Exhibit 1 - International asset recovery...PGR Office of the Attorney General of the Republic...

Exhibit 1

Case 1:10-cr-20906-MGC Document 45-1 Entered on FLSD Docket 05/23/2011 of 86

ENGLISH TRANSLATION


PGR Office of the Attorney

General of the Republic

CRIMINAL COURT OF THE II JUDICIAL CIRCUIT OF SAN JOSE DEFENDANT: ALFONSO GUARDIA MORA, ET AL. VICTIM: THE COSTA RICAN ELECTRIC COMPANY AND GOVERNMENT ADMINISTRATION OFFENSES: BRIBERY AND OTHERS CASE: 04-6835-647-PE FILE: CIVIL RECOVERY ACTION OF THE OFFICE OF THE ATTORNEY GENERAL OF THE REPUBLIC

REQUEST FOR RECOGNITION OF SETTLEMENT AGREEMENT

Criminal Court Judicial Circuit II of San Jose

[right margin, handwritten]: [illegible initial]

2F 1 settlement agreement

1 official letter 1 power of attorney

Dear·Sirs:

various certi£ copies certi£ record certif.

We, the following undersigned persons: PUBLIC ETHICS PROSECUTOR GILBERTH CALDERON ALVARADO, of majority age, married, an attorney, bearer of identification card No. 1-506-548, resident of Heredia, and PUBLIC ETHICS PROSECUTOR MIGUEL H. CORTES CHAVES, of majority age, married, an attorney, bearer of identification card No. 1-677-714, resident of San Jose, on behalf of the State; and ALEJANDRO BATALLA BONILLA, of majority age, married, bearer of identification card No. 1-525-186, resident of Tres Rios, in his capacity as special judicial representative of the company Alcatel - Lucent France (FORMERLY ALCATEL CIT), respectfully appear and state:

1. In accordance with Article 219 of the Code of Civil Procedure, Articles 7 and 36 of the Code of Criminal Procedure, and Articles 1367 et seq. of the Civil Code, we submit for the Court's consideration the attached settlement agreement, and respectfully request the recognition of said agreement entered into by the OFFICE OF THE PUBLIC ETHICS PROSECUTOR on behalf of the State and in its capacity as a plaintiff claiming damages in a civil case, and the company ALCATEL - LUCENT FRANCE (FORMERLY ALCATEL CIT), as the civil defendant in this case.

[right margin, handwritten]: [illegible] Cortes Chaves

Address: San Jose, Avenidas 2 y 6, calle 13, [illegible] http://www.pgr.go.cr Email: [email protected]

Apdo. 78-1003 La Corte. Tel.: 2243-8400, fax numbers: 2233-7010, 2255-0997




2. The purpose of this agreement is to resolve the conflict solely and exclusively as it relates to the civil recovery action filed by the OFFICE OF THE PUBLIC ETHICS PROSECUTOR against Alcatel - Lucent France (formerly Alcatel Cit), and it is not meant to be extended to any other civil defendant or plaintiff.

3. Likewise, this settlement agreement does not have any effect on the termination of the criminal action against any of the defendants who have been charged with criminal offenses, or are subject to the principle of opportunity [prosecutorial discretion], or any other alternative measure provided under the law of criminal procedure.

4. Finally, we respectfully request that this Court refrain from making a ruling in the judgment of recognition on the payment of court costs by both parties, as it deals with an out-of-court settlement and not with any kind of withdrawal or waiver of the civil action.

San Jose, 20 January 2010.

[illegible signature] Gilberth Calderon A. Public Ethics Prosecutor

I.D. No. 3162

[illegible signature] Miguel H. Cortes Ch. Public Ethics Prosecutor I.D. No. 5663

[illegible signature] Alej andro Batalla B. Special Judicial Representative Alcatel Lucent France I.D. No. 2573

[round ink stamp]: Office of the Attorney General of the Republic PUBLIC ETHICS San Jose, Costa Rica

Address: San Jose, Avenidas 2 y 6, calle 13, Internet Http://www.pgr.go.cr Email: [email protected]

Apdo. 78-1003 La Corte. Tel.: 2243-8400, fax numbers: 2233-7010,2255-0997


SETTLEMENT AGREEMENT

BETWEEN

ALCATEL-LUCENT FRANCE,

AND

THE OFFICE OF THE ATTORNEY GENERAL OF THE REPUBLIC, ON BEHALF OF THE COSTA RICAN STATE

RELATING TO THE CIVIL RECOVERY ACTION INCLUDED IN CRIMINAL CASE 04-6835-647-PE

We, the Parties:

1. The Office of the Attorney General of the Republic, legal representative of the State in the areas within its jurisdiction, including the civil actions attached to criminal cases, by express provision of Articles 1 and 3(a) and (d) of the Organic Law of the Office of the Attorney General of the Republic number 6815 of 27 September 1982, and Article 38 of the Code of Criminal Procedure, represented herein by Public Ethics Prosecutor Gilberth Calderon Alvarado, according to order number 0059 of 26 March 2004, published in the Official Gazette [La Gaceta] number 102 of 26 May 2004, and duly authorized by Attorney General Ana Lorena Brenes Esquivel, in accordance with the provisions of Article 20 of the Organic Law of the Office of the Attorney General of the Republic, through official letter PGR-OI0-2010 of 19 January 2010.

[illegible signature and initials]


II. Alcatel-Lucent France, S.A., a corporation registered and organized under the laws of the Republic of France, specifically [located] at 7-9 Avenue Morane Saulnier BP 57, 78141 Velizy, previously named Alcatel CIT S.A., which has a branch registered in Costa Rica under Costa Rican corporate identification number three - zero twelve - one hundred fifty-one thousand one hundred twenty. The corporation and its branch office are represented by Alejandro Batalla Bonilla, of majority age, married once, an attorney, resident of San Ramon de Tres Rios, and the bearer of identification card number one - five hundred twenty-five - one hundred eighty-six, in his capacity as special agent for this act;

AGREE:

To enter into this SETTLEMENT AGREEMENT, for the mutual consideration specified in clause 5, in order to put an end to the disputes relating to the claims of the Parties enumerated in clause 4.2, arising from all of the claims of the civil recovery action filed by the Office of the Attorney General of the Republic on behalf of the Costa Rican State in pending criminal case number 04-6835-647-PE against ALUF.

This Agreement shall be governed by the legal provisions currently in force in the Republic of Costa Rica, and by the background and clauses listed below:

1. DEFINITIONS: For purposes of this Agreement and unless a different meaning is inferred from the text, the Parties agree that the following terms defined in this section shall have in this Agreement the meaning attributed to them in this clause:

1.1. "Agreement" shall mean this Agreement.

1.2. "ALUF" shall mean Alcatel-Lucent France, S.A., formerly named Alcatel CIT S.A.

1.3. "Effective Date" shall mean the day on which the State receives the amount specified in clause 5.1 of this Agreement.

1.4. "Parties" shall mean ALUF and the PGRjointly.

1.5. "PGR" shall mean the Office of the Attorney General of the Republic.

1.6. "Case" shall mean the criminal case being prosecuted under case file number 04-6835-647-PE.

[illegible signature and initials] 2


2. BACKGROUND

2.1. On behalf of the State, the PGR filed the civil recovery action within the criminal case, seeking to recover "social damages" pursuant to Article 38 of the Code of Criminal Procedure. The [civil recovery action] was filed against the liable criminal and civil defendants, in particular against AL UF for the acts alleged in the criminal case.

2.2. In its answer to the PGR's civil complaint, ALUF argued the reasons for which this civil action and its claims should be declared inadmissible. It moved for dismissal of the case based on the lack of plaintiffs standing to sue and the lack of defendant's standing to be sued, the absence of a cause of action, the absence of direct and current interest, and partial payment.

3. EXISTENCE OF PENDING CASE

3.1. The Parties agree that the claims set forth in the PGR's civil action against ALUF alone are the object of this Agreement. The Criminal Court of the Second Judicial Circuit of San Jose has taken cognizance of that case.

3.2. Status of the Case: The Parties state that the status of the Case is as follows: The Case was set for trial following the preliminary hearing, and by an order issued at thirty minutes past seven 0' clock in the morning on December first, two thousand nine, the Criminal Court of the Second Judicial Circuit of San Jose scheduled the public trial to begin on April thirteenth, two thousand ten.

4. PURPOSE OF THE AGREEMENT

4.1.1 The purpose of this Agreement is to settle all of the controversies stated below, in relation to the claims detailed in clauses 4.2 and 4.3 of this Agreement, which are the totality of the claims set forth in the PGR's Case against ALUF. The Parties agree to put an end to those disputes for the mutual consideration and concessions exchanged between them, which are detailed in clause 5 of this Agreement.

4.1.1. With the full performance of the agreement, the Parties agree to terminate the civil action arising from the punishable acts that have been investigated and alleged in the criminal Case, only with respect to

[illegible initials and signature] 3


[ ... ] [only with respect to what] ALUF [has been accused of] by the Office of the Attorney General [PGR], so that the determination of the liability of the other civil defendants remains intact, and therefore they can in no way benefit from this Agreement.

4.1.2. With the full performance of this agreement, [it aims] to redress the damages alleged by the PGR for which ALUF may have had some degree of direct or indirect liability for the acts under investigation that have been alleged in this Case.

4.1.3. By operation of this Agreement, the PGR acknowledges satisfaction with respect to any claim of liability attributed to ALUF in the civil recovery action for the "social damage" derived from the acts under investigation, of which [ALUF] was accused in the Case, and the Parties consider terminated the controversies arising from this claim in relation to ALUF. Nevertheless, the Parties agree that the satisfaction to which this clause refers is subject to a condition precedent, which is that ALUF deliver the sum of money specified below, and that the judge of competent jurisdiction recognize this Agreement. This satisfaction shall not be effective until such time as the Costa Rican State has received said amount and the judge of competent jurisdiction has recognized this Agreement.

4.2 CLAIMS OF THE OFFICE OF THE ATTORNEY GENERAL [PGR]:

4.2.1 The PGR became a party to the Case in order to assert a claim against ALUF for the "social damage" caused to Costa Rican society, stating that ({in this case the adverse effect on broad and collective interests is clear, insofar as the acts of corruption complained of in this action have resulted in a lack of credibility in government employees, in our democracy, in the nation's institutions, and in the legal system that governs us. This is also true at the international level, in terms of the discredit brought upon the Costa Rican State with regard to future investments and financial assistance that, without a doubt, will be diminished by the acts under investigation in this case. "

4.2.2. The PRG [sic] estimated the "social damage" at $52,179,511.00 (fifty-two million one hundred seventy-nine thousand five hundred eleven dollars), ({which is the total amount claimed by this Office, including from the other civil defendants in this criminal case, plus the accrued interest on that amount until such time as it is paid, and the costs of this action. Likewise, the compensation claimed shall be the collection of the above sum) which can be made in cash, property, or any asset r .. }



owned by the civil defendants. JJ This amount was not modified at the preliminary hearing.

4.3 ALUF's CLAIMS

4.3.1. In its answer to the PGR's civil recovery action, ALUF filed motions alleging the lack of plaintiff s standing to sue and the lack of defendant's standing to be sued, the absence of a cause of action, partial payment, and the absence of direct and current interest. It further requested judgment assessing court costs.

5. MUTUAL CONSIDERATION AND CONCESSIONS:

5.1. ALUF acknowledges that the weakness of its internal review processes at that time with respect to the hiring of external agents and consultants, as well as the fraudulent management in Costa Rica and the abuse of the trust it had placed in some of its former employees, facilitated the creation in Costa Rica of a situation in which consultants used part of the money they received to pay govenunent employees in Costa Rica.

5.2. ALUF has conducted an internal investigation that has taken· several years and filed criminal complaints against its former employees and third parties who abused the trust that ALUF had placed in them. Likewise, all persons involved in those acts, whether intentionally or out of negligence, have ceased to work with ALUF (voluntarily or involuntarily) or have been subjectto disciplinary sanctions in accordance with ALUF's internal policies, local employment law, or other applicable regulatory provisions. In addition, ALUF has adopted rigorous policies to combat corruption and, as a consequence of the events in Costa Rica, has begun a process of terminating consulting contracts in force around the world. It has decided not to hire such sales promotion services in the future due to the risks that such relationships entail, even if they are the result of an' agreement with lawful purposes.

5.3. Notwithstanding section 5.1 of this Agreement, ALUF does not accept the amount or the damages claimed by the PGR in the criminal Case, or that they could have been caused by the acts investigated and alleged in the Case. In spite of that fact, ALUF is willing to settle the PRG's [sic] claims.



5.4. ALUF shall deliver the sum of five billion six hundred sixty-nine million six hundred seventy-eight thousand ninety-six Costa Rican colones (¢5,669,678,096.00) to the Costa Rican State, as compensation for the damages that may have been suffered by Costa Rican society and by the Costa Rican State itself according to the PGR's claims as stated in the [criminal] Case, which may have been occasioned by ALUF. ALUF shall pay said sum in a lump sum to the Costa Rican State with fifteen calendar days of the recognition of this Agreement by the judge of competent jurisdiction.

5.5. By virtue of this payment, the PGR, on behalf of the State of Costa Rica, within the scope of its jurisdiction, expressly waives the right to exercise legal actions in the Case against ALUF, and it agrees formally, expressly, and irrevocably not to exercise any action or claim to determine, demand, enforce, or collect civil damages and compensation for the social damage arising from the facts alleged and investigated in the Case against ALUF or against any of its subsidiaries or any of the corporations that control it directly or indirectly, or against any corporation that is controlled by any of those corporations, all with regard to the claims referred to in this Agreement, whether in Costa Rica or abroad. Likewise, neither ALUF, nor its subsidiaries, nor companies that control it directly or indirectly, or that are controlled by any of those corporations, agree not to sue the Costa Rican State as a consequence of the civil action filed within the [criminal] Case. [sic?] The Parties express their will and intent for this discharge of past and present liabilities and obligations, as well as the waiver of the right to file actions, claims, and lawsuits, to have the effects of a settlement in accordance with the provisions of Article 1367 et seq. and related provisions of the Civil Code, specifically and expressly with respect to the effects set forth under Article 1385 of the Civil Code of Costa Rica.

5.6. By virtue of this Agreement, the PGR shall request that the competent judicial authority dissolve the attachments against ALUF that were ordered as a precautionary measure in the Case, and that all of the bonds posted in this Case be released to ALUF, as well as the moneys deposited as a result of the attachments of ALUF's assets in this Case. In the event that the PGR fails to make said request, the Parties agree that ALUF may request the dissolution of such attachments.

5.7. The Parties to this Agreement jointly request the recognition of this Agreement by the judicial authority of competent jurisdiction.



6. DECLARATIONS AND GUARANTEES

6.1. In this Agreement, the Parties mutually declare and guarantee, with respect to each of them and their areas of responsibility, that:

7. EFFECTS

6.1.1. Authorization of the action: Each of the Parties, and if applicable the attorney-in-fact representing it in this act, possesses complete power and authority to enter into and carry out this Agreement, as well as to meet its obligations established herein. The Parties likewise state and declare that the terms, conditions, and obligations established in this Agreement are binding, valid, lawful, and enforceable.

6.1.2 Non-contravention: The entry into and performance of this Agreement does not violate or contravene: (i) any regulation, rule, order, decision, or judgment, of any administrative or judicial authority, in any jurisdiction whose laws are applicable to either of the Parties, their assets, or activities; (ii) any obligation to perform or not perform certain acts or activities pursuant to obligations, contracts, credits, loans, [ or] closing of accounts assumed or carried out by either of the Parties with respect to third parties; and (iii) in the case of ALUF, any provision set forth in its articles of incorporation, bylaws, or other corporate documents.

7.1 Binding force. Pursuant to this Agreement, the Parties shall be required to provide consideration, perform, or refrain from performing [certain acts], so as to carry out the stipulations agreed to herein, in accordance with the law, custom, and good faith. The Parties shall be required to respect the rights that have been recognized in favor of the other, and to deliver the thing that has been promised in exchange for the concessions made.

7.2. Final termination of differences. This settlement shall put an end to all controversies between the Parties and terminate the civil recovery action filed by the Office of the Attorney General [PGR] against ALUF in the case. The Parties agree not to raise the controversies again, or revisit their dispute, in Costa Rica or abroad. As such, the Parties have determined a situation that from this point forward they must recognize as their own.



7.3. The Parties shall only have the right to seek the enforcement of that which has been obtained in this settlement.

8. ASSESSMENT

8.1. The Parties assess the amount of this Agreement at five billion six hundred sixtynine million six hundred seventy-eight thousand ninety-six Costa Rican colones C¢5,669,678,096.00).

9. MISCELLANEOUS ISSUES

9.1. Recording in Notarial Record Book: Any of the Parties may appear before a Notary Public to have the date of this document recorded or to authenticate their signatures, without the obligation to provide notice to the others.

9.2. Assignment: This Agreement may not be assigned or transferred, whether wholly or in part, to third parties.

9.3. Preliminary Negotiations: The Parties acknowledge that this Agreement constitutes and expresses the only agreement between them with respect to the issues referred to herein. Any prior discussions, promises, representations and understandings have been substituted in their entirety by this Agreement, and therefore are inapplicable as of the Effective Date.

9.4. Amendments: Any agreement by the Parties to amend, change, extend, or terminate this Agreement, whether wholly or in part, shall be valid provided that it is documented in writing and signed by all of the Parties.

9.5. Severability: If any provision of this Agreement is held invalid or unlawful, then such provision shall be struck; however, the remainder of this Agreement shall not be affected or limited by such omission.

9.6. Notices: All notices or any other communications that can or should be provided pursuant to this Agreement shall be made in writing, delivered personally or sent by certified mail, and shall be considered delivered at the time they are received, unless otherwise provided, at the following addresses:

9.6.1. ALCATEL-LUCENT FRANCE: C/O Alcatel Centroamerica, S.A. Oficentro Ejecutivo La Sabana, Torre 7, Piso 8, San Jose, Costa Rica.



9.6.2. OFFICE OF THE ATTORNEY GENERAL OF THE REPUBLIC: Edificio Central, San Jose, Avenida 2 y 6, calle 13.

The Parties declare that each and everyone of the clauses in this Agreement is accurate, and therefore they agree to its faithful performance. Accordingly, they execute this Agreement in the city of San Jose, Costa Rica, at thirty minutes past eleven o'clock in the morning on January twentieth, two thousand ten.

[illegible signature]

ALCATEL-LUCENT FRANCE


OFFICE OF THE PUBLIC ETHICS PROSECUTOR

[round ink stamp]: Office of the Attorney General of the Republic PUBLIC ETHICS San Jose, Costa Rica

9




19 January 2010 PGR-OI0-2010

Mr. Gilberth Calderon Alvarado Public Ethics Prosecutor

[ink stamp]: OFFICE OF THE PUBLIC ETHICS PROSECUTOR Received at: 9:55 a.m.

Dear Sir:

On [date stamp]: 20 JAN 2010 By: [illegible signature]

[This letter is] in respect to your official letter AEP-020-2010 of 15 January 2010, which requests the implementation of an alternative settlement measure between the company Alcatel-Lucent France, S.A. and the Office of the Attorney General of the Republic in case number 04-6835-647-PE, which is the criminal case against Miguel Angel Rodriguez et al. for Unjust Enrichment and other offenses. We have filed a civil claim in that case pursuant to Article 38 of the Code of Criminal Procedure for SOCIAL DAMAGE, in addition to the allegations against other legal entities including Alcatel-Lucent France, S.A.

I am pleased to tell you that the settlement is authorized in the terms you have set forth, bearing in mind the reasons stated in your official letter, which are the following:

This Office is of the opinion that the above proposal is beneficial to the interests we represent, as it makes it possible to obtain significant compensation for the civil claim we have asserted.

We think that the current status of the case-in which, for purposes of the civil recovery action at the preliminary hearing, essential expert witness evidence, testimony, and documentary evidence relating to the estimated amount of the Social Damage was found inadmissible-is in principle seriously deficient in terms of being able to prove our claims at trial. This is without prejudice to the possibility of reintroducing that evidence at the beginning of oral argument; however, the result of the admission of that evidence is uncertain in any case, which is a risk factor we have considered in evaluating the proposal being made to us.

Likewise, another aspect that has been considered in assessing the agreement has to do with the results obtained in the recent CCSS-Fischel case in which, in spite of having evidence similar to the inadmissible evidence described in the previous paragraph, and although the existence of the Social Damage was established, the estimate of the judgment awarded by the adjudicating court was extremely low in comparison to what had been sought initially. This was another risk factor that was examined.

