Frank R Zapata Financial Disclosure Report for 2009

8/3/2019 Frank R Zapata Financial Disclosure Report for 2009

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A n z o FINANCIAL DISCLOSURE REPORT R ~ p o , . , R e q t a , e d b y t h e E,h&:~"m Gavel nment .1c! afl978R ~ . l / 2 OJ O FOR CALENDAR YEAR 2009 ts u s c . a m , b ~ " t O l - J t z )I, Person Reporting (last nan., first, middle mmal) 2 Court or Organ|adrian 3. Date of ReportZapata, Frartk R. U S District Cour~ 5/10/2010

4, "1 itle (Article 111 judges indicate active or senior slams, 5a. Report "]~,pe (check appropnate type) 6. Reporting Periodmagistrate judges ir~:ltcale full- or part-tin, e)F~ Nominauon, Date 01/01/200903. D~strlct Judge, Active ~] Imtlat [] Armual [] Final to12/31120095b. [] Amended Reporl

7. Chambers or Office Address 8. Oo the basis of the infarmatmn contained m tlu~ Report and an),modifications pertaining thereto~ it is, in my opinion, in compliance405 W Congrcs,i, Suite 5160 with applicable laws and regulations.Tucson, A.Z 85701-5050

Reviewing Officer__ Date

IMPOR TA NT NOTES : The instructions accompanying thA form mu st he fMlowet Complete al lparts,checking the NONE box for each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . m , ~ , ...... ~ ,ndividual onl), s*e pp. 9-13 of filit#g inst .......... )N O N E (.No reportable positions.)

POSITION N AM E O F ORGANIZATION!ENTITYI

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4 ~.- ~ , _ )~ . . . - , . . ~

5 ,--. ~..~ :.

..11. ~ . ~ . ,. ~ . .- - ~ A C I ~ i ~ ~ M I ? . N T , I ~ . (Rep#rang inaiviaual onty; ,e pp. 14-16 4fihng mstructian~ ) ~ ~ " ;~ NONE (No reportable agreements.) ~

~ PARTIgS AND TEKMS


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FINANCIAL DISCLOSURE REPORT N . . .. . f r . .. . . ~po~,~ D ~ , ~ o f R e p o , tPage 2 of 6 Z a p a t a , F r a nk R . 5 / 1 0 / 2 0 1 0

II1. NON-INVESTMENT INCOME. Repo,a.~i, di~d.~.~,o,,~;~e~,.A. Fliers Non-Investment Income

NONE (No reportable non-investment income)D AT E SOURCE AND TYPE ~COME

(yours, not spouses)I

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B . Spouses Non-Investment Income - If ~,ou u,t married during any pordon of the reporting year, complete l~ts sectwm(Dollar amot~nl not rcqut~d ea ~ pl ]or honoraria )

~ N O N E (No reportable non-investment income.)D AT E SO~CE A~ TYPE

I 2009 Ariz ona State Retirement System2

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! V. REIMBURSEMENTS --,~ln~ /ude~ those to spouse attd dependent chddren see [,p 2~.27 offdm~

NONE (No reportable retmbmwements.)SQURCE ~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

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IN,mef P e r s o n R e p o r t in g ] D a l e o f R e p o r tP a g e F I N A N C 1 A L 3 o f 6 D I S C L O S U R E R E P O R T [ Z a p a t a , F r a n k R.I

S / I O / 2 0 I O

V . G I F T S . (Incl,,aes those ,o spouse aria aependem children; see ,V. Z S-~ l of filing instr,,ct . . . . . )~ NONE (No reportable g~s )SOURCE DESCRIPTION VAkU~

1

3

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V I . L I A B I L I T I E S . a ~ t , ,a , , a , o s , o / ~ v . . . .. . . d d e p e n d e t t t c h , l d r e n ; s e e p p . 3 2 - 3 3 o f / i h n g t , , $ tr u c t ..... )[] NON E (No reportable liabdities.)

