: ARUN

SARIN

No voteMgmt1K. RE-APPOINTMENT OF DIRECTOR: FRANK

K. TANG

No voteMgmt2. TO APPROVE, IN A NON-BINDING VOTE,

THE COMPENSATION OF OUR NAMED

EXECUTIVE OFFICERS.

No voteMgmt3. TO RECOMMEND, IN A NON-BINDING

VOTE, WHETHER A SHAREHOLDER VOTE

TO APPROVE THE COMPENSATION OF

OUR NAMED EXECUTIVE OFFICERS

SHOULD OCCUR EVERY 1, 2 OR 3 YEARS.

No voteMgmt4. TO RATIFY, IN A NON-BINDING VOTE, THE

APPOINTMENT OF KPMG LLP (KPMG) AS

THE INDEPENDENT AUDITORS OF

ACCENTURE AND TO AUTHORIZE, IN A

BINDING VOTE, THE AUDIT COMMITTEE

OF THE BOARD OF DIRECTORS TO

DETERMINE KPMG'S REMUNERATION.

No voteMgmt5. TO GRANT THE BOARD OF DIRECTORS

THE AUTHORITY TO ISSUE SHARES

UNDER IRISH LAW.

No voteMgmt6. TO GRANT THE BOARD OF DIRECTORS

THE AUTHORITY TO OPT-OUT OF

STATUTORY PRE-EMPTION RIGHTS

UNDER IRISH LAW.

No voteMgmt7. TO DETERMINE THE PRICE RANGE AT

WHICH ACCENTURE CAN RE-ALLOT

SHARES THAT IT ACQUIRES AS

TREASURY SHARES UNDER IRISH LAW.

ADOBE SYSTEMS INCORPORATED

Security: 00724F101

Ticker: ADBE

ISIN: US00724F1012

Meeting Type: Annual

4/12/2017Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

1C. ELECTION OF DIRECTOR: ROBERT

BURGESS

Agenda Number: 934534581

For ForMgmt1A. ELECTION OF DIRECTOR: AMY BANSE

1E. ELECTION OF DIRECTOR: JAMES DALEY

For ForMgmt1B. ELECTION OF DIRECTOR: EDWARD

BARNHOLT

For ForMgmt

1G. ELECTION OF DIRECTOR: CHARLES

GESCHKE

For ForMgmt1D. ELECTION OF DIRECTOR: FRANK

CALDERONI

For ForMgmt

For ForMgmt1F. ELECTION OF DIRECTOR: LAURA

DESMOND

For ForMgmt

1I. ELECTION OF DIRECTOR: DANIEL

ROSENSWEIG

2. APPROVAL OF THE 2003 EQUITY

INCENTIVE PLAN AS AMENDED TO

INCREASE THE AVAILABLE SHARE

RESERVE BY 10 MILLION SHARES.

For ForMgmt1H. ELECTION OF DIRECTOR: SHANTANU

NARAYEN

For ForMgmt

4. APPROVAL ON AN ADVISORY BASIS OF

THE COMPENSATION OF THE NAMED

EXECUTIVE OFFICERS.

For ForMgmt1J. ELECTION OF DIRECTOR: JOHN

WARNOCK

For ForMgmt

For ForMgmt3. RATIFICATION OF THE APPOINTMENT OF

KPMG LLP AS THE COMPANY'S ...(DUE TO

SPACE LIMITS, SEE PROXY STATEMENT

FOR FULL PROPOSAL).

For ForMgmt

Security: 02079K305

1 Year ForMgmt5. APPROVAL ON AN ADVISORY BASIS OF

THE FREQUENCY OF THE ADVISORY

VOTE ON EXECUTIVE COMPENSATION.

US02079K3059

Meeting Type: Annual

6/7/2017Meeting Date:

ALPHABET INC

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934604946

Ticker: GOOGL

ISIN:

1. DIRECTOR

1 LARRY PAGE For ForMgmt

2 SERGEY BRIN For ForMgmt

3 ERIC E. SCHMIDT For ForMgmt

4 L. JOHN DOERR For ForMgmt

5 ROGER W. FERGUSON, JR. For ForMgmt

6 DIANE B. GREENE For ForMgmt

7 JOHN L. HENNESSY For ForMgmt

8 ANN MATHER For ForMgmt

9 ALAN R. MULALLY For ForMgmt

10 PAUL S. OTELLINI For ForMgmt

11 K. RAM SHRIRAM For ForMgmt

12 SHIRLEY M. TILGHMAN For ForMgmt

For ForMgmt

5. THE FREQUENCY OF FUTURE

STOCKHOLDER ADVISORY VOTES

REGARDING COMPENSATION AWARDED

TO NAMED EXECUTIVE OFFICERS.

2. THE RATIFICATION OF THE

APPOINTMENT OF ERNST & YOUNG LLP

AS ALPHABET'S INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR THE FISCAL YEAR ENDING

DECEMBER 31, 2017.

