George H King Financial Disclosure Report for 2009

8/3/2019 George H King Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/george-h-king-financial-disclosure-report-for-2009 1/46

~b;~ ~ ~ is~ri~ ~b~rt S E L F I N I T IA T E D

~t ~,~ ~ ~=~.~ A M E N D M E N T

~ ~. ~M a y 1 4 , ~ . 0 1 0

Mr. George D. Reynolds, Staff Counsel c ~

Committee on Financial DisclosureAdministrative Office of theUnited States Courts

One Columbus Circle N.E. °~~ ]>Washington, D.C. 20544 _

Dear Mr. Reynolds ;

in the process of preparing my Financial Disclosures for

calendar year 2009, I discovered that some minor errors were made onmy disclosure form for calendar year 2008. I am filing an amendedform for calendar year 2008 to reflect those corrections. To assistthe committee in readily identifying those changes, I have summarizedthem below:

I. On Item 37 (Currencyshares Austmalia Dlr) ; 40 (CurrencysharesJapanese Yen); 41 (Currencyshares Swiss Francs); 61 (Ishares Compex

Gold Trust) ; 97 (P owershares DB US Dlr Index, etc.) ; and 125 ~(SwedishExpt CR Corp, etc.) the word "part" should be removed from before theword "sold" because those were total, not partial, sales. Thus,

these items do not appear on my form for calendar year 2009.

2. Item 65 (Ishares Inc. MSCI Hong Kong FD) has been amended toreflect that it was sold on May 27, 2008. Thus I now include its

accompanying value code at sale with no gain. Again, due to thissale~ this item does not appear on my form for calendar year 2009.

3. Two items were purchased in calendar year 2008, and wereinadvertently omitted from the form for that calendar year that arenow included in the amended form for 2008:

a) New Item #149 Yurun Food; and

b) New Item ~150 Zhejiang Expressway

I regret these errors, and hope they do not unduly inconvenience

you and/or the co~nittee.



S E L F I N m A ’ l ’ i ~ D

AMEND ED - DA TED: 5/14/2010 AMENDMENI"

, ~ o 1 0 [ FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978

R e v , 1 / 2 o o 9 FOR CALENDAR YEAR 2008 (5 u.s .c app. §§ 1 0 1 - 1 1 1 )

]1, Person Repon’Ing (last nam e, firs’~ middle initial) 2. Caur l or Organization 3. Dale of Reporl"

King, George H. ~UnitedgtatesDistrictO3urt M a y 1 2 , 2 0 0 9

4. Title (Arlicle 1II judg~ indie~ active or senior slat’us;’ 5a.’R~porl T)q~e (cheek ap propriate ~3,’pe) 6. Report ing Periodmagistrate judges indicale full- or pard-time) I 2008

5~.~ ~moo~=~ z213xl2 o o ~7. Chambers or Olrfic~ Actdr~ss 8. On

modifications per~nlntng thereto, tt t% In my oplnion~ In complianceR o y b a l . F e d . B l d g ~ , S u i t e 6 6 0

2 5 5 E . T ~ n p l e S t r e e tL o s A n g e l e s , C A 9 0 0 1 2

I M P O R T A N T N O T E S : T h e i . s t r u c t i o n s a c e . m p a n y i . g t i n s f o r m m u s t ~ e f o t l o w e a C o m p l e t e o I l p . r t s ,checMng the IVONE box for each part where you have no reportable inforraalion. Sign an last page.

I. POSITIONS. :r,~,i.~ indi~,idual only; seepp. ~-13 of filing i~tructions.)

N O N E ( N o r e p o r t a b l e p o s i t i o n s . )

POSITION NAME OF ORGANIZATION/ENTITY

~- T r u s t e e T r u s t # I

NONE ~b reportable a~eements.)

D A T E PARSES A~ ~.fS



AMEN DED - DATED: 5/14/2010

"Name of Person Reporting [Date of Report

P a g e F I N A N C I A L 2 o f . 2 4 D I S C L O S U R E R E P O R T George H. King’ [ M a y 1 2 , 2 00

I H . N O N - I N V E S T M E N T I N C O M E . (Report~g ~’ , ,U.~. .d~V o. , .; ,e , pp. 17-24 of fillng instructions.)

A. Flier’s Non-Investment Incom e

[ NONE (’No reportable non-investment income.)

D A TE SO LIR C E A N D T YP E IN COM E(yours, not spouse’s)

I.

2.

3.

4.

B. Spouse’s Non-Investment Iucome - If you were married during any portion of the reporting year, complete this section. .

(Dollar amount not required except for honoraria.)

[] NONE , 7’go reportable non-investment income.)

S O U R C E A N D T Y P E

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - , r o .~ p o ~ t~ ,~ lo~gi .g ,~ood, enter ta lnmenL

(lnclu&~ those to spouse ond dependent children; se~ pp 25-27 of ~!ing instrTactions.)

[~ NONE (~Vo reportable reiznbu~’sements.)

.SOURCE ~ LOCATJON P UR PO SE JT E M S P A ID O R P R O V ID E D

I.

2.

3.

4.

5 .



AMEND ED - DATED : 5/14/2010

FINANCIAL DISCLOSURE REPORT ~,.e of Person Reporting ’ Date of Report

P a g e 3 o f : . 2 4 George H. King May 12, 2009

V. GIFTS. a . , .~ . a ~ , , h o ~ , o ~ , ~ . ,e ..~ ~ej,~,.t ~ h i~ . ; ~ , ~ . 2 S 4 ~ o f f~

NO~ ~o reportable g~s..)

~ DESCRIPTION

1.

2.

3.

4.

5.

V I . L I A B I L I T I E S . a , ,~ t , a , , a , o ~ , o / , ~ , . . .. . , ~ del~,ndent children; s e e p p . 3 2 - 3 3 ofJUing instructiar~)

N O N E ( N o r e p o r ta b l e l i a b il i t ie s . , )

CREDITOR DESCRIPTION V ckLIdE CODg

I.

2.

3_

4.

5.



AMENDED FINANCIAL DISCLOSURE REPORTN a m e o f P c J .~ o t l R e p o r t i n g : Date of Report

Amended-Dated: 05/14/2010 Page ~ of 24 G eorge H. King ’ May 12, 2009

V II. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent

children; see pp. 34-60 off!ling instructions.)

[] None (No reportable income, assets , or t ransact ions.)

A. B C. D.D~orip tion of Assets Incom e during G ro~s value at end Transactm ns during reporting period(including trust assets1 repo rtin g p eriod o f reportiflg period

period period

tl) 12) {1) (21Place "’(X)"’ after each asset Amt Type Va~ue V a l ue Type (e.g.,exempt from p rior dia’closure.

Code 1 (e.g., div., Code2 Method buy, sel l - ......fA-H) rent or (J-P) Code3 redemption) (2) (3) (4) (5 }

ira.) (O-W) Date: V alue G ain Identity of buyer/seller (ifMonth- Code2 Codel private transactmn~

Da y (J-P) I A - H )

In Trust 8 ’ Financial Credil Unmn- A Div,/lnt J TFCU

2. (Il l Trust #! t Real Eslate r) Rent " q S

Prescott , A Z

3. Transamerica Life Ins. Co. Acct (X,~ A I n t . J T

4 W ells Fargo Money MKT. A ha l J T

5 Advcntrx Phannaceulicals Inc ~ None J 1

6 Aegean Marine Petroleum Network A Div. B uy 2-15-08 J

I n c .

Sold 2-26-08 J A

7 Agria Corp. None B uy 3-24-08 J

Sold 4-3-08 J !3

~ /\i iseu Ramcn None J T B uy 11-24-08 J

9 Altfia Group. Inc. (See: Philip Morris}

10 Ambac Finl G roup Inc. None B uy 1-10-08 K

Sold I - I

I 1. AMR Corp Del None B uy 5-7-08 J

Sold 5-27-08 J

12. Anhui E~pre~,sway Nnne J T B uy 10-7-08 J10-28-08 J

13 Apache Corp A Div~ B uy ~0-~-(18 J

Sold I I-7-08 J

I Income/Gain Co.des: A=$1,000 or I~s B =$1,0 01 ̄ $2.500 C=,$2,50 t - $5.000 D=$5,001-$15,000 E=$15.001 - $50,000

tSec Col. BI. 1)4} F=$50,001 - $ ~00,000 G=$100,001 - $1 .000 ,000 t t !=$1 ,000 ,001 - $5 ,000 ,000 H2=More than $5.000.000

2 V alue C~xlcs: J=$15,0 00 or les’s K=$15,0001-$50,000 L=$50,001 - $t000,000 M=$I00,001 - $250,000

(See Col. C l, D3) N =$ 25 0,0 0 ! - $ 50 0 ,0 0 0 O =$ 50 0 ,0 0 1 - $ 1,0 0 00 0 0 P I- $! ,0 LR ),0 0 1 - $ 5,0 0 0,0 0 0 P2=$5,000,00t - $25.000,000

P3=$25.000,001 - $50,000,00{) P4=More than $50,000,000

3 Value Method Codm: Q=Appraisal R=Cost (real estate only) S=Assmsment T=Cash~Markel

(See Col. C2) U=B ook value V =Other W = E s t im a t ~ , ~ !



AMENDED FINANCIAL DISCLOSURE REPORT Nameof Person R ~ T x ~ m n g D a t e o f R e p o r t

Amemted-Dated: 05114/2010 Page ~ of 24 George H. King ! May 12, 2009

V II. INV ESTMENTS and TRUSTS - income, value, transactions (Inch.des those of spouse and dependent

children; see pp. 34-60 of)~iling instt7,ctions.)

[] Non e (N o repor tab le incom e, a sse t s , o r t ransact ions .)

A. B. C. D.Description o f Assets ; Incom e during G ross value at end Transactions during reporting period(including t rust assets) i repo rtin g p eriod of rep orting period

period period

I ~) 12) l~ ) ( 2 ) d)Place "(X) ’" after each assetAmt. Type V alue V alue Type (e.g.,

exempt from prior disclosure_ Code I (e.g., div., Code2 Melhod buy, sell,

(A-H) rent or (J-P) Code3 redemption) (2) (3) [ ( 4 ) (5 )int.) {Q-W ) Date: V alue G ain Identity of buyer/seller {if

Month- C , o d e 2 Codcl private transaction)Da y (J-P) (A-H)

14, Applied Energet ics None J|" _ ..... ; ......... 1

15. Asian Em, iro~ nent H oldings I..~d. None J T B uy 9-22-08

16. Bangkok B ank Publ i c Co Lid None J T B uy I 1 -28-08 J

) 7. Bang kok Dusi t Medical Sep,’icesi

None J T B uy I 1-28-08Co Lid

18. garc lays B K PLC lpath ETN None B uy 1-15-08 KLKD N’I’ LKD (Ag~5) 1-23-08

1-29-08 K

Sold 3-25-08 K A

19. Barclays BK PLC (India) None B uy 4-8-08 K

Sold 5-23-08 K A

20. Barclays BK PLC (Metals) None B uy 4-14-08 J

Sold 5-27-08 J

"21. Barclays BK PLC(Natural ( .]as) None B uy 1-17-08 i K

~’ 1-23-08 i j

i 1-25-08 , K~ 1-28-08 ] K

2 - ! - 0 8 ~ .I.................................... - ........ ! ........... : ........................ ~ -- .! .... ~ ............. 1 ........................

: Sold 3-254)8 i L D

4-3-08 L D

22. Bcijing Capitol Aicpon : None J T B uy 9-15-08 J

10-7 -08 J

23. BI - lP B i l li ton Ltd. N o n e J T Buy 9-16-08 J

24. Chaoda Modem None J "f B uy ] 0 - I 6 - 0 8 ,!I 1 - 2 6 - 0 8 J

1 Incom e.,’G ainCodes: A=$1,0 t’)O orless B =$1.0 0 1- $2,50 0 C=$2,501-$5 ,000 D=$5,001-$15,000 E=$15,001 - $50 ,000

(See Col. BI , Do,) F=$50,001 - $100,000 G=$100 .00 t - $! ,000 ,000 HI :$1,O00 ,001 - $5 ,000 ,000 Fl2=More than $5,000,000

2 V alue Codes: J=,$15,000 or les’s K:$15,0001-$50,000 [_=$50>00t - $1000.(100 M=$100,001 - $250.000

(See Col. C 1, D3) N =$25 0,0 OI - $ 50 0,0 00 O= $5 00 ,0 01 - $ 1,0 00 00 0 P t= $1 ,0 00 ,0 01 - $5,000,000 P2=$5,000,001 - $25,000.000

P3:$25.000,001 - $50,000,000 P4=Mure than $50,000>000

3 Value Meth(d (:odes: Q=Appraisal R=Cos~ (real c~tate only) S:Assessment T=Casb;Market

(See CoL C2) U=Book value V:Other W=Estimated



AMENDED FINANCIAL DISCLOSURE REPORT ~ Name of Person Reporting . Date of Report

Amended-Dated: 05/14/2010 Page ~ of 24 : George H . K ing M ay 12, 20 0 9

V I I . IN V E S T M E N T S a n d T R U S T S -- income, value, transactions (Includes those of spouse and dependent

children," see pp. 34-60 of, filing instructions.)

[] None (No reportable incomc, assets , or transactions.)

A. B, C, [ D.Descriptiot’~ of Assets Incom e during G ross value at end Transactions during relx~rfing period

(including t rust assets) relx lrting period of repo nin g perio dperiod period

(i) (2) (t ) (2) iPlace "’(,D " af ter ~.ach osset Am[. Type V a l ue 7 V a l u e Type (e.g.,exempt. f !’om prior disclosure.

Code 1 (e.g., div., Code2 Method i buy, sel l , i ............. ! .....(A-H) rent or (J-PI Code3 ! redemption) ! (2) (3) (4) (5 )

int.) (Q-W)i

Date: Va l u e ~: Gain Identity of buyer/seller (if

i Month- Code2 Codel private transaction)~ Day ( . l - p ) ; (A-H)

25 China Cons t ruct on B ank None .I T : B uy I t-2/)4)8

26. China E ast Airlint.~ I..td. None B uy 2-7-08 J2 - I .’;-OF, ,I

Sold 3-1 !-l)8

27. China Foods Ltd. A Div. J T B uy 10-t7-08 J

t 1 - 2 4 - 0 8 J

28. China Life Ins. Co. Ltd. None B uy 2-11-08 ,!

2-15-08 J4-4-08 K

Sold 3 - 3 - ( 1 8 K B4-22-08 K ; A

29. China Lyumn Fc, od None J T B uy ] 1-20-08 J

3 0 . China Ovel.’seas Land & None J T B uy I 1 - 2 0 - 0 8 JInvestment [.td.

