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Foundation Engineering forExpansive Soils

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Foundation Engineeringfor Expansive Soils

John D. NelsonKuo Chieh (Geoff) Chao

Daniel D. OvertonErik J. Nelson

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Cover image: Adrian MorganCover design: Crackedwall ©man_kukuku/Thinkstock; all other images courtesy Engineering

Analytics, Inc.

This book is printed on acid-free paper.

Copyright © 2015 by John Wiley & Sons, Inc. All rights reserved

Published by John Wiley & Sons, Inc., Hoboken, New JerseyPublished simultaneously in Canada

No part of this publication may be reproduced, stored in a retrieval system, or transmitted inany form or by any means, electronic, mechanical, photocopying, recording, scanning, or oth-erwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act,without either the prior written permission of the Publisher, or authorization through paymentof the appropriate per-copy fee to the Copyright Clearance Center, 222 Rosewood Drive, Dan-vers, MA 01923, (978) 750-8400, fax (978) 646-8600, or on the web at www.copyright.com.Requests to the Publisher for permission should be addressed to the Permissions Department,John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) 748-6011, fax (201)748-6008, or online at www.wiley.com/go/permissions.

Limit of Liability/Disclaimer ofWarranty: While the publisher and author have used their bestefforts in preparing this book, they make no representations or warranties with the respectto the accuracy or completeness of the contents of this book and specifically disclaim anyimplied warranties of merchantability or fitness for a particular purpose. No warranty may becreated or extended by sales representatives or written sales materials. The advice and strategiescontained herein may not be suitable for your situation. You should consult with a professionalwhere appropriate. Neither the publisher nor the author shall be liable for damages arisingherefrom.

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Library of Congress Cataloging-in-Publication Data:

Nelson, John D.Foundation engineering for expansive soils / John D. Nelson [and 3 others].

1 online resource.Includes index.Description based on print version record and CIP data provided by publisher;

resource not viewed.ISBN 978-1-118-41799-7 (pdf) – ISBN 978-1-118-41529-0 (epub) –

ISBN 978-0-470-58152-0 (hardback)1. Soil-structure interaction. 2. Swelling soils. 3. Foundations. I. Title.

TA711.5624.1′51–dc23

2014043883

Printed in the United States of America

10 9 8 7 6 5 4 3 2 1

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Contents

Preface / xvList of Symbols / xixList of Abbreviations / xxv

1. INTRODUCTION / 11.1 Purpose / 21.2 Organization / 21.3 Terminology / 4

References / 7

2. NATURE OF EXPANSIVE SOILS / 92.1 Microscale Aspects of Expansive Soil Behavior / 9

2.1.1 The Clay Particle / 102.1.1.1 Mineral Composition / 102.1.1.2 Interlayer Bonding / 122.1.1.3 Isomorphous Substitution and

Surface Charges / 132.1.2 Adsorbed Cations and Cation

Hydration / 152.1.3 The Clay Micelle / 172.1.4 Crystalline and Osmotic Expansion / 192.1.5 Effect of Mineralogy on Plasticity of

Soil / 212.1.6 Effect of Mineralogy on Expansion

Potential / 222.1.7 Effect of Type of Cation on Expansion

Potential / 22

v

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vi Contents

2.2 Macroscale Aspects of Expansive SoilBehavior / 242.2.1 Development of Natural Soil

Deposits / 242.2.2 Effect of Plasticity on Expansion

Potential / 262.2.3 Effect of Soil Structure, Water Content,

and Density on Expansion Potential / 272.3 Identification of Expansive Soils / 30