For ForMgmt3. THE APPROVAL OF AN AMENDMENT TO

ALPHABET'S 2012 STOCK PLAN TO

INCREASE THE SHARE RESERVE BY

15,000,000 SHARES OF CLASS C CAPITAL

STOCK.

7. A STOCKHOLDER PROPOSAL

REGARDING A LOBBYING REPORT, IF

PROPERLY PRESENTED AT THE

MEETING.

For ForMgmt4. THE APPROVAL OF THE 2016

COMPENSATION AWARDED TO NAMED

EXECUTIVE OFFICERS.

3 Years ForMgmt

9. A STOCKHOLDER PROPOSAL

REGARDING A REPORT ON GENDER PAY,

IF PROPERLY PRESENTED AT THE

MEETING.

Against ForShr6. A STOCKHOLDER PROPOSAL

REGARDING EQUAL SHAREHOLDER

VOTING, IF PROPERLY PRESENTED AT

THE MEETING.

Against ForShr

Against ForShr8. A STOCKHOLDER PROPOSAL

REGARDING A POLITICAL

CONTRIBUTIONS REPORT, IF PROPERLY

PRESENTED AT THE MEETING.

Against ForShr

Against ForShr10. A STOCKHOLDER PROPOSAL

REGARDING A CHARITABLE

CONTRIBUTIONS REPORT, IF PROPERLY

PRESENTED AT THE MEETING.

11. A STOCKHOLDER PROPOSAL

REGARDING THE IMPLEMENTATION OF

"HOLY LAND PRINCIPLES," IF PROPERLY

PRESENTED AT THE MEETING.

Against ForShr

Security: 037833100

Against ForShr12. A STOCKHOLDER PROPOSAL

REGARDING A REPORT ON "FAKE NEWS,"

IF PROPERLY PRESENTED AT THE

MEETING.

US0378331005

Meeting Type: Annual

2/28/2017Meeting Date:

APPLE INC.

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934520556

Ticker: AAPL

ISIN:

For ForMgmt1A. ELECTION OF DIRECTOR: JAMES BELL

For ForMgmt1B. ELECTION OF DIRECTOR: TIM COOK

For ForMgmt1C. ELECTION OF DIRECTOR: AL GORE

For ForMgmt1D. ELECTION OF DIRECTOR: BOB IGER

For ForMgmt1E. ELECTION OF DIRECTOR: ANDREA JUNG

For ForMgmt1F. ELECTION OF DIRECTOR: ART LEVINSON

For ForMgmt1G. ELECTION OF DIRECTOR: RON SUGAR

For ForMgmt1H. ELECTION OF DIRECTOR: SUE WAGNER

For ForMgmt2. RATIFICATION OF THE APPOINTMENT OF

ERNST & YOUNG LLP AS APPLE'S

INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM FOR 2017

For ForMgmt3. ADVISORY VOTE TO APPROVE

EXECUTIVE COMPENSATION

1 Year ForMgmt4. ADVISORY VOTE ON THE FREQUENCY OF

SHAREHOLDER VOTES ON EXECUTIVE

COMPENSATION

Against ForShr5. A SHAREHOLDER PROPOSAL ENTITLED

"CHARITABLE GIVING - RECIPIENTS,

INTENTS AND BENEFITS"

Against ForShr6. A SHAREHOLDER PROPOSAL

REGARDING DIVERSITY AMONG OUR

SENIOR MANAGEMENT AND BOARD OF

DIRECTORS

Against ForShr7. A SHAREHOLDER PROPOSAL ENTITLED

"SHAREHOLDER PROXY ACCESS

AMENDMENTS"

Against ForShr8. A SHAREHOLDER PROPOSAL ENTITLED

"EXECUTIVE COMPENSATION REFORM"

Against ForShr9. A SHAREHOLDER PROPOSAL ENTITLED

"EXECUTIVES TO RETAIN SIGNIFICANT

STOCK"

AUTOMATIC DATA PROCESSING, INC.

Security: 053015103

Ticker: ADP

ISIN: US0530151036

Meeting Type: Annual

11/8/2016Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934482340

1. DIRECTOR

1 PETER BISSON For ForMgmt

2 RICHARD T. CLARK For ForMgmt

3 ERIC C. FAST For ForMgmt

4 LINDA R. GOODEN For ForMgmt

5 MICHAEL P. GREGOIRE For ForMgmt

6 R. GLENN HUBBARD For ForMgmt

7 JOHN P. JONES For ForMgmt

8 WILLIAM J. READY For ForMgmt

9 CARLOS A. RODRIGUEZ For ForMgmt

10 SANDRA S. WIJNBERG For ForMgmt

For ForMgmt2. ADVISORY VOTE ON EXECUTIVE

COMPENSATION.

For ForMgmt3. RATIFICATION OF THE APPOINTMENT OF

AUDITORS.

BROADCOM LIMITED

Security: Y09827109

Ticker: AVGO

ISIN: SG9999014823

Meeting Type: Annual

4/5/2017Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

1C. ELECTION OF DIRECTOR: MR. LEWIS C.