3 I. China Petroleum & Chem Corp. None B uy 4-4-0g K

Sold - 1 - a . ~ - ( ) 8 K A

32 China W ater Affairs (imup None J T B uy 1 1 - 2 5 - ( ) 8 J

33. Cil iGroup Inc None B uy 1 - 7 - 0 8 J

1 - 9 - 0 8 K

Sold 1 - 7 - 0 8 J A

I - 1 1 - 0 8 K B

3 4 . CLV8 (Crude Oil Oct . 2008 None B uy 9 - I 5 - 0 8 1..

futures)

Sokl 9-15-08 L

1 Income/Gain C~xtes: A=$1,000 or les, s B=$I,001 - $2,500 C=$2,501 - $5,0 00 D=$5,0 01-$15,000 E=$15,001 - $50,000

(See Col. BI, D4) F=$50,001 - $100,000 G =’- $1 00 .0 0 1 - $t,0 0 0,0 0 0 H 1= $1 ,0 0 0,0 0 1 - $ 5,0 0 0,0 0 (! H 2= Mo re th an $ 5,0 0 0,0 0 0

2 Value C{u.tes,: J=$15,000 or less K=$15,0001-$50,000 L=$50,001 - $1000,000 M=$100,001 - $250,000

(See Col. CI, [)3) N=$250,001 - $500,000 O=$500,001 - $1 ,000000 P l=$1,000 ,001 - $5 ,000 ,000 P2=$5,000,001 - $25,000,000

P3=$25,000 ,00 1 - $50 ,000 ,000 P4=More than $50,000 ,000

3 V alue Method Codes: Q=Appra i sa l R = C os l ( re al es ta te o nl y) S =A s se ~s m en t T=Castt/Market

(See Col. C2) U=B ook value V =Other W=Esti~riated



AMENDED FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o s in g D a te o f R e p o r t

Amended-Dated: 05114/2010 Page r7 of 24 i GeorgeH. K ingMay 12, 2009

V I1. INV ESTMENTS and TRUSTS - income,.value, transactions (Includes those of spouse and dependent

children; see pp. 34-60 off!ling instructions,)

[] None (No reportable income, assets, or transactions.)

A. B. C. D.

D~ctiptim ~ of Ass~ls Incom e during G ross value at end Transactions d~ring r~3~orting period

(including trust asset.s) repo,Xing period of reporting periodperiod period

(t) (2)Place "’(X) "" af ter each asset

.~t. Type V a l ue Value Type (e.g.,ex~mptfrom prior disclos,¢e.

Code (e.g , d iv., O~le2 i Method buy, sell, [ ..............................(A-H) rent or (J-P] ’ Code3 redemption) ! (2) (3) (4) (5 )

int.) . (Q-W ) i Date: i Value Gain Idcnti ty ofbuyerisel ler(ifi Month - [ Code2 Code! privaletransaetion)

i [ D ay i (J-P) (A-H)

35. Companh ia Va l e Do Rio Dote A Div. J "1 B uy 1 - 9 - 0 8 K

Si:,o~s ADR

i

2-6-08 K

8-14-08 K9-26-08 J10-20-08 J

Pan Sold 1 - I 1 - 0 8 K A

2-2~-08 K B

3-5-08 J A1 I - 7 - 0 8 J

36. CTRIP (_ :o~ [ntl Ltd American None ~= B uy 4-28-08 J

Dep Shs 5-9-08 J

10-21-08 J

i Sold 5-23-08 K’ ] 1 - 6 - 0 8 J A

3 7 . Currencyshares Austrailian DIr 1 3 Div.i

~ B uy 4-3-08 L

TR Ausuai l i~ln Dolla~ Shs 4-10-08 K~. 7-09-08 ’. K7-18-08 : K

i Sold 5-27-08 i l. (7

3 8 . (-.:un’enc)’Shares CDN Oh ’Tr A Div. B u) 4-8-08 K

(Canadian Dollars) 7-09-08 K7- I 8-08 K

Sold 4-15-08 K10-14-08 L

3 9 . Cunencyshares: Euro ]R Euro Shs A Div. Buy . 1 - 3 1 - 0 8 ~ K

2-5-08 I K7-09-08 L

Sold 2-12-08 K¯ 9-29-08 J

1 Incom~GainCodes : A=$1,000or less B=$1,001-$2 ,500 C=$2,501 - $5,000 [v-$5,001-$15.000 [ - - ’115.001- $50,000

(See Col. BI, 134) F=$5O,001 - $100,000 G=$100,001 - $1 ,000 ,000 Ht=$I ,O00,001 - $5 ,000 ,000 H2=Morc than $5,000,000

2 Value Cod¢..~; J=$15,000 or less K=$15,0001-$50,000 L=$50,001 - $<t000,000 M=$100,001 - $250,000

(See Col. C I, D3) N=$250,001 - $500,000 O=$500>001 - $1,000000 P1=$1,000,001 - $5.000,000 P2=$5,000,001 - $25,000,000

P3=$25,000.001 - $50,000,000 P4=More than $50,000.000

3 V alue Method O~es : Q=Apprai sal R=Cosl (real estate only) S=Assessi i lent T=Cashs’Markel

(See Col, C2) U=Book va lue V=Olher W=Estimated



AMENDED FINANCIAL DISCLOSURE REPORTNarueofPerson R e p o r t i n g D a t e o f R ~ : p o r ~

Amended-Dated: 05/14/2010 Page ~ of 24 G eorge tt. King May 12, 2009

Vll. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofs’pouse and dependent

chi ldren; see pp . 34-60 of f il ing instruct ions . )

[] No ne (N o repor tab le income, a sse t s , o r t ransactions . )

A. B. C. J D.

Description of Assets Incom e during Gross value at end Transactions during reporting period

(including t rust assets) reporting period of report ing period .~w iod period

U) (2) O) i (2)Place "’ (X) "a f ter each as se t Amt. Type V a l ue Value Type (e.g.,exemptf!’om prior disclosurt , . Code I (e.g., div.. Code2 i Methtxt buy, sell, " .....................................................

(A-H~ rent or (J-p) i Code3 redemption) (2) (3) i (4) (5 )

int.) ~ : { Q -W ) Date: V alue I G ain Identity of buye!!seller (ifi Month- Code2 ! Code l private transaction)i Da y (J-P) (A-H)

40. Currencyshares Japanese Yen None B uy }-22-08 K

TR Japanese Yen Shs 2-11-08

3-20-08 K

4-3-08 L4-7-08 L7-9-0~ K7-1g-08 K

Sold 2-25-08 K A2-28-08 K A3-24-08 L B

4-23-08I 0 - 9 - 0 8 t. C

41. Currency shares Swiss Franc TR A D i v . B uy 1-29-08 K

Swiss F ranc Shs 3-20-08 L4-3-08 k7-%08 K

7 - 1 8 - 0 8 K

Sold 2-12-08 K3-24-08 L C

4-23-08 L10-9-08 L

42. Diana Shipping Inc. None B uy 2-6-08 K

Sold 2-25-08 K

43. Donglong Electric None J T B ay ’ 1-20-08

44. Dynasty Fine Wines A Div J T B uy 1 0 - 7 - O h

10-29-08

11-2-08

45. ESU8 (S&P mini |~tures; None B uy 9-9-08 l.

9 10-089 - I 1 - 0 8 L

I Income/Gain Codes: A=$t , 0 0 0 or l~s B=$1,001 - $2,500 C=$2,501 - $5,00 0 D=$5,0 01 415,00 0 E=$I 5 ,001 - $50 ,000

(See Col. B1,17)4) F=$50,001 - $100.000 G=$100,001 - $ I ,000 ,O00 H I=S1,000 ,001 - $5 ,000 ,000 H2=More than $5,000,000

2 V alue Code~.: J=$15,0 00 or less K=$15.0001-$50,000 L=$50,001 - $1000,tYO0 M=$I00,001 - $250,000

(See Col. C1, D3) N=$250,001 - $500,000 O----$500,001 - S 1,000000 PI=$1,000,001 - $5,000,000 P2=$5,000.001 - $25,000,00K~

p3=$25.000,001 - $50,000,000 P4=More than $50,000,000

3 V alue Method Codes: Q=Appmisa l R=Cost (real estate only) S=Assessment T=Casb..’Market

(See Col . C2) U=Book value V=Other W=Estimated



A M E NDE D F I N AN C I AL D 1 SC LO SUILE RE PO RT N~me of Person Reporting Date of R e p o r t

Amended-Dated: 05/14/2010 Page c] of 24George H . K ing May 12 , 2009

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent

chiMren; see pp . 34-60 o f f ! l ing ins tructions .)

[] No ne (N o repor tab le income, a sse t s , o r t ransactions . )

A, B. C. { D.

Description of Asse~s Incom e during G ross value at end Transact ions during report ing peri~(including t rust assets) re l: m~ in g p er io d o f r~ ,~ or lin g p erio d

period period

O) [ (2)Place " IX)" a f te r each asse t AmL i Type Value Value Type (e.g.,excmpt.[i’om prior disclosure.

~A-H) ~i rent or (J-P) Code3 redemption) (2){ (3) ! (4) (5)into (Q-W) Date:

; Month- COde2 i (kxle! private transaction)

iDay (.l-p) .(A-H) .

Sold 9-I 0-t)S 1 . ( I

9-15-08

tract)Mr 2

tracts)

46. ESZ8 ¢ S&P mini futures) None B uy 10-29-08 L10-314)8 1 .

! Sold { 0 - 2 9 - 0 8 L A

iI 0-314)8 k. A

47. Euros (ForEx short posim.m in : N o n e B uy I 1-25-08 K

tISE)~

Sold 12-154)8 K B

{ 12-18-08 J A

4 8 . Fideli ty Cash Reserves D ’: Div. L T

4 9 . F ocus Media H ldg Ltd. ! N one B uy 2-28-08 K3-10-0g J

~ i : 3-26-08 J

} 3-27-08 J~

5-224)8 K

Sold i 5-21-08 ¯ K5-23-08 ! K !.’

5 0 . Fostcr Wheeler LTD SHS Ncw i Nonc B uy 1-9 08

i 2-15-08

i[

Sold I I 1-08

, 2-25-08

51 . FreeponMcMoranCopper& i A i Div. J T B uy ;: 9-09-08 , J

(]old Inc. 9- t94)8 : J "

I Income.,’Gain Cedes: A=$1,000 or less B =$1.0 01 - $2,500 C=$2.501 - $5.000 D=:$5,0014|5,000 E=$15,0OI - $50,000

(See Col. BI, I)4) F =$50 ,0 01 - $10 0,0 00 G =$10 0,OOI - $1,0 00 ,0 00 H1=$1,0 00 .0 OI - $5,1X ~0 .0 00 H 2=More than $5,0 00 ,0 00

2 V alue Codes: J~$15,()00 or less K=$15,0001-$50,000 L=$50 ,001 - $1000 ,000 M=$tO0,O01 - $250,000

(See Col. CI, D3) N =$ 25 0,0 0 1 - $ 50 0 ,0 0 0 O =$ 50 0 ,0 0 1 - $ 1,0 0 00 0 0 P l= $1 ,O 00 ,0 0 1 - $ 5,0 0 0,0 0 0 P2=$5.000.001 - $25,000,000

P3=$25.000 ,001 - $50 ,0 00 ,000 P4=More than $50 .000 ,000

3 Vah~e Method Codes: Q=Appraisal R=Cost {real e~tate only) S=Assessmenl T=CashlMarket

(See Cnl. C2) U=Book value V=Other W=Estimated



4

AMENDED FINANCIAL DISCLOSURE REPORT NameofPerson Reporting D a t e o F R e p o r t

Amended-Dated: 05/14t2010 Page iO of 24 ’ George H. K ing ~ M ay 12, 2009

V II. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent

children; see pp. 34-60 of filing instructions.)

[] No ne (N o repor tab le income, a sse t s , o r t ransactions .)

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during relx)rting period(including t rust assets) relm rtin g perio d o f rep orting p edo d

period period

(~) (2) (~) [ (2~ (I )Place "(X) ’" af ter each asset

Amt. Type V a l ue Valoe Type (e.g.,exempt. f i’om prior disclosure.

Code 1 (e.g., div., Code2 M e t h { v J buy, sell. " ........................ ~ ....................(A-H) rent or (J-P) Code3 redemption) . (2} t3) (4) (5 )

int.) (Q-W) Date: V a l ue G ain Id en tity of buye r/s elle r (if

Month- Code2 Codet private transaction)Day (J-P] -

52. Garuestop Corp. None B uy I-II)-08 K

!Sold I - I I J -08 K A

53. GCV8 (gold fu’turt~) None B uy 1%24-0 8 M (3 Econ-

Sold (short) 10-9-08 L ( I

I 0 - 2 4 - 0 8 con-

M 2

5 4 . Gold F i e lds Ltd. ADR ! None B uy 4-10-08 J

Sold 5-22-08 J A

5 5 . Hainan Meiland Airport None J T B uy 10-7-08 Jt0-16-08 J

5 6 . Harvest Energy TR Units B Div. B uy 1-25-08: K1-29-08 K2-1-08 K

Sold 6 - 2 - ( } 8 K

5 7 . H CA None J T

5 8 . Hong K ong Dolla~ (this is a None I -F B uy 10-7-08 Knegative position m USD} I 1 - 2 3 - 0 ~ L

59 H um ana None J 1

60. Hyflux Lid. None J F B uy %22-08 J

61. Ishares Compex Gold Trust Nonc Sold I-9-08 K t3Ishares EFF

h~comecGain Codes: A=$1,000 or less B=$ t ,001 - $2,500 C=$2,501 - $5,000 D=$5,001 -$15,000 E=$15,001 - $50 ,000(S~e Col. BI , 1)4) F=$50 .001 - $1{}0.00 0 G=$100,001 - $1 ,(R)0,000 HI=S1,000,001 - $5,{R)0,000 H2=More than $5.000,(Y00

V a l oe Cod~ : J=$15,000 or less K=$15,0001 450,000 L=$50,001 - $1000,000 M=$ ! 00,001 - $250,000

(See Col. C t, D3) N=$250,001 - $500,000 0 -= $5 00 ,0 01 - $ 1,0 00 00 0 Pl =$ 1.0 00 .0 0 1 - $5 ,0 00 ,0 00 P 2= $5 ,0 0 0,0 0 1 - $25 ,0 0 0.0 0 0

P3=$25.000 ,001 - $50 ,0 00 .000 P4=More than $50 ,00 0 .00 0

Value Method Codez: O=AppraisaI R=Cost (real ~tate only} S=Ass~sment T=Cash/Market

(See Col. C2} U=Book value V=Olher W=Estimated



A M E N D E D F I N A N C I A L D I SC L O SU R E R E P O R T Name of Pea.on Reixwting : Date of Rcpon

Amended-Dated: 05/14/2010 Page i i of 24 G e orge H . K i ng May 12 , 200 9

V I1. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent

children; see pp. 34-60 qffiling instructions..)

