Harvest Brand Leaders Plus Income ETF HBF HBF · 1h. Election of Director: Lew W. (Jay) Jacobs, IV...
Transcript of Harvest Brand Leaders Plus Income ETF HBF HBF · 1h. Election of Director: Lew W. (Jay) Jacobs, IV...
HBF HBF.U Harvest Brand Leaders Plus Income ETF Meeting Date Range: 01-Jul-2018 - 30-Jun-2019
ACCENTURE PLC
Security: G1151C101
Ticker: ACN
ISIN: IE00B4BNMY34
Meeting Type: Annual
2/1/2019Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1c. Re-Appointment of Director: Marjorie Magner
Agenda Number: 934912634
Proxy Voting Report
For ForMgmt1a. Re-Appointment of Director: Jaime Ardila
1e. Re-Appointment of Director: Pierre Nanterme
For ForMgmt1b. Re-Appointment of Director: Herbert Hainer
For ForMgmt
1g. Re-Appointment of Director: Paula A. Price
For ForMgmt1d. Re-Appointment of Director: Nancy McKinstry
For ForMgmt
1i. Re-Appointment of Director: Arun Sarin
For ForMgmt1f. Re-Appointment of Director: Gilles C.
Pelisson
For ForMgmt
1k. Re-Appointment of Director: Tracey T. Travis
For ForMgmt1h. Re-Appointment of Director: Venkata (Murthy)
Renduchintala
For ForMgmt
3. To ratify, in a non-binding vote, the
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
For ForMgmt1j. Re-Appointment of Director: Frank K. Tang
For ForMgmt
5. To grant the Board of Directors the authority
to opt-out of pre-emption rights under Irish
law.
For ForMgmt2. To approve, in a non-binding vote, the
compensation of our named executive
officers.
For ForMgmt
For ForMgmt4. To grant the Board of Directors the authority
to issue shares under Irish law.
For ForMgmt
Security: 02079K305
For ForMgmt6. To determine the price range at which
Accenture can re-allot shares that it acquires
as treasury shares under Irish law.
US02079K3059
Meeting Type: Annual
6/19/2019Meeting Date:
ALPHABET INC.
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 935018956
Ticker: GOOG
ISIN:
1. DIRECTOR
1 Larry Page For ForMgmt
2 Sergey Brin For ForMgmt
3 John L. Hennessy For ForMgmt
4 L. John Doerr For ForMgmt
5 Roger W. Ferguson, Jr. For ForMgmt
6 Ann Mather For ForMgmt
7 Alan R. Mulally For ForMgmt
8 Sundar Pichai For ForMgmt
9 K. Ram Shriram For ForMgmt
10 Robin L. Washington For ForMgmt
For ForMgmt
5. A stockholder proposal regarding inequitable
employment practices, if properly presented
at the meeting.
2. Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the fiscal
year ending December 31, 2019.
For ForMgmt3. The amendment and restatement of
Alphabet's 2012 Stock Plan to increase the
share reserve by 3,000,000 shares of Class C
capital stock.
7. A stockholder proposal regarding a report on
sexual harassment risk management, if
properly presented at the meeting.
Against ForShr4. A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting.
Against ForShr
9. A stockholder proposal regarding a report on
gender pay, if properly presented at the
meeting.
Against ForShr6. A stockholder proposal regarding the
establishment of a societal risk oversight
committee, if properly presented at the
meeting.
Against ForShr
11. A stockholder proposal regarding the
nomination of an employee representative
director, if properly presented at the meeting.
Against ForShr8. A stockholder proposal regarding majority
vote for the election of directors, if properly
presented at the meeting.
Against ForShr
13. A stockholder proposal regarding a
sustainability metrics report, if properly
presented at the meeting.
Against ForShr10. A stockholder proposal regarding strategic
alternatives, if properly presented at the
meeting.
Against ForShr
15. A stockholder proposal regarding a clawback
policy, if properly presented at the meeting.
Against ForShr12. A stockholder proposal regarding simple
majority vote, if properly presented at the
meeting.
Against ForShr
Against ForShr14. A stockholder proposal regarding Google
Search in China, if properly presented at the
meeting.
Against ForShr
Security: 037833100
Against ForShr16. A stockholder proposal regarding a report on
content governance, if properly presented at
the meeting.
US0378331005
Meeting Type: Annual
3/1/2019Meeting Date:
APPLE INC.
