Harvest Tech Acheivers Growth & Income ETF HTA HTA · 1c. Election of Director: Mark Garrett Mgmt...

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HTA HTA.U For For Mgmt 1e. Election of Director: Charles Geschke For For Mgmt 1c. Election of Director: James Daley For For Mgmt 1d. Election of Director: Laura Desmond For For Mgmt 1a. Election of Director: Amy Banse For For Mgmt 1b. Election of Director: Frank Calderoni Prop. # Proposal Proposed by For/Against Management's Recommendation Proposal Vote Agenda Number: 934931216 Ticker: ADBE ISIN: US00724F1012 Meeting Type: Annual 4/11/2019 Meeting Date: ADOBE INC Security: 00724F101 For For Mgmt 6. To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. For For Mgmt 4. To grant the Board of Directors the authority to issue shares under Irish law. For For Mgmt 5. To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. For For Mgmt 2. To approve, in a non-binding vote, the compensation of our named executive officers. For For Mgmt 3. To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. For For Mgmt 1j. Re-Appointment of Director: Frank K. Tang For For Mgmt 1k. Re-Appointment of Director: Tracey T. Travis For For Mgmt 1h. Re-Appointment of Director: Venkata (Murthy) Renduchintala For For Mgmt 1i. Re-Appointment of Director: Arun Sarin For For Mgmt 1f. Re-Appointment of Director: Gilles C. Pelisson For For Mgmt 1g. Re-Appointment of Director: Paula A. Price For For Mgmt 1d. Re-Appointment of Director: Nancy McKinstry For For Mgmt 1e. Re-Appointment of Director: Pierre Nanterme For For Mgmt 1b. Re-Appointment of Director: Herbert Hainer For For Mgmt 1c. Re-Appointment of Director: Marjorie Magner Agenda Number: 934912634 Proxy Voting Report For For Mgmt 1a. Re-Appointment of Director: Jaime Ardila Meeting Date: Prop. # Proposal Proposed by For/Against Management's Recommendation Proposal Vote ACCENTURE PLC Security: G1151C101 Ticker: ACN ISIN: IE00B4BNMY34 Meeting Type: Annual 2/1/2019 Harvest Tech Acheivers Growth & Income ETF Meeting Date Range: 01-Jul-2018 - 30-Jun-2019

Transcript of Harvest Tech Acheivers Growth & Income ETF HTA HTA · 1c. Election of Director: Mark Garrett Mgmt...

Page 1: Harvest Tech Acheivers Growth & Income ETF HTA HTA · 1c. Election of Director: Mark Garrett Mgmt For For Agenda Number: 934891614 1a. Election of Director: M. Michele Burns Mgmt

HTA HTA.U

For ForMgmt1e. Election of Director: Charles Geschke

For ForMgmt1c. Election of Director: James Daley

For ForMgmt1d. Election of Director: Laura Desmond

For ForMgmt1a. Election of Director: Amy Banse

For ForMgmt1b. Election of Director: Frank Calderoni

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934931216

Ticker: ADBE

ISIN: US00724F1012

Meeting Type: Annual

4/11/2019Meeting Date:

ADOBE INC

Security: 00724F101

For ForMgmt6. To determine the price range at which

Accenture can re-allot shares that it acquires

as treasury shares under Irish law.

For ForMgmt4. To grant the Board of Directors the authority

to issue shares under Irish law.

For ForMgmt5. To grant the Board of Directors the authority

to opt-out of pre-emption rights under Irish

law.

For ForMgmt2. To approve, in a non-binding vote, the

compensation of our named executive

officers.

For ForMgmt3. To ratify, in a non-binding vote, the

appointment of KPMG LLP ("KPMG") as

independent auditors of Accenture and to

authorize, in a binding vote, the Audit

Committee of the Board of Directors to

determine KPMG's remuneration.

For ForMgmt1j. Re-Appointment of Director: Frank K. Tang

For ForMgmt1k. Re-Appointment of Director: Tracey T. Travis

For ForMgmt1h. Re-Appointment of Director: Venkata (Murthy)

Renduchintala

For ForMgmt1i. Re-Appointment of Director: Arun Sarin

For ForMgmt1f. Re-Appointment of Director: Gilles C.