2.3.1 Methods Based on PhysicalProperties / 302.3.1.1 Methods Based on

Plasticity / 302.3.1.2 Free Swell Test / 312.3.1.3 Potential Volume Change

(PVC) / 322.3.1.4 Expansion Index (EI) Test / 332.3.1.5 Coefficient of Linear

Extensibility (COLE) / 352.3.1.6 Standard Absorption Moisture

Content (SAMC) / 362.3.2 Mineralogical Methods / 362.3.3 Chemical Methods / 37

2.3.3.1 Cation Exchange Capacity(CEC) / 37

2.3.3.2 Specific Surface Area (SSA) / 382.3.3.3 Total Potassium (TP) / 39

2.3.4 Comments on IdentificationMethods / 39

2.4 Characteristics of Expansive Soil Profiles / 402.4.1 Geographic Distribution of Expansive

Soils / 402.4.2 Expansive Soil Profiles / 40

2.4.2.1 Welkom, South Africa / 432.4.2.2 Maryland, Australia / 442.4.2.3 Regina, Saskatchewan,

Canada / 44

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Contents vii

2.4.2.4 Front Range Area of Colorado,USA / 46

2.4.2.5 San Antonio, Texas, USA / 52References / 53

3. SITE INVESTIGATION / 593.1 Program of Exploration / 59

3.1.1 Reconnaissance Investigation / 603.1.2 Preliminary Investigation / 603.1.3 Design-Level Investigation / 61

3.1.3.1 Distribution of Borings / 623.1.3.2 Depth of Exploration / 643.1.3.3 Sampling Frequency and

Depth / 653.2 Forensic Investigation / 68

References / 72

4. SOIL SUCTION / 744.1 Soil Suction Components / 74

4.1.1 Matric Suction / 764.1.2 Osmotic Suction / 804.1.3 Total Suction / 82

4.2 Soil Water Characteristic Curve / 824.2.1 Mathematical Expressions for

SWCC / 844.2.2 Soil Water Characteristic Curves for

Expansive Soils / 864.2.3 Influence of Stress State on Soil Water

Characteristic Relationships / 894.2.4 Effect of Suction on Groundwater

Profiles / 894.3 Measurement of Matric Suction / 90

4.3.1 Tensiometers / 924.3.2 Axis Translation Technique / 94

4.3.2.1 Pressure Plate Apparatus / 974.3.2.2 Fredlund SWCC Device / 97

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viii Contents

4.3.3 Filter Paper Method for MatricSuction / 984.3.3.1 Principle of Measurement / 1004.3.3.2 Calibration Curves / 1014.3.3.3 Filter Paper Hysteresis / 1024.3.3.4 Time Required to Reach

Equilibrium / 1024.3.4 Thermal Conductivity Sensors / 1034.3.5 Electrical Resistance Sensors / 104

4.4 Measurement of Osmotic Suction / 1054.4.1 Osmotic Tensiometers / 1054.4.2 Pore Fluid Extraction Technique / 106

4.5 Measurement of Total Suction / 1074.5.1 Psychrometers / 109

4.5.1.1 ThermocouplePsychrometers / 109

4.5.1.2 Chilled MirrorPsychrometer / 110

4.5.2 Filter Paper Method for TotalSuction / 1104.5.2.1 Principle of Measurement / 1114.5.2.2 Calibration Curves / 1114.5.2.3 Time Required to Reach

Equilibrium / 112References / 114

5. STATE OF STRESS AND CONSTITUTIVERELATIONSHIPS / 1195.1 State of Stress and Stress State Variables / 1195.2 Stress–Volume Relationships / 1245.3 Stress–Water Relationships / 125

References / 126

6. OEDOMETER TESTING / 1276.1 Consolidation-Swell and Constant Volume

Tests / 1296.2 Correction of Oedometer Test Data / 132

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Contents ix

6.2.1 Correction for OedometerCompressibility / 133

6.2.2 Correction for Specimen Disturbance inthe CV Test / 137

6.2.3 Effect of the Corrections on ExpansionProperties / 138

6.3 Relationship Between CS and CV SwellingPressures (the mMethod) / 140

6.4 Factors Influencing Oedometer Test Results / 1446.4.1 Initial Stress State Conditions / 1456.4.2 Soil Fatigue / 1466.4.3 Initial Consolidation of Sample / 1466.4.4 Time and Method of Inundation / 1476.4.5 Storage of Samples / 1486.4.6 Competency of Laboratory