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934919359
Ticker: AAPL
ISIN:
For ForMgmt1a. Election of director: James Bell
For ForMgmt1b. Election of director: Tim Cook
For ForMgmt1c. Election of director: Al Gore
For ForMgmt1d. Election of director: Bob Iger
For ForMgmt1e. Election of director: Andrea Jung
For ForMgmt1f. Election of director: Art Levinson
For ForMgmt1g. Election of director: Ron Sugar
For ForMgmt1h. Election of director: Sue Wagner
For ForMgmt2. Ratification of the appointment of Ernst &
Young LLP as Apple's independent registered
public accounting firm for 2019
For ForMgmt3. Advisory vote to approve executive
compensation
Against ForShr4. A shareholder proposal entitled "Shareholder
Proxy Access Amendments"
Against ForShr5. A shareholder proposal entitled "True
Diversity Board Policy"
CATERPILLAR INC.
Security: 149123101
Ticker: CAT
ISIN: US1491231015
Meeting Type: Annual
6/12/2019Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1c. Election of Director: Daniel M. Dickinson
Agenda Number: 935008943
For ForMgmt1a. Election of Director: Kelly A. Ayotte
1e. Election of Director: Dennis A. Muilenburg
For ForMgmt1b. Election of Director: David L. Calhoun
For ForMgmt
1g. Election of Director: Debra L. Reed-Klages
For ForMgmt1d. Election of Director: Juan Gallardo
For ForMgmt
1i. Election of Director: Susan C. Schwab
For ForMgmt1f. Election of Director: William A. Osborn
For ForMgmt
1k. Election of Director: Miles D. White
For ForMgmt1h. Election of Director: Edward B. Rust, Jr.
For ForMgmt
2. Ratify the appointment of independent
registered public accounting firm for 2019.
For ForMgmt1j. Election of Director: D. James Umpleby III
For ForMgmt
4. Shareholder Proposal - Amend proxy access
to remove resubmission threshold.
For ForMgmt1l. Election of Director: Rayford Wilkins, Jr.
For ForMgmt
For ForMgmt3. Advisory vote to approve executive
compensation.
Against ForShr
Security: 17275R102
Against ForShr5. Shareholder Proposal - Report on activities in
conflict-affected areas.
US17275R1023
Meeting Type: Annual
12/12/2018Meeting Date:
CISCO SYSTEMS, INC.
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934891614
Ticker: CSCO
ISIN:
For ForMgmt1a. Election of Director: M. Michele Burns
For ForMgmt1b. Election of Director: Michael D. Capellas
For ForMgmt1c. Election of Director: Mark Garrett
For ForMgmt1d. Election of Director: Dr. Kristina M. Johnson
For ForMgmt1e. Election of Director: Roderick C. McGeary
For ForMgmt1f. Election of Director: Charles H. Robbins
For ForMgmt1g. Election of Director: Arun Sarin
For ForMgmt1h. Election of Director: Brenton L. Saunders
For ForMgmt1i. Election of Director: Steven M. West
For ForMgmt2. Approval of amendment and restatement of
the Employee Stock Purchase Plan.
For ForMgmt3. Approval, on an advisory basis, of executive
compensation.
For ForMgmt4. Ratification of PricewaterhouseCoopers LLP
as Cisco's independent registered public
accounting firm for fiscal 2019.
Against ForShr5. Approval to have Cisco's Board adopt a policy
to have an independent Board chairman.
Against ForShr6. Approval to have Cisco's Board adopt a
proposal relating to executive compensation
metrics.
CITIGROUP INC.
Security: 172967424
Ticker: C
ISIN: US1729674242
Meeting Type: Annual
4/16/2019Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1c. Election of Director: Barbara J. Desoer
Agenda Number: 934935808
For ForMgmt1a. Election of Director: Michael L. Corbat
1e. Election of Director: Duncan P. Hennes
For ForMgmt1b. Election of Director: Ellen M. Costello
For ForMgmt
1g. Election of Director: S. Leslie Ireland
For ForMgmt1d. Election of Director: John C. Dugan
For ForMgmt
1i. Election of Director: Renee J. James
For ForMgmt1f. Election of Director: Peter B. Henry
For ForMgmt
1k. Election of Director: Gary M. Reiner
For ForMgmt1h. Election of Director: Lew W. (Jay) Jacobs, IV
For ForMgmt
1m. Election of Director: James S. Turley
For ForMgmt1j. Election of Director: Eugene M. McQuade
For ForMgmt
1o. Election of Director: Ernesto Zedillo Ponce de
Leon
For ForMgmt1l. Election of Director: Diana L. Taylor
For ForMgmt
3. Advisory vote to approve Citi's 2018 executive
compensation.