~ None (No repo~able income, assets, or transactions.)

A. B. ~ C. [ D.D¢~cdption of Assets ~com¢ dur ing ~ ~ss value al end

( including t~t assets) ~ing p~n~ [ of rc~)~ing per iod [

~1) (2) (I ) ( . 2 ) (1)Place "’(X) "" qf i~r each asset

Amt. T~e Va l u e Valuegxem pl f rom pr ior d~closure .

C~e I (e.g., div., C~ Meth~ buy, sell,~ .........................................................................

(A-H) ~t or (J-P) C¢~e3 r~empt ion) ~ (2) ~ 3 ) (4) (5)

int.) (Q-W) ~ Date: Value Gain Identi ty ofbuy~isell~ (ifMonth- C~e2 CMe] privalc transaction)

..... ~ay ( J - ~ ! ~ A - H )

62. Ishares Inc. MSCI AustraLia Ntme B uy 4-8-08 K ,.Index FD

Sokl 4-29-08 K A

6 3 . I shares Inc. M S C I l~mzil Index Fund None B uy 10-M-08 K

Sold I 1 - 6 - 0 8 K B

.64. Nhares Inc. MSC! Canada Index FD None B uy 4-10-08 K

Sold (Short) 2-29-08 K A

65. l shares Inc. MSCI flong Ko ng ~CD None B uy 4-10-08 K

Sold 5-27-0g K

66. Ishares Inc. MSCl.lapan Index FD None B uy 2-19-08 K

4-4-08 J

5-7-08 JI 0-14-08 K

I 0-30-08 J

Sold 2-25.08~ J A

5-23-08 K A

I ! - 6 - 0 8 K B

~7 Ishares Inc. MS(’I Malaysia Free None B uy 4-9-08 JIndex F D 4-22-08 J

Sold 5-22-08 K A

68. Ishares Inc MSCI Taiwan Index FD None B uy 2-74)8 J2-15-08 J2-28-08 K

3-3-08 J

3 ~ 2 7 - 0 8 K4-7-08 K4-22-08 J

Income~Gain Codes: A=$! ,000 or l~ss B=$1,001 - $2.500 C=$2,501 - $5.000 D=$5,001-$15,000 E=$15,001 - $50.000

(See Col. Bl , D4) F=$50.001 - $100,000 G=$100 ,001 - $t ,000 ,000 H I=S1,000 ,001 - $5 ,000 ,000 H2=More than $5,000,000

Value Codes : J=$15,000 orless K=$15,0001-$50,000 L=$50,001 - $10(kq,O00 M=$100,0OI - $250~0IX )

!’See Cot. CI. D3) N=$250,001 - $500,000 O=$500,001 - $1 ,000000 P I=$1,000 ,001 - $5 ,000 ,000 P2=$5,000,001 - $25,0(Y0,000

P3=$25 ,00 0 ,0 01 - $50 ,00 0 ,0 00 P4=Morc than $50 ,0 00 ,000

Value Method Codes: Q~Appraisal R=Cost (real estate only) S=Assessment T-~Cash/Market

(See Col. C2) U=Book value V=Other W=Estimated



AMENDED FINANCIAL DISCLOSURE REPORT N a m e o f P e r so n R e p o r ti n g D a t e o f R e p o r t

Amended-Dated: 05114/2010 Page ] ~ of 24 George H. King May 12, 2009

V III. INVESTMENTS and TRUSTS - income, value, t ransact ions (Includes those of spouse and dependent



A. B. ~ C. D.Description of Assets Incom e during G n.~s value at end Transactions during rt-Fxwting period(including t rust assets) rel’~rting period of reporting period

period period

~l) (2) i (~) ~ (2) ( ~ )Place "’( ,V) "" af ter each assetexempt f rom pr ior d i sc losure .

Aml. Type Va l u e [ V a l u e Type (e.g.,

Code 1 (e.g., div., i Code2 i Method buy, sell, ~ ................................................(A-H) renl or ! (J-P) Code3 redemption) [ (2) (3) (4) (5 )

int.)i ( Q- W )I Month- Code2 Code] private transaction)

, i Da y (J-P)

Sold 3-20-08 K A

5-21-08 K

5-22-08 J A

5-27-08 K

69. Ishares .Silver TR lshares None L T B u) 1 - 2 2 - 0 8 K

1 - 3 1 - 0 8 K2-5-08 K3 - 3 - 0 8 K4 - 2 - 0 8 K7-18-08 K10-14-08 K10-15-08 K

Par~ Sold I-4-08 d A2-15-08 K 13

3-24-08 K C

6-2-08 K

7 0 . Ishar~-s TR Dow Jones US Total A Div. B uy I-9-08 KMKT Index FD

Sold I - 1 8 - 0 8 K

71. lshares T~ FTSE Xm hua IlK None B uy 4-4-08 J

China 25 Index FD 4-9-08 J

4-2 - ( 1 8 ~5 - 0 7 + 0 ~ KI (1 + I o + o g K

I 0-30-08 J

Suld 5-21-0g K |~5 - 2 2 - 0 8 , K B5-23-08 K BI t-6-o8 K

72 JetBlue Awys Covp None Sold [ 2-08 J

1 l ncome’Gain Codes: A=$1,000 or t ess B=$1,001 - $2 500 C=$2,501 - $5.000 1 5 w - $ 5 . 0 0 1 - $ 1 5 , 0 0 0 E:-$15.O0l - $50,000(See Col. B1. 134) F=$50,001 - $100.000 G=$1fh’).00t - $1.0003100 H 1=$1,000,001 - $5.000,000 H2=More than $5.000.000

2 V alue Codes: J=$|5 ,000 or l ess K =$15 ,0 00 1-$5 0,0 00 L= $5 0,0 01 - $10 00 ,0 00 M=$100.001 -$250,000

(See Col . C1, [)3) N=$250,001 - $500,000 O=$500,001 - $ I ,000000 P1=$1,000 ,001 - $5 ,000 ,000 P2=$5.000,001 - $25,000,000

P3=$25,000,001 - $50,000 ,000 P4=More than $50.000,[Y3t!

3 Value Metho{I Codes: Q-=Appraisal R=Cost (real estate only) S=Assessment T=CashYMarkel ~




AMENDED FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p c , r t in g D a | e o f R e l x > r t

Amende d-Dated: 05/14/2010 Page J,g of 24 Oeorge H. K ing May 12, 2009


children; see pp . 3 4-60 o f f i l ing ins tructions . )

[] No ne (N o repor tab le incom e, a sse t s , o r t ransact ions . )

A. B. C, D,Description of Assets Income during Gross value at end Transactions during relxwting period(including trl~st assets) reporting period of reporting period

period period

{1 ) (2) (I ) (2) (I )Place °’(X) " after each asset

Aml. Type V a l ue Value TsTeexempt f rom pr ior d i sc&sure .

Code 1 (e.g., div.. Code2 Method buy. sell, ! ........... [ ........................ I ..........................................(A-H) rent m (J-P) Code3 rexlemption) (2) ’ (3) (4) (5 )

int.) (Q-W) ; Date: [ Value I Ga in Identity of buyer/seller (if

i Month- [ COde2 Code l private transaction)Day [ (J-P) (A-H) ,

73. 3iangsu Expressway None J T B uy 1 0 - 7 - 0 8 J

74. Kerry. Properties None J T B uy lll-29-(.,g JI 1 - 2 - 0 8 J

75 . L ,as Vegas Sands Corp. None B uy 4-29-0~ !

Sold :: 5-5-08 J A

76. Lianhua Supermark et t tuldings N o n t " J T B uy I: 11-24-08 J

77 LSI Logic Corp None SoldI

I-2-08 J A

78. Market Vectors" ETFTR None B u 3 4-17-08 JAgribusiness

Sold 5-2-08 J A

79. Market Vectors ETF TR Coal None B uy 4-17-08 J

Sold 5-2-0g J A

8 0 Marke t Vector s E [FrR Gold None K T B uy 1 2 - - 2 - 0 8 KMine~:s EFT

8 I. Market Vectors ETF I’R N uclear None Sold I-I 1-08 KI- !nergy E T F

82. Mmkct Vectors T~ Russia ETF None B u . , , 4-8-08 .I

Sold 5-23-08 K C

83. Monsanto (SO. New None B uy I-4-08 J

3-24-08 K

4-3-08 K

IncomelGain Ctxtes: A=$1,000 or less B=$1,001 - $2,500 C=$2,501 - $5.000 12>:$5,001-$15,000 E=$15,0OI - $50,000(See Col . B1, D4) F =$ 50 ,0 0 1 - $1 00 ,0 0 0 G -= $10 0,O0 1 - $ 1 ,( R) 0,0 00 H 1= $1,0 00 ,0 01 - $ 5,0 00 ,0 00 H2=More than $5,000,000

V a l u e Cod~ : ,1=$15,{R)0 or tess K=$15,0001 -$50,1)00 L=$50 ,(~ ~ - $1000 ,000 M=$1 (N,001 - $250 ,0 t)0

(See Col. CI, D3) N=$250,0 01 - $500 ,00 0 O=$50 0,00 t - $1,0 00 00 0 PI=$1,0(R),001 - $5,000,000 P2-$5,000 ,00l - $25,000 ,000

P3=$25,000,001 - $50,000,0(X) P4=More than $50,000,000 ~

V alue Method Codes: Q=Appra i sal R=Cost (rea! ~tate only) S=Assessmem T=Cash!Market =(See Col . C2) U=Book value V =Other W =Estim ated



AMENDED FINANCIAL DISCLOSURE REPORT i N a m ¢ g fP e r s o n R e p o r t in g D a t e o f R e p o r t

Amende d-Dated: 05/14/2010 P age f t4 of 24 . . G eorge H . King May 12, 2009

V I I . IN V E S T M E N T S a n d T R U S T S -- income, value, t ransact ions (Includes those of spouse and dependent

children; see pp . 34-60 o f f i l ing ins tructions . )

[] None (No reportable income, assets , or t ransaclions. )

A. 1 3 . C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period(including t rust assets) reporting period of r~Tmrting period

period period

Place " (X)" a f te r each asse t( I ) { 2 ) ( 1 ) (2) (I )

Amt. Type V a l ue i Value Type (e.g.,exempt f ! ’om pr ior d i sc losure .

Code I (e.g., div., Code2;I Method

buy, sell, I .................. t ...............................(A-H) rent or (J-P) Code3 ~ redemption) i (2) (3) (4) ~ 5 )

Date: Value ¯ Gain Identity of’buyer/seller (ifnt.) : : (Q-W)

[ II M o n t h - Code2 i Codel private transaction)[ ! Day { J - P ) ~ = ( A - H )

84. Morgan Stanley A Div B uy - , ~ - 0 g K

Sold I-t 1-08 K A

85. New Oriental Ed & Technology Ntmc B uy 2-7-08 KGroup Inc ~

3 . - 2 6 - 0 8 K4-28-08 J

5-7-08 K

1 0 - 1 - 0 8 J

Sold 4-17-08 I B

5-22-08 K B5-23-08 K A

I I - 6 - 0 8 J

86 Northwest Air lines Corp. None . Buy 5-2-08 J5-7-08 J

Sold 5-27-08 J

87. Pc~abody Energy Corp None B uy 9-10-0g J10-30-08 J

Sold 1 1 - 6 - 0 8 K A

88. PenGrow th Energy Tr Unit New B D ~ v B uy I - 3 1 - 0 8 K

Sold 6-2-08 K D

89. Penn W est EneJgy Tr Unit B I) w B t J y 1-25-08. K1 - 2 9 - 0 8 K

Sold 5-27-08 K D6-2-08 K D

1 Income~;Gain Codes: A=$1,000 or less B :$1,0 0 1 - $2,50 0 C=$2,50 1 - $5 ,00 0 13=$5,001-$15,009 E=$15,001 - $50 ,000(See Col. B1,134) F=$50,0 0I - $100 ,0 00 G =$10 0,0 01 - $1,00 0,0 00 H I=St,0 00 ,00 1 - $5 ,(Y,)0 ,00 0 H 2=Mom than $5,0 00 ,0 00

2 V alue Codes: J=$15,000 or less K =$ tS,0 00 1- $5 0,(K R) L= $5 0,0 01 ~ $1 00 0,0 00 M=$100,001 - $250,000

(See Col . CI, D3) N =$ 25 0,0 0 1 - $ 50 0 ,0 0 0 O -- -$ 50 0 ,0 0 1 - $ l,0 0 0 00 0 P I= $|,0 0 0,0 0 1 - $ 5,0 0 0 ,0 0 0 P2=$5,000,001 - $25,000,000

P3=$25,000 .001 - $50 ,0 00 ,000 P4=More than

r a isa l R=Cost (real estate only) S=Assessment T=CaskiMarket

(See Col. C2) U=B < ~k value V =Other W =Estim ated



AMENDED FINANCIAL DISCLOSURE REPORT N a n | c o l O r . o r , R e p o r t i n g :! D a t e o I ~ R e p o r l

Amend ed-Dated: 05/14/2010 Page [ ~ of 24 G eorge H. K ing ~ Ma y 12, 2009

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those q[~ouse and dependent

chi ldren: see pp. 34-60 ~f i l ing instruct ions . )

~ None (No r~o~abl¢ income, assets, or transactions.)

A. ~ ~ . ~. D.De~fipt ion of Assets Income during Gross value at end Transactions dunng ~ing pefi~

(including t rust assets) ~ r~)aing ~fiod of rL~ming p~

~ period

o) ~ 2 ) (0 (2)b’tac~ "’(.k~" a~er each asset

Amt. Type V a l ue Va l u e Type (e.g.,exemptJ?om prior disctosure~

C~e I (e.g, div., C~e2 Meth~ buy, sell. ’ ......................................................................