It is worth salvaging, just as the agreement specifies, and according to our express request, the fact that the company Alcatel accepts its liability for

Address: San Jose, Avenidas 2 y 6, calle 13, Internet Http://www.pgr.go.cr

Email: [email protected] Apdo. 78-1003 La Corte. Tel.: 2243-8400, fax numbers: 2233-7010, 2255-0997, 2222-5335




Mr. Gilberth Calderon Alvarado Public Ethics Prosecutor

19 January 2010 PGR-010-2010

2

its consultants having made payments to government employees in our country. This situation is to our benefit in terms of the issue to be proved with respect to the other civil and criminal defendants still connected to the case. In addition, with the payment that Alcatel would be making, it is ensured that in fact this company is held to answer for the Social Damage caused by the acts of corruption under investigation. That situation-the effective payment-would be uncertain at trial, just as in any trial.

Finally, the amount offered in the agreement, plus the money that Jose Antonio Lobo, Heman Bravo Trejos and Leonel Barrios Arce have been able to obtain over the course of these proceedings, surpasses the amount of the guarantees Alcatel has provided us based on the attachment [of its assets] . We must recall that all of that money corresponds to the Social Damage and not money that has come out of the public coffers, which is not at issue in the case.

I should also state that the civil claim as well as the criminal prosecution against the other civil and criminal defendants in the case-including the former employees of Alcatel-just as indicated in the agreement, remain intact, and therefore those defendants must eventually be held accountable for the amount of the civil recovery action and for their criminal liability as determined in the end by the adjudicating court.

In light of all of the above, I respectfully request your authorization pursuant to Article 20 of the Organic Law of the Office of the Attorney General of the Republic, in order to proceed with the signing of the agreement and its respective submission to the proper Judge for its recognition.

Sincerely,

[round ink stamp]: Office of the Attorney General of the Republic [emblem] Costa Rica

ALBE/gap C.L: File

[illegible signature] Ana Lorena Brenes Esquivel Attorney General of the Republic

Address: San Jose, Avenidas 2 y 6, calle 13, Internet Http://www.pgr.go.cr Email: [email protected]

Apdo. 78-1003 La Corte. Tel.: 2243-8400, fax numbers: 2233-7010,2255-?997, 2222-5335


[ink stamp]: [emblem] Ministry of Foreign Affairs San Jose, Costa Rica

Republic of Costa Rica Ministry of Foreign Affairs Department of Authentications and Diplomatic Pouch

San Jose, [date stamp]: 14 JAN 2010

The preceding signature of Mr. [handwritten]: Sergio Vinocour F., Consul General of Costa Rica in Paris, France,

IS AUTHENTIC [signed]: Giselle Villalobos A.

[ink stamp]: Giselle Villalobos Astorga

Authentications Officer

This authentication does not entail responsibility for the content of the document.

Fadi Raad

Authentication of the preceding signature: I, Sergio Vinocour Fornieri, Consul General of Costa Rica in France, by operation of law, code number NC- one hundred twenty-two, certify at the request of Mr. Fadi RAAD, of majority age, with no second surname by reason of his French nationality, married once, member of the Board of Directors of a company, bearer of French passport number zero four RK one nine four six zero, domiciled in the city of Saclay, France, that his signature IS AUTHENTIC, as it was executed in my presence, in the city of Paris at ten minutes past eleven 0' clock in the morning on October ninth, two thousand nine. I affix my signature hereto in Paris, France, at ten minutes past eleven o'clock in the morning on October ninth, two thousand nine.

Consular fees paid Rate 3-24 $ 80 dollars according to Consular Fee Schedule The equivalent was paid in euros: 55 euros. Ministry of the Treasury Receipt No. 577 [upside-down text]: [digital bar code] [illegible] [emblem] 000189-09 Beneficiary: RAAD

Office No. [illegible] [illegible]

US $ 50* 1 0109/09 [illegible] [handwritten]: current rate according to the consular fee schedule in effect $80



[round ink stamp]: EMBASSY OF COSTA RICA [emblem] PARIS - FRANCE CONSULATE GENERAL


scope of the settlement agreement; d) To sign any writing, document, certificate, brief, or other instrument on behalf of ALCATEL-LUCENT FRANCE S.A., requesting the recognition of the settlement agreement by the courts of competent jurisdiction. The attorneys-in-fact, by virtue of this power of attorney, are fully authorized to establish the terms and conditions of the settlement agreement they enter into with the aforementioned civil plaintiffs. To express my agreement with the terms of this power of attorney, I affix my signature hereto in the city of Paris, France, at ten minutes past eleven 0' clock in the morning on October ninth, two thousand nine. [illegible signature] Fadi Raad

Authentication of the preceding signature: I, Sergio Vinocour Fornieri, Consul General of

Costa Rica in France, by operation of law, code number NC- one hundred twenty-two, certify at the request of Mr. Fadi RAAD, of majority age, with no second surname by reason of his French nationality, married once, member of the Board of Directors of a company, bearer of French passport number zero four RK one nine four six zero, domiciled in the city of Saclay, France, that his signature IS AUTHENTIC, as it was executed in my presence, in the city of Paris at ten minutes past eleven o'clock in the morning on October ninth, two thousand nine. I affix my signature hereto in Paris, France, at ten minutes past eleven o'clock in the morning on October ninth, two thousand nine.

Consular fees paid Rate 3-24 $ 80 dollars according to Consular Fee Schedule The equivalent was paid in euros: 55 euros. Ministry of the Treasury Receipt No. 577

[ upside-down text]: [digital bar code] [illegible] [emblem] 000189-09 Beneficiary: RAAD

Office No. [illegible] [illegible]

US $ 50* 1 0109/09 [illegible] [handwritten]: current rate according to the consular fee schedule in effect $80



[round ink stamp]: EMBASSY OF COSTA RICA [emblem] PARIS - FRANCE CONSULATE GENERAL


[round ink stamp]: [emblem] EMBASSY OF COSTA ROCA PARIS - FRANCE CONSULA TE GENERAL

SPECIAL POWER OF ATTORNEY

I, the undersigned, Fadi RAAD, of majority age, with no second surname by virtue of [my]

French nationality, married once, the International Deputy General Manager of Alcatel-Lucent

France, [with offices at] 7-9 avenue Morane Saulnier 78141 VELIZY - France, the bearer of

French passport number 04RK19460, domiciled in the city of Saclay - France, acting in my

capacity as Deputy General Manager, with ample and sufficient powers under the law to grant

the power of attorney conferred in this act by the company ALCATEL-LUCENT FRANCE

S.A., formerly named Alcatel CIT SA, a corporation registered and organized under the laws of

France, AND I STATE: That on behalf of [my] principal I confer SPECIAL POWER OF

ATTORNEY in accordance with Article one thousand two hundred fifty-six of the Costa Rican

Civil Code, as broadly as is sufficient under the law, upon LUIS ANTONIO ARCE

RAMiREZ, of maj ority age, married once, a business manager, resident of San Francisco de

Dos Rios, and bearer of identification card number one - seven hundred eighty - five hundred,

and ALEJANDRO BATALLA BONILLA, of majority age, married once, an attorney, and

bearer of identification card number one - five hundred twenty-five - one hundred eighty-six, so

that they may, jointly or individually, sign a settlement agreement with the OFFICE OF THE

ATTORNEY GENERAL OF THE REPUBLIC, the OFFICE OF THE PUBLIC ETHICS

PROSECUTOR and the COSTA RICAN ELECTRIC COMPANY, as part of criminal case

number ZERO FOUR - SIX THOUSAND EIGHT HUNDRED THIRTY-FIVE - SIX

HUNDRED FORTY-SEVEN - PE, in which ALCATEL-LUCENT FRANCE S.A. is a civil

defendant in the civil recovery actions filed by the Office of the Attorney General of the

Republic and the Costa Rican Electric Company. The special attorney-in-fact is authorized to

perform the following acts: a) To engage in prior negotiations with the civil plaintiffs for

purposes of establishing the final content of the settlement agreement, and to sign the settlement

agreement in order to bring a final end to those civil actions; b) To sign any supplemental or

explanatory document of the settlement agreement, if necessary; c) To appear at any hearings

scheduled by the corresponding courts in order to set forth or explain, if necessary, the terms and


K. L. ASSOCIES

NOTARIES Gildas de KERHALIC Alain KOENIG Chantal GAUDRY Christophe CHEV AL Gilles BONNET Nathalie CHAPON Antony TERNY

[Seal:] [ signature] TRANSLATOR-INTERPRETER C.l. MORENO 117 Rue Raymond Ridel 92400 COURBEVOIE 01.47.81.01.13

[handwritten:] Ref 1959

NOTARY CERTIFICATION

I, the undersigned, a Notary Public in Paris, hereby certify that the company Alcatel-Lucent France (formerly known as Alcatel CIT), a societe anonyme Doint-stock company] with capital of € 38,857,930 is registered in France and at its registered office in Paris (75008) 12 rue de la Baume, under number 338 966 385 R.C.S. [Trade and Company Register] Paris, following the reading of the extract sent to me from the Trade and Company Register in Paris, dated August 31,2009.

That upon reading the Minutes of the Board of Directors' meeting of January 30, 2009, and pursuant to the statement dated October 9,2009, made by Pierre Bamabe, Chairman and CEO of the company Alcatel Lucent France, documents submitted to me, Fadi RAAD, International Managing Director, has all the powers to commit Alcatel Lucent France and sub-delegate such powers to third parties, in his area of authority, and particularly to sign settlement agreements.

Done in Paris, October 12, 2009

[Applied stamp:] Republic of France Authentication (Decree No. 2007-1205 of August 10,2007) Destination of the document (Country or authority) [signature] Costa Rica Date: Oct. 19,2009 Name and title of the agent: M. Bocquet Authentication Office


Signature: [ signature] Mandatory seal [illegible seal] [Seal:] Republic of France

[illegible] Ministry of Foreign Affairs 09405

20 rue de la Paix - C.S. 80207 - 75086 Paris Cedex 02 Tel.: 01.55.04.70.00 - Fax: 01.40.20.42.43 - email: [email protected]

Gildas de KERHALIC, Alain KOENIG, Chantal GAUDRY, Christophe CHEVAL and Gilles BONNET, notary partners

[illegible]


[emblem] REPUBLIC OF COSTA RICA

MINISTRY OF FOREIGN AFFAIRS

CONSULAR SERVICE

AUTHENTICATION FORM (F onn 10-SC)

CONSULAR STAMP

[illegible] stamp

[ink stamp]: [emblem]

CONSULATE GENERAL EMBASSY OF COSTA RICA

PARIS-FRANCE

Order No. 235-10-09 Rate No.: 3-20 Fees $: 40 (27 euros)

Paid at the Consulate ReceiptNo. 00610 Ministry of the Treasury

[illegible signature] ISTAMPI

The undersigned, Sergio Vinocour Fomieri, Consul of Costa Rica

Paris, France

CERTIFIES:

that the signature that appears on the attached document that says: "Martine Bocquet" is authentic, as it is the one she customarily

uses on the documents she authorizes in her capacity as the Head of the Ministry of Foreign Affairs of France. In witness whereof, I sign and seal this document at 1 :00 p.m. on 22 October 2009. (The consular officer assumes no responsibility for the content of the attached document)


[illegible signature] Signature of the Consular Officer

San Jose, [date stamp]: 14 JAN 2010 The above signature of Sergio Vinocour F., Consul of Costa Rica in Paris, France

IS AUTHENTIC

[illegible signature] (See reverse)

[tax stamp]: [two illegible tax stamps] COSTA RICA 500 Colones [two round ink stamps]:

[emblem] [ink stamp]:

Ministry of Foreign Affairs San Jose, Costa Rica

Giselle Villalobos Astorga Authentications Officer

[ upside;.down text]: [digital barcode] PB 0740082 000251-09 Beneficiary: KLASSOCIE

[emblem] Office No. 27F Tariff No. LFR US $40

10/22/09 12: 1 0


NOTARIES PUBLIC Gildas de KERHALIC Alain KOENIG Chantal GAUDRY Christophe CHEVAL Gilles BONNET Nathalie CHAPON Antony TERNY

K.L. ASSOCIES

[illegible round stamp] [partially legible ink stamp]: CONSISTENT WITH THE

ORIGINAL In French [illegible]

[illegible] No. 1959 on 13 October 2009

NOTARIAL CERTIFICATION

[illegible handwriting]

[round ink stamp]: TRANSLATOR! INTERPRETER C.1. MORENO

[illegible] [illegible signature]

I, the undersigned Notary Public of Paris, certify that the corporation Alcatel-Lucent France (formerly named Alcatel CIT), a corporation with a capital stock of 38,857,930 euros, is registered in France under number 338 966 385 R.C.S. PARIS, and that its corporate domicile is in Paris (75008), at 12 rue de la Baume, according to the reading of the extract from the Commercial Registry of Paris dated 31 August 2009, which has been presented to me.

I further certify that according to a reading of the minutes of the Board of Directors' session of 30 January 2009, according to the statement of 9 October 2009 made by Mr. Pierre Ba.rnabe, Chief Executive Officer of the corporation Alcatel Lucent France, which documents have been presented to me, that Mr. Fadi RAAD, International Deputy General Manager, has full authority to enter into obligations in the name of and on behalf of the corporation Alcatel Lucente [sic] France and to sub-delegate to third parties the powers included in the scope of his competence and, in particular, the power to sign settlement agreements.

[superimposed ink stamp]: 16110/09 0027178 PARIS CHAMBER OF COMMERCE AND INDUSTRY [round emblem/seal] [illegible signature] [in French and in English]: (Seen exclusively to certify the above signature) By the President:

Done atParis on 12 October 2009.

[ signature]

Raised seal of Mr. Gildas LE GONIDEC de KERHALIC, Notary Public of Paris [ signature]

[rectangular ink stamp, in French]: FRENCH· REPUBLIC AUTHENTICATION Decree No. 2007 [illegible] Destination Country: [stamp]: Costa Rica Date: 19 OCT 2009 Official's name and position: M. BOCQUET AUTHENTICATIONS BUREAU

[illegible ink stamp and initials]

[partially legible round ink stamp, in French]: . Foreign Affairs .

[partially legible tax stamp, in French]: FOREIGN AFFAIRS € 2.00 [illegible ]405

MANDATORY SEAL AND SIGNATURE: [illegible initials and seal]


[illegible] 80207 -75086 PARIS Cedex 02 Tel. 01 55 [illegible] 40 20 42 43 - Email: [email protected]

Gildcis de KERHALIC, Alain KOENIG, Chantal GAUDRY, Christophe CHEVAL, and Gilles BONNET, Notaries Public . SCPTON - Member of an authorized association. Payments by check are accepted. 325775955 RCS PARIS

Company No.: SIRET 325775955100025 - VAT [D. No.: FR12325775955



Corporation with 38,857,930 euros in capital Corporate domicile: 12[?] rue de la Baume 75008 PARIS

Commercial Registry enrollment No.: 338966385 RCS Paris

[French Interpreter/Translator's

stamp and illegible signature]

BOARD OF DIRECTORS' MINUTES FROM THE

[authentication stamp in French]: REPUBLIC OF FRANCE

Destination country: Costa Rica Date: 20 OCT 2009 30 JANUARY 2009 SESSION

Agent: B. Seitz, Authentications Bureau [illegible initials]

At ten o'clock in the morning on 30 January 2009 the members of the Board of Directors of the corporation Alcatel-Lucent France met at 54 rue La Boetie (75008), for a meeting convened by the Chairman.

[date stamp]: 10/20/09 [stamp]: 0027376 [illegible round stamp] [tax stamp in French]:

Present are: Mr. Olivier BAUJARD Mr. Pierre BERETTI Mr. Philippe KERYER

Also attending the session are: Mr. Filemon'AUGIRON Ms.OdileDENIS Mr. Regis JARDE Mr. Christian LE BOURART

Mr. Michel DELARA YE

President and Chief Executive Officer Member of the Board Member of the Board

Foreign Affairs € 2.00 [illegible ]RP03418

[ink stamp in French and English]: PARIS CHAMBER OF COMMERCE AND INDUSTRY [illegible signature] [in English]: (Seen exclusively to certify the above·signature) [illegible]

Representative of the Central Company Committee Representative of the Central Company Committee Representative of the Central Company Committee Representative of the Central Company Committee

Secretary of the Board of Directors

Mr. PierreBARNABE, who has been called to assume new responsibilities within the corporation, is also present.

Having established a quorum, the Board may validly proceed to its deliberations.

Below is [illegible] [round ink stamp: PARIS CHAMBER OF COMMERCE AND INDUSTRY] [partially legible stamp in French]: PARIS CHAMBER OF COMMERCE AND INDUSTRY

[illegible signature] [illegible] Y. TAIBI[?]

1. Resignation of the Chairman 2. Appointment of the Chairman 3. Organization of General Management

[French Interpreter/Translator's Stamp and certification of French to Spanish translation]:

C.l. MORENO No. 90257

2[1?] February 2009


1. Resignation of the Chief Executive Officer

The Chairman communicates to the Board of Directors his decision to resign from his position as Chief Executive Officer. His resignation shall be effective at the end of the Board of Directors' term. The Board of Directors accepts the resignation of Mr. Olivier BAUJARD from his duties as Chief Executive'Officer, and thanks him for his service to the company. ' .

Extrait PVCA 30 012009 nomination PDG DGD~ESSP-DEF.doc [handwritten]: 23




CONSULAR SERVICE

AUTHENTICATION FORM (Form 10-SC)

CONSULAR STAMP

[illegible] stamp



PARIS - FRANCE

Order No. 23 [87]-1 0-09 Rate No.: 3-20 Fees $: 40 (27 euros)

Paid at the Consulate Receipt No. 00610 Ministry of the Treasury


The undersigned, Sergio Vinocour F ornieri, Consul of Costa Rica

Paris, France

CERTIFIES:

that the signature that appears on the attached document that says: "Bernadette Seitz" is authentic, as it is the one she customarily

uses on the documents she authorizes in her capacity as the Head of the Ministry of Foreign Affairs of France. In witness whereof, I sign and seal this document at 1: 15 p.m. on 22 October 2009. (The consular officer assumes no responsibility for the content of the attached document)



San Jose, [date stamp]: 14 JAN 2010 The above signature of Sergio Vinocour F., Consul of Costa Rica in Paris, France

IS AUTHENTIC


[tax stamp]: [two illegible tax stamps] COSTA RICA 500 Colones [two round ink stamps]:

[emblem] Ministry of Foreign Affairs San Jose, Costa Rica

[ink stamp]: Giselle Villalobos Astorga Authentications Officer·

[upside-down text]:

[illegible ]40082 000254-09 Beneficiary: KLASSOCIE

[emblem] Tariff No. LFR US $40

10/22/09 12: 1 0


2. Appointment and powers of the Chief Executive Officer

The Board of Directors hereby appoints Mr. Pierre BARNABE as Chief Executive Officer, for the duration of his term as a board member.

Mr. Pierre BARNABE thanks the Board of Directors for his appointment, and underscores that the new Board of Directors is composed of individuals who represent the different professional sectors at the highest level of the Group.

The Board of Directors next establishes his powers. Mr. Pierre BARNABE shall assume responsibility for the general management of the corporation, in accordance with the legal requirements, and he shall represent it in all of its dealings with third parties.

He shall possess for such purposes the broadest powers to act under any circumstances in the name of and on behalf of the corporation, within the limits of its corporate purpose, and he shall be authorized to name as a substitute for himself any person of his choosing, within the scope of the aforementioned powers, through the execution of a special power of attorney for specific purposes.

The Board of Directors likewise confers upon Mr. Pierre BARNABE specific powers with regard to the issuance to third parties of bonds, endorsements, and guarantees, in the name of and on behalf of the corporation, with the power of substitution, for a period of one year from today's date, on condition that the commitments in question do not exceed five hundred million euros per transaction, and 3 billion euros in total over the previously indicated period.

[illegible signature] [French Translator/Interpreter's stamp]

3. Organization of General Management

Given that his term as Chief Executive Officer shall end at the end of the Board of Directors' [term], the terms of Mr. Vincenzo NESCI and Mr. Nicolas BARREas Deputy General Managers shall also end. Mr. Pierre BERETTI and Mr. Guy SIEGER shall be confirmed in their positions as Deputy General Managers by the new Chief Executive Officer.