For ForMgmt1n. Election of Director: Deborah C. Wright
For ForMgmt
5. Shareholder proposal requesting Shareholder
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
For ForMgmt2. Proposal to ratify the selection of KPMG LLP
as Citi's independent registered public
accounting firm for 2019.
For ForMgmt
7. Shareholder proposal requesting that the
Board amend Citi's bylaws to give holders in
the aggregate of 15% of Citi's outstanding
common stock the power to call a special
meeting.
For ForMgmt4. Approval of the Citigroup 2019 Stock
Incentive Plan.
Against ForShr
Against ForShr6. Shareholder proposal requesting that the
Board adopt a policy prohibiting the vesting of
equity-based awards for senior executives
due to a voluntary resignation to enter
government service.
Against ForShr
US4581401001
Meeting Type: Annual
5/16/2019
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
INTEL CORPORATION
Security: 458140100
Ticker: INTC
ISIN:
Agenda Number: 934963679
For ForMgmt1a. Election of Director: Aneel Bhusri
Meeting Date:
Prop. #
For ForMgmt1b. Election of Director: Andy D. Bryant
For ForMgmt1c. Election of Director: Reed E. Hundt
For ForMgmt1d. Election of Director: Omar Ishrak
For ForMgmt1e. Election of Director: Risa Lavizzo-Mourey
For ForMgmt1f. Election of Director: Tsu-Jae King Liu
For ForMgmt1g. Election of Director: Gregory D. Smith
For ForMgmt1h. Election of Director: Robert ("Bob") H. Swan
For ForMgmt1i. Election of Director: Andrew Wilson
For ForMgmt1j. Election of Director: Frank D. Yeary
For ForMgmt2. Ratification of selection of Ernst & Young LLP
as our independent registered public
accounting firm for 2019
For ForMgmt3. Advisory vote to approve executive
compensation of our listed officers
For ForMgmt4. Approval of amendment and restatement of
the 2006 Equity Incentive Plan
Against ForShr5. Stockholder proposal on whether to allow
stockholders to act by written consent, if
properly presented
Against ForShr6. Stockholder proposal requesting a report on
the risks associated with emerging public
policies addressing the gender pay gap, if
properly presented
Against ForShr7. Stockholder proposal requesting an annual
advisory vote on political contributions, if
properly presented
JOHNSON & JOHNSON
Security: 478160104 Agenda Number: 934938638
Ticker: JNJ
ISIN: US4781601046
Meeting Type: Annual
4/25/2019Meeting Date:
1b. Election of Director: D. Scott Davis
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1d. Election of Director: Jennifer A. Doudna
For ForMgmt1a. Election of Director: Mary C. Beckerle
For ForMgmt
1f. Election of Director: Marillyn A. Hewson
For ForMgmt1c. Election of Director: Ian E. L. Davis
For ForMgmt
1h. Election of Director: Anne M. Mulcahy
For ForMgmt1e. Election of Director: Alex Gorsky
For ForMgmt
1j. Election of Director: Charles Prince
For ForMgmt1g. Election of Director: Mark B. McClellan
For ForMgmt
1l. Election of Director: Ronald A. Williams
For ForMgmt1i. Election of Director: William D. Perez
For ForMgmt
For ForMgmt1k. Election of Director: A. Eugene Washington
For ForMgmt
For ForMgmt2. Advisory Vote to Approve Named Executive
Officer Compensation.
3. Ratification of Appointment of
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2019.
5. Shareholder Proposal - Executive
Compensation and Drug Pricing Risks.
For ForMgmt
Against ForShr4. Shareholder Proposal - Clawback Disclosure
Against ForShr
US46625H1005
Meeting Type: Annual
5/21/2019
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
JPMORGAN CHASE & CO.
