FTI Lectra Report

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Transcript of FTI Lectra Report

Page 1: FTI Lectra Report

Exhibit 10

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Page 2: FTI Lectra Report

Exhibit 10 -

Customer Account Name Reported Period

Reported Cash Activity

Customer Account Number

Cash Addition (credit to account)

“PW” Profit Withdrawal (debit to account)

Example of a Portfolio Management Report (PMR)

Cash Withdrawal (debit to account)

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Exhibit 11

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Exhibit 11 - Example of a Portfolio Management Transaction Report (PMT Report)

Customer Account Number

Customer Account Name

Transaction Codes

“PW” Profit Withdrawals

“CA” Cash Addition

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Exhibit 12

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Exhibit 12 -

Customer Account Number

Reported Transaction Values

Reported Cash Balance Current Month

Transactions Reported During

Month

Securities purportedly held

at month end

Shares purportedly held at month end

Reported Price or Type

Reported Cash Balance from Prior Month

Reported Inflows Reported

Outflows

T/DT = Reported Trade Date

S/DT = Reported Settlement Date

Cost Basis of shares purportedly held at month end

Account Statement

Date Transaction Description

SSN or EIN

Transaction ID

Header Information: • Customer Account Name • Customer Address

“PW” Profit Withdrawals

Example of Customer Statement

Shares Purportedly

Traded

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Securities Investor Protection Corporation

v.

Bernard L. Madoff Investment Securities LLC

In re: Bernard L. Madoff Investment Securities and

Bernard L. Madoff, Debtors

Case No. 08-01789 (SMB)

SIPA Liquidation

(Substantively Consolidated)

Exhibit 13 to the Expert Report of Matthew B. Greenblatt is available for review upon written or telephonic request to:

Baker & Hostetler LLP 45 Rockefeller Plaza New York, NY 10111 Attn: Sarah Roberts Tel: (212) 847-6854

Email: [email protected]

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Exhibit 14

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Exhibit 14 - Example of Reported Trading Activity Within the Customer Statements for BLMIS Account 1Z0009

Long

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Exhibit 14 - Example of Reported Trading Activity Within the Customer Statements for BLMIS Account 1Z0009

Short

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Exhibit 14 - Example of Reported Trading Activity Within the Customer Statements for BLMIS Account 1Z0009

Profits Withdrawn

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Exhibit 14 - Example of Reported Trading Activity Within the Customer Statements for BLMIS Account 1Z0009

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