Mr. Pierre BARNABE informed the Board of Directors that he wishes to be assisted in his managerial duties by several deputy general managers. It is proposed that five deputy general managers be appointed, each of whom shall assume responsibility for a particular area.

At the proposal of Mr. Pierre BARNABE, the Board of Directors agrees to appoint Mr. Pierre BERETTI as the Deputy General Manager in charge of Human Resources and Security. Within the term of his office, Mr. Pierre BERETTI shall assume all responsibilities relating to human resources and personal safety. He shall possess full authority to bind the corporation in dealings with third parties in his area of responsibility. Mr. Pierre BERETTI shall have the power of subdelegation.

At the proposal of Mr. Pierre BARNABE, the Board of Directors likewise agrees to appoint Mr. Guy SIEGER as the Deputy General Manager in charge of the Finance Department. Mr. Guy SIEGER shall assume responsibility for all accounting and financial transactions. He shall


possess full authority to bind the corporation in dealings with third parties in his area of responsibility. Mr. Guy SIEGER shall have the power of sub-delegation.

Extrait PVCA 30 01 2009 nomination PDG DGD-ESSP-DEF.doc


At the proposal of Mr. Pierre BARNABE, the Board of Directors agrees to appoint Mr. Albert GOYET as the Deputy General Manager-Secretary General. Mr. Albert GOYET shall assume responsibility, in particular, for public relations, good governance, legal affairs, and communications. He shall possess full authority to bind the corporation in dealings with third parties in his area of responsibility. Mr. Albert GOYET shall have the power of sub-delegation.

At the proposal of Mr. Pierre BARNABE, the Board of Directors agrees to appoint Mr. LOIC LE GROUIEC as the Deputy General Manager of Operations. Mr. LOIC LE GROUIEC shall assume responsibility, in particular, for industrial activities, Purchases and quality control, as well as the real estate department. He shall possess full authority to bind the corporation in dealings with third parties in his area of responsibility. Mr. LOIC LE GROUIEC shall have the power of subdelegation.

Finally, at the proposal of Mr. Pierre BARNABE, the Board of Directors agrees to appoint Mr. Fadi RAAD as the International Deputy General Manager. Mr. Fadi RAAD shall assume responsibility for the business activities of the company which are conducted abroad. He shall assume responsibility, in particular, for the branches of Alcatel-Lucent France located abroad. He shall possess full authority to bind the corporation in dealings with third parties in his area of responsibility. Mr. Fadi RAAD shall have the power of sub-delegation.

The Deputy General Managers are appointed for a term of three years, that is, until the Board of Directors meets to discuss the accounts for the fiscal year ending on 31 December 2011.

This is an authenticated copy Michel DELAHA YE Secretary of the Board of Directors R 225-24 Code of Commerce

PARIS CHAMBER OF COMMERCE AND INDUSTRY [Seal of the Chamber of Commerce] Seen exclusively to certify the above signature of Mr. DELAHAYE By the President:

[Seal of the Chamber of Commerce] PARIS CHAMBER OF COMMERCE AND INDUSTRY

11 022009 14:57

[Signature] T.TAIBI

Extrait PVCA 3001 2009 nomination PDG DGD-ESSP-DEF.doc

[round ink stamp]: TRANSLATORftNTERPRETER

C.l. MORENO [illegible]




Societe Anonyme [Joint-stock company] with a capital off 38,857,930 Registered office: 12 rue de la Baume 75008 PARIS

[illegible] RCS Paris

MINUTES OF THE BOARD OF DIRECTORS' MEETING OF JANUARY 30, 2009

In the year 2009, on January 30 at 10:00 am, the members of the Board of Alcatel-Lucent France met at 54 rue La Boetie (75008), for a meeting convened by the Chairman.

Attendees:

Mr. Olivier BAUJARD Mr. Pierre BERETTI Mr. Philippe KERYER

Also present:

Mr. Filemon AUGIRON Ms. Odile DENIS Mr. Regis JARDE Mr. Christian LE BOURART

Mr. Michel DELARA YE

Chairman and CEO Board member Board member

Representative of the Central Company Committee Representative of the Central Company Committee Representative of the Central Company Committee Representative of the Central Company Committee

Secretary of the Board of Directors

Mr. Pierre BARNABE, who is invited to assume new responsibilities within the company, is also present.

The Board can validly meet, since the quorum condition is met.

The agenda is then reiterated: [ signature]

[Seal:] TRANSLATOR-INTERPRETER C.l. MORENO 117 Rue Raymond Ridel

92400 COURBEVOIE 01.47.81.01..13 [handwritten:] Ref 90257


1. Resignation of the Chairman 2. Appointment of the Chairman; 3. Organization of the General Management.

1. Resignation of the Chairman and CEO

The Chairman informs the Board of Directors of his decision to resign from his office as Chairman and CEO. His resignation will become effective at the end of the Board of Directors'meeting. The Board of Directors accepts the resignation of Olivier BAUJARD from his office as Chairman and CEO and thanks him for his dedication to the company.

PVCA extract 01130/2009 appointment ofChainnan and CEO and Managing Director.doc


2. Appointment and Powers of the Chairman and CEO

The Board of Directors decided to appoint as Chairman and CEO Pierre BARNABE for the term of his Board member mandate.

Pierre BARNABE thanks the Board of Directors and emphasizes that the new Board consists of persons who represent the various business lines, at the highest level of the group.

The Board establishes his powers as follows. Pierre BARNABE will assume, under his own responsibility and pursuant to the legal conditions, the Executive Management of the Company, and will represent it in all its relationships with third parties.

He will have the broadest powers to this effect, to act in any circumstance in the name of the company, within the limits of its business purpose. He may sub-delegate such powers to· a person through a special mandate and for specific purposes and notify about this sub-delegation.

The Board of Directors also gives Pierre BARNABE specific powers related to deposits, endorsements and guarantees to be given in the name of the company for the benefit of third parties, with the ability to sub-delegate for a period of one year as of this date, provided that the commitments concerned do not exceed the amount off 500,000,000 per transaction and the amount of € 3 billion total, for the above-mentioned period.

3. Organization of the Executive Management

At the end of the Board of Directors' meeting, since the mandate of the Chairman and CEO ends, the mandates of the Deputy Managing Directors Vincenzo NESCI and Nicolas BARRE will also end. Pierre BERETTI and Guy SIEGER will be confirmed in their positions as Deputy Managing Directors by the new Chairman and CEO.

Pierre BARNABE informs the Board of Directors that he wants to be assisted in his company management functions by a number of five deputy managing directors that he offers to appoint, each of them assuming responsibility for a specific area.

At the proposal of Pierre BARNABE, the Board of Directors dec'ides to appoint Pierre BERETTI Deputy Managing Director in charge of Human Resources' and Security. As part of his mandate, Pierre BERETTI will assume all the responsibilities related to human resources and to the persons' safety. He will have all the powers to commit the company with regard to third parties in his area of authority. Pierre BERETTI may sub-elegate his powers.

At the proposal of Pierre BARNABE, the Board of Directors also decides to appoint Guy SIEGER Deputy Managing Director in charge of Finances. Guy SIEGER will be in charge of all accounting and financial transactions. He will have all the powers to commit the company 'with regard to third parties in his area of authority. Guy SIEGER may sub-delegate his powers.


[Seal:] [signature] TRANSLATOR-INTERPRETER C.l. MORENO 117 Rue Raymond Ridel 92400 COURBEVOIE 01.47.81.01.18

PVCA extract 01/30/2009 appointment ofChainnan and CEO and Deputy Managing Director.doc


At the proposal of Pierre BARNABE, the Board of Directors decided to appoint Albert GOYET Deputy Managing Director, Secretary General. Albert GO YET will particularly be in charge of public relations, good governance, legal affairs and communication. He will have all the powers to commit the company with regard to third parties in his area of authority. Albert GOYET may sub-delegate his powers.

At the proposal of Pierre BARNABE, the Board of Directors decided to appoint LOlc LE GROUIEC Deputy Managing Director-Operations. LOlc LE GROUIEC will particularly be in charge of industrial activities, purchasing, and quality assurance, as well as real estate. He will have all powers to commit the company with regard to third parties in his area of authority. LOlc LE GROUIEC may sub-delegate his powers.

Finally, at the proposal of Pierre BARNABE, the Board of Directors decided to appoint Fadi RAAD International Managing Director. Fadi RAAD will be in charge of the commercial activities of the companies created abroad. He will particularly be in charge of the AlcatelLucent France's subsidiaries registered abroad. He will have all the powers to commit the company with regard to third parties in his area of authority. Fadi'RAAD may sub-delegate his powers.

Managing Directors are appointed for a term of three years, namely until the Board of Directors' meeting called to approve the statements of the fiscal year ending on December 31, 2011.

[ signature] Certified Copy Michel DELAHA YE Secretary of the Board of Directors R 225-24 Commercial Code

[illegible] DELARA YE

[ signature] [Seal:] TRANSLATOR-INTERPRETER

C.l. MORENO 117 Rue Raymond Ridel

92400 COURBEVOIE 01.47.81.01.18

[illegible] to certify the above signature) For the Chairman:

[ signature]

PV CA extract 01/30/2009 appointment of Chairman and CEO and Deputy Managing Director .doc


[handwritten]: MAB[?] + COSTA RICA Office of the Clerk of the Commercial Court of Paris 1 qual de la Corse 75198 PARIS CEDEX 04

KBIS EXTRACT FROM THE COMMERCIAL AND CORPORATIONS REGISTRY

31 AUGUST 2009 , ,

IDENTIFICATION Corporate Name: Identification number: Procedure number:

ALCATEL-LUCENT FRANCE 338966385 R.C.S. PARIS 1986B 11760

[French Interpreter/Translator's Stamp and certification of French to Spanish

translation] : Date of enrollment: 10 October 1986 c.1. MORENO

[handwritten]: No. 195[2?] 08 October 2009

INFORMATION ABOUT THE LEGAL ENTITY Type of busine:;s entity: CORPORA TION With capital stock of 38,857,930.00 euros Address of corporate domicile: 12 RUE DE LA BAUME 75008 PARIS Duration of the corporation: Until 10 October 2085 Fiscal year ending date: 31 December Incorporation - deposit of At the Office of the Clerk of the Commercial Court of Paris on 29 September articles of incorporation: 1986, under number 001328 Publication: La Loi newspaper, 03 October 1986

MANAGEMENT [stamps]: 20/0ctober/09 0027375 rench translator's starn CHIEF EXECUTIVE OFFICER Mr. BARNABE PIERRE and illegible signature]

DEPUTY GENERAL MANAGER AND DIRECTOR

Born on 1 October 1970 in AUCH 32000 (France) French citizen Domicile: [illegible]

Mr. [illegible] PIERRE Born on 6 November 1954 in LYON 69007 (France) French citizen Domicile: 14[?] rue Beauregard 78430 LOUVECIENNES

[superimposed ink stamp]: [illegible signature] PARIS CHAMBER OF COMMERCE AND INDUSTRY

DEPUTY GENERAL MANAGER Mr. SIEGER Guy Born on 9 May 1955 in MULHOUSE 68100 (France) French citizen Domicile: 15 rue Bertin Poin!e 75001 PARIS

DEPUTY GENERAL MANAGER Mr. GOYET Albert Born on 3 May 1959 in SAINT ET[illegible]OOO (France) French citizen Domicile: 45 avenue Berthelot 92500 Rueil Malmaison[?]

DEPUTY GENERAL MANAGER Mr. LE GROUIEC LOIc

DEPUTY GENERAL MANAGER

DIRECTOR

Born on 12 April 1964 in SAINT BRIEUC 22000 (France) French citizen Domicile: 10 rue des Jacinthes 91300 MASSY

Mr. RAAD Fadi Born on 30 January 1957 in MAZRAA (Lebanon) French citizen Domicile: 9 rue du Stade 91400 SACLA Y

Mr. KERYER PHILIPPE Born on 22 February 1964 in ST QUENTIN 02100 (France) French citizen

rink stamn 1: PARIS CHAMBER OF

COMMERCE AND INDUSTRY

[illegible signature] v 'T'ATDT

L authentlcatIOn stamp in French]:

REPUBLIC OF FRANrF

Destination country: Costa

Rica Date: 22 OCT

2009 Agent: B. Seitz, Authentications

Bureau fillegible


DIRECTOR

Domicile: 22 RUE DE LA VEGA 75012 PARIS

Mr. THOMAS Remi Born on 14 March 1968 in MEUDON 92190 (France) French citizen Domicile: 83 rue Chauveau 92200 NEUILL Y SUR SEINE

The above word "ORIGINAL" means that this is an original document issued by the Office of the Clerk

Office ofthe Clerk of1he Commercial Court of Paris DRCS 01/09/2009 14:45 :05 Page 1/3 (10) 44279*

[ illegible stamps] [partially legible stamp]: RR03418

[handwritten]: 239




CONSULAR SERVICE

AUTHENTICATION FORM (F orm 10-SC)

CONSULAR STAMP

[illegible] stamp



PARIS - FRANCE

Order No. 23 [9?]..: 1 0-09 Rate No.: 3-20 Fees $: 40 (27 euros)

Paid at the Consulate ReceiptNo. 00610 Ministry of the Treasury


The undersigned, Sergio Vinocour F omieri, Consul of Costa Rica

Paris, France

CERTIFIES:

that the signature that appears on the attached document that says: "Bernadette Seitz" is authentic, as it is the one she customarily

uses on the documents she authorizes in her capacity as the Head of the Ministry of Foreign Affairs of France. In witness whereof, I sign and seal this document at 1 :20 p.m. on 22 October 2009. (The consular officer assumes no responsibility for the crntent of the attached document)



San Jose, [date stamp]: 14 JAN 2010 The above signature of Sergio Vinocour F, Consul of Costa Rica in Paris, France

IS AUTHENTIC


[tax stamp]: [two illegible tax stamps] COSTA RICA 500 Colones [three round ink stamps]:

[emblem] Ministry of Foreign Affairs San Jose, Costa Rica

[ink stamp]: Giselle Villalobos Astorga Authentications Officer

[upside-down text]:

PB 0740082 000255-09 Beneficiary: KLASSOCIE

[emblem] Tariff No. LFR US $40

1 0/22/09 [illegible]


DIRECTOR

DIRECTOR

CHIEF AUDITOR

CHIEF AUDITOR

ACTING AUDITOR

ACTING AUDITOR

MRS. MATHIEU Gabrielle Legally permissible second surname: GAUTHEY Born on 28 October 1962 in NANCY 54000 (France) French citizen Domicile: 43 AVENUE DE [illegible]REN 75015[?] PARIS MRS. HADDAD Caroline Name used: Guillaumin Born on 25 December 1965 in Talence (33400) French citizen Domicile: 9 rue Haussmann 92400 COURBEVOIE

[round ink stamp]: Translator/Interpreter

C.1. MORENO [illegible]


ERNST AND YOUNG ET AUTRES (SIMPLIFIED JOINT STOCK COMPANY) 41 RUE YBRY 92200 NEUILL Y SUR SEINE 438476913 RC.S. NANTERRE DELOITTE & ASSOCIES SA (CORPORATION) 185 C AVE CHARLES DE GAULLE 92200 NEUILL Y 572028041 RC.S. NANTERRE BEAS 7-9 VILLA HOUSSAY 92200 NEUILL Y SUR SEINE 315 172445 RC.S. NANTERRE MR MACIOCE PASCAL Born on 23 February 1955 in PAU 64 (France) French citizen Domicile: 41 RUE YBRY 92200 NEUILLY SUR SEINE

INFORMATION CONCERNING THE ACTIVITY AND THE PREMISES Origin of the business or the activity: CREATION OF A BUSINESS FUND ACQUIRED THROUGH

CONTRIBUTIONS Activity: ALL TYPES OF OPERATIONS RELATING TO TELECOMMUNICATIONS,

INFORMATION TECHNOLOGY, DATA TRANSMISSION, ELECTRICAL INDUSTRIES, ELECTRONICS, MECHANICS, OR RELATED OPERATIONS, AS WELL AS ANY OTHER ACTIVITY INVOLVING RESEARCH, ENGINEERING, MANUFACTURE, SET-UP, PROVISION OF SERVICES OR MARKETING THAT MAY BE D1RECTLY OR INDIRECTLY RELATED TO THE ABOVE-CITED FIELDS AND INDUSTRIES, OR CONTRIBUTE TO THEIR DEVELOPMENT.

Address of the main Premises: 7-9 AV MORANE SAULNIER 78140 VELIZY VILLACOUBLAY Previous owner: -ALCATEL FRANCE

Statement of credit at the Office of the Clerk of the Court of

Identification number 333 150043 VERSALLES

Initiation of operations: Mode of operation: REMARKS 8 July 1998, No. 38405

7 December 1999, No. 50025

7 December 1999, No. 50027

14 February 2001, No. 88275

10 October 1986 DIRECT MANAGEMENT

CORPORATION INVOLVED IN THE MERGER TRANSACTION: NAME: ALCATEL ALSTHOM RECHERCHE - TYPE OF BUSINESS ENTITY: CORPORATION ~

CORPORATE DOMICILE: ROUTE DE NOZAY 91460 MARCOUSSIS RCS B 689 802 809 PARTIAL CONTRIBUTION OF ASSETS FROM THE "LAND STATIONS" AREA OF ACTIVITY TO THE CORPORATION ALCATEL SPACE 12 RUE DE LA BAUME 75008 PARIS RCS B 414725 101 CORPORATION INVOLVED IN THE MERGER TRANSACTION: NAME: ALCATEL DAT NETWORKS - TYPE OF BUSINESS ENTITY: . CORPORATION - CORPORATE DOMICILE: 12 RUE DE LA BAUME 75008 PARIS RCS B 323 658 641 CAPITAL INCREASE THROUGH ASSET CONTRIBUTION UNDER THE LEGAL SYSTEM GOVERNING DIVISIONS CORPORATION INVOLVED IN· THE CONTRIBUTION: ALCATEL TITN ANSWARE SA RCS B 682007398 - CORPORATE DOMICILE: 12 RUE DE LA BAUME 75008 PARIS

The above word "ORIGINAL" means that this is an original document issued by the Office of the Clerk

Office of the Clerk of the Commercial Court of Paris DRCS 01/09/2009 14:45 :05 Page 2/3 (11) *093844279*


12 February 2002, No. 67362[?]

12 February 2002, No. 67364 28 November 2002, No. 47048

28 November 2002, No. 47059

28 November 2002, No. 47060 17 January 2003, No. 60893

16 February 2005, No. 92511

23 October 2006, No. 101

10 July 2007, No. 105

10 July 2007 No. 106

18 November 2008, No. 107

9 December 2008, No. 108

CORPORATION INVOLVED IN THE MERGER TRANSACTION:. NAME: NEWBRIDGE NETWORKS - TYPE OF BUSINESS ENTITY: CORPORATION - CORPORATE DOMICILE: ZI SUD EST, 6 RUE DU BAS VILLAGE 35510 CESSON SEVIGNE RCS RENNES B 317 663 813 MERGER-ACQUISITION OF THE CORPORATION NEWBRIDGE NETWORKS, RETROACTIVELY TO 01 MAY 2001 CORPORATION INVOLVED IN THE MERGER TRANSACTION: NAME: ALCATEL CONTRACTING - TYPE OF BUSINESS ENTITY: CORPORATION - CORPORATE DOMICILE: 72, AVENUE DE LA LIBERTE 92723 NANTERRE RCS NANTERRE 383949559 CORPORATION INVOLVED IN THE MERGER TRANSACTION: NAME: ALCATEL TRANSPORT - TYPE OF BUSINESS ENTITY: CORPORATION - CORPORATE DOMICILE: 18, AVENUE DU MARECHAL JUIN 92360 MEUDON LA FORET RCS NANTERRE 352038525 RETROACTIVE EFFECT OF THE MERGER: 01 JULY 2002 (WITH THE CORPORATION ALCATELTRANSPORT) RETROACTIVE EFFECT OF THE MERGER: 01 JANUARY 2002 (WITH THE CORPORATION ALCATEL CONTRACTING) CORPORATION INVOLVED IN THE MERGER TRANSACTION: NAME: NEXTENSO TYPE OF BUSINESS ENTITY: CORPORATION - CORPORATE DOMICILE: 12 RUE DE LA BAUME 75008 PARIS RCS PARIS 424 683 621 PARTIAL CONTRIBUTION OF THE ASSETS SUBJECT TO THE LEGAL SYSTEM GOVERNING DIVISIONS, RETROACTIVELY TO 01 JANUARY 2006, OF THE ENTIRE AREA OF "TSD" [TECHNICAL SERVICES DEPARTMENT?] ACTIVITY AND THE CONTRIBUTIONS MADE TO THE CORPORATION ALCATEL TRANSPORT SOLUTIONS FRANCE (FORMERLY SABILEC) 487 630 980 RCS PARIS CORPORATION INVOLVED IN THE MERGER TRANSACTION: NAME: DISELEC - TYPE OF BUSINESS ENTITY: SIMPLIFIED JOINT STOCK COMPANY - CORPORATE DOMICILE: 12 RUE DE LA BAUME 75008 PARIS RCS PARIS 491 687422 CORPORATION INVOLVED IN THE MERGER TRANSACTION: NAME: LUCENT TECHNOLOGIES FRANCE - TYPE OF BUSINESS ENTITY: SIMPLIFIED JOINT STOCK COMPANY - CORPORATE DOMICILE: 72 RUE DU FAUBOURG SAINT-HONORE 75008 PARIS RCS PARIS 410 717151 CONTINUATION OF THE CORPORATION IN SPITE OF THE FACT THAT ITS NET ASSETS HAVE DROPPED TO LESS THAN ONEHALF OF THE CAPITAL STOCK; SHAREHOLDERS' MEETING OF 05 NOVEMBER 2008 Partial contribution of assets in accordance with the legal system governing divisions, retroactive to 01 January 2008 of the entire area of research activity of Bell Labs to the corporation ALCATEL-LUCENT BELL LABS FRANCE 487.631.095 RCS Paris.

