Gray H Miller Financial Disclosure Report for 2010

download Gray H Miller Financial Disclosure Report for 2010

of 11

Transcript of Gray H Miller Financial Disclosure Report for 2010

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    1/11

    AO IORev. 1/2011 I FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 20 10

    Report Required by the E thicsin Governmen t Act of 1978(5 U.S.C. app. 101-I11)

    1. Person Reporting (last name, first, middle initial)

    MILLER, G RAY H ,

    4. Title (Article Ill judges ind icate active or senior status;magistrate judges indicate full- or part-time)

    U.S . DISTRICT JUDGE - A CTIVE

    7. Chambers or Off ice Address

    BOB CASEY U. S. COURTHOUSE515 RUSK AVEHOUSTON, TX 77002

    2. Court or Organization

    U.S. DIST. COURT , SO. DIST. TX

    3. Date ofR e p o r t

    05/06/2011

    5a. Report Type (check appropriate type)

    ] Nomination, Date[] Initial [] Annual [] Final

    5b. [] Amended Report

    8. On the basis of the Information conta ined In th is Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith appl icable laws and regula t ions .

    R e v ie w in g O ff ic e r D a te

    6. Report ing Per iod

    01/01/2010to

    12/31/2010

    I M P O R TA N T N O T E S :The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T IO N S .(Reporting individual only; seepp. 9-13 of filing instructions.)

    [~ ] NONE (No re portable positions.)

    POSITION NAM E OF ORGAN I ZATI ON/ENTI TY

    1. Mem ber o f the Adv iso ry Board USS Caval la His to r ical Foundat ion

    2. Mem ber of the Board Garland R . Walker Am erican Inn o f Court

    3. Mem ber of the Board Federal Bar A ssociation - Southern District of Texas

    4.

    5.

    I I . A G R E E M E N T S .( R e p o r t i n g i n d i v i d . a l o n t y ; s e e .. . 1 4 - 1 6 o r a t in ginstructions.)

    ~] NONE(No reportable agreements.)

    DATE PARTIES AND TERMS

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    2/11

    FINANCIAL DISCLOSURE REPORT

    Page 2 of 11

    Name of Person Reporting

    MILLER, GRAY H.

    Date of Report

    05/06/201 I

    I I I . N O N - I N V E S T M E N T I N C O M E .( R e p o . i n g i n d i v i d a a l a . d sp o a s e ; s e e p p . 1 7 - 2 4of filing instructions.)

    A. Filer s Non-Investm ent Incom e

    ~] (No reportable non-investment income.)ONE

    DATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOM E( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e st m e n t I n co m e- if you were married during any portlon of the reportlng year, complete this section.(Dollar amount not required except for honoraria.)

    N O N E(No reportable non-investment income.)

    DATE SOURCE AND TYPE

    I.

    2.

    3.

    4.

    I V . R E I M B U R S E M E N T S--transportation, lodging, foo d, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

    D N O N E(No reportable reimburseme nts.)

    3.

    4.

    5.

    SOURCE DATES LOCATION

    Louisiana State UniversityMarch 4-5 Baton Rouge,L A

    PURPOSE

    Alvin Rubin M aritime LawS e m i na r

    ITEMS PAID OR PROVIDED

    Transportation, meals, room

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    3/11

    FINANCIAL DISCLOSURE REPORT

    Page 3 of 11

    Name of Person Reporting

    M ILLER, GRAY H.

    Date of Report

    05/06/201 I

    V. G I F T S .a n c l u d e s t h o s e to s p o u s e a n ddependent children; see pp. 2 8 - 3 1of fillng instructions.)

    N O N E ( N oreportable gifts.)

    SOURCE

    I.

    2.

    3.

    4.

    5.

    DESCRIPTION VALUE

    V I . L I A B I L I T I E S .a na ~ de s those o l spo u se ~ n d de pe nde n t e h i l d re , ,; s e e pp . 32 - S~ o f ~ l l ng ~ ns t r ~ e a on ~ )

    --] NONE (No reportable liabilities.)

    CREDITOR

    1. Trapeze Capital Corp.

    2.

    3.

    4.

    5.

