George H King Financial Disclosure Report for 2010

8/3/2019 George H King Financial Disclosure Report for 2010

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.... IFINANCIAL DISCLOSURE REPORTFOR C A LEN D A R Y EA R 2010

Report Required by the Ethicsin Government Act o f 1978(5 U.S.C. app. 101-111)

I . P e r s o n Repor t ing ( l a s t n a m e , f i r s t, m i d d l e i n i t ia l )K i n g , G e o r g e H .

4. Title (Article 111 judges indicate active or senior status;m ag is t r a t e ju dg es in d ica te fu l l- o r p a r t - t im e)

Active - Uni ted States Dist r ict Judge

7. Chambers o r Office AddressEdward R . R oyba l Federa l B ui lding an d Cour thous e255 Eas t T em ple S t ree tSuite 660Los Angeles , Ca l i forn ia 90012

2 . C o u r t o r O r g a n i z a t io nUnited States Dist r ict Court

5a. Repor t Type (check appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o rm a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , in m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Officer Date

3 . D a t e o f R e p o r t05/16/201 I

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P 0 S I T I 0 N S . m e r o n i n g i n a i v ia u o t o n l y ; s e e r e . 9 - 1 3 of fi l ing instruct ions.)[-~ N O N E (No reportable positions.)

PO SITIO NI. Trustee Trust # 12.

3.

4.5.

N A M E O F O R G A N I Z AT I O N / E N T I T Y

II. A G R E E M E N T S . m e r o n i , ,g i n u i v i d u ~ t o n O , ; s e ~ r r . ~ - ~ o . t : a t i , , g i n s t r u c , i o , , ~ )[~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 13

N a m e o f P e r so n R e p o r t i n gKing, George H.

D a t e o f R e p o r t05/16/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-lnvestm ent Income

~] (No reportable non-investment income.)O N EDATE SOU RCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I nc o m e - l f you were m arried during anyportion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

IV. R E I M B U R S E M E N T S --transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children; see pp. 2 5-27 off!ling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gKing, George H.

o ~Jlr|~.~o (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

N O N E (No reportable gifts.)S O U R C E .

1.2.3.4.5.

DESCRIPTION

D a t e o f R e p o r t05 /16 /201 I

VALUE

V I . L I A B I L I T I E S . ( in c l u d e s t h o s e o l s p o u s e , n d dependent children; see pp. 3 2 - 3 3 of f!ling instructlon~)N O N E (No re portable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUE CODE


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D a t e o f R e p o r t05/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions (Includes tho.~e of spouse and dependent chi ldren; see pp. 34-60 of fi l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) report ing period

( l) (2 )Place "(X)" after each asset A m o u n t T y p e ( e . g .,exempt from prio r disclosure C o d e 1 d i v . , r e n t ,( A - H ) or i n t . )

I. In T rus t # 1 Financia l Credi t Union-FCU2. (In Trust #1) Real Esta te Prescot t , AZ3. W e l l s F a r g o S a v i n g s4. Univers a l Li fe Ins urance (S ta t e Far m ) (Y)5. Advent rx P harm aceut ica l s Inc. (DC)6. Aj is en H oldings Ltd. (Mis nam ed in 2008

Ajiseu Ramen~7. Andre Juice Co. Ltd.~ Yantai North)8. Anhui Expressway~9. Appl i ed Energe t ics1 0 . As ian Envi ronm ent H oldings Ltd.1 1 . 6AZO (Austral ian Dollar Futures)1 2 . 6AZO (Austral ian Dollar Futures)1 3 . Bangk ok Bank Pu b l ic C o . L td .1 4 . B ang kok Dus i t Medica l S erv ices Co . Ltd1 5 .

1 6 .1 7 .

