Harvest Brand Leaders Plus Income ETF HBF HBF · 1h. Election of Director: Lew W. (Jay) Jacobs, IV...

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HBF HBF.U Harvest Brand Leaders Plus Income ETF Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 ACCENTURE PLC Security: G1151C101 Ticker: ACN ISIN: IE00B4BNMY34 Meeting Type: Annual 2/1/2019 Meeting Date: Prop. # Proposal Proposed by For/Against Management's Recommendation Proposal Vote 1c. Re-Appointment of Director: Marjorie Magner Agenda Number: 934912634 Proxy Voting Report For For Mgmt 1a. Re-Appointment of Director: Jaime Ardila 1e. Re-Appointment of Director: Pierre Nanterme For For Mgmt 1b. Re-Appointment of Director: Herbert Hainer For For Mgmt 1g. Re-Appointment of Director: Paula A. Price For For Mgmt 1d. Re-Appointment of Director: Nancy McKinstry For For Mgmt 1i. Re-Appointment of Director: Arun Sarin For For Mgmt 1f. Re-Appointment of Director: Gilles C. Pelisson For For Mgmt 1k. Re-Appointment of Director: Tracey T. Travis For For Mgmt 1h. Re-Appointment of Director: Venkata (Murthy) Renduchintala For For Mgmt 3. To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. For For Mgmt 1j. Re-Appointment of Director: Frank K. Tang For For Mgmt 5. To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. For For Mgmt 2. To approve, in a non-binding vote, the compensation of our named executive officers. For For Mgmt For For Mgmt 4. To grant the Board of Directors the authority to issue shares under Irish law. For For Mgmt Security: 02079K305 For For Mgmt 6. To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. US02079K3059 Meeting Type: Annual 6/19/2019 Meeting Date: ALPHABET INC. Prop. # Proposal Proposed by For/Against Management's Recommendation Proposal Vote Agenda Number: 935018956 Ticker: GOOG ISIN: 1. DIRECTOR 1 Larry Page For For Mgmt 2 Sergey Brin For For Mgmt 3 John L. Hennessy For For Mgmt 4 L. John Doerr For For Mgmt
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Transcript of Harvest Brand Leaders Plus Income ETF HBF HBF · 1h. Election of Director: Lew W. (Jay) Jacobs, IV...

  • HBF HBF.U Harvest Brand Leaders Plus Income ETF Meeting Date Range: 01-Jul-2018 - 30-Jun-2019

    ACCENTURE PLC

    Security: G1151C101

    Ticker: ACN

    ISIN: IE00B4BNMY34

    Meeting Type: Annual

    2/1/2019Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1c. Re-Appointment of Director: Marjorie Magner

    Agenda Number: 934912634

    Proxy Voting Report

    For ForMgmt1a. Re-Appointment of Director: Jaime Ardila

    1e. Re-Appointment of Director: Pierre Nanterme

    For ForMgmt1b. Re-Appointment of Director: Herbert Hainer

    For ForMgmt

    1g. Re-Appointment of Director: Paula A. Price

    For ForMgmt1d. Re-Appointment of Director: Nancy McKinstry

    For ForMgmt

    1i. Re-Appointment of Director: Arun Sarin

    For ForMgmt1f. Re-Appointment of Director: Gilles C.

    Pelisson

    For ForMgmt

    1k. Re-Appointment of Director: Tracey T. Travis

    For ForMgmt1h. Re-Appointment of Director: Venkata (Murthy)

    Renduchintala

    For ForMgmt

    3. To ratify, in a non-binding vote, the

    appointment of KPMG LLP ("KPMG") as

    independent auditors of Accenture and to

    authorize, in a binding vote, the Audit

    Committee of the Board of Directors to

    determine KPMG's remuneration.

    For ForMgmt1j. Re-Appointment of Director: Frank K. Tang

    For ForMgmt

    5. To grant the Board of Directors the authority

    to opt-out of pre-emption rights under Irish

    law.

    For ForMgmt2. To approve, in a non-binding vote, the

    compensation of our named executive

    officers.

    For ForMgmt

    For ForMgmt4. To grant the Board of Directors the authority

    to issue shares under Irish law.

    For ForMgmt

    Security: 02079K305

    For ForMgmt6. To determine the price range at which

    Accenture can re-allot shares that it acquires

    as treasury shares under Irish law.

    US02079K3059

    Meeting Type: Annual

    6/19/2019Meeting Date:

    ALPHABET INC.

