GEF PROJECT TEMPLATES AND GUIDELINES

GEF PROJECT GEF PROJECT TEMPLATESTEMPLATESANDAND

GUIDELINESGUIDELINES

George Manful (PhD)George Manful (PhD)Senior Task Manager, Climate Senior Task Manager, Climate

Change UNEPChange UNEP

UNFCCC Asia and Pacific Regional UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Workshop on Preparing Technology

Transfer Projects for Financing Transfer Projects for Financing

Pan Pacific Orchard Pan Pacific Orchard Singapore 28 October 2010Singapore 28 October 2010

UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing

FSPs and MSPs Templates and Guidelines • GEF 5 Template Reference Guide - Sept. 2010 •GEF 5 PIF Template - Oct. 2010•GEF 5 PIF Preparation Guidelines - Sept. 2010 •GEF 5 PPG Template - Oct. 2010 •GEF 5 PPG Preparation Guidelines - Sept. 2010 •GEF 5 CEO Endorsement/Approval Template - Oct. 2010 •GEF 5 CEO Endorsment/Approval - Preparation Guidelines - Sept. 2010 •Request for Extension on Project Milestone(s) - Apr. 2008•Operational Focal Point Endorsement Template - Sept. 2010 •Operational Focal Point Endorsement Template for SGP - Sept. 2010

http://www.thegef.org/gef/node/3624

http://thegef.org/gef/node/1708

http://www.thegef.org/gef/node/1709

http://thegef.org/gef/node/3625

UNFCCC Asia and Pacific Regional Workshop UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for on Preparing Technology Transfer Projects for

FinancingFinancingPROJECT IDENTIFICATION FORM (PIF)

PART 1 PROJECT IDENTIFICATION

PROJECT TITLEPROJECT TITLE

COUNTRY(IES)COUNTRY(IES) GEF Project IDGEF Project ID

GEF AGENCY(IES)GEF AGENCY(IES) GEF AGENCY Project GEF AGENCY Project IDID

OTHER EXECUTING OTHER EXECUTING PARTNERSPARTNERS

SUBMISSION DATESUBMISSION DATE

GEF FOCAL AREA(S)GEF FOCAL AREA(S) PROJECT DURATIONPROJECT DURATION

NAME OF PARENT NAME OF PARENT PROGRAMPROGRAM

AGENCY FEESAGENCY FEES


FOCAL AREA FOCAL AREA OBJECTIVESOBJECTIVES

FOCAL AREA FOCAL AREA OUTCOMESOUTCOMES

FOCAL AREA FOCAL AREA OUTPUTSOUTPUTS

INDICATIVE INDICATIVE FINANCING FINANCING FROM TRUST FROM TRUST FUND (GEF FUND (GEF /LDCF/SCCF) /LDCF/SCCF) US$US$

INDICATIVE INDICATIVE CO-CO-FINANCINGFINANCING

PROJECT MANAGEMENT COSTPROJECT MANAGEMENT COST

TOTAL PROJECT COSTSTOTAL PROJECT COSTS

FOCAL AREA FRAMEWORKFOCAL AREA FRAMEWORK

UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for FinancingObjective 1: Promote the demonstration, Objective 1: Promote the demonstration,

deployment, and transfer of innovative low-deployment, and transfer of innovative low-carbon technologies carbon technologies Objective 2: Promote market transformation Objective 2: Promote market transformation for energy efficiency in industry and the for energy efficiency in industry and the building sectorbuilding sectorObjective 3: Promote investment in renewable Objective 3: Promote investment in renewable energy technologies energy technologies Objective 4: Promote energy efficient, low-Objective 4: Promote energy efficient, low-carbon transport and urban systems carbon transport and urban systems Objective 5: Promote conservation and Objective 5: Promote conservation and enhancement of carbon stocks through enhancement of carbon stocks through sustainable management of land use, land-sustainable management of land use, land-use change, and forestry use change, and forestry Objective 6: Support enabling activities and Objective 6: Support enabling activities and capacity buildingcapacity building


• Technologies successfully Technologies successfully demonstrated, demonstrated, deployed, and deployed, and transferred transferred •• Enabling policy environment and Enabling policy environment and mechanisms mechanisms created for technology created for technology transfer transfer •• GHG emissions avoidedGHG emissions avoided

OBJ. 1 - KEY EXPECTED OUTCOMES

OBJ. 1 - KEY EXPECTED OUTPUTS• Innovative low-carbon technologies Innovative low-carbon technologies demonstrated and deployed on the ground demonstrated and deployed on the ground • • National strategies for the deployment National strategies for the deployment and commercialization of innovative and commercialization of innovative technologies adoptedtechnologies adopted


• Appropriate policy, legal and regulatory frameworks adopted and enforced• Sustainable financing and delivery mechanisms established and operational• GHG emissions avoided


OBJ. 2 - KEY EXPECTED OUTPUTS• Energy efficiency policy and regulation in place • Investment mobilized • Energy savings achieved


• Favorable policy and regulatory Favorable policy and regulatory environment created for renewable energy environment created for renewable energy investments investments • • Investment in renewable energy Investment in renewable energy technologies increased technologies increased • • GHG emissions avoided GHG emissions avoided


OBJ. 3 - KEY EXPECTED OUTPUTS

•• Renewable energy policy and Renewable energy policy and regulation in place regulation in place • • Renewable energy capacity installed Renewable energy capacity installed •• Electricity and heat produced from Electricity and heat produced from renewable sources renewable sources


Project Objective:Project Objective: PROJECT PROJECT COMPONENTCOMPONENT

SS

TYPE TYPE OF OF GRANT GRANT (TA/INV(TA/INV))