Personnel / 149References / 149

7. WATERMIGRATION IN EXPANSIVESOILS / 1527.1 Water Flow in Unsaturated Soils / 153

7.1.1 Darcy’s Law for Unsaturated Soils / 1537.1.2 Water Mass Balance Equation / 1547.1.3 Vertical Seepage in Unsaturated

Soil / 1557.1.4 Flow through Fractured Rocks and

Bedding Planes / 1587.2 Depth and Degree of Wetting / 162

7.2.1 Depth of Wetting / 1627.2.2 Degree of Wetting / 1637.2.3 Perched Water Tables in Layered

Strata / 1647.2.4 Wetting Profiles / 165

7.3 Determination of Final Water Content Profiles forDesign / 1677.3.1 Hand Calculation of Final Water

Contents for Design / 168

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x Contents

7.3.2 Computer Modeling of WaterMigration / 170

7.4 Challenges in Water Migration Modeling forExpansive Soils / 177References / 178

8. COMPUTATION OF PREDICTED HEAVE / 1828.1 Oedometer Methods / 183

8.1.1 The Heave Equation / 1848.1.2 Computation of Free-Field Heave / 1868.1.3 Computation of Heave under an Applied

Load / 1958.1.4 Computation of Design Heave / 1958.1.5 Discussion of Earlier Oedometer

Methods Proposed to ComputeHeave / 2018.1.5.1 Department of the Army

(1983) / 2018.1.5.2 Fredlund (1983) / 2038.1.5.3 Nelson and Miller (1992) / 203

8.1.6 Comments on the Heave Index / 2048.2 Soil Suction Methods / 204

8.2.1 McKeen (1992) / 2058.2.2 Department of the Army (1983) / 2118.2.3 Hamberg and Nelson (1984) / 2128.2.4 Lytton (1994) / 213

8.3 Empirical Methods / 2148.4 Progression of Heave with Time / 214

8.4.1 Hyperbolic Equation / 2148.4.2 Use of Water Migration Modeling to

Analyze Rate of Heave / 2218.5 Free-Field Surface Movement for Shrink–Swell

Soils / 2228.6 Discussion of Heave Prediction / 223

References / 224

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Contents xi

9. GENERAL CONSIDERATIONS FORFOUNDATION AND FLOOR DESIGN / 2279.1 Risk and Life Cycle Costs / 230

9.1.1 Classification of ExpansionPotential / 230

9.1.2 Risk Factor / 2349.2 Foundation Alternatives / 2439.3 Factors Influencing Design of Structures on

Expansive Soils / 2439.3.1 Tolerable Foundation Movement / 2439.3.2 Design Life / 2519.3.3 Design Active Zone and Degree of

Wetting / 2529.3.4 Site Grading / 252

9.4 Remedial Measures / 253References / 255

10. SOIL TREATMENT ANDMOISTURECONTROL / 25810.1 Overexcavation and Replacement / 25910.2 Prewetting Method / 26410.3 Chemical Admixtures / 267

10.3.1 Lime Treatment / 26710.3.1.1 Type of Lime / 26810.3.1.2 Soil Factors / 26910.3.1.3 Ettringite Formation / 26910.3.1.4 Testing for Reactivity

and Required LimeContent / 271

10.3.1.5 Curing Conditions / 27110.3.1.6 Application Methods / 272

10.3.2 Cement Treatment / 27310.3.3 Fly Ash Treatment / 27410.3.4 Chemical Injection / 274

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xii Contents

10.4 Moisture Control Alternatives / 27510.4.1 Moisture Barriers / 276

10.4.1.1 Horizontal MoistureBarriers / 278

10.4.1.2 Vertical Moisture Barriers / 27910.4.2 Subsurface Drains / 28110.4.3 Surface Grading and Drainage / 283

10.5 Summary of Soil Treatment Methods / 289References / 290

11. DESIGNMETHODS FOR SHALLOWFOUNDATIONS / 29511.1 Spread Footing Foundations / 295

11.1.1 Computation of Footing Heave / 29711.1.2 Spread Footing Design Examples / 299

11.2 Stiffened Slab Foundations / 30811.2.1 Edge Heave and Center Heave / 30811.2.2 Differential Heave / 311

11.3 Remedial Measures for ShallowFoundations / 31411.3.1 Footing Foundations / 31411.3.2 Stiffened Slab-on-Grade / 31711.3.3 Other Methods / 318References / 318

