Gaze disruptions experienced by the laparoscopic operating surgeon
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Transcript of Gaze disruptions experienced by the laparoscopic operating surgeon
ORIGINAL ARTICLES
Gaze disruptions experienced by the laparoscopic operatingsurgeon
Erica Sutton • Yassar Youssef • Nora Meenaghan •
Carlos Godinez • Yan Xiao • Tommy Lee •
David Dexter • Adrian Park
Received: 4 June 2009 / Accepted: 6 October 2009 / Published online: 24 December 2009
� Springer Science+Business Media, LLC 2009
Abstract
Background Disruptions to surgical workflow have been
correlated with an increase in surgical errors and suboptimal
outcomes in patient safety measures. Yet, our ability to
quantify such threats to patient safety remains inadequate.
Data are needed to gauge how the laparoscopic operating
room work environment, where the visual and motor axes are
no longer aligned, contributes to such disruptions. We used
time motion analysis techniques to measure surgeon atten-
tion during laparoscopic cholecystectomy in order to char-
acterize disruptive events imposed by the work environment
of the OR. In this investigation we identify attention dis-
ruptions as they occur in terms of the operating surgeon’s
gaze. We then quantify such disruptions and also seek to
establish what occasioned them.
Methods Ten laparoscopic cholecystectomy procedures
were recorded with both intra- and extracorporeal cameras.
The views were synchronized to produce a video that was
subsequently analyzed by a single independent observer.
Each time the surgeon’s gaze was diverted from the opera-
tion’s video display, the event was recorded via time-stamp.
The reason for looking away (e.g., instrument exchange),
when discernable, was also recorded and categorized. Dis-
ruptions were then reviewed and analyzed by an interdisci-
plinary team of surgeons and human factors experts.
Results Gaze disruptions were classified into one of four
causal categories: instrument exchange, extracorporeal
work, equipment troubleshooting, and communication. On
average, 40 breaks occurred in operating surgeon attention
per 15 min of operating time. The most frequent reasons
for these disruptions involved instrument exchange (38%)
and downward gaze for extracorporeal work (28%).
Conclusions This study of laparoscopic cholecystectomy
performance reveals a high gaze disruption rate in the current
operating room work environment. Improvements aimed at
reducing such disruptions—and thus potentially surgical
error—should center on better instrument design and
realigning the axis between surgeon’s eye and visual display.
Keywords Gaze � Disruptions � Surgeon � Ergonomics �Laparoscopic cholecystectomy
In the current era of increasingly patient-centered safety
awareness, error reduction strategies are paramount. Dis-
ruptions experienced by operators performing critical tasks
in high-stakes environments interfere with task flow and
degrade performance, at times with disastrous results [1, 2].
Human factors analyses of data from NASA’s Aviation
Safety Reporting System have indicated that disruptions in
E. Sutton � Y. Youssef � N. Meenaghan � D. Dexter � A. Park
Department of Surgery, University of Maryland School
of Medicine, Baltimore, MD, USA
C. Godinez
Department of General Surgery, Naval Air Station Jacksonville
Hospital, Jacksonville, USA
e-mail: [email protected]
Y. Xiao
Baylor Health Care System, Dallas, USA
e-mail: [email protected]
T. Lee
Department of Surgery, Creighton University Medical Center,
Omaha, USA
e-mail: [email protected]
A. Park (&)
Division of General Surgery, University of Maryland Medical
Center, 22 S. Greene Street, Rm S4B14, Baltimore,
MD 21201-1595, USA
e-mail: [email protected]
123
Surg Endosc (2010) 24:1240–1244
DOI 10.1007/s00464-009-0753-3
high-workload situations are a contributing factor in 86%
of aviation mishaps [3]. The impact of gaze disruption in
terms of surgeons on intraoperative performance is not well
known; however, it is anecdotally evidenced to be
common.
Factors affecting surgical workflow have been little
studied and quantified. For laparoscopic surgery especially,
technology, instrumentation, and techniques evolve rap-
idly, resulting in unique interactions whose effects, and
possibly conflicts, cannot be entirely predicted. Technical
innovations intended to improve performance or even
enhance safety can unwittingly distract operators, a phe-
nomenon that is known to have contributed to aviation
accidents [4]. It is not surprising, therefore, that surgical
workflow disruptions and attention deficits in the operating
room (OR) have been shown to increase errors, resulting in
suboptimal outcomes and threatened patient safety [1, 5].