PREMISES LOCATED OUTSIDE THE JURISDICTION OF THE OFFICE OF THE CLERK OF


THE COURT Office of the Clerk of SAINT BRIEUC (2202) Office of the Clerk of TOULOUSE (3102) Office of the Clerk ofRENNES (3501) Office of the Clerk of NANTES (4401) Office of the Clerk of ORLEANS (4502) Office of the Clerk ofDIEPPE (7601) Office of the Clerk of EVRY (7801) Office of the Clerk of NAN TERRE (9201) Issued in PARIS, on 1 September 2009 The Clerk of the Court, [ signature]

[round ink stamp]: Interpreter/Translator

C.I.MORENO [illegible]


The above word "ORIGINAL" means that this is an original document issued by the Office of the Clerk Office of the Clerk of the Commercial Court of Paris DRCS 01/09/2009 14:45 :05 Page 3/3 (12) *093844279*


Court Clerk's Office - Commercial Court of Paris 7 quai de la Corse 75198 Paris Cedex 04

[signature]

[bar code]

KBIS

[Seal:] TRANSLATOR-INTERPRETER C.1. MORENO 117 Rue Raymond Ridel

92400 COURBEVOIE 01.47.81.01.18

[handwritten:] Ref 1954

EXTRACT FROM THE TRADE AND COMPANY REGISTER [R.C.S.] of August 31, 2009

IDENTIFICATION Corporate name.' Identification number: Administrative number: Registration number:

ALCATEL-LUCENT FRANCE 338 966 385 R.C.S. Paris 1986 B 11760 October 10, 1986

INFORMATION ABOUT THE ENTITY Legal form: Societe Anonyme [Joint-stock company] With a capital of' € 38,857,930.00 Address of registered office: 12 RUE DE LA BAUME 75008 PARIS Company term: Until October 10, 2085 Fiscal year end: 12/31 Formation - Filing of articles With the Court Clerk's Office of the Commercial Court of Paris of incorporation: September 29, 1986 under number 001328 Publication: Legal Journal of 10/03/1986

MANAGEMENT Chairmqn of the Board and BARNABE Pierre CEO: Born on October 1,1970, at AUCH 32000 (FRANCE)

A French citizen

ManagingDirector and Board member:

Residing at 81 quai de la Gare 75013 Paris

BERETTI Pierre Born on November 6, 1954, at LYON 69007 (FRANCE) A French citizen Residing at 14 rue Beauregard 78430 Louveciennes

Deputy Managing Director: SIEGER Guy Born on May 9,1955, at MULFOUSE 68100 (FRANCE) A French citizen Residing at 15 R Bertin Poiree 75001 Paris


Deputy Managing Director: GOYET Albert

Managing Director:

Managing Director:

Board member:

Board member:

Born on May 3, 1959, at ST ETIENNE 42000 (FRANCE) A French citizen Residing at 45 av Berthelot 92500 Rueil Malmaison

LE GROUIEC LOic Born on April 12, 1964, at ST. BRIEUC 22000 (FRANCE) A French citizen Residing at 10 al des J acinthes 91300 Massy

RAADFadi Born on January 30, 1957, at MAZRAA (LEBANON) A French citizen Residing at 9 r du Stade 91400 Saclay

KERYER Philippe Born on February 22, 1964, at ST. QUENTIN 02100 (FRANCE) A French citizen Residing at 22 rue de la Vega 75012 Paris

THOMAS Remi Born on March 14, 1968, at MEUDON 92190 (FRANCE) A French citizen Residing at 83 r Chauveau 92200 Neuilly sur Seine

Court Clerk'S Office - Commercial Court of Paris - The word "Original" mentioned above means an original issued by the Court Clerk's Office *093844279*

National Printing House Security


Board member

Board member

Main Statutory Auditor

Main Statutory Auditor

Deputy Statutory Auditor

Deputy Statutory Auditor

[Bar code] MA TRIEU Gabrielle Name used: GAUTNEY Born on October 28, 1962 in NANCY 54000 (FRANCE) A French citizen Residing at 43 av de Suffren 75015 Paris

HADDAD Caroline Name used: Guillaumin Born on December 25, 1965 in TALENCE 33400 (FRANCE) A French citizen Residing at 9 rue Haussmann 92400 Courbevoie

ERNST & YOUNG ET AUTRES (Simplified joint-stock company) 41 R YBRY 92200 NEUILL Y SUR SEINE 438476913 R.C.S. [Trade and Company Register] Nanterre

DELOITTE & ASSOCIES SA (Joint-stock company) 185 C AVE CHARLES DE GAULLE 92200 NEVILL Y 572 028 041 R.C.S. Nanterre

BEAS 7 -9 VILLA HOUSSA Y 9220 NEUILL Y SUR SEINE 315 172445 R.C.S. Nanterre

M. MACIOCE PASCAL Born on February 23,1955 at PAU 64 (FRANCE) A French citizen Residing at: 41 R YBRY 92200 NEVILL Y SUR SEINE

INFORMATION ABOUT THE COMPANY'S BUSINESS

Origin of the business or activity:

Business activity:

Address of the main office:

Former owner:

BUSINESS ACQUIRED BY CONTRIBUTION

ALL OPERATIONS CONCERNING TELECOMMUNICATIONS, IT, TELEMATICS, ELECTRICAL, ELECTRONIC, MECHANICAL OR RELATED INDUSTRIES, AS WELL AS ALL THE ENGINEERING STUDY ACTIVITIES FOR MANUFACTURING, ASSEMBLY, SERVICE PROVIDING AND SALES THAT COULD BE DIRECTLY OR INDIRECTLY RELATED TO THE ABOVE-MENTIONED FIELDS AND INDUSTRIES OR CONTRIBUTE TO THEIR DEVELOPMENT.

7-9 AV MORANE SAULNIER 78140 VELIZY VILLACOUBLAY

- ALCATEL FRANCE Identification no. 333 150 043


Statement of debits to the Court Clerk's Office of Versailles

Start date of operation: October 10, 1986

Operating method: DIRECT OPERATION

[Seal:] TRANSLATOR-INTERPRETER C.l. MORENO 117 Rue Raymond Ridel 92400 COURBEVOIE 01.47.81.01.13


NOTES: [BARCODE]

July 8,1999, No. 38405 COMPANY THAT PARTICIPATED IN THE MERGER TRANSACTION: CORPORATE NAME: ALCATEL ALSTHOM RECHERCHE [RESEARCH. LEGAL FORM: SA [JOINT -STOCK COMPANY], REGISTERED OFFICE: ROUTE DE NOZAY 91460 MARCOUSSIS RCS [TRADE AND COMPANY REGISTER] B689 802809

December 7, 1999, No. 50025 PARTIAL CONTRIBUTION OF ASSETS OF THE LAND STATIONS BUSINESS LINE TO ALCATEL SPACE 12 RUE DE LA BAUME PARIS 8 RCS B414 725 101

December 7, 1999, No. 50027 COMPANY THAT PARTICIPATED IN THE MERGER TRANSACTION: CORPORATE NAME: ALCATEL DAT NETWORKS. LEGAL FORM: SA, REGISTERED OFFICE: 12 RUE DE LA BAUME 75008 PARIS RCS B323 658 641

February 14,2001, No. 88275 CAPITAL INCREASE AS A RESULT OF ASSET CONTRIBUTION UNDER THE LEGAL STATUS OF SPIN-OFFS - COMPANY THAT PARTICIPATED IN THE CONTRIBUTION ALCATEL TITN ANSW ARE SA RCS B 682 007 398 REGISTERED OFFICE: 12 RUE DE LA BAUME 75008 PARIS

February 12,2002, No. 67362 COMPANY THAT PARTICIPATED IN THE MERGER TRANSACTION: CORPORATE NAME: NEWBRIDGE NETWORKS, LEGAL FORM: SOCIETE ANONYME [JOINT-STOCK COMPANY], REGISTERED OFFICE: ZI SUD ESTE,6 RUE DUE BAS VILLAGE 35510 CESSON SEVIGNE RCS RENNES B 317663 813

February 12,2002, No. 67364 MERGER ABSORPTION OF THE COMPANYNEWBRIDGE NETWORKS WITH RETROACTIVE EFFECT AS OF 05/JANUARY 12001

November 28,2002, No. 47048 COMPANY THAT PARTICIPATED IN THE MERGER TRANSACTION: CORPORATE NAME: ALCATEL CONTRACTING, LEGAL FORM: SA, REGISTERED OFFICE: 72 A V DE LA LIBERTE 92723 NANTERRE RCS 383949559 RCS NANTERRE

November 28,2002, No. 47059 COMPANY THAT PARTICIPATED IN THE MERGER TRANSACTION: CORPORATE NAME: ALCATEL TRANSPORT, LEGAL FORM: SA, REGISTERED OFFICE: 18 AV DU MARECHAL ruIN 92360 MEUDON LA FORET RCS 352038525 RCS NANTERRE

November 28,2002, No. 47060 RETROACTIVE EFFECT OF THE MERGER 07/JANUARY/2002 (WITH THE COMPANY ALCATEL TRANSPORT)

January 17, 2003, No. 60893 RETROACTIVE EFFECT OF THE MERGER 01lJANUARY/2002 (WITH THE COMPANY ALCATEL CONTRACTING)

February 16,2005, No. 92511 COMPANY THAT PARTICIPATED IN THE MERGER, TRANSACTION: CORPORATE NAME: NEXTENSO LEGAL FORM: SOCIETE ANONYME, REGISTERED OFFICE: 12 RUE DE LA BAUME 75008 PARIS RCS 424683621 PARIS

October 23,2006, number 101 PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO SPIN-OFF STATUS WITH RETROACTIVE EFFECT AS OF 01lJANUARY/2006, OF THE "TSD" FULL BUSINESS LINE AND THE CONTRIBUTIONS MADE FOR THE BANEFIT OF THE COMPANY ALCATEL TRANSPORT SOLUTIONS FRANCE (FORMERLY SABILEC) 487 630 980 RCS PARIS


July 10,2007, number 105 COMPANY THAT PARTICIPATED IN THE MERGER TRANSACTION: CORPORATE NAME: DISELEC, LEGAL FORM SAS [SIMPLIFIED JOINT-STOCK COMPANY], REGISTERED OFFICE: 12 RUE DE LA BAUME 75008 PARIS RCS 491 687422

July 10,2007, number 106 COMPANY THAT PARTICIPATED IN. THE MERGER TRANSACTION: CORPORATE NAME: LUCENT TECHNOLOGIES FRANCE, LEGAL FORM SAS, REGISTERED OFFICE: 72 RUE DU FAUBOURG SAINT HONORE 75008 PARIS RCS 410 717 151

November 18,2008, number 107 CONTINUATION OF THE COMPANY DESPITE THE NET ASSETS FALLING BELOW HALF OF THE SHARE CAPITAL, GENERAL SHAREHOLDERS' MEETING OF 11lMAY/2008

December 9, 2008, number 108 Partial contribution of assets under the spin-off status with retroactive effect as of 0 1/J anuary/2008 of the Bell Labs research full business line to ALCATEL-LUCENT BELL LABS FRANCE 487.631.095 RCS Paris

INSTITUTIONS OUTSIDE THE JURISDICTION OF THE COURT CLERK'S OFFICE Court Clerk's Office of Saint-Brieuc (2202) Court Clerk's Office of Toulouse (3102) Court Clerk's Office of Rennes (3501) Court Clerk's Office of Nantes (4401) Court Clerk's Office of Orleans (4502) Court Clerk's Office of Dieppe (7601) Court Clerk's Office of Evry (7801) Court Clerk's Office ofN anterre (9201)

[ signature] [Seal:] TRANSLATOR-INTERPRETER

C.I.MORENO 117 Rue Raymond Ridel 92400 COURBEVOIE 01.47.81.01.13

PVCA extract 01130/2009 appointment of Chairman and CEO and Deputy Managing Director.doc


[illegible]

Court Clerk [ signature]

[signature] [Seal:] TRANSLATOR-INTERPRETER

C.r. MORENO 117 Rue Raymond Ridel 92400 COURBEVOIE 01.47.81.01.13

[Bar code]


CERTIFICATE OF TRANSLATION

I, Roxana Dinu, certify that I am competent to translate this document, and that the

translation is true and accurate, to the best of my abilities. Archival seals, stamps, and

certifications have been translated here.

English title: Alcatel

"Title" line: 5312

I certify under penalty of perjury, pursuant to 28 U.S.C. 1746, that the attached

translation is true and correct.

Executed this 13th day

of ___ --.;J::....=a=n:;.=:u=ar:;...Ly ___ 2011.

[or left blank with place for a stamp]

Signature


VUII II I I 1L...L..Vt-' 1-" ,

CERTIFICATE OF TRANSLATION

I, ~t~ S:VI.\t~M ,certify that r am competent to translate this document, and that the

translation is true and accurate, to the best of my abilities. Archival seals, stamps, and

certifications have t# been translated here.

English Title~

Title: '5"3\2

I certifY under penalty ofperjury, pursuant to 28 U.S.C. 1746, that the attached

trans1ati on is true and correct.

Executed this I ~ day

of~ 2olL.

[or left blank with place for a stamp]

Signature


ORIGINAL (IN SPANISH)


--.--, .

~ GR '~'i~~~ ,;, ;,;",m;;~,!'~{;,~;;;:?t# _.' .(;"::.:.'C.C':::C;C.,..;;'""",,"", '

TRIBUNAL PENAL DEL II CIRCUITO JUDICIAL DE SAN JOSE IMPUTADO: ALFONSO GUARDIA MORA Y OTROS . OFENDIDO: INSTITUTO COSTARRICENSE DE ELECTRICIDAD Y LA FUNCIO PUBUCA DELITOS: COHECHO Y OTROS _ /' EXPEDIENTE: 04-683S-647 ... PY _. i

LEGAlO DE ACCI6N CIVIL RESARCrtORIA DE LA PROCURADURIA GE DE LA REPUBLICA

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.- ~f' - . - , ,

SE SOLICITA HOMOLOGAR ACUERDO DE TRANSACCION t o-u,erdO.J. ;'

.,;.:. CDrtc.., 1,'0-(.. I UYl

Senores Tribunal Penal II Circuito Judicial de San Jose

/

l 0+ 1 (,10

, f'0,~(· GOp-~Ce-..·J ( r'. '-JC y' I Y- S or-

.' eel' -L -Los suscritos, GILBERTH CALDERON ALVARADO, mayor, casado, abogado, cedula QrdC1; ~

i i ce.-" -l (. f . 1-506-548, vecino de Heredia, PROCURADOR DE LA ETICA PUBUCA, MIGUEL H~' -

CORTES CHAVES, mayor, casado, abogado, cedula 1-677-714, vecino de San Jose,

PROCURADOR DE LA ETICA PUBUCA, en representacion del Estado y ALEJANDRO,

BATALLA BONILLA, mayor, casado, cedula 1-525-186, vecino de Tres RIOS, en calidad

de apoderado especial judicial de la empresa Alcatel - Lucent France (ANTES

ALCATEL CIT), atentos nos presentamos y manifestamos:

1- De conformidad con los artfculos 219 del C~digo Procesal Civil, 7 y 36 del Codigo

Procesal Penal y 1367 Y siguientes del C6digo Civil, sometemos a consideraci6n

de este Despacho el acuerdo de transacci6n que se adjunta a este memorial y

solicitamos respetuosamente la homologacion de dicho acuerdo entre la

PROCURADURlA DE LA mCA- PUBLICA en representacion' del Estado y en

su caracter de actor civil y la empresa ALCATEL - LUCENT FRANCE (ANTES

ALCATEL CIT), como demandadC? civil en la presente causa.

nlreccion: ~~n '~~-5 A,\.':;-;:~;:;':;;: 'v' C, ~-::';:;t: j,3-,,~~;t"I1';';- ! !~n·";ww·,: .. • v." An ,.,.-

~,.. ._: . .. f"""1 ." ". .. • ,....,,.... , .. -.~,:.... ~ • •• • - - •

.... _ ....... ,. " ••• "IIU I. r)r .......... , ... '"' .... rralglIJ':I1 .~v.cr. <'\pda. 78-1003 La Corte, Teletono 2243-8400, faxes 2233-7010,2255-099)

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-


2- Este acuerdo pretende solutionar' el conflicto unica y exclusivamente en 10 que ,

se refiere a la accion civil resarcitoria planteada por la PROCURADURIA DE LA: e-rlCA PUBLICA contra Alcatel - Lucent France (antes Alcatef Cit) y no tien.e

par objeto hacerse extensivQ a ningun otro demandado civil 0 actor civil.

3- Del mismo modo, este acuerdo de transaccion no tiene incidencia alguna sobre

la extincion de la accion penal contra ninguno de los imputados que 5e,

encuentran acusados 0 bajo fa aplicacion de un criterio de oportunidad o·

cualquier otra medida alternativa contemplada'" :", ~a legislacion procesat penal.

4- Finalmente, solicitamos que este Tribunal omita pronunciamiento en la sentencia

de homologacion sobre el pago de costas para ambas partes, par tratarse de uri.

arreglo extrajudicial y no de ningun tipo de desistimiento 0 renuncia at ejercicio

de la accion civil.

