EFFICACY OF THE SHARQ SHOULDER AND ROTATOR CUFF …€¦ · EFFICACY OF THE SHARQ SHOULDER AND...

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EFFICACY OF THE SHARQ SHOULDER AND ROTATOR CUFF STRETCHING MACHINE FOR INCREASING INTERNAL AND EXTERNAL ROTATION By MATTHEW D. ALBRIGHT A thesis submitted in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE IN EXERCISE SCIENCE WASHINGTON STATE UNIVERSITY Clinical and Experimental Exercise Science Graduate Program AUGUST 2002 i

Transcript of EFFICACY OF THE SHARQ SHOULDER AND ROTATOR CUFF …€¦ · EFFICACY OF THE SHARQ SHOULDER AND...

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EFFICACY OF THE SHARQ SHOULDER AND ROTATOR CUFF STRETCHING

MACHINE FOR INCREASING INTERNAL AND EXTERNAL ROTATION

By

MATTHEW D. ALBRIGHT

A thesis submitted in partial fulfillment of the requirements for the degree of

MASTER OF SCIENCE IN EXERCISE SCIENCE

WASHINGTON STATE UNIVERSITY Clinical and Experimental Exercise Science Graduate Program

AUGUST 2002

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To the Faculty of Washington State University:

The members of the Committee appointed to examine the thesis of MATTHEW D. ALBRIGHT find it satisfactory and recommend that it be accepted.

___________________________________ Chair ___________________________________ ___________________________________ ___________________________________

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ACKNOWLEDGMENT

First and foremost, I want to thank the United States Air Force for giving me this

opportunity. In relation to my studies and research, I thank the Exercise Science program,

VCAPP, and Dr. John Quintinskie, for providing the equipment and support for this research.

This project would not have been possible without the help of several professors and

graduate students who gave their time and knowledge. Dr. Sally Blank helped me with so many

different things it would be impossible to write them all down. Her wisdom and guidance were

what made my studies and work a success. Dr. Anita Vasavada and a co-worker, Kasey

Schertenleib, provided enormous support and subject matter expertise skills to make the sensory

motion portion of this study attainable. Dr. Rich Alldredge consulted on the statistical portion of

the study and helped me keep on track. Jenn Wilberding helped me with numerous tasks related

to my thesis. I also received guidance, direction, and help from individuals in the WSU Health

Sciences Building that I cannot thank enough.

Finally, I thank my God and my family for making all this possible.

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EFFICACY OF THE SHARQ SHOULDER AND ROTATOR CUFF STRETCHING

MACHINE FOR INCREASING INTERNAL AND EXTERNAL ROTATION

Abstract

by Matthew D. Albright, M.S. Washington State University

August 2002

Chair: Sally E. Blank Background and Purpose. To date, limited information exists regarding the effectiveness of

the SHARQ shoulder and rotator cuff stretching machine (SHARQ) for increasing internal

and external shoulder range of motion (ROM). The purpose of this study was to determine if a

15-day training period using the SHARQ would be more effective in increasing internal and

external shoulder ROM than a traditional passive static stretching protocol. Subjects. Fifteen

subjects (14 females, 1 male), ages 23-60 yrs., with no significant history of pathology of the

shoulder, were randomly assigned to one of three groups: 1) control, which did not receive a

stretch training, 2) traditional towel stretch training and, 3) SHARQ stretch training. Methods.

Treatment groups participated in one stretching session, with eight trials, per day consisting of

alternating internal and external shoulder rotation with 30-second rest intervals between

stretches. Internal and external shoulder ROM were measured with a goniometer pre-, mid-, and

post-training. Data were analyzed with a two-factor (group and time) analysis of variance with

repeated measures on one factor (time). Internal and external ROM were also measured daily

during stretching sessions, only for the SHARQ group. These data were analyzed with a

multiple regression for linear trends with dependant variables time and day. Results. Increases

in shoulder internal and external rotation did not differ significantly between the traditional towel

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and SHARQ training groups. ROM significantly increased over time in all groups. Significant

linear trends were also identified for increased internal and external ROM within daily training

sessions and for internal ROM throughout the three-week training period in the SHARQ

training group. Discussion and Conclusion. This study using a small sample of healthy

subjects provides preliminary evidence indicating the efficacy of the SHARQ for increasing

shoulder ROM. Although the SHARQ protocol was not more effective in increasing ROM of

the shoulder than the traditional passive static stretching protocol, the results indicated that the

SHARQ protocol used herein produced increases in ROM similar to that of traditional towel

stretching. Future studies on the efficacy of SHARQ stretch training using clinical populations

are warranted.