Security: 46625H100
Ticker: JPM
ISIN:
Agenda Number: 934979088
For ForMgmt1a. Election of Director: Linda B. Bammann
Meeting Date:
Prop. #
For ForMgmt1b. Election of Director: James A. Bell
For ForMgmt1c. Election of Director: Stephen B. Burke
For ForMgmt1d. Election of Director: Todd A. Combs
For ForMgmt1e. Election of Director: James S. Crown
For ForMgmt1f. Election of Director: James Dimon
For ForMgmt1g. Election of Director: Timothy P. Flynn
For ForMgmt1h. Election of Director: Mellody Hobson
For ForMgmt1i. Election of Director: Laban P. Jackson, Jr.
For ForMgmt1j. Election of Director: Michael A. Neal
For ForMgmt1k. Election of Director: Lee R. Raymond
For ForMgmt2. Advisory resolution to approve executive
compensation
For ForMgmt3. Ratification of independent registered public
accounting firm
Against ForShr4. Gender pay equity report
Against ForShr5. Enhance shareholder proxy access
Against ForShr6. Cumulative voting
KIMBERLY-CLARK CORPORATION
Security: 494368103 Agenda Number: 934939298
Ticker: KMB
ISIN: US4943681035
Meeting Type: Annual
5/2/2019Meeting Date:
1b. Election of Director: Robert W. Decherd
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1d. Election of Director: Fabian T. Garcia
For ForMgmt1a. Election of Director: Abelardo E. Bru
For ForMgmt
1f. Election of Director: Mae C. Jemison, M.D.
For ForMgmt1c. Election of Director: Thomas J. Falk
For ForMgmt
1h. Election of Director: S. Todd Maclin
For ForMgmt1e. Election of Director: Michael D. Hsu
For ForMgmt
1j. Election of Director: Christa S. Quarles
For ForMgmt1g. Election of Director: Nancy J. Karch
For ForMgmt
1l. Election of Director: Marc J. Shapiro
For ForMgmt1i. Election of Director: Sherilyn S. McCoy
For ForMgmt
1n. Election of Director: Michael D. White
For ForMgmt1k. Election of Director: Ian C. Read
For ForMgmt
For ForMgmt1m. Election of Director: Dunia A. Shive
For ForMgmt
For ForMgmt2. Ratification of Auditor
3. Advisory Vote to Approve Named Executive
Officer Compensation
For ForMgmt
US5801351017
Meeting Type: Annual
5/23/2019
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
MCDONALD'S CORPORATION
Security: 580135101
Ticker: MCD
ISIN:
Agenda Number: 934980473
For ForMgmt1a. Election of Director: Lloyd Dean
Meeting Date:
Prop. #
For ForMgmt1b. Election of Director: Stephen Easterbrook
For ForMgmt1c. Election of Director: Robert Eckert
For ForMgmt1d. Election of Director: Margaret Georgiadis
For ForMgmt1e. Election of Director: Enrique Hernandez, Jr.
For ForMgmt1f. Election of Director: Richard Lenny
For ForMgmt1g. Election of Director: John Mulligan
For ForMgmt1h. Election of Director: Sheila Penrose
For ForMgmt1i. Election of Director: John Rogers, Jr.
For ForMgmt1j. Election of Director: Paul Walsh
For ForMgmt1k. Election of Director: Miles White
For ForMgmt2. Advisory vote to approve executive
compensation.
For ForMgmt3. Advisory vote to approve the appointment of
Ernst & Young LLP as independent auditor for
2019.
For ForMgmt4. Vote to approve an amendment to the
Company's Certificate of Incorporation to
lower the authorized range of the number of
Directors on the Board to 7 to 15 Directors.
Against ForShr5. Advisory vote on a shareholder proposal
requesting the ability for shareholders to act
by written consent, if properly presented.