EGGEBRECHT

Agenda Number: 934531977

For ForMgmt1A. ELECTION OF DIRECTOR: MR. HOCK E.

TAN

1E. ELECTION OF DIRECTOR: MR. EDDY W.

HARTENSTEIN

For ForMgmt1B. ELECTION OF DIRECTOR: MR. JAMES V.

DILLER

For ForMgmt

1G. ELECTION OF DIRECTOR: MR. DONALD

MACLEOD

For ForMgmt1D. ELECTION OF DIRECTOR: MR. KENNETH

Y. HAO

For ForMgmt

1I. ELECTION OF DIRECTOR: DR. HENRY

SAMUELI

For ForMgmt1F. ELECTION OF DIRECTOR: MR. CHECK

KIAN LOW

For ForMgmt

3. TO APPROVE THE GENERAL

AUTHORIZATION FOR THE DIRECTORS

OF BROADCOM TO ALLOT AND ISSUE

SHARES IN OUR CAPITAL, AS SET FORTH

IN BROADCOM'S NOTICE OF, AND PROXY

STATEMENT RELATING TO, ITS 2017

ANNUAL GENERAL MEETING.

For ForMgmt1H. ELECTION OF DIRECTOR: MR. PETER J.

MARKS

For ForMgmt

For ForMgmt2. TO APPROVE THE RE-APPOINTMENT OF

PRICEWATERHOUSECOOPERS LLP AS

BROADCOM'S INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

AND INDEPENDENT SINGAPORE

AUDITOR FOR THE FISCAL YEAR ENDING

OCTOBER 29, 2017 AND TO AUTHORIZE

THE AUDIT COMMITTEE TO FIX ITS

REMUNERATION, AS SET FORTH IN

BROADCOM'S NOTICE OF, AND PROXY

STATEMENT RELATING TO, ITS 2017

ANNUAL GENERAL MEETING.

For ForMgmt

5. TO RECOMMEND THAT A NON-BINDING,

ADVISORY VOTE TO APPROVE THE

COMPENSATION OF THE BROADCOM'S

NAMED EXECUTIVE OFFICERS BE PUT TO

SHAREHOLDERS FOR THEIR

CONSIDERATION EVERY: ONE; TWO; OR

THREE YEARS, AS SET FORTH IN

BROADCOM'S NOTICE OF, AND PROXY

STATEMENT RELATING TO, ITS 2017

ANNUAL GENERAL MEETING.

For ForMgmt4. TO APPROVE THE COMPENSATION OF

BROADCOM'S NAMED EXECUTIVE

OFFICERS, AS DISCLOSED IN

"COMPENSATION DISCUSSION AND

ANALYSIS" AND IN THE COMPENSATION

TABLES AND ACCOMPANYING NARRATIVE

DISCLOSURE UNDER "EXECUTIVE

COMPENSATION" IN BROADCOM'S

PROXY STATEMENT RELATING TO ITS

2017 ANNUAL GENERAL MEETING.

1 Year ForMgmt

US17275R1023

Meeting Type: Annual

12/12/2016

Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

CISCO SYSTEMS, INC.

Security: 17275R102

Ticker: CSCO

ISIN:

Agenda Number: 934494357

For ForMgmt1A. ELECTION OF DIRECTOR: CAROL A.

BARTZ

Meeting Date:

Prop. #

For ForMgmt1B. ELECTION OF DIRECTOR: M. MICHELE

BURNS

For ForMgmt1C. ELECTION OF DIRECTOR: MICHAEL D.

CAPELLAS

For ForMgmt1D. ELECTION OF DIRECTOR: JOHN T.

CHAMBERS

For ForMgmt1E. ELECTION OF DIRECTOR: AMY L. CHANG

For ForMgmt1F. ELECTION OF DIRECTOR: DR. JOHN L.

HENNESSY

For ForMgmt1G. ELECTION OF DIRECTOR: DR. KRISTINA

M. JOHNSON

For ForMgmt1H. ELECTION OF DIRECTOR: RODERICK C.

MCGEARY

For ForMgmt1I. ELECTION OF DIRECTOR: CHARLES H.

ROBBINS

For ForMgmt1J. ELECTION OF DIRECTOR: ARUN SARIN

For ForMgmt1K. ELECTION OF DIRECTOR: STEVEN M.

WEST

For ForMgmt2. APPROVAL, ON AN ADVISORY BASIS, OF

EXECUTIVE COMPENSATION.

For ForMgmt3. RATIFICATION OF

PRICEWATERHOUSECOOPERS LLP AS

CISCO'S INDEPENDENT REGISTERED

PUBLIC ACCOUNTING FIRM FOR FISCAL

2017.

Against ForShr4. APPROVAL TO REQUEST AN ANNUAL

REPORT RELATING TO CISCO'S

LOBBYING POLICIES, PROCEDURES AND

ACTIVITIES.