Pelisson

For ForMgmt1g. Re-Appointment of Director: Paula A. Price

For ForMgmt1d. Re-Appointment of Director: Nancy McKinstry

For ForMgmt1e. Re-Appointment of Director: Pierre Nanterme

For ForMgmt1b. Re-Appointment of Director: Herbert Hainer

For ForMgmt1c. Re-Appointment of Director: Marjorie Magner

Agenda Number: 934912634

Proxy Voting Report

For ForMgmt1a. Re-Appointment of Director: Jaime Ardila

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

ACCENTURE PLC

Security: G1151C101

Ticker: ACN

ISIN: IE00B4BNMY34

Meeting Type: Annual

2/1/2019

Harvest Tech Acheivers Growth & Income ETF

Meeting Date Range: 01-Jul-2018 - 30-Jun-2019

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10 Robin L. Washington For ForMgmt

8 Sundar Pichai For ForMgmt

9 K. Ram Shriram For ForMgmt

6 Ann Mather For ForMgmt

7 Alan R. Mulally For ForMgmt

4 L. John Doerr For ForMgmt

5 Roger W. Ferguson, Jr. For ForMgmt

2 Sergey Brin For ForMgmt

3 John L. Hennessy For ForMgmt

1. DIRECTOR

1 Larry Page For ForMgmt

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 935018956

Ticker: GOOG

ISIN: US02079K3059

Meeting Type: Annual

6/19/2019Meeting Date:

ALPHABET INC.

Security: 02079K305

For ForMgmt2. Ratify the appointment of

PricewaterhouseCoopers as the independent

registered public accounting firm of the

Company.

For ForMgmt1c. Election of Director to serve for a three year

term: ERIC XIANDONG JING

For ForMgmt1d. Election of Director to serve for a three year

term: BORJE E. EKHOLM

For ForMgmt1a. Election of Director to serve for a three year

term: JOSEPH C. TSAI

For ForMgmt1b. Election of Director to serve for a three year

term: J. MICHAEL EVANS

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934878553

Ticker: BABA

ISIN: US01609W1027

Meeting Type: Annual

10/31/2018Meeting Date:

ALIBABA GROUP HOLDING LIMITED

Security: 01609W102

Against ForShr5. Consider and vote upon one stockholder

proposal.

For ForMgmt3. Ratify the appointment of KPMG LLP as our

independent registered public accounting firm

for our fiscal year ending on November 29,

2019.

For ForMgmt4. Approve, on an advisory basis, the

compensation of our named executive

officers.

For ForMgmt1k. Election of Director: John Warnock

For ForMgmt2. Approve the 2019 Equity Incentive Plan to

replace our 2003 Equity Incentive Plan.

For ForMgmt1i. Election of Director: David Ricks

For ForMgmt1j. Election of Director: Daniel Rosensweig

For ForMgmt1g. Election of Director: Kathleen Oberg

For ForMgmt1h. Election of Director: Dheeraj Pandey

For ForMgmt1f. Election of Director: Shantanu Narayen

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For ForMgmt1g. Election of director: Ron Sugar

For ForMgmt1h. Election of director: Sue Wagner

For ForMgmt1e. Election of director: Andrea Jung

For ForMgmt1f. Election of director: Art Levinson

For ForMgmt1c. Election of director: Al Gore

For ForMgmt1d. Election of director: Bob Iger

For ForMgmt1a. Election of director: James Bell

For ForMgmt1b. Election of director: Tim Cook

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934919359

Ticker: AAPL

ISIN: US0378331005

Meeting Type: Annual

3/1/2019Meeting Date:

APPLE INC.

Security: 037833100

Against ForShr16. A stockholder proposal regarding a report on

content governance, if properly presented at

the meeting.

Against ForShr14. A stockholder proposal regarding Google

Search in China, if properly presented at the

meeting.

Against ForShr15. A stockholder proposal regarding a clawback

policy, if properly presented at the meeting.