Several elements inherent to the laparoscopic OR work
environment potentially can distract operators from a sur-
gical task. Visual and motor axes are not aligned, subtly
increasing mental workload for both surgeon and assis-
tants. Image degradation via faulty equipment or simple
contamination of the lens with body fluids or other con-
taminants is a common complaint. Furthermore, for sur-
geons, laparoscopic surgery may be affected by disruptions
that are inherent to the minimally invasive technique itself,
although this is not well characterized. The need for fre-
quent instrument exchanges, trocar and line management,
and necessary support equipment such as gas insufflators
and foot pedals contribute to disruptions in attention for the
surgeon, a human operator with a finite capacity for task
management.
During performance of operative procedures, selective
attention—the ability to focus on what’s important while
disregarding what’s not—is crucial. Attention span is the
interval an individual is able to concentrate on a single
object, idea, or activity. The general human attention span
is short. For example, adult education research reveals that
adult learners can remain attentive to a lecture for no more
than 15-20 min at a time and that attentiveness becomes
ever shorter, often averaging a mere 3 or 4 min, as the
lecture continues [6].
In this investigation we sought to quantify gaze dis-
ruption experienced by operating surgeons in order to
determine the real-time dynamics of surgical flow disrup-
tions and their potential impact on surgical performance.
For the purposes of this study, we defined such a disruption
as a break in the primary surgeon’s gaze at the liquid
crystal display (LCD) monitor during the performance of
laparoscopic cholecystectomy (LC). It is recognized that it
is ergonomically beneficial to occasionally divert one’s
gaze from the monitor to prevent eye fatigue. Therefore,
we further sought to identify the factors that occasioned
gaze diversions. We hypothesized that data on such dis-
ruptions during laparoscopic operations could be prospec-
tively collected, quantified, and analyzed as a first step
toward developing effective strategies to minimize any
adverse impact that gaze alterations might cause in regard
to laparoscopic surgeons.
Methods
Under an Institutional Review Board-approved protocol,
multichannel video data were prospectively collected on
ten nonconsecutive LC cases performed or supervised by a
single experienced surgeon (AP) and a dedicated mini-
mally invasive surgery (MIS) team. Indication for opera-
tion was for symptomatic cholelithiasis for all cases. LC
was considered particularly suited to the purposes of this
study because it is commonly performed and requires
multiple instrument exchanges, cautery, suction, at least
one assistant, and other elements common to laparoscopic
procedures. An attention disruption was defined as a break
in the surgeon’s visual gaze from the LCD monitor to any
other region of the operating theatre. Case time was defined
from the time the laparoscope was introduced within the
abdomen until the final removal of the scope just prior to
trocar site closure. A signed consent form was obtained
from each operating team member, including the surgeon,
assistants, and the OR nursing personnel.
A digital recording system was established with three
separate but synchronized feeds: (1) a wide-lens camera
mounted on top of the operating surgeon’s primary monitor
(similar to a webcam-type setup) to record a video over-
view of all the actions performed by the team, (2) laparo-
scopic video input that recorded the intra-abdominal
portion of the operation, and (3) a single audio feed cap-
tured by a wireless microphone worn by the operating
surgeon (AP).
Synchronized data capture from all three feeds was
recorded by a multichannel digital video recorder (DVR).
Video and sound data from all cases were buffered in
Audio Video Interleave (AVI) format on DVR. Targeted
cases were then extracted from the DVR within 24 h of
buffering and stored securely in MPEG format. Synchro-
nized audio and video analysis was made possible by use of
a propriety software program, which enabled event anno-
tations and time-stamped data. All inputs could then be
monitored and annotated by a single analyst from a single
computer screen image (Fig. 1).
Synchronized audio data as well as video obtained from
both the wide-lens exterior camera and the laparoscope
were reviewed by a surgical resident and/or fellow who
was not a member of the operative team. A note was
recorded each time the operating surgeon looked away
Surg Endosc (2010) 24:1240–1244 1241
123
from the LCD monitor and each time he resumed looking
at the monitor. For each episode of gaze disruption, an
attempt was made to place the reason generating it into one
of the following categories: instrument exchange, need to
work extracorporeally, need to adjust or clean instruments,
need to orient to cautery foot pedal, or need to communi-
cate with other team members. Instruments analyzed for
exchange and movement included the dissector/grasper,
camera, clip applier, suction/irrigator, laparoscopic scissor,
and cautery hook. The accuracy of coding methods was
verified by a human factors specialist and an occupational
epidemiologist.