San Jose, 20 de enero del 2010. ('

Apoderado especial judicial Alcatel Lucent France

. C. 2573

Direccion:San Jose, Avenidas 2 y ,~~~!Ie 13, Internet Http://www.pgr.go.cr _. r:0rr~) r'~i't·~lt';r\,··.pi·,..tjJr?~I.;rir..~~, :J(I Z':'-_~-: ... " .... ,,,: ,

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,

ACUERDO DE CONCIUACrON

ENTRE

ALCA TEL-LUCENT FRANCE,

Y ';'>

LA PROCURADURiA GENERAL DE LA REPUBLICA EN NOMBRE DEL ESTADO DE COSTA RICA

RELACIONADO CON LA Accr6N CIVIL RESARCrrORIA DENTRO DEL PROCESO PENAL 04-6835-647-PE

Las Partes, entre nosotros,

I. La Procuraduria General de la Republica, representante legal del Estado en las materias de su competencia, lnctuyendo en las acciones civiles de los procesos penales, por expresa disposicion de los artfculos 1 y 3 incisos a) y d) de la Ley Organica de la Procuradurfa General de la Republica numero 6815· del 27 de setiembre de 1982 y 38 del COdlgO Procesal Penal, representada aquf por el senor Licenciado Gilberth Calder6n Alvarado, Procurador de la Etica Publica, segun acuerdo numero 0059 del 26 de marzo del 2004, publicado en el diario oficial La Gaceta numero 102 del 26 de mayo' del 20041 y autorizado debidamente por la senora Procuradora General de la Republica Licenciada Ana Lorena Brenes Esquivel, de· conformidad con 10 dispuesto par el articulo 20 de la Ley Orgimica de la Procuradurra G~ne'ral de la Republica, mediante oficio PGR-

.. ,. "., 0~~-2010 de fecha 19 de enero de 2010. , .": ~~ ':'~,.~~:'.: .. ~ g _ '~t.vt


,

ACUERDO DE CONCIUACION

ENTRE

ALCATEL-LUCENT FRANCE,

Y ',.:"

LA PROCURADURlA GENERAL DE LA REPUBUCA EN NOMBRE DEL ESTADO DE COSTA RICA

RELACIONADO CON LA ACCION CIVIL RESARCITORIA DENTRO DEL PROCESO PENAL tJ4.6835-647 .. PE

Las Partes, entre nosotros,

I. La Procuraduria General de la Republica, representante legal de' Estado en las materias de su competencia, incluyendo en las acciones civiles de los procesos penales, per expresa disposici6n de los artfculos 1 y 3 incisos a) y d) de la Ley Organica de la Procuradurfa General de la Republica numero 6815· del 27 de setiembre de 1982 y 38 del C6digo Procesal Penall representada aquf por el senor Licenciado Gilberth Calder6n Alvarado, Procurador de la Etica Publica, segun acuerdo numero 0059 del 26 de marzo del 2004, publicado en el diario oficial La Gaceta numero 102 del 26 de mayo' del 2004, y autorizado debidamente por la senora Procuradora General de la Republica Licenciada Ana Lorena Brenes Esquivel, de conformidad con 10 dispuesto par el articulo 20 de la Ley Orgimica de la Procuradurra G~ne'ral de la Republica, mediante afielo PGR-

••• > ,., 0~.~-2010 de fecha 19 de enero de 2010 ... ": ~~ ':'~ .. ~.~Q'~' g '~f'~~


, ,

II. Alcatel-Lucent France S.A., una sociedad inscrita y organizada bajo las leyes de la Republica Francesa, exactamente en los numeros 7-9 de Avenue Morane Saulnier BP 57, 78141 Velizy antes denominada Alcatel CIT S.A. que tiene una sucursal inscrita en Costa Rica con cedula de persona jurfdiCa de Costa Rica numero tres - cera doce - ciento cincuenta y uno mil ciento veinte, representada dicha sociedad y su sucursal p~r Alejandro Batalla Bonilla, mayor, casado una vez, abogado, vecino de San Ramon de Tres Rlos, portador de la cedula de identidad numero uno -quinientos veinticinco - ciento ochenta y seis, , en su caUdad de apoderado especial para este acto;

CONVIENEN: ./ .f.

Celebrar el presente ACUERDO DE CONCILIACION en el que las Partes acuerdan prestaciones redprocas indicadas en ·Ia clausula 5, para poner fi n a las controversias relacionadas con las pretensiones de las Partes enumeradas en la clausula 4.2, con ocasion de todas las pretensiones de la acci6n civil resarcitoria interpuesta por la Procuradurfa General de la Republica en nombre del Estado de Costa Rica dentro del proceso penal que se tramita bajo el expediente 04-6835-647-PE contra ALUF.

El presente Acuerdo se regira par las disposiciones legales vigentes de la Republica de Costa Rica y par los antecedentes y clausulas que se enuncian a continuacion:

1. DEFINICIONES: Para los efecto5 de este Acuerdo y a menos de que del texto se infiera un significado distinto, las Partes acuerdan que los siguientes terminos definidos en esta seccion tendran en este Acuerdo el significado que se les da en esta clausula: _

1.1. "Acuerdo" significa este Acuerdo.

1.2. "ALUF" significa Alcatel-Lucent France S.A. antes denominada Alcatel crr S.A. .

1.3. "Fecha Efectiva" significa el dia que EI Estada recibe la suma indicada en la clausula 5.1 de este Acuerdo ..

1.4. "Partes" significa en conjunto ALUF y la PGR.

1.5. ·PGR" significa la Procuradurla General de la Republica.

1.6. "Proceson significa la causa penal que se tramita en el expediente numero 04-6835-647 -PEe


'I

2. ANTECEDENTES

2.1. La PGR en representacion del Estado costarricense ha formulado accion civil resarcitoria dentro del Proceso en procura de resarcir el dana social y sus perjuicios de conformidad can el articulo 38 del Codigo Procesal Penal, en contra de los imputados y los demandados civilmente responsables y en particular contra ALUF p~r los hechos acusados en el Proceso.

2.2. ALUF contest6 negativamente la accion civil de la PGR argumentando las razones por las cuales esta accion civil y sus pretensiones debfan declararse sin lugar y opuso las excepciones de falta de legitimacion activa y pasiva, falta de derecho, fait? ~'; interes directo y actual y de pago parcial.

I,'."

3. EXISTENCIA DE PROCESO PENDIENTE

3.1. Las Partes convienen que este Acuerdo tiene par objeto las pretensiones que 5e ventilan en la accion civil de la PRG unicamente contra ALUF en el Proceso, actualmente la autoridad judicial que conoce dicha causa es el Tribunal Penal del Segundo Circuito Judicial de San Jose.

3.2. EI estado del Proceso: las Partes declaran que el estado del Proceso es el siguiente: EI Proceso ha sido elevado a juicio luego de concluida la audiencia preliminar y mediante resoluci6n de las siete horas treinta minutes del primero de diciembre del ana dos mil nueve, el Tribunal Penal del Segundo Circuito judicial de San Jose senale el d(a trece de abril del anc dos mil diez para el inicio de la celebracion del juicio oral y publico.

4. OBlETO DEL ACUERDO

4.1. EI presente Acuerdo tiene per objeto transar todas las controversias que a continuacion se enuncian, en relacion con las pretensiones que se detalian en la c~au5ulas 4.2 y 4.3 de_ este Acuerdo y que sen todas aquellas establecidas en el Proceso por la PGR contra ALUF I a las cuales las Partes convienen poner fin mediante las recfprocas concesiones y prestaciones que se otorgan entre sfr detalladas en fa clausula 5 de este Acuerdo:

4.1.1. Con la plena ejecucion de 10 pactado, las Partes convienen en ~xting.uir la acci6n civil derivada de los hechos punibles que se han f mvestlgado y que se han acusado en el Proceso unicamente en fo que .

~. - . ..."..,'~.

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.i

ALUF se refiere, por parte de la PGR, de tal forma que la determinacion de la responsabilidad de los otros demandados civiles queda intacta y par 10 tanto este Acuerdo en nada los puede beneficiar.

4.1.2. Con la plena ejecuci6n de 10 pactado, reparar los danos y perjuicios alegados por la PGR sobre los cuales ALUF haya podido tener algun grado de responsabilidad directa 0 indirecta par los hechos que se investigan y que se han acusado en este Proceso.

4.1.3. Por efecto de este Acuerdo, 'Ia PGR se da par satisfecha en relaci6n con ALUF de cualquier pretension de responsabilidad que se Ie ha imputado a ALUF mediante la accion civil resarcitoria por el dano social derh '-:,do de los hechos que se investigan y que se acusaron en el Proceso y ;~'~ Partes dan por terminadas las controversias surgidas con ocasi6n de ese reclamo en relaci6n con ALUF. Sin embargo, las Partes convienen que la satisfaccion a que se refiere esta clausula esta sujeta a una condici6n suspensiva, a que ALUF entregue la suma de dinero que mas adelante se indica y a que el juez competente homologue este

, Acuerdo, de tal manera que esa satisfaccion no tendra ninguna eficacla sino hasta la recepcion par parte del Estado costarricense de dicho monto y de que el juez competente homorogue este Acuerdo.

4.2 PRETENSIONES DE LA PGR:

4.2.1 La PGR se apersono al Proceso para reclamar a ALUF el dana social causado a la sociedad costarricense diciendo que "en este caso es clara la afectaei6n de los intereses co/ectivos y difusos en cuanto a que con los hechos de corrupcion reclamados en fa presente ace/6n, se' ha provocado una perdida de credibilidad en los funeionarios pub/leos/ en nuestra democracia, en fa instltucionalidad del pafs y en el regimen de derecho que nos rige inclusa a nivel internaeional en cuanto a/ desprestiglo que el Estado costarricense ha sufrldo a nlvel de futuras ' inversiones y de ayudas econ6micas que, sin duda a/guna, se veran disminuldas par los hechos que en fa presente causa se investiganr "

4.2.2 La PRG estimo el dana social en la suma de $52.179,511,00 (cincuenta y dos millones ciento setenta y nueve mil quinientos once d6Iares), ilmonto en el cual esta representacion del Estado fija sus pretensiones en forma solldarla con respecto a/os demas demandados civiles dentro , ' de este proceso pena~ mas los intereses que dicha suma genere hasta , su efectiva cancelaci6n y ambas costas de /a presente acci6n. Asimismol,la reparacion pr~tendida sera ~I cOb,:o de fa suma anterlo~ iii "'" que podra hacerse sobre dmero en efectlVo, ble~es 0 cualquier activo \ ~r

- " :-. ,,: ,- . ' , ~ 4 ~. y~


...

propiedad de los demandados civiles. NEsta suma no fue modificada en la audiencia preliminar.

4.3 PRETENSIONES DE ALUF

4.3.1 AI contestar la acci6n civil resarcitoria de la PGR, AlUF" interpuso las excepciones de falta de leg"itimacion activa y pasiva, falta de derecho, pago parcial y falta de interes directo y actual y solicito la condenatoria en costas.

5. RECipROCf~,CONCESIONES Y PRESTACIONES:

5.1. ALUF reconoce que la debilidad existente en aquel momento en los procesos internos de revisi6n concernientes a la contrataci6n de agentes y consultores externos, as! coillO la administracion fraudulenta en Costa Rica y el abuso de la confianza depositada en algunos de sus extrabajadores, facilitaron la creaci6n . en Costa Rica de una situacion en la cual los consultores emplearon una parte de las sumas redbidas por ellos para pagar a funcionarios pub!icos en Costa Rica.

5.2. ALUF ha lIevado a cabo una in-vestigacion interna que ha tomado varios anos y ha presentado acciones penales contra sus extrabajadores y terceras personas que abusaron de la confianza que ALUF puso en elias. Asimismo, todas las personas que han tenido relaci6n con estos hechos, ya sea de manera intencional 0 por negligencia, han dejado de trabajar con ALUF (de forma voluntaria 0 involuntaria) 0 han side sometidos a sanciones disciplinarias de conformidad con las polfticas internas de ALUF, las leyes laborales locales u otras· disposiciones normativas· aplicables. Adicionalmente, ALUF ha adoptado rigurosas polfticas para combatir la corrupci6n y, como cansecuencia de 10 acontecido en Costa Rica, ha comenzado un proceso de terminacion de los contratos de consultorfa vigentes alrededor del. mundo· y ha decidido no contratar este tipo de servicios para promover sus ventas en el futuro par los riesgos que acarrean estas relaciones, aunque sean producto de un acuerdo can fines Ikitos.

5.3. No obstante 10 establecido en la seccion 5.1 de este Acuerdo, ALUF no acepta el manto, ni las partidas par daFios y perjuicios reclamados par la PGR en el Procese y que pudieran haber side causados por los hechos bajo investigacion y acusados en este Proceso. Pese a ello, ALUF esta dispuesta a transar sabre las pretensiones de la PRG .

. ~ .


5.4. ALUF entregara Ja suma de cinco mil seiscientos sesenta y nueve millones seiscientos setenta y acho mil noventa y seis colones costarricenses, (q[S.669.678.096,OO) al Estado costarricense f como indemnizacion de los danos y perjuicios que pudiera haber sufrido la sociedad costarricense y al mismo Estado costarricense. segun las pretensiones que la PGR, segun 10 han reclamado en el Proceso y que Ie pudo haber sido provocado ALUF. Dicha suma sera pagada par ALUF en un solo tracto al Estado costarricense dentro de los quince dlas naturales siguientes a la homologacion de este Acuerdo por parte del juez competente.

5.5. En virtud de este pago, la PGR, en representacion del Estado de Costa Rica, dentro del ambito de su competencia, renuncia expresamente a ejercer ,~"'ciones legales dentro del Proceso contra ALUF y se compromete formal, ~~tJresa e irrevocablemente a no ejercer ninguna accion 0 reclamo tendiente a determinar, exigir, ejecutar 0 cobrar responsabilidades civiles e indemnizaciones por el dana social derivado de los hechos acusados e investigados en el Proceso contra ALUF 0 contra alguna de sus subsidiarias 0

contra alguna de las sociedades que Ja controlan de manera directa 0 indirecta, 0 contra alguna sociedad que es controlada par alguna de esas sociedades, todo en relacion con las pretensiones a las cuales se refiere este Acuerdo, ya sea en Costa Rica 0 en el extranjero. Igualmente, ni ALUF, su~ subsidiarias 0 sociedades que la controlan de manera directa 0 indirecta 0

que es controlada por alguna deesas sociedades, se comprometen a no demandar al Estado costarricense como consecuencia de la accion civil presentada dentro del Proceso. Las Partes hacen manifiesta su voluntad e intencion de que este· descarg·o .de responsabilidades y obligaciones pasadas y presentes asi como Ja renuncia a ejercitar acciones, reclamos y demandasl

se Ie asignen los efectos de una transaccion de conformidad con 10 dispuesto en el articulo 1367, siguientes y concordantes, del C6digo Civil, y especffica y expresamente en .cuanto a los efectos establecidos par el articulo 1385 del Codigo Civil de Costa Rica.

5.6. En virtud de este Acuerdo, la PGR solicitara a la autoridad jurisdiccional competente el levantamiento de los embargos a ALUF que han side dictados como medida cautelar dentro del Proceso y a que se liberen todas las garantfas entregadas en este Proceso a ALUF y todas las sumas que se han depositado como consecuencia de los embargos practicados contra ALUF en este Proceso. En caso de que -Ia PGR no haga esta solicitiJd las Partes cenvienen que esa solicitu(j de levantamiento de los embargos 10 padra hacer ALUF.

5.7. Las- Partes del presente Acuerdo solicitan de consuno la homologacion del presente Acuerdo a la autoridad jurisdiccional competente.

• 'i~ _ -..... ~~:a ~ ... - .~

~--------- ~_,: _____ -: _________ --,9f:.--··_.::-6 7'


...

6. DECLARACIONES Y GARANTiAS

6.1. En este Acuerdo, las Partes 5e declaran y garantizan reclprocamente, en 10 que se refiere y compete a cada una de eilasl que:

6.1.1. Autorizacion de la actuaci6n: Cada una de las Partes, y en su casb el apoderado que la representa en este acto, posee total poder y autoridad para celebrar y efectuar este Acuerdo, as! como para cumpJir con sus obligaciones aqu! establecidas. Manifiestan y declaran asimismo cada una de las Partes que los terminos, condiciones y obligacienes establecidas en el· presente Acuerdo Ie son vinculantes, son validas, legales y ejecutables.

6.1.2. No contravencion: La-celebracion y ejecucion de este Acuerdo no

7. EFECTOS

viola 0 contraviene (i) ninguna regulacion, mandamiento, orden, resolucion 0 sentencia alguna, de autoridad administrativa 0 judicial/ de cualquier jurisdiccion a cuya legislacion este sujeta alguna de las Partes, sus actives 0 actividades; (if) nlnguna obligacion de hacer 0 no hacer determinados aetos 0 actividades de conformidad con compromisos, contratos, creditos, prestamos, finiquitos asumidos 0 ejeeutados por cada una de las Partes con terceras personas; y (iii) tratandose de ALUF, ning'uria disposicion establecida -en su pacta constitutiv~, estatutos 0 demas documentos organizacionales.

7.1. Obligatoriedad. En virtud de este Acuerdo, las Partes tienen la obHgacion de cumplimiento de las prestacianes de dar, hacer 0 abstenerse-, como modo de dar efectividad a las estipulaciones acordadas, de la ley, usa y buena fe. Las Partes quedan obligadas a respetar los derechos que han reconocido en provecho de la otra ya entregar la cosa que se ha prometido en intercambio de las concesiones hechas.

7.2. Extincion definitiva de las diferencias. Can esta transaccion quedan superadas las controversias entre las Partes y extinguida la accion civil resarcitoria que interpuso la PGR- contra ALUF dentro del Proceso. Las Partes quedan obligadas a no volver a plantear las controversias, ni volver nuevamente a poner en cuesti6n 10 discutido ni en Costa Rica ni fuera del pais. De esta manera- las Partes determinan una situaci6n que en adelante deberan reconocer como suya.

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7.3. Las Partes unicamente tendran derecho a reclamar la ejecucion de aquello que se ha abtenido en la presente transaccion.

8. ESTIMACION

8.1. Las Partes estiman este Acuerdo en la suma de cinco mil seiscientos sesenta y nueve millones seiscientos setenta y ocho mil noventa y. seis colones costarricenses, (qt5.669.678.096,OO) .

9. ASUNTOS MISCELANEOS

9,1. Protocolizacion: Cualquiera de las Partes padra comparecer ante Notario Publico a poner razon de fecha cierta a este documento 0 a autenticarSU5 firmas, sin que para ello requiera. notificar a las otras.

9.2. Cesi6n: Este Acuerdo no podra ser cedido 0 traspasado total 0 parcialmente a terceras personas.

9.3. Negociaciones Preliminares: Las Partes reconocen que este Acuerdo canstituye y expresa el unico acuerdo entre elias en relaci6n con los asuntos aqui referidos. Cualesquiera discusiones, promesas, representaciones y entendimientos previos han sido 5ustitu!dos en su totalidad per' este Acuerdo y por 10 tanto son inaplicables a partir de la Fecha Efectiva.

9.4. Modificaciones: Cualquier convenia de modificacion, cambia, prorroga 0 terminacion que acuerden las Partes a este Acuerdo, sea total 0 parciaJ, sera valida en el tanto sea documentado par escrito y suscrita por todas elias.

9.5. Divisibilidad: Si alguna disposicion de este Acuerda resultare invalida 0 ilegal se tendra par no puesta, pero la legalidad y validez del resto del Acuerdo no se vera afectada 0 limitada por dicha omisi6n.

9.6. Notificaciones: Toda notificacion y cualesquiera otras comunicaciones que puedan 0 deban realizarse de conformidad con este Acuerdo, deberan hacerse 'por escrito, entregadas 'personalmente 0 bien enviadas par correo certificado abierto y se tendra par entregada en el momento en que sea recibida, salvo disposicion en contra rio, a las slguientes direcciones:

9.6.1. ALCATEL-LUCENT FRANCE: C/O Alcatel Centroamerlca, S.A. Oficentro Ejecutivo La Sabana, Torre 7, Piso 8, San Jose, Costa Rica. 'R /

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9,6.2. PROCURADURiA GENERAL DE LA REPUBLICA: Edificio Central, San Jose, Avenida 2 y 6, calle 13.

Las Partes declaran que todas y cada una de las clausulas del presente Acuerdo son ciertas y consecuentemente se comprometen a su fiel cumplimiento, par to cual firman el presente Acuerdo en la ciudad de San Jose, Costa Rica, a las once horas y treinta minutos del veinte de enero del ano dos mil diez.

9


Senor

19 de enero de 2010. PGR-OI0~2010

PROCURADURiA DE Lf.~, ETiCA Pt)8UCA

Recibtdo 0 los._ .... __ .. q ... :: .. ~f..~ ........ hof'OS

Gilberth Calderon Alvarado ProcuraduriaEtica Publica

del t?11n FIE 2010 .... _ ............... ~_~ ..... ~ ........ .!-.. \o.:'6~~ ...... ~ .......... _ ....... w ..... ~ ... ·,,_ ..

u.$ Por ..... _ ....... _......... ........... . .......... ~ ..•. : ...... _ ...... _ ..

Estimado senor:

En relacion con su oHao AEp·020-201Q de 15 de enero del ana en curso, mediante el cuaJ· solicita- la·.apHcac16n- de una· medida alterna· de .concJliaeiQo" entre··la~ empresa- AI(;atel .. Lucent France S.A. y la Procuraduria General de ta Republica. Lo anterior dentro del expediente numero 04-6835-647-PE, que es causa penal seguida contra Miguel Angel Rodriguez y otrosl p~r et deUto de Enriquecimiento Ilfcito y otros; causa en la que hemos demandado Civilmente de conformidad can el articulo 38 del Codigo Procesal Penal par DANO SOCIAL, ademas de los imputados a otras personas juridicas induida Ja empresa Aicatel-Lucent France S.A.