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)Value Value

C o d e 2 M e t h o d(J -P ) C o d e 3

(Q-W)

A Int./Div. J TD Rent N SA Interest J TB Dividend L T

N o n e J TA DividendA Dividend J TA Dividend

N o n e J TN o n e J TN o n e

AA

DividendDividend

JJ

TT

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(l ) (2) (3)

T y p e ( e . g . , D a t e Valueb u y , s e l l , m m /d d / y y C od e 2

r e d e m p t i o n ) ( J - P )

S old 11/03/10 J

S o l d 11/03/10 J

B uy 11/16/10 L

B ank of Am er ica

Bank o f AmericaBeijing Capitol Airport Co. Ltd.~

A

A

Dividend

Dividend

S old 10/14/10 L

L

LJ

Buy 11/03/10

S old 12/01/10S old 10/21/10

( 4 ) ( 5 )Gain I d e n t i t y o f

Code I buyer/seller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

S ee No te in S ectionV I I I

1. In co me Ga in Co des: A =$1,000 o r le ss B = $1,001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $ 5.001 - $ 15,000(Se e C olunms BI a nd D 4) F =$50,001 - $100,000 G =$ 100,001 - $ 1,000,000 H I = $1,000,001 - $ 5,000,000 H2 =M ore tha n $ 5,000,0002 . V a l u e Cod es J = $ 15,000 o r le ss K = $15,001 - $ 50,000 L -$ 50,001 - $ 100,000 M =$ 100,001 - $250,000( Se e Co lumn s Cl an d D 3) N -$ 25 0,0 01-$ 500 ,0 00 O $ 5 00,0 01-$ 1,00 0,0 00 P I $1,00 0,00 1-$ 5,00 0,00 0 P2=$5.000,001-$25,000,000

P3 = $25,000,001 - $ 50,000,000 P4 = M o re tha n $50,000,0003 . V a l u e Met h od Cod es Q = Ap p ra i sa l R =Cos t ( R ea l E s t a t e O n l y ) S =Assessment T ~C a s h Ma rke t(Se e C olumn C 2) U =B ook V al u e V = O t h e r W =Estimated

E =$15,001- $50,000


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F I N A N C I A L D I S C L O S U R E R E P O R TPage 5 of 13

N a m e o f P e r so n R e p o r t i n gK i n g , G e o r g e H .

D a t e o f R e p o r t05/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a l u e , transact ions ( Includes those of spouse and dependent chi ldren; see pp. 34-60 of filing instructions.)D NONE ( N o reportable income, assets, or transactions.)A. B. C.D e s c r i p ti o n o f A s s e t s Income during G r o s s v a l u e a t e n d

( i n c lu d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(l) (2) (t) (2)Place "(X)" after each asset A m o un t T y p e ( e .g ., V alue V a lueexempt from prior disclosure C o d e 1 d i v . , r e n t , C od e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3

( Q - W )

1 8 . BHPBil l i ton Ltd .1 9 . Chaoda M odem Agr icul ture H oldings A Dividend20 . China B lue Chem ica l Ltd. ] A Dividend21 . China Foo ds Ltd A Dividend22 . China O vers eas Land & Inves tm ent Ltd. A Dividend23 . China W ate r Affa i rs G roup Ltd. A Dividend24 . 6CH O (C anadian Dol l a rs Futures ) N o n e25 . 6CH O (C anadian Dol l a rs Futures )26 . C LFI (C ru d eOi l Fu tu res) N o n e27 . CLFI (Crude O i l Futures )28 . CLZ 0 (C rudeOi l Futures )29 . CLZ0 (Crude Oil Futures)30 . CLZ 0 (Crude O i l Futures )3 !. Dongfong E lec t r ic~ A Dividend32 . Dongfong E lec t r ic ~ A Dividend

33 . Dyna s t y F i ne W i ne s Grou p L t d . A Dividend34 . ES H O (Mini S & P 500) N o n e

J

JTT

T

N o n e L TN o n e L T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(l ) (2) (3)

T y p e ( e . g ., D a t e Valueb u y , s e l l , m m ] d d/ yy C o d e 2

r e d e m p t i o n ) (J -P )

Sold 01/05/10 K

S old 10/25/10 JS old 01/19/10 J(par t)S old 11/30/10 JBu y 02/04/10 JSo ld 01/13 /10 JBuy 11/17/10 LSo ld 11/18/10: LBuy 11/16/10 LBuy 11/17/10 L