    Margin Account

    DESCRIPTION VALUE CODE

    K

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    4/11

    FINANCIAL DISCLOSURE REPORTPage 4 of 11

    Name of Person Reporting

    MILLER, GRAY H.

    Date of Report

    05/06/2011

    V I I. I N V E S T M E N T S a n d T R U S T S- i n co me ,v a lu e ,transactions (Includesthose of spouseand depen dent children; see pp. 3 4-60 of filinginstructions.)

    N O N E(NO reportable income, assets, or transactions.)

    A. B. C. D.D e s c r i p t i o n o f A s s e t s Income during

    Gross value at end Transactions during reporting period( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of reporting period(1 ) [2 ) (1) (2) (1 ) (2) (3) (4)

    P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u nt T yp e (e .g .,Value Value Ty p e ( e . g . , D a t e Value G a i ne x e m p tf romp r i o rdisclosure C o d e 1 div. , ren t , Code 2 Method b u y , se ll. m m /d d /y y C od e 2C o d e 1

    ( A - H ) o r in t.) (J -P ) C o d e 3 re d e m ptio n ) (J -P ) (A -H )( Q - W )

    Chase Bank Accounts N o n e Closed

    Everbank Bank Account A Interest K T

    Everbank Bank Account A Interest Closed 07/09/10 J

    Peoples Sta te Bank Account N o n e Closed

    Compass Bank Mon ey Market Account N one Closed

    Performex M ul t i Man ager Fund 3c I LPA lnt./Div. O T

    E Distribution

    2.

    3.

    4.

    5.

    6.

    7.

    8.

    9.

    1 0 .

    1 1 .

    1 2 .

    1 3 .

    1 4 .

    16 .

    1 7 .

    Brokerage Account #1

    - Fidelity Core Cash Accoun t (Y)

    Brokerage Account #2

    - Cano PetroleumInc Co m m o n

    - Corr idor Res Inc . Comm on Stock

    N o n e Sold 07 /08/10 J(part)

    Sold 09/28/10 J

    - Malaga Inc

    - ORCA Exploration

    - Etruscan Resources Inc . Commo n Stock

    N o n e

    N o n e

    N o n e

    N o n e

    T

    T

    Sold . 11/03/10(part)

    B uy 12/08/10(addl)

    J

    J

    B uy 10/05/10(addl)

    So ld 07 /18/10(part)

    J

    J

    (5 )Identity of

    buyer/seller(if private

    transaction)

    See No te in Par t V

    See No te in Par t V

    I. Income Gain Codes: A =$1,000 o r less B =$1,001 - $2,500(See Colunms Bt and D4) F =$50,001 - $ 100,000 G =$100,001 - $1,000,000

    2. Value Codes J =$15,000 or less K =$15,001 - $50,000(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000

    P3 =$25,000,001 - $50,000,0003. Value M ethod Codcs Q =Appraisal R =Cost (R ea l Estate On ly)

    (See Column C2) U =Book Value V =Other

    C =$2,501 - $5,000HI =$1,000,001 - $5,000,000L =$50,001 - $100,000PI =$1,000,001 - $5,000,000P4 =More than$50,000,000S =AssessmentW =Estimated

    D =$5,001 - $15,000

    H2 =Mo re than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000

    T =Cash Market

    E =$15.001- $50,0

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    5/11

    FINANCIAL DISCLOSURE REPORTPage 5 of 11 I

    ame of Person Reporting

    MILLER, GRAY H.

    Date of Report

    05/06/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -i .c o m e , v a tu e ,transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

    D N O N E(N o reportable income, assets, or transactions.)

    Descr ipt ion of AssetsTransact ions during report ing period( including trus t assets )

    Incomedur ingGro ss v a l u e a t e n drepor t ing per iod o f re p o r t i n g p e r i o d

    (1) (2) (1) (2) (I)Place "(X)" after each asset A m o u n t Type (e.g., Value Value Type (e.g.,

    exempt from prior disclosure Code 1 d iv ., ren t, Co d e 2 M etho d buy, se l l ,(A-H) or int .) (J-P) Co d e 3 re d e m ptio n )

    ( Q - W )

    (2) (3) (4)

    Date Value Gainm trg dd /y y Co de 2Code 1

    ( J - P ) (A-H)

    (s )Identity of

    buyer/ se l le r(if private

    t ransac t ion)

    1 8 .