CREDITOR~ DESCRIPTION VALUE CODE

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FINANCIAL DISCLOSURE REPORT ] N . . .. fP . . . . . R e p o r t i n gIPage 4 of 6 I Z a p a t a , F ra n k R . 5 / 1 0 / 2 0 1 0

VI I. INV ESTMENTS and TRUSTS ........... ~ . ~ , , . .. , ~ a . . + ( t . + . j , , a e ~ , ~ , 0 , ~NONE (No reportable income, assets, or ~ansaction~.)

~~cr~puon of ASS~ ~ [~omc alLuring Gross valuu a[ end ~ Transactmn~ dklr lng icporlMg period( i n c lu d i n g [ ~ S t a s s ~ S ) , r e p o r tm ~ p e r i o d o f r ep o m n g p e r i o d

Place "(X)" after each asscl [ Amounl Ty~ (.g, V a u [ Valuec.~empt from prior d~sclosure [ Code i dry . renl, C~e ? ] Methyl buy. sell, ~ mr~ddyy C~c 2 Code I buyer%oiler (A-tt) o r m r ) ( J - P )

~C o d e 3 r c d e m p h o n )

1 Rentat Propc~y Tucson, AZ (8120186 A Rent K R$33,708)2 Chase sawn~ch eckmg acct Tucson, AZ A Interest J T3 Chase 11!3. Tucson, Arlz A l n t e r e ~ t J T~ F~serv Investment Support Services, Denver, B D~wdend L TCo(see attached)5, Security Benefit L~fe TSA Topeka, CA D Interest 1,,4 T6 Mctropohtan Life TSA, Denver Co B Interest K T

[ 7 NEA V alue Builder Mutual Fund TSA A Dwidend J T! Topeka KS ( see attached)8 Tucson Federal Credit Union A Interest J T9

10

1415

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FINANCIAL DISCLOSURE REPORT N ~ m e o f P e r so n R e p o r t in gI

D a t e o r R e p o r tPage 5 of 6 Z a p a t a , F r a nk R . 5/10/2010

V II 1. ADDITIONAL INFORM ATION OR EXPLANATIONS. a.ai~,,po,,o,~R,,~,~)

111 B Spouses Non-ln,,estment IncomeSpouses Non-lnvestment Income previously listed "Tucson Unified School Dmmct". Spouse d~d not earn anyincome fi-om Tucson Unified School District m 200 9

V II Investments and Trusts1 The asset previously listed as Rental Property, Tucson, AZ (6/2/93 $38.000 ) Is owner occupted anti nolonger a rental That asset has been replaced by Rental Property, Tucson, AZ (8/20/86 - $ 33,708)which was previously owner occ upied but ts now a rental.2 The a.;;$el prevtously h~ ted as B nnc One has ch anged ns name to Chase Asset is the same as previously listed.3 The asset previously hsted as B ane One has changed its name to Chase Asset is the same as p~ev~ously h stcd4 The a~,set previously hsted as Resources Trust, Denver, Co. has changed ~ts name toF~ser, Investment Support Services, Denver, Co

DescrlpttonJT~ckerCGM Adwsed Targeted Equity FD CLA (31)Loomis Sayles LTD TRaM Govt & Agency A I,:1.60Loomts Sayles Value FD CLA7 NEA V alue Builder Mutual Fund TSASeca~r~ty Benefit Group of CompaniesAriel FundCalamos Growth & Income


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Page 6 of 6 Z a p a t a , F r a nk R . 5 / 1 0 / 2 0 1 0IX . CERTIFICATION.

I certily that all information given above (including reformation pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and com plete to the best of my k nowledge and belief, and that any information not reporled was withheld bec ause it met applicable statutoryprovisions permitting non-disclosure.! further certify tha! earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc mcompliance with lhe prov isions of 5 ILS.C. app. 501 eL seq., 5 U.S.C. 735 3, and Judicial Conference regulations.

NOTE: ANY INDIVIDUA L WH O KNOWINGL Y AND W ILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY B E SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 addittonal copies to.

Committee on Fmancz al DisclosureAdministrative Office of the Umted S~ates CourtsSuite 2-301One Columbus Circlc, N.E.W ashington, D.C. 20544

Frank R Zapata Financial Disclosure Report for 2009

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