S old 11/17/10 L(par t)S old 10/06/I 0 J(par t)S old 10/21/10 J

S old 11/03/10 JBuy 03 /15/10 L

(4 ) (5 )Gain Identity of

Code 1 buyer/ sel ler(A-H) ( i f p r i v a t e


D

ABB

A

B

A

A

CCove r fo r 2009 shor ts a l e

I . Income Gain Codes: A =$ 1,000 o r le ss B = $ 1,001 - $ 2.500 C =$ 2,501 - $5,000 D =$5,001 - $15,000(Se e Co lumn s B I and 134) F = $50,001 - $100,000 G =$100,001 - $1,000,000 H 1 = $1,000,001 - $5,000,000 H2 =M ore than $5,000,000

2. Value Codes J =$15,000 or less K $15,001-$50.000 L = $50,001 - $100,000 M =$100,001 - $250,000(Se e C olumn s C I a nd D3 ) N -$ 25 0,0 0I -$ 50 0,0 00 O $500,001 - $1,000,000 PI = $1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000P3 =$25,000,001 - $50,000,000 P 4 Mo re tha n $ 50 ,000,0003. Value Method Codes Q =Appr a i sa l R = Cos t ( R c a l E s t a t e O n l y ) S =Assessment T = C a s h Ma rke t(Se e C olumn C 2) U =B ook V al u e V = O t h er W =Estimated

E =$15,001 -$50,000


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N a m e o f P e r su n R e p o r t i n gKing, George H.

D a t e o f R e p o r t05/16/2011

VII. I N V E S T M E N T S a n d TRUS TS - i.co.,e. ,,,,t,,e. ,ra.~.cao.~ a.ct.de~ tho~e q .Vo..~ a.d av .a~,,t c~,ita.n~ ~ ~. 34-60 of filing instructions,)---] N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets In co me durin g Gro ss value at en d(including trust assets) repo rting period of repo rtin g p eriod

(1 ) (2 ) (1) (2)P l a c e " ( X ) " a f t e i " e a c h a s s e t Amount T y p e ( g ., Value Va lu e

exempt from prio r disclosure C o de l div., ren t, Code 2 M ethod(A-H) o r i n t . ) ( J - P ) Code 3(Q-W)

35 .

36 .

37 .

38 .

39 .

40 .

41 .

42 .

43 .

44 .

45 .

46 .

47 .

48 .

49 .

50 .51.

ES Z 0 (S & P m ini Futures )ES Z 0 (S & P m ini Futures )ES Z 0 (S & P m ini Futures )ES Z 0 (S & P m ini Futures )6E ZO (E u ro Fu t ure s)6E ZO (E u ro Fu t ure s)6E ZO (E u ro Fu t ure s)Fide l ity Cas h R es e rves

N o n eN o n e

N o n e

G FFI (Feeder Ca t t l e Futures )GFF I (Feeder Cat t le Futures)Hainan M eiland Airpor tiil "

HE Z0 (Hog s Fu t ure s)HE Z0 (Hog s Fu t ure s)HGF1 (Hi gh Gra d e Cop pe r Fu t u re s)H G FI (H igh G rade Copp er Futures )

HGZ0 (Hi gh Gra d e Co ppe r Fu t u re s)H u n g K o n g A i r c r a ft E n g i n e e r i n g C o . L t d .

N o n e MA Dividend K

N o n e

A DividendN o n e

N o n e

N o n eA Dividend

TT

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3)Type (e.g., D a t e Va lu e

buy, sell, mm/ dd/ yy C o de 2redemption) (J-P)

Buy 11/22/10 LBuy I 1/30/I 0 LS old 11/19/10 LS old 11/30/10 LBuy 11/16/10 MS old 12/10/10 MBuy 11/30/10 M

Buy 12/03/10 LS old 11/24/I 0 LS old 11/03/10 JBuy 11/30/10 KS old 11/23/10 KBu y 12/10/10 MS old 12/01/10 L