MICROSOFT CORPORATION
Security: 594918104
Ticker: MSFT
ISIN: US5949181045
Meeting Type: Annual
11/28/2018Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1c. Election of Director: Hugh F. Johnston
Agenda Number: 934884544
For ForMgmt1a. Election of Director: William H. Gates lll
1e. Election of Director: Satya Nadella
For ForMgmt1b. Election of Director: Reid G. Hoffman
For ForMgmt
1g. Election of Director: Helmut Panke
For ForMgmt1d. Election of Director: Teri L. List-Stoll
For ForMgmt
1i. Election of Director: Penny S. Pritzker
For ForMgmt1f. Election of Director: Charles H. Noski
For ForMgmt
1k. Election of Director: Arne M. Sorenson
For ForMgmt1h. Election of Director: Sandra E. Peterson
For ForMgmt
1m. Election of Director: John W. Thompson
For ForMgmt1j. Election of Director: Charles W. Scharf
For ForMgmt
2. Advisory vote to approve named executive
officer compensation
For ForMgmt1l. Election of Director: John W. Stanton
For ForMgmt
For ForMgmt1n. Election of Director: Padmasree Warrior
For ForMgmt
Security: 617446448
For ForMgmt3. Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2019
US6174464486
Meeting Type: Annual
5/23/2019Meeting Date:
MORGAN STANLEY
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934980423
Ticker: MS
ISIN:
For ForMgmt1a. Election of Director: Elizabeth Corley
For ForMgmt1b. Election of Director: Alistair Darling
For ForMgmt1c. Election of Director: Thomas H. Glocer
For ForMgmt1d. Election of Director: James P. Gorman
For ForMgmt1e. Election of Director: Robert H. Herz
For ForMgmt1f. Election of Director: Nobuyuki Hirano
For ForMgmt1g. Election of Director: Jami Miscik
For ForMgmt1h. Election of Director: Dennis M. Nally
For ForMgmt1i. Election of Director: Takeshi Ogasawara
For ForMgmt1j. Election of Director: Hutham S. Olayan
For ForMgmt1k. Election of Director: Mary L. Schapiro
For ForMgmt1l. Election of Director: Perry M. Traquina
For ForMgmt1m. Election of Director: Rayford Wilkins, Jr.
For ForMgmt2. To ratify the appointment of Deloitte & Touche
LLP as independent auditor
For ForMgmt3. To approve the compensation of executives
as disclosed in the proxy statement (non-
binding advisory vote)
Against ForShr4. Shareholder proposal regarding an annual
report on lobbying expenses
NIKE, INC.
Security: 654106103
Ticker: NKE
ISIN: US6541061031
Meeting Type: Annual
9/20/2018Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934864237
1. DIRECTOR
1 Alan B. Graf, Jr. For ForMgmt
2 John C. Lechleiter For ForMgmt
3 Michelle A. Peluso For ForMgmt
For ForMgmt2. To approve executive compensation by an
advisory vote.
Against ForShr3. To consider a shareholder proposal regarding
political contributions disclosure.
For ForMgmt4. To ratify the appointment of
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
PEPSICO, INC.
Security: 713448108 Agenda Number: 934949112
Ticker: PEP
ISIN: US7134481081
Meeting Type: Annual
5/1/2019Meeting Date:
1b. Election of Director: Cesar Conde
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1d. Election of Director: Dina Dublon
For ForMgmt1a. Election of Director: Shona L. Brown
For ForMgmt
1f. Election of Director: Michelle Gass
For ForMgmt1c. Election of Director: Ian Cook
For ForMgmt
1h. Election of Director: Ramon Laguarta
For ForMgmt1e. Election of Director: Richard W. Fisher
For ForMgmt
1j. Election of Director: Robert C. Pohlad
For ForMgmt1g. Election of Director: William R. Johnson
For ForMgmt
1l. Election of Director: Darren Walker
For ForMgmt1i. Election of Director: David C. Page
For ForMgmt
2. Ratification of the appointment of KPMG LLP
as the Company's independent registered
public accounting firm for fiscal year 2019.
For ForMgmt1k. Election of Director: Daniel Vasella
For ForMgmt
4. Approve amendments to the Company's
Articles of Incorporation to eliminate
supermajority voting standards.
For ForMgmt1m. Election of Director: Alberto Weisser
For ForMgmt
6. Shareholder Proposal - Disclosure of
Pesticide Management Data.
For ForMgmt3. Advisory approval of the Company's
executive compensation.
For ForMgmt
Against ForShr5. Shareholder Proposal - Independent Board
Chairman.
Against ForShr
US7802592060
Meeting Type: Annual
5/21/2019
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
ROYAL DUTCH SHELL PLC
Security: 780259206
Ticker: RDSA
ISIN:
Agenda Number: 935000416
For ForMgmt1. Receipt of Annual Report & Accounts
Meeting Date:
Prop. #
For ForMgmt2. Approval of Directors' Remuneration Report
For ForMgmt3. Appointment of Neil Carson as a Director of
the Company
For ForMgmt4. Reappointment of Director: Ben van Beurden
For ForMgmt5. Reappointment of Director: Ann Godbehere
For ForMgmt6. Reappointment of Director: Euleen Goh
For ForMgmt7. Reappointment of Director: Charles O.