Against ForShr5. APPROVAL TO REQUEST A REPORT

DISCLOSING CERTAIN EMPLOYMENT

DATA RELATING TO CISCO'S ARAB AND

NON-ARAB EMPLOYEES IN ISRAEL-

PALESTINE FOR EACH OF THE PAST

THREE YEARS.

Against ForShr6. APPROVAL TO REQUEST THE BOARD TO

FORM A COMMITTEE TO REASSESS

POLICIES AND CRITERIA FOR DECISIONS

WITH RESPECT TO CISCO'S BUSINESS

INVOLVEMENTS WITH ISRAEL'S

SETTLEMENTS.

EMC CORPORATION

Security: 268648102 Agenda Number: 934449768

Ticker: EMC

ISIN: US2686481027

Meeting Type: Special

7/19/2016Meeting Date:

2. PROPOSAL TO APPROVE, ON A NON-

BINDING, ADVISORY BASIS, THE

COMPENSATION PAYMENTS THAT WILL

OR MAY BE PAID BY EMC TO ITS NAMED

EXECUTIVE OFFICERS IN CONNECTION

WITH THE MERGER.

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

No voteMgmt1. PROPOSAL TO APPROVE THE

AGREEMENT AND PLAN OF MERGER,

DATED AS OF OCTOBER 12, 2015, AS

AMENDED BY THE FIRST AMENDMENT TO

AGREEMENT AND PLAN OF MERGER,

DATED AS OF MAY 16, 2016, AS SO

AMENDED AND AS IT MAY BE AMENDED

FROM TIME TO TIME, REFERRED TO

COLLECTIVELY AS THE MERGER

AGREEMENT, AMONG DENALI HOLDING

...(DUE TO SPACE LIMITS, SEE PROXY

STATEMENT FOR FULL PROPOSAL)

No voteMgmt

Security: 30303M102

No voteMgmt3. PROPOSAL TO APPROVE THE

ADJOURNMENT OF THE SPECIAL

MEETING, IF NECESSARY OR

APPROPRIATE, TO SOLICIT ADDITIONAL

PROXIES IF THERE ARE NOT SUFFICIENT

VOTES TO APPROVE THE MERGER

AGREEMENT.

US30303M1027

Meeting Type: Annual

6/1/2017Meeting Date:

FACEBOOK INC.

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934590870

Ticker: FB

ISIN:

1. DIRECTOR

1 MARC L. ANDREESSEN For ForMgmt

2 ERSKINE B. BOWLES For ForMgmt

3 S.D.DESMOND-HELLMANN For ForMgmt

4 REED HASTINGS For ForMgmt

5 JAN KOUM For ForMgmt

6 SHERYL K. SANDBERG For ForMgmt

7 PETER A. THIEL For ForMgmt

8 MARK ZUCKERBERG For ForMgmt

For ForMgmt2. TO RATIFY THE APPOINTMENT OF ERNST

& YOUNG LLP AS FACEBOOK, INC.'S

INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM FOR THE FISCAL

YEAR ENDING DECEMBER 31, 2017.

Against ForShr3. A STOCKHOLDER PROPOSAL

REGARDING CHANGE IN STOCKHOLDER

VOTING.

Against ForShr4. A STOCKHOLDER PROPOSAL

REGARDING A LOBBYING REPORT.

Against ForShr5. A STOCKHOLDER PROPOSAL

REGARDING FALSE NEWS.

Against ForShr6. A STOCKHOLDER PROPOSAL

REGARDING A GENDER PAY EQUITY

REPORT.

Against ForShr7. A STOCKHOLDER PROPOSAL

REGARDING AN INDEPENDENT CHAIR.

INTEL CORPORATION

Security: 458140100

Ticker: INTC

ISIN: US4581401001

Meeting Type: Annual

5/18/2017Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

1C. ELECTION OF DIRECTOR: ANDY D.

BRYANT

Agenda Number: 934568431

For ForMgmt1A. ELECTION OF DIRECTOR: CHARLENE

BARSHEFSKY

1E. ELECTION OF DIRECTOR: OMAR ISHRAK

For ForMgmt1B. ELECTION OF DIRECTOR: ANEEL BHUSRI

For ForMgmt

1G. ELECTION OF DIRECTOR: TSU-JAE KING

LIU

For ForMgmt1D. ELECTION OF DIRECTOR: REED E.

HUNDT

For ForMgmt

1I. ELECTION OF DIRECTOR: GREGORY D.

SMITH

For ForMgmt1F. ELECTION OF DIRECTOR: BRIAN M.

KRZANICH

For ForMgmt

1K. ELECTION OF DIRECTOR: DAVID B.

YOFFIE

For ForMgmt1H. ELECTION OF DIRECTOR: DAVID S.

POTTRUCK

For ForMgmt

3. ADVISORY VOTE TO APPROVE

EXECUTIVE COMPENSATION

For ForMgmt1J. ELECTION OF DIRECTOR: FRANK D.