Buy 11/I 6/10 LS old 11/03/10 J

( 4 ) ( 5 )G a i n I d e n t i t y o f

Code I b u y e r / s e l l e r( A - H ) ( i f p r i v a t e


Rol l ove r t o Brok e r # 1

A

I . Income Gain Codes: A = $ 1,000 o r le ss B = $ 1,001 - $2,500 C ~ $ 2,501 - $ 5,000 D =$5,001 - $15,000(See Columns B 1 and D4) F -$50.001 - $100,000 G =$100,001 - $1,000,000 H 1 = $1,000,001 - $ 5,000,000 H 2 = More than $ 5,000,000

2. Va lue C odcs J $15 .000 o r le s s K = $ 15,001-$ 50 ,000 L = $ 50,001-$ 100 ,000 M $ 100,001- $2 5 0,000(Se e C olumns C I a nd D 3) N =$ 250,001 - $500,000 O =$500,001 - $1,000,000 P I = $1,000,001 - $ 5,000,000 P2 = $5,000,001 - $25,000,000

P3 = $25.000,001 - $50,000,000 P4 = M ore tha n $50,000,0003. Value Method Codes Q =Appr a i s a l R =Co s t ( R ea l E s t a l e O n l y ) S =Assessment T = C a s h Ma rke t(Se e C olumn C 2) U = Book V a lue V = O t h er W =E s t i m ated

E =$15,001 - $50,000


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D a t e o f R e p o r t05/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.come, v.t.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~ NONE (No reportable income, assets , or transact ions.)A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in cludin g t rus t a s s e ts ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d(1) (2) (1 ) (2)

Place "(X)" after each asset A m o u n t Type (e.g, V a l u e Valueexempt from prior disclosure C o d e 1 di v. , ren t , C o de 2 M e tho d

( A - H ) o r in t .) ( J-P ) C o de 3( Q - W )52 . H o n g K o n g D o l l a rs N o n e53 . H u m a n a N o n e54 . Hyflux Ltd. A Dividend55 . B r o k e r # 1 ( I R A ) N o n e56 . l s h a r e s S i l v e r T r I s h a r e s ( S L V ) N o n e57 . I s h a r e s S i l v e r T r l s h a r e s ( S L V ) N o n e58 . l s h a r e s S i l ve r T r I s h a r e s ( S L V ) N o n e59. l s ha res S i lve r T r I s ha res (S LV) N o n e60 . I s h a r e s S i l ve r T r l s h a r e s ( S L V )61. Kerry " ~:~Y~ "~P r o p e r t t e s Ltd. ~:: ~ A Dividend62 . Ma rk e t V e c t o r s E TF TR Gol d Mi ne r s E FT N o n e( G D X )63 . Ma rk e t V e c t o r s E TF TR Gol d Mi ne r s E FT N o n e(GDX)64. Market Vectors ETF TR Gold Miners EFT( G D X )65. Meilan A i r p o r t Co Ltd ~i ~ ~. A Dividend66. N G . 1 1 (Na tura l G as Futures ) None67. NGJI (Na tura l G as Futures )68. N G Z 0 ( N a t u r a l Gas Dec. 2020 Futures) None

L TJ TJ TO TJ T

J

J

TT

T r a n s a c t i o n s d u r in g r e p o r t i n g p e r i o d

O) (2) (3)Type (e.g., D a t e V a l u ebu y , se l l , mm/dd/yy C o d e 2

r e d e m p t i o n ) (J-P)

S old 11/16/10 K( p a r t )

Buy 02/04/10 JBuy 02/10/10 JBuy 05/07/10 JBuy 05/21/10 J

S old 01/05/10 L(part)

Buy 02/04/10 JBuy 05/21/10 J

So ld 01/05/10 K(part)Sold 11/03/10 JBuy 11/19/10 K

S old I 1/19/10 KBuy I 1/01/10 K

(4 ) ( 5 )Gain I d e n t i ty o f

C o de 1 b uy e r /s e l le r(A-H) ( i f p r i v a t e

t r ansact ion)