Against ForShr12. A stockholder proposal regarding simple

majority vote, if properly presented at the

meeting.

Against ForShr13. A stockholder proposal regarding a

sustainability metrics report, if properly

presented at the meeting.

Against ForShr10. A stockholder proposal regarding strategic

alternatives, if properly presented at the

meeting.

Against ForShr11. A stockholder proposal regarding the

nomination of an employee representative

director, if properly presented at the meeting.

Against ForShr8. A stockholder proposal regarding majority

vote for the election of directors, if properly

presented at the meeting.

Against ForShr9. A stockholder proposal regarding a report on

gender pay, if properly presented at the

meeting.

Against ForShr6. A stockholder proposal regarding the

establishment of a societal risk oversight

committee, if properly presented at the

meeting.

Against ForShr7. A stockholder proposal regarding a report on

sexual harassment risk management, if

properly presented at the meeting.

Against ForShr4. A stockholder proposal regarding equal

shareholder voting, if properly presented at

the meeting.

Against ForShr5. A stockholder proposal regarding inequitable

employment practices, if properly presented

at the meeting.

2. Ratification of the appointment of Ernst &

Young LLP as Alphabet's independent

registered public accounting firm for the fiscal

year ending December 31, 2019.

For ForMgmt3. The amendment and restatement of

Alphabet's 2012 Stock Plan to increase the

share reserve by 3,000,000 shares of Class C

capital stock.

For ForMgmt

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For ForMgmt3. To approve amendments to Broadcom's

Second Amended and Restated Employee

Share Purchase Plan.

For ForMgmt1h. Election of Director: Mr. Harry L. You

For ForMgmt2. Ratification of the appointment of

Pricewaterhouse- Coopers LLP as

Broadcom's independent registered public

accounting firm for the fiscal year ending

November 3, 2019.

For ForMgmt1f. Election of Director: Mr. Check Kian Low

For ForMgmt1g. Election of Director: Mr. Peter J. Marks

For ForMgmt1d. Election of Director: Ms. Diane M. Bryant

For ForMgmt1e. Election of Director: Ms. Gayla J. Delly

For ForMgmt1b. Election of Director: Dr. Henry Samueli

For ForMgmt1c. Election of Director: Mr. Eddy W. Hartenstein

Agenda Number: 934928598

For ForMgmt1a. Election of Director: Mr. Hock E. Tan

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

BROADCOM INC

Security: 11135F101

Ticker: AVGO

ISIN: US11135F1012

Meeting Type: Annual

4/1/2019

For ForMgmt3. Approval of the 2018 Omnibus Award Plan.

For ForMgmt4. Ratification of the Appointment of Auditors.

For ForMgmt1l. Election of Director: Sandra S. Wijnberg

For ForMgmt2. Advisory Vote on Executive Compensation.

For ForMgmt1j. Election of Director: William J. Ready

For ForMgmt1k. Election of Director: Carlos A. Rodriguez

For ForMgmt1h. Election of Director: Thomas J. Lynch

For ForMgmt1i. Election of Director: Scott F. Powers

For ForMgmt1f. Election of Director: R. Glenn Hubbard

For ForMgmt1g. Election of Director: John P. Jones

For ForMgmt1d. Election of Director: Linda R. Gooden

For ForMgmt1e. Election of Director: Michael P. Gregoire

For ForMgmt1b. Election of Director: Richard T. Clark

For ForMgmt1c. Election of Director: Eric C. Fast

Agenda Number: 934879187

For ForMgmt1a. Election of Director: Peter Bisson

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

AUTOMATIC DATA PROCESSING, INC.

Security: 053015103

Ticker: ADP

ISIN: US0530151036

Meeting Type: Annual

11/6/2018

Against ForShr4. A shareholder proposal entitled "Shareholder

Proxy Access Amendments"

Against ForShr5. A shareholder proposal entitled "True

Diversity Board Policy"

For ForMgmt2. Ratification of the appointment of Ernst &

Young LLP as Apple's independent registered

public accounting firm for 2019

For ForMgmt3. Advisory vote to approve executive

compensation

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For ForMgmt1i. Election of director to serve until the 2020

annual meeting: Leo S. Mackay, Jr.