12. DESIGNMETHODS FOR DEEPFOUNDATIONS / 32012.1 Pier and Grade Beam Foundation / 320

12.1.1 Design Methods / 32412.1.1.1 Rigid Pier Method / 32512.1.1.2 APEXMethod / 328

12.1.2 Load-Bearing Capacity / 33412.2 Patented Piers / 335

12.2.1 Helical Piles / 33512.2.2 Micropiles / 33712.2.3 Push Piers / 340

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Contents xiii

12.3 Deep Foundation Design Examples / 34212.3.1 Rigid Pier Design Example / 34212.3.2 APEX Design Example / 34512.3.3 Helical Pile Design Example / 348

12.4 Remedial Measures for Deep Foundations / 34812.4.1 Pier and Grade Beam Foundation / 34912.4.2 Underpinning / 349References / 350

13. FLOORS AND EXTERIOR FLATWORK / 35113.1 Slabs-on-Grade / 35113.2 Stiffened Slabs / 35613.3 Structural Floors / 35713.4 Exterior Slabs and Flatwork / 35813.5 Remediation Techniques / 359

13.5.1 Structural Floor Systems / 36113.5.2 Moisture Control / 36113.5.3 Chemical Injection / 36113.5.4 Isolation of the Slab / 36113.5.5 Exterior Slabs / 362References / 362

14. LATERAL PRESSURE ON EARTH RETAININGSTRUCTURES / 36314.1 Computation of Lateral Pressure from Expansive

Soils / 36314.2 Testing for Measuring Lateral Swelling

Pressure / 36514.3 Reduction of Lateral Swelling Pressure / 36614.4 Design for Lateral Earth Pressure / 367

References / 370

Index 373

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Preface

The practice of foundation engineering was first developed to addressproblems associated with settlement due to saturated soils that wereprevalent in areas with soft coastal and deltaic deposits. As popula-tion and business centers moved into areas with more arid climates,problems with other types of soils became evident. Some soils thatwere capable of supporting a load in a natural unsaturated state wereobserved to either expand or collapse when wetted. These soils didnot conform to the classical theories of soil mechanics and foundationengineering, and more research began to focus on the behavior ofunsaturated soils.

Within the general category of unsaturated soils, the expansive soilsposed the greatest problems, and created the most financial burden.In response to major infrastructure development in the late 1950s and1960s there was an upswing in research regarding the identificationof expansive soils and factors influencing their behavior. Engineersbecame more cognizant of the need for special attention to the uniquenature of expansive soils.

The general curricula taught at universities did not specificallyaddress the design of foundations for these soils, and engineers didnot become aware of expansive soils unless they began to practice inareas where those soils existed. Therefore, the practice of foundationengineering for expansive soils developed around experience andempirical methods.

Few books have been written specifically on the subject of design offoundations on expansive soils. Fu Hua Chen wrote a book entitledFoundations on Expansive Soils that was published in 1975. A secondedition of that book was published in 1988. Those books were basedto a large extent on Mr. Chen’s personal experiences along the FrontRange of Colorado. TheDepartment of the Army published a technicalmanual in 1983 titled, Foundations for Expansive Soils. That manualserved as the basis for the design of structures on military bases, andwas available to the civilian engineering community as well.

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xvi Preface

At about that same time theUSNational Science Foundation fundeda research project at Colorado State University (CSU) dealing withexpansive soils. The scope of that project included a survey of the prac-tices followed by engineers throughout the United States and Canada,as well as individuals from other countries. On the basis of that sur-vey, and research that had been conducted by that time, Nelson andMiller (1992) published a book entitled Expansive Soils: Problems andPractices in Foundation and Pavement Engineering.