I . Inc om e Gai n Cod es : A =$1,000 or less B =$ 1,001 - $2,500 C = $ 2,501 - $ 5,000 D = $5,001 - $15,000(Se e C olumns BI a nd D 4) F = $50,001 - $100,000 G =$100,001 - $1,000,000 H I = $1,000,001 - $5,000,000 H2 = M ore than $5,000,000

2. V a lue Codes J -$ 15,000 o r le ss K = $15,001 - $ 50,000 L = $ 50,001 - $100,000 M = $100,001 - $250,000(Se e C olumns C I a nd D 3) N =$250.001 - $500,000 O =$500,001 - $1,000,000 P I =$ 1 ,0 00 ,0 0 t - $ 5, 00 0, 00 0 P 2 =$ 5 ,0 00 ,0 01 - $ 2 5, 00 0, 00 0

P3 $25,000,001-$50,000,000 P4 -More than $50,000,0003 . V a l u e Met h od Cod es Q = Ap p ra i sa l R =Cos t ( R ea l E s t a t e O n l y ) S =Assessment T = C a s h Ma rke t(Scc C olumn C 2) U =B ook V al u e V = O t h e r W =Estimated

E =$15,001 - $50,000


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 8 of 13

Name of erson Reporting

King, George H.Dale of R ep o r t

05/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , . e , v a J a e , transactions (includes those of spouse and dependent children; seepp . 34-60 of fi l ing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p ti o n o f A s s e t s Income during Gross value at end( i n c lu d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2)Place "(X)" after each asset A m o u n t T y p e ( e . g ., Value Valueexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d( A r H ) o r i n t . ) ( J - P ) C o d e 3(Q-W)

( l)T y p e ( e . g .,

b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4 )

D a t e Value G a i nm m / dd /y y C o d e 2 C od e 1

( J-P ) ( A -H )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e


69 . N G Z0 (N a t u ra l Ga s De c . 2020 Fut u re s) S old 10/29/10 K B70 . N Q Z0 (E -Mi n i N ASDAQ 1 00 De c . 201 0Futures)71 . N Q Z 0 ( E - M i n i N A S DA Q 1 0 0 D e c . 2 01 0

Futures)72 . N Q Z 0 ( E - M i n i N A S DA Q 1 0 0 D e c . 2 01 0Futures)73 . N Q Z0 (E -Mi n i N ASDAQ 1 00 De c . 201 0Futures)74 . N Q Z0 (E -Mi n i N ASDAQ 1 00 De c . 201 0Futures)75 . P e r s h i n g G o v e r n m e n t A c c o un t ( B r o k e r # 2 )

N o n eN o n eN o n e

B Dividend

Buy 11/02/10 KBuy 11/03/I 0 LBuy 11/16/10 LS old 10/29/10 KS old 11/30/10 M B

Rol l e d i n t o # 7876 . P et ro l eo B ras i l e i ro A Dividend S old 01/05/10 K D77. P o w e r s h a r e D B Mul t i S e c t C o m T RP o w e r s h a r e D B A g F D C o m U n i78 . P r i me F un d- C a p i t a l R e s e r v e s - Mo n e y

Ma r k e t . ( Br o k e r # 2 )79 . Pr og en Pha r m aceu t ica l s L t d Or d i na~S h a r e s I A IN ( D C )80. P r o s h a r e s T R U l t r a S h o r t S& P 5 0 0 F D

N o n eN o n eN o n eN o n e

MJ

TT

S old 01/05/10

S old 01/05/1081 . Prosha re s Tr Ul t r a Shor t F i n is (SKF) N o n e Buy 02/10/10 J82 . Prosha re s Tr Ul t r a Shor t F i n is (SKF) N o n e Buy 02/11/10 J83 . Prosha re s Tr Ul t r a Shor t F i n is (SKF) S old 05/07/10 J84 . P ros hares T rUl t ra S hor t Fin i s (SK F) S old 05/21/10 J85 . Prosha re s Ul t r a shor t Le hma n Bro s . 20 yr(TBT) N o n e Buy 01/27/10