~A-H) ~ or (J-P) C~e3 redemplion) (2) (3) ~ 4) (5 )int.) (Q-~ Date: Va l u e Gain Identity of buyer/seller

Momh- C~e2 Codel private transaction)~y (J-P)

90. Pershing Government Account A Div. ,L T

(Money Market Fund (.a~ Europacific

Capital) {From Pa~ o f Fidr] ily CashReserve ~t 48)

91 Pe t robmsEnergia N o n ~ : B uy i 2-15-08 : J

Sold 2-25-08 ! J A

92. Petroleo Brasi lei ro None J q B u ; , ’ 2-15-08 ,l

8-21-08 ’ J

9-I9-08 J

10-20-08 J

Part Sold 2-26-08 J A

I1-7-08 J

93. Pfizer Inc. None B uy I - 8 - ! ) 8 K

Sold I - 1 8 - 0 8 K : :

94. Philip Morris Intl Inc. Corn N o n t : J ¯ B u2 4-10-08 K

4-17-O8 J4-28-08 J

10-01-08 K

Pa~l Sold 5-22-08 K A

6-2-08 K A

95. Potash Corp. SasK Inc. None B uy I-4-08 J

Sold 1 - 4 - 0 8 J A

Income/Gain Codes: A=$1.000 or l ess B=$1,001 - $2,500 C:$2.501 - $5,000 1)=$5,001-$15,000 E=$15,001 - $50 ,000

(See Col . B1, D4) F=$50,001 - $100,000 G=$100.001 - $1 ,000 ,000 HI=S1,000 ,001 - $5 ,000 ,000 H2=More than $5.000.000

V alue Codes ; J=$15,000 or less K=$15,0001-$50,000 L=$50 .001 - $1000 ,000 M=$100 ,001 - $250 ,000

(See Col. C t. D3) N=$250,001 - $500,000 O=$500,001 - $!,Od)0000 PI=$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000

P3=$25,000 ,00 1 - $50 .000 ,000 P4=More than $50 ,000 ,000

Value Metht~ Codes: Q=Appraisal R=Cost (real estate only) S=Assessment t-=Cash/Market




N a m c o f " P e r s o n R c p o . in g D a t e o r

Amend ed-Dated: 05/14/2010 Page !/~ of 24 G eorge H. King : May 12, 2009

V II. INV ESTMENTS and TRUSTS income, value, |ransactions (Includes those of spouse and dependent

children: see pp. 34-60 off!ting instructions.)


A. B. C. D.Description of Asset~ Incom e during G ross value at end Transaction~ during reportiug period(including trust assets) reporting period of relxming period

period period

~ ) ( 2 ) (~) (2)Place "’(X) "" af ter each asset

A m t Type V alue V alue Type (e,g.,exempt from prior disclosure.

Ct~e I (e.g.. div.. Code2 Method buy, sell, - ............ [ ................ * .........

(A-H) rent or (J-P) Code3 redemption) (2) (3) (4) (5 )

int.) (Q-W) Date: Value Gain I Identi ty of buyer/sel ler(ifMonth- Code,2 CodelI private transaction)Da y ( J - P ) ( A - H )

96 Powershares DB Mult i S~x:tor None L T B uy 1 - 2 3 - 0 8 K

Commodity - I’R Pow er Shares 2-29-0~ KDB Agric FD Corn Unit 3-28-08 |.4-14-08 K5-21-08 K7-18-08 K7-25-08 K

7 - 2 8 - 0 8 K

P a r t S ~ ) l d 2-14-08 L E3-25-08 L D4-3-08 M

4-23-08 K A

6 - 2 - 0 8 K

7-25-08 K

97 Powershares DB US DIr Index None Sold 1 - - 4 - 0 8 l. ,TR Powershares DB US$ Index

Bulhsh FD Corn tJmt

98. Pow c~hares Global [ :xchange None B ny 2/15:08 KTraded FD Tr Global W ater Port 2/28/08 l

3-3-08 J

Sold 5-27-08 K B

6-2-08 K A

99. Powensharc~ QQQ T* Unit Se~’. None B uy i-8-08 K

1 - 9 - 0 8 K

1 0 - I 0 - 0 8 K

Sold 1 - 1 8 - 0 8 K1 - 2 2 - 0 8 K

I I-6-08 K

I0 0 . P re cis io n D~iHing Trusl A Dw . J T B uy t0-7-08 J

I 0 I . Prncter & G amble Co A Div Sold I - 1 8 - 0 8 I_

1 Income;Gain Codes: A=$1,000 or l ess B =$1,0 01 - $2,50 0 C:$2.5 0 1 - $5 ,0 00 D=$5,001-$15,000 E=$15.001 - $50,000

(See Col . BI, EM) F=$50,001 - $100,000 O=$100,001 - $1 ,000 ,000 H I=S1,000 ,00! - $5 ,000 ,000 H2=More than $5,000,000

2 V alue Codt~ : J=$15,000 or less K =$ 15 ,0 c.~ 1-$ 50 ,0 00 L= $5 0,0 01 - $ 10 00 ,0 00 M=$100,001 - $250,000

(See Col. CI, D3) N=$250 ,001 - $500 ,000 O=$500 ,001 - $!,0000(K) Pl=$1,0(-hO,O01 - $5,000.000 P2=S5,000.001 - $25.(X)0,000

P3=$25,0(KLO01 - $50,000,0(~3 P4=More than $50,000,000

3 V alue Method C~.l t~: Q=Appraisal R=Cost (real estate only) S=Asse~ment T=CasbJMarket

(See Col . C2) U=B~vok value V=Othe r W=Estimated



AM ENDED FINANCIAL D1SCLOS[IRE REPORT , Name of Person Reporting Date of R e p o r l

Amended-Dated: 05/14/2010 Page Jr7 of 24 i George H. King May 12, 2009

V II. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those qfspouse and dependent

children," see PlY. 34-60 o filling instructions.)


A. B. C. DDescription of Assets Incom e during G ross value at end Transactions dunng reporting period(including t rust asscts) report ing p~od of rqgorting period

!~od period

Place "’(X) ’" a/?~’r each asset( I ) (2) ( I ) (2) ( I )

- Amt. I Type V alue V alue Type (e.g.,exempt f rom pr ior d i sc losure .

Code 1 i ( e ,g . , d iv , , Code2 Method buy. sell, " ..........................................

(A-H) rent or ; (J-P) Code3 re~lcmption) (2) ~ (3) 1 . 4 ) ’ 1 5 )i n t . . I (Q-W) Date: Va l u e Gain i Ident i ty of buyer/sel ler ( i f

Month- Code2 Ct ~e l private tmnsaclion)Day (J-P) (A-H)

1 0 2 . Pro~.en Pharmaceuticals Limited None J T

Ordinary SShares lAIN

J03. Proshares Tr Ultra DOW 30 A Di v ~ u y ~-26-08 l_

Proshares 3-27-08 K

4-29-08 K

Sold 3 - 3 1 - ( i ) 8 L A

I04. Prosharcs Tr Shna Dow 30 None B uy , 1 . 2 0 8 LProsharc.s 5-27-08 K

5-29-08 K

Sold 4-4-08 L6-2-08 I. A

105. Proshares Tr Shor~ Russell 2000 None B uy 4-29-08 K5-27-08 K

Sold 6-2-08 L B

IO6_ Prosharcs FR Ultra Short 30 FD None B uy -9-08 t

S o l d 1-9-08 1_

I0 7 Prosharcs TR UIIm Short 500 F D None B uy l 9.08 L

1-31-0~ K2-27-08 K

2-26-08 J4-24)8 L

5-2-08 K

5 ÷ 2 7 - 0 8 K

1 l ncom~Gain Codes: A=$1.000 or Ices B=$1.001 - $2,500 C~$2,50t - $5,000 D=$5,001-$15,000 E=$15,001 - $50 ,000

(See Col, B I , D4) F=$50,001 - $100,000 G=$100 ,001 - $1,000 ,000 HI=St ,000 ,001 - $5 ,000 ,000 H2=Morc than $5,000,000

2 V alue Codes: J=$15,000 or less K=$15,0001 -$50,000 Lv$50,001 - $ 1000,000 M=$ 100,001 - $250,000

(see Col, CI, D3) N =$ 25 0,0 0 1 - $ 50 0 ,0 0 0 O= $5 00 .0 0 1 - $ 1,0 0 00 0 0 P I= $1 .0 0 0.0 0 1 - $ 5.0 0 0.e X)O P2=$5.000,001 : $25,000,00 0

P3=$25,000,001 - $50,000 ,000 P4=More than $50,000~000

3 Value Method C~.l,.m: Q=Appraisal R=Cost (real estate only) S=Assessment T=CashiMarket

(See Col. C2) U=B~×~k value V=Olher W=Estimated



i Name of Person R e p o r t i n g D a t e o f R e p o r t

Amende d-Dated: 05/14/2010 Page _!_~ _ o f 24 ! George H . K ing May 12, 2009

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (lnchMes those o.fspouse and dependent

children; see pp. 34-60 off!ling instructions.)


A, B. C. D.D{~cription of Assets Incom e during Gross value at end ~ Transactions during reporting period(including t rust assets) reporting period of reporting period

period.

periodi .................

Place "(X) ’" af ter each asset~ I ) (2) (I ) 1 , 2 ) ( I

Amt. Type V alue V alue Type (e.g.,exempt f i ’om pr ior d i sc losure .

(;ode I (e.g., div, Code2 Method buy, sell. ~ ............ ~ ............. ~ ............ ~ ...........................

(A-H) ] rentor (J-P) Code3 redemption) (2) (3) (4) (5 )int.) (Q-W ) Dale: V alue G ain Identity of buyer/seller {if

Month- Code2 Code I private transactionDa y (J-P) (A-H)

Sold 1 - 9 - 0 8 L

2-6-08 K2-28-08 J A

3-20-08 K B4-4-08 L5-7-08 K6-2-08 L A

108. Proshares "lr Ultra Short Consumer None B uy 4-29-08 JServices

Sold 6-2-08 J

109 . Proshares TR Ultra Sho,a Finis None B uy 2-8-08 K3-6-08 K

4-29-08 J

4-304)8 J

5-22-08 J

Sold 2-28-08 K B3-20-08 K ("

5-7-08 K6-2-08 J A

1 1 0 . Proshares Tr Ultra Short VFSE None B uy 5+29-08 JXinhua China 25 Fd

Sold 6-2-08 J A

III. Proshare.s Ultrashort Dhm an None K "F B uy 10-17-08i K

Bros 20 yr Prosharc-s.’ 10-30-08 ~ J

12-2-08 ! J

12-4-08 J12-22-08 J

Income/Gain Ctxles: A=$1,0(X) or less B=$1,0Ol - $2,5{R~ C=$2,501 - $5,000 1)=$5,00I-$t5,0(h ") E=$15,001 - $50J)00(See Col. BI, D4) [’=$50.001 - $100,000 G =$ 10 0 ,0 0 1 - $1 ,0 0 0,0 0 0 H I= S1 ,0 0 0,0 0 1 - $5 ,0 (’ )0 ,0 0 0 H 2= Mo re th an $5 .0 0 0,0 0 0

V a l ue Cod~ : J=$15,0~0 or tess K = $ 1 5 . 0 0 0 I - $ 5 0 , 0 1 _ ) 0 L=$50 ,001 - $1000 ,000 M=$100 ,001 - $250~000(See Col . C1, D3) N=$250,001 - $500,0()0 O=$5(R3,001 - $1,000000 Pl=$1,000,001 - $5,000,00 0 P2=$5,000,001 - $25,000,000

P3=$25,000.001 - $50 ,000,000 P4=More than $50,000,000

Value Method 12.;odes: Q~Appraisal R=Cost (real ~talc only) S=Assessment T=Cash/Market

(See Col . C2) k l -B{~k va lue V=Other W=Estimated



AMENDED FINANCIAL DISCLOSURE REPORT " Name of Pcrson R e p o r t i n g D a t e o f R e p o r t

Amended-Daled: 05/14/2010 Page I ~__ of 24 George H . King May 12 , 200 9

V I I . IN V E S T M E N T S a n d T R U S T S - income, value, t ransact ions (Includes those of spouse and dependent

children," see pp. 34-60 o filling instt~ctions.)


A, B. C, D,Description of Assto~s Income during Gros.~ value at end Transactions during reporting period(including t~ust assets) ~0ort ing period of reporting period

period period

Place " (~) "af te r each asse t( ! ) (2) ( I ) (2 } ( I }

Amt Type V a l ue Value Type (e.g.,exempt_&om prior disc losure .

Code 1 (e .g , ,div . . i Code2 Method buy. sell. " .....................................t ~ A - H ~ rent or (J-Pt Code3 r t . ~ d e m p t ~ o n ) (2) (3) (4) (5 )

i n t . ) (Q-W) Date: Value Gain Identity of buyer/seller (if

Month- Code2 Codel privale transaction)

Day (J-P) . (A-H)

12. Proshares Ultnashor! l~ehman A Div. K ¯ B u ~ I I-7-08 J

Bros 7-10 yr Prosharest 1 - 2 8 - 0 8 J

13. Proshares Tr Ulma Short Oil & G as None B u) 5-2-08 K

5-28-08 K

S ~ f l d 5-7-08 K A6 - 2 - 0 8 K C

1 4 . Proshares TR Ultra Short Real None B uy 3-10-08 KEstate Prosha res 4-29-08 J

5-23-08 ~ J5-29-08 3

Sold 3 - 2 1 } - t ) 8 K A

6-2-08 K

15. Prosharcs Tr Ultrashort Small Cap None B uy 4-29-08 K600 Proshares 4-30-08 J

Sold 5-7-08 K

1 6 . ,%~lOr SPDR Tr Shs Ben Int None B u ~ ; 10-9-08 J

Fmaucial I I-3-08 .I

Sold I 1 - 6 - 0 8 K

t 1 7 . Scct(~r SPDR TR Shs Ben Int None Sold 1-28-08 KUtilities

1 1 8 . Shangn- la As ia ~d . None ! T B uy 10-29-08 J

It9. Shimao Propert ies None J ~ B uy 10-30-08 J

11-16-08 J

120 . Shu~onland None J T B uy 1 0 - 3 0 ~ 0 8 J

121. Smoenergy CoO. Corn New None J " [ B uy ~ 2 - 2 - 0 8 J

1 Income/Gain C~xtes: A=$1,000 or less B=$1,001 - $2,500 C=$2,501 - $5,0(X) D = - - $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E=$15,001 - $ 50,000(See Col. BI , ENI) F=$50,001 - $100,000 C r= $1 00 .0 0 1 - $1 ,0 0 0,0 0 0 H I= S1 ,0 0 0,0 0 1 - $5 ,0 0 0,0 0 0 H 2= Mo re th an $5 ,0 0 0,0 0 0

2 Value Codes : J=$15,000 or less K = $ 1 5 , 0 0 0 1 - $ 5 0 ,t .1 0 0 L=$50;001 - $1000.000 M=$100,001 - $250,000

(See Col. CI, D3) N =$ 25 0,0 0 1 - $ 50 0 .0 0 0 O =$ 50 0 ,0 0 1 - $ 1,0 0 00 (7 3 P I- $1 ,0 0 0,0 0 1 - $ 5,0 0 0,0 0 0 P2=$5,000,001 - $25,000.000

P3 =$25,000,001 - $50,(X)0,000 P4= More than $50,000,000

3 Value Melhod Codes: 0=Appmisa! R=Cost (real ~tate only) S=Assessment T=Cash2Markct

(,See Col, C2) U=Book value V=Other W=Estimated



AMENDED FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of R e p o r t

Amend ed-Dated : 05/14/2010 PAge ~l.O of 24 G eorge H . King May 12, 2009

V H. INVESTMENTS and TRUSTS income, value, ti-ansactions (Includes t h o s e q fs p o u s e a n d d e p e n d e n t

children; see pp. 34-60 qf.filing instructions.)