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 935018956

    Ticker: GOOG

    ISIN:

    1. DIRECTOR

    1 Larry Page For ForMgmt

    2 Sergey Brin For ForMgmt

    3 John L. Hennessy For ForMgmt

    4 L. John Doerr For ForMgmt

  • 5 Roger W. Ferguson, Jr. For ForMgmt

    6 Ann Mather For ForMgmt

    7 Alan R. Mulally For ForMgmt

    8 Sundar Pichai For ForMgmt

    9 K. Ram Shriram For ForMgmt

    10 Robin L. Washington For ForMgmt

    For ForMgmt

    5. A stockholder proposal regarding inequitable

    employment practices, if properly presented

    at the meeting.

    2. Ratification of the appointment of Ernst &

    Young LLP as Alphabet's independent

    registered public accounting firm for the fiscal

    year ending December 31, 2019.

    For ForMgmt3. The amendment and restatement of

    Alphabet's 2012 Stock Plan to increase the

    share reserve by 3,000,000 shares of Class C

    capital stock.

    7. A stockholder proposal regarding a report on

    sexual harassment risk management, if

    properly presented at the meeting.

    Against ForShr4. A stockholder proposal regarding equal

    shareholder voting, if properly presented at

    the meeting.

    Against ForShr

    9. A stockholder proposal regarding a report on

    gender pay, if properly presented at the

    meeting.

    Against ForShr6. A stockholder proposal regarding the

    establishment of a societal risk oversight

    committee, if properly presented at the

    meeting.

    Against ForShr

    11. A stockholder proposal regarding the

    nomination of an employee representative

    director, if properly presented at the meeting.

    Against ForShr8. A stockholder proposal regarding majority

    vote for the election of directors, if properly

    presented at the meeting.

    Against ForShr

    13. A stockholder proposal regarding a

    sustainability metrics report, if properly

    presented at the meeting.

    Against ForShr10. A stockholder proposal regarding strategic

    alternatives, if properly presented at the

    meeting.

    Against ForShr

    15. A stockholder proposal regarding a clawback

    policy, if properly presented at the meeting.

    Against ForShr12. A stockholder proposal regarding simple

    majority vote, if properly presented at the

    meeting.

    Against ForShr

    Against ForShr14. A stockholder proposal regarding Google

    Search in China, if properly presented at the

    meeting.

    Against ForShr

    Security: 037833100

    Against ForShr16. A stockholder proposal regarding a report on

    content governance, if properly presented at

    the meeting.

    US0378331005

    Meeting Type: Annual

    3/1/2019Meeting Date:

    APPLE INC.

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934919359

    Ticker: AAPL

    ISIN:

    For ForMgmt1a. Election of director: James Bell

    For ForMgmt1b. Election of director: Tim Cook

  • For ForMgmt1c. Election of director: Al Gore

    For ForMgmt1d. Election of director: Bob Iger

    For ForMgmt1e. Election of director: Andrea Jung

    For ForMgmt1f. Election of director: Art Levinson

    For ForMgmt1g. Election of director: Ron Sugar

    For ForMgmt1h. Election of director: Sue Wagner

    For ForMgmt2. Ratification of the appointment of Ernst &

    Young LLP as Apple's independent registered

    public accounting firm for 2019

    For ForMgmt3. Advisory vote to approve executive

    compensation

    Against ForShr4. A shareholder proposal entitled "Shareholder

    Proxy Access Amendments"

    Against ForShr5. A shareholder proposal entitled "True

    Diversity Board Policy"

    CATERPILLAR INC.

    Security: 149123101

    Ticker: CAT

    ISIN: US1491231015

    Meeting Type: Annual

    6/12/2019Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1c. Election of Director: Daniel M. Dickinson

    Agenda Number: 935008943

    For ForMgmt1a. Election of Director: Kelly A. Ayotte

    1e. Election of Director: Dennis A. Muilenburg

    For ForMgmt1b. Election of Director: David L. Calhoun

    For ForMgmt

    1g. Election of Director: Debra L. Reed-Klages

    For ForMgmt1d. Election of Director: Juan Gallardo

    For ForMgmt

    1i. Election of Director: Susan C. Schwab

    For ForMgmt1f. Election of Director: William A. Osborn

    For ForMgmt

    1k. Election of Director: Miles D. White

    For ForMgmt1h. Election of Director: Edward B. Rust, Jr.

