Evaluation of the Discipline Foundation Policy October 24, 2011
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LAUSD Discipline Foundation Policy
Evaluation of the Relationship between School-Wide Positive Behavior Interventions and
Supports (SW-PBIS) Implementation and Outcomes
10/24/2011
Jeffrey Sprague, Ph.D.
Claudia Vincent, Ph.D.
University of Oregon
Institute of Violence and Destructive Behavior (IVDB)
1265 University of Oregon
Eugene, Oregon 97403-1265
Tel: 541 346 3592
Fax: 541 346 2594
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EXECUTIVE SUMMARY
BACKGROUND
On March 27, 2007, the Los Angeles Unified School District (LAUSD) adopted the
Discipline Foundation Policy: School-Wide Positive Behavior Support (BUL-3638.0) which
mandates the development of school-wide positive behavior support and discipline plans atevery school in the District. The policy states that, Every student, pre-school through adult, has
the right to be educated in a safe, respectful and welcoming environment. Every educator has
the right to teach in an atmosphere free from disruption and obstacles that impede learning.
This will be achieved through the adoption and implementation of a consistent school-wide
positive behavior support and discipline plan for every school in LAUSD.
Extensive work has been done since the adoption of the Discipline Foundation Policy to
facilitate the implementation of this important, evidence-based policy. The policy also calls for
ongoing oversight, systematic review and evaluation which includes an analysis of:
1. Policy implementation
2. Communication mechanisms
3. Any adjustments or changes in school practices (determined through data collection)
to ensure that school practices are strengthened and aligned with District policy
The University of Oregon Institute on Violence and Destructive Behavior collaborated
with LAUSD leadership personnel to conduct an independent and impartial evaluation of the
implementation of the Discipline Foundation Policy. The results document policy processes and
outcomes. Recommendations will be used to guide development of a three to five year plan to
enhance and improve districtwide policy implementation including specification of
intervention fidelity measures, specifically assisting in the development of data-based decision
rules for continuous program improvement.
EVALUATION QUESTIONS
The goal for the evaluation was to describe how well the Discipline Foundation Policy is
being implemented and how closely the implementation matches the policys goals. The
findings will be used to recommend a three to five year future plan for implementation of the
policy. This evaluation focused on the following questions:
1. What is the level of implementation of School-Wide Positive Behavior Interventions andSupports (SWPBIS) at the local school and local district level based on the Discipline
Foundation Policy criteria?2. Are students, families and school/district personnel aware of and involved with the
policy and its elements (the eight key features of SWPBIS)?
3. What impact does implementation of the Discipline Foundation Policy and SWPBISpractices have on LAUSD schools and the students and families they serve?
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THEORY OF ACTION
If schools implement the Discipline Foundation Policy: School-Wide Positive Behavior
Support with high levels of fidelity then higher levels of academic achievement and attendance
will be observed along with lower levels of out of school suspensions and opportunity transfers.
METHODOLOGYGuided by a comprehensive evaluation table of specifications per commonly
recognized standards for professional program evaluation, we conducted an analysis of the
inputs, outputs (processes), outcomes and impacts of the implementation of the Discipline
Foundation Policy.
Sample
A random sample of 142 schools (84 elementary, 28 middle, and 30 high) was selected
to participate in the evaluation. These schools are from the eight Local Districts and T schools.
In those 142 schools, a total of 156,595 students were enrolled. The average enrollment at the
elementary level was 637.6 (SD = 264.14), at the middle school level 1643.0 (SD = 490.43) and
at the high school level 1901.1 (SD = 1151.68).
Evaluation Measures and Data Analysis
The evaluation included a review of the Discipline Foundation Policy, collection of
fidelity of implementation data from two different sources, and surveys for parents and staff
members. For the schools sampled, we also received archival data from the 09-10 school year.
We used evidence-based tools to measure implementation fidelity, as well as generally
recognized instruments and practices to assess the characteristics and needs of schools,
evaluation participants, and program outcomes. Each instrument was matched to the needs
and characteristics of individual evaluation components.
Simple logic and research would suggest that higher quality SWPBIS practices in schoolswould be related to improved academic outcomes and reduced use of out of school
suspensions and opportunity transfers.
Fidelity of Implementation
The level of SWPBIS implementation was measured with the Team Implementation
Checklist (TIC) and the Rubric of Implementation (RoI). The TIC originally developed by Horner,
Sugai and Lewis-Palmer (2002) has been used to monitor positive behavior intervention and
support implementation in schools throughout the Nation. LAUSD was given permission to
modify the original version to a total of 18 self-assessment questions that measure the levels of
commitment and teaming, as well as the established school-wide expectations and the capacityfor function-based behavioral support. Possible responses to each question are Achieved, In-
Place, or Not Started. The RoI is a District developed measure that reflects the 8 Key-
Features of SWPBIS practices and is completed by Local District staff persons from outside the
school-site. Scores of 1 (Little to no evidence) to 4 (Strong evidence) are given for each feature.
Staff Member and Parent Survey Data
LAUSD personnel prepared an anonymous electronic survey that was distributed to
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staff members and families at the schools selected for the evaluation. Questions were derived
from a variety of sources, and were intended to capture information about stakeholder
awareness of, and satisfaction with features of the Discipline Foundation Policy. The staff
member and parent survey data were analyzed to determine levels of awareness, satisfaction
with policy implementation, gather information for improvement, and to discover needs or
changes in services, training and curriculum.
Archival Data
We received an archival data set on the sampled schools which consisted of attendance,
academic achievement, Free and reduced lunch, Opportunity Transfers (OT), out of school
suspensions and suspension rates for the 09-10 school year.
RESULTS
QUESTION 1: What is the level of implementation of School-Wide Positive Behavior
Interventions and Supports (SWPBIS) at the local school and local district level based on the
Discipline Foundation Policy criteria?
Recognizing that the TIC is a self-evaluation instrument and the RoI is completed by
Local District personnel, we correlated TIC and RoI subscale scores and total scores to evaluate
the extent to which the outcomes of the two measures yield similar outcomes. Elementary and
middle schools appeared to be the strongest implementers, with middle schools reporting the
most fully implementing on the TIC. Based on RoI scores, elementary schools were the
strongest implementers overall, followed by middle schools and high schools. However, middle
school scores were highest in Administrative Leadership, Team-Based Implementation,
Monitoring and Correcting, and Data-Based Decision-Making.
QUESTION 2: Are students, families and school/district personnel aware of and involved withthe policy and its elements (the eight key features of SWPBIS)?
The responses that had the highest percentage of agreement in the staff member
survey were: I think having the same 3-5 behavior expectations/rules throughout our school
and in every classroom helps students follow the behavior expectations/rules (90%) and Most
teachers help students to know the behavior expectations/rules for our school (87%). The
responses that had the highest percentage of disagreement in the staff survey were: Updates
on the School-Wide Positive Behavior Support efforts are communicated through newsletters,
brochures, open house, parent meetings, etc. at least 5 times per school year (47%) and Our
school uses behavior data to make decisions in designing, implementing, and revising school-
wide efforts at least 2 times per school year (43%) (see table 1 below).The responses that had the highest percentage of agreement in the parent survey were:
My child knows the behavior expectations/rules the school has for them (91%) and I know
the behavior expectations/rules at my childs school (90%). The responses that had the highest
percentage of disagreement in the parent survey were: I have been invited to provide my
opinions regarding what the school behavior expectations/rules should be at my childs school
(42%) and My child has received an award/recognition from the school for meeting
expectations school behavior expectations/rules (37%) (see table 2 below).
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Table 1: Responses that had the highest percentage of agreement and disagreement (Staff Member
Survey)
Statement % agree
I think having the same 3-5 behavior expectations/rules throughout our
school and in every classroom helps students follow the behaviorexpectations/rules.
90%
Most teachers help students to know the behavior expectations/rules for our
school.
87%
Statement % disagree
Updates on the School-Wide Positive Behavior Support efforts are
communicated through newsletters, brochures, open house, parent
meetings, etc. at least 5 times per school year.
47%
Our school uses behavior data to make decisions in designing, implementing,
and revising school-wide efforts at least 2 times per school year.
43%
Table 2: Responses that had the highest percentage of agreement and disagreement (Parent Survey)
Statement % agree
My child knows the behavior expectations/rules the school has for them. 91%
I know the behavior expectations/rules at my childs school. 90%
Statement % disagree
I have been invited to provide my opinions regarding what the school
behavior expectations/rules should be at my childs school.
42%
My child has received an award/recognition from the school for meeting
expectations school behavior expectations/rules.
37%
QUESTION 3: What impact does implementation of the Discipline Foundation Policy and
SWPBIS practices have on LAUSD schools and the students and families they serve?
There isa general pattern of positive relationship between SWPBIS implementation and
higher academic outcomes, as well as a negative relationship between SWPBIS implementation
and suspension and opportunity transfers. In the elementary school sample, RoI scores were
generally associated with lower suspension rates, and higher ELA and Math proficiency rates. In
middle schools, higher RoI scores were associated with higher in seat attendance, lower
suspension rates, and higher ELA and Math proficiency rates. Higher in seat attendance was
again correlated with the statistically significantly lower suspension rates, lower opportunity
transfer rates, and higher academic achievement in both ELA and Math. The high school sampleyielded similar patterns. RoI scores were associated with lower suspension and opportunity
transfer rates, and higher proficiency rates in ELA and Math. These findings support the
predicted association between high fidelity implementation of SWPBIS and lower behavioral
incidents as well as increases in academic achievement.