    1 9 .

    20 .

    21 .

    22 .

    23 .

    24 .

    25.

    26 .

    27.

    28 .

    29 .

    30 .

    31 .

    32 .

    33 .

    34 .

    - Goldfarb Corp CI-A Svs None

    - High River Gld Qly CvRs 8% 31Decl I

    ( )- Petro l ifera Petro leum Ltd None

    - Specialty Foods Grp Vr/Rt 14/Dec I 1 A I n t e r e s t

    - St . Andrew Goldfields - New Com m on NoneStock

    - Sterling Res Ltd. None

    - Serrano Energy Ltd - New Com m on Stock

    - Canadian Phoen ix Res - New

    - Aetna Inc- New Comm on Stock

    - BJS Restaurants Inc

    None

    None

    A Dividend

    None

    J

    J

    K

    J

    J

    Sold

    T

    08/18/10

    T

    T

    T

    Sold 03/25/10(part)

    Sold 07/21/10(part)

    Sold 09/07/10

    Sold 06/03/10

    Sold 08/18/10

    T Bu y 05/I 9/10(addl)

    T Sold 01/08/10

    Sold 04/21/10

    Buy 05/21/10

    Bu y 05/25/I 0

    Sold 10/07/10

    J

    J

    J

    J

    J

    J

    J

    J

    J

    J

    J

    A

    A

    A

    See note in part V lll

    A

    1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000(See Columns B 1 and D4) F =$50,001 - $100,000 G ~$ 100 ,00 1 - $1,00 0,0 00 H 1 = $1,00 0,0 01 - $ 5,000 ,0 00

    2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000(Se e Co lu mn s C I a nd D3) N =$2 50 .00 1 - $50 0,0 00 O =$ 500,001 o $ 1,000,000 P 1 =$ 1,000 ,0 01 - $ 5,000 ,00 0

    P3 =$25,000,001 - $50,000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessment

    (See Column C2) U =Book Value V =Other W =Estimated

    D -$5,001 - $15,000[t2 =More than $5,000,000M $100,001 - $250,000P2 $5 ,000 ,001-$25 ,000 ,000

    T =Cash Market

    E =$15,001 - $50,0

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    6/11

    FINANCIAL DISCLOSURE REPORTPage 6 of 11

    Name of Person Reporting

    MILLER, GRAY H.

    Date of Report

    05/06/201 I

    V I I. I N V E S T M E N T S a n d T R U S T S-income, value,transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

    ~-~ NONE (Noreportable income, assets, or transactions.)

    A. B. C.D escrtption of Assets Income during Grossvalue at end

    ( including trus t assets ) repor t ing per iod o f re p o r t i n g p e r i o d

    (l) (2 ) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., Value Va l u e

    exempt from prior disclosure C o d e I d iv ., re n t, Co d e 2 M ethod( A - H ) or in t . ) (J-P) Code 3

    ( Q - W )

    (l)Type (e.g.,

    buy, se l l ,r e d e mp t i o n )

    Transactionsdur ingreportingper iod

    (2) (3) (4) (5 )Date Va l u e G ain Identity of

    m m / dd /y y C od e 2Cod e 1 buyer/ se l le r

    (J-P) ( A - H ) (if private

    t ransac t ion)

    35 . - California Pizza K itchen Non e Sold 03/19/I 0 J See note in p art VII

    36 . Sold 03/22/10 J

    37 . Buy 05/07/10 J

    38 . Buy 05/20/10 J

    39 .

    40 .

    41.

    - Ruby Tuesday lnc Comm on Stock None Sold 03/11/10(part)

    Sold 03/31/10(part)

    Sold 04/16/10

    J

    J

    J

    A

    B

    B

    42 . - Kroger Co Comm on Stock A Dividend J

    43 . - Clorox Compan y Comm on Stock

    44 . - CVS Caremark Corporation Comm on

    A Dividend

    A Dividend

    J

    J

    T

    T

    Buy 01/29/10 J

    (addl )

    45.

    46.

    47.