Key Words: passive static stretching, traditional towel stretch training, SHARQ stretch

training

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TABLE OF CONTENTS Page ACKNOWLEDGEMENTS................................................................................................ iii ABSTRACT.........................................................................................................................iv LIST OF TABLES............................................................................................................ viii LIST OF FIGURES .............................................................................................................ix CHAPTER 1. INTRODUCTION .................................................................................................1 Statement of Problem.......................................................................................2 Hypothesis........................................................................................................4 Delimitations....................................................................................................4 Limitations .......................................................................................................4 2. REVIEW OF LITERATURE ................................................................................5 The Rotator Cuff and Range of Motion...........................................................5

The Rotator Cuff of the Shoulder ....................................................................5 Stabilization of the Glenohumeral Joint and Rotator Cuff Loading ................6 Common Rotator Cuff Injuries ........................................................................6 Range of Motion and Stretching to Increase Range of Motion .......................8 Passive Stretch for Rehabilitation..................................................................10 Passive Static Stretching Efficiency and Effectiveness .................................14

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3. METHODS AND PROCEDURES .....................................................................17 Research Design.............................................................................................17 Selection of Subjects .....................................................................................18 Subject Testing and Training .........................................................................18 Statistical Analyses .......................................................................................19 REFERENCES ...................................................................................................................21 APPENDIX A. MANUSCRIPT....................................................................................................27 Title ................................................................................................................28 Abstract ..........................................................................................................29 Introduction....................................................................................................31 Materials and Methods...................................................................................35 Results............................................................................................................39 Discussion......................................................................................................41 References......................................................................................................47 Tables.............................................................................................................52 Figures............................................................................................................53

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LIST OF TABLES

Page 1. Changes in Internal and External Shoulder Rotation Over Time .................................52

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LIST OF FIGURES

Page 1. SHARQ shoulder and rotator cuff stretching machine...............................................56

2. Study Timeline..............................................................................................................57

3. Location of Infrared Light Emitting Diode Markers on Test Subject ..........................58

4. Changes in Internal Shoulder Rotation .........................................................................59

5. Changes in External Shoulder Rotation........................................................................60

6. Linear Trend of Time Per Group ..................................................................................61

7. Linear Trend of Time Per Group ..................................................................................62

8. Linear Trend for Daily Stretch with SHARQInternal & External ROM...................63

9. Linear Trend for Days of Stretch with SHARQInternal & External ROM...............64

10. Pilot Study: Degree Variance from 5-Degree Movement Increments for Internal Rotation

using the SHARQ ......................................................................................................65

11. Pilot Study: Degree Variance from 5-Degree Movement Increments for External Rotation

using the SHARQ ......................................................................................................66

12. Pilot Study: Degree Difference of SHARQ Arm Vs. Subject Arm Per Five Degree

Movement .....................................................................................................................67

13. Chest Marker Movement During Internal Rotation using the SHARQ ....................68

14. Chest Marker Movement During External Rotation using the SHARQ ...................69

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CHAPTER ONE

INTRODUCTION

Decreased range of motion (ROM) of the shoulder rotator cuff muscles results from a

variety of conditions including: physical inactivity, injury, surgical intervention, overuse, and

deformity. Physical therapy intervention is often used to restore normal mobility to the shoulder

to increase muscle flexibility. Improved muscle flexibility allows muscle tissue to accommodate

imposed stress more easily and facilitates efficient and effective movement (4). Many stretching

advocates believe that more efficient and effective movement due to enhanced muscle flexibility

will help prevent or minimize injuries and will enhance physical performance (2, 3, 6, 7, 9).

There are several stretching methods used to increase the rotator cuff muscle group

flexibility and shoulder ROM. Passive rotational static stretch is among the most frequently

used stretching methods. The objective of passive rotational static stretch therapy is elongation

of shortened muscle fibers and connective tissues that limit ROM of the rotator cuff muscles.

Tissue elongation with passive rotational static stretch leads to increased ROM around the joint

and improved muscle flexibility (26).

The SHARQ shoulder and rotator cuff stretching machine (SHARQ) is a newly

designed machine that provides an alternative method for increasing rotator cuff muscle group

flexibility. The SHARQ utilizes the principles of passive rotational static stretching and limb

isolation/orientation. To use the SHARQ, an individual must first adjust the seat height in

order for their shoulder to be properly aligned with the machine's shoulder cuff. The arm is then

placed in the machine at a vertical abduction of 90° with an elbow flexion of 90°. In this

position, the arm is then mobilized with forearm and upper arm cuffs. The shoulder is held into

place with an inflatable bladder to prevent anterior or posterior translation. With the arm secure

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and in the proper alignment, the individual then rotates the accompanying flywheel, on the

opposite side of the machine, to initiate internal or external passive static stretching of the

shoulder. The SHARQ arm assembly completely rotates to facilitate rotation of the right or

left shoulder. The SHARQ is very easy to use. After an initial introductory stretching period

with verbal feedback by an instructor, the individual can then stretch without a need for continual

supervision or assistance.