For ForMgmt1g. Election of director to serve until the 2020

annual meeting: Brian Humphries

For ForMgmt1h. Election of director to serve until the 2020

annual meeting: John E. Klein

For ForMgmt1e. Election of director to serve until the 2020

annual meeting: Francisco D'Souza

For ForMgmt1f. Election of director to serve until the 2020

annual meeting: John N. Fox, Jr.

For ForMgmt1c. Election of director to serve until the 2020

annual meeting: Jonathan Chadwick

For ForMgmt1d. Election of director to serve until the 2020

annual meeting: John M. Dineen

For ForMgmt1a. Election of director to serve until the 2020

annual meeting: Zein Abdalla

For ForMgmt1b. Election of director to serve until the 2020

annual meeting: Maureen Breakiron-Evans

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934997214

Ticker: CTSH

ISIN: US1924461023

Meeting Type: Annual

6/4/2019Meeting Date:

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Security: 192446102

Against ForShr6. Approval to have Cisco's Board adopt a

proposal relating to executive compensation

metrics.

For ForMgmt4. Ratification of PricewaterhouseCoopers LLP

as Cisco's independent registered public

accounting firm for fiscal 2019.

Against ForShr5. Approval to have Cisco's Board adopt a policy

to have an independent Board chairman.

For ForMgmt2. Approval of amendment and restatement of

the Employee Stock Purchase Plan.

For ForMgmt3. Approval, on an advisory basis, of executive

compensation.

For ForMgmt1h. Election of Director: Brenton L. Saunders

For ForMgmt1i. Election of Director: Steven M. West

For ForMgmt1f. Election of Director: Charles H. Robbins

For ForMgmt1g. Election of Director: Arun Sarin

For ForMgmt1d. Election of Director: Dr. Kristina M. Johnson

For ForMgmt1e. Election of Director: Roderick C. McGeary

For ForMgmt1b. Election of Director: Michael D. Capellas

For ForMgmt1c. Election of Director: Mark Garrett

Agenda Number: 934891614

For ForMgmt1a. Election of Director: M. Michele Burns

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

CISCO SYSTEMS, INC.

Security: 17275R102

Ticker: CSCO

ISIN: US17275R1023

Meeting Type: Annual

12/12/2018

For ForMgmt4. Non-binding, advisory vote to approve

compensation of Broadcom's named

executive officers.

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Against ForShr8. A stockholder proposal regarding true

diversity board policy.

Against ForShr9. A stockholder proposal regarding a content

governance report.

Against ForShr6. A stockholder proposal regarding an

independent chair.

Against ForShr7. A stockholder proposal regarding majority

voting for directors.

3 Years ForMgmt4. To vote, on a non-binding advisory basis,

whether a non-binding advisory vote on the

compensation program for Facebook, Inc.'s

named executive officers should be held

every one, two or three years.

Against ForShr5. A stockholder proposal regarding change in

stockholder voting.

2. To ratify the appointment of Ernst & Young

LLP as Facebook, Inc.'s independent

registered public accounting firm for the fiscal

year ending December 31, 2019.

For ForMgmt3. To approve, on a non-binding advisory basis,

the compensation program for Facebook,

Inc.'s named executive officers as disclosed

in Facebook, Inc.'s proxy statement.

8 Mark Zuckerberg For ForMgmt

For ForMgmt

6 Peter A. Thiel For ForMgmt

7 Jeffrey D. Zients For ForMgmt

4 S. D. Desmond-Hellmann For ForMgmt

5 Sheryl K. Sandberg For ForMgmt

2 Marc L. Andreessen For ForMgmt

3 Kenneth I. Chenault For ForMgmt

1. DIRECTOR

1 Peggy Alford For ForMgmt

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934995082

Ticker: FB

ISIN: US30303M1027

Meeting Type: Annual

5/30/2019Meeting Date:

FACEBOOK, INC.

Security: 30303M102

Against ForShr5. Shareholder proposal requesting that the

board of directors adopt a policy and amend

the company's governing documents to

require that the chairman of the board be an

independent director.