EXPECTED EXPECTED OUTCOMEOUTCOMESS

EXPECTEEXPECTED D OUTPUTSOUTPUTS

INDICAINDICATIVE TIVE FINANCFINANCING ING FROM FROM TRUST TRUST FUND FUND (GEF (GEF /LDCF/S/LDCF/SCCF) CCF) US$US$

INDICATIVINDICATIVE CO-E CO-FINANCINFINANCINGG

B PROJECT FRAMEWORK


C. INDICATIVE C. INDICATIVE CO-FINANCING FOR THE PROJECT BY SOURCE AND BY NAME IF AVAILABLE ($)

SOURCES OF SOURCES OF CO-CO-FINANCINGFINANCING

NAME OF CO-NAME OF CO-FINANCIERFINANCIER

TYPE OF CO-TYPE OF CO-FINANCINGFINANCING

AMOUNT($)AMOUNT($)

TOTAL CO-TOTAL CO-FINANCINGFINANCING

http://gefweb.org/Documents/Council_Documents/GEF_C21/C.20.6.Rev.1.pdf


GEF AGENCY

TYPE OF TRUST FUND

FOCAL AREA

COUNTRY NAME/ GLOBAL

PROJECT AMOUNT (A)

AGENCY FESS (B)

TOTAL (A+B)

TOTAL GRANT SOURCES

D GEF LDCF SCCF RESOURCES REQUESTED BY AGENCY, FA & COUNTRY


PART II: PROJECT JUSTIFICATIONA.1 DESCRIPTION OF THE CONSISTENCY OF THE PROJECT WITH: A.1.1 THE GEF FOCAL AREA STRATEGIES: A.1.2. FOR PROJECTS FUNDED FROM LDCF/SCCF: THE LDCF/SCCF ELIGIBILITY CRITERIA AND PRIORITIES: A.2. NATIONAL STRATEGIES AND PLANS OR REPORTS AND ASSESSMENTS UNDER RELEVANT CONVENTIONS, IF APPLICABLE, I.E. NATIONAL COMMUNICATIONS, TNAS, ETC.:

PROJECT OVERVIEW: B.1. DESCRIBE THE BASELINE PROJECT AND THE PROBLEM THAT IT SEEKS TO ADDRESS: B. 2. INCREMENTAL/ADDITIONAL COST REASONING: DESCRIBE THE INCREMENTAL (GEF TRUST FUND) OR ADDITIONAL (LDCF/SCCF) ACTIVITIES REQUESTED FOR GEF/LDCF/SCCF FINANCING AND THE ASSOCIATED GLOBAL ENVIRONMENTAL BENEFIT (GEF TRUST FUND) OR ASSOCIATED ADAPTATION BENEFITS (LDCF/SCCF) TO BE DELIVERED BY THE PROJECT:


B.3. DESCRIBE THE SOCIOECONOMIC BENEFITS TO BE DELIVERED BY THE PROJECT AT THE NATIONAL AND LOCAL LEVELS, INCLUDING CONSIDERATION OF GENDER DIMENSIONS, AND HOW THESE WILL SUPPORT THE ACHIEVEMENT OF GLOBAL ENVIRONMENT BENEFITS(GEF TRUST FUND) OR ADAPTATION BENEFITS (LDCF/SCCF). BACKGROUND INFORMATION, READ MAINSTREAMING GENDER AT THE GEF

B.4 INDICATE RISKS, INCLUDING CLIMATE CHANGE RISKS THAT MIGHT PREVENT THE PROJECT OBJECTIVES FROM BEING ACHIEVED, AND IF POSSIBLE, PROPOSE MEASURES THAT ADDRESS THESE RISKS TO BE FURTHER DEVELOPED DURING THE PROJECT DESIGN:

B.5. IDENTIFY KEY STAKEHOLDERS INVOLVED IN THE PROJECT INCLUDING THE PRIVATE SECTOR, CIVIL SOCIETY ORGANIZATIONS, LOCAL AND INDIGENOUS COMMUNITIES, AND THEIR RESPECTIVE ROLES, AS APPLICABLE:


B.6. OUTLINE THE COORDINATION WITH OTHER RELATED INITIATIVES: C. DESCRIBE THE GEF AGENCY’S COMPARATIVE ADVANTAGE TO IMPLEMENT THIS PROJECT:

C.1 INDICATE THE CO-FINANCING AMOUNT THE GEF AGENCY IS BRINGING TO THE PROJECT: C.2 HOW DOES THE PROJECT FIT INTO THE GEF AGENCY’S PROGRAM (REFLECTED IN DOCUMENTS SUCH AS UNDAF, CAS, ETC.) AND STAFF CAPACITY IN THE COUNTRY TO FOLLOW UP PROJECT IMPLEMENTATION:

PART II: PROJECT JUSTIFICATION


PART III: APPROVAL/ENDORSEMENT BY GEF OPERATIONAL FPT(S) AND GEF AGENCY(IES)A.Record of Endorsement of GEF Operational Focal Point (S) on Behalf of the Government(S): B.(Please attach the COUNTRY ENDORSEMENT LETTER or REGIONAL ENDORSEMENT LETTER with this template).

Name Position Ministry Date (Month, day, year)

A.B. GEF Agency(ies) Certification

This request has been prepared in accordance with GEF policies and procedures and meets the GEF criteria for project identification and preparation.

Agency Coordinator, Agency name

Signature Date: Project Contact Person

Telephone Email Address

GEF PROJECT TEMPLATES AND GUIDELINES

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