Holliday
For ForMgmt8. Reappointment of Director: Catherine Hughes
For ForMgmt9. Reappointment of Director: Gerard Kleisterlee
For ForMgmt10. Reappointment of Director: Roberto Setubal
For ForMgmt11. Reappointment of Director: Sir Nigel
Sheinwald
For ForMgmt12. Reappointment of Director: Linda G. Stuntz
For ForMgmt13. Reappointment of Director: Jessica Uhl
For ForMgmt14. Reappointment of Director: Gerrit Zalm
For ForMgmt15. Reappointment of Auditors
For ForMgmt16. Remuneration of Auditors
For ForMgmt17. Authority to allot shares
For ForMgmt18. Disapplication of pre-emption rights (Special
Resolution)
For ForMgmt19. Adoption of new Articles of Association
(Special Resolution)
For ForMgmt20. Authority to purchase own shares (Special
Resolution)
For ForMgmt21. Authority to make certain donations and incur
expenditure
Against ForShr22. Shareholder resolution (Special Resolution)
THE WALT DISNEY COMPANY
Security: 254687106 Agenda Number: 934841506
Ticker: DIS
ISIN: US2546871060
Meeting Type: Special
7/10/2018Meeting Date:
2. IMPORTANT: The special meeting of
stockholders scheduled for July 10, 2018 has
been postponed and voting will no longer be
processed. A new proxy with a July 27, 2018
meeting date will be sent to stockholders as
soon as it is available and a NEW VOTE will
be required. If you have already voted the
July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive
for the July 27, 2018 meeting. Your vote is
important. Please make sure you vote your
new proxy. Thank you.
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
For ForMgmt1. IMPORTANT: The special meeting of
stockholders scheduled for July 10, 2018 has
been postponed and voting will no longer be
processed. A new proxy with a July 27, 2018
meeting date will be sent to stockholders as
soon as it is available and a NEW VOTE will
be required. If you have already voted the
July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive
for the July 27, 2018 meeting. Your vote is
important. Please make sure you vote your
new proxy. Thank you.
For ForMgmt
Security: 254687106
For ForMgmt3. IMPORTANT: The special meeting of
stockholders scheduled for July 10, 2018 has
been postponed and voting will no longer be
processed. A new proxy with a July 27, 2018
meeting date will be sent to stockholders as
soon as it is available and a NEW VOTE will
be required. If you have already voted the
July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive
for the July 27, 2018 meeting. Your vote is
important. Please make sure you vote your
new proxy. Thank you.
US2546871060
Meeting Type: Special
7/27/2018Meeting Date:
THE WALT DISNEY COMPANY
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934854197
Ticker: DIS
ISIN:
For ForMgmt1. To approve the issuance of common stock,
par value $0.01 per share, of TWDC Holdco
613 Corp. ("New Disney"), to stockholders of
Twenty-First Century Fox, Inc. ("21CF")
contemplated by the Amended and Restated
Agreement and Plan of Merger, dated as of
June 20, 2018, as it may be amended from
time to time, by and among 21CF, a Delaware
corporation, Disney, a Delaware corporation,
New Disney, a Delaware corporation and a
wholly owned subsidiary of Disney, WDC
Merger Enterprises I, Inc., a ...(due to space
limits, see proxy statement for full proposal).
For ForMgmt2. To approve adjournments of the Disney
special meeting, if necessary or appropriate,
to solicit additional proxies if there are
insufficient votes at the time of the Disney
special meeting to approve the share
issuance proposal.
THE WALT DISNEY COMPANY
Security: 254687106
Ticker: DIS
ISIN: US2546871060
Meeting Type: Annual
3/7/2019Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1c. Election of Director: Safra A. Catz
Agenda Number: 934921099
For ForMgmt1a. Election of Director: Susan E. Arnold
1e. Election of Director: Michael Froman
For ForMgmt1b. Election of Director: Mary T. Barra
For ForMgmt
1g. Election of Director: Maria Elena Lagomasino
For ForMgmt1d. Election of Director: Francis A. deSouza
For ForMgmt
1i. Election of Director: Derica W. Rice
For ForMgmt1f. Election of Director: Robert A. Iger
For ForMgmt
3. To approve the advisory resolution on
executive compensation.