For ForMgmt3. Ratify the appointment of

PricewaterhouseCoopers LLP as the

company's independent registered public

accounting firm for the year ending December

31, 2019.

Against ForShr4. Shareholder proposal requesting that the

company provide a report disclosing its

political spending and related company

policies.

For ForMgmt1k. Election of director to serve until the 2020

annual meeting: Joseph M. Velli

For ForMgmt2. Approve, on an advisory (non-binding) basis,

the compensation of the company's named

executive officers.

For ForMgmt1j. Election of director to serve until the 2020

annual meeting: Michael Patsalos-Fox

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For ForMgmt1d. Election of Director for a Term of One Year: M.

Howard

For ForMgmt1b. Election of Director for a Term of One Year: D.

N. Farr

For ForMgmt1c. Election of Director for a Term of One Year: A.

Gorsky

Agenda Number: 934941849

For ForMgmt1a. Election of Director for a Term of One Year: M.

L. Eskew

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

INTERNATIONAL BUSINESS MACHINES CORP.

Security: 459200101

Ticker: IBM

ISIN: US4592001014

Meeting Type: Annual

4/30/2019

Against ForShr6. Stockholder proposal requesting a report on

the risks associated with emerging public

policies addressing the gender pay gap, if

properly presented

Against ForShr7. Stockholder proposal requesting an annual

advisory vote on political contributions, if

properly presented

For ForMgmt4. Approval of amendment and restatement of

the 2006 Equity Incentive Plan

Against ForShr5. Stockholder proposal on whether to allow

stockholders to act by written consent, if

properly presented

For ForMgmt2. Ratification of selection of Ernst & Young LLP

as our independent registered public

accounting firm for 2019

For ForMgmt3. Advisory vote to approve executive

compensation of our listed officers

For ForMgmt1i. Election of Director: Andrew Wilson

For ForMgmt1j. Election of Director: Frank D. Yeary

For ForMgmt1g. Election of Director: Gregory D. Smith

For ForMgmt1h. Election of Director: Robert ("Bob") H. Swan

For ForMgmt1e. Election of Director: Risa Lavizzo-Mourey

For ForMgmt1f. Election of Director: Tsu-Jae King Liu

For ForMgmt1c. Election of Director: Reed E. Hundt

For ForMgmt1d. Election of Director: Omar Ishrak

For ForMgmt1a. Election of Director: Aneel Bhusri

For ForMgmt1b. Election of Director: Andy D. Bryant

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934963679

Ticker: INTC

ISIN: US4581401001

Meeting Type: Annual

5/16/2019Meeting Date:

INTEL CORPORATION

Security: 458140100

Against ForShr12. A stockholder proposal regarding strategic

alternatives.

Against ForShr10. A stockholder proposal regarding median

gender pay gap.

Against ForShr11. A stockholder proposal regarding workforce

diversity.

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Agenda Number: 934884544

Meeting Date:

MICROSOFT CORPORATION

Security: 594918104

Ticker: MSFT

ISIN: US5949181045

Meeting Type: Annual

11/28/2018

For ForMgmt2. Advisory vote to approve Intuit Inc.'s

executive compensation (say-on-pay)

For ForMgmt3. Ratification of the selection of Ernst & Young

LLP as our independent registered public

accounting firm for the fiscal year ending July

31, 2019

For ForMgmt1j. Election of Director: Raul Vazquez

For ForMgmt1k. Election of Director: Jeff Weiner

For ForMgmt1h. Election of Director: Brad D. Smith

For ForMgmt1i. Election of Director: Thomas Szkutak

For ForMgmt1f. Election of Director: Suzanne Nora Johnson

For ForMgmt1g. Election of Director: Dennis D. Powell

For ForMgmt1d. Election of Director: Sasan Goodarzi

For ForMgmt1e. Election of Director: Deborah Liu

For ForMgmt1b. Election of Director: Scott D. Cook

For ForMgmt1c. Election of Director: Richard L. Dalzell

Agenda Number: 934908471

For ForMgmt1a. Election of Director: Eve Burton

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

INTUIT INC.