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Summary of Recommendations
In order to increase and enhance district-wide implementation of the Discipline
Foundation Policy and fidelity of practice to its components, it is recommended that the District
should:
Use culturally relevant practices to actively engage family partnerships in developing
understanding and implementation of School Wide Positive Behavior Interventions and
Supports. The policy has roles and responsibilities defined for each stakeholder group; We
recommend that the district use that guidance along with culturally relevant practices to share
the core messages of safe, responsible and respectful behavior to engage everyone in
educating LAUSD children and youth.
Link advocated practices in the policy to valued outcomes in order to revitalize school
staff support for full, meaningful implementation (social marketing). LAUSD is very large and
has multiple school organizations including district operated schools, Charters and Partnership
schools. Some mechanisms to link the positive actions and outcomes among all groups and
community members include:
Actively and continuously inform stakeholders through multiple communicationchannels
Enhancing methods to inform and invite students, parents, and staff to celebratesafe and healthy schools across all school organizations
Conducting other studies, using a larger sample (especially middle and high schools)to better understand the relationship between SWPBIS fidelity and valued school
outcomes
Ensure that high-quality leadership and support is provided by a principal or other
administrator. Continue to provide training and support for school leadership personnel.
Leaders should be held accountable for implementation of the Discipline Foundation Policy.
Training with accountability features must be systemic for all staff members involved in
discipline. (e.g., Deans training that is a prerequisite for applying for a position as dean)
Provide just in time consultation and technical assistance in establishing appropriate
systems and infrastructure. Research indicates that active coaching and support is a critical
element for gaining implementation and maintenance of SWPBIS. If the Discipline Foundation
Policy is to continue its impact and expand, the District should consider the systematic use of a
research-based coaching model utilizing existing expertise in the District. Coaching can becarried out in multiple forms. In order to provide timely and accurate support, the District
should utilize multiple data sources. (i.e., TIC, RoI, Office Discipline Referral (ODR), attendance,
suspension) to allocate district-level assistance.
Develop and standardize a system of performance-based feedback for implementers.
Use of data, and providing staff member feedback on SWPBIS outcomes was among the lowest
rated items on the survey. Staff development should be designed to specifically address this
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finding. We also recommend that LAUSD repeat the fidelity assessments annually and give
feedback to staff members and families. Data are now available through systems such as My
Data which report on the office discipline referrals as well as suspensions. Linking the data
beyond discipline and connecting these outcomes to other data such as achievement and
attendance must be the expectation. The appropriate use of the RoI by individuals outside of
the school staff could also be a meaningful tool for providing feedback to improve and enhancethe implementation of SW-PBIS. This must be augmented with multiple levels of support in the
regular use of data to improve implementation of the Discipline Foundation Policy at each level,
therefore improving other outcomes.
Continue the current Central and Local District support infrastructure (Task Force,
Central Steering Committee, LD Implementation Teams) to increase the dissemination of
evidence-based best practices, research and opportunities for collaboration. While this
recommendation is implied in the earlier recommendations, it is important to explicitly
recommend that the District continue to support and invest in systemic and systematic staff
development activities. This would include continued staff development and coaching in order
to maintain implementation fidelity. The tools in the policy itself should be used to build
understanding around suspension alternatives, evidence based practices for reinforcing and
correcting student behavior, progressive discipline and prevention.
Commit adequate financial resources for adoption, implementation, and maintenance
of the policy. Any staff development and information campaign requires adequate fiscal
support. We recommend that the district identify and commit adequate financial resources to
further support this initiative. The District should design and implement low-cost/no-cost
measures that are essential such as connect and integrate the components of the Discipline
Foundation Policy into District priorities and initiatives: Teaching and Learning, Leadership
Framework, Quality 1st Instruction, and K-12 Common Core standards, attendance and dropoutprevention, crisis prevention.
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LAUSD Discipline Foundation Policy
Evaluation of the Relationship between School-Wide Positive Behavior Interventions and
Supports (SW-PBIS) Implementation and Outcomes
FULL REPORT
10/24/2011
Jeffrey Sprague, Ph.D.
Claudia Vincent, Ph.D.
University of Oregon
Institute of Violence and Destructive Behavior (IVDB)
1265 University of Oregon
Eugene, Oregon 97403-1265
Tel: 541 346 3592
Fax: 541 346 2594
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Background Research on SWPBIS and Implementation Fidelity
School Wide Positive Behavior Interventions and Supports
To prevent minor, as well as serious antisocial behavior, thousands of schools areturning to a comprehensive approach to discipline commonly referred to as School Wide
Positive Behavior Interventions and Supports (SW-PBIS) (F. M. Gresham, 2004; Scott & Barrett,
2004; J. Sprague & Golly, 2004; Sugai & Horner, 2002). SW-PBIS is based on the assumption that
when all adults in a school actively teach and acknowledge expected behavior, the proportion
of students with serious behavior problems will be reduced and the schools overall educational
climate will improve. The U.S Department of Education funds a National Technical Assistance
Center on PBIS at the University of Oregon (www.pbis.org) and the website provides a rich
source of information and resources regarding SW-PBIS practices and research. LAUSD also has
an excellent district website providing access to the Discipline Foundation Policy and multiple
staff development materials and assessment toolshttp://notebook.lausd.net/portal/page?_pageid=33,911578&_dad=ptl&_schema=PTL_EP.
SW-PBIS practices are organized around three main themes: Prevention; Multi-Tiered
Support; and Data-Based Decision Making. Preventing problem behavior involves (a) defining
and teaching 3-6 core behavioral expectations (e.g., be safe, be respectful, be responsible), (b)
acknowledging and rewarding appropriate behavior (e.g., compliance to school rules, safe and
respectful peer to peer interactions, academic effort/engagement), and (c) establishing a
consistent continuum of consequences for problem behavior. The goal of SW-PBIS is to
establish a positive social climate in the school in which behavioral expectations for students
and teachers are highly predictable, directly taught, consistently acknowledged, and actively
monitored.
Data-based decision-making is a theme that is interwoven throughout SW-PBIS, and
builds on the assumption that the faculty members, staff members, family members, and
students will be most successful in the design and implementation of interventions if they have
access to regular, accurate information about the behavior of students and the quality and
consistency of their own behavior. The SW-PBIS approach includes adoption of practical
strategies for collecting, summarizing, reporting, and using behavioral and intervention fidelity
data on regular cycles.
Evidence suggests that sustained use of SW-PBIS practices can alter the trajectory of at-
risk children toward destructive outcomes and prevent the onset of risk behavior in typically
developing children. It is expected that effective and sustained implementation of SW-PBIS will
create a more responsive school climate that supports the goal of schooling for all children(Bradshaw, 2008; R. Horner et al., 2009; Walker, 1996). The success of SW-PBIS implementation
depends on consistent and sustained implementation of the systems and practices. This is
referred to as intervention fidelity.
Intervention fidelity, sometimes referred to as treatment fidelity in the clinical
psychology literature or procedural reliability in the applied behavior analysis literature refers
to the extent to which an intervention is implemented as designed(Fixsen, Naoom, Blase,
Friedman, & Wallace, 2005; F. Gresham, 2004). Research has demonstrated that poor
http://www.pbis.org/http://www.pbis.org/http://www.pbis.org/http://notebook.lausd.net/portal/page?_pageid=33,911578&_dad=ptl&_schema=PTL_EPhttp://notebook.lausd.net/portal/page?_pageid=33,911578&_dad=ptl&_schema=PTL_EPhttp://notebook.lausd.net/portal/page?_pageid=33,911578&_dad=ptl&_schema=PTL_EPhttp://www.pbis.org/ -
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treatment integrity is a variable that often undermines the efficacy of interventions delivered in
educational settings. As a result, when a particular intervention results in poor outcomes, the
first question that the school team must address before any other conclusion can be reached is,
Was the intervention implemented with integrity?
There are five major methods for assessing treatment fidelity: direct observation,
feedback from consultants, self-monitoring and reporting from teachers, review of permanentproducts, and treatment manualization. Direct observation intervention fidelity is perhaps the
most accurate assessment, although it is also the most expensive. The ability to substitute a
less-expensive assessment for direct observation and still retain a tight management of fidelity
would be desirable. Intervention fidelity data represent a vital ingredient in any decision
making system (Gilbert, 1996). Failure to document whether positive behavior supports were
implemented with fidelity in a SW-PBIS implementation poses serious limitations in the ability
to draw valid conclusions about a single students or group of students responses to the
intended intervention. That is, without data on the fidelity of implementation, researchers and
educators will be unable to determine whether students failed to respond well to the
intervention because it was implemented inaccurately or inconsistently or whether the
students actually resisted an otherwise effective, well implemented intervention (J. R. Sprague,
Cook, Wright, & Sadler, 2008).
Evaluation Questions
The University of Oregon Institute on Violence and Destructive behavior collaborated
with LAUSD leadership personnel to conduct an evaluation of the implementation of the
Discipline Foundation Policy for the Los Angeles Unified School District (LAUSD). The results are
intended to be used to document program processes and outcomes, and to develop a three to
five year plan of districtwide implementation including specification of intervention fidelity
measures, specifically assisting in the development of data-based decision rules for continuousprogram improvement.