    For ForMgmt

    2. Ratify the appointment of independent

    registered public accounting firm for 2019.

    For ForMgmt1j. Election of Director: D. James Umpleby III

    For ForMgmt

    4. Shareholder Proposal - Amend proxy access

    to remove resubmission threshold.

    For ForMgmt1l. Election of Director: Rayford Wilkins, Jr.

    For ForMgmt

    For ForMgmt3. Advisory vote to approve executive

    compensation.

    Against ForShr

    Security: 17275R102

    Against ForShr5. Shareholder Proposal - Report on activities in

    conflict-affected areas.

    US17275R1023

    Meeting Type: Annual

    12/12/2018Meeting Date:

    CISCO SYSTEMS, INC.

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934891614

    Ticker: CSCO

    ISIN:

    For ForMgmt1a. Election of Director: M. Michele Burns

    For ForMgmt1b. Election of Director: Michael D. Capellas

    For ForMgmt1c. Election of Director: Mark Garrett

  • For ForMgmt1d. Election of Director: Dr. Kristina M. Johnson

    For ForMgmt1e. Election of Director: Roderick C. McGeary

    For ForMgmt1f. Election of Director: Charles H. Robbins

    For ForMgmt1g. Election of Director: Arun Sarin

    For ForMgmt1h. Election of Director: Brenton L. Saunders

    For ForMgmt1i. Election of Director: Steven M. West

    For ForMgmt2. Approval of amendment and restatement of

    the Employee Stock Purchase Plan.

    For ForMgmt3. Approval, on an advisory basis, of executive

    compensation.

    For ForMgmt4. Ratification of PricewaterhouseCoopers LLP

    as Cisco's independent registered public

    accounting firm for fiscal 2019.

    Against ForShr5. Approval to have Cisco's Board adopt a policy

    to have an independent Board chairman.

    Against ForShr6. Approval to have Cisco's Board adopt a

    proposal relating to executive compensation

    metrics.

    CITIGROUP INC.

    Security: 172967424

    Ticker: C

    ISIN: US1729674242

    Meeting Type: Annual

    4/16/2019Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1c. Election of Director: Barbara J. Desoer

    Agenda Number: 934935808

    For ForMgmt1a. Election of Director: Michael L. Corbat

    1e. Election of Director: Duncan P. Hennes

    For ForMgmt1b. Election of Director: Ellen M. Costello

    For ForMgmt

    1g. Election of Director: S. Leslie Ireland

    For ForMgmt1d. Election of Director: John C. Dugan

    For ForMgmt

    1i. Election of Director: Renee J. James

    For ForMgmt1f. Election of Director: Peter B. Henry

    For ForMgmt

    1k. Election of Director: Gary M. Reiner

    For ForMgmt1h. Election of Director: Lew W. (Jay) Jacobs, IV

    For ForMgmt

    1m. Election of Director: James S. Turley

    For ForMgmt1j. Election of Director: Eugene M. McQuade

    For ForMgmt

    1o. Election of Director: Ernesto Zedillo Ponce de

    Leon

    For ForMgmt1l. Election of Director: Diana L. Taylor

    For ForMgmt

    3. Advisory vote to approve Citi's 2018 executive

    compensation.

    For ForMgmt1n. Election of Director: Deborah C. Wright

    For ForMgmt

    5. Shareholder proposal requesting Shareholder

    Proxy Access Enhancement to Citi's proxy

    access bylaw provisions.

    For ForMgmt2. Proposal to ratify the selection of KPMG LLP

    as Citi's independent registered public

    accounting firm for 2019.

    For ForMgmt

    7. Shareholder proposal requesting that the

    Board amend Citi's bylaws to give holders in

    the aggregate of 15% of Citi's outstanding

    common stock the power to call a special

    meeting.

    For ForMgmt4. Approval of the Citigroup 2019 Stock

    Incentive Plan.

    Against ForShr

    Against ForShr6. Shareholder proposal requesting that the

    Board adopt a policy prohibiting the vesting of

    equity-based awards for senior executives

    due to a voluntary resignation to enter

    government service.