Results
Ten nonconsecutive LC procedures were recorded and
analyzed. Total case time that was studied was 551 min
with an average case time of 55 min. There were, on
average, 40 breaks in surgeon gaze per 15 min of operating
time or 147 disruptions per case. The most common rea-
sons for disruptions involved instrument exchange (38%)
and downward gaze for extracorporeal work (28%).
Because manipulation of the ports, camera, and foot pedal
all pertained to OR equipment, they were combined under
a single category ‘‘equipment troubleshooting’’ (16%).
Communication (8%)—defined as talking done by the
surgeon with any other operative team member—also
resulted in gaze breaks.
Throughout the ten cases, 1471 instrument movements
occurred, an average of 158 movements per case. The most
common instrument exchanges occurred between the dis-
sector/grasper and the clip applier, between the clip applier
and the laparoscopic scissors, and between the dissector/
grasper and the cautery hook (Table 1).
Discussion
Our study used LC, a relatively common and modestly
complex procedure, as a means by which gaze interruptions
between the surgeon and patient interface may be quanti-
fied and characterized. Human factors experts have made
the distinction that interruptions to a task may often be
characterized as disruptions, meaning that either increased
time is necessary or cognitive cost is exacted before
resumption of the interrupted task [7]. A change in gaze is
an interruption to task performance. Given the fact that
disruptions to surgical workflow have been correlated with
Fig. 1 A single computer
screen image allowed an analyst
to monitor and annotate inputs.
Synchronized data capture from
all three feeds was recorded by a
multichannel digital video
recorder (DVR)
Table 1 Table of events
Instrument exchange (3 most common)
Dissector/grasper $ clip applier
Clip applier $ laparoscopic scissors
Dissector/grasper $ cautery hook
Extracorporeal work
Port placement
Instrument orientation
Gallbladder extraction
Fascial closure
Equipment troubleshooting/manipulation of camera, ports, or foot
pedal
Cleaning the camera
Orienting to the foot pedal
Communication
1242 Surg Endosc (2010) 24:1240–1244
123
an increase in surgical errors [2], our finding of just under
three interruptions per minute of operating time in the case
of LC performance is alarming.
Studies have examined surgical flow disruptions using
time motion analysis. They warrant comparison with our
study of surgeon-specific gaze breaks in the OR.
Wiegmann et al. [2] reported an average of 8.1 surgical
flow disruptions per hour of operating time over 31 cardiac
surgical procedures. This would seem to be far fewer than
our estimate of 160 attention breaks per hour of operating
time. Yet, several important differences exist. In Wieg-
mann’s study, a surgical flow disruption was defined as ‘‘a
deviation from the natural progression of an operation,
thereby potentially compromising the safety of the opera-
tion.’’ Gaze disruption as we have defined and used the
term does not necessarily constitute a deviation from the
natural progression of the operation. Certainly, the act of a
surgeon looking away in order to exchange an instrument
must be considered one of many actions that constitute the
natural progression or steps involved in performing LC [8].
As a consequence, the data observed in our study inevitably
result in a far greater number of events. In addition, We-
igmann’s study pertains to an open, not laparoscopic, sur-
gical procedure. The well-described unique and increased
demands posed by the MIS approach [9–11] could also
account for our study’s higher event rate.
A study by Healey et al. [12] provides further input into
disruptions within the OR environment. They reported that
in over 50 operations, including both open and laparo-
scopic procedures, 1.04 ± 0.07 interfering events occurred
per minute of operating time (range = 0.22–3.04 events/
min). Their data were not surgeon-centered but rather
counted interruptions (e.g., pager beeping, door opening)
affecting the entire operating team. Healy’s study suggests
that under current OR working conditions, interruptions are
high which supports our concluding estimate of 2.65
attention breaks per minute.
Given that for every minute of operating time the surgeon
could experience two to three breaks in attention, we iden-
tified four categories explaining these interruptions: instru-
ment exchange (38%), extracorporeal work (28%),
equipment troubleshooting (16%), and communication
(8%). Our findings are in agreement with the categorization
and frequency of OR disruptions recently published by
Sevdalis et al. [13] and very closely mirror those of Geryane
et al. [14]. Geryane et al. applied time motion analysis
techniques to LC and presented findings as a percentage of
total OR time. The authors found the following in regard to
operating time: 17% was devoted to instrument exchange,
26% was spent on extracorporeal work, and 13% was spent
troubleshooting equipment. Again, despite the use of dif-
ferent measures, we found similar factors and frequencies in
regard to disruptions affecting the surgeon and the operation.