In 1993 Fredlund and Rahardjo published their text, Soil Mechanicsfor Unsaturated Soil. That book extended the framework of classicalsoil mechanics to incorporate soil suction as an independent stress statevariable, and provided the rigor needed for a theoretical understandingof unsaturated soils. A part of that book was devoted to the mechanicsof expansive soil.

In the 20 years since the publication of Nelson andMiller (1992), theauthors of this book have worked together and have performed hun-dreds of forensic investigations on expansive soils. In the course of thatwork, many new ideas have emerged, additional research has been con-ducted, and methods of analyses were developed that have been appliedto foundation design. This book reflects the authors’ experiences overthe period since the book by Nelson and Miller was written. It incor-porates a broader scope of analysis and a greater degree of rigor thanthe earlier work.

In a presentation at the 18th International Conference on SoilMechanics and Geotechnical Engineering in which he introduced hismost recent book, Unsaturated Soil Mechanics in Engineering Practice,Dr. Fredlund noted the need for practitioners to continue to publishworks that will extend the application of the concepts of unsaturatedsoil mechanics to the solution of practical geotechnical engineeringproblems. It is believed that this book responds to that call and willprovide a sound basis on which to establish a practice of foundationengineering for expansive soils.

Many people have contributed to the completion of this book, mostnotably Ms. Georgia A. Doyle. She has read the entire manuscript,provided necessary and valuable editing and coordination, and queriedthe authors where material was not clear. Many valuable commentswere received from Dr. Donald D. Runnells after his review ofchapter 2, and Dr. Anand J. Puppala after his review of chapter 10.Professor Erik. G. Thompson developed the FEM analysis for theAPEX program presented in chapter 12.

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Preface xvii

In addition, many current and former staff of the authors’ company,Engineering Analytics, Inc., have contributed in one way or another.Special recognition goes to Kristle Beaudet, Todd Bloch, DeniseGarcia, Debbie Hernbloom, Jong Beom Kang, Lauren Meyer, RonaldPacella, and Rob Schaut. Their help along the way is much appreciated.

John D. NelsonKuo Chieh (Geoff) Chao

Daniel D. OvertonErik J. Nelson

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List of Symbols

Ac clay activityB width of footingB slope of matric suction vs water content curvec cohesion of soilC molar concentrationCc compression indexCDA “Department of Army” heave indexCH heave indexCh suction compression indexCm matric suction indexCp peak cohesionCr residual cohesionCs swelling indexCt compression index with respect to net normal stressCw CLOD indexC(𝜓) correction functiond distance between particlesd pier shaft diameterD constrained modulus of soilD0 depth of nonexpansive fille void ratioe base of natural logarithm, 2.71828e0 initial void ratioEs Young’s modulus of the soilEA Young’s modulus of the soil in units of barsf lateral restraint factorfs anchorage skin frictionfu uplift skin frictionFt nodal force tangent to pier

xix

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xx List of Symbols

Ft maximum interior tensile forceg gravitational accelerationGs specific gravity of solidsh pressure headhd displacement pressure headhm matric suction headho osmotic pressure headH thickness of a layer of soilΔH change in thickness of that layer due to heaveHt total hydraulic headi hydraulic head gradientIpt instability indexIss shrink swell indexk spring constant in APEXKa active earth pressureK(h) coefficient of unsaturated hydraulic conductivityK0 coefficient of earth pressure at restKp passive earth pressureKs coefficient of permeabilityL length of pierLreqd required pier lengthLL liquid limitΔL/ΔLD linear strain relative to dry dimensionsm molalitym factor for swelling pressure correlationn porosity of the soilpa active earth pressurepF unit for soil suctionp0 equivalent fluid pressurepp passive earth pressureP partial pressure of pore water vaporP load per linear dimensionP footing loadP/P0 relative humidityPdl dead load on footingPI plasticity indexPL plastic limitPmax maximum tensile forceP0 saturation pressure of water vapor over a flat surface