    Against ForShr

  • US4581401001

    Meeting Type: Annual

    5/16/2019

    Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    INTEL CORPORATION

    Security: 458140100

    Ticker: INTC

    ISIN:

    Agenda Number: 934963679

    For ForMgmt1a. Election of Director: Aneel Bhusri

    Meeting Date:

    Prop. #

    For ForMgmt1b. Election of Director: Andy D. Bryant

    For ForMgmt1c. Election of Director: Reed E. Hundt

    For ForMgmt1d. Election of Director: Omar Ishrak

    For ForMgmt1e. Election of Director: Risa Lavizzo-Mourey

    For ForMgmt1f. Election of Director: Tsu-Jae King Liu

    For ForMgmt1g. Election of Director: Gregory D. Smith

    For ForMgmt1h. Election of Director: Robert ("Bob") H. Swan

    For ForMgmt1i. Election of Director: Andrew Wilson

    For ForMgmt1j. Election of Director: Frank D. Yeary

    For ForMgmt2. Ratification of selection of Ernst & Young LLP

    as our independent registered public

    accounting firm for 2019

    For ForMgmt3. Advisory vote to approve executive

    compensation of our listed officers

    For ForMgmt4. Approval of amendment and restatement of

    the 2006 Equity Incentive Plan

    Against ForShr5. Stockholder proposal on whether to allow

    stockholders to act by written consent, if

    properly presented

    Against ForShr6. Stockholder proposal requesting a report on

    the risks associated with emerging public

    policies addressing the gender pay gap, if

    properly presented

    Against ForShr7. Stockholder proposal requesting an annual

    advisory vote on political contributions, if

    properly presented

    JOHNSON & JOHNSON

    Security: 478160104 Agenda Number: 934938638

    Ticker: JNJ

    ISIN: US4781601046

    Meeting Type: Annual

    4/25/2019Meeting Date:

    1b. Election of Director: D. Scott Davis

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1d. Election of Director: Jennifer A. Doudna

    For ForMgmt1a. Election of Director: Mary C. Beckerle

    For ForMgmt

    1f. Election of Director: Marillyn A. Hewson

    For ForMgmt1c. Election of Director: Ian E. L. Davis

    For ForMgmt

    1h. Election of Director: Anne M. Mulcahy

    For ForMgmt1e. Election of Director: Alex Gorsky

    For ForMgmt

    1j. Election of Director: Charles Prince

    For ForMgmt1g. Election of Director: Mark B. McClellan

    For ForMgmt

    1l. Election of Director: Ronald A. Williams

    For ForMgmt1i. Election of Director: William D. Perez

    For ForMgmt

    For ForMgmt1k. Election of Director: A. Eugene Washington

    For ForMgmt

    For ForMgmt2. Advisory Vote to Approve Named Executive

    Officer Compensation.

  • 3. Ratification of Appointment of

    PricewaterhouseCoopers LLP as the

    Independent Registered Public Accounting

    Firm for 2019.

    5. Shareholder Proposal - Executive

    Compensation and Drug Pricing Risks.

    For ForMgmt

    Against ForShr4. Shareholder Proposal - Clawback Disclosure

    Against ForShr

    US46625H1005

    Meeting Type: Annual

    5/21/2019

    Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    JPMORGAN CHASE & CO.

    Security: 46625H100

    Ticker: JPM

    ISIN:

    Agenda Number: 934979088

    For ForMgmt1a. Election of Director: Linda B. Bammann

    Meeting Date:

    Prop. #

    For ForMgmt1b. Election of Director: James A. Bell

    For ForMgmt1c. Election of Director: Stephen B. Burke

    For ForMgmt1d. Election of Director: Todd A. Combs

    For ForMgmt1e. Election of Director: James S. Crown

    For ForMgmt1f. Election of Director: James Dimon

    For ForMgmt1g. Election of Director: Timothy P. Flynn

    For ForMgmt1h. Election of Director: Mellody Hobson

    For ForMgmt1i. Election of Director: Laban P. Jackson, Jr.

    For ForMgmt1j. Election of Director: Michael A. Neal

    For ForMgmt1k. Election of Director: Lee R. Raymond

    For ForMgmt2. Advisory resolution to approve executive

    compensation

    For ForMgmt3. Ratification of independent registered public

    accounting firm

    Against ForShr4. Gender pay equity report

    Against ForShr5. Enhance shareholder proxy access

    Against ForShr6. Cumulative voting

    KIMBERLY-CLARK CORPORATION

    Security: 494368103 Agenda Number: 934939298

    Ticker: KMB

    ISIN: US4943681035

    Meeting Type: Annual

    5/2/2019Meeting Date:

    1b. Election of Director: Robert W. Decherd

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1d. Election of Director: Fabian T. Garcia

    For ForMgmt1a. Election of Director: Abelardo E. Bru

    For ForMgmt

    1f. Election of Director: Mae C. Jemison, M.D.

