Harris, Kamala D. 2021 Annual 278 - The White House

EMORY ROUNDS Digitally signed by EMORY ROUNDS Date: 2021.05.18 14:21:25 -04'00'

EMORY ROUNDSDigitally signed by EMORY ROUNDS Date: 2021.05.17 15:20:44 -04'00'

# Organization Name City/State Organization Type Position Held From To 1. The KDH/DCE Family Trust (Trust

assets are not reportable.)Los Angeles, CA Trust Trustee 10/2017 Present

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.

OGE Form 278e (Updated July 2020) (Expires 12/31/21)

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

Page 2 of 15Part 1: Filer's Positions Held Outside United States Government

Filer's NameKamala D. Harris

Instructions for Part 1

Page Number

Page NumberPage 3 of 15

# Description EIF Value Income Type1. State of California Savings Plan 457(b) Plan, deferred

compensationNo

1.1 International Fund -- See Endnote Yes $15,001 - $50,000 None (or less than $201)1.2 Large Cap Fund -- See Endnote Yes $15,001 - $50,000 None (or less than $201)1.3 Mid Cap Fund -- See Endnote Yes $15,001 - $50,000 None (or less than $201)1.4 SPP Target Date 2045 -- See Endnote Yes $15,001 - $50,000 None (or less than $201)2 City and County of San Francisco 457(b) Deferred

Compensation PlanNo

2.1 SFDCP Target Date 2025 Fund Yes $100,001 - $250,000 None (or less than $201)2.2 SFDCP Target Date 2030 Fund Yes $100,001 - $250,000 None (or less than $201)2.3 SFDCP Target Date 2035 Fund Yes $50,001 - $100,000 None (or less than $201)2.4 SFDCP Stable Value Fund Yes $15,001 - $50,000 None (or less than $201)2.5 SFDCP Large Cap Eq S&P 500 Ind Yes $100,001 - $250,000 None (or less than $201)2.6 SFDCP Large Cap Growth Equity Yes $100,001 - $250,000 None (or less than $201)3. San Francisco Employees Retirement System (SFERS),

defined benefit plan N/A $250,001 - $500,000 None (or less than $201)

4. State of California Legislators' Retirement System Plan, defined benefit plan (value not readily ascertainable): eligible for $3,981/mo at age 60

N/A None (or less than $201)

5. "The Truths We Hold," Penguin Press (an imprint of Penguin Publishing, a division of Penguin Random House LLC) (value not readily ascertainable) - See Endnote

N/A advance $321,500.00

6. "The Truths We Hold," The Bodley Head, London, United Kingdom (division of The Random House Group Ltd.) (value not readily ascertainable) -- See Endnote

N/A advance $4,420.50

7. "The Truths We Hold," Philomel Books, an abridged young reader's edition, (an imprint of Penguin Young Readers Group, a division of Penguin Random House LLC) (value not readily ascertainable) -- See Endnote

N/A advance $33,000.00

8. "Smart on Crime: A Prosecutor's Solution for Making the Streets Safer," Chronicle Books LLC (Value note readily ascertainable)


9. "SuperHeroes Are Everywhere," Philomel Books (an imprint of Penguin Young Readers Group, a division of Penguin Random House LLC) (value not readily ascertainable)


Endnote for Lines 5-7: The advance income amounts reported on the OGE 278 are the gross income amounts that I received for “The Truths We Hold.”

Endnote for Lines 1.1-1.4: These assets were inadvertently omitted from my 2020 candidate report. In addition, I inadvertently reported the Target Date Fund 2025, which I had previously held but did not hold at the time.

Kamala D. Harris

Income Amount



Part 2: Filer's Employment Assets & Income and Retirement Accounts

Filer's NameNote: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

# Employer or Party City/State Date1. State of California Savings

Plus Plan 457(b)Sacramento, CA 1/2011

2. City and County of San Francisco 457(b) Deferred Compensation Plan

San Francisco, CA 2/1998

3. San Francisco Employees Retirement System (SFERS)

San Francisco, CA 2/1998

4. Legislators' Retirement System Plan

Sacramento, CA 1/2011

5.

6.

7.

8.

9.

10.

11.

12.

I will continue to participate in this defined contribution plan. The plan sponsor no longer makes contributions.

Part 3: Filer's Employment Agreements and Arrangements

There is no set monthly payment amount for this deferred compensation plan. I am eligible to withdraw from this plan on retirement. The underlying assets that were chosen for the plan are listed on Part 2. The plan sponsor no longer makes contributions.

I will continue to participate in this defined benefit plan.



Page 4 of 15

I will continue to participate in this defined benefit plan.

Kamala D. Harris

Status and Terms

Filer's NameNote: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

Page Number

# Source Name City/State1. N/A

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.