of pure water at the same temperatureP0 total load due to earth pressure

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List of Symbols xxi

q flow rate of waterq distributed loadqa allowable bearing pressurequ unconfined compressive strengthqm mean rate of infiltration at the ground surfacer radiusr2 correlation coefficientrw sources or sinks of waterR universal gas constantR resistance forceRF risk factorRFw weighted risk factorRp pullout capacity of helical bearing plates coefficient for load effect on heaveS degree of saturation%SP percent of swelling pressure that is applied by the total applied

stress on the soilT absolute temperatureTs surface tensionua pore air pressure(ua)d displacement air entry pressureuw pore water pressureU total uplift forceUt nodal displacement tangent to pierV molar volume of a solutionV total volume of soilΔV/V volumetric strainVw volume of water in an element of soilw gravimetric water contentwaev air entry gravimetric water contentwu gravimetric water content corresponding to a suction of 1 kPawe weight of sample at equilibriumws weight of oven-dry sampleymax differential soil movementys net ground surface movementz depthz elevation headz soil layer thicknesszA depth of active zonezAD depth of design active zone

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xxii List of Symbols

zp depth of potential heavezs zone of seasonal moisture fluctuationzw zone (depth) of wettingzwt height above the water tableΔz thickness of soil layer𝛼 compressibility factor𝛼 soil to pier adhesion factor𝛼 drainage slope𝛼1 coefficient of uplift between the pier and the soil𝛼2 coefficient of anchorage between the pier and the soil𝛽 contact angle with tube𝛽 reduction factor for expansive earth pressure𝛾 unit weight of soil𝛾d dry density of soil𝛾sat saturated unit weight of soil𝛾 t total unit weight of soil𝛾w unit weight of water𝛾𝜓o osmotic suction volumetric compression index𝛾𝜎 mean principal stress volumetric compression index𝛾𝜓m matric suction volumetric compression index𝛿 interface friction angle𝛿 max differential heave𝜀 strain𝜀iso isotropic swelling strain𝜀s strain𝜀sn shrinking strain𝜀sw swelling strain𝜀T total range of strain𝜀s% percent swell𝜀s%N normalized percent swell𝜀s%vo percent swell measured from a sample inundated at the

overburden stress in the consolidation-swell test𝜃 volumetric water content𝜃f volumetric water content above the wetting front𝜃r residual volumetric water content𝜃s saturated volumetric water content𝜆 pore size distribution index𝜈 number of ions from one molecule of salt𝜈 Poisson’s ratio𝜌 heave

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List of Symbols xxiii

Δ𝜌 differential movement𝜌max maximum heave𝜌0 free-field heave𝜌p pier heave𝜌s solute mass/density𝜌ult total heave𝜎 = (𝜎′ + uw) total stress, normal stress𝜎′ = (𝜎 – uw) effective stress𝜎′′ = (𝜎 – ua) net normal stress𝜎′′cs consolidation-swell swelling pressure𝜎′′cv constant volume swelling pressure𝜎′′cvN reduced swelling pressure𝜎ext external stress𝜎′′f

final vertical stress𝜎′′h

lateral stress𝜎′′i

inundation stress𝜎int internal stress between particlesΔ𝜎′′v increment of applied stress𝜎vo, 𝜎

′vo, 𝜎

′′vo vertical overburden stress in terms of total,

effective, or net normal stress𝜏 shear stress𝜙 osmotic coefficient𝜙 angle of internal friction𝜙p peak angle of internal friction𝜙r residual angle of internal friction𝜒 chi parameter𝜓 total suction𝜓ae air entry soil suction𝜓m = (ua - uw) matric suction𝜓o osmotic suction𝜓 r residual suction