    For ForMgmt1c. Election of Director: Thomas J. Falk

    For ForMgmt

    1h. Election of Director: S. Todd Maclin

    For ForMgmt1e. Election of Director: Michael D. Hsu

    For ForMgmt

    1j. Election of Director: Christa S. Quarles

    For ForMgmt1g. Election of Director: Nancy J. Karch

    For ForMgmt

    1l. Election of Director: Marc J. Shapiro

    For ForMgmt1i. Election of Director: Sherilyn S. McCoy

    For ForMgmt

    1n. Election of Director: Michael D. White

    For ForMgmt1k. Election of Director: Ian C. Read

    For ForMgmt

    For ForMgmt1m. Election of Director: Dunia A. Shive

    For ForMgmt

    For ForMgmt2. Ratification of Auditor

  • 3. Advisory Vote to Approve Named Executive

    Officer Compensation

    For ForMgmt

    US5801351017

    Meeting Type: Annual

    5/23/2019

    Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    MCDONALD'S CORPORATION

    Security: 580135101

    Ticker: MCD

    ISIN:

    Agenda Number: 934980473

    For ForMgmt1a. Election of Director: Lloyd Dean

    Meeting Date:

    Prop. #

    For ForMgmt1b. Election of Director: Stephen Easterbrook

    For ForMgmt1c. Election of Director: Robert Eckert

    For ForMgmt1d. Election of Director: Margaret Georgiadis

    For ForMgmt1e. Election of Director: Enrique Hernandez, Jr.

    For ForMgmt1f. Election of Director: Richard Lenny

    For ForMgmt1g. Election of Director: John Mulligan

    For ForMgmt1h. Election of Director: Sheila Penrose

    For ForMgmt1i. Election of Director: John Rogers, Jr.

    For ForMgmt1j. Election of Director: Paul Walsh

    For ForMgmt1k. Election of Director: Miles White

    For ForMgmt2. Advisory vote to approve executive

    compensation.

    For ForMgmt3. Advisory vote to approve the appointment of

    Ernst & Young LLP as independent auditor for

    2019.

    For ForMgmt4. Vote to approve an amendment to the

    Company's Certificate of Incorporation to

    lower the authorized range of the number of

    Directors on the Board to 7 to 15 Directors.

    Against ForShr5. Advisory vote on a shareholder proposal

    requesting the ability for shareholders to act

    by written consent, if properly presented.

    MICROSOFT CORPORATION

    Security: 594918104

    Ticker: MSFT

    ISIN: US5949181045

    Meeting Type: Annual

    11/28/2018Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1c. Election of Director: Hugh F. Johnston

    Agenda Number: 934884544

    For ForMgmt1a. Election of Director: William H. Gates lll

    1e. Election of Director: Satya Nadella

    For ForMgmt1b. Election of Director: Reid G. Hoffman

    For ForMgmt

    1g. Election of Director: Helmut Panke

    For ForMgmt1d. Election of Director: Teri L. List-Stoll

    For ForMgmt

    1i. Election of Director: Penny S. Pritzker

    For ForMgmt1f. Election of Director: Charles H. Noski

    For ForMgmt

    1k. Election of Director: Arne M. Sorenson

    For ForMgmt1h. Election of Director: Sandra E. Peterson

    For ForMgmt

    1m. Election of Director: John W. Thompson

    For ForMgmt1j. Election of Director: Charles W. Scharf

    For ForMgmt

    2. Advisory vote to approve named executive

    officer compensation

    For ForMgmt1l. Election of Director: John W. Stanton

    For ForMgmt

    For ForMgmt1n. Election of Director: Padmasree Warrior

    For ForMgmt

  • Security: 617446448

    For ForMgmt3. Ratification of Deloitte & Touche LLP as our

    independent auditor for fiscal year 2019

    US6174464486

    Meeting Type: Annual

    5/23/2019Meeting Date:

    MORGAN STANLEY

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934980423

    Ticker: MS

    ISIN:

    For ForMgmt1a. Election of Director: Elizabeth Corley

    For ForMgmt1b. Election of Director: Alistair Darling

    For ForMgmt1c. Election of Director: Thomas H. Glocer

    For ForMgmt1d. Election of Director: James P. Gorman

    For ForMgmt1e. Election of Director: Robert H. Herz

    For ForMgmt1f. Election of Director: Nobuyuki Hirano

    For ForMgmt1g. Election of Director: Jami Miscik

    For ForMgmt1h. Election of Director: Dennis M. Nally

    For ForMgmt1i. Election of Director: Takeshi Ogasawara

    For ForMgmt1j. Election of Director: Hutham S. Olayan

    For ForMgmt1k. Election of Director: Mary L. Schapiro

    For ForMgmt1l. Election of Director: Perry M. Traquina

    For ForMgmt1m. Election of Director: Rayford Wilkins, Jr.