YEARY

For ForMgmt

For ForMgmt2. RATIFICATION OF SELECTION OF ERNST

& YOUNG LLP AS OUR INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR 2017

For ForMgmt

For ForMgmt4. APPROVAL OF AMENDMENT AND

RESTATEMENT OF THE 2006 EQUITY

INCENTIVE PLAN

5. ADVISORY VOTE ON THE FREQUENCY OF

HOLDING FUTURE ADVISORY VOTES TO

APPROVE EXECUTIVE COMPENSATION

7. STOCKHOLDER PROPOSAL REQUESTING

THAT VOTES COUNTED ON

STOCKHOLDER PROPOSALS EXCLUDE

ABSTENTIONS

1 Year ForMgmt

Against ForShr6. STOCKHOLDER PROPOSAL REQUESTING

AN ANNUAL ADVISORY STOCKHOLDER

VOTE ON POLITICAL CONTRIBUTIONS

Against ForShr

US4592001014

Meeting Type: Annual

4/25/2017

Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

INTERNATIONAL BUSINESS MACHINES CORP.

Security: 459200101

Ticker: IBM

ISIN:

Agenda Number: 934539973

For ForMgmt1A. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: K.I. CHENAULT

Meeting Date:

Prop. #

For ForMgmt1B. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: M.L. ESKEW

For ForMgmt1C. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: D.N. FARR

For ForMgmt1D. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: M. FIELDS

For ForMgmt1E. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: A. GORSKY

For ForMgmt1F. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: S.A. JACKSON

For ForMgmt1G. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: A.N. LIVERIS

For ForMgmt1H. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: W.J. MCNERNEY, JR.

For ForMgmt1I. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: H.S. OLAYAN

For ForMgmt1J. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: J.W. OWENS

For ForMgmt1K. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: V.M. ROMETTY

For ForMgmt1L. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: S. TAUREL

For ForMgmt1M. ELECTION OF DIRECTOR FOR A TERM OF

ONE YEAR: P.R. VOSER

For ForMgmt2. RATIFICATION OF APPOINTMENT OF

INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM

For ForMgmt3. ADVISORY VOTE ON EXECUTIVE

COMPENSATION

1 Year ForMgmt4. ADVISORY VOTE REGARDING

FREQUENCY OF ADVISORY VOTE ON

EXECUTIVE COMPENSATION

Against ForShr5. STOCKHOLDER PROPOSAL ON

LOBBYING DISCLOSURE

Against ForShr6. STOCKHOLDER PROPOSAL ON SPECIAL

SHAREOWNER MEETINGS

Against ForShr7. STOCKHOLDER PROPOSAL TO ADOPT A

PROXY ACCESS BY-LAW

INTUIT INC.

Security: 461202103

Ticker: INTU

ISIN: US4612021034

Meeting Type: Annual

1/19/2017Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

1C. ELECTION OF DIRECTOR: RICHARD L.

DALZELL

Agenda Number: 934509906

For ForMgmt1A. ELECTION OF DIRECTOR: EVE BURTON

1E. ELECTION OF DIRECTOR: SUZANNE

NORA JOHNSON

For ForMgmt1B. ELECTION OF DIRECTOR: SCOTT D.

COOK

For ForMgmt

1G. ELECTION OF DIRECTOR: BRAD D. SMITH

For ForMgmt1D. ELECTION OF DIRECTOR: DIANE B.

GREENE

For ForMgmt

For ForMgmt1F. ELECTION OF DIRECTOR: DENNIS D.

POWELL

For ForMgmt

1I. ELECTION OF DIRECTOR: JEFF WEINER

3. APPROVAL OF THE AMENDED AND

RESTATED 2005 EQUITY INCENTIVE PLAN

TO (A) INCREASE THE SHARE RESERVE

BY AN ADDITIONAL 23,110,386 SHARES;

(B) REAPPROVE THE MATERIAL TERMS

OF PERFORMANCE-BASED

COMPENSATION FOR PURPOSES OF

SECTION 162(M) OF THE INTERNAL

REVENUE CODE OF 1986, AS AMENDED;

AND (C) AMEND CERTAIN TERMS OF THE

2005 EQUITY INCENTIVE PLAN.

For ForMgmt1H. ELECTION OF DIRECTOR: RAUL VAZQUEZ

For ForMgmt

For ForMgmt2. RATIFICATION OF THE SELECTION OF

ERNST & YOUNG LLP AS OUR

INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM FOR THE FISCAL

YEAR ENDING JULY 31, 2017.

For ForMgmt

Security: 512807108

For ForMgmt4. APPROVAL, ON AN ADVISORY BASIS, OF

THE COMPANY'S EXECUTIVE

COMPENSATION.