Security: 461202103

Ticker: INTU

ISIN: US4612021034

Meeting Type: Annual

1/17/2019

Against ForShr5. Stockholder Proposal on the Right to Act by

Written Consent.

Against ForShr6. Stockholder Proposal to Have an

Independent Board Chairman

For ForMgmt3. Advisory Vote on Executive Compensation.

For ForMgmt4. Approval of Long-Term Incentive Performance

Terms for Certain Executives for Awards

Eligible for Transitional Relief Pursuant to

Section 162(m) of the Internal Revenue Code

For ForMgmt1l. Election of Director for a Term of One Year: F.

H. Waddell

For ForMgmt2. Ratification of Appointment of Independent

Registered Public Accounting Firm.

For ForMgmt1j. Election of Director for a Term of One Year: S.

Taurel

For ForMgmt1k. Election of Director for a Term of One Year: P.

R. Voser

For ForMgmt1h. Election of Director for a Term of One Year: V.

M. Rometty

For ForMgmt1i. Election of Director for a Term of One Year: J.

R. Swedish

For ForMgmt1f. Election of Director for a Term of One Year: A.

N. Liveris

For ForMgmt1g. Election of Director for a Term of One Year: M.

E. Pollack

For ForMgmt1e. Election of Director for a Term of One Year: S.

A. Jackson

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Agenda Number: 934879656

Ticker: ORCL

ISIN: US68389X1054

Meeting Type: Annual

11/14/2018Meeting Date:

ORACLE CORPORATION

Security: 68389X105

For ForMgmt4. Approval of an amendment and restatement

of our Certificate of Incorporation to eliminate

supermajority voting to remove a director

without cause.

For ForMgmt2. Approval of our executive compensation.

For ForMgmt3. Ratification of the selection of

PricewaterhouseCoopers LLP as our

independent registered public accounting firm

for fiscal year 2020.

For ForMgmt1k. Election of Director: A. Brooke Seawell

For ForMgmt1l. Election of Director: Mark A. Stevens

For ForMgmt1i. Election of Director: Stephen C. Neal

For ForMgmt1j. Election of Director: Mark L. Perry

For ForMgmt1g. Election of Director: Harvey C. Jones

For ForMgmt1h. Election of Director: Michael G. McCaffery

For ForMgmt1e. Election of Director: Jen-Hsun Huang

For ForMgmt1f. Election of Director: Dawn Hudson

For ForMgmt1c. Election of Director: Persis S. Drell

For ForMgmt1d. Election of Director: James C. Gaither

For ForMgmt1a Election of Director: Robert K. Burgess

For ForMgmt1b. Election of Director: Tench Coxe

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934982807

Ticker: NVDA

ISIN: US67066G1040

Meeting Type: Annual

5/22/2019Meeting Date:

NVIDIA CORPORATION

Security: 67066G104

For ForMgmt3. Ratification of Deloitte & Touche LLP as our

independent auditor for fiscal year 2019

For ForMgmt1n. Election of Director: Padmasree Warrior

For ForMgmt2. Advisory vote to approve named executive

officer compensation

For ForMgmt1l. Election of Director: John W. Stanton

For ForMgmt1m. Election of Director: John W. Thompson

For ForMgmt1j. Election of Director: Charles W. Scharf

For ForMgmt1k. Election of Director: Arne M. Sorenson

For ForMgmt1h. Election of Director: Sandra E. Peterson

For ForMgmt1i. Election of Director: Penny S. Pritzker

For ForMgmt1f. Election of Director: Charles H. Noski

For ForMgmt1g. Election of Director: Helmut Panke

For ForMgmt1d. Election of Director: Teri L. List-Stoll

For ForMgmt1e. Election of Director: Satya Nadella

For ForMgmt1b. Election of Director: Reid G. Hoffman

For ForMgmt1c. Election of Director: Hugh F. Johnston

For ForMgmt1a. Election of Director: William H. Gates lll

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

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RED HAT, INC.

For ForMgmt3. To approve, on an advisory basis, our

executive compensation.