Me permito indicarle que se autoriza la conciliacion en los tt~rminos expuest05 por usted, tomando en consideracion las razones que se exponen en su oticiol Y Que son las siguientes:

Esta Representaci6n considera que la propuesta anterior es beneficiosa para los intereses que representamos, ya que permite obtener una indemnizaci6n significativa por el reclamo civil que hemos hecho.

Consideramos que en virtud de que la situacion actual del proceso donde para efectos de la accion civil resarcitoria en la audiencia pretiminar fue rechazada prueba pericial, testimonial y documental fundamental con relacion al monto por el que se estim6 e\ Dano Social, representa en principia una seria deficiencia para acreditar en juicio nuestras pretensiones. Esto sin perjuicio de la posibilidad que existe de reiterar dicha prueba al inicio del debate, pero en todo caso eJ resultado de la admiSi6n de la misma es incierto 10 cual es un factOr de ries~}o que" hemos' cc)oside·raaO'·al·ri16meiifo de·valora·,. Iei' prcipuesla que" se' rlcishace.

Igualmente, otro aspecto que se ha considerado en la valoraci6n del acuerdo tiene relaci6n con los resultados obtenidos en el reciente juicio cesS-Fischel en donde a pesar de que. $&:.~()f1taba· .c.on ·.pr.lJ,eb.a~.~m~jant~.a-·Ja· indi~ ,en· alJ@rraf(}ant~r'.Qr .t;OtnP- rJ~(:h~~/' Y. aunque se acept6 la existencia del Dano Social, la estimaci6n de la condena hecha por el tribunal de sentencia fue extremadamente inferior al monto que inicialmente se habia soHdtado, 10 cual fue otro factor de riesgo analizado.

Es. de rescatar, tal y c~mo to indica eJ documento de acu~rdo, y segun peticion expresa de nuestra parte, que la empresa Alcatel acepta su responsabifidad en cuanto a que

.. . ... . ... ~. - .... . ..... _- .. _- .. --- '- - .---- ---,. .. -- - . , ... .--- .-. " .~ ....

Direcci6n: San Jose, Avenidas 2 y 6, calle 13,lntemet tiUp:/twwW:pgr.go.cr Correo ElectrOnico: Pfoouraduri.tla),P'lf.go.or.

Apdo. 78·1003 La Corte, Telefono 2243-8400, fuxes 2233~701O. 2255-0997,2222-5335


Senor

19 de enero de 2010. PGR-Ol0~2010

PROCURADURiA DE UI, EnGA Pt)8UCA

Reciljd 0 0 los .. , ....... q"'.:: .. ~.f..~ ........ horus

Gilberth Calder6n Alvarado Procuradurfa . Etica Publica

del ~n F IE 2010 ,. ........... ~ ........ ~_ .. _~c .... .!t-•• lo: ... ~ ...... ~ ........... _ ••••• " ...... ~ .. " ..... _ ..

u5 Por. .... _ ....... _......... ........... . ........... ~ ..... ~ ..... _ ...... _ ..

Estimado senor:

En relacion con su ofiao AEp·020-2010 de 15 de enero del ana en curso, mediante el cual· solicita· la·. aplicac16n· de· una· medida· alterna· de .cQncHiaciQo·· entre ··Ia, empresa- AI~atel .. Lucent France S.A. y la Procuraduria General de ta Republica. Lo anterior dentro del expediente numero 04-6835-647-PE, que es causa penal seguida contra Miguel Angel Rodriguez y otros, por et delito de Enrlquecimiento Ilfcito y otros; causa en la que hemos demandado civilmente de conformidad con el articulo 38 del Codigo Procesal Penal par DANO SOCIAL{ ademas de los imputados a otras personas juridicas incfuida la empresa Alcatel-Lucent France S.A.

Me perm ito indicarle que se autoriza la conciliac16n en los terminos expuestos par usted, tomando en consideracion las razones que se exponen en SU oticio, Y Que son las siguientes:

Esta Representaci6n considera que la propuesta anterior es beneficiosa para los intereses que representamos, ya que permite obtener una indemnizaci6n significativa por el reclamo civil que hemos hecho.

Consideramos que en virtud de que la situaci6n actual del proceso donde para efectos de la accion civil resarcitoria en la audiencia preliminar fue rechazada prueba pericial, testimonial y documental fundamental con relacion at monto p~r el que se estim6 e\ Dano Social, representa en principia una seria deficiencia para acreditar en juicio nuestras pretensiones. Esto sin perjuicio de la posibilidad que existe de reiterar dicha prueba al inicio del debate, pero en todo caso el resultado de la admiSion de la misma es incierto 10 cual es un factOr de riesg'(j que' hemos' conside·raoo· ·61· ril6memo dEf valoh~'r lef pr{)puesta· que'· se' nos· hace.

Igualmente, otro aspecto que se ha considerado en la valoracion del acuerdo tiene relaci6n can los resultados obtenidos en el recJente juicio CesS-Fischel en donde a pesar de que. $&:.«.mtaba· .cpnJ)r.lJ,eb.a,,~m~jan~.a·la~· ind4.~ ,en· aJ·:[email protected].. an.t~rjJ)r~omo- r.e.d1~~r y. aunque se acept6 la existencia del Dano Social, fa estimaci6n de la condena hecha p~r et tribunal de sentencia fue extremadamente inferior al monte que inicialmente se habia sondtado, 10 cual fue otro factor de riesgo analizado.

Es, de rescatar, tal y c~mo to indica er documento de acu~rdo, y segun peticiOn expresa de nuestra parte, que la empresa Alcatel acepta su responsabilidad en cuanto a que

... -_. - .... . ... '._- .. _- .. --- '- - .---- --- .... -- - . , .... '-~ .-._._--.. ~

Dircccioo: San Jose, Avenidas 2 y 6, calle 13, Internet tittp:/twww~Psr.go.a" Correo Electr6nico: procuraduri.tIa,lPilf.go.cr.

Apdo. 78·1003 La Corte. Te16fono 2243-8400, faxes 2233-701(); 2255-0997,2222-5335


Senor 19 de enero de 2010. Gilberth Calderon Alvarado ProcuradurfaEtica Publica

PGR-Ol0-2010 2

sus consuttores realizaron pagos a funcionarios publicos en nuestro pats, situacion que nos favorece con relacion at tema a probar con respecto a los demas demandados civiJes e imputados Que siguen ligados al proceso. Ademas que con et pago que estarfa haciendo Alcatel, se asegura que efectivamente esta empresa responda por el Dana Social ocasionado con los hechos de corrupcion investigados, situacion - el pago efectivo- que en debate resulta incierta como sucede en cualquier juicio.

Finalmente, la suma que se ofrece en el acuerdo, mas los dineros que se han podido ·obte':"~" a ·lo··largo de ·este··proceso···por parte··de Jose-Antonio··Lobo, ··Heman-·-Bravo· Trejos y' Leon~,' ~ ~arrios Arce, sobrepasan el monto de las garant(as que la empresa Alcatel nos ha rendido a raiz de los embargos trabados. Hay que recordar que todas estas sumas corresponden a Dano Sodal y no a dineros que hayan salido del erario pubUco, 10 cual no es objeto de discusion en la causa.

No amito manifestarle que el reclamo civil y la misma persecucion penal en contra de los demas demandados e imputados en el proceso - incluidos los ex empleados de la empresa Alcatel -, tal y como se senala en el acuerdo, se mantiene inc61ume, por 10 que deberan responder eventualmente por el monto de la acti6n civil resardtoria y su responsabilidad penal que finalmente debera ser fijada por el tribunal de sentencia.

Par todo 10 anterior respetuosamente Ie solicito su autorizaclon segun 10 establecido en el articulo 20 de la Ley Organica de fa Procuradurla General de la Republica, para proceder con la suscrlpcion del acuerdo y su respectiva presentatl6n ante el Juez correspondiente para su homologacion.

ALBE/gap

Cit: Archivo

lorena Brenes Esquivel curadora General de Republica

--_. '''-- - - .-~ ::::-.-.. -=.~=----~ .:'- .~~.r_ .--r,.--'''-'

Dtreccion: San Jose, Averuaas 1. y 0. calle '-'. mtemet Ht1p:ltwww.pjU.go.cr Correo Elcctr6nico: proout'[email protected]. '," ' .. ,.,.,. ,

Apdo. 78·1003 La Corte. TeIefono 2243--8400, faxes 2233-7010, 2255-0997,2222-5335


el~~lQJneS Exteriores y Culto ,l'fJ..JllCnnC~lciones y Valija Diplomatica

·eta,

., , £I£. ".~1q I la San Jose, Ites. ------

La firma que :rt,~ 'W seilor ~. ~ - . 9z ' . los

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este ES AUTENTICA

~flL6~ II Esta autenticaci6n no impli._~~o al contenido del dOClIIllento.'

Jeve

FadiRaad

Autentica la firma que antecede: Yo, Sergio Vinocour Fornieri, Consul General de

Costa Rica en Francia, por ministerio de ley, c6digo nCimero NC- ciento veintid6s, hago

constar a solicitud del senor Fadi RAAD, mayor, sin segundo apellido en raz6n de su

nacionalidad francesa, casado una vez, directivo de empresa, portador del pasaporte

frances numero cero cuatro RK uno nueve cuatro seis cero, con domicilic en la ciudad de

Sac!ay- Francia, que la firma del senor RAAD, de calidades dichas, ES AUTENTICA por

haber sido puesta ante mi presencia en la ciudad de Paris a las once horas diez

minutos del nueve de octubre del ario dos mil nueve. Firmo en Paris, FranCia a las once

horas diez minutos del nueve de octubre del ario dos mil nueve.

Derechos consulares Cancelados

Tarifa 3-24

$ 80 d61ares segun Arancel Consular.

Se cancel6 suequivalente en euras: 55 euros.

Factura del Ministerio de Hacienda N. 577

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alcances del acuerdo de transacci6n; d) Firmar cualquier escrito, documento, acta,

memorial U otro, en nombre de ALCATEL-LUCENT FRANCE SA soHcitandO la

homologaci6n del acuerdo de transacci6n a" las instancias jurisdiccionales compatentes.

Los apoderados, por este poder, estfm plenamente autorizados para estabfecer los

terminos y condiciones del acuerdo de transacci6n que convenga coo los acloreS de laS

acciones civiles dichas. Como manifestacion de conformidad con Jos terminos de este

poder, firma en la ciudad de Paris, Francia al ser las once horas diez minutos del nueva

FadiRaad

..,.....::r ~.~:.··~~oJ'

Autentica la firma que antecede: Yo, Sergio Vinocour Fornieri, Consul General de

Costa Rica en Francia, por ministerio de ley, c6digo numero NC- ciento veintid6s, h8QO

constar a solicitud del senor Fadi RAAD, mayor, sin segundo apeUido en raz6n de su

nacionaUdad francesa, casado una vez, directivo de empres8, portador del pasaporte

frances numero cero cuatro RK uno nueva cuatro seis cero, con domicilio en la ciudad de

Sacfay~ Francia, que fa firma del senor RAAD, de calidades dichas, ES AUTEN11CA por d' Z

haber sido puesta ante mi presencia en la ciudad de Paris a las once horas Ie

minutos del nueve de octubre del ano das mil nueve. Firma en Paris, Francia a las ooce

horas diez minutos del nueve de octubre del ano dos mif nueve,

Derechos consulares Cancelados

Tarifa 3-24

$ 80 d61ares segun Arancel Consular.

Se cance16 su equivalente en euros: 55 euros.

Factura del Ministerio de Hacienda N. 577

.... ,,,,,-1 Pllt:"lun


'.( ".

PODER ESPECIAL

E1 que suscribe, Fadi RAAD, mayor, sin segundo apellido en razon de su nacionalidad

francesa, casado una vez, Director General Delegado - Intemacional de Alcatel-Lucent

France, oficio 7-9 avenue Morane Saulnier 78141 VELIZY· Francia, portador del pasaporte

frances numero 04RK19460, con dOmlcilio en 1a ciudad de Saclay - Francia, que acmo en

mi condici6n de Director General Delegado, con facultades suficientes y bastantes como en

derccho corresponde para otorgar el poder que se otorga en este acto de la empresa

ALCATEL-LUCENT FRANCE S.A. antes denominada Alcatel CIT SA sociedad

inscrita y organizada de acuerdo con 1a legislaci6n de Francia, Y MANIFIESTO: Que en

nombre de su representada otorgo PODER ESPECIAL de confonnidad con el articulo mil

doscientos cincuenta y seis del Codigo Civil costarricense tan amplio como en derecho sea

suficiente los senores LUIS ANTONIO ARCE RAMiREZ, mayor, casado una vez,

administrador de negocios, vecino de San Francisco de Dos Rios, portador de la cedula de

identidad numero uno - setecientos ochenta - quinientos, y ALEJANDRO BAT ALLA

BONILLA, mayor, casado una vez, abogado, portador de la cedula de identidad numero

uno - quinientos veinticinco - ciento ochenta y seis, para conjunta 0 separadamcnte'

proceda a finnar un acuerdo de transacci6n con la PROCURADURIA GENERAL DE

LA REPUBLICA, la PROCURADURiA DE LA ETICA PUBLICA y el INSTITUTO

COSTARRICENSE DE ELECTRICIDAD dentro del proceso penal que se tramita bajo

el expediente CERO CUATRO - SEIS MIL OCHOCIENTOS TREINTA Y CINCO

SEISCIENTOS CUARENTA Y SIETE - PE, donde ALCATEL-LUCENT FRANCE

SA tll~'" como demand ada civil de sendas acciones civiles resareitorias presentadas por 1a

Procuraduria General de 1a Republica y el Instituto Costarricense de Elcetricidad. E1

apoderado especial queda autorizado para ejecutar los siguientes aetos: a) Realizar

negociaciones previas con los actores cjviles con el fin de establecer el contcnido final del

acuerdo de transacci6n y finnar el acuerdo de transacci6n para dar por tenninadas de

mancra definitiva las aceiones civiles dichas; b) Firmar cualquier documento

complementario 0 ac1aratorio del acucrdo de transacci6n, en caso de ser necesario; c)

Comparecer a cualquier senalamiento de audiencia fijada por las instancias jurisdiccionales

correspondientes con el fin de exponer 0 aclarar, en caso de ser necesario los terminos y

.'~. .. . .". ~ . . .

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NOTAlRES

K. L. ASSOCIES

H • __ •• _ ',' • _ •• ~ "'~. t .1:.. ~.- -....

Gildas de KERHALIC Alain KOENIG

Chantal GAUDRY Christophe CHEVAL Gilles BONNET

Nathalie CHAPON Antony TERNY

ATTEST ATION NOT ARIALE

Je soussigne, notaire public a Paris, atteste que la societe Alcatel-Lucent France (precedemment denommee Alcatel CIT) societe anonyme au capital de 38 857 930 euros est immatricuIee en France et a son siege social a Paris (75008) 12 rue· de la Baume sous Ie numero 338 966 385 R.C.S PARIS suite a la lecture de rextrait..4e ' Registre du Commerce de Paris du 31 aout 2009 qui m'a ete remis.

Qu'a la lecture du proces verbal du conseil d'administration de la seance du 30 janvier 2009 et conformement a la declaration du 9 octobre 2009 faite par Monsieur Pierre Barnabe, President Directeur General de la societe Alcatel Lucent France, pieces qui m'ont 15M remises, Monsieur Fadi RAAD, Directeur General DeIegue International a tous pouvoirs pour en gager la societe Alcatel Lucent France et subde16guer aupres de tiers des pouvoirs dans son domaine de competences et notamment pour signer les contrats de transaction.

Fait a Paris Ie 12 oetobre 200

REPUBLIQUE FRANCAISE

LEGAUSATION _ DECRET N" 2007 ~ 1205 uU 10 AOUT 200

DESTINATION DE L'ACTE (PAYS au AUTORH

DATE: 1 9 OCT. 2009s4 ~" ·T

NOM ETQU!';LlTEDEL'AGENT: M. BOC ~~~~;.., BUREAU DhS LEGALlSATIONS ~/ ,~f,,:,>\"i\

SIGNATURE ~~&(i~~ £T CACHET OBUGATOIRE : ~~""2'.P·

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20 rue de Ia Paix - C.S. 80207 - 75086 PARIS Cedex 02 .-TeL: 01 55 04 7000 - Fax: 01 402042 43 ~ e~mail : [email protected]

Gildas de KERHALIC, Alain KOENIG, Chantal GAUDRY, Christophe CHEVAL et GiBes BONNET, Notaires Associes ('! /' nl"'J'"1J'1 .. T 'I (' , 11 • t' ~"7". , ] , ..' I' ., .." [" -r -, ~ 1'\ ('.: n ~ ... (' -n ... T> 1 ('


I REPUBLICA DE COSTA RICA

MINISTERIO DE RELACI0NES EXTERIORES Y CULTO

SERVTCIO CONSULAR

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'..'" 9>h. PA'ff.." , ........ -Vll C'£) :\c,~ N° de orden-2:1Y-YO-09 N° de tarifa : 3-20 Derechos $ : 40 (27 euros)

Cancelados en el Consulado

@'fa 60/C::cIO~

0"7 $sn ~ ~ l·oN laou~J"1

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El suscrito Sergio Vinocour Fomieri ".... f. 1 t r'f'; 4-. -. ~ "l.H'!511 Q", ,--,q-~w. h,i(;;a

Paris, Francia

CERTIFICA:

ES AUTENTICA

fJsil1e 'Villalobos J"ilstcrga Oficie.l de Autanticamones


NOTARIOS Gildas de KERHALlC Alain KOENIG Chantal GAUDRY Christophe CHEVAL Gilles BONNET Nathalie CHAPON Antony TERNY

11 r:ltl'

CERTIFICACION NOTARIAL

Yo, eL abajo fJJ111ante, rJo1ario de Paris, certifico que la sociedad Alcatel-Lucent France (ante~mt&i89ienomin8t8~clte1 ~I8J, sociedad an6nima con un capital de 38.857.930 euroS';"'est~:ifi~rita registralmente en Francia bajo el numero 338 966 385 R.C.S. PARIS, y que su domicilio social esta en Paris 5008), 12 rue de la Baume, como se desprende de la 1 Paris de 31 de agosto de 2009 que me ha sido

Vu exolusivement pour 'certifiCation malerielle de lasignat~~ \ ~ ,

del acta dcl Consejo de Administraci6n de su sesi6n del 30 de enero de O~~~~~~~=~~~~~~ 9 de octubre de 2009 fonnulada por don Pierre

Barnabe, • General de 1a sociedad Alcatel Lucent France, documentos que me han sido presentados, don Fadi RAAD, Director General Delegado Internacional, ostenta plenos poderes para contraer obligaciones en nombre y representacion de la sociedad A1catel Lucente France y para subdelegar en terceros las facultades comprendidas en el ambIto de su competencia y, en especial, para firmar acuerdos de transacci6n.

Hecho en Paris el 12 de octubre de 2009.

[Firma]

Sella seco de don Gildas LE GONIDEC de KERHALIC, Notario asociado de Paris [firma]

REPUlILIQUE FRAN<;A~SE

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DeST!NATl ,- ~4\!~O 4 43 - Correo·e: notaires@kl·associes.or~;:ooo-.......-:;, Gildas d KERLAHIC. Alain KOENIG, Chant ~JtiLDRY, Christophe CHEVAL Y Gilles BONNET, Notarios asociados

.'i'e? 'rtIJ{TE¥iemhro + 9n4lli'h~ia}fl'ilq1llIOriz(V4'hSe umite el pago mediante cheque 325775955 ReS PARIS NQ empresa: 'STRET 325 775, ~51() 025 -- N° ID. IVA.- FRJ 2325775955

NOM ET QUAl..JTE OE L'AOlrNl : M. BOC , ~[T BUREAU PES L~(}ALlSAil(JNsrn ~::if.?;;,~~ SIGNATURE ~:\'}:~'~)~\~'! ET CACHET OBLlGATO{l{E : \!(?~!.~I

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50ciedad an6nima con un .caoital de 38,,857 030 euros _. _ ... _."_ .. _. __ ~ ... ~ ,.:~'- ~Ut~ihClt~..:-;Oclctr: ;~J'riIe.A ... :.d ouume..:--750lG:J r"\~l.S;;~t;;;t ~.::;,~:;:.'I~.\F-;("~,,,;;:- - .