The goal for the evaluation was to describe how well the Discipline Foundation Policy is
being implemented and how closely the implementation matches the policys goals. The
findings will be used to recommend a three to five year future plan for implementation of the
policy.
Within the timeline and resources available, we focused on the following evaluation questions:
1. What is the level of implementation of School-Wide Positive Behavior Interventionsand Supports (SWPBIS) at the local school and local district level based on theDiscipline Foundation Policy criteria?
2. Are students, families and school/district personnel aware of and involved with thepolicy and its elements (the eight key features of SWPBIS)?
3. What results does implementation of the Discipline Foundation Policy and SWPBISpractices have on LAUSD schools and the students and families they serve?
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THEORY OF ACTION
If schools implement the Discipline Foundation Policy: School-Wide Positive Behavior
Support with high levels of fidelity then higher levels of academic achievement and attendance
will be observed along with lower levels of suspension and opportunity transfers.
METHODOLOGY
Guided by a comprehensive evaluation table of specifications per commonly recognized
standards for professional program evaluation, we conducted a limited analysis of the outputs
(processes), outcomes and impacts of the implementation of the Discipline Foundation Policy
This table of specifications is included as Attachment A.
Stakeholders participated in the following types of evaluation:
Formative Evaluation: Formative evaluation focuses on assessing fidelity ofimplementation and tracking short term outcomes (e.g., academic and behavioral
indicators).
Summative Evaluation: School staff members and parents were asked to makejudgments about the overall implementation of the Discipline Foundation Policy
processes, outcomes and impacts. We also assessed their awareness of the features of
SWPBIS practice.
Sample and Data Analysis
Sample Overview. LAUSD personnel selected at random a total of 142 schools (84
elementary, 28 middle, and 30 high) to participate in the evaluation. Figure 1 (below)
summarizes selected schools by level and local district. In those 142 schools, a total of 156,595students were enrolled. The average enrollment at the elementary level was 637.6 (SD =
264.14), at the middle school level 1643.0 (SD = 490.43) and at the high school level 1901.1 (SD
= 1151.68). Enrollment by race/ethnicity and school level is summarized in Table 1 and Figure 2
below:
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Figure 1: Schools by Local District and Level:
Table 1: Enrollment by race/ethnicity across school levels:Elem (n = 84) Mid (n = 28) High (n = 30) Overall (n = 142)
Avg % SD Avg % SD Avg % SD Avg % SDNat Am 0.35 0.41 0.36 0.29 0.23 0.2 0.33 0.35
Asian 5.05 10.62 2.53 3.24 3.84 5.85 4.3 8.74
Afr Am 12.08 20.52 13.38 16.7 8.67 15.64 11.62 18.82
Hisp 70.74 28.67 73.98 20.89 78.12 22.33 72.94 26.05
White 9.09 15.09 5.62 8 6.16 12.01 7.78 13.36
Filipino 2.17 3.23 3.56 5.05 2.71 3.85 2.56 3.79
PacIs 0.53 1.44 0.57 1.46 0.26 0.39 0.48 1.29
Across all school levels, Hispanic students comprised the largest student population, followed
by African-American, White, Asian, Filipino, Pacific Islander, and Native American students.
Within the entire sample, almost 75% of students were from Hispanic background. Large
standard deviations indicate, however, that a fair amount of variability existed in the
racial/ethnic composition of student populations across individual schools.
15
108
17
117
59
2
1
2 2
7
3
2
1
6
3
3
3
2
9
5
2
3
1
2
LD 1 LD 2 LD 3 LD 4 LD 5 LD 6 LD 7 LD 8 LD T
Elementary Middle School High School
Randomly Selected Schools by Local District and Level
Local Districts
r
fSc
ls
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0
10
20
30
40
50
60
70
80
90
100
Elem (n = 84) Mid (n = 28) High (n = 30) Overall (n = 142)
Percent
Enrollment by race/ethnicity
NatAm
Asian
AfrAm
Hisp
White
Filipino
PacIs
Figure 2: Enrollment by race/ethnicity across school levels.
Table 2 and Figure 3 provide additional information about student demographics, including the
percent of students identified on Free and Reduced Lunch (FRL), Socially and Economically
Disadvantaged (SED), students receiving special education services, migrant families, and
Limited English Proficient (LEP). On average, approximately 80% of students were on FRL across
all school levels. The number of students identified as LEP declined from the elementary to the
secondary (middle/high) level, while the number of students receiving special education
services increased from elementary to middle to high school. Only a very small number of
students were from migrant families.
Table 2: Student demographics
Elem (n = 84) Mid (n = 28) High (n = 30) Overall (n = 142)
Avg % SD Avg % SD Avg % SD Avg % SD
FRL 80.58 21.36 80.69 17.25 75.35 15.47 79.5 19.48
SED 81.69 21.4 83 16.62 79.33 15.2 81.45 19.27
SpecEd 10.88 10.07 11.69 2.25 13.52 16.38 11.6 10.81
Migrant 0.29 0.48 0.19 0.27 0.18 0.27 0.25 0.41
LEP 38.88 19.74 24.6 10.99 28.58 15.81 33.88 18.49
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Figure 3: Student demographics
Evaluation Measures and Data Analysis
The evaluation design included a review of the Discipline Foundation Policy, fidelity of
implementation data from two different sources, and surveys to parents and staff members.
We also received archival data from the 09-10 school year for the school sample. We used
evidence-based tools to measure implementation fidelity, as well as generally recognized
instruments and practices to assess the characteristics and needs of schools, evaluation
participants, and program outcomes. Each instrument was matched to the needs and
characteristics of individual evaluation components.
A simple logic and research would suggest that higher quality SW-PBIS practices in
schools would be related to improved academic outcomes and reduced use of out of school
suspension and opportunity transfers.
Fidelity of Implementation. The level of SWPBIS implementation was measured with
the Team Implementation Checklist (TIC) and the Rubric of Implementation (RoI). The TIC was
developed at the University of Oregon and is widely used (www.pbis.org) to assess PBIS
implementation and school functioning. The TIC assesses the school level PBIS implementation
team process and SW-PBIS practices. An ideal TIC score is 80% of the items rated as fully
implementing. The ROI is a locally developed measure that reflects commonly referenced SW-
PBIS practices. The TIC is included as Attachment B and the RoI can be downloaded from
http://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/DISCIPLINE_POLICY/RUBRIC%20OF%20IMPLEMENTATION%20R
%201.16.09.PDF.
Staff member and parent survey data. LAUSD personnel prepared an electronic survey
that was distributed from the district office. Questions were derived from a variety of sources,
and were intended to capture information about stakeholder awareness of and satisfaction
with features of the Discipline Foundation Policy. The staff member and parent survey data
were analyzed to determine levels of satisfaction with policy implementation, gain suggestions
0
10
20
30
40
50
60
70
80
90
100
Elem (n = 84) Mid (n = 28) High (n = 30) Overall (n = 142)
Percent
Student demographics
FRL
SED
SpecEd
Migrant
LEP
http://www.pbis.org/http://www.pbis.org/http://www.pbis.org/http://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/DISCIPLINE_POLICY/RUBRIC%20OF%20IMPLEMENTATION%20R%201.16.09.PDFhttp://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/DISCIPLINE_POLICY/RUBRIC%20OF%20IMPLEMENTATION%20R%201.16.09.PDFhttp://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/DISCIPLINE_POLICY/RUBRIC%20OF%20IMPLEMENTATION%20R%201.16.09.PDFhttp://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/DISCIPLINE_POLICY/RUBRIC%20OF%20IMPLEMENTATION%20R%201.16.09.PDFhttp://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/DISCIPLINE_POLICY/RUBRIC%20OF%20IMPLEMENTATION%20R%201.16.09.PDFhttp://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/DISCIPLINE_POLICY/RUBRIC%20OF%20IMPLEMENTATION%20R%201.16.09.PDFhttp://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/DISCIPLINE_POLICY/RUBRIC%20OF%20IMPLEMENTATION%20R%201.16.09.PDFhttp://www.pbis.org/ -
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for improvement, discover needs or changes in services, training and curriculum.
Archival Data. We received an archival data set on the sampled schools including
number of disciplinary hearings, disciplinary referrals for policy violations, and Opportunity
Transfers (OT), out of school suspensions and expulsions, and the risk ratio ofsuspensions
and expulsions for students with disabilities and African-American students. We also gathered
information on attendance and academic achievement.
Results
The information collected, analyzed, and reported is intended to be used to identify
implementation progress, including what is working at the school and local district levels and
what needs to be improved or expanded. The evaluation activities can guide program
improvement and assess the impact of each service/activity/program/curriculum on the
achievement of the policy objectives. The evaluation results will be used to develop a plan of
action for LAUSD over the next 3 to 5 years.
Descriptive Summary of Outcome Data for 09-10 School Year. Discipline and academic
outcomes by school level are summarized in Table 3 and Figure 4. Later in this report we will
illustrate simple correlations between measures of SW-PBIS implementation and these archival
data.