[] None (No reportable income, assets, or transactions0

A. B. C. D.Descript ion o|’Assets Income during G ross value at end Tran~ctions during reporting period(including trust assets! repo rtin g perio d of repo rtin g perio d

period period

Place "(X) "" af ter each asset( I ) (2) ( t ) (2) ( t )

" Amt. Type Value Va l u e Type (e.g.,exempt f ! ’om pr ior d i sc losure ,

Code 1 (e.g., div.. Code2 Method buy, sell. " ..... [ -(A-H ) reul or (J-P) Code3 redemption) ~ i (3) (4) (5 )

int.) (O-W) Date: V alue G ain Identity ~d’buyer/seller (if

Month- Code2 Codcl private transaction)Da y (J-P) (A-H)

122. S & P 50 0 Depository Receipt None B uy 1 0 - 9 - 0 8 J

Sold II-6-0 8

123. Strcct tmcks Gold Tr G old Shs None K T B uy 1-22-08 KIn May 2008. name chang~l to 1-25-08 LSPDR Gold "I- r Gold Shs 1-31-08 K

2-5-08 K

2 - 2 7 - 0 8 .I

2-29-08 J3-3-08 K

4-2-08 K4-t4-08 K7-18-08 K10-14-08 K

12-2-08 K

12-4-08 J

Part Sold 1 - 2 5 - 0 8 L A2-15-08 K3-24-08 K B5-2-08 K6-2-08 KI0-15-08 L

1 2 4 . Suntcch PW R H ~tdlngs ("t, t .TD , None B uy I-9-08 KAD R

Sold I - 1 1 - 0 8 K

125. Swedish Expt CR Co oElements None Sokl 3-7-08 ~ DI_K D to R oge~ Inll Commodity 3-25-08index Agriculture Total Return

126. Swedish Expt CR Corp Elements X l o n e B uy 1 - 2 5 - 0 8 K

LK D to R oge~ lntl Commodity 2 - 2 ~ - 0 8

Index Metals Total Return

Sold 3-7-08 L D

3-20-08 K B

I Income/Gain Codes: A=$ 1,000 o r less B =$1.00 1 - $2.500 C=$2.50 1 - $5.0 00 13=$5.001 -$15.000 E=$15,00 ! - $50,00t)(See(Sol. BI, D4) F=$50,O01 - $100,000 G =$ 10 ()_ 00 1 - $t.0 0 0.0 0 0 H 1= $1 ,0 0 0.0 0 1 - $5 ,O0 0 .0 0 0 H 2= Mo re th an $5 ,0 0 0.0 0 0

2 V alue Codt~ : J=$15,000 or less K=$15.0001 -$50.000 L=$50.001 - $1000.000 M=$ I O(J/)01 - $250.000(See Col. C t, D3) N=$250,001 - $500,000 O=$500.001 - $1.000000 Pl=$!.000.001. $5.000.000 P2=$5.000_00I - $25.000,000

P3=$25,000,001 - $50 .000.000 P4=i’,d ~re than $50 ,000.000

3 Value Method Codes: Q=Appmisal R=-Cost ~real ~tatc only) S=Assessment Y=Castv’Market

(See Col. C2) U=Book value V=Other W=Eslimated



AMENDED FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g Date of R e p o r l

Amended-Dated: 05/14/2010 Page ~1 0f 24 G eorge H . King ~ Ma y 12, 2009

V II. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those (?fspouse and dependent

children," see pp. 34-60 q[f!ling instructions.)

Non e (No reportable income~ assets, 6r transactions.)

A.i B. C. D.

Description of Assets i incom e during G rass value at end Transactions during reporting period(including t rust assets) reporting period of reporting period

period period

Place "’(~) "" ~ /?er each asset

e .xempt frompriord~c losure .Amt. Type Value ! ~Value ~ Type (e.g,

¯Code 1 (e.g ., d iv., Co de2 Method buy, sell, ~ ...... i ...........................................(A-H) rent or (J-P) Code3 i redemption) (2) ! (3) (4) (5 )

int.) (Q-W)i

i Date: Value Gain ~ Identi tyofbuyer/sel ler(ifI Month- Code2 Codel ] pr iva te t r ansaction); : Day (J-P) (A-H)

.I 27. Teekay Corp. ! None .; B uy 5-7-08 K

¯ Sntd 5-22-08 K B

t28¯ Telik Inc. ! None ¯ J T

129. Tesoro Corp Corn i None ~ Sokl I-7-08

t30 Thai B everage Public Co. Ltd.i

None l T ! B uy 9-22-08 . ~ J

131. Thai Fd lnc i None B uy 4-4-08 I Ji 5-7-08

Sold ! 5-27-08 K, ..................

132. Tmnsoceanlnc.(‘New) Mergcron None 1 . I ’ B uy 9-09-08 J12-19-08; changed name to 9-t9-08 J

Transocean LTD ZUG Namen- iA K T ISIN

133. Travel Sky Technologies None J r Buy 10-7-08 l,

134. Tsing Tao None J T B uy 1 0 - 1 4 - ( 1 8 J

135. UAL Corp Con~ New N o n t ~ ! B uy 5-2-08 J

Sold 5-7-08 J A

136. Unilever N V None B uy 1 - 8 - 0 8 K

Sold l-11-08 K

137. Uni-President None K T B uy I0 30-08 K

1 1 - 1 6 - ( 3 8 J

Income/G ain Codes: A=$1,000 or I~ .~ss B =$1,00 1 - $2,500 C=$2,501 - $5,000 D=$5,001-$15,000 E=$15,001 - $50 ,000(See Col . Bl , EM) F=$50,00I - $100 ,0 00 G =$100 ,0 01 - $1,0 00 ,0 00 HI=S1,0 00 ,09 1 - $5,0 00 ~00 (I H 2=More than $5 ,00 0,00 0

Value Cc~.: J=$15,(-X)0 or less K=$15,0001 -$50,000 L=$50,001 - $1000,000 M=$100,001 - $250,000(See Col. CI, 03) N =$ 25 0.0 01 - $5 00 .0 00 O: $5 00 ,0 01 - $ 1,0 00 00 0 P [ =$ 1.0 00 ,0 01 - $ 5,0 00 ,0 00 V2=$5,000.001 - $25,000,000

P3=$25,00 0.0 01 - $50 ,0 00 ,00 0 P4:More than $50 ,~10,0 0 0

V alue Method Codes: Q=Appra i sa l R:Cost (real estate only) S:Asscssment T=Cast~’Market

(See Col. C21 U=B ook valne V =Other W =Estim ated



AMENDED FIN ANCIAL DISCLO SURE REPORT N a m e o f P e r s o n R e p o r t i n g Date of R e p o r ~

Amended-Dated: 05/14/2010 Page ~ of 24 G eorge H . King i May 12, 2009

V I I . I N V E S T M E N T S .a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent

children," see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets , or transactions.)

A. B. C. O.Description of Assets Incom e during Gross value at end Transactions during reporting period(including t rust assets) retx)rting period of rqx)rting period

period period

Place "’(X) "" after each cz~set( I ) (2) ( t ) (2) ( 1 )

" Amt. Type Va l u e Value Type (e.g.,exempt f rom pr ior d i sc losure .

Cod e t (e.g., div., Code2 Method buy, sell,i ..... ; . . . . .

(A-H) rent or (J-P) Code3 redemption) : (2) (3) i (4) (5 )int.) (Q-W) I Date: V a l ue [ G a i n ldeatity of buyer/seller (if

i Month- Code2 COdcl private transaction)

! Day (J-P)

138. United Sis Nat .Gas FD LP Unit None B uy 1-31-08 K

2-6-08 K2-29-08

4-10-08 K

4-25-08 J

4..29-08 .I

Sold 5-2-08 K C5-27-08 K B

~39. United Stales Steel A Div. ~ T B uy 9-12-08 J

1 I - 3 - 0 8 J

140. Univanich Palm Oil Publ ic Co Ltd None .I T B uy I 1 - 2 8 - ( 1 8 J

141. VX V 8 (volitil ity index futurcs~ None B uy 10-10-08 L

Suld tshort) 10-9-08 K

142, Wells Fargo& Co. New None B uy 1-10-08 K

¯ Sold 1 - 1 0 - 0 8 K

143 Wynn Resoas L td . None B uy 4-29-08

Sold 5-5-08 J A

144. XCZ8 (mini corn futures) None B uy 1 I - 1 1 - 0 8

Sold I 1 - 2 4 - 0 8 J

145. Yantai North Andre Juice Co L~d None J T B uy I 1 - 2 1 - 0 8 J

146 Yahoo tnc. None B uy 3-3t -08 K

Sold 4-4-08 K A

Income/Gain Cod~: A=$1,000 or I~s B=$t,(Y.)I - $2,500 C=$2,50 ! - $5 ,0 0 0 D=$5 ,0 0 I-$15,0 0 0 E=$15,0 0 1.- $50 ,0 0 0

(See Col . B1 ,D4) F=$50 ,0 0l - $10 0.0 00 G =-$10 0,0 01 - $~,0 00 ,00 0 H I=$t,O00 ,0 01 - $5 ,0 00 ,0 00 H 2=More than $5 ,00 0,00 0

V a l u e Cod~ : J=$15,000 or less K=$15,0001-$50,000 L=$50 ,00 t - $I0 0 0 ,0 00 M=$10 0 ,0 01 - $250,0 0 0

(See Col. CI, D3) N=$250,001 - $500,000 O=$500JYOl - $1,000000 PI=$1,000,001 - $5,000,000 - P2=$5.000,001 - $25,000,000

P3=$25,000 ,001 - $50 ,0 00 ,000 P4=More than $50 ,000 ,000

Value Metht~ Codc~: Q=Appraisal. R=Cost (real es~te only) S=Assessment T=CashiMarket

(See Col. C2) U= Bex~k value V=Other W=Estimated



AMENDED FINANCIAL DISCLOSURE REPORT Name of Person Repofling ~ Dale of Re~,rt

Amended-Daled: 05/14/2010 Page ~ of 24 George H. King May 12, 2009

V III . INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent

children, see pp. 34-60 af f!ling instructions.)

[] None (No reportable income, assets, or transactionsJ

A. B. C. D.Description of Assets i ]ncom e during G ross value at end Transactions during relxm ing period(including trust assets) ~ rep ortin g perio d of repo rting period

o) (2) (,) (2) (l)Pta(e "’(. )0 " af ter each asset

! Amt. Type Value Value Type (e.g.,exempt from prior disclosure.

Code 1 (e.g., div., Code2 Method buy, sell,¯ ............................................................’ ~ A - H ) rent or (J-P) C ~ v 3 c 3 redemption) 1 , 2 ) (3) (4) (5 )

int.) (Q-W) Date: Value Gain Identity of buyer/seller (if

Month- Code2 Codel private transaction)Da y (J-P) (A-H)

147, Yamaha Gold Inc. A Div B uy 2-6-08 K

Sold 1 - 2 - 0 8 K B

3-25-08 K A

148. Yanzhou Coal Mining Sp ADR None B uy 2-15-08 J

Sold 2-25-08 J A

149. Yurun Food A Div I T B uy I 1 - 2 0 - 0 ~ J

150. Zhejmng Expressway A D ~ v J T B uy 9-16-08 j

15 I. Zi j in Mining (Gold) None J T B uy 10-30-08 J

152. ZC (March 0 9 corn futures) None K T B uy I 1-26-08 K

153. ZW (Decemb er 08 wheal futures) None B uy 9-26-08 K

10-20-08 K

Sold

1 5 4 . ZW (March 0 9 wheat futures) None K T B uy I 1 - 2 6 - 0 , ~ K

] Income/Gain Codes: A-S1,000 or less B =$1,00 J - $2,50 0 C=$2,50 t - $5 ,0 0 0 D=$5,00 1-$15,0 00 E=$t 5 ,0 01 - $50 ,0 0 0(See Col. B1,17)4) F=$50 ,001 - $10 0,0 00 G =$100 ,0 01 - $l,00 0 ,0 0O HI=$I ,000 ,001 - $5 ,000 ,000 H2=More than $5.000.000

2 V alnc Codes: J=$15,000 or less K =$15 ,0 00 1-$5 0,0 00 L= $5 0,0 01 - $10 00 ,0 00 M=$100,001 - $250,000(See Col. C I, D3) N=$250,00! - $500,000 O=$500,001 - $1,000000 Pl=$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000

P3=$25,000.00 [ - $50,000,000 P4=More than $50,000,000

3 Value Mclh~xt Codes: . (~Appvaisal R=Cost (real estate ooly) S=Assessment "I~ask,’Market(See Col . C2) U=Book value V=Othe r W=Estimated



AM ENDED - DATED: 5/14/2010

FINANCIAL DISCLOSURE REPORT N .... fv ..... R e p o r t i n g D a | e o f R e p o r t

P a g e 2 4 o f . 2 4 King, George H. M a y 1 2 , 2 0 0 9

IX. CERTIFICATION.

! cert i fy that al l information given above (including information pertaining to m y spouse and minor or d ependent chi ldren, i f any) isaccurate, true, and ~mplete to the best of m y know ledge and bel ief, and that any information not reported w as withheld because i t met appl icable statutoryprovisions permit t ing non-disclosure.