US5128071082

Meeting Type: Annual

11/9/2016Meeting Date:

LAM RESEARCH CORPORATION

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934482845

Ticker: LRCX

ISIN:

ForMgmt

1. DIRECTOR

1 MARTIN B. ANSTICE For ForMgmt

ForMgmt

2 ERIC K. BRANDT For ForMgmt

3 MICHAEL R. CANNON For

ForMgmt

4 YOUSSEF A. EL-MANSY For ForMgmt

5 CHRISTINE A. HECKART For

6 CATHERINE P. LEGO For ForMgmt

7 STEPHEN G. NEWBERRY For

8 ABHIJIT Y. TALWALKAR For ForMgmt

ForMgmt

ForMgmt

9 RICK L. TSAI For

4. RATIFICATION OF THE APPOINTMENT OF

THE INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM FOR FISCAL YEAR

2017.

10 JOHN T. DICKSON For ForMgmt

11 GARY B. MOORE For

For ForMgmt3. ADVISORY VOTE TO APPROVE THE

COMPENSATION OF THE NAMED

EXECUTIVE OFFICERS OF LAM

RESEARCH, OR "SAY ON PAY."

For ForMgmt

IE00BTN1Y115

Meeting Type: Annual

12/9/2016

Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

MEDTRONIC PLC

Security: G5960L103

Ticker: MDT

ISIN:

Agenda Number: 934492113

For ForMgmt1A. ELECTION OF DIRECTOR: RICHARD H.

ANDERSON

Meeting Date:

Prop. #

For ForMgmt1B. ELECTION OF DIRECTOR: CRAIG ARNOLD

For ForMgmt1C. ELECTION OF DIRECTOR: SCOTT C.

DONNELLY

For ForMgmt1D. ELECTION OF DIRECTOR: RANDALL

HOGAN III

For ForMgmt1E. ELECTION OF DIRECTOR: OMAR ISHRAK

For ForMgmt1F. ELECTION OF DIRECTOR: SHIRLEY A.

JACKSON, PH.D.

For ForMgmt1G. ELECTION OF DIRECTOR: MICHAEL O.

LEAVITT

For ForMgmt1H. ELECTION OF DIRECTOR: JAMES T.

LENEHAN

For ForMgmt1I. ELECTION OF DIRECTOR: ELIZABETH

NABEL, M.D.

For ForMgmt1J. ELECTION OF DIRECTOR: DENISE M.

O'LEARY

For ForMgmt1K. ELECTION OF DIRECTOR: KENDALL J.

POWELL

For ForMgmt1L. ELECTION OF DIRECTOR: ROBERT C.

POZEN

For ForMgmt1M. ELECTION OF DIRECTOR: PREETHA

REDDY

For ForMgmt2. TO RATIFY THE RE-APPOINTMENT OF

PRICEWATERHOUSECOOPERS LLP AS

MEDTRONIC'S INDEPENDENT AUDITOR

FOR FISCAL YEAR 2017 AND AUTHORIZE

THE BOARD OF DIRECTORS, ACTING

THROUGH THE AUDIT COMMITTEE, TO

SET ITS REMUNERATION.

For ForMgmt3. TO APPROVE IN A NON-BINDING

ADVISORY VOTE, NAMED EXECUTIVE

OFFICER COMPENSATION (A "SAY-ON-

PAY" VOTE).

For ForMgmt4. TO APPROVE AMENDMENTS TO

MEDTRONIC'S ARTICLES OF

ASSOCIATION TO IMPLEMENT "PROXY

ACCESS".

For ForMgmt5A. TO APPROVE AMENDMENTS TO

MEDTRONIC'S: ARTICLES OF

ASSOCIATION TO MAKE CERTAIN

ADMINISTRATIVE CHANGES.

For ForMgmt5B. TO APPROVE AMENDMENTS TO

MEDTRONIC'S: MEMORANDUM OF

ASSOCIATION TO MAKE CERTAIN

ADMINISTRATIVE CHANGES.

For ForMgmt6. TO APPROVE AMENDMENTS TO

MEDTRONIC'S ARTICLES OF

ASSOCIATION TO CLARIFY THE BOARD'S

SOLE AUTHORITY TO DETERMINE ITS

SIZE WITHIN THE FIXED LIMITS IN THE

ARTICLES OF ASSOCIATION.

MICROSOFT CORPORATION

Security: 594918104

Ticker: MSFT

ISIN: US5949181045

Meeting Type: Annual

11/30/2016Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934491224

For ForMgmt1A. ELECTION OF DIRECTOR: WILLIAM H.

GATES III

For ForMgmt1B. ELECTION OF DIRECTOR: TERI L. LIST-

STOLL

1C. ELECTION OF DIRECTOR: G. MASON

MORFIT

1E. ELECTION OF DIRECTOR: CHARLES H.

NOSKI

For ForMgmt

1G. ELECTION OF DIRECTOR: SANDRA E.

PETERSON

For ForMgmt1D. ELECTION OF DIRECTOR: SATYA

NADELLA

For ForMgmt

1I. ELECTION OF DIRECTOR: JOHN W.