N° inscripci6n en Kgtro. Mctil.: 33896638 RCS PariST"~tr:\J 1;.::::l~Y~cn.n N'" 20(1*-1 ::()5 D' 'j /\OUT 2007 ) !)F:STI~ATION DE L'ACTE(PA'tS 0 ~RJ~

DATE; L 0 OCT. 2009 ~ 1)- ACTA DEL CONSEJO DE ADMINIST ~T!QUALITE DE L'AGENT; B. SEITZ

DE LA SESION DEL 30 DE ENERO DE S~~~~~l~:S LEGAL1S,:-r:;''-'~ @J; A las 10 de la manana del 30 de enero de 2009 se reunen los miembros del Consejo de Administraci6n de la sociedad Alcatel~lucent France en 54 rue La Boetie (75008), a convocatoria de su Presidente.

Estan presentes:

Don Olivier BAUJARD Don Pierre BERETII Don Philippe KERYER

- - - .. -20/10/09 ........... _ .. 0027376

Presidente y Director Gene """,-,,~~~,~l.~ CHAMBRED . nse'ero -

E Vu ex uS; 'eRr D'INDU~!RIr: DE PARIS /~~~;;:";4'A' de fa' amant pour certificatiun materieUa

~~~~@ll~~~~~~~ M.·S~~~ L _ .

(SJsn JJtu~fy~ Don Filemon AUGIRON Dona Odile DENIS Don Regis JARDE Don Christian LE BOUHART

Don Michel DELAHAYE

Po.~~nte ae~~~~entral de Empresa . Rep resentante del (amite Central de Empresa . Representante del (amite Central de Empresa

Representante del (omite Central de Empresa

Secretario del Consejo de Administraci6n

Don Pierre BARNABE, que ha sido Hamado a ocupar nuevas responsabilidades en La sodedad, tambien se encuentra presente.

El Presidente comunica at Consejo de Administracion su decision de dimitir de su cargo de Presidente Director General. Su di mision sera efectlva al termino del Consejo de AdministraciOn. El Consejo de Administraci6n ace pta La dimision de don Olivier BAUJARD de sus funciones de Presidente Director General y le agradece Los servicios prestados a la sociedad,

extra it PVCA 30012009 nomination PDG DGD-ESSP-DEF.doc


REPUBLICA DE COSTA RICA MINISTERIO DE RELACIONES

EXTERIORES Y CULTO SERVICIO CONSULAR

Lo suscrito Sergio Vinocour Fornieri Consul de Costa Rica

Paris, Francia

CERTIFICA:

que la finna que aparece en el documento adjunto que dice:

ES AUTENTICA

men to)

~u~/J (V ease al reverso)

!JL~ 7Jil1a1obos CAstorga Oficlaf de Aut.enti':'~.lones


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2. Nombramiento y facultades del Presidente Director General

El Consejo de Administraci6n decide nombrar) en calidad de Pre:idente Director General, a -' ~ don ~:::-,;:e ~/\R~!ABE p~:- la dw ::·JcJ.1 f d~ _~~rr.iandX:.::i ·deJ:Onsejerc,. .-, _.- ... ' •• -..._ ..... ,., ............ _-..,: ................ ..,.._ ......... ...-....... --' ..... _.-. .c.:........L.~T" •• ~~"l"....,......_ :; .. ;,.: .• --:~ -~ """~"'r_ ..-. ~""':"'.~' .• ).: .• ~ • .;(, ................. - ........ _"-.'...-.r-.- .... ..,........ .....

Don Pierre BARNABE agradece el nombramiento at Consejo de Administracion y subraya que et nuevo Consejo de Administracion esta integrado pOf personas que representan al mas alto nivel del Grupo a los distintos sectores profesionales.

El Consejo de Administracion establece a continuacion sus facultades. Don Pierre BARNABE asumira bajo su responsabilidad, yean arreglo a los requisitos legales, La Direcci9n General de la sociedad, y la representara en todas sus relaciones can terceros.

Ostentanl, a tal efecto, las mas amplias facultades para intervenir en cualesquiera circunstancias en nombre y representacion de La sociedad, dentro de los limites de su objeto social, y gozara de la facultad de hacerse sustituir par cualquier persona de su eleccion, dentro del ambito de las referidas facultades, mediante el otorgamlento de un poder especial y para objetos determinados.

El Consejo de Administracion confiere, igualmente, a don Pierre BARNABE facultades especificas en materia de concesi6n de fianzas, avales y garantfas, en nombre y representacion de La sociedad, a favor de terceros, can La facultad de sustituci6n~ por un plazo de un ana a partir de esta fecha, a condicion de que los compromisos de que se trate no supe~en la suma de quinientos m;~lones de euros per operaci6;, ,~~n~ l, La suma de 3.000 mlllone's de euros para el susodlCho plazo. ~,?-';----:'.!·l)'

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--------------------------------------------------: ,~R,Je~~i~: '~iL 9-

:~d::::~la:::j:: ::~~::::n d:e::~:~istraci6n llega a su f~~~residente Director General, tambien llegan a su fin los mandatos de Director General Delegado de los senores don Vincenzo NESCI y don Nicolas BARRE. Don Pierre BERETTI y don Guy SIEGER seran confirmados en sus cargos de Director General Delegado par el. nuevo Presidente Director General. "

Don Pierre BARNABE informa el Consejo de Administracion que desea ser asistido en sus funciones de direcci6n de La sociedad por varios directores generales delegados, que se propone nombrar en numero de cinco, asumiendo cada uno de ellos la responsabilidad de un ambito particular. i'"

!

A propuesta de don Pierre BARNABE, el Consejo de Administraci6n acuerda nombrar a don Pierre BERETII en caUdad de Director General Del~gado encargado de Recursos Humanos y de Seguridad. En el marco de su mandato, don Pierre BERETII asumira la totalidad de las responsabilidades relacionadas con recursos humanos y la seguridad de las personas. Ostentara plenas facultades para obligar a la sodedad frente a terceros en el ambito de sus competencias. Don Pierre BERETII gozara de l~ facultad de subdelegacion.

A propuesta de don Pierre BARNABE, el Consejo de Administracion acuerda, igualmente, nombrar en caUdad de Director General Delegado encargado det Area Financiera a don Guy SIEGER. Don Guy SIEGER asumini bajo su responsabilidad la totalidad de las operaciones contables y financieras. Ostentara plenas facultades para obligar a la sociedad frente a te'rceros en el ambito de sus competencias. Don Guy SfEG ER gozara de la facultad de subdelegacioo.

extra it PYCA 30 01 2009 nomination POG DGO-ESSP-DEf.doc


A propuesta de don Pierre BARNABE, el Consejo de Administraci6n acuerda nomLrar a don A!hpr~. GOYET- Director. Gene!."rll De.lporldo-.Secretario General. Don Albert GOYET sera .. '

,;... ..... ':::'~sp0.I~aDtc; ':!C\s-·espeet~~~·nlc; de ~ fP;.d.clO"

";':" pubtk:a5; ~r"iJt~'I~ ·~ohierno,· ~vs asur;to~ . juridicos y La comunicacion. Ostentara plenas facultades para obligar a la sociedad frente a terceros en et ambito de sus competencias. Don Albert GOYET gozara de La facultad de subdelegacion.

A propuesta de don Pierre BARNABE, el Consejo de Administracion acuerda nombrar a don LOlc LE GROUIEC Director General Delegado-Operaciones. Don Lorc LE GROUIEC asumira, en particular, la responsabilidad de las actividades industriales, las Compras y La caUdad, asi como el area inmobiliaria. Ostentani plenas facultades para obligar a ta sociedad frente a terceros en el ambito de sus competencias. Don LoYc LE GROUIEC gozani de la facultad de subdelegac16n.

Por ultimo, a propuesta de don Pierre BARNABE, el Consejo de Administracion acuerda nombrar a don Fadi RAAD Director General Delegado Internacional. Don Fadi RAAD sera responsable de las actividades comerciales de la sociedad realizadas en el extranjero. Sera responsable, en particular, de las sucursales de Alcatel-Lucent France radicadas en el extranjero. Ostentara plenas facuttades para obligar a la sociedad frente a terceros en el ambito de sus competencias. Don Fadi RAAD gozara de la facultad de subdelegacion.

los Directores Generales Oetegados son nombrados para un mandata de tres ailos, es decir, hasta el Consejo de Administracion llamado a pronunciarse sabre las cuentas del ejercicio cerrado el 31 de diciembre de 2011.

Es capia legalizada Michel DELAHA YE Secretario del Consejo de Administracion R 225-24 Codigo de Comercio

CAMARA DE COMERCIO E INDUSTRIA DE PARIS [Se/lo de /0 Com ora] Visto exclusivamente para certificacion material de la firma de Sr. DELAHAYE Por el Presidente

[Sel/o de fa Cdmara] CAMARA DE CQMERCIQ E INDUSTRIA DE PARIS

1 1 02 2009 14:57 {Firma) Y. TATBI

extrait PYCA 3001 2009 nominaHon POG DGD-ESSP·DEF.doc

. '. .. ~,


ALCATEl-LUCENT FRANCE

Societe Anonyme au capital de 38 857 930 Euros _. Siesze sodal : ~2, rjlf:' de 1~ BalJm€ 7500~ PAf:\!S "

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PROCES-VERBAL DU CONSEIL DJADMINISTRATION DE LA SEANCE DU 30 JANVIER 2009

L'an 2009, le 30 janvier a 10 heures, les membres du Conseil d'Administratlon de la societe Alcatel-Lucent France se sont reunis, 54 rue La Boetie (75008) sur convocation du President.

Sont presents :

Mon~eurOU~erBAUJARD Monsieur Pierre BERETTI Monsieur Philippe KERYER

Assistent egalement it la seance:

Monsieur Fih~mon AUG IRON Madame Odile DENIS Monsieur Regis JARDE Monsieur Christian LE BOUHART

Monsieur Michel DE LAHAYE

President et Di recteur General Administrateur Admi nistrateur

Representant du Comite Central d'Entreprise Representant du (omite Central d'Entreprise Representant du Camite Central d'Entreprise Representant du Camite Central d'Entreprise

Secretaire du Conseil d'Administration

Monsieur Pierre BARNABE qui est amene a occuper de nouvelles responsabllites dans La societe est egalement present.

Le quorum etant atteint} le Conseil peut valablement deliberer.

L'ordre du jour est ensuite rappete :

------ -~ .. -- ----- --- ._._-.------- --------- --------- -----. -- -. --- ---- 0-- -- ------zti-~; ~'/1 :\.....:: .. ~_ _ ____________ ..

1. Demission du President ; !0~'~ L!C'''.::L.I!''~~>'\ 2. Nomination du presi?ent .; ;, ~1;:j( ~ -: 1 I . . ~. ~ 'fU\ 3. Organisation de La Dlrectlon Generale ; O. '~\tQ~:t~~

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.... __ ----- - •• _-------- _____________ N _____ ---_____ .. ___ • ww .. ______________ ~\~(~.~~:'~~'~~ _ ._~ _._.

1. Demission du President Directeur General ~Ol.s-1-Le President fait part au Conseil d 'Administration de sa decision de demissionner de son mandat de President Directeur General. Sa demission sera effective a l'issue du Conseil d' Administration. Le Conseil d' Administration accepte ta demission de Monsieur Olivier BAUJARD de ses fonctions de President Directeur General et le remercie de son devouement pour la societe.

extra it PVCA 3001 2009 nomination POG & DGD.doc


2. Nomination et PouYoirs du President Directeur General

Le Conseil d' Administratlqn decide OP nommer ~n qualit~ de President Directeur General . A· ...... -· ..... ~ .. -nARk!·:'.p.t;'"-,.,..n:---,.,.., .... ~ ... A- ~-~ -- .... ndat ... ' ..... m· l·r.~st"-"'our . ~--~ ... -- ..... _. -.-.- -... \ .. :~.:.~~:~.-..- :·· .. :-.Jl(.'"......u-..... ,~,. f'u.;. .... A: u .. ,.'4IJ, ... , ..... t',...1I+-.~v.J;~: .. " u~, .. ·~ ... ~"'·'Io.oi .. '-t& • .aw t. 1'-',"",- .' .- .• -- .... ~-.

Monsieur Pierre BARNABE remercie le Conseil d'Adminlstration et souligne que le nouveau Conseil d' Administration est compose de personnes representant au plus haut niveau du groupe les differents metiers.

Le Conseil d' Administration fixe comme suit ses pouvoirs. Monsieur Pierre BARNABE assumera sous sa responsabilite, et dans les conditions legales, la Direction Generate de La Societe, et La representera dans tous ses rapports avec les tiers.

It disposera, a cet effet, des pouvoirs les plus etendus pour agir en toute circonstance au nom de La societe, dans La llmite de l'objet social, et aura La faculte de substituer teUe personne qu'll avisera dans lesdits pouvoirs par un mandat special et pour des objets dete rmi n€os.

Le Conseil d' Administration donne egalement a Monsieur Pierre BARNABE des pouvoirs specifiques en matiere de cautions, avals et garanties a donner au nom de la societe en faveur de tiers avec faculte de substituer pour une periode d'un an a compter de cette date J sous reserve que les engagements concernes ne depassent pas la somme de cinq cents millions d'Euros par operation et au total La somme de trois milliards d'Euros pour la peri ode susvisee.

3. Organisation de la Direction Generale

A ['issue du Conseil d' Administration, le mandat du President Directeur General prenant fin, les mandats de Directeur General Delegue de Messieurs Vincenzo NESCI, Nicolas BARRE prendront egalement fin. Messieurs Pierre BERETTI et Guy SIEGER seront confirmes dans leur fonction de Directeur General Delegue par le nouveau President Directeur General.

Monsieur Pierre BARNABE informe le Conseil d'Administration qu'll souhaite etre assiste dans ses fonctions de direction de la societe par des directeurs gene raux delegues qu'll propose de nommer au nombre de cinq, chacun d'entre eux prenant La responsabilite d'un domaine partkulier. . ...

Sur proposition de Monsieur Pierre BARNAB~.: ,:~ Conseil d' Administration decide de nommer Monsieur Pierre BERETII en qualite de Dlrecteur General Delegue en charge des Ressources Humaines et de la Surete. Dans le cadre de son mandat Monsieur Pierre BERETTI assumera l'integralite des responsabilites Uees aux ressources humaines et a la sGrete des personnes. It aura tous pouvolrs pour engager 1a societe aupres de tiers dans son domaine de competences. Monsieur Pierre BERElTl disposera de La faculte de subdeleguer.

Sur proposition de Monsieur Pierre BARNABE, ole Conseil d' Administration decide egalement de nommer en qualite de Directeur General Delegue en charge des Finances Monsieur Guy SIEGER. Monsieur Guy SlEGER assumera sous sa responsabilite l'integralite des operations comptables et financiE?res. Il aura tous pouvoirs pour engager la societe aupres de tiers dans son domaine de competences. Monsieur Guy SIEGER disposera de la faculte de subdeleguer.

extrait PVCA 30 01 2009 nomination PDG & DGD.doc


~ '. .< ~.

Sur proposition de Monsieur Plene BARNA5E, Ie Conseil d' Admini~t.ration decide de :, .... ,~;~ .Dcmfn,;~ .~Aon$.~u;- Albe:t COY::T ~jrectq'L:;-~:Ger.::ral Delcgu€ ~zcre!air~Generdl. Monsieur

Albert GOYET sera plus particulierecnent h~sponsable des relations publiques, de la bonne gouvernance, des affaires juridiques et de La communication. IL aura tous pouvoirs pour engager La societe aupres de tiers dans son domaine de competences. Monsieur Albert GOYET disposera de La faculte de subdeleguer.

Sur proposition de Monsieur Pierre BARNABE, le Conseil d' Administration decide de nommer Monsieur LOlc LE GROUIEC Directeur General Delegue-Operations. Monsieur LOl'c LE GROUIEC assumera notamment La responsabilite des activites industrielles des Achats et de La qualite ainsi que de l'immobilier. It aura taus pouYoirs pour engager La societe aupres de tiers dans son domaine de competences. Monsieur Lo1"c LE GROUIEC disposera de la faculte de subdeleguer.

Enfin, sur proposition de Monsieur Pierre BARNABE, le ConseH d t Administration decide de nom mer Monsieur Fadi RAAD Directeur General Delegue International. Monsieur Fadi RAAD sera responsable des activites commerciales de la societe realisees a L'etranger. Il sera responsable, notamment, des succursales d' Alcatel-Lucent France enregistrees a (1etranger. It aura tous pouvoirs pour engager la societe aupres de tiers dans son domaine de competences. Monsieur Fadi RAAD disposera de La faculte de subdeleguer.

Les Directeurs Generaux Delegues sont nommes pour uneduree de trois ans soit jusqu'au Conseil d'administration appele a arreter les comptes de t'exercice qui sera dos le 31 decembre 2011 . .

Capie certifiE§e conforme Michel DELAHA YE Secretaire du CanseH d' Administration R 225-24 Code de commerce

• 'i" ..

exira if PVCA 30 01 2009 nomination PDG & DGD.doc

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1 qual de Iii Cor.e .. . 751 ge PARIS CEDEX 04

.. :£X~cTO:fiEL REGlI1STkOMERiCA:NTIL'Y DE; SOCIEDAmES· .. . . .....: " .QE.t.:·j.l:;;~E,,~GtiSTQ:iDE·.,lOO~i ..... ,,' ..... .