I further cert i fy that earned income from outside employment and h onoraria and the acceptance of gifts which have been reported arc incompliance with the provisions of 5 U,S.C, app. § 501 et. seq. , 5 U.S.C. § 7353, and Jndicla[ Conference regulations.

NOTE: ANY INDIV IDUAL WIIO KNOW INGLY AND W 1LFULLY FALSIFIES OR :CI V I LAND CR IMINAL SANCTIONS (5 U.S.C, app. § 104)

AMENDED

F I L IN G I N S T R U C T IO N S

Mail s igned original and 3 addi t ional copies to:

Cormnittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544



. 4 o 1 0I

FINANCIAL DISCLOSURE REPORT , R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of1978

R e ~ . J / 2 O l O FOR CALENDAR YEAR 2009 ( 5 u . s . c , a p p . . ~ , 1 o 1 - 1 1 1 )

1. Person Rep orting (last nma3e, first, middle initial) 2. Cour t or Organization 3 , Da te o f Repor t

King, George H. United States District Court May 14, 2010

4. Title (A rticle Ill judge:; indicate active or ~enJor statu~; 5a. Report Type (check appropria te type) 6. Report ing Periodn~agislyate judges indicat~ full- or part-t ime) 01/01/2009

] Nonfinatioa, Date to

A c t i v e - - u n i t e d S t a t e s D i s t r i c t J r K ] g e [ ]1 2 / 3 1 / 2 0 0 9

5b. ,[~ Report

7. Chambers or Office Address 8. Oa the basis of the information contained in Ibis Report and any

modifica t ions perta ining there to, i t is. in m y opinion, in co mpliance

Roybal Fed. Bldg., Suite 660with applicab]el .....d regu]ati

2 5 5 E . T e m p l e S t r e e tLOs AngeXes, CA 90012 Re,~’~ offic~

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you ha*~e no reportable inforraatiom Sign on last page.

~ N O N E (?go reportable positions.)

PQSITION N~a dvI !~ OF ORGANI ZAT I ON!ENTI TY

1 . Trustee Trust ~ 1

2 .

I I. A G R E E M E N T S . m,~,om,g i,a~a.,t o,,y; ,, ~,t,. 14-16 of f!llng instrucao~)

~ NONE ~o reportable a~’eements_)

D A T ~ P~TIES AND TE~S

2 .



4

FINANCIAL DISCLOSURE REPORT N .... f ~ ’ . . . . . a,po~!

Page 2 0 f 2 1 George H. King May 14, 201~

III. NON-IN~STM ENT IN COM E. ~o.i.~ i~i~ ~.~ ~o~

A. Filer’s Non- Inves tment Income

~ NONE ~o reportable non-investment income.)

D A T E SOURCE AND ~PE ~COME~ours, not s~e’s)

I.

2.

3.

B. Spouse’s Non-Investment Income - ~f yo~ n~ m~rried during amy portion alike reporting

(Dollar amount not required ~cept for honoraria.)

~ NONE ~o reportable non-investment income.)

D A T E ~OURCE AND ~’PE

I.

2.

3 .

4.

IV. REIMBURSEM ENTS -(ln,rlud~ those to x~use ~md dependent children; se~ pp. 25-2 7 of~filing inst~ctlons.)

~ NONE (No reportable reimbursementsO

~ ~ L O C A T I O N PURPOSE I~M S PAID OR PROVIDED

I.

2.

3.

4

5.



Name of Pe~on Reporting

[

Date of ReportF I N A N C IA L D I S C L O S U R E R E P O R T

[George H. Kinga g e 3 o f . 2 1

i M a y 1 4 2 0 1 0

~ NONE (No reportable gifts.)

SO URCE D~SCR IPT IQ N VALUE

1.

2.

3.

4.

5.



FINANC ’I~L DISCLOSURE REPORT Name of Person Reporting Date of Report

Page /4 of 21 ] GeorgeH. King ~ May14,2010

VII, INVESTMENTS and TRUSTS - income, value, t ransact ions (Includes those of spouse and dependent

children," see pp. 34-60 of filing instructions.)


¯(including.that as~is) , . , ~6~ii~g period’ o~repgrt~ng pdriod " .

: ’ . ~ , 7: .... (Q’~. ,:, ". ’:: ~’~,:: ’~’ ’ ::" ~t¢~: ̄ V~a~ " Gai~ [ .Id~ti~ofbay~s¢l ~(if

I . In Trust # I Financial Credi! Union-I

AI Div.!lnt. J l T

FC U ’~ ! ~

3: Trans~ln~t l , ca L~ ln~. c_o: ~}~t_(X! . . . . . .~ _-) .. . . . . . [ _[~_ ... . . . . .. . . . . . { ....... !_ .~F .................................

4. Wells Fargo Savings I A I n t . j 1 T

...... .... ...I":-" ...9_ Anhui Expr~sway A Div. J T I

1 0. Appli~ Energet ics None J T

I 1. Asian Environment Holdings ~d. None J T

12. Bangkok B ank ~bl i c Co. Ltd . A ’ Div. i j

13. Ban gkok Dus i t Medical S~ices A Div. J T

14. BankofChina A [ D i v[ B uy

3 - 1 0 - 0 9 .

.............................Sold 5-13-09 J A [

( S ~ C o t . m , D 4 ) F = $ s o ;O . O . t- S ~ o O , o 0 0 : ’? . ~ $ iO O ; O 0 i - $ I 1 0 0 0 , 0 ® H 1 - S ~ O O O , O O ~ ’ - ’-

Value Cod~: 3=$.15 ,0~ or l~s K=$t5.,0~1-$50]000.. :L=$50,~1 -.$1~0,000 M~$I~0;~! - $250,000( S~ C 01 . C I, D3 1 N =$ 25 0, 00 ! ~ $ 50 0, 0~ O=$500,~1.- $1,00~00 Vl =$.1,~0,~1 - $5,000.~0 P2=$~,~,~i - ~25.~0,000

P3=$25 000,001 - $50,000,~0 P~More.~ $50;~0,0~

Value Meth~ C~: ~A~mi~l R=Co~ (r~l ~te o~y) S=Ass~m~( T=Cas~a~

(S~ Col. C2) U=B~k value V~er W=~timat~



, Sold j 12-15-09 ! J A

-i6. Beij ing Capitol A irport Co. Ltd. None J T Partial 4-6-09 J

Sold 4 -9-09 J

, t 4-16-09 J

¯ 17 . BHP Bi l l i ton Ltd . i A Div. K I T B uy i 1-28-09

Partial | 3-! 9-09 J [ B| i Sold ;

- ................................. ............................ ~ ..................................... ~ .............~ ......... I ......................~-s ur~!~, eou,~- . . . . . . . . . . . . . . . . . . . . . . . . . .! ...................._ o . ~ . . . . . . . . . . . . . . . . . . . I_ ........ B~..y_ ..........2..7?7_09- .......

~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , : . . . . . . . . . . . .

!............................................... . . . . . . . . . . . . . . ; . . . . . . . . . . . . . . . . . .. . . . l ..........~ ........../ ............................~ ........ v ................................I 19.. ChaodaModem

J

None Jj[ T

! P a r t i a S o d5-13-09. J A

~................... ~ ...............................I .............i ..........

l- ................................

I .......................................

21. China Blue Chemical Ltd. l A [ Div. J T B u y i 3-6-09 J

................................ ] .......... 7 .............. I ..............................~ ....~q ....... I .... ~ ...........................

l~

Partial S<ld / -13-09 J A

.............................................. ~ ........... i .......... Y ......... l ........................ T . . . . . . . . . . . . . . . . . t ..... I ..................................

........... ! ...... I ........ ! ........... ,o-_~:o~__

(See Col. BI,~ ...............................2 Value Codes: iJ=Sl5 0000r less = K--4gi,S~i4556i~ :>$50 O0] ~$t600,000 :>:::

(see Col. CI,D3) N=$250,00i a $~00i~00.:’" P3=$25;000,001

’ --7 ’7 :

3 Value Method Codes: Q=Appraisa! : . ,: " R=l~Os~:(}eat~tate:onlO . .$=Asses~m~l ¯ i . : ,

(See CoL C2)



FINANC ’IAL DISCLOSURE REPORTName of Person Reporting Date of Report

Page ~ of 21 , George H. King,May 14 , 2010

V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , value, transactions (Includes those of spouse and dependent

childre n," see p p. 34-60 of filing instructions.)


: .

23. China Foods Div. J T B uy 3-10-09 J

....................................................................Partial Sold 4-9-09 J iA ...............................

I 5-5-09 J

5-13-09 J

24. China Lifelns. Co. Lid._l None I Buy 3-16-09

v

27. China Water Affaim Group ~d. A Div. [ J T ~ Pa~ia l Sold 4-9-09 J A

2 8 . CJ"9 (Future> ~ NoneI /Buy I .-9-09

L

~ " 2 - t ~ - o 9 ,........................ .............. [ ............ [ ..... j I 2-12~9 ! K

L

Sold 2-10~ 9 L A2-11~9 K A2-13~9 K C

....... --.] ........]~..~];-._]~-. ................ . . . . . . . . . . . . . . ~;~,: ......;;;:~~-,; .......

1 Income/Gain Codes: A =$1,090 orless B=$!,001 -$2.,500 C=$2,501

(See Col. BI, D4 ) F=$50,001 ~ $l’0O,000 /;G~-’$1 00;001 .). $1,000,000 Hi=S! ;000,001~r

(SeeCol. CI~D3) N=$250;00t.45500,000.’ " .;; O=$500,001 ($1,000900 Pi=~;1~000,001;$5,000~000’.,, ’ P2-~$5,000,00l2525;000~000~ 3 = $ ~ 5 . , o o o . 0 0 ~ : , $ 5 o o o o , , ,.000., : " - e ~ t i ; ~ t i i ~ s ~ o , : . , , - . ,6o0

3 Value Method Codes~ ,Q~App~aisai R,..=Cost (real estate ordy) S=Assesghtent _ T=Cash]Market

(See Col. C2) U=Book +¢alue V--Other W=Est~ated ....



31. CU9 (Chid e Oil Apri l 2O09 Futures) None / iB uy ~ 2-23-09 L

[ I ’ 2-24-09K

/ i I 2"26"09 t K! t i 3-16-09

Sold I 2-234)9 L Ai 2-24-09 K A[ 2-25-09 K¯

3-13-09 K C

3-16-09 L

...........................................................32. CLM9 (CrudeOil June 2009on e Bu; ........ | ~~80;. - - K .....................Futures)) 5-1-09 L

5-6-09 M

5-13-09 L

5-14-09 M

5-154)9 k

ISold 4-24-09 L 13(Includes 4-29-09 Lshort sales) 4-30-09 L

5-13-09 M B

5-14-09 M A

33..CNO~ B uy 3-16-09 J

Sold 3-26-09 J B

34. Companhia Vale Do Rio Dote A Div. B uyI 1 - 2 8 - 0 9Sports ADR[

Sold 3-26-09 J B

4-27-09 JI C

Incom e~ tG ain Codes: A =$1.000or le~ s ,::B --:$t~ 0Ol -$2~ 500 C=$2,501 ~ $5,000 D~$5.001-$15,000 E=$15,001- $50,000( Se e C o l. B 1 , 1 ) 4) F =$ 50 ,0 01 - $ ~ 00 ,0 00 G=glf00z0"0l - $1,~)00,000 Ht=$1~000,001- $5,000,000 H2=Morc than $5,000.000

Value Codes: J=$15,000 or less K =$ 15 .00 01 -$ 50, 000 L =$ 50. 001 - $ 1000, 000 M-S$100~001 - $250,000

(See Col . C1, D3i N~-$250,00! - $500~000 O~$500,Q0..I - $1 ~000000 PI=$1,000,001 - $5,000,000 P2=$5.000,001 - $25.000,000

P3~$25,000,00] - $50,000,000 P4=More than $50,000,00~

Value Method Codes:. Q=Appmisal R=Cost (real estate only) S=A~sessment T.=Cash/Markel




+~am-e of PersOn R+o":~g ........................... -Dat-e-o;;~t- .............................FINANC "IAL DIS~2LOSURE RE PORT[ George H. King May 14, 2010

_ . p _ a _ g e _ _ ~ ...._o_f_ 2_1_

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , transactions ( I n c l u d e s those of spouse and d e p e n d e n tchildren," see pp. 34-60 of f!ling instructions.)


Descript ion of A ss~.I

T~sactigns’ d ~+m~ ng reporting period

(inoIuding trust a~eig) ¯

,plaee .~(A)’" afte~ ea, ah asset .

exempt from prior disclosure.

~’ri~,~te ~ahti0n)

35. CTRIP Com lntl Lid American[ ........

: None! B u y

3-11-09 [ JDep Shs .... I

36. Direxion Shares ETF Tr Finl Bull 3x i None i ............_ . 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . I

!

Parl+ al Sold 5-5-09 J A

.... l ...........5-13-09 J A

38. Dynasty Fine Wines Group Ltd. ! A [ Div. | J I T [ Buy3-10-09 J ’



. . . . . . . .. . . . . . . .. . . . . . .. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . .. . . . . . 3 9 . E S H 9 ( E - m i n i S & P 5 0 0 M a r . 0 9 ~’~"-~-...-.- .............. ........................................................................................................uy 1 - 1 2 - O 9 K

Futures) 1-13-09 K1-14-09

1 - 1 5 - 0 9

1-16-09

1-23-09

1-26-091-27-09

1-28-091-29-09

1-30-09

2-02-092-03-09

2-04-09

2-05-09

2-06-09

2-09-092-10-09

2-11-09

2-12-09

2-13-09

2-17-09

2-18-09 ’.2-19-09

2-24-09

2-25-092-26-09

1 Income/Gain Codes: A=$l ,0OO.or less B=$1,001 - $2~500 C=$2,501 - $5,000 ". ." : 13=$5,001-$:15,000. , : E-~$15,OO1 - $50,000

(SeeCol. ~1334) Y~S6100~- $100,00o G~$100~Ool :- St,OO0,o® Hl~$i;O00,00l- $5:000,.00b "m~ M,~r~ti~ $5,000;000 " ’ . . " :

2 Value Codes: - :J=$15~000 or less K =$15,0001-$50.000 L=$50~001 - $1000,000’ ̄ M~$100,00! -,15250,000’

(See Col. C I, D3) N-~$250,001 - $500,000 O=$500,001 - $1,000000 P~ =$1 ;000,001 - $5,000,000’ P2="$5,000~00!.: $25,000,000

P3~$25,000,001 ~. $50,000,000 P4=More than $50;000~000

3 Value Method Codes: Q~Appraisal R=Cosl (real ~state only) S=A.ss~ssment T=CashiMarket

(See Col. C2) U=Book value v=Other W=Estimated



Name of Person Reporting I l)ate of Report

P a g eF I N A N C I A L L Q o f D I S ~ 2 L O S U R E 2 1 R E P O R T . . George H. King M ay 14, 2010


children; see pp. 34 -60 of filing instructions.)