Brief Description of DutiesPart 4: Filer's Sources of Compensation Exceeding $5,000 in a Year




# Description EIF Value Income Type1. Venable LLP, capital account N/A $250,001 - $500,000 None (or less than $201)

2. Individual Retirement Rollover Account: No

2.1 U.S. brokerage money market account (cash) N/A $15,001 - $50,000 None (or less than $201)

2.2 BlackRock Liquidity Fund (TSTXX) Yes $15,001 - $50,000 None (or less than $201)

2.3 Invesco Preferred ETF (PGX) Yes $1,001 - $15,000 None (or less than $201)

2.4 iShares iBoxx Investment Grade Corporate Bond (LQD) Yes $15,001 - $50,000 None (or less than $201)

2.5 iShares 20+ Year Treasury Bond (TLT) Yes $1,001 - $15,000 None (or less than $201)

2.6 iShares TIPS Bond (TIP) Yes $1,001 - $15,000 None (or less than $201)

2.7 iShares MBS ETF (MBB) Yes $50,001 - $100,000 None (or less than $201)

2.8 iShares Core MSCI Emerging Markets (IEMG) Yes $50,001 - $100,000 None (or less than $201)

2.9 iShares TR Core MSCI EAFE ETF (IEFA) Yes $100,001 - $250,000 None (or less than $201)

2.10 Schwab Short-Term U.S. Treasury (SCHO) Yes $1,001 - $15,000 None (or less than $201)

2.11 SPDR Bloomberg Barclays 1-3 Month T-Bill (BIL) Yes $1,001 - $15,000 None (or less than $201)

2.12 VanEck Vectors Fallen Angel High Yield Bond (ANGL) Yes $1,001 - $15,000 None (or less than $201)

2.13 Vanguard Small Cap Value Index (VBR) Yes $15,001 - $50,000 None (or less than $201)

2.14 Vanguard Small Cap Growth Index (VBK) Yes $15,001 - $50,000 None (or less than $201)

2.15 Vanguard Value Index ETF (VTV) Yes $250,001 - $500,000 None (or less than $201)

2.16 Vanguard Growth Index ETF (VUG) Yes $250,001 - $500,000 None (or less than $201)

2.17 Vanguard Short-Term Corporate Bond Index (VCSH) Yes $15,001 - $50,000 None (or less than $201)

2.18 Vanguard Intermediate Term Corporate Bond (VCIT) Yes $15,001 - $50,000 None (or less than $201)

Income Amount




Part 5: Spouse's Employment Assets & Income and Retirement Accounts



# Description EIF Value Income Type2.19 Xtrackers USD High Yield Corporate Bond ETF (HYLB) Yes $1,001 - $15,000 None (or less than $201)

3 Whitwell Jacoby Emhoff LLP SEP IRA No

3.1 Blackrock Liquidity Fund (TSTXX) Yes $1,001 - $15,000 None (or less than $201)

3.2 Communication Services Select Sector SPDR Fund (XLC) Yes $1,001 - $15,000 None (or less than $201)

3.3 Consumer Discretionary Select Sector SPDR (XLY) Yes $1,001 - $15,000 None (or less than $201)

3.4 First Trust Dow Jones Internet Index ETF (FDN) Yes $1,001 - $15,000 None (or less than $201)

3.5 First Trust Cloud Computing ETF (SKYY) Yes $1,001 - $15,000 None (or less than $201)

3.6 Health Care Select SPDR (XLV) Yes $1,001 - $15,000 None (or less than $201)

3.7 iShares Nasdaq Biotech (IBB) Yes $1,001 - $15,000 None (or less than $201)

3.8 iShares iBoxx Investment Grade Corporate Bond ETF (LQD) Yes $1,001 - $15,000 None (or less than $201)

3.9 iShares MBS ETF (MBB) Yes $1,001 - $15,000 None (or less than $201)

3.10 iShares Core MSCI Emerging Markets ETF (IEMG) Yes $1,001 - $15,000 None (or less than $201)

3.11 iShares TR Core MSCI EAFE ETF (IEFA) Yes $15,001 - $50,000 None (or less than $201)

3.12 SPDR US Financial Sector (XLF) Yes $1,001 - $15,000 None (or less than $201)

3.13 Vanguard Small Cap Index (VB) Yes $1,001 - $15,000 None (or less than $201)

3.14 Vanguard Consumer Staples Index Fund ETF (VDC) Yes $1,001 - $15,000 None (or less than $201)

3.15 Vanguard Information Technology Index Fund ETF (VGT) Yes $1,001 - $15,000 None (or less than $201)

3.16 Vanguard Industrials Index Fund ETF (VIS) Yes $1,001 - $15,000 None (or less than $201)

3.17 Vanguard Short-Term Corporate Bond Index Fund ETF (VCSH)

Yes $1,001 - $15,000 None (or less than $201)