STANTON

For ForMgmt1F. ELECTION OF DIRECTOR: HELMUT PANKE

For ForMgmt

1K. ELECTION OF DIRECTOR: PADMASREE

WARRIOR

For ForMgmt1H. ELECTION OF DIRECTOR: CHARLES W.

SCHARF

For ForMgmt

3. RATIFICATION OF DELOITTE & TOUCHE

LLP AS OUR INDEPENDENT AUDITOR FOR

FISCAL YEAR 2017

For ForMgmt1J. ELECTION OF DIRECTOR: JOHN W.

THOMPSON

For ForMgmt

5. APPROVAL OF FRENCH SUB PLAN

UNDER THE 2001 STOCK PLAN

For ForMgmt2. ADVISORY VOTE TO APPROVE NAMED

EXECUTIVE OFFICER COMPENSATION

For ForMgmt

For ForMgmt4. APPROVAL OF AMENDMENT TO OUR

AMENDED AND RESTATED ARTICLES OF

INCORPORATION

For ForMgmt

Security: 68389X105

Against ForShr6. SHAREHOLDER PROPOSAL -

REQUESTING CERTAIN PROXY ACCESS

BYLAW AMENDMENTS

US68389X1054

Meeting Type: Annual

11/16/2016Meeting Date:

ORACLE CORPORATION

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934483556

Ticker: ORCL

ISIN:

1. DIRECTOR

1 JEFFREY S. BERG For ForMgmt

2 H. RAYMOND BINGHAM For ForMgmt

3 MICHAEL J. BOSKIN For ForMgmt

4 SAFRA A. CATZ For ForMgmt

5 BRUCE R. CHIZEN For ForMgmt

6 GEORGE H. CONRADES For ForMgmt

7 LAWRENCE J. ELLISON For ForMgmt

8 HECTOR GARCIA-MOLINA For ForMgmt

9 JEFFREY O. HENLEY For ForMgmt

10 MARK V. HURD For ForMgmt

11 RENEE J. JAMES For ForMgmt

12 LEON E. PANETTA For ForMgmt

13 NAOMI O. SELIGMAN For ForMgmt

For ForMgmt2. ADVISORY VOTE TO APPROVE THE

COMPENSATION OF THE NAMED

EXECUTIVE OFFICERS.

For ForMgmt3. RATIFICATION OF THE SELECTION OF

ERNST & YOUNG LLP AS INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR FISCAL YEAR 2017.

Against ForShr4. STOCKHOLDER PROPOSAL REGARDING

LOBBYING REPORT.

QUALCOMM INCORPORATED

Security: 747525103 Agenda Number: 934522435

Ticker: QCOM

ISIN: US7475251036

Meeting Type: Annual

3/7/2017Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

1B. ELECTION OF DIRECTOR: JEFFREY W.

HENDERSON

1D. ELECTION OF DIRECTOR: PAUL E.

JACOBS

For ForMgmt1A. ELECTION OF DIRECTOR: BARBARA T.

ALEXANDER

For ForMgmt

1F. ELECTION OF DIRECTOR: HARISH

MANWANI

For ForMgmt1C. ELECTION OF DIRECTOR: THOMAS W.

HORTON

For ForMgmt

1H. ELECTION OF DIRECTOR: STEVE

MOLLENKOPF

For ForMgmt1E. ELECTION OF DIRECTOR: ANN M.

LIVERMORE

For ForMgmt

1J. ELECTION OF DIRECTOR: FRANCISCO

ROS

For ForMgmt1G. ELECTION OF DIRECTOR: MARK D.

MCLAUGHLIN

For ForMgmt

2. RATIFICATION OF THE SELECTION OF

PRICEWATERHOUSECOOPERS LLP AS

OUR INDEPENDENT PUBLIC

ACCOUNTANTS FOR OUR FISCAL YEAR

ENDING SEPTEMBER 24, 2017.

For ForMgmt1I. ELECTION OF DIRECTOR: CLARK T.

RANDT, JR.

For ForMgmt

4. STOCKHOLDER PROPOSAL TO AMEND

THE PROXY ACCESS PROVISION OF OUR

AMENDED AND RESTATED BYLAWS, IF

PROPERLY PRESENTED AT THE ANNUAL

MEETING.

For ForMgmt1K. ELECTION OF DIRECTOR: ANTHONY J.

VINCIQUERRA

For ForMgmt

For ForMgmt3. APPROVAL, ON AN ADVISORY BASIS, OF

OUR EXECUTIVE COMPENSATION.

Against ForShr

US7565771026

Meeting Type: Annual

8/11/2016

Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

RED HAT, INC.

Security: 756577102

Ticker: RHT

ISIN:

Agenda Number: 934455278

Meeting Date:

Prop. #

No voteMgmt1A. ELECTION OF DIRECTOR: SOHAIB ABBASI

No voteMgmt1B. ELECTION OF DIRECTOR: W. STEVE

ALBRECHT

No voteMgmt1C. ELECTION OF DIRECTOR: CHARLENE T.