Table 3: Discipline and Academic Outcome Data 09-10
Elem (n = 84) Mid (n = 28) High (n = 30) Overall (n = 142)
Avg SD Avg SD Avg SD Avg SD
Pct Attendance 95.42 1.45 94.77 1.33 92.17 3.02 94.61 2.26
Pct ELAProf 46.59 14.74 35.21 13.29 31.59 16.73 41.17 16.21
Pct MathProf 57.37 13.53 32.14 12.21 13.45 13.19 43.12 22.4
# Susp/100St 2.1 2.65 16.45 13.98 7.51 6.37 6.07 9.01
# OppTrans/100St 0 0 0.85 0.54 0.38 0.46 0.25 0.46
# GrowthPoints 10.27 24.48 15.43 16.38 22.21 14.9 13.8 21.72
The percentage rate of attendance declined slightly from elementary to middle to high
school, but was overall at about 95%. The percent of students at proficiency in English Language
Arts (ELA) and Math also declined from elementary to middle to high school. In elementary
schools, the percent of students proficient in ELA ranged from a minimum of 0% to a maximum
of 93%, in middle school it ranged from 15% to 70%, and in high school it ranged from 0% to
81%. The percent of students proficient in Math ranged in elementary schools from 0% to 93%,
in middle schools from 10% to 64%, and in high schools from 0% to 59%.
The number of suspensions was recorded for each school. To make these numberscomparable across schools with varying enrollments, the rate of suspensions per 100 students
was calculated as follows: (number of suspension/total enrollment) * 100. The same procedure
was followed for opportunity transfers. Suspensions increased dramatically from elementary to
middle school, and then declined in high school. Opportunity transfers occurred only in middle
and high school. The average number of API growth points from 2009 to 2010 increased from
elementary to middle to high school.
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0
10
20
30
40
50
60
70
80
90
100
Percent
Discipline & Academic Outcomes
Elem (n = 84)
Mid (n = 28)
High (n = 30)
Overall (n = 142)
Figure 4: Discipline and Academic Outcome Data 09-10
The following section details the results of our analyses. The evaluation question is
listed as a header, followed by our findings.
1) What is the level of implementation of School-Wide Positive Behavior Interventions andSupports (SWPBIS) at the local school and local district level based on the Foundation
Discipline Policy criteria?
Evidence suggests that SW-PBIS practices can reduce challenging behavior and negativepeer processes in schools (J. Sprague & Golly, 2004; Sugai, Horner, & Gresham, 2002). Evidence
also suggests a relationship between implementation fidelity and outcomeS in SW-PBIS
research (R. H. Horner et al., 2004).
Team Implementation Checklist. The number and percent of schools meeting minimal,
partial, and full implementation criteria on the TIC is provided in Table 4 and Figure 5. A total of
80 elementary schools, 21 middle schools and 17 high schools provided data on all TIC items.
Elementary and middle schools appeared to be the strongest implementers, with middle
schools reporting the most fully implementing.
Table 4: TIC summary scores by school level
Minimally Partially Fullynumber percent number percent number percent
Elem (n = 80) 22 27.5 34 42.5 24 30
Middle (n = 21) 6 28.57 7 33.33 8 38.09
High (n = 17) 6 35.29 8 47.05 3 17.65
Figure 5: TIC Summary Scores by School Level
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Table 5 and Figure 6 provide a more fine-grained overview of the average percent of
item scores as achieved per subscale across school levels. Although elementary schools were
the overall strongest implementers, high schools rated themselves as having achieved 60% of
items on Establishing Information System and 69.23% of items on Capacity for Function-
Based Support.
Table 5: Mean Percent of Items Rated Achieved by TIC Subscale
Elem Middle High
Mean Pct SD Mean Pct SD Mean Pct SD
TIC EstabComm 71.43 36.64 48.21 39.63 56.67 34.07
TIC EstabTeam 55.56 33.27 41.67 40.19 51.11 33.60
TIC SelfAssess 48.41 38.86 41.67 44.10 46.67 41.61
TIC Estab Exp 71.23 31.93 53.57 39.90 45.00 34.23
TIC Estab InfoSys 61.90 48.85 57.14 50.40 60.00 49.83
TIC Sys Info Fam 37.04 48.59 54.55 50.96 42.31 50.38
TIC Cap FB Supp 63.58 37.09 54.55 40.56 69.23 28.55
TIC Total 62.74 26.91 55.32 35.23 55.14 26.42
0
5
10
15
20
25
30
3540
45
50
Elem (n = 80) Middle (n = 21) High (n = 17)
Percent
TIC--Implementation Level
Minimally
Partially
Fully
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Figure 6: Percent of Items Achieved by TIC Subscales and School Level
Rubric of Implementation (RoI). The RoI provided scores on 8 key features of SWPBIS
implementation: (1) administrative leadership and support, (2) team-based implementation, (3)
behavioral expectations defined, (4) behavioral expectations taught, (5) appropriate behaviors
acknowledged and reinforced, (6) monitoring and correcting of behaviors, (7) data-based
decision making, and (8) family and community collaboration. Scores of 3 and 4 on the RoI
indicate that strong evidence of implementation is available; scores of 1 and 2 indicate that
more support is needed to achieve full implementation. To compare RoI scores across subscales
and school levels, we computed the percent of points earned on each subscale. For example, a
school scoring 3 on Administrative Leadership earned 75% of points. Table 6 summarizes the
average percentages of points across subscales and school levels and Figure 7 provides a
graphic illustration.
Table 6: Mean Percent of Points Earned by RoI Subscale and School Level
Elem Middle High
Mean Pct SD Mean Pct SD Mean Pct SD
RoI Admin Lead 76.51 12.56 77.88 12.90 71.55 18.57
RoI Team Based Imp 71.99 16.29 73.08 22.27 63.79 23.70
RoI Beh Exp Defined 73.19 18.64 64.42 25.66 57.76 27.63
RoI Beh Exp Taught 78.92 16.79 73.08 17.21 64.66 26.32
RoI Appr Beh Reinforced 83.43 16.69 64.42 23.64 56.90 28.27
RoI Monitor Correct 77.41 17.73 77.88 16.32 68.97 20.76
RoI Databased Dec 64.76 16.58 70.19 18.73 62.93 20.72
RoI Fam Comm Coll 62.35 20.80 57.69 20.94 57.76 25.09
RoI Total 73.57 11.14 69.83 15.18 63.04 17.91
10
20
30
40
50
60
70
8090
100
AveragePercent
TIC Subscales by School Level
Elem
Middle
High
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Figure 7: RoI Subscales by School Level
Based on RoI scores, elementary schools were the strongest implementers overall,
followed by middle schools and high schools. However, middle schools scores highest in
Administrative Leadership Team-Based Implementation Monitoring and Correcting and
Data-based Decision-Making.
TIC and RoI Correlations
While the TIC is a self-assessment completed by school personnel based on self-ratings,
the RoI is completed by outside of school support staff members gathering evidence of
implementation based on review of permanent products, observations of school environments,
staff interviews and student interviews.
We correlated TIC and RoI subscale scores with total scores to evaluate the extent to
which the outcomes of the two measures yield similar outcomes. If the TIC and RoI performed
similarly, one would expect high correlations between TIC subscale 1 (Establish Commitment)
and RoI subscale 1 (Administrative Leadership), TIC subscale 2 (Establish and Maintain Team)
and RoI subscale 2 (Team-based Implementation), TIC subscales 3 and 5 (Self-Assessment and
Establishing Information System) and RoI subscale 7 (Data Based Decision Making), TIC subscale4 (Establish School-wide Expectations) and RoI subscales 3, 4, 5, and 6 (Behavioral Expectations
Defined, Behavioral Expectations Taught, Appropriate Behavior Reinforced, and
Monitoring/Correcting), TIC subscale 6 (System for Inviting and Informing Families) and RoI
subscale 8 (Family/Community Collaboration) and the TIC total and RoI total scores.
Below we summarize the correlation outcomes by school level. Each cell shows the
correlation coefficient r, the p-value indicating statistical significance, and the number of cases
on which the correlation was based. Table 7 summarizes the expected correlation patterns if
10
20
30
40
50
60
7080
90
AveragePercent
RoI Subscales by School Level
Elem
Middle
High
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the TIC and RoI were to perform similarly. Table 8 shows outcomes for elementary schools,
Table 9 for middle schools, and Table 10 for high schools. Blue shaded cells indicate statistically
correlation between TIC and RoI scales. The blue shaded cells would show high correlations.
Table 7: Expected Correlation Patterns of TIC and RoI
RoI1 2 3 4 5 6 7 8 Tot
TIC
1
2
3
4
5
6
7
Tot
Below we summarize the obtained correlation outcomes by school level. Each cell
shows (a) the correlation coefficient r, the p-value (Sig) indicating statistical significance, and
the number of cases on which the correlation was based. Table 8 shows outcomes for
elementary schools, Table 9 for middle schools, and Table 10 for high schools. A p-value of .05
and smaller indicates statistical significance.
It is very important to note that statistical significance may not be the most important
criteria for evaluating these relationships. The small sample sizes (school-level), particularly at
the middle and high school level would require very strong correlations to be statistically
significant (this refers to statistical power). Roughly, any correlation above r=.2 suggests a
relationship between the two scales.