For ForMgmt1l. Election of Director: Anthony J. Vinciquerra

For ForMgmt2. To ratify the selection of

PricewaterhouseCoopers LLP as our

independent public accountants for our fiscal

year ending September 29, 2019.

For ForMgmt1j. Election of Director: Irene B. Rosenfeld

For ForMgmt1k. Election of Director: Neil Smit

For ForMgmt1h. Election of Director: Clark T. Randt, Jr.

For ForMgmt1i. Election of Director: Francisco Ros

For ForMgmt1f. Election of Director: Mark D. McLaughlin

For ForMgmt1g. Election of Director: Steve Mollenkopf

For ForMgmt1d. Election of Director: Ann M. Livermore

For ForMgmt1e. Election of Director: Harish Manwani

For ForMgmt1b. Election of Director: Mark Fields

For ForMgmt1c. Election of Director: Jeffrey W. Henderson

Agenda Number: 934921568

For ForMgmt1a. Election of Director: Barbara T. Alexander

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

QUALCOMM INCORPORATED

Security: 747525103

Ticker: QCOM

ISIN: US7475251036

Meeting Type: Annual

3/12/2019

Against ForShr6. Stockholder Proposal Regarding Lobbying

Report.

Against ForShr7. Stockholder Proposal Regarding Independent

Board Chair.

Against ForShr4. Stockholder Proposal Regarding Pay Equity

Report.

Against ForShr5. Stockholder Proposal Regarding Political

Contributions Report.

2. Advisory Vote to Approve the Compensation

of the Named Executive Officers.

For ForMgmt3. Ratification of the Selection of Ernst & Young

LLP as Independent Registered Public

Accounting Firm for Fiscal Year 2019.

14 Naomi O. Seligman For ForMgmt

For ForMgmt

12 Leon E. Panetta For ForMgmt

13 William G. Parrett For ForMgmt

10 Renee J. James For ForMgmt

11 Charles W. Moorman IV For ForMgmt

8 Jeffrey O. Henley For ForMgmt

9 Mark V. Hurd For ForMgmt

6 Lawrence J. Ellison For ForMgmt

7 Hector Garcia-Molina For ForMgmt

4 Bruce R. Chizen For ForMgmt

5 George H. Conrades For ForMgmt

2 Michael J. Boskin For ForMgmt

3 Safra A. Catz For ForMgmt

1. DIRECTOR

1 Jeffrey S. Berg For ForMgmt

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

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Agenda Number: 935003878

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

SALESFORCE.COM, INC.

Security: 79466L302

Ticker: CRM

ISIN: US79466L3024

Meeting Type: Annual

6/6/2019

For ForMgmt2. To approve, by means of a non-binding,

advisory vote, compensation that will or may

become payable to the named executive

officers of Red Hat, Inc. in connection with the

merger.

For ForMgmt3. To approve one or more adjournments of the

special meeting to a later date or dates, if

necessary or appropriate, to solicit additional

proxies if there are insufficient votes to adopt

the merger agreement at the then-scheduled

date and time of the special meeting.

Agenda Number: 934914222

For ForMgmt1. To adopt the Agreement and Plan of Merger

(as it may be amended from time to time),

dated as of October 28, 2018, which we refer

to as the merger agreement, by and among

Red Hat, Inc., International Business

Machines Corporation and Socrates

Acquisition Corp.

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

RED HAT, INC.

Security: 756577102

Ticker: RHT

ISIN: US7565771026

Meeting Type: Special

1/16/2019

For ForMgmt2. To approve, on an advisory basis, a resolution

relating to Red Hat's executive compensation

For ForMgmt3. To ratify the selection of

PricewaterhouseCoopers LLP as Red Hat's

independent registered public accounting firm

for the fiscal year ending February 28, 2019

For ForMgmt1.7 Election of Director: James M. Whitehurst

For ForMgmt1.8 Election of Director: Alfred W. Zollar

For ForMgmt1.5 Election of Director: Kimberly L. Hammonds

For ForMgmt1.6 Election of Director: William S. Kaiser

For ForMgmt1.3 Election of Director: Charlene T. Begley

For ForMgmt1.4 Election of Director: Narendra K. Gupta

For ForMgmt1.1 Election of Director: Sohaib Abbasi

For ForMgmt1.2 Election of Director: W. Steve Albrecht

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934851076

Ticker: RHT

ISIN: US7565771026

Meeting Type: Annual

8/9/2018Meeting Date:

Security: 756577102

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VISA INC.