    For ForMgmt2. To ratify the appointment of Deloitte & Touche

    LLP as independent auditor

    For ForMgmt3. To approve the compensation of executives

    as disclosed in the proxy statement (non-

    binding advisory vote)

    Against ForShr4. Shareholder proposal regarding an annual

    report on lobbying expenses

    NIKE, INC.

    Security: 654106103

    Ticker: NKE

    ISIN: US6541061031

    Meeting Type: Annual

    9/20/2018Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934864237

    1. DIRECTOR

    1 Alan B. Graf, Jr. For ForMgmt

    2 John C. Lechleiter For ForMgmt

    3 Michelle A. Peluso For ForMgmt

    For ForMgmt2. To approve executive compensation by an

    advisory vote.

    Against ForShr3. To consider a shareholder proposal regarding

    political contributions disclosure.

    For ForMgmt4. To ratify the appointment of

    PricewaterhouseCoopers LLP as independent

    registered public accounting firm.

    PEPSICO, INC.

    Security: 713448108 Agenda Number: 934949112

    Ticker: PEP

    ISIN: US7134481081

    Meeting Type: Annual

    5/1/2019Meeting Date:

  • 1b. Election of Director: Cesar Conde

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1d. Election of Director: Dina Dublon

    For ForMgmt1a. Election of Director: Shona L. Brown

    For ForMgmt

    1f. Election of Director: Michelle Gass

    For ForMgmt1c. Election of Director: Ian Cook

    For ForMgmt

    1h. Election of Director: Ramon Laguarta

    For ForMgmt1e. Election of Director: Richard W. Fisher

    For ForMgmt

    1j. Election of Director: Robert C. Pohlad

    For ForMgmt1g. Election of Director: William R. Johnson

    For ForMgmt

    1l. Election of Director: Darren Walker

    For ForMgmt1i. Election of Director: David C. Page

    For ForMgmt

    2. Ratification of the appointment of KPMG LLP

    as the Company's independent registered

    public accounting firm for fiscal year 2019.

    For ForMgmt1k. Election of Director: Daniel Vasella

    For ForMgmt

    4. Approve amendments to the Company's

    Articles of Incorporation to eliminate

    supermajority voting standards.

    For ForMgmt1m. Election of Director: Alberto Weisser

    For ForMgmt

    6. Shareholder Proposal - Disclosure of

    Pesticide Management Data.

    For ForMgmt3. Advisory approval of the Company's

    executive compensation.

    For ForMgmt

    Against ForShr5. Shareholder Proposal - Independent Board

    Chairman.

    Against ForShr

    US7802592060

    Meeting Type: Annual

    5/21/2019

    Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    ROYAL DUTCH SHELL PLC

    Security: 780259206

    Ticker: RDSA

    ISIN:

    Agenda Number: 935000416

    For ForMgmt1. Receipt of Annual Report & Accounts

    Meeting Date:

    Prop. #

    For ForMgmt2. Approval of Directors' Remuneration Report

    For ForMgmt3. Appointment of Neil Carson as a Director of

    the Company

    For ForMgmt4. Reappointment of Director: Ben van Beurden

    For ForMgmt5. Reappointment of Director: Ann Godbehere

    For ForMgmt6. Reappointment of Director: Euleen Goh

    For ForMgmt7. Reappointment of Director: Charles O.