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List of Abbreviations

APEX analysis of piers in expansive soilsANN artificial neural networkCEAc = CEC/clay content cation exchange capacity activityCEC cation exchange capacityCNS cohesive non-swellingCOLE coefficient of linear extensibilityCS consolidation-swellCV constant volumeDTA differential thermal analysisEI expansion indexET evapotranspirationFSI free swell indexLE linear extensibilityLMO lime modification optimumPVC potential volume changePVC polyvinyl chloridePVR potential vertical riseSAMC standard absorption moisture contentSI shrinkage indexSL shrinkage limitSSA specific surface areaSWCC soil water characteristic curveSWCR soil water characteristic relationshipTP total potassiumUV ultravioletXRD X-ray diffraction

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1

IntroductionThe design of foundations for structures constructed on expansive soilsis amajor challenge for geotechnical engineers practicing in areas wheresuch soils are prevalent. The forces exerted by expansive soils and themovements that they cause to even heavily loaded structures can bewell in excess of those experienced by ordinary soils. Also, the costsassociated with development of expansive soil sites are much higherthan those for nonexpansive soil sites. The site investigation and designphase requires more extensive testing and analyses, and the construc-tion phase requires more inspection and attention to detail. Special con-siderationsmust be addressed during their occupancywith regard to themaintenance of facilities constructed on expansive soils. Furthermore,the cost to repair the problems caused by expansive soils may be pro-hibitive. There aremany examples where repair costs exceed the originalcost of construction.

The nature of expansive soils and the magnitude of costs associatedwith shortcomings in design, construction, and operation are such thatthere exists little margin for error in any phase of a project. In thatregard, the following quote is appropriate (Krazynski 1979):

To come even remotely close to a satisfactory situation, trained andexperienced professional geotechnical engineers must be retained toevaluate soil conditions. The simple truth is that it costs more to buildon expansive soils and part of the cost is for the professional skill andjudgment needed. Experience also clearly indicates that the cost ofrepairs is very much higher than the cost of a proper initial design,and the results are much less satisfactory.

In the initial phases of a project, the owner or developer is facedwith costs that may be significantly higher than initially estimated. Theygenerally are intolerant of shortcomings and demand that the founda-tions be designed and constructed such that the movements are withintolerable limits. At the same time, they are reluctant to undertake therequired additional cost for something that exists below ground and

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2 Foundation Engineering for Expansive Soils

cannot be seen. One large foundation contractor, Hayward Baker, hasas part of its motto, “You never see our best work.” An important taskof the engineer is to convince the client that the additional cost is notmerely justified, but is critical. This is especially true for critical struc-tures such as hospitals and public buildings, where failure could haveserious consequences.

Expansive soils problems exist on every continent, with the exceptionperhaps of Antarctica. Expansive soils have been encountered in almostevery state and province of the United States and Canada, but they aremore troublesome in the western and southwestern areas because areasof low precipitation often tend to be more problematic.

In spite of the fact that expansive soils have been designated a geo-logic hazard, public awareness is lacking. Few universities offer formalcourses relating to geotechnical applications for expansive soils. There isa shortage of continuing education courses in the subject, and researchis limited to a relatively small number of institutions. As a result, fewpracticing foundation engineers have received formal education in thisarea. It is intended that this book will provide a service for awareness,education, and technical reference in this important area.

1.1 PURPOSE

This book is intended to provide the background and principles nec-essary for the design of foundations for expansive soils. The nature ofexpansive soil is described from an engineering perspective to developan appreciation as to how the microscopic and macroscopic aspects ofsoil interact to affect expansive behavior. Tools that are necessary touse in the practice of expansive soil foundation design are developed ina fashion that can be easily implemented. The application of these toolsto the design of foundations is demonstrated.

An important underlying theme of the book is the ability to predictground heave and structural movement caused by expansive soil. Thisis a fundamental part of foundation design. Rigorous calculations ofslab heave and potential movement of deep foundations should be apart of every design. Several chapters in this book are devoted to thatimportant subject.

1.2 ORGANIZATION

The organization of this book is designed to first present the fundamen-tal nature of expansive soil and then address the factors that influenceexpansion. Those tools provide the means for the design of foundations