BEGLEY

No voteMgmt1D. ELECTION OF DIRECTOR: JEFFREY J.

CLARKE

No voteMgmt1E. ELECTION OF DIRECTOR: NARENDRA K.

GUPTA

No voteMgmt1F. ELECTION OF DIRECTOR: KIMBERLY L.

HAMMONDS

No voteMgmt1G. ELECTION OF DIRECTOR: WILLIAM S.

KAISER

No voteMgmt1H. ELECTION OF DIRECTOR: DONALD H.

LIVINGSTONE

No voteMgmt1I. ELECTION OF DIRECTOR: H. HUGH

SHELTON

No voteMgmt1J. ELECTION OF DIRECTOR: JAMES M.

WHITEHURST

No voteMgmt2. TO RATIFY THE SELECTION OF

PRICEWATERHOUSECOOPERS LLP AS

RED HAT'S INDEPENDENT REGISTERED

PUBLIC ACCOUNTING FIRM FOR THE

FISCAL YEAR ENDING FEBRUARY 28,

2017

No voteMgmt3. TO APPROVE, ON AN ADVISORY BASIS, A

RESOLUTION RELATING TO RED HAT'S

EXECUTIVE COMPENSATION

No voteMgmt4. TO APPROVE RED HAT'S 2016

PERFORMANCE COMPENSATION PLAN

No voteMgmt5. TO APPROVE RED HAT'S 2016 EMPLOYEE

STOCK PURCHASE PLAN

TEXAS INSTRUMENTS INCORPORATED

Security: 882508104 Agenda Number: 934535165

Ticker: TXN

ISIN: US8825081040

Meeting Type: Annual

4/20/2017Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

1B. ELECTION OF DIRECTOR: M. A. BLINN

1D. ELECTION OF DIRECTOR: D. A. CARP

For ForMgmt1A. ELECTION OF DIRECTOR: R. W. BABB, JR.

For ForMgmt

1F. ELECTION OF DIRECTOR: C. S. COX

For ForMgmt1C. ELECTION OF DIRECTOR: T. M.

BLUEDORN

For ForMgmt

1H. ELECTION OF DIRECTOR: R. KIRK

For ForMgmt1E. ELECTION OF DIRECTOR: J. F. CLARK

For ForMgmt

1J. ELECTION OF DIRECTOR: R. E. SANCHEZ

For ForMgmt1G. ELECTION OF DIRECTOR: J. M. HOBBY

For ForMgmt

1L. ELECTION OF DIRECTOR: R. K.

TEMPLETON

For ForMgmt1I. ELECTION OF DIRECTOR: P. H. PATSLEY

For ForMgmt

3. BOARD PROPOSAL REGARDING

ADVISORY APPROVAL OF ANNUAL

FREQUENCY FOR FUTURE ADVISORY

VOTES ON EXECUTIVE COMPENSATION.

For ForMgmt1K. ELECTION OF DIRECTOR: W. R. SANDERS

For ForMgmt

For ForMgmt2. BOARD PROPOSAL REGARDING

ADVISORY APPROVAL OF THE

COMPANY'S EXECUTIVE COMPENSATION.

1 Year ForMgmt

Security: 92826C839

For ForMgmt4. BOARD PROPOSAL TO RATIFY THE

APPOINTMENT OF ERNST & YOUNG LLP

AS THE COMPANY'S INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR 2017.

US92826C8394

Meeting Type: Annual

1/31/2017Meeting Date:

VISA INC.

Agenda Number: 934512890

Ticker: V

ISIN:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

No voteMgmt1A. ELECTION OF DIRECTOR: LLOYD A.

CARNEY

No voteMgmt1B. ELECTION OF DIRECTOR: MARY B.

CRANSTON

No voteMgmt1C. ELECTION OF DIRECTOR: FRANCISCO

JAVIER FERNANDEZ-CARBAJAL

No voteMgmt1D. ELECTION OF DIRECTOR: GARY A.

HOFFMAN

No voteMgmt1E. ELECTION OF DIRECTOR: ALFRED F.

KELLY, JR.

No voteMgmt1F. ELECTION OF DIRECTOR: ROBERT W.

MATSCHULLAT

No voteMgmt1G. ELECTION OF DIRECTOR: SUZANNE

NORA JOHNSON

No voteMgmt1H. ELECTION OF DIRECTOR: JOHN A.C.

SWAINSON

No voteMgmt1I. ELECTION OF DIRECTOR: MAYNARD G.

WEBB, JR.

No voteMgmt2. ADVISORY VOTE TO APPROVE

EXECUTIVE COMPENSATION.

No voteMgmt3. ADVISORY VOTE ON THE FREQUENCY OF

FUTURE ADVISORY VOTES ON

EXECUTIVE COMPENSATION.

No voteMgmt4. RATIFICATION OF THE APPOINTMENT OF

KPMG LLP AS OUR INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR THE 2017 FISCAL YEAR.