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Table 8: TIC and RoI correlations for elementary schools
RoI Admin
Lead Pct
RoI
Team
Based
Imp Pct
RoI Beh Exp Defined
Pct
RoI Beh Exp Taught
Pct
RoI Appr Beh
Reinforce Pct
RoI
Monitor
Correct
Pct
RoI
Databased
Dec Pct
RoI Fam
Comm
Collab
Pct
ROI
Total
Pct
TIC Estab
Commitmt Pct
r .195 .246 .129 .081 .140 .249 .310 .055 .261
Sig. .078 .025 .245 .467 .207 .023 .004 .619 .017
N 83 83 83 83 83 83 83 83 83
TIC Estab Maint
Team Pct
r .211 .092 .151 .149 .181 .253 .491 .146 .316
Sig. .056 .406 .172 .180 .102 .021 .000 .187 .004
N 83 83 83 83 83 83 83 83 83
TIC Self
Assessmt Pct
r .160 .060 .068 .092 .076 .270 .395 .060 .220
Sig. .149 .592 .542 .408 .494 .014 .000 .592 .045
N 83 83 83 83 83 83 83 83 83
TIC Estab SW
Expect Pct
r .213 .303 .192 .221 .116 .261 .345 .146 .339
Sig. .054 .005 .082 .044 .295 .017 .001 .186 .002
N 83 83 83 83 83 83 83 83 83
TIC Estab Info
Syst Pct
r .243 .049 -.008 -.005 .167 .247 .238 .250 .224
Sig. .027 .662 .942 .961 .131 .024 .030 .022 .042
N 83 83 83 83 83 83 83 83 83
TIC Syst Inv
Inform Fam Pct
r .145 .198 .052 .083 .038 .133 .339 .014 .183
Sig. .198 .076 .648 .463 .734 .235 .002 .902 .102
N 81 81 81 81 81 81 81 81 81
TIC Cap Funct
BasSupp Pct
r .183 .109 .116 .061 .167 .132 .273 .033 .198
Sig. .102 .332 .303 .587 .135 .239 .014 .773 .076
N 81 81 81 81 81 81 81 81 81
TIC Total Pct r .214 .203 .139 .163 .151 .317 .463 .134 .337
Sig. .054 .067 .214 .143 .175 .004 .000 .229 .002
N 82 82 82 82 82 82 82 82 82
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Table 9: TIC and RoI correlations for middle schools
RoI Admin
Lead Pct
RoI Team
Based Imp
Pct
RoI Beh Exp
Defined Pct
RoI Beh Exp
Taught
Pct
RoI Appr Beh
Reinforced Pct
RoI Monitor
Correct Pct
RoI
Databased
Dec Pct
RoI Fam Comm
Collab Pct ROI Total Pct
TIC Estab
Commitmt Pct
r .289 .237 .172 .381 .187 .228 .151 .104 .273
Sig. .152 .245 .400 .055 .360 .262 .461 .612 .177
N 26 26 26 26 26 26 26 26 26
TIC Estab Maint
Team Pct
r .062 .026 .254 .373 .346 .305 .033 .209 .267
Sig. .763 .900 .211 .060 .083 .130 .875 .307 .187N 26 26 26 26 26 26 26 26 26
TIC Self Assessmt
Pct
r .056 .057 .230 .557 .313 .414 .070 .225 .310
Sig. .785 .781 .259 .003 .119 .035 .735 .270 .123
N 26 26 26 26 26 26 26 26 26
TIC Estab SW
Expect Pct
r .290 .135 .272 .478 .314 .336 .216 .193 .354
Sig. .150 .511 .179 .014 .118 .093 .290 .345 .076
N 26 26 26 26 26 26 26 26 26
TIC Estab Info
Syst Pct
r .180 .111 .139 .378 .151 .266 .116 .104 .223
Sig. .378 .588 .498 .057 .462 .189 .573 .614 .273
N 26 26 26 26 26 26 26 26 26
TIC Syst Inv
Inform Fam Pct
r .153 .282 .034 .271 .081 .115 .197 .142 .200
Sig. .498 .204 .881 .223 .721 .610 .378 .530 .373
N 22 22 22 22 22 22 22 22 22
TIC Cap Funct
BasSupp Pct
r .192 .285 .101 .340 .164 .145 .172 .253 .263
Sig. .393 .199 .654 .121 .467 .521 .443 .256 .237
N 22 22 22 22 22 22 22 22 22
TIC Total Pct r .082 .130 .252 .419 .167 .268 .061 .285 .273
Sig. .709 .555 .245 .046 .447 .216 .783 .188 .208
N 23 23 23 23 23 23 23 23 23
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Table 10: TIC and RoI correlations for high schools
RoI Pct
RoI Team Based
Imp Pct
RoI Beh Exp
Defined Pct
RoI Beh Exp
Taught
Pct
RoI Appr Beh
Reinforced Pct
RoI Monitor
Correct Pct
RoI Databased
Dec Pct
RoI Fam Comm
Collab Pct ROI Total Pct
TIC Estab
Commitmt Pct
r .315 .187 .339 .214 .196 .238 .221 .426 .3
Sig. .096 .331 .072 .266 .309 .214 .250 .021 .0
N 29 29 29 29 29 29 29 29
TIC Estab Maint
Team Pct
r .435 .431 .284 .130 .068 .278 .383 .240 .3
Sig. .018 .020 .136 .500 .724 .144 .041 .210 .0
N 29 29 29 29 29 29 29 29
TIC Self Assessmt
Pct
r .405 .443 .443 .306 .134 .398 .274 .401 .4
Sig. .029 .016 .016 .106 .487 .032 .151 .031 .0
N 29 29 29 29 29 29 29 29
TIC Estab SW
Expect Pct
r .384 .192 .461 .444 .307 .352 .279 .595 .5
Sig. .040 .319 .012 .016 .106 .061 .143 .001 .0
N 29 29 29 29 29 29 29 29
TIC Estab Info Syst
Pct
r .242 .234 .289 .374 .258 .204 .060 .390 .3
Sig. .206 .222 .129 .045 .176 .288 .757 .036 .0
N 29 29 29 29 29 29 29 29
TIC Syst Inv
Inform Fam Pct
r .297 .007 .316 -.037 .036 .036 .141 .014 .1
Sig. .149 .972 .124 .861 .866 .863 .501 .948 .5
N 25 25 25 25 25 25 25 25
TIC Cap Funct
BasSupp Pct
r .363 .227 .373 .486 .313 .318 .177 .421 .4
Sig. .074 .275 .066 .014 .128 .121 .398 .036 .0
N 25 25 25 25 25 25 25 25
TIC Total Pct r .336 .156 .329 .273 .105 .196 .160 .352 .3
Sig. .093 .447 .101 .177 .611 .337 .434 .077 .0
N 26 26 26 26 26 26 26 26
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The strongest correlations between TIC and RoI subscales existed in the elementary
school sample, followed by high schools and then middle schools. We would not expect perfect
correlation between the two instruments as their content does not completely align.
2) Are students, families and school/district personnel aware of and involved with the policyand its elements (the eight key features of SWPBIS)?
What is their view of the effectiveness? What is their view of the feasibility of implementation? What is their level of satisfaction with the Discipline Foundation Policy
implementation?
Staff Member Survey. The staff member survey consisting of 21 questions was
administered to all schools. A total of 1643 respondents completed the survey. Question 1
asked respondents to list the name of their school. All responses were recoded into
elementary, middle, and high school based on a list of participating schools. This recodingresulted in 550 elementary school responses, 633 middle, and 429 high. 31 responses could not
be matched to any school name on the list provided. The results follow a similar pattern as the
TIC and RoI fidelity outcomes: Ratings generally decline from elementary to middle to high
School. In all settings, most responses are distributed toward the agree category with data
use, SWPBIS updates, and Resources receiving the most disagree responses.
Outcomes are summarized in figures 8-10 below.
Figure 8: Elementary Staff Member PBIS Survey Results by Item
.05.0
10.0
15.0
20.0
25.0
30.0
35.0
40.0
45.0
50.0
Studentsunderstand
Studentsunderstand
Studentsunderstand
Studentsare
Teachershelpstudents
Behexpareconsistent
Fairconsequencesfor
Adminsupportsbehexp
Behexparetaught
Parentsknow
behexp
Myinputonbehexpwas
Studentsarereminded
Consistentexphelp
Moststudentsfollow
Ourteamrepresentsall
Behdataare
Dataareusedfor
UpdatestoSWPBISare
Ihaveresourcesto
PercentofResponses
Staff Survey Elementary Schools
Str Disagree
Disagree
Smwh Disagree
Smwh Agree
Agree
Str Agree
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Figure 9: Middle School Staff Member PBIS Survey Results by Item
Figure 10: High School Staff Member PBIS Survey Results by Item
.0
5.0
10.0
15.0
20.0
25.0
30.0
35.0
40.045.0
50.0
Studentsundersta
ndsafety
Studentsun
derstand
Studentsun
derstand
Studentsareacknowledged
Teachershelp
students
Behexparec
onsistent
Fairconsequ
encesfor
Adminsupport
sbehexp
Behexpa
retaught
Parentsknow
behexp
Myinputonbehexpwas
Studentsarerem
indedof
Consistentexphelp
Moststudentsfollowbeh
Ourteamrepr
esentsall
Beh
dataare
Dataareusedfor
decisions
UpdatestoSW
PBISare
Ihaveres
ourcesto
PercentofResponses
Staff Survey Middle Schools
Str Disagree
Disagree
Smwh Disagree
Smwh Agree
Agree
Str Agree
.05.0
10.015.020.025.030.035.040.045.050.0
Studentsunderstand
Studentsunderstand
Studentsunderstand
Studentsare
Teachershelpstudents
Behexpareconsistent
Fairconsequencesfor
Adminsupportsbehexp
Behexparetaught
Parentsknowbehexp
Myinputonbehexpwas
Studentsareremindedof
Consistentex
phelp
Moststudentsfollo
wbeh
Ourteamreprese
ntsall
Behda
taare
Dataareusedfordecisions
UpdatestoSWPBISare
Ihaveresourcesto
PercentofResponses
Staff Survey High Schools
Str Disagree
Disagree
Smwh Disagree
Smwh Agree
Agree
Str Agree
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Parent Survey. A parent survey consisting of 16 questions was administered to all
participating schools. A total of 728 respondents completed the survey. Question 1 asked
respondents to list the name of their school. All responses were recoded into elementary,
middle, and high school based on a list of participating schools. This recoding resulted in 490
elementary, 167 middle and 44 high school responses. There were 27 responses that could notbe matched to any school name on the list provided.