3.18 Vanguard Intermediate-Term Corporate Bond Index Fund ETF (VCIT)

Yes $1,001 - $15,000 None (or less than $201)

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.Filer's NameKamala D. HarrisPart 5: Spouse's Employment Assets & Income and Retirement Accounts

Income Amount


# Description EIF Value Income Type4 DLA Piper LLP Profit Sharing and 401(k) Savings Plan No

4.1 Vanguard Target Retirement 2030 Trust II Yes $250,001 - $500,000 None (or less than $201)

5 DLA Piper LLP, cash balance pension plan -- See Endnote N/A $100,001 - $250,000 None (or less than $201)

6 DLA Piper LLP, capital account N/A $500,001 - $1,000,000 None (or less than $201)

7 DLA Piper LLP (law firm) N/A partnership share

8 Venable LLP (law firm) N/A partnership share

Part 5: Spouse's Employment Assets & Income and Retirement AccountsIncome Amount


Endnote for Line 5: This plan was inadvertently omitted from my 2020 candidate report.



# Description EIF Value Income Type1. (Self) U.S. bank #1 (cash) N/A $50,001 - $100,000 None (or less than $201)

2. (Self) U.S. bank #2 (cash) N/A $250,001 - $500,000 interest $5,001 - $15,000

3. (Spouse) U.S. bank #3 (cash) N/A $1,001 - $15,000 None (or less than $201)

4. (Spouse) U.S. bank #4 (cash) N/A $15,001 - $50,000 None (or less than $201)

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.

Income Amount




Part 6: Other Assets and Income



# Type Date Amount 1. purchase August 12, 2020 $1,001 - $15,000

2. sale May 12, 2020 $1,001 - $15,000

3. sale May 12, 2020 $1,001 - $15,000

4. purchase May 12, 2020 $1,001 - $15,000

5. purchase May 12, 2020 $1,001 - $15,000

6. purchase May 12, 2020 $1,001 - $15,000

7. sale April 14, 2020 $1,001 - $15,000

8. purchase March 20, 2020 $1,001 - $15,000

9. purchase January 15, 2020 $1,001 - $15,000


11. sale January 14, 2020 $1,001 - $15,000



14. sale January 14, 2020 $1,001 - $15,000

15. sale January 14, 2020 $1,001 - $15,000

16. sale January 14, 2020 $1,001 - $15,000

17. purchase August 14, 2020 $1,001 - $15,000

18. purchase August 14, 2020 $1,001 - $15,000

19. sale August 14, 2020 $1,001 - $15,000

20. purchase August 14, 2020 $1,001 - $15,000




Part 7: Transactions Description

(Spouse) Communication Services Select Sector SPDR Fund (XLC)

(Spouse) iShares Core MSCI EAFE ETF (IEFA)

(Spouse) First Trust Dow Jones Internet Index ETF (FDN)

(Spouse) Vanguard Consumer Staples Index Fund ETF (VDC)

(Spouse) Health Care Select Sector SPDR Fund (XLV)


(Spouse) Vanguard Short-Term Corporate Bond Index Fund ETF (VCSH)


(Spouse) Vanguard Intermediate-Term Bond Index Fund ETF (BIV)

(Spouse) iShares TIPS Bond ETF (TIP)

(Spouse) Vanguard Information Technology Index Fund ETF (VGT)

(Spouse) iShares Core MSCI Emerging Markets ETF (IEMG)


(Spouse) Vanguard Small-Cap Index Fund ETF (VB)

(Spouse) Vanguard Small-Cap Index Fund ETF (VB)



(Spouse) iShares iBoxx Investment Grade Corporate Bond ETF (LQD)

(Spouse) iShares 20 Plus Year Treasury Bond ETF (TLT)

(Spouse) Vanguard Small-Cap Growth ETF (VBK)

(Spouse) Vanguard Intermediate-Term Corp Bond Index Fund ETF (VCIT)


# Type Date Amount 21. purchase August 14, 2020 $1,001 - $15,000

22. sale August 14, 2020 $1,001 - $15,000

23. purchase August 14, 2020 $1,001 - $15,000

24. purchase August 14, 2020 $15,001 - $50,000

25. purchase August 14, 2020 $1,001 - $15,000

26. purchase August 14, 2020 $15,001 - $50,000

27. sale August 14, 2020 $1,001 - $15,000

28. purchase August 14, 2020 $1,001 - $15,000

29. purchase August 14, 2020 $1,001 - $15,000

30. sale August 14, 2020 $50,001 - $100,000

31. purchase August 13, 2020 $1,001 - $15,000

32. sale April 16, 2020 $1,001 - $15,000

33. sale April 16, 2020 $15,001 - $50,000

34. sale April 16, 2020 $1,001 - $15,000

35. purchase April 16, 2020 $15,001 - $50,000

36. purchase April 16, 2020 $1,001 - $15,000

37. purchase April 16, 2020 $1,001 - $15,000

38. sale April 16, 2020 $1,001 - $15,000

39. sale April 16, 2020 $1,001 - $15,000

40. purchase March 24, 2020 $15,001 - $50,000

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.Filer's NameKamala D. HarrisPart 7: Transactions