For ForMgmt1h. Election of Director: Mark G. Parker
For ForMgmt
5. Shareholder proposal requesting a report on
use of additional cyber security and data
privacy metrics in determining compensation
of senior executives.
For ForMgmt2. To ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's registered public accountants for
fiscal 2019.
For ForMgmt
Against ForShr4. Shareholder proposal requesting an annual
report disclosing information regarding the
Company's lobbying policies and activities.
Against ForShr
US9113121068
Meeting Type: Annual
5/9/2019
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
UNITED PARCEL SERVICE, INC.
Security: 911312106
Ticker: UPS
ISIN:
Agenda Number: 934949489
For ForMgmt1a. Election of Director: David P. Abney
Meeting Date:
Prop. #
For ForMgmt1b. Election of Director: Rodney C. Adkins
For ForMgmt1c. Election of Director: Michael J. Burns
For ForMgmt1d. Election of Director: William R. Johnson
For ForMgmt1e. Election of Director: Ann M. Livermore
For ForMgmt1f. Election of Director: Rudy H.P. Markham
For ForMgmt1g. Election of Director: Franck J. Moison
For ForMgmt1h. Election of Director: Clark T. Randt, Jr.
For ForMgmt1i. Election of Director: Christiana Smith Shi
For ForMgmt1j. Election of Director: John T. Stankey
For ForMgmt1k. Election of Director: Carol B. Tomé
For ForMgmt1l. Election of Director: Kevin M. Warsh
For ForMgmt2. To ratify the appointment of Deloitte & Touche
LLP as UPS's independent registered public
accounting firm for the year ending December
31, 2019.
Against ForShr3. To prepare an annual report on lobbying
activities.
Against ForShr4. To reduce the voting power of class A stock
from 10 votes per share to one vote per
share.
Against ForShr5. To prepare a report to assess the integration
of sustainability metrics into executive
compensation.
VISA INC.
Security: 92826C839 Agenda Number: 934911074
Ticker: V
ISIN: US92826C8394
Meeting Type: Annual
1/29/2019Meeting Date:
1b. Election of Director: Mary B. Cranston
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1d. Election of Director: Alfred F. Kelly, Jr.
For ForMgmt1a. Election of Director: Lloyd A. Carney
For ForMgmt
1f. Election of Director: Robert W. Matschullat
For ForMgmt1c. Election of Director: Francisco Javier
Fernandez-Carbajal
For ForMgmt
1h. Election of Director: Suzanne Nora Johnson
For ForMgmt1e. Election of Director: John F. Lundgren
For ForMgmt
1j. Election of Director: Maynard G. Webb, Jr.
For ForMgmt1g. Election of Director: Denise M. Morrison
For ForMgmt
3. Ratification of the appointment of KPMG LLP
as our independent registered public
accounting firm for the 2019 fiscal year.
For ForMgmt1i. Election of Director: John A. C. Swainson
For ForMgmt
For ForMgmt2. Advisory vote to approve executive
compensation.
For ForMgmt
US9884981013
Meeting Type: Annual
5/16/2019
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
YUM! BRANDS, INC.
Security: 988498101
Ticker: YUM
ISIN:
Agenda Number: 934971664
For ForMgmt1a. Election of Director: Paget L. Alves
Meeting Date:
Prop. #
For ForMgmt1b. Election of Director: Michael J. Cavanagh
For ForMgmt1c. Election of Director: Christopher M. Connor
For ForMgmt1d. Election of Director: Brian C. Cornell
For ForMgmt1e. Election of Director: Greg Creed
For ForMgmt1f. Election of Director: Tanya L. Domier
For ForMgmt1g. Election of Director: Mirian M. Graddick-Weir
For ForMgmt1h. Election of Director: Thomas C. Nelson
For ForMgmt1i. Election of Director: P. Justin Skala
For ForMgmt1j. Election of Director: Elane B. Stock
For ForMgmt1k. Election of Director: Robert D. Walter
For ForMgmt2. Ratification of Independent Auditors.
For ForMgmt3. Advisory Vote on Executive Compensation.
4. Shareholder Proposal Regarding the
Issuance of a Report on Renewable Energy.
Against ForShr5. Shareholder Proposal Regarding Issuance of
Annual Reports on Efforts to Reduce
Deforestation.
Against ForShr
Against ForShr6. Shareholder Proposal Regarding the
Issuance of a Report on Sustainable
Packaging.