The level of agreement with the statements tended to decline from elementary through
high school as observed in the previous measures. Lowest rated items included those
addressing parent input, information about PBIS is shared, and child/student recognition.
Survey outcomes by question are summarized in figures 11-13 below:
Figure 11: Elementary School Parent PBIS Survey Results by Item
.0
10.0
20.0
30.0
40.0
50.0
60.0
PercentofResponses
Parent Survey Elementary Schools
Str Disagree
Disagree
Smwh Disagree
Smwh Agree
Agree
Str Agree
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Figure 12: Middle School Parent PBIS Survey Results by Item
Figure 13: High School Parent PBIS Survey Results by Item
.0
10.0
20.0
30.0
40.0
50.0
60.0
PercentofResponses
Parent Survey Middle Schools
Str Disagree
Disagree
Smwh Disagree
Smwh Agree
Agree
Str Agree
.0
10.0
20.0
30.0
40.0
50.0
60.0
PercentofResponses
Parent Survey High Schools
Str Disagree
Disagree
Smwh Disagree
Smwh Agree
Agree
Str Agree
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A summary of the survey data shows that the responses that had the highest
percentage of agreement in the staff survey were: I think having the same 3-5 behavior
expectations/rules throughout our school and in every classroom helps students follow the
behavior expectations/rules (90%) and Most teachers help students to know the behavior
expectations/rules for our school (87%) (see table 10). The majority of Staff responses are
distributed toward the agree category with allstatements which include Most students atmy school understand what it means to be safe (85%); If a student is not following the
behavior expectation/rules, they are reminded of the behavior expectations/rules before being
assigned other consequences (84%); most students at my school follow the behavior
expectations/rules (72%). The responses that had the highest percentage of disagreement in
the staff survey were: Updates on the School-Wide Positive Behavior Support efforts are
communicated through newsletters, brochures, open house, parent meetings, etc. at least 5
times per school year (47%) and Our school uses behavior data to make decisions in
designing, implementing, and revising school-wide efforts at least 2 times per school year
(43%) (see table 11). It is important to note that staff responses were more varied with level of
agreement on statements about Data use, SWPBIS updates, and Resources and Support.
The responses that had the highest percentage of agreement in the parent survey were:
My child knows the behavior expectations/rules the school has for them(91%) and I know
the behavior expectations/rules at my childs school (90%) (see table 12). A majority of parents
responded that they agreed or strongly agreed with the statements The students at my childs
school are: safe (87%), respectful (80%), and responsible (84%). Parents also agreed or
strongly agreed with the statement that teachers help their child know the behavior
expectations/rules (89%). The responses that had the highest percentage of disagreement in
the parent survey were: I have been invited to provide my opinions regarding what the school
behavior expectations/rules should be at my childs school (42%) and My child has received
an award/recognition from the school for meeting expectations school behavior
expectations/rules (37%) (see table 12).
Table 11: Responses that had the Highest Percentage of Agreement and Disagreement (Staff Survey)
Statement % agree
I think having the same 3-5 behavior expectations/rules throughout our
school and in every classroom helps students follow the behavior
expectations/rules.
90%
Most teachers help students to know the behavior expectations/rules for our
school.
87%
Statement % disagree
Updates on the School-Wide Positive Behavior Support efforts arecommunicated through newsletters, brochures, open house, parent
meetings, etc. at least 5 times per school year.
47%
Our school uses behavior data to make decisions in designing, implementing,
and revising school-wide efforts at least 2 times per school year.
43%
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Table 12: Responses that had the Highest Percentage of Agreement and Disagreement (Parent Survey)
Statement % agree
My child knows the behavior expectations/rules the school has for them. 91%
I know the behavior expectations/rules at my childs school. 90%
Statement %disagree
I have been invited to provide my opinions regarding what the schoolbehavior expectations/rules should be at my childs school.
42%
My child has received an award/recognition from the school for meeting
expectations school behavior expectations/rules.
37%
3) What results does implementation of the Discipline Foundation Policy and SWPBISpractices have on LAUSD schools and the students and families they serve?
ODR, suspension, expulsion, Opportunity Transfers (OT) Disproportionality/risk ratios for suspensions Attendance Achievement
To evaluate the relationship between LAUSDs SWPBIS implementation and student
outcomes, we correlated both TIC and RoI subscales with the following key student outcomes:
(a) in seat attendance, (b) suspension rates per 100 students, (c) opportunity transfer rates per
100 students, (d) percent of students ELA proficient, and (e) percent of students Math
proficient. We expected greater SWPBIS implementation to be related to higher in seat
attendance, lower rates of suspension and opportunity transfers, and higher percentages of
students meeting proficiency criteria in ELA and Math. Below we summarize the correlation
outcomes for elementary, middle, and high schools. Shaded cells indicate statistically significant
correlations (Tables 13-15).
Given the small sample size, statistical significance may not be the best indicator of
relationship strength. We recommend looking at positive correlations (r scores) of .2 or higher
for desired outcomes such as in seat or achievement) and negative correlations of -.2 or
lower for outcomes targeted for reduction such as suspensions or opportunity transfers.
We see a general pattern of positive correlation between SW-PBIS implementation and
academic outcomes, and a negative correlation between SW-PBIS implementation and
discipline outcomes. This finding suggests support for the hypothesized relation between
implementation fidelity, behavior and academic outcomes.
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Table 13: Correlation of TIC Scores with Student Outcomes in Elementary Schools
In Seat
attendan
ce Rate
SuspPer100Stu
dents
OppTransfPer100Stude
nts
ELA Proficient
Pct
Math Proficient
Pct
TIC Estab
Commitmt
Pct
r -.179 -.045 -.002 -.002
Sig. .103 .684 N/A .985 .987
N 84 84 82 82
TIC Estab
Maint
Team Pct
r -.209 -.033 .051 .045
Sig. .056 .768 N/A .647 .687
N 84 84 82 82
TIC Self
Assessmt
Pct
r -.228 .001 .174 .145
Sig. .037 .991 N/A .117 .194
N 84 84 82 82
TIC Estab
SW Expect
Pct
r -.105 -.087 -.023 -.032
Sig. .343 .432 N/A .836 .773
N 84 84 82 82
TIC Estab
Info Syst
Pct
r -.102 -.044 .160 .113
Sig. .356 .691 N/A .151 .313
N 84 84 82 82
TIC Syst Inv
Inform
Fam Pct
r -.136 .016 .041 .002
Sig. .226 .885 N/A .719 .989
N 81 81 79 79
TIC Cap
Funct Bas
Supp Pct
r -.069 .054 .117 .057
Sig. .540 .631 N/A .303 .615
N 81 81 79 79
TIC Total
Pct
r -.180 .034 .163 .080
Sig. .105 .762 N/A .148 .480
N 82 82 80 80
In Seat
attendanc
e Rate
r -.114 .352 .463
Sig. .301 N/A .001 .000
N 84 82 82
Susp Per
100
Students
r -.123 -.200
Sig. N/A .269 .072
N 82 82
OppTransf
Per 100
Students
r .a .a
Sig. N/A . .