For ForMgmt3. Board proposal to ratify the appointment of

Ernst & Young LLP as the Company's

independent registered public accounting firm

for 2019.

For ForMgmt1j. Election of Director: R. K. Templeton

For ForMgmt2. Board proposal regarding advisory approval

of the Company's executive compensation.

For ForMgmt1h. Election of Director: P. H. Patsley

For ForMgmt1i. Election of Director: R. E. Sanchez

For ForMgmt1f. Election of Director: J. M. Hobby

For ForMgmt1g. Election of Director: R. Kirk

For ForMgmt1d. Election of Director: C. S. Cox

For ForMgmt1e. Election of Director: M. S. Craighead

For ForMgmt1b. Election of Director: T. M. Bluedorn

For ForMgmt1c. Election of Director: J. F. Clark

Agenda Number: 934940328

For ForMgmt1a. Election of Director: M. A. Blinn

Meeting Date:

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

TEXAS INSTRUMENTS INCORPORATED

Security: 882508104

Ticker: TXN

ISIN: US8825081040

Meeting Type: Annual

4/25/2019

For ForMgmt5. An advisory vote to approve the fiscal 2019

compensation of our named executive

officers.

Against ForShr6. A stockholder proposal regarding a "true

diversity" board policy.

For ForMgmt3. Amendment and restatement of our 2013

Equity Incentive Plan to, among other things,

increase the number of shares authorized for

issuance by 35.5 million shares.

For ForMgmt4. Ratification of the appointment of Ernst &

Young LLP as our independent registered

public accounting firm for the fiscal year

ending January 31, 2020.

For ForMgmt2a. Amendment and restatement of our

Certificate of Incorporation to remove

supermajority voting provisions relating to:

Amendments to the Certificate of

Incorporation and Bylaws.

For ForMgmt2b. Amendment and restatement of our

Certificate of Incorporation to remove

supermajority voting provisions relating to:

Removal of directors.

For ForMgmt1l. Election of Director: Maynard Webb

For ForMgmt1m. Election of Director: Susan Wojcicki

For ForMgmt1j. Election of Director: Bernard Tyson

For ForMgmt1k. Election of Director: Robin Washington

For ForMgmt1h. Election of Director: Sanford Robertson

For ForMgmt1i. Election of Director: John V. Roos

For ForMgmt1f. Election of Director: Neelie Kroes

For ForMgmt1g. Election of Director: Colin Powell

For ForMgmt1d. Election of Director: Craig Conway

For ForMgmt1e. Election of Director: Alan Hassenfeld

For ForMgmt1b. Election of Director: Keith Block

For ForMgmt1c. Election of Director: Parker Harris

For ForMgmt1a. Election of Director: Marc Benioff

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For ForMgmt2. Advisory vote to approve executive

compensation.

For ForMgmt3. Ratification of the appointment of KPMG LLP

as our independent registered public

accounting firm for the 2019 fiscal year.

For ForMgmt1i. Election of Director: John A. C. Swainson

For ForMgmt1j. Election of Director: Maynard G. Webb, Jr.

For ForMgmt1g. Election of Director: Denise M. Morrison

For ForMgmt1h. Election of Director: Suzanne Nora Johnson

For ForMgmt1e. Election of Director: John F. Lundgren

For ForMgmt1f. Election of Director: Robert W. Matschullat

For ForMgmt1c. Election of Director: Francisco Javier

Fernandez-Carbajal

For ForMgmt1d. Election of Director: Alfred F. Kelly, Jr.

For ForMgmt1a. Election of Director: Lloyd A. Carney

For ForMgmt1b. Election of Director: Mary B. Cranston

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934911074

Ticker: V

ISIN: US92826C8394

Meeting Type: Annual

1/29/2019Meeting Date:

Security: 92826C839