[] None (No reportable income, assets, or transa ctions.)

Sold ] 1-12-09

[ K

A

( I n c l u d e s 1-13-09 K As h o r t s a l e s ) 1-14-09 K A

~ 1-15-09 K[ 1-16-09 M

i1-23-09 L A

’ 1-26-09 L A1-27-09 L A1-28-09 L A1-29-09 M M1-30-09 M M

2 -02-09 L, L

2-03-09 M M2-04-09 M M2-05-09 M M2-06-09 M M2-09-09 M M

2-10-09 M M2-11-09

M M2-12-09 L L2-13-09 M M2-17-09 L A2 - 1 8 - 0 9 K A2-19-09 L L

I 2-24-09 K A2-25-09 K A3-16-09 L B

_ _

40. ESH0 (Mini S&P 500) None............................................ ] Sold (Short 12-14-09 L

t r a n s a c t i o n

p e n d i n g a t/

Futures) 4-24-09

5-06-095 - 1 5 - 0 9



FINANCIAL D I SC L O S U R E R E P O R T Name of Person Repol~ing Date of Report

Page I ~ of 21 George H. King May 14, 2010

VII. INVESTMENTS and TRUSTS -- income, value, transactions(Includes those of spouse and dependent



A... " ̄ ;’. " ̄B. ~ :.? . ~ ̄ ;-.C. . , D.De~riplion~Of ~;’ .?. :~ !: .... :..i Income da, rihg

: " (in~ludingtmst~s~) : " ¯ .:, repmti~gp~riod .::..i:rf~re~rting:~rd

~em~lJrOm prior a#Clos#re " ~ ~ ," . ":.. , . :-- " ~ ~: ~e ~ (e,g:,aix., ! C~e2

,.. ., . ".. :: ~-~) ~ ..~~( ......

(Includes 4-09-09

shor~ sales) 4-17-09

..............................................................~ 5-14-09

42. ESZ9 (S&P m ini f~tures) None B uy 12-14-09

~ Sold (Short 10-09-09 L

.............sale)

43 . Euros None B uy 4-09-09 K

................ - S 0 , d . . . . . . . . . ; A ; V i ~ . . . .. ..] - c . . . . . . . . ~ . . . . . . . . . . . . . . . . . . . . . . . . .

44 + Fidel i ty Cash Reserves (Dividends t3 Div. I L T

Fidelity IRA & Cheekiag Accounts)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . L C . . . . . . . . _!_ _ - i _ . . - . . . . . . . . . . . . . . . . . . . . . . . .[; ...........................5. First Solar Inc.

Sold 3-19-09 J B

46. Freeport McMoran Copper & None B uy 1-28-09 J

Sold[

........................................................q .............

1 ...............’ ~ . - 2 9 - 0 9 ....... ~ ............_D _ j ........................

47. GCH9 (March Gold Futures} None B uy 1-29-09 L

12-06-09 L

.......... ~l ...... .: .........................ol d ~- ..............-29-09 L ~ . . . . . .A ~ ....I (Inc ludes [ 2-06-09: short sales) [

48............................CJ9 (Apri l Gold Futures):’ ......................................................

’ None Bu y ~t ..........2-~5-09



F I N A N C I A L D IS C L O S U R E R E P O R T N a n ~ e o f P e r s o n R . e p o r t in g D a t e o f R . e p o r t

Page t ~L of 21 I George H. King M ay 14, 2010

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ransact ions (Includes those of spouse and dependent



Desoription ot’Xss~ts . tfi~e during... . Crros~:~,~’f~ai ~d- ..... ’:~ ":i ’LT~Sgotip~s duying.reloorfing period(including-trust assets’) rg1~rting

.. ’ . .-. ~:.,: " : (A:~-’[ ~tor ’ ~-~.. ’],~alue .:G#mf~l Id~ti~of,b~y~sel!a(if

49. GFH9 (Feeder Cat t le March 2009) [ | None ¯ Buy I 9_13_09 ! K [

50. GFJ9 (Feeder Cattle April 2009) ] i None [ Buy [ ,-~4-09

l short sale) /

51. Haier Electronics Group None B uy 3-12-09 J

Sold 5-5-09 J A

52. Hainan Meila~d Airpo~ None J T

54. HFA9 (Apri l Hogs Futures) None | B uy 2-12-09 1 K

(Includes 2-13-09 K AI short sale)

Futures I I 4-28-09 L

(Includes 4 - 3 - 0 9 Kshort sales) 4-8-09

57. HK Ex (Hong K ong Exchange 0388 A - Div. B uy 3-01-09HK )

Sold t2-15-09 . J ! B

1 Income]Gain Codes: A=$|,000 or l~s B=$1 ,00! - $2 500 : C~$2,501 ~.$5,000, D=$5,001-$15,000 E=$15i(~01 - $50 000(See Col. BI, D4), F~$50~001.- $100,000 G=$~100 001 : $1,000;000 HI=$1~000,001 ~ $5,000,000 .... H2gM~i~ ttian $5 000,000 ¯

2 Value Codes: J=$15,000 or less K=$1 5;000 -$50.000 .L=$50,001 : : $100~),000 , . : ~=~1:00,001 , $250,000(See Col. C1. D3) N=$250,001 - $500,000 O=$500,00t - $1,000000 PI=$1,000~001 ~:$5,000,000 P2=$5;000,001 .~: $25,000,.0Q0

P3=$25,000.001 - $50,000,000 P4=More than $50,000,090 ¯

3 V’,due Method Codes~. Q=Appmisal R=Cost (real estate only) S=Assessme~t T=-CasI~/Markel

(See Col . C2) -" " U=130bkva l~e v--Other W=Estimated



FINANCIAL DISCLOSURE REPORT Na,ne of Person Reporting ~ - D a t e o f R e p o r t

Page~of 21 , GeorgeH. King 1_. Mayl4,2010

VII. INV ESTM ENTS and TRU STS - income, value, transactions (Includes those of spouse and dependen tchildren; see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets , or transa ctions.)

¯ A , ~,~:, ~ : ~ : i : ’ " , : ~ : , : ~ : : ~;.ii: D ::." ~, :

Place "y)Q" after eacu .~ze~ " = : ~ : ;. ~5~ ~,~: ~.:~J :,:’~’ .~~ ’ :~::~ ;7~:. ~

58. HOH9 (heating oil March 2009 I None B u y 2-06-09 : L

F u t u r e s )!

! 2-10-09 Li " 2-13-09 L.

[-;;;09 .........! , short sa le s ) .-13-09 L: A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . r . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ .................................................. ! ......... t . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .59 . H O J 9 (h e a t in g oil April 2009 [ None [ B u y 2-23-09 L :

F u t u r e s ) ! [ ! [ | 2-26-09 L

! | : | Sold 2-23-09

I / / [ / 3-19-09 ! L B :’!’

60, Hong Kong Aircraft Engineering Co. A i Div. J T ~ Buy 3-2-09 J

. . . . . . .. . . . . .. . . . . . . ~ . . . . . . .. . . . . . .. . . . . . .. . . . . . .. . . 1 . .. . . . . . . 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . r ......... I . . . . . . . . . . . . . . . . . . . ] . . . . . . . . . . . . T ...... ~ . . . . . . . . . . . . . ~ - . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .61. Hong Kon~ Dollars / None L T / i /

....................................................... ~ .....................................~ .......... . . . . . . . . . . . . . . .~ . . . . . . . . . . .l ...........:. ..........................

! . . . . . . . . . . . . . . . . .6~ Hyflux Ltd | A D ~ v J T [ [

64. lshares Silver Tr lshares ~i None L ]’ T .............. ~ P:~ial-S:l~~3_27--~U......................................................... & ........................................................... ....... ~ ...................................

65 lvanhoe Mines Ltd Corn ’ None¯ I Bu y

3-10-09 1.I ’

/ i i Sold 3-18-09

66 Japanese Yen .................... I ..........................................................None ’ I Bu~ 5 1 " ) 0 9 } ~ I i .....

1 ................., . , . , , Ly .... j ..

¯ ,

r Sold . 10-7-09........................................... l ................................ ~- ............. i ................. ~ ................................ "- .........................

67. JiangsuExpresswayCo. Ltd. i A TDiv. } S o l d i 0-8-09................................... : ...........: .............................. ~ ............... ~ .......

...................................... C ............................................ ’. ............. i .. 5-5-09 / J i B ’



FINANCIAL DISCLOSURE REPORT Name of Person Reporting j Date of Report

¯ Page~of 21G e o rg e H . K in g M.ay 14, 2010

V I I . I N V E S T M E N T S a n d T R U S T S - incom e, value, transactions (Includes those of spouse and dependent

children ; see p p. 34-60 of filing instructions.)


Des~rivtionof~ssels . Inc0me. d.,uring" [iGrossv~!~at~nd ? :" :’.:’ ........ :TraFsaetii:insdiui~g.,mportingperiod

: (A,:H) [xet~tor (J-P). (Code3 ]redemption) i ,(2) | (3). ] (4) ̄(5)

¯ . ] . .~ h ~ 0 ̄>: i, (Q-W) [ :. ¯ mt~ . I valuO ]Gain ]dentiiy of buyer/seller (if’ :2: ]": "’ : : : " [ , : Month~ I Code2 [ ~ . , o d ~ e ~ private transaction)

69. LEJ9 (live cattle April 2009 Futures) None

[

B uy 2-06-09 , K

2-19-09 K

, 2-24-09 L

" t - ........... - ; ; L 0 , - - : - ; , ......................(Includes 2-19~09 Ashort sales) 2-24-09

70. Lianhua Supermarket Ho ldings A Div. Sold i 10-8-09 I J , B

...............................................71. Market Vectors ETF TR Gold M inerson e K~

[-T ..... [ .................. ~ ............. ÷ .............q ........................

: Partial Sold 3-24-09 ~J D [

73. New Oriental ~d&Technology None B uy I 3-11-09 JG r o u p r m _ c .

. .............................. i ................

................................. Sold --3-2£;; ; B

74. NGH9 (Natural Gas M arch 2009 NoneFutures) f

[ Buy2-03-092_04.09K

2-06-09 L2-17-09 K

2-23-09 K

Sold 2 - 0 3 - 0 9 K A

(Includes 2-04-09 K As h o r t sales) 2-06-09 L

2-18-09 ! K A

............ 2-23-09 K A

- oo ; . . . . . . . . . . . i .............................................5. NGJ9 (Natural s Ap _ 2009~.F~tur.es B uy 3 - 2 - 0 9 I.

ncludes 3-02-09 Kshort sales) ...............................

lnC0me/GainCodes: A=$i~,0O0orless .... B=$!,001 ~$2;500 ; C=$2:,591"$5,000 ¯ D=$5)001:$15~000 E=$15,00i -$50,000.(See CoL B I, .I)4) F=$50~00.1 - $100,000 " : G~$100,001- $iioo0,o00 HI-5$t~000,0Ol ’ $5,000,000, H2-~-More thanS5 000~000 ¯

- ~ : ~ - ! : : ’ - -~ ; : : ! : ~ : > ~ : : : - : : ~ ! 7 7 . . .. . .. .Value Codt~: . J=$i 5~000 or less , K =$ 15 ,0001 -$ 50, 000 , L= $5 0~ 001 ; $ 1000, 000 : , M= $1 00 ,0 0] - $ 25 0, 00 0( s ~ c o ~ . c ~ . D 3 ) r ~ S 2 ~ 0 ; ® t - S ~ 0 o , 0 o o .. i 0 - - $ 5 o @ o i , $ 1 , o o o o o o . P i ; $ ~ ooo;0ol 25% 600,00o P 2 - - $ s ,o o o ; O O l ,; $ ~ s , o o o, o o o

: 1 ~ 3 ~ $ 2 5 , o o 6 , 0 0 1 2 $ 5 6 , b o 0 ,0 0 o : . P4=More than $50,00d,000....

Value Method Codesi Q=Appraisal . R=Cos! (tea! estate only) S=Assessment T=Cash/Market(See Col. C2) U=Bo0k value V---Other : ’ " W=Estima~ed : ~ ".

......................................... , .......................................................................................... z _ . _ _ ~ : ........... ~ ._~_ ~ ............ _ : . . . . . . _ 2 . . . . . . . . . . . . . . . i ............................ : ........



FINANCIAL DISCLOSURE REPORT| George H. King ’ / May 14, 2010

. p_~__{.~.of 21 , . .........

V I I . I N V E S T ~ N T S a n d T R U S T S - in,me, value, ~ansactions &cludes those qfwouse and dwen&nt

children; see pp. 34-60 of f!ling instmctions.)

~ None ~o repoaable income, assets, or tr~sacfions.)

Futures) [ l

. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . . .. . . . . . . .. . 7 7 . N O H 9 ( E - M i n i N A S D A Q 1 0 0 M a r c h i { . . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . . .N one }

~Sold-i-771i/.i~~7@i 17.11., ,

B uy 3-10-09

2 o 0 9 ~ , ~ u , ~ ~)t ....... ] S o l d C S ~ o , ~ 3 - 1 o - o 9 I ~ *, .

.... !sale)

78. Pad<son R etail Group Ltd. i A Div. I B uy ! 3-6-09 i

................................................................................."~i.......... Sold -~! 10-8-09 ....................................j B

I, ..................................

79. Peabody Energy Corp. , None ! B uy 3-16-09

I ............................................... !I Sold 3-27-09

i80 . Pershing Government Account 1 3 i Div. ~ !Money Market Fund @ Europacific i !

i Capital) (This dividend fluctuates !with the amount of cash held in the

81. PetroleoBrasileiro A ! Dw. [ J I T : Buy 1-28-09 , J

i i i i PartialSoldi 5-11-09 J C

F" : ~ ! [ S o d 3 1 9 0 9 J-.~:-L~!!!e ~.0-?-~-’."?)--!e~:.c--~-,m ..................I - , . . . . . . . . . . . L ~ ’ ! _ - _ . . . . . . . . . . . . . . . . . . . . ! .......~ . . . . . . . . . . . . . . . . . . . . . . 7 . : . . . . . . . . .. . . . . . . . . .. . . . . . . . .. . . . . .¯ .........................