    Holliday

    For ForMgmt8. Reappointment of Director: Catherine Hughes

    For ForMgmt9. Reappointment of Director: Gerard Kleisterlee

    For ForMgmt10. Reappointment of Director: Roberto Setubal

    For ForMgmt11. Reappointment of Director: Sir Nigel

    Sheinwald

    For ForMgmt12. Reappointment of Director: Linda G. Stuntz

    For ForMgmt13. Reappointment of Director: Jessica Uhl

    For ForMgmt14. Reappointment of Director: Gerrit Zalm

    For ForMgmt15. Reappointment of Auditors

    For ForMgmt16. Remuneration of Auditors

    For ForMgmt17. Authority to allot shares

    For ForMgmt18. Disapplication of pre-emption rights (Special

    Resolution)

  • For ForMgmt19. Adoption of new Articles of Association

    (Special Resolution)

    For ForMgmt20. Authority to purchase own shares (Special

    Resolution)

    For ForMgmt21. Authority to make certain donations and incur

    expenditure

    Against ForShr22. Shareholder resolution (Special Resolution)

    THE WALT DISNEY COMPANY

    Security: 254687106 Agenda Number: 934841506

    Ticker: DIS

    ISIN: US2546871060

    Meeting Type: Special

    7/10/2018Meeting Date:

    2. IMPORTANT: The special meeting of

    stockholders scheduled for July 10, 2018 has

    been postponed and voting will no longer be

    processed. A new proxy with a July 27, 2018

    meeting date will be sent to stockholders as

    soon as it is available and a NEW VOTE will

    be required. If you have already voted the

    July 10, 2018 proxy, you will need to vote

    again using the new ballot(s) you will receive

    for the July 27, 2018 meeting. Your vote is

    important. Please make sure you vote your

    new proxy. Thank you.

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    For ForMgmt1. IMPORTANT: The special meeting of

    stockholders scheduled for July 10, 2018 has

    been postponed and voting will no longer be

    processed. A new proxy with a July 27, 2018

    meeting date will be sent to stockholders as

    soon as it is available and a NEW VOTE will

    be required. If you have already voted the

    July 10, 2018 proxy, you will need to vote

    again using the new ballot(s) you will receive

    for the July 27, 2018 meeting. Your vote is

    important. Please make sure you vote your

    new proxy. Thank you.

    For ForMgmt

    Security: 254687106

    For ForMgmt3. IMPORTANT: The special meeting of

    stockholders scheduled for July 10, 2018 has

    been postponed and voting will no longer be

    processed. A new proxy with a July 27, 2018

    meeting date will be sent to stockholders as

    soon as it is available and a NEW VOTE will

    be required. If you have already voted the

    July 10, 2018 proxy, you will need to vote

    again using the new ballot(s) you will receive

    for the July 27, 2018 meeting. Your vote is

    important. Please make sure you vote your

    new proxy. Thank you.

    US2546871060

    Meeting Type: Special

    7/27/2018Meeting Date:

    THE WALT DISNEY COMPANY

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934854197

    Ticker: DIS

    ISIN:

  • For ForMgmt1. To approve the issuance of common stock,

    par value $0.01 per share, of TWDC Holdco

    613 Corp. ("New Disney"), to stockholders of

    Twenty-First Century Fox, Inc. ("21CF")

    contemplated by the Amended and Restated

    Agreement and Plan of Merger, dated as of

    June 20, 2018, as it may be amended from

    time to time, by and among 21CF, a Delaware

    corporation, Disney, a Delaware corporation,

    New Disney, a Delaware corporation and a

    wholly owned subsidiary of Disney, WDC

    Merger Enterprises I, Inc., a ...(due to space

    limits, see proxy statement for full proposal).

    For ForMgmt2. To approve adjournments of the Disney

    special meeting, if necessary or appropriate,

    to solicit additional proxies if there are

    insufficient votes at the time of the Disney

    special meeting to approve the share

    issuance proposal.

    THE WALT DISNEY COMPANY

    Security: 254687106

    Ticker: DIS

    ISIN: US2546871060

    Meeting Type: Annual

    3/7/2019Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1c. Election of Director: Safra A. Catz

    Agenda Number: 934921099

    For ForMgmt1a. Election of Director: Susan E. Arnold

    1e. Election of Director: Michael Froman

    For ForMgmt1b. Election of Director: Mary T. Barra

    For ForMgmt

    1g. Election of Director: Maria Elena Lagomasino

    For ForMgmt1d. Election of Director: Francis A. deSouza

    For ForMgmt

    1i. Election of Director: Derica W. Rice

    For ForMgmt1f. Election of Director: Robert A. Iger

    For ForMgmt

    3. To approve the advisory resolution on

    executive compensation.

    For ForMgmt1h. Election of Director: Mark G. Parker

    For ForMgmt

    5. Shareholder proposal requesting a report on

    use of additional cyber security and data

    privacy metrics in determining compensation

    of senior executives.

    For ForMgmt2. To ratify the appointment of

    PricewaterhouseCoopers LLP as the

    Company's registered public accountants for

    fiscal 2019.