    - Jack in the Box Inc Common

    - Gam estop Corp CI-A Comm on

    None

    None

    Sold 11/23/10(part)

    Sold 05/18/10(par t)

    Sold 05/27/10

    J

    J

    J

    48 . -Aflaclnc Com m on A Dividend J Buy 05/07/10 J

    49.

    50 . - Goldm an Sachs Group Inc Comm on A Dividend

    Sold 11/19/10 J

    (part)Buy 02/08/10 J

    51 . Bu y 05/03/10 J(addl )

    I. Incom e G ain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns B I and D4) F =$50,001 - $100,000 G =$ 100,001 - $1,000,000 H 1 =$ 1,000.001 - $5,000,000 H 2 =M ore than $5,000,000

    2. Value Codes J =$15,000 or less K =$15,001 - $ 50,000 L -$50,001 - $100,000 M =$ 100,001 - $250,000(See Co lum ns C 1 and D3) N =$250.001 - $500,000 O =$500,001 - $ 1,000,000P I $1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

    P3 -$25,000.001 - $50,000,000 P4 -Mo re than $50,000,0003. Value Mcth0d Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcnt T =Cash Market

    (See Column C2) U =Book Value V =Other W =Estimated

    E =$15,001- $50,0

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    7/11

    FINANCIAL DISCLOSURE REPORTPage 7 of 11

    Name of Person Reporting

    MILLER, GRAY H.

    Date of Report

    05/06/2011

    V I I . I N V E S T M E N T Sa n d T R U S T S- income, value, trans actions (Includes those of spouse and dependent children; see pp. J4-60 of filing instru ctions.)

    D NONE (No reportable income, assets, or transactions.)A. B. C.

    Descr ipt ion of Assets In c o me d u r i n g Gro ss v a l u e a t e n d(inc lud ing tmst asse ts) repor t ing per iod of report ing period

    (1 ) (2 ) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., Va lu e Valu e

    exempt from prior disclosure Code 1 div. , ren t , Code 2 M etho d( A - H ) or in t . ) (J-P) Code 3

    ( Q - W )

    Transact ions during report ing period

    (1 ) (2) (3) (4)Type (e.g., D a t e Value Gainbuy, sell, mm/dd/yy Code 2 l Code 1

    redemption) (JoP) (A-H)

    (5 )Identity of

    buyer/seller(if private

    transaction

    52 .

    53 .

    54 .

    55 . - Xcite Energy Ltd Com m on None K

    Buy 05/06/10(add l )

    Sold ll/ll/10(par t )

    Sold l 1/18/10

    (par t )T Buy 03/15/10

    J

    J

    J

    J

    A

    A

    56 .

    57. - Aurcana Corpo rat ion 08APR I 1 None T

    Sold 11/19/10(part)

    Buy I 1/30/10

    J

    J

    B

    58 . - WTS-Aurcana Corp 07Decl3

    59 . - Manitok Energy lnc 23Apr2011

    N o n e

    N o n e

    J

    J

    T

    T

    Sp in off 12/09/10(from l ine 57)

    Buy 12/15/10

    J

    J

    60 . - Por to En ergy None T B u y . 04/20/10 J

    61 .

    62 . - Hewle tt Packa rd Co Comm on Stock A Dividend

    Buy 12/09/10(addl)

    Buy 08/06/10

    J

    J

    63 .

    64 . - CiscoSys tems Inc Com mo n Stock None T

    Buy I 1/11/10(addl)

    Buy 11/11/10

    J

    J

    65 . - General Motor s 5.25% None J T B uy 11/15/10 J

    66 . - MasterCard Inc CL-A Com mon Stock None T Buy 12/17/10 J

    67 . -Pan-Ocean Ene rgy-B-Temp (X) None Sold 11/16/10 J A

    68 . - Chipot le M exican Gri ll Comm on Stock None Sold 05/06/10 J See Note in Part V ll

    1. n c o m eG a i n C o d e s : A =$1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000(See Columns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 -$1,000,001 - $5,000,000

    2. Value Codes J =$15.000 or less K =$15,001 - $50,000 L =$50.001 - $ 100,000(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $5,000,000

    P3 =$25.000,001 - $50,000,000 P4 =Mo re Ihan $50.000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only} S =Assessment

    (See Column C2) U =Book Value V =Other W =Eslimated

    D =$5,001 - $15,000H2 =M ore than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000

    T -Cash Market

    E =$15,001 - $50,0

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    8/11

    FINANCIAL DISCLOSURE REPORTPage 8 of 11

    N a m e o f P e r so n R e p o r ti n g

    MILLER, GRAY H.