N 82 82
ELA
Proficient
Pct
r .914
Sig. N/A .000
N 82
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Table 14: Correlation of TIC Scores with Student Outcomes in Middle SchoolsIn Seat
attendance
Rate SuspPer100Students OppTransfPer100Students
ELA
Proficient
Pct
Math
Proficient
Pct
TIC Estab Commitmt Pct r .171 -.211 .141 .398 .303
Sig. .385 .281 .473 .036 .117
N 28 28 28 28 28TIC Estab Maint Team Pct r .102 -.147 .028 .195 .038
Sig. .607 .455 .889 .319 .849
N 28 28 28 28 28
TIC Self Assessmt Pct r .183 -.299 .083 .258 .204
Sig. .351 .122 .676 .185 .297
N 28 28 28 28 28
TICEstabSWExpectPct r .209 -.228 .096 .365 .240
Sig. .287 .244 .628 .056 .219
N 28 28 28 28 28
TICEstabInfoSystPct r .202 -.230 .145 .197 .179
Sig. .303 .239 .462 .316 .362
N 28 28 28 28 28
TICSystInvInformFamPct r .192 -.284 .198 .051 .080
Sig. .391 .201 .378 .822 .724
N 22 22 22 22 22
TICCapFunctBasSuppPct r .293 -.308 .205 .073 .058
Sig. .185 .163 .360 .746 .798
N 22 22 22 22 22
TIC Total Pct r .147 -.204 .017 .226 .088
Sig. .492 .340 .938 .288 .681
N 24 24 24 24 24
In Seat attendance Rate r -.855 -.419 .527 .633
Sig. .000 .026 .004 .000
N 28 28 28 28
SuspPer100Students r .473 -.518 -.587
Sig. .011 .005 .001
N 28 28 28
OppTransfPer100Students r -.394 -.425
Sig. .038 .024
N 28 28
Growth Points r -.094 -.085
Sig. .636 .667
N 28 28
ELA Proficient Pct r .910
Sig. .000
N 28
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Table 15: Correlation of TIC Scores with Student Outcomes in High SchoolsIn Seat
attendance
Rate
SuspPer100Stud
ents
OppTransfPer10
0Students
ELA Proficient
Pct
Math
Proficient Pct
TIC Estab Commitmt
Pct
r .314 -.256 -.077 .159 .353
Sig. .091 .172 .684 .409 .061
N 30 30 30 29 29TICEstabMaintTeamPct r .239 -.113 -.007 -.032 .130
Sig. .204 .552 .972 .868 .503
N 30 30 30 29 29
TICSelfAssessmtPct r .324 -.312 -.183 .286 .319
Sig. .080 .094 .332 .133 .092
N 30 30 30 29 29
TIC Estab SW Expect
Pct
r .451 -.198 -.114 .279 .512
Sig. .012 .294 .549 .142 .005
N 30 30 30 29 29
TICEstabInfoSystPct r .258 -.159 -.041 .175 .305
Sig. .168 .401 .831 .365 .108
N 30 30 30 29 29
TICSystInvInformFamPc
t
r .309 -.192 -.280 .018 .143
Sig. .124 .346 .165 .932 .495
N 26 26 26 25 25
TICCapFunctBasSuppPc
t
r -.015 -.309 -.143 -.142 -.018
Sig. .943 .125 .486 .499 .931
N 26 26 26 25 25
TICTotalPct r .364 -.228 -.249 .113 .329
Sig. .062 .253 .210 .582 .101
N 27 27 27 26 26
In Seat attendance
Rate
r -.497 -.522 .408 .616
Sig. .005 .003 .028 .000
N 30 30 29 29
SuspPer100Students r .718 -.127 -.173
Sig. .000 .512 .369
N 30 29 29
OppTransfPer100Stude
nts
r -.204 -.247
Sig. .289 .196
N 29 29
Growth Points r .045 -.179
Sig. .819 .362
N 28 28
ELA Proficient Pct r .816
Sig. .000
N 29
Although correlations did not always reach statistical significance, it was encouraging to
see that TIC scores were generally associated with lower suspension rates, and higher ELA andMath proficiency rates in elementary schools. In middle schools, higher TIC scores were
associated with higher in seat attendance, lower suspension rates, and higher ELA and Math
proficiency rates. Particularly encouraging in the middle school sample was the overall
association between TIC scores and higher in seat attendance paired with the statistically
significant correlations between in seat attendance and lower suspension rates, lower
opportunity transfer rates, and higher academic achievement in both ELA and Math. This seems
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to indicate that high fidelity implementation of behavioral support serves to lower behavioral
incidents and increase academic achievement. The same pattern emerged more powerfully in
the high school sample. TIC scores were clearly associated with increased in seat attendance,
which in turn was statistically significantly associated with lower suspension and opportunity
transfer rates, and higher proficiency rates in ELA and Math. A primary focus of SWPBIS is to
reduce the use of office referrals, suspensions and expulsions. We see strong emergingevidence of the relationship between reduced use of these types of sanctions and increased
attendance and achievement.
Rubric of Implementation. We conducted the same correlational analysis to evaluate
relationships between RoI scores and student outcomes. The tables below (Tables 16-18)
summarize those outcomes for elementary, middle, and high schools.
Table 16: Correlation of RoI Scores with Student Outcomes in Elementary SchoolsIn Seat
attendance
Rate SuspPer100Students
Opp Transf Per
100 Students
ELA Proficient
Pct
Math
Proficien
t PctRoI Admin Lead Pct r -.236 -.026 -.085 -.091
Sig. .031 .818 N/A .453 .418
N 83 83 81 81
RoI Team Based Imp Pct r -.176 -.048 -.149 -.137
Sig. .112 .665 N/A .185 .222
N 83 83 81 81
RoI Beh Exp Defined Pct r .029 -.082 .091 .049
Sig. .795 .461 N/A .420 .665
N 83 83 81 81
RoI Beh Exp Taught Pct r -.057 -.119 .116 .088
Sig. .610 .283 N/A .302 .432
N 83 83 81 81
RoI Appr Beh ReinforcedPct
r -.070 -.169 .036 .083Sig. .528 .126 N/A .749 .464
N 83 83 81 81
RoI Monitor Correct Pct r -.110 -.170 .177 .196
Sig. .322 .125 N/A .113 .080
N 83 83 81 81
RoI Databased Dec Pct r -.197 .116 .074 .038
Sig. .074 .298 N/A .509 .735
N 83 83 81 81
RoI Fam Comm
Collaboration
r -.062 -.067 .172 .143
Sig. .577 .546 N/A .126 .204
N 83 83 81 81
RoI Fam Comm Collab Pct r -.062 -.067 .172 .143
Sig. .577 .546 N/A .126 .204
N 83 83 81 81
ROITotalPct r -.156 -.112 .097 .084
Sig. .158 .315 N/A .387 .459
N 83 83 81 81
In Seat attendance Rate r -.114 .352 .463
Sig. .301 N/A .001 .000
N 84 82 82
SuspPer100Students r -.123 -.200
Sig. N/A .269 .072
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In Seat
attendance
Rate SuspPer100Students
Opp Transf Per
100 Students
ELA Proficient
Pct
Math
Proficien
t Pct
N 82 82
OppTransfPer100Students r
Sig. N/A N/A N/AN
Growth Points r .016 .055
Sig. N/A .890 .621
N 82 82
ELA Proficient Pct r .914
Sig. N/A .000
N 82
Table 17: Correlation of RoI Scores with Student Outcomes in Middle SchoolsIn Seat
attendance
Rate SuspPer100Students OppTransfPer100Students
ELA
Proficient
Pct
Math
Proficient
Pct
RoIAdminLeadPct r .365 -.215 .127 .241 .226
Sig. .067 .292 .535 .236 .267N 26 26 26 26 26
RoITeamBasedImpPct r .485 -.409 -.042 .207 .227
Sig. .012 .038 .839 .309 .265
N 26 26 26 26 26
RoIBehExpDefinedPct r .293 -.183 -.238 .361 .334
Sig. .146 .371 .241 .070 .095
N 26 26 26 26 26
RoIBehExpTaughtPct r .202 -.249 .039 .151 .052
Sig. .324 .220 .851 .460 .802
N 26 26 26 26 26
RoIApprBehReinforcedPct r .206 -.184 -.098 .284 .220
Sig. .313 .368 .634 .159 .280
N 26 26 26 26 26
RoIMonitorCorrectPct r .057 -.123 .182 .181 .007
Sig. .780 .549 .374 .376 .974
N 26 26 26 26 26
RoI Databased Dec Pct r .187 -.155 -.037 .057 .123
Sig. .362 .450 .856 .782 .550
N 26 26 26 26 26
RoI Fam Comm
Collaboration
r .266 -.208 -.007 .065 .003
Sig. .190 .308 .975 .752 .990
N 26 26 26 26 26
RoI Fam Comm Collab Pct r .266 -.208 -.007 .065 .003
Sig. .190 .308 .975 .752 .990
N 26 26 26 26 26
ROI Total Pct r .341 -.284 -.041 .261 .207
Sig. .089 .160 .844 .198 .311
N 26 26 26 26 26
In Seat attendance Rate r -.855 -.419 .527 .633
Sig. .000 .026 .004 .000
N 28 28 28 28
Susp Per 100 Students r .473 -.518 -.587
Sig. .011 .005 .001
N 28 28 28
Opp Transf Per 100 r -.394 -.425
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In Seat
attendance
Rate SuspPer100Students OppTransfPer100Students
ELA
Proficient
Pct
Math
Proficient
Pct
Students Sig. .038 .024
N 28 28
Growth Points r -.094 -.085
Sig. .636 .667
N 28 28
ELA Proficient Pct r .910
Sig. .000
N 28
Table 18: Correlation of RoI Scores with Student Outcomes in High SchoolsIn Seat
attendance
Rate
Susp Per 100
Students
OppTransfPer100Stu
dents
ELA
Proficient Pct
Math
Proficient Pct
RoI Admin Lead Pct r -.001 .135 -.073 .440 .413
Sig. .994 .484 .705 .019 .029
N 29 29 29 28 28
RoITeamBasedImpPct r -.142 .132 .139 .322 .092Sig. .461 .495 .472 .095 .643
N 29 29 29 28 28
RoIBehExpDefinedPct r .199 -.383 -.402 .378 .250
Sig. .300 .040 .031 .047 .199
N 29 29 29 28 28
RoIBehExpTaughtPct r .061 -.237 -.289 .148 .238
Sig. .753 .216 .129 .454 .223
N 29 29 29 28 28
RoIApprBehReinforcedPct r -.055 -.156 -.202 .092 .075
Sig. .776 .420 .294 .640 .703
N 29 29 29 28 28
RoIMonitorCorrectPct r -.085 .085 -.036 .491 .385
Sig. .662 .660 .854 .008 .043N 29 29 29 28 28
RoIDatabasedDecPct r .165 -.165 -.280 .161 .147
Sig. .392 .393 .142 .414 .456
N 29 29 29 28 28
RoIFamCommCollaboration r .142 -.204 -.058 .342 .508
Sig. .463 .288 .766 .075 .006
N 29 29 29 28 28
RoIFamCommCollabPct r .142 -.204 -.058 .342 .508
Sig. .463 .288 .766 .075 .006
N 29 29 29 28 28
ROI Total Pct r .051 -.156 -.213 .388 .345
Sig. .791 .419 .268 .041 .072
N 29 29 29 28 28
In Seat attendance Rate r -.497 -.522 .408 .616
Sig. .005 .003 .028 .000
N 30 30 29 29
Susp Per 100 Students r .718 -.127 -.173
Sig. .000 .512 .369
N 30 29 29
Opp Transf Per 100 Students r -.204 -.247
Sig. .289 .196
N 29 29
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In Seat
attendance
Rate
Susp Per 100
Students
OppTransfPer100Stu
dents
ELA
Proficient Pct
Math
Proficient Pct
Growth Points r .045 -.179
Sig. .819 .362
N 28 28
ELA Proficient Pct r .816
Sig. .000
N 29
Correlations between RoI scores and student outcomes are similar to those between TIC
scores and student outcomes. In the elementary school sample, RoI scores were generally
associated with lower suspension rates, and higher ELA and Math proficiency rates. In middle
schools, higher RoI scores were associated with higher in seat attendance, lower suspension
rates, and higher ELA and Math proficiency rates. Higher in seat attendance was again paired
with the statistically significantly lower suspension rates, lower opportunity transfer rates, and
higher academic achievement in both ELA and Math. This further supports the association
between high fidelity implementation of SWPBIS and lower behavioral incidents as well asincreases in academic achievement. The high school sample yielded similar patterns. RoI scores
were associated with lower suspension and opportunity transfer rates, and higher proficiency
rates in ELA and Math.