.............................................................I [ ’ ......................... t i ...........

~ lSold ..................................................~-i- 19-09 K

84. Powershares DB M ~lt i Sector None L T

Commodity TR Power Shares :

85................................rex;,isionDrillingTmst i A -"li ~i~ ......i

! ........ J ..........................ol d !2-24-09

!- ........ ,-----7---7 ~:77~ ~~-.r~ ~:;:~7~ ’-,:5’:+:: ;!~ :777- 7--77 ~ ::7?ii=~ i~Income~Oain¢odes:A=$L000ortesa 7’ C=$2;501-$5,000 :: : ̄19=$5;00i:-$.t:5#00 :. >$15.001-$5

............ .............~ ...............--... >~2:.--~!-..:--~=~>-~;~e~÷~-~- :-:.~,-r~:,~.,-~.-..-.-:4;~)~ ’ ~;

l p3=$25000001 -$50~000~000 i :~" ¯ P~More:thafi$50,O00;O00~’ ’ " /: 7 "~- "

~ ...............................- ~ . . . . . , ...... :. ¯ ,.i ..... . ’ " ....... ........ ";. 3 Value Me~hod Codes: Q~Appm.isal " ’ R~0~t (real estate only) S=Asses~,men i ., .... :::’!{7 : T-.-C~Sh!M~rket " : . :i (SeeCol C2) U=Bookvalue .... " V~O1hei( ! " :: : W=Estimaled , :’:



FINANCIAL DISCLOSURE REPORT i ~ a , ~ ~ f ~ e ~ n R e ~ i ~ ......................... ] - D ~ ] ~ ~ R ~ p 0 £ .............................

Pa e ]~ of 21 GeorgeH. King , May 14, 2010

VII. INVEST~NTS and T RUSTS - income, value, transactions (Includes those of spouse and dependent

children; see pp. 34-60 off!ling inst~ctions.)

~ None ~o repo~able income, assets, or transactions.)

......... ~ ........ ~ ............. = ................ : ................................... :: 7~"~ ........ 7-’

Place

86. Progen Pharmaceut icals Limitedf I None i ....... T

!rdinary Shares IAINI .! :i~i I

|

......... ~- .~.+ .....................~ .................. ~ ..........[ .............................. 1 . . . . . . . . . . . . . . . . . . . . . . . . . .8 7 . Proshares TR Uhm Short S&P 500 None J T B uy 4-22-09 K

FD

88 . ProsharesTr Ultra Short Finis (SKF) [ None K T B uy 2~)5-09 K3-26-09

4-24-09 J

5-06-09 K5-12-09 J

5-13-09 J12-09-09 J12-14-09 J

[~

. _ _ P a r t i a l S o l d ] - 2 - 5 - 0 9 5 - 6 _ 0 9 K K

Proshares U tm.horts Lehman Bvos~ None

K T...... 1-’- ........................................................................................ B uy -- 5-06-09J9.

[ ~ Partial Sold 5-06-09 J5-11-09 K

90. Proshares Ultrashort Lehman Bros A Div. Sold 5-I 1-09 K7-10 yr Proshares

91 QGG9 (Natural Gas EMtNY None B uy 1-13-09 KFebruary 2009 Futures) I "

92. QGH9 (Natural Gas EMINY March None

j Sold 1-13-09 K

B uy 2-10-09 |12009 ~uturCs) ................................... l ...... ’ ........................... I-

Sold 2-10-09 J

I

, I ILncome/Gai~ Codes~ A=$1;000 orle~s B =$1;001.- $2,500 C=$2,501 - $5,000 I)=$5,001 -$15,000 E=$15.001 - $50,000(See Col . BI . I )4) F=$50,00l)- $100,000 ~$100,001 - $1 ,000,000 HI=S1 ,000,001 -$5,000,0.00 o H.2=More tha n $5.000,000__ _ . ~ _ ’ 2 ~ " = 2 - - - L . : . .X _ , ~ . , ’ . . .. 2_, . ._.: .=_~2.2- ’ _, 2~ : ~ - " ........... ]

2 Value Codes: J=$15,000 0) less K~$15,0001-$50,000"- L=$50,001 -$!000,000 .M=$100;00 t .~ .$250,000 I

, (See Col. C1, :D3) N-:$250,001 [$500,(t00 O~$500.001 - S t,000000 .P !=$. I ,000,001 ’~$5. ,000,000. P2=$5.000,001 -$25 ,000,000P3~$25,000.001 - $50.000,000 ....... P4--.-More than]iS0;000,0013

I 3 Value Method Codes: Q=Appraisal R~ost (real estate only) S=As~essment .T-~Cash/Market

, (See Col. C2) U=BOOk value V=Other W=Estimated



FINANCIAL DISCLOSURE REPORT t~a,~ of Person R eporting Date of Report

Page ]_j__q_ of 21 ~ George H. King May 14,, 2010

V I I . I N V E S T M E N T S a n d T R U S T S income, value, transactions (Includes those of spouse and dependent

children; see pp. 34-60 of f!ling instructions.)


A. B. C. D.Descrip tion of A ssets Incom e during Gross value at end Transactions during reporting period(inelnding trust assets) rep orting period o f rep orting period

)eriOd period

Place "’(~)"after each assetAnat.. ̄ lype_ Value Value Type (e.g.,

exempt from prior disclosure.Code 1 (e.g.; div.,.... C0de2 [ Method buy, sell,(A -H)I rent or - (J-P) [ Code3 redemption) (2) (3) (4) (5 )

, ; ~ . : . . . . o

Month- Code2 Codel private transaction)

...................................................... :i:iDa y (J-P) (A-H) "

93. QMHg< C~deOi(EMIN~’~a~r~ . . .. . ..~01~ ..... i .... r~y " . 1-23-09-i~ ..... i ..........2009 Futures)

!t

:Sold(Short ’ 1-23-09 K

14 i ! . . . . . . . . . . . . . . . . :: .....:::’I:. S enzhen Expressway Co. Lld. A Div. / J T B uy 3-1-09 : J

PanialSold 5-13-09 ! J ! A

......................................... Asia Ltd.I [ .... i .......... [ ..... ’ .........

96. Shangri-la [ Div. J T

97. Shimao Propert ies Holdings Ltd. A]t Div.

J T Partial Sold ! 4-9-09 J A

/ / i 5-5-09 I J A

99. Sichuan Express A Div. ! Buy 3-t-09 J

Sold 10-8-09 J B

100. SIH9 {Silver Mamh 2009 Futures) None B uy 2-11-O9 . Li

2-23-09 M

Sold 2-11-09 L A[ (Includes 2-23-09 M A

![ shonsaIes) , .......... .........................

IOI. Sinoe.~er~Co~LC__o_ryNew ................... ~q~r~e ........ _J. ~ T

Income¢Gain Codes! A=$1,000 or less B.=$1,001 - $2,500 C=$2.501 - $5,000 D=$5,001-$15~000 E=$15.001 - $50,000(See.Col. BI, 134) F=$50,001 - $100.000 G=$100,001 - $I,000,000 HI=S1 .000,001- $5.000,000 H2=More than $5,000.000 [

Value Cod es: J=$15,000or less K~$15,0001-$50,000 L=$50,001 - $1000,000 M=$100,001 - $250,900(See Col . C], D3) N=$250.001 ~ $5.00,000 O=$500~001, $1,000000 PI=$1,0(~0,001 - $5,000,000 P2=$5,000,001 - $25 ,000,000

P3~-$25.000.001 - $50,000.000 P4=More th an $50,000~000

Value Method COd~: Q=Appraisa! R---Cosl (real estate only) S=Assessment T=Cash/Market

(See Col. C2) U=Book value V--Other W=Estimated



FINANCIALD I S C L O S U R E R E P O R TGeorge H King ! May 14, 2010

. . . . . P a u e 1 5 ~ o 2 1 _ _ _ ~ . . ~ _ . f . . _ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ......................... . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . .. . . . . . .f__: .....

VII. INVEST NIENT S and T RUST S - income, value, transactions (Includes those of spouse and dependent

children," see pp. 3 4-60 of filing instructions.)

[] None (No reportable income, assets , or transa ctions.)

, i::: i:ii "~

....~:-~7i-7 ~.. ~ ....... ’ " . . . . . .. .: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ." . . . . . .. .~ . . . . . . . . .: ....: A,. :.:. ::::. - .: ~ :::’...~,i~ ~:::::.~d.:~: i ’ :::: ’5: : ’ .: D:{: .

d i a . c l o s u r e ~

[I............................02. SPDRGoldTrGoldShs ~_ " ! . . . . . . . . . . . . . . . . . . . . . . . . . . . . .o n e K ] ........

I ...................................................

B u y 5 - 8 - 0 9 K I . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . .. .

’ 1 0 3 . S w i r e P ~ c m c L , d . A A i Div.J IT B o y 2-22-09

I / ! Partial Sold2-22-09 J

106"T°ngRenTangTechn°l°giesC°’ADiv’JTBuyLtd.1~

107. Transo~eanInc. (New) Merger on I None 1 Buy

12-I9-08; changed name to I

._

Transocean LTD ZUG Namen-

. . . . . . ~aT ! ~ ! ~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .S o l d 3-26-09

I 4-22-09 J ~ C .......108. Travel S k3, Techn~;~i~ .......... ( ~ ....... Di~:i J T Partial Sold 5-5-09 J A

...................................................... j ................ ! 5-17-09 J A ..........................

!0.. Tsing raoBrewer3, Co. Lid. i A Div. J T

I I 0. Um-Prcstdenl China Holdings Ltd. A D t v . K T Partial Sold 4-09-09 J5-05-O9 J i A

[...................................................................~ ........I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ! I 5 " 1 7 - ° 9~

! --A [ .....................~ 111 United States Steel A Div B uy 3-10-09 J

TizTi i agTiga.eg:,.;7; a; @_-7_ il ......D,:. ........; ..........; . . . . . .} ....................L7 .........



FINANCIAL DISCLOSURE REPORT i Name of Person Reporting ] Date of Repot*

PageJ~ of 21 GeorgeH King May 14 , 2010

VII . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent

children," see pp. 34-60 of f!ling instructions.)


De~cripf!on’0f Assets ] lncol~e: d~rlng. :: G~ss {alhe at end

’ ’ " Transactions during reporting peri,od(including t rust assets) i " repga!ng pe0od " . "

!13. vi tasoy Internat ional Holdings Ltd. A Div. B uy 3-1-09 J

I3-10-09 J

i Sod~ 5-13-09 J A

’, 10-8-09 J A

i;14. Y~t~i’No~£-An’~reJu~e~-o. Ltd. i " -None ’ J " " T " " [} ..............................

- : " " ~ ’ y [ ~- -09 K

~ ’ ~le) ~

117. Yumngo~ ] A Oiv. ~ Sold ~ 5-17-09

[ 10-8-09 J

,]g. zijin Mining{Gold) , Al~v.

!l sold

1 9 - 1 5 - 0 Q 7 . . . . ._ . _ 1 . . . . . . . . . . . . ~ . . . . . .. . . . . . ~ ...........................119, ZB M ar 09 (U,S . T-Bond Fum r~) [ None B uy 2-24-09 M

................................................... Sold ...... 2-24-09 ~ MI

.: .~

121. Zhej iangExpr~sway ] a [ Div. : J : T Paa ia lSctd 4-9-09 ~J A~ ~ 5 -5~9 ’ 3 A................................................... : ............. ............. ...........

(S~ C01. B1, ~) F=$50 00 i :~ $1~,0~ G=$100~001, $1,~0,0~ Ht=$I,0~,001 - $5,000,~ ~=M0m ~ $5;0~,0~7 -7 " " ’ " ...... ’:"" ’~:~= ...... ;:~ .......... "’~ ............. ~’: .............

(See Col. Cl, D3) N.=$250,001 ~:$500,~0 ~$500,001 ~:$~i,00~00 PI=$I ~0,00[ ~ $~Oa00, -:~’5~0 00!- $25,~,0~ ,

3 Value MethMCodm:~APpmi=! " ............. ...... ’: : " " " ...... "

(S~ Co~. C~) U~ m o k va~ ue " v=Other ;:: 7: ..... w=~i~t~. : : ~ :.. :: .: :



Page :~O of 21 [ George H. King May 14, 2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent

children; see pp. 34-60 offiling instructions.)


Description.0 f Assets : :.!:: .: :o: . Transa~tlons during ~g period ~:( including tmsi -dSs~s) :

i-!) !:

Sold ! 2-18-09 M A(h~ ludes ’ 1 2 - ~ 9 - 0 9short sales)

123. ZW (March 09 wheat fu ture s) None B uy I 2-13-09

~_ ............................... [ .................. l ..... _

lneomeJGainCod~: A=$1~000.or.le~s~ B~$1;001 ~$2,500 C~$2,501 -$5,Q00 D=$5,001-$15,000 E=$15,001 - $50,000

(S~ Col. 81,~) P=$50,~1 - $1~,000 ~$100,001~,$1,0~ ~: HI=$t~000 ~1- $5 000 ~0 " ~=Mo~ t~n $5;000,000...................... _ :~: ’~.’. " .... _~ ~: ~". ~ ~ .:L2"~.. , ’ ¯ ~- __ - ...... ¯ - ~ . ~ . - " ~_

2 Value CM~: J=$15,~0 or I~

(S~ CoL Cl , D3) N=$250,001, $500,000

3 Value M~h(~ Cod~: ~Appmi~l R~og(~! ~mte only) S~As~sm~t T~ask~a~¢t ......

(See Col. C2) U=Bo0k value



FINANCIAL DISCLOSURE REPORT N .... f P .... Reporting] Dat~ of Report

P a g e :21" of 21 GEORGE H. KINGIMayI4" 2010

IX. CERTIFICATION.

I cer tify that a ll information given above ( including information pertaining to m y spouse and minor or dependent children, if any) isaccurate, t rue, and complete to the best of my knowledge and bel ief, and that any information not reported was withheld because i t met appl icable statutoryprovisions permit t ing non -disclosure.

I further cert i fy that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc incompliance with the provisions of 5 U.S.C. app. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulat ions.

Si

NOTE: ANY INDIVIDUAL WHO KNO3V1NGLV A~’D ~qLFULLY FALl TO CIVILAND CR1N:/JNAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

George H King Financial Disclosure Report for 2009

Documents

Transcript of George H King Financial Disclosure Report for 2009