IDENTIFICACION ,.-.- ,..'~ t·,·''':--, '

Denominacion Social: ALCATEL-LUCENT FRANCE (") ~~~';';-:...!.!r:\::-l',,;-~. cr.:n~·: i~'lf~ C()~·;FORi,·;E \ Numero de identificacion: 338966385 R.C.S. PARIS 7 ;::.,,:,,,::-.-:~:): -.) /'. L'("'F r·. ~.~ '\L 1 Numero de gesti6n: 1986 B 11760 I _': T:;-/~ ::-;.~:<: 1"i ;1(, \ "'" -w -''' '-'1.l' I. I Fecha de matriculaci6n: 10 d tub d 1986 '_( '''''-;;::.;;; =:::-'c \ :'::."! ~'l .. ::t:: .. 1>·f,a:~\"-<?' l.. ............ !

INFORMACIONES RELATIVAS A LA ;=:S~:: MORAL Ii ",)[~gr~,r)A:: "'32 :~, ovoi, i ~o;"mu;~;;~~:~~ocial de: ~~~~~~~~O~~~:!nYIA ~G2~~- ie~"' .. e~.,,.(!? ·.b~:i~l) Direccion del domicilio social: 12 RUE DE LA BAUME 75008 PARIS . Duracion de la sociedad: Hasta el lOde octubre de 2085 Fecha del cierre de cuentas: El31/12 Constttuci6n Deposito del acto En la Secretaria judicial del Tribunal de Comercio de Paris el 29 de septiembre de constitutivo:' 1986 con el numero 001328 Publicaci6n: Peri6dico La Loi del 03 ~ o~tu1;?re de 1986

ADMINISTRACION PRESIDENTE DIRECTOR GENERAL

- ..,. 20/10109 00.27375

SR:-BJtR'NA'BE PIERRE, Nacido ell de octubre de 1970 en AUCH 32000 (Francia)

_~~~MG~eqD\lNrUGlH$'AR1S -D-l-RE-C"'-r""'O""'R-G-E-N-E-RA-L"'--'-D-E-L-E-G"""A--'-D-O--2'1~ Y ADMINISTRADOR

DIRECTOR GENERAL DELEGADO SR. SIEGER Guy Nacido el9 de mayo de 1955 en MULHOUSE 68100 (Francia) Nacionalidadfrancesa . ::" ii\.11r~~,,,,,,, Domiciliado 15 rue Bertin Poiree 75001 P . .........Oip~~O~

DlRECTOR GENERAL DELEGADO SR. GOYET Albert Nacido el 3 de Mayo de 1959 en SAINT E ~~~~~r4\"}rv Nacionalidadfrancesa '* ~~". " Domiciliado 45 avenue Berthelot 92500 Rueil Malma ."

+-~--~~--~~--~~~~ SR. LE GROUIEC Lore .. "",:,.~. Nacfdo el12 de Abril de 1964 en SAINT BRIEUC 22 ~§. Fr~r8i) Nacionalidadfrancesa ;i ;:~ S . Domiciliado 10 rue des Jacinthes 91300 MASSY (:;. _~, ~, .~

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DIRECTOR GENERAL DELEGADO

DIRECTOR GENERAL DELEGADO SR. RAAD Fadi :) :::.~ :.: . v; Nac~do el. 30 de Enero de 1957 en MAZRAA (Libano) ~E i.;~~ :~;I' f 1--_: NaclOnalldadfi'ancesa :;;,.. '_.; ~:.;:::: ", __ :. Domiciliado 9 rue du Stade 91400 SACLA Y S;.j :~'" r'~ ~ oC:.7.)

ADMINISTRADOR SR. KER YER PHILIPPE '-~ .,,: ,~; ~ ~:~ Nacido el22 de febrero de 1964 en ST QUENTIN 02 J :-.:.:_)

Nacionalidadfrancesa ~:,~ ~~. ~. Domiciliado 22 RUE OE LA VEGA 75012 PARIS ~ :1::

ADMINISTRADOR ~~~~~~~~~:~~:zo de 1968 en MEU DON 92190 cia~1 i~ t_ ~ i: ~_}_~~_~ N acionalidad francesa Domiciljad 83 rue veau 92200 NEUr Y SUR SEINE

La palabra "ORIGINAL" anterior significa que est<l usled en presencia de un original expedido p~r la Sec·~jlb"' •..

Se<::retarill del Tribunal de COll1crcio de Pilris DRCS 0li0912009 14:45 :05 Pagina 1/3 (10)


REPUBLICA DE COSTA RICA MINISTERIO DE RELACIONES

EXTERlORES Y CULTO

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Lo suscrito Sergio Vinocour Forrueri

Consul de Costa Rica

Paris, Francia

CERTIFICA:

que 1a firma que aparece en el documento adjunto que dice : SERV1CIO CONSULAR

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~~~~:"!oJ~x1:en' ores de Francia. finno y sella 1a presente, a las 13: 20 horas del dia 22

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N° de ord N0 de tarifa : C..l '-9"~-_

Derechos $ : 40 (27 euros) Cancelados en el Consulado

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ADNflNISTRADOR SRA HADDAD Caroline Nombre utilizado: Guillaumin Nacida eJ 25 de diciembre de 1965 en Yalence (33400) N acionalidad francesa Domiciliada 9 rue Haussmann 92400 COURBEVOIE

CENSOR DE CUENTAS TITULAR ERNST AND YOUNG EY AUTRES (SOCIEDAD POR ACCIONES SIMPLJFICADA) 41 RUE YBRY 92200 NEUILLY SUR SEINE 438476913 R.C.S. NAN TERRE

CENSOR DE CUENTAS TiTULAR DELOITTE & ASSOCIES SA (SOCIEDAD ANONIMA) 185 C A VB CHARLES DE GAULLE 92200 NEVILL Y 572 028 041 R.C.S. NAN TERRE

CENSOR DE CUENTAS SUPLENTE

CENSOR DE CUENTAS SUPLENTE

BEAS 7-9 VILLA HOUSSA Y 92200 NEUILL Y SUR SEINE 315 172 445 R,C.S. NANTERRE SR, MACIOCE PASCAL Nacido el23 de febrero de 1955 en PAU 64 (Francia) N acionalidad francesa Domiciliado 41 RUE YBRY 92200 NEUILL Y SUR SEINE

INFORMACIONES RELATIV AS A LA ACTIVIDAD Y AL EST ABLECIMIENTO Origen del negocio 0 de fa aClividad: CREACION DE UN FONDO DE COMERCIO ACQUIRJDO POR APORTACION Aclividad: TODA CLASE DE OPERACIONES RELATIV AS A LAS

TELECOMUNICACIONES, LA INFORMATICA, LA TELEMATICA, LAS INDUSTRIAS ELECTRICAS, ELECTRONICAS, MECANICAS 0 CONEXAS, ASI COMO CUALQUIER OTRA ACTIVIDAD DE ESTUDIO, INGENIERlA, FABRICACION, MONTAJE, PRESTACION DE SERVrCIOS Y COMERCIALIZACION QUE PUEDAN RELACIONARSE DIRECTA 0 INDIRECTAMENTE CON LOS CAMPOS E INDUSTRIAS PREVTAMENTE CITADOS 0 CONTRlBUIR A SU DESARROLLO

Direccion del Establecimiento principal: ProprieJario anterior:

Declaracion de creditos en fa Secrelarfa judicial de: Comienzo de explotaci6n: Modo de explotaci6n:

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OBSERV ACIONh~ , 8 de julio de 1998, No. 38405

7 de diciembre de 1999, No. 50025

7 de diclembre de 1999, No. 50027

14 de febrero de 2001, No. 88275

7~9 A V MORANE SAULNIER 78140 VELIZY VlLLACOUBLA Y

- ALCATEL FRANCE-Numero de identificaci6n 333 150043 VERSALLES

lOde octubre de 1986 EXPLOTACION DlRECTA

SOCIEDAD QUE PARTICIPO EN LA OPERACION DE FUSION: DENOMINACION ALCATEL ALSTHOM RECHERCHE - FORMA JURIDICA: ANONIMA - DOMICILIO SOCIAL: ROUTE DE NOZAY 91460 MARCOUSSIS RCS B 689 802 809 A PORTA CION PARCIAL DE ACTIVO DE LA RAMA DE ACTIVIDAD "ESTACJONES TERRESTRESH A LA SOCIEDAD ALCATEL SPACE 12 RUE DE LA BAUME 75008 PARIS RCS B 414 725 101 SOCIEDAD QUE PARTICIPO EN LA OPERACION DE FUSION . DENOMINACION ALCA TEL DAT NETWORKS FORMA JURIDICA: SA ~ DOMICILIO SOCIAL: 12 RUE DE LA BAUME 75008 PARIS RCS B 323 65864 t AUMENTO DE CAPITAL TRAS APORTACION DE ACTIVO BAJO EL REGIMEN JURIDICO DE LAS ESCISIONES - SOCIEDAD QUE HA PARTICIPADO EN LA APORTACION ALCATEL TITN ANSWARE SA ReS B 682007 398 - DOMICIUO SOCIAL 12 RUE DE LA BAUME 75008 PARIS

La palabra "ORIG[NAL" anterior significa que esta usted en presencia de un original expcdido POf la Secretaria

Sccretaria del TribunaJ de COlnercio de Paris DRCS 01/0912009 14:45 :05 Pagina 2/3 (11) *093844279*


--I:' · :~~tr.ro ~e ~~02. N(>, 6.' jh~ --S-,-.J-C-!E ...... !..,~)l-·.D---'OQ=U-TEPARTICIPO:-: E~:--LA . OPERACioN-nE -FD:SION:DENOMINACION NEWBRIDGE NETWORKS - FORMA JURIDICA : SOCIEDAD ANONIMA - DOMICILIO SOCIAL: ZI SUD ESTt 6 RUE DU BAS VILLAGE 35510 CESSQN SEVIGNE RCS RENNES B 317 663 813

l2 de febrero de 2002, No. 67364 FUSION~ABSORCION DE LA SOCIEDAD NEWBRIDGE NETWORKS CON CARACTER RETROACTIVO EL 01 (05(200 1

28 de noviembre de 2002) No. 47048 SOCIEDAD QUE HA PARTICIPADO EN LA OPERACION DE FUSION: DENOMINACION ALCA TEL CONTRACTING FORMA JURIDICA SA DOMlCILIO SOCIAL 72J A VENUE DE LA LfBERTE 92723 NANTERRE ReS NANTERRE 383949559

28 de noviembre de 2002, No. 47059 SOCIEDAD QUE HA PARTICIPADO EN LA OPERACION DE FUSION: DENOMINACION ALCATEL TRANSPORT FORMA JURIDICA SA DOMICILlO SOCIAL: 18, A VENUE DU MARECHAL JUIN 92360 MEUDON LA FORET ReS NANTERRE 352038525

28 de noviembre de 2002 t No. 47060 EFECTO RETROACTIVO DE LA FUSION: 0110712002 (CON LA SOCIEDAD ALCA TEL TRANSPORT)

17 de enero de 2003, No. 60893 EFECTO RETROACTIVO DE LA FUSION : 01/01/2002 (CON LA SOCIEDAD ALCATEL CONTRACTING)

16 de febrero de 2005, No. 92511 SOCIEDAD QUE HA PARTICIPADO· EN LA OPERACION DE FUSION: DENOMINACION NEXTENSO FORMA JURIDJCA SOCIEDAD ANONIMA DOMICILJO SOCIAL: 12 RUE DE LA BAUME 75008 PARIS RCS PARIS 424 683 62]

23 de octubre de 2006, No. 101 APORTACION PARCIAL DE LOS ACTIVOS SOMETIDOS AL REGIMEN DE ESCISIONES CON EFECTO RETROATIVO AL 01/0112006, DE LA RAMA COMPLETA DE ACT[VIDAD ~~ TSD» Y DE LOS APORTES EFECTUADOS EN BENEFICIO DE LA SOCIEDAD ALCATEL TRANSPORT SOLUTIONS FRANCE (ANTIGUAMENTE SABILEC) 487 630980 RCS PARIS

10 de julio de 2007, No. 105 SOCIEDAD QUE HA PARTICIPADO EN LA OPERACTON DE FUS]O~: DENOMINACION DISELEC FORMA JURIDICA SOCIEDAD POR ACCIONES SIMPLIFICADA DOMICILIO SOCIAL: 12 RUE DE LA BAUME 75008 PARIS RCS P ARlS 491 687 422

10 dejulio de 2007, No. 106 SOCIEDAD QUE HA PARTICIPADO EN LA OPERACION DE FUSION: DENOMINACION LUCENT TECHNOLOGIES FRANCE paRMA JURlDICA SOCIEDAD POR ACCIONES SIMPLIFICADA DOMICILIO SOCIAL: 72 RUE DU FAUBOURG SAINT-HONORE 75008 PARIS Res PARIS 410 717 151

18 de noviembre de 2008, numero 107 CONTINUACI6N DE LA SOCIEDAD A PESAR DE QUE EL PATRIMONIO NETO HA PASADO A SER INFERIOR A LA MITAD DEL CAPITAL SOCIAL; JUNTA GENERAL DE 05-11-2008 '.

9 de diciembre de 2008, numero 108 : Aportaci6n parcial de activo con arreglo al regimen de escisiones con efecto retroactivo a 01-01-2008 del ramo completo de actividad investigaci6n de Bell labs a la sociedad ALCATEL-LUCENT BELL LABS FRANCE 487.631.095 RCS Paris.

ESTABLECIMIENTOS SITU ADOS FUERA DE LA JURISDICCION DE LA SECRETARIA JUDICIAL Secretaria de SAINT BRIEUC (2202) Secretaria de TOULOUSE (3102) Secretaria de RENNES (350 I) Secretaria de NANTES (4401) Secretaria de ORLEANS (4502) Secretarfa de DIEPPE(7601) Secretaria de EVR Y (780 I) Secretaria de NANTERRE (920 I)

Expedido en PARIS, elIde septiembre de 2009 E1 Secretario Judicial, [firma]

La palabra "ORIGINAL" anterior significa que esta usted en presencia de un original expedido pot la Secrelaria Secretaria de! Tribunal de Comen:io de Paris DRCS 01/0912009 14:45 :05 Pagina 3/3 (12) "093844279"


'.' . . ~.~ ''( '~Gr.effe· du Tribunal de Co'mmerce de Parl$ ,

;L Quai de fa Corse . c 75198 Paris Cedex 04

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EXTRAIT DU REG ISTRE D(J··CO:M·ME~Cc·ET·:6ES<S:oCiEres.·::· a'u '31 a'b,a'~ _20t~9, ,.,'., ',' " , :{, . -.- ,',

IDENTIFICATION

Denomination Soc/ale: Numero c!'ldentificatfon : Numero de gestlon : Date d'immatrlculation :

ADMINISTRATION

President du conseiJ .. d'administration et Dlrecteur general

Directeur general defegu{§ et Admlnistrateur

Dlrecteur general de/ague.

Directeur general delague

Directeur general delegue

Admfnlstrateur

Admlnistrateur

:,' ~- .:.';.' ,

,':,- '

.. , .'.

ALCATEL-~U~ENT. FM,:NCE'" 338 966.3'85 R~C:~.S:·~ pa,tls .,": .. ;~:'::.' ... -1986 B 11760 ,..' '. .d.·.,·

10 octobre'l. .. 986, . . ..:,~; .. ,).

M~ LE Gf\OUIEC Loye:·~~·· (.: .. : .. ':: .. '.' .' ,.. .;;'.;:.::::.: ne Ie 12 ·aYrU.l.964::·~a.S"{-BRi:E;YG~;22GG)O':TFRANCE). de nationalite·Frarn;:alse~:.;·:·:,;.::.:··: .,,: "'. . demeurant 10 al des Jacinthes 91300 Massy .

M. RAAD Fadi ne Ie 30 janvier 1957 a MAZRAA (UBAN) de nationalite Franc;alse demeurant 9 r' du Stad~ 91400'SacJay

M. KERYER Philippe ne Ie 22 fevtler 1964 it ST QUENTIN 02100 (FRANCE) de nationalite Franc;aise demeurant 22 r de la Vega 75012 Paris

M. THOMAS Remi ne Ie 14 mars 1968 a MEUDON 92190 (FRANCE) de nationalite Franc;aise demeurant 83 r Chauveau 92200 Neuilly sur Seine

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IIIIIIIIIIIIIIIIIIIIIIIIIIIIII~ 1lllIllllIlllillll~UI : " Mmfo-f14ATI,.lTJ:11 ~~hrieH;::..

-"-'~.~-' -' .. , fIOn·?I's ... ru~ G:\iiin='f-'--"---'---" n'ee Ie La octobre 1962 a NANCY 54000 (FRANCE) de nationalite Fran~aise

Administrateur

Commissaire aux comptes titulaire

Commissaire aux comptes titulaire

Commissaire aux comptes suppJeant

Commissaire aux comptes suppleant

demeurant 43 av de Suffren 75015 Paris

Mme HADDAD Caroline nom dtusage Guillaumin nee Ie 25 decembre 1965 it TALENCE 33400 (FRANCE) de nationalite Fran~aise demeurant 9 rue Haussmann 92400 Courbevoie

ERNST & YOUNG ET AUTRES (Societe par actions simplifh~e) 41 R YBRY 92200 NEUILLY SUR SEINE 438 476 913 R.C.S. Nanterre

DELOITTE & ASSOCIES SA (Societe anonyme) 185 C AVE CHARLES DE GAULLE 92200 NEUILLY 572 028 041 R.C.S. Nanterre

SEAS 7-9 VILLA HOUSSAY 92200 NEUILLY SUR SEINE 315 172 445 R.C.S. Nanterre

M. MACIOCE PASCAL ne Ie 23 fevrier 1955 it PAU 64 (FRANCE) de nationalite Franc;aise demeurant 41 R YBRY 92200 NEUILLY SUR SEINE

RENSEIGNEMENTS RELATIfS A L'ACTIVITE ET L'ETABLlSSEMENT

Origine du fonds ou de /'activite : Activite:

Adresse de I'etablissement principal: Ancien proprietaire :

Declaration de creances au greffe de : Debut d'exploitation Ie : Mode d'exploitation :

FONDS DE COMMERCE ACQUIS PAR APPORT

TOUTES OPERATIONS CONCERNANT LES TELECOMMUNICATIONS L'INFORMATIQUE, LA TELEMATIQUE, LES INDUSTRIES ELECTRIQUES, ELECTRONIQUES MECANIQUES au CONNEXES AINSI QUE TOUTES ACTIVITES ' D1ETUDE D'INGENIERIE DE FABRICATION DE MONTAGE DE PRESTATION DE SERVICES ET DE COMMERCIALISATION POUVANT SE RATTACHER DIRECTEMENT OU INDIRECTEMENT AUX DOMAINES ET INDUSTRIES PRECITES OU CONCOURIR A LEUR DEVELOPPEMENT -7-9 AV MORANE SAULNIER 78140 VELIZY VILLACOUBLAY

- ALCATEl FRANCE nO identification 333 150 043 Versailles

10 octobre 1986 EXPLOITATION DIRECTE


7 decembre 1999, N Q 50025

7 decembre 1999, N°S0027

14 tevrier 2001, N°88275

12 fevrier 2002, N Q 67362

12 fevrier 2002, N°67364

28 novembre 2002, N D 47048

28 novembre 2.002, N Q 47059 .

28 novembre 2002, N°47060

17 janvier 2003, N Q 608.93

16 fevrier 2005, N°92511

23 octobre 2006, numero 101

10 juillet 2007, numero 105

10 julllet 2007, numero 106

FUSIONABSORF'tIONOE LA SbCEIT-ENEWBRIDG.E;;·'NETWORKS.AVEC EFFET R.ETR,QAC1J,f: Au .. O:ijOS./2.Q.<>'1 .. ~·:':-': '';: .. , . .-; . . ,J,-.' . . . ..

SOCIETE AYANT PARTICr:PE;;;ii/~J·Qpe,AA1.leN:':DE .,fUSION ::'PENOMINATION· . '-ALCAT:::L CONtRAcrtNG···F.dRMEJ;0.RibIQU.~ S.AtSI~GI;: s.ociAl~:.72 AV DE LA LIBERTE 9 27;2.~~'NANTER-B~'!R~~::~3:~3'94$.:$.5:~.~~C~;:~ANT:eRRI;.' . .

·~~:;a~!~~~f~~I~~~!~S!~:;;~:L ~~~i~~~~rI~~ ... b~.';:r·t~~?,ft·:~~:~~; ~~~~t-1;~:0.;~~;·f~~s~q,'·:~S~OCIETE ALCATEL

SOCIETE··AVANT PARTIC1~·f;.;;~,~L~,b'P.·E:AAT:iON/.DE~·FP:S.t:9iN :··o'Ef\l6M·-INATION. NEXTENSO FORME J.l)RU?lq~ji;.$qct;ETE ANONYMS':?leGE SQCIAL 12 RUE DE

. LA SAUME ·750o.~l .. ~A.~IS'l~Q$.;i;·,4;24:~:6~3 q2f; P~B,lS'·.: ' .; - .. :. APPORT 'PARTIEL: 'D1ACTIFSSoTJSMIS AU REGIM'E{OE .': .:>-"'~rn"""':;'-·S-'S-I-O-N-S-A-V-E-C--EFFET RETROAC"rij= A\;J;·;;cttjc)'i'ji6;06;~:. DE LA BRAN,ctHl:.· COMI?LETE D1ACTIVITE "TSD Il ~T D~S.:AP.pqRr$··pf5'~¢9tU~$:.:A(J: PP:QFt1>PE.:l.A.SOCIETE ALCATEL TRANSPORT S.OL.UTIONS~RA:No.E:·(ANC~·E~Nt,5'M·ENT SABlL;EC) 487 630980 Res· PARIS::', '.:. ", '.:. ,'.' ... , ... '.''' .... " .. ,.'. '; .. , : ...... ' .. .-: ... ;. : .. ::. .

SOCIETE.AVANT, PA.RT{CIPE;: .. A;;·~~.oPERAT'ION: DE FUSION: DENOMINATION DISELEC FORME· lORIDIQ(:JE··SilXS'iSIEGE;:SO'CI.AL 12·rue de la Baume 75008 Paris ReS 491 687-422. .:' . .' ..

SOCIETE AVANT PARTICIPE A.l.'OPSRATION D.E FUSION: DENOMINATION LUCENT TECHNOLOGIES·FRANCe'FORM·E Jl,iRIDlQUE SAS SIEGE SOCIAL 72 RUE DU fAUBOURG:.SAINT~H9NORE·75008 PARlS Res 410 717 151

18 novembre 2008, numero 107 CONTINUATION DE LA:sOCiETE··MALGRE UN ACTIF NET DEVENU INFERIEUR A LA MOITIE DU CAPITAL SOCIAL. ASSEMBLEE GENERALS DU 05-11-2008

9 decembre 2008, numero 108 Apport partiel d'actif sous Ie regime des scissions avec effet retroactif au 01-01-2008 de la branche complete d 1activite recherche Belt Labs a la societe ALCATEL-LUCENT BELL LABS fRANCE 487.631.095 res Paris

ETABLISSEMENTS HORS LE RESSORT DU GREFFE

Greffe de Saint-Brieuc (2202) Greffe de Toulouse (3102) Greffe de Rennes (3501) Greffe de Nantes (4401) Greffe de Orleans (4502) Greffe de Dieppe (7601) Greffe de Evry (7801) Greffe de Nanterre (9201)

/


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Exhibit 1 - International asset recovery...PGR Office of the Attorney General of the Republic...

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Transcript of Exhibit 1 - International asset recovery...PGR Office of the Attorney General of the Republic...