The figures below show correlations between RoI total scores and behavioral outcomes
(attendance, percent suspensions, percent of opportunity transfers) as well as correlations
between RoI total scores and academic outcomes (percent of student proficient in ELA, percent
of student proficient in math) by district. Districts were numbered 1-8; 9 schools were not
coded with any district number, and 5 schools had a district coding of T. The number of schools
included in each district is indicated in the x-axis labels of the figures (e.g. n = 16).
Correlations can take any value between -1 and +1. Positive values indicate that high RoI
scores are associated with high student outcomes, and low RoI scores are associated with low
student outcomes. Negative values indicate that high RoI scores are associated with low
student outcomes, and low RoI scores are associated with high student outcomes.
For the correlations between RoI total score and behavioral outcomes, we would expect high
implementation to be associated with high attendance and low suspensions/opportunity
transfers. As Figure 14 illustrates, these expected associations were strongest in districts 3 and
T, followed by districts 7, 8, 4, and 1.
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Figure 14: Correlations between RoI Total Score and Behavioral Outcomes by District
For the correlations between RoI total score and academic outcomes, we would expect high
implementation to be associated with high percentages of students to be proficient in ELA and
Math. As Figure 15 illustrates, these expected associations were strongest in districts T and 6,
followed by districts 3, 8, 4, 1, and 2.
Figure 15: Correlations between RoI Total Score and Academic Outcomes by District
-1
-0.8
-0.6
-0.4
-0.2
0
0.2
0.4
0.60.8
1
Correlation
Coefficientr
Correlations between RoI Total Score and Behavioral Outcomes by
District
RoI/Attendance
RoI/SuspRate
RoI/OppTransRate
-1
-0.5
0
0.5
1
Correl
ation
Coefficientr
Correlations between RoI Total Score and Academic Outcomes by
District
RoI/PctELAProficient
RoI/PctMathProficient
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Figures 16 and 17 provide an overview of the mean percent of points on the RoI in relation to
student behavioral outcomes (percent attendance, number of students suspended per 100
students, number of opportunity transfer per 100 students), and in relation to student
academic outcomes (percent of students proficient in ELA and percent of students proficient in
math) by district.
Figure 16: Mean Percent of RoI Total Scores and Behavioral Outcomes
Figure 17: Mean Percent of RoI Total Scores and Academic Outcomes
0
10
2030
40
50
60
70
80
90
100
Percent
Means of SWPBS implementation and behavioral outcomes by district
RoI Pct of Total
Attendance
SuspRate/100 Stu
OppTransRate/100 Stu
010
20
30
40
50
60
70
80
90
100
Percent
Means of SWPBS implementation and academic outcomes by district
RoI Pct of Total
PctELAProficient
PctMathProficient
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Summary
Elementary and middle schools appeared to be the strongest implementers. Based on
RoI scores, elementary schools were the strongest implementers overall, followed by middle
schools and high schools. However, middle schools scores highest in Administrative
Leadership, Team-Based Implementation, Monitoring and Correcting, and Data-BasedDecision-Making.
We found a mild to moderate correlation between high SW-PBIS implementation and in
seat attendance, lower suspensions and opportunity transfers and higher ELA and Math
Proficiency. This is impressive given the relatively small sample of schools at the middle and
high school level and suggests positive benefits from the implementation of the FDP.
Recommendations
The goal for this evaluation was to describe how well the Discipline Foundation Policy is
being implemented and how closely the implementation matches the policys goals. The
findings will be used to recommend a three to five year future plan for implementation of the
policy.
Establishment of the Discipline Foundation Policy and the accompanying marketing and
staff development program in LAUSD represent a major accomplishment for such a large
organization. The data from this report suggest that policy implementation and related
activities are having a positive and measurable impact on practice and outcomes in schools.
What needs to be in place to adopt, implement and maintain the Discipline Foundation Policy?
Schools that have high levels of collegiality, job control, and teacher participation in
decision-making perform well in numerous respects. These conditions may lead to betteradoption, implementation, and maintenance of SW-PBIS, provided the school embraces the
goal of adopting these practices.
Bryk and Driscoll (1988) identified five features of the school community that appear
to be associated with the general effectiveness of schools: (a) a system of shared values about
the purpose of the school, (b) clear expectations for students and staff, (c) high expectations for
student learning, (d) a common agenda of activities designed to foster meaningful social
interactions among school members, and (e) social relations marked by caring. Other studies
have also shown greater gains in academic achievement in schools where faculty, students, and
parents have participated in determining the goals and practices of the school. Such
cooperative school environments are associated with higher levels of teachers sense of efficacyand satisfaction as well. This is a core goal of SW-PBIS practices.
Additionally, organizational effectiveness depends on (a) high-quality leadership and
support provided by a principal or other administrator, (b) an internal champion for a
program, (c) access to formal training and technical assistance, and (d) adequate financial
resources for adoption, implementation, and maintenance of the program. Successful
organization, implementation and maintenance of prevention programs, in particular, have
been shown to be related to principals ability to (a) initiate and sustain innovation (b) provide
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leadership in maintaining good relations with teachers, parents, school boards, site councils,
and students (Gottfredson et al., 2000); and (c) provide support and encouragement to
teachers delivering the program. Collectively, research studies support the importance of
strong and consistent principal leadership as a critical component of getting SWPBIS practices
off the ground and sustaining them once they are up and running.
The availability of a strong program coordinator, or influential program champion, evenwithout the support of a principal or agency director, also appears to be instrumental in
determining whether an organization adopts, implements, and maintains an evidence-based
prevention program. To increase the likelihood of success, there should be a program champion
in every school where you are attempting to implement a SW-PBIS model for behavior.
Practices are more likely to be successfully implemented when teaching staff and
administrators believe that the practices are effective, address a real problem, are worth the
effort needed to implement, and will present no adverse side effects in the teaching
environment. Mihalic and Irwin (Mihalic & Irwin, 2003) found that program features were the
most important factors influencing the delivery and maintenance of eight different evidence-
based programs; specifically, complex and/or poorly structured programs were subject to poor
implementation practices.
The following recommendations are related to the findings, and research on what is
known about adoption, implementation, and maintenance of evidence-based behavior support
practices in schools.
In summary, the district should:
Use culturally relevant practices to actively engage family partnerships in developing
understanding and implementation of School Wide Positive Behavior Interventions and
Support. Utilize the shared valued outcomes (school-site, parent and community) to enhance
the knowledge and skills of all stakeholder groups. The policy itself has roles and
responsibilities outlined for each group. Use that guidance to share the core messages of safe,responsible and respectful behavior, along with culturally relevant practices to engage in
educating LAUSD children and youth.
Link advocated practices in the policy to valued outcomes to revitalize school staff
support for full, meaningful implementation (Social marketing). Rogers work on the diffusion
of innovations (Rogers, 1995) suggests that the decision to adopt a program is influenced by
program characteristics such as the relative advantage of the proposed program to existing
programs; its compatibility with existing values, previous experience, and current needs; the
extent to which the program may be tested prior to adoption; and the extent to which the
results of the program are publicly observable. Consistent with social marketing and DOItheory, information about the practice to be adopted must be persuasive and must link the