    For ForMgmt

    Against ForShr4. Shareholder proposal requesting an annual

    report disclosing information regarding the

    Company's lobbying policies and activities.

    Against ForShr

    US9113121068

    Meeting Type: Annual

    5/9/2019

    Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    UNITED PARCEL SERVICE, INC.

    Security: 911312106

    Ticker: UPS

    ISIN:

    Agenda Number: 934949489

    For ForMgmt1a. Election of Director: David P. Abney

    Meeting Date:

    Prop. #

  • For ForMgmt1b. Election of Director: Rodney C. Adkins

    For ForMgmt1c. Election of Director: Michael J. Burns

    For ForMgmt1d. Election of Director: William R. Johnson

    For ForMgmt1e. Election of Director: Ann M. Livermore

    For ForMgmt1f. Election of Director: Rudy H.P. Markham

    For ForMgmt1g. Election of Director: Franck J. Moison

    For ForMgmt1h. Election of Director: Clark T. Randt, Jr.

    For ForMgmt1i. Election of Director: Christiana Smith Shi

    For ForMgmt1j. Election of Director: John T. Stankey

    For ForMgmt1k. Election of Director: Carol B. Tomé

    For ForMgmt1l. Election of Director: Kevin M. Warsh

    For ForMgmt2. To ratify the appointment of Deloitte & Touche

    LLP as UPS's independent registered public

    accounting firm for the year ending December

    31, 2019.

    Against ForShr3. To prepare an annual report on lobbying

    activities.

    Against ForShr4. To reduce the voting power of class A stock

    from 10 votes per share to one vote per

    share.

    Against ForShr5. To prepare a report to assess the integration

    of sustainability metrics into executive

    compensation.

    VISA INC.

    Security: 92826C839 Agenda Number: 934911074

    Ticker: V

    ISIN: US92826C8394

    Meeting Type: Annual

    1/29/2019Meeting Date:

    1b. Election of Director: Mary B. Cranston

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    1d. Election of Director: Alfred F. Kelly, Jr.

    For ForMgmt1a. Election of Director: Lloyd A. Carney

    For ForMgmt

    1f. Election of Director: Robert W. Matschullat

    For ForMgmt1c. Election of Director: Francisco Javier

    Fernandez-Carbajal

    For ForMgmt

    1h. Election of Director: Suzanne Nora Johnson

    For ForMgmt1e. Election of Director: John F. Lundgren

    For ForMgmt

    1j. Election of Director: Maynard G. Webb, Jr.

    For ForMgmt1g. Election of Director: Denise M. Morrison

    For ForMgmt

    3. Ratification of the appointment of KPMG LLP

    as our independent registered public

    accounting firm for the 2019 fiscal year.

    For ForMgmt1i. Election of Director: John A. C. Swainson

    For ForMgmt

    For ForMgmt2. Advisory vote to approve executive

    compensation.

    For ForMgmt

    US9884981013

    Meeting Type: Annual

    5/16/2019

    Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    YUM! BRANDS, INC.

    Security: 988498101

    Ticker: YUM

    ISIN:

    Agenda Number: 934971664

    For ForMgmt1a. Election of Director: Paget L. Alves

    Meeting Date:

    Prop. #

    For ForMgmt1b. Election of Director: Michael J. Cavanagh

    For ForMgmt1c. Election of Director: Christopher M. Connor

  • For ForMgmt1d. Election of Director: Brian C. Cornell

    For ForMgmt1e. Election of Director: Greg Creed

    For ForMgmt1f. Election of Director: Tanya L. Domier

    For ForMgmt1g. Election of Director: Mirian M. Graddick-Weir

    For ForMgmt1h. Election of Director: Thomas C. Nelson

    For ForMgmt1i. Election of Director: P. Justin Skala

    For ForMgmt1j. Election of Director: Elane B. Stock

    For ForMgmt1k. Election of Director: Robert D. Walter

    For ForMgmt2. Ratification of Independent Auditors.

    For ForMgmt3. Advisory Vote on Executive Compensation.

    4. Shareholder Proposal Regarding the

    Issuance of a Report on Renewable Energy.

    Against ForShr5. Shareholder Proposal Regarding Issuance of

    Annual Reports on Efforts to Reduce

    Deforestation.

    Against ForShr

    Against ForShr6. Shareholder Proposal Regarding the

    Issuance of a Report on Sustainable

    Packaging.