Description(Spouse) Schwab Short-Term U.S. Treasury (SCHO)

(Spouse) Vanguard Small-Cap Value Index Fund (VBR)




(Spouse) Vanguard Value Index Fund ETF (VTV)


(Spouse) iShares MBS ETF (MBB)

(Spouse) SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL)

(Spouse) Vanguard Growth Index Fund ETF (VUG)

(Spouse) BlackRock Liquidity Fund (TSTXX)












# Type Date Amount 41. purchase March 24, 2020 $1,001 - $15,000

42. sale March 24, 2020 $1,001 - $15,000

43. purchase March 24, 2020 $1,001 - $15,000

44. purchase March 24, 2020 $1,001 - $15,000

45. purchase March 24, 2020 $1,001 - $15,000

46. purchase March 24, 2020 $1,001 - $15,000

47. sale March 24, 2020 $1,001 - $15,000

48. purchase March 19, 2020 $1,001 - $15,000

49. sale March 18, 2020 $1,001 - $15,000

50. sale March 18, 2020 $1,001 - $15,000

51. sale March 17, 2020 $1,001 - $15,000

52. purchase March 16, 2020 $1,001 - $15,000

53. sale March 16, 2020 $1,001 - $15,000

54. sale March 16, 2020 $1,001 - $15,000

55. sale March 16, 2020 $1,001 - $15,000

56. sale March 16, 2020 $1,001 - $15,000

57. sale March 16, 2020 $1,001 - $15,000

58. sale March 16, 2020 $1,001 - $15,000

59. sale March 13, 2020 $1,001 - $15,000

60. sale January 16, 2020 $1,001 - $15,000

Filer's NameKamala D. HarrisPart 7: Transactions

Description(Spouse) Vanguard Small-Cap Growth ETF (VBK)
















(Spouse) Schwab Short-Term U.S. Treasury (SCHO)

(Spouse) Vanguard Intermediate-Term Bond ETF (BIV)





# Type Date Amount 61. purchase January 16, 2020 $1,001 - $15,000

62. sale January 16, 2020 $1,001 - $15,000

63. sale January 16, 2020 $1,001 - $15,000


65. sale January 16, 2020 $1,001 - $15,000


67. sale January 16, 2020 $15,001 - $50,000





72. sale January 16, 2020 $15,001 - $50,000

73. sale January 16, 2020 $15,001 - $50,000





78.

79.

80.

Filer's NameKamala D. HarrisPart 7: Transactions

Description(Spouse) Xtrackers USD High Yield Corporate Bond ETF (HYLB)




(Spouse) iShares iBoxx High Yield Corporate Bond ETF (HYG)



(Spouse) VanEck Vectors Fallen Angel High Yield Bond ETF (ANGL)

(Spouse) Schwab Short-Term U.S. Treasury ETF (SCHO)



(Spouse) Vanguard Intermediate-Term Bond ETF (BIV)

(Spouse) iShares 3-7 Year Treasury Bond ETF (IEI)



(Spouse) iShares 20+ Year Treasury Bond ETF (TLT)



# Amount Year Incurred Rate Term 1. $500,001 - $1,000,000 2018 Libor + 1.3% 8 years

2. $100,001 - $250,000 2020 0 2 years

3. $1,000,001 - $5,000,000 2020 3.00% 10 years

4. $1,000,001 - $5,000,000 2017 3.5% 30 years, in 2020, became the 10 year mortgage described on line 3 above.

5. $1,000,001 - $5,000,000 2020 2.625% 7 year ARM

6. $1,000,001 - $5,000,000 2016 2.625% 7 year ARM, in 2020, became the 7 year ARM described on line 5 above.

7. $100,001 - $250,000 2016 3.5% (floating based on PRIME)

30 years

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

Line of Credit

Mortgage (personal residence)

Mortgage (personal residence) (paid off)

Wells Fargo

Wells Fargo

Wells Fargo

Wells Fargo

Commercial Loan -- Partner Capital Loan for DLA Piper LLPPromissory Note

Instructions for Part 8Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

Mortgage (personal residence)

Mortgage (personal residence) (paid off)


Creditor Name(Spouse) Wells Fargo

(Spouse) DLA Piper LLP (US)

Filer's NameKamala D. HarrisPart 8: Liabilities

Type

Wells Fargo

# Source Name City/State Value1. None

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.





Brief Description Part 9: Gifts and Travel Reimbursements


Harris, Kamala D. 2021 Annual 278 - The White House

Documents

Transcript of Harris, Kamala D. 2021 Annual 278 - The White House