I . Inc om e Gai n Cod es : A =$1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000( S ee Co l u m ns B I and D4 ) F =$50,001 - $100,000 G -$ t 00,001 - $ 1,000.000 H t =$ 1,000,001 - $5,000,000 H2 =M ore than $5,000,0002. V a lue Codes J -$ 15,0 00 o r le ss K = $15,001 - $ 50,000 L = $50,001 - $100,000 M =$ 100,001 - $250,000

( S ee Co l u m ns C I and D3) N =$ 250,001 - $ 500,000 O =$ 500,001 - $ 1,000,000 P 1 =$ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 P 2 =$ 5 ,0 00 ,0 01 - $ 2 5, 00 0, 00 0P3 $25,000,001-$50,000,000 P4 =Mo re than $50,000,0003 . V a l u e Met h od Cod es Q =Appr a i sa l R =Co s t ( R ea l E s t a t e O n l y ) S =As s es s m en t T =Cas h Mar k e t(Se e C olunm C 2) U =B ook V al u e V = O t h e r W =Estimated

E =$ 15,001- $50,000


9/13

FINANCIAL DISCLOSURE REPORTPage 9 of t 3

N a m e o f P e r s o n R e p o r t in gK i n g , G e o r g e H .

Date of Repor t05/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , ,a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)---] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c lu d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2 ) (l) (2)Place "(X)" after each asset A m o u n t T y p e ( e . g ., V alue V a lueexempt from prior disclosure Code l d i v . , r e n t , C o d e 2 M e t h o d(A-H) o r in t . ) ( J - P ) C o d e 3(Q-W)

0)T y p e ( e . g .,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4 )

Date Va lu e Gainmm/dd/yy C o d e 2 C o d e 1

0-P) ( A - H )

(5 )I d e n t i t y o fbuyer/seller

( i f p r i v a t et r a n s a c t i o n )

86 .

87 .

88 .

89.

90 .

91.

92 .

93 .

94 .

95 .

96 .

Prosha re s Ul t r a shor t Le hma n Bro s . 20 yr N o n e(TBT)Prosha re s Ul t r a shor t Le hma n Bros . 20 yr N o n e(TBT)Prosha re s Ul t r a shor t Le hma n Bros . 20 yr N o n e(TBT)Prosha re s Ul t r a shor t Le hma n Bro s . 20 yr(TBT)Prosha re s Ul t r a shor t Le hma n Bro s . 20 yr(TBT)She nzhe n E xp re ssw a y Co. L t d . A DividendShangri-la Asia Ltd.~

Buy 02/04/I 0 JBuy 05 /07/10 JBuy 05/21/10 KSold 01/05/10 KSold 09/22/10 KS old 11/03/10 J

A DividendS him ao P roper t i e s H o ldings Ltd. A Dividend

S o l d 11/03/10 J

S h u i O n L a n d L t d . ~ i ~ , ~Shui On Land Ltd.~tS i n o e n e r g y C o r p . C o m N e w

Sold 11/03/10 J

97 . SPDR G ol d Tr Gol d Shs (GLD)98 . SPDR G ol d Tr Gol d Shs (GLD)99 . SPDR G ol d Tr Gol d Shs (GLD)100. SPDR G ol d Tr Gol d Shs (GLD)

101. SPDR G ol d Tr Gol d Shs (GLD)

A Dividend

A DividendN o n e

N o n eN o n eN o n eN o n eN o n e

JJ

K

TT

S o l d 10/13/10 J(par t)S o l d 10/21/10 J(par t)

"p r i v a t e l y he l d 09 /28/ I 0 JS i n o e n e r g yC o rp . "

B uy 01/27/10 J

Buy 02/04/10 JBuy 02/10/10 J

Buy 05/07/10 K

Buy 05/21/10 J

AB

B

AA

Compa ny w e n t p r i va te

I. Income Gain Codes:(Se e C olumns BI a nd D 4)

2.V al u e Cod es(Se e C olunms C I a nd D 3)

3.V al u e Met h od Cod es(Se e C olumn C 2)

A =$1,000 or lcssF =$ 50,001- $100,000J =$15.000 or lcssN =$250,001- $500,000P3 =$ 25,000,001 - $50,000,000Q = Ap p ra i sa lU =B ook V al u e