Using our quantitative estimate of the frequency with
which the interface between surgeon and primary task are
interrupted, we refer to human factors literature to identify
ways to reduce gaze disruptions or improve adherence to
the primary task. Ratwani et al. [7] have studied the effect
of interruption modality on primary task resumption. Their
work demonstrates that the fastest resumption of the pri-
mary task occurs when the primary task interface remains
available during the interruption. Their finding supports the
concept that looking away from the laparoscopic monitor
to exchange an instrument is more disruptive than, for
example, the verbal instruction given to residents or nurs-
ing staff while operating. It should be acknowledged that
some breaks in gaze are not merely interruptive but serve
the purpose of giving the surgeon’s eyes a break from the
display, thus reducing eye strain and fatigue. The optimum
interruption of gaze must lie somewhere between that
which is needed for visual comfort and the 2.65 breaks per
minute observed in our study.
Reaching the optimum number of gaze breaks could be
achieved by improvements in several aspects of the sur-
gical environment. Multipurpose instruments and ergo-
nomically favorable screen placement could result in more
strictly maintaining surgeon adherence to primary tasks.
Technological and design innovations in multipurpose
instruments have been attempted as a solution in the past.
Efforts fell short of improving surgeon attention because
the combined instruments did not perform any function as
well as the individual counterparts. Indeed, combining a
dissector with a clip applier or laparoscopic scissors may
not offer the surgeon an improvement in function and could
risk an unwieldy or less safe instrument. Given that,
however, instrument design should still be revisited as a
means to improve surgical workflow. The development of
‘‘smart instruments’’ capable of sensing proximity to other
instruments and aiding in collision avoidance would
improve workflow and surgeon attention to primary task. In
addition, ‘‘Smartimage’’ and heads-up display technology
would allow for apposition of radiographic and clinical
data to the laparoscopic view, reducing the need to divert
one’s gaze for the purpose of reviewing images or trou-
bleshooting equipment. Cuschieri and coworkers [14, 15]
have performed extensive studies into the benefits,
including resultant improvements in workflow, of a gaze-
down visual display in relation to the physical and cogni-
tive workload required of surgeons. Innovations of tech-
nological, display, and imaging systems could result from
further study of surgeon-specific gaze disruptions and the
optimum workflow needed in the surgical environment.
We acknowledge certain limitations to this study. While
we were able to obtain very accurate counts of our gaze-
defined attention disruptions, we used only a single
observer for each case and then made inferences as to why
Surg Endosc (2010) 24:1240–1244 1243
123
the surgeon had looked away from the monitor based on
what was occurring in each viewed video. It is conceivable
that inaccurate assumptions made by our observer could
have gone unchallenged and that any potential bias as to
the reason for interruption could have been carried
throughout all ten cases.
Furthermore, having made every effort to identify the
extent to which a gaze break is disruptive based on human
factors literature, we did not employ subjective ratings or
objective measurements of cognitive workload. Thus, we
are unable to describe the exact relationship between a
break in the surgeon’s visual attention from the laparo-
scopic screen and what, if any, welcome or unwelcome
effects were associated with that break in attention or with
task resumption. The test conditions needed to introduce
and study detrimental effects on attention are clearly best
tested in controlled laboratory settings. The safety and
reliability of introducing such equipment or live techniques
into the operational environment is at best uncertain. In
addition, studies that have used an ordinal ranking of OR
disruptions have done so retrospectively and are subject to
their own biases as a result [12, 13].
Conclusion
In the current operative environment, and in the specific
case of LC, we identified a high rate of gaze interruptions
in relation to the surgeon’s attention to the primary task.
Improvements aimed at reducing such interruptions—and
thus potentially surgical error—should center on realigning
the axis between the surgeon’s eye and visual display.
Future studies involving surgeon-specific attention inter-
ruptions are needed. Such research might examine differ-
ences in disruptions noted between attendants or residents
in the role of primary surgeon or use a quantifying scale by
which to determine the positive or negative impact asso-
ciated with interruptions in the surgeon’s visual gaze.
Disclosures Drs. Erica Sutton, Yassar Youssef, Nora Meenaghan,
Carlos Godinez, Yan Xiao, Tommy Lee, David Dexter, and Adrian
Park have no conflict of interest or financial ties to disclose.
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