    Date of Report

    0.5/06/2011

    V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and d epe ndent children; seep p. 34-60 of filing instructions.)

    D N O N E(No reportable income, assets, or transactions.)

    69.

    70 .

    71 .

    72 .

    73 .

    74 .

    75 .

    76 .

    77 .

    78 .

    79 .

    80 .

    81 .

    82 .

    83 .

    84 .

    85 .

    A. B. C.Description of Assets Income during

    Gross value at end(including trust assets) reporting period of reporting period

    ( 1 ) (2) (1) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t Type (e.g., V alu e V a lu e

    exempt from prior disclosure Code1 div.,ren t , Code 2 Method(A-H) o r in t . ) (J-P) Code 3

    (Q-W)

    - Dineequity Inc Comm on Stock None J T

    - Dynacor Gold Mines Inc Common Stock

    (x)Performex Multi Manager Fund 3el LP

    (IRA Investment)

    Trust #1

    - Fidelity Core Cash Account

    - Short Dow30 ProShares ETF

    - Ultra Short Dow30 ProsShares ETF

    - Exxon Mobil Corp Common Stock

    None J T

    A Int./Div. P 1 T

    A I n t e r e s t

    None

    None

    A Dividend

    J

    J

    J

    J

    T

    T

    T

    T

    Trust #2

    - Fideli ty Core Cash Account

    - Short Dow30 ProShares ETF

    - Ul t ra Shor t Dow30 ProsShares ETF

    - Exxon Mobi le Corp Com mo n Stock

    A I n t e r e s t

    None

    None

    A Dividend

    J

    J

    J

    J

    T

    T

    T

    T

    (1 )Type (e.g.,buy, sell,

    redemption)

    Transact ions during report ing period

    (2) (3) (4)

    D a t e Value Gainmm/dd/yy Code 2 Code 1

    (J-P) (A-H)

    Sold 05/13/10 J

    Buy 05/19/10 J

    Sold I 1/12/10 J

    Sold 11/17/10 J

    B uy 07/10/10 K(addl)

    Buy 05/26/10 J

    Buy 05/28/10 J(addl)

    Bu y 05/26/10 J

    (5 )Identityo f

    buyer/seller(if private

    transaction)

    See Note in Part V I

    1. Incom e Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000(Sce Colurnns 131 and D4 ) F =$ 50.001 - $100,000 G =$100,001 - $1,000,000 H 1 :$1,000,001 - $ 5 ,000,000

    2. Value Codes J -$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000(See Columns CI and D3) N =$ 250,001 - $ 500,000 O =$500,001 - $ 1,000,000 PI =$1,000,001 - $5,000,000

    P3 =$25,000,001 - $50,000,000 P4 =M ore than $50,000,0003. Value Mcthod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment

    (See Column C2) U =Book Value V =Other W =Estimated

    D=$5,001 - $15,000tt2 =Morethan $5,000,000M=$100 ,001- $250 ,000P2 =$5,000,001 -$25,000,000

    T =Cash Market

    E =$15,001- $50,0

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    9/11

    FINANCIAL DISCLOSURE REPORT

    Page 9 o f 11

    Name of Person Reporting

    MILLER, GRAY H.

    Date of Report

    05/06/201 I

    V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)

    NONE (Noreportable income, assets, or transactions.)

    A. B. C. D.

    Descrip tion of Assets Incom e during Gross value at end Transactions during reporting period(including trust assets) reporting period of reporting period

    (1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset Am ountType (e.g., Value Value Type (e.g., D a t e Value Gain Identity of

    exempt from prior disclosure Code 1 div., rent, Co de 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller(A-H) o r in t . ) (J-P) Code 3 redem ption) (J-P) (A-H) (if private

    (Q-W) transaction)

    86 .