B =$1,001- $2,500G=$100,001- $1,000,000K = $15,001 -$50,000O=$500,001 -$1,000,000R =Cos t ( R ea l E s t a t e O n l y )V =O t h er

C =$2,501- $5,000HI =$ 1,000,001- $5,000,000L = $50,001- $100,000PI = $1,000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =Estimated

D =$5,001- $15,000H2 =Morethan $5,000,000M=$100,001- $250.000P2 =$5,000,001- $25,000.000T =Cas h Mar k c t

E =$ 15,001- $50,000


10/13



D a t e o f R e p a r t05/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; sce pp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income during Gross value at e n d( i n c l u d i n g t rust assets) reporting period of reporting period

(1) (2 ) (1) (2)Place " (X )" after each asset Amount Type (e .g ., V a l ue Va lu e

exempt from prior disclosure Code 1 div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3(Q-W)

102. SPDR G old Tr Gold Shs (GLD)

103. SPDR Gold Tr Gold Shs (GLD)104. SPDR Gold Tr Gold Shs (GLD)

105. SPDR G old Tr Gold Shs (GLD)

106. Swire Pacific Ltd A~

T r a n s a c t i o n s d u r in g r e p o r t i n g p e r i o d

107. Telik Inc.A Dividend

(l) (2) (3)Type (e.g., D a t e V a l u ebu y , se l l , mm/dd/yy C o d e 2

r e de mp t io n ) ( J-P )

LJ

J

J

J

108. Thai Beverage Public Co. Ltd.N o n e J

109. Tong Ren Tang Technologies Co. Ltd.A Dividend J

110.

111.

112.

113.

114.

None

Sol d 01/05/10(part)Sold 10/07/10(part)Sold 10125/10(part)Sol d 10/29/10(part)Sol d 10/21/10

Travel Sky Technologies~

Tsing Tao Brew ery Co. Ltd.

A Dividend

A Dividend

Sol d 11/03/10 J

U ni-President China H oldings Ltd ~ A Dividend

S o l d 11/03/10 J

S o l d 11/03/10 J

Uni-President China Holdings Ltd A Dividend

Sol d 10/28/10 J

Univanich Palm Oil Public Co. Ltd A Dividend J T115. Z C (Corn futures )116. Z C (Corn futures )1 1 7 . Z h e ji a n g E x p r e s s w a y118. Z L (S oybean O i l Futures )

A

None

DividendNone

Sol d 11/03/10 J

K

K

K

B uy 11/02/10

S o l d 10/29/10S o l d 11/03/10B uy 11/19/10

( 4 ) ( 5 )G a in I d e n t i t y o f

C o d e I b u y e r / s e l l e r( A - H ) ( i f p r i v a t e


DCCCC

BB

DAC

AA

1. Income Gain Codes:(Se e C olumns BI a nd

2.V al u e Cod es(Se e C olumns C I a nd D 3)

3.V al u e Met h od Cod es(Se e C olumn C 2)

A=$1,000 or lessF =$50,001 - $100,000J=$15,000 or tessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =Appr a i s a lU =B ook V al u e

B=$1,001 - $2,500G =$ 100,001 - $1,000,000K= $15,001 - $50,000O=$500,001 - $ 1,000,000R =Cos t ( R ea l E s t a t e O n l y )V - O t he r

C -$2,501 - $5,000H 1 =$1,000,001 - $5,000.000L =$50,001 - $ 100,000P I = $1,000,001 - $5,000,000P4 =More than $50,000,000S =Asscssn~eatW =Estimalcd

=$5,001 - $15,000H2 =More than $5,000,000M -$ 100,001 - $250,000P2 -$5,000,001 - $25,000,000

=Cas h Ma r k c!

E =$15,001 - $50,000


11/13

FINANCIAL DISCLOSURE REPORTPagell ofl3


Date of Report05/I 6/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco,~e, v.l.e, tran.sactions (Includes those of.spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( in cludin g t r us t a s s e ts ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d

(1) (2) (1 ) (2 )Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value

exempt from prior disclosure Code I di v. , ren t , C o de 2 M e th o d( A - H ) o r in t .) ( J-P ) C o de 3( Q - W )

O)Type (e.g.,bu y , se l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u ri n g r e p o r t i n g p e r i o d

(2) (3) (4)Date Va lu e Gainmm/dd/yy Code 2 Code l

(J-P) (A-H)I d e n t i t y o f

bu y er / se l le r( i f p r i vat e

t r ansact ion)

I 19. ZL (Soybean Oil Futures)120. ZS (Soybean Futures)

121. ZS (Soybean Futures)None

Sold 11/18/I0 KBuy 11/18/10 LSo ld 11/18/10 L

122. ZW (Wh eat Futures) None Buy 11/02/10 K123. ZW (Wh eat Futures) Sold 10/29/10 K B

I.Income Gain Codes:(Se e C olumns BI a nd D 4)

2.Value Codes(Se e C olumns C I a nd D 3)

3.V al u e Met h od Cod es(Se e C olunm C 2)

A=$1,000 or lcssF =$ 50,001- $100,000J =$15,000 or lcssN =$250.001- $500,000P3 =$ 25,000.001 - $50,000,000Q=Appr a i s a lU =B ook V al u e

B =$1,001-$2,500G $100,001 -$1,000,000K = $15,001- $50,000O=$500,001- $I ,000,000R =C os t ( R ea l E s t a l c O n l y )V = O t h e r

C =$2,501- $5.000H 1 =$1,000,001- $5,000,000L =$50.001- $100,000P1 =$1.000,001- $5,000,000P4 =Mor e t h anS =AsscssmcntW =Estimated

D =$5,001 - $15,000H2 =More than $5,000,000M =$ 100.001 - $250,000P2 =$ 5,000,001 - $25,000.000T =Cas h Mar k e t

E = $15,001- $50,000


12/13


N a m e o f P e r so n R e p o r t i n gK i n g , G e o r g e H .

D a t e o f R e p o r t05/16/2011

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. (indlcate part of report.)I ) Current I t em No. 4 in P a r t VI I : Fi l e r i nadver t en t ly om i t t ed univers a l l i fe po l icy f rom pr ior f i l i ngs . T hi s pol icy has been he ld s ince 1993 .2) Form er I t em No. 3 (T ran s am er ica Life lns uranace Com pan y Account) appea red in e r ror becaus e T ran s am er ica i s a t e rm pol icy for Fi l e r . Accordingly , i t hasbeen de le t ed.3) Forme r I t e m N o . 25 (Ch i na Lyu ru n Food ) i s a n i na d ve r t e n t r e pe t i t i on of fo rme r I t e m N o. 23 (Ch i na Fo od s L t d .) . Thu s, Ch i na Lyu ru n Food i s d e l e t e d .4) Form I t e m N o. l 1 4 (Ya n t a i N or t h And re Ju i ce Co . L t d. ) is a n i na d ve r t e n t r e pe t i t i on of fo rme r I t e m N o . 8 (And re Ju ice Co . L t d .) . Thus, Ya n t a i N or t h And reJuice Co. Ltd. i s dele ted.


13/13

F I N A N C IA L D I S C L O S U R E R E P O R TPage 13 of 13

N a m e o f P e r s o n R e p o r t i n gK i n g , G e o r g e H .

Date of Repor t05/I 6/2011

IX. CERTIFICATION.1 c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l ud i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l dr e n , i f a n y ) i s

accu rate , t ru e, and complete to the bes t o f my k nowled ge and bel ief , and tha t any info rmat ion no t repo r ted was wi thheld becau se i t met app l icab le s ta tu to ryprovis ions permi t t ing non-d isc losu re .I f ur t h e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i de e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the p rovis ion s of 5 U.S.C . app . 501 e t . s eq. , 5 U.S.C . 7353, and Jud icia l C on ference reg u la t ions .

Signature: S /G eorge H. K ing

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

George H King Financial Disclosure Report for 2010

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Transcript of George H King Financial Disclosure Report for 2010