    87 . Trus t #3

    Buy 05/28/10 J(addl)

    8 8 . - Fid el it y C ore Cash Accou n t A I n t e r e s t K T Open 12/07/10 K

    I. Income Gain Codes:(See Columns B 1 and D4)

    2. Value Codes

    (See Columns CI and D3)

    3. Value Method Codes

    (See Column C2)

    A =$1.000 or lessF =$50,001 - $ 100,000

    J =$15,000 or lessN =$250,001 - $500,000P3 -$25.000,001 - $50,000,000Q =Appraisal

    U =Book Value

    B =$1,001- $2,500G =$i00,001- $1,000.000K =$15,001- $50,000O=$500,001 -$1,000,000

    R -Cost(Real Estate Only)V -Other

    C =$2.501- $5,000H1 =$1,000,001- $5,000,000

    L =$50,001- $100,000PI =$1,000,001 - $5,000,000P4 =Mo ~ than $50,000,000S =AssessmentW =Estimated

    D=$5,001- $15,000H2 =Mo re than $5,000,000M=$100,001 -$250,000P2=$5,000,001- $25,000,000

    T =Cash Market

    E =$15,001 - $50,0

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    10/11

    FINANCIAL DISCLOSURE REPORT

    Page 10 ofll

    N a m e o f P er s o n R e p o r t in g

    M I L L E R , G R AY H .

    Date of Report

    05/06/2011

    VIII. ADDITIONAL INFOR MA TION OR EX PLAN ATIONS.(lndlcate part of report.)

    Note: ETF stands for Exchange Traded Fund.

    Part VII, page 4, l ine 2 & 3 - The pr ior year report shows Everbank B ank Accounts which inc luded two accounts. During 2010, oneso an addi t ional l ine was add ed for the account tha t was c losed and both accounts were renam ed Everbank B ank Accoun t .

    Par t VII , page 5, l ine 30 - BJS Restaurants Inc wa s sold short on 01/08/10 and 04/21/10 and cove red on 05/21/10 and 05/25/10. Onshort again and not covered d uring 2010 so Column C has been f i l led out s ince this s tock was not covered a t the end of the report i

    Par t VII , page 6, l ine 35 - Cal i fornia Pizza Ki tchen was sold short on 03/19/10 and 03/22/10 and covered on 05/07/10 and 05/20/10since this stock was no longer held at tho en d of the reporting period.

    Part VII , page 7, l ine 68 - Chipot le Me xican Gri l l was sold short on 05/06/10 and 05/13/10 and covered on 05/19/10. Column C hawas no longer he ld a t the end of the report ing per iod.

    Part VII , page 8, l ine 71 - Dineequi ty Inc was sold short on 11/12/10 and 11/17/10 and not covered during 2010. Column C has bee.not covered at the end of the reporting period.

  • 8/3/2019 Gray H Miller Financial Disclosure Report for 2010

    11/11

    FINANCIAL DISCLOSURE REPORT

    Page 11 ofll

    Name of Person R eporting

    MILLER, GRAY H.

    Date of Report

    05/06/201 I

    IX . CERTIFICATION.

    I ce r t ify tha t a l l in forma t ion g iven above ( inc lud ing in forma t ion p e r ta in ing to m y spouse and m inor o r dep endent ch i ld renaccura te , t rue , and com ple te to the bes t o f my knowledg e and be l ie f, and tha t any in form a t ion no t r epor ted was wi thhe ld becauprov i s ions perm i t ting n on -d i sc lo su re.

    I fu r the r ce r ti fy tha t ea rned incom e f rom o uts ide employ m ent and hon ora r ia and the accep tance of g i f t s which have been rcom pliance with the prov is ions of 5 U.S.C. app . 501 et . seq . , 5 U.S.C. 7353, and Judicial Conference reg ulat ions .

    Signatu re : S/GRAY H. M ILLER

    N O T E : A N Y I N D I VI D UA L W H O K N O W I N G LY A N D W I L F U L LY FA L S I F IE S O R FA I L S TO F I L E T H I S R E P O R T M A Y B E SAND CRIMINA L SAN CTIONS (5 U.S .C . app . 104)

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544