Individuals with limited internal and external rotator cuff ROM would clearly benefit

from frequent passive static stretching of this muscle group. To properly stretch the rotator cuff

muscle group, the shoulder must be rotated with the arm abducted at a 90° angle. This position

is not easily self-maintained during shoulder rotation and under most circumstances, the muscles

of the shoulder must be contracted to hold this position. If a contraction takes place during the

stretch than the benefits of the passive static stretch are negated. The SHARQ shoulder and

rotator cuff stretching machine allows the user to completely control the positioning of the

stretch applied to the shoulder. It also allows the individual to isolate the shoulder without strain

for internal and external passive static stretching.

According to empirical evidence, stretching with the SHARQ may be a beneficial

alternative to the more traditional stretching techniques. But, to date, there have not been any

controlled experimental studies designed to examine the effects of SHARQ stretching on

increasing internal and external shoulder flexibility.

Statement of Problem

The principle of specificity of training states that the benefits of training are specific to

the muscles used and to the anatomical position and ROM in which they are used (26). Lack of

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flexibility, ROM, or muscle tightness is thought to make one more prone to injury. In the case of

the shoulder, limited ROM can also make normal movement difficult. When the arm is moved

into positions that exceed the shoulder's ROM, it damages the connective tissue of the rotator

cuff, joint capsule, associated muscles, or tendons (26). If the shoulder is continually subjected

to movement that exceeds its ROM, healing is impaired, and in turn, the likelihood of further

damage to the shoulder increases (26).

Those individuals with limited internal and external rotator cuff ROM would clearly

benefit from frequent passive static stretching in a position of shoulder rotation (26). It is

extremely difficult to comfortably and properly stretch the shoulder into internal and external

rotation with the arm abducted. The current available methods to achieve optimum improved

shoulder rotation flexibility are limited to assistance from another person, hanging the arm in a

rotated position with a weight, stretching the shoulder rotators with a stretching stick, or reaching

behind the back with a towel grasped between the hands. All of these methods have limitations.

With assisted stretching, the assistant must be careful not to over-stretch the shoulder, possibly

injuring the shoulder or limiting gains in muscle flexibility. It is difficult for the individual being

stretched to convey to another person to what point their shoulder should be stretched. Weight-

assisted stretching often times elicits further damage because the muscle group is stretched past

functional rotational flexibility due to improper selection of weight or improper technique. Stick

and towel stretching require a minimum amount of shoulder flexibility just to attain the starting

position. Most individuals undergoing rehabilitation for a shoulder injury cannot reach the initial

starting position with a stick or towel. The SHARQ shoulder and rotator cuff stretching

machine eliminates the above problems by allowing the user to completely control the

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positioning of the stretch applied to the shoulder. It also allows the individual to isolate the

shoulder without strain for internal and external passive static stretching.

Hypothesis

A three-week flexibility training protocol using the SHARQ shoulder and rotator cuff

machine will result in significantly greater increases in internal and external shoulder range of

motion than traditional passive static stretching.

Delimitations

The results of this study are limited to healthy individuals between the ages of 18 and 60

who do not present with a significant history of pathology of the shoulder.

Limitations

This study was limited by the number of individuals that participated in the study due to

recruitment complications. This study was also limited by the ability to accurately measure

ROM from hand goniometer measurement.

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CHAPTER TWO

REVIEW OF LITERATURE

The Rotator Cuff and Range of Motion

When the rotator cuff muscles of the shoulder are injured often times this leads to

decreases in internal and external range of motion (ROM). Under normal circumstances,

physical therapy that incorporates some type of stretching regime is chosen to increase shoulder

flexibility. The benefits of increased ROM include prevention or minimization of further injury,

decreased muscle soreness, and enhanced physical performance (2, 3, 6, 7, 9). Increased muscle

flexibility with stretch training may result from increases in musculotendinous length (20, 23),

increased stretch tolerance (15, 16, 18, 19), alteration of muscle stiffness (12), and viscoelastic

stress relaxation (10) (24, 32-34). This review will focus on the stretching technique utilizing

passive rotational static stretch therapy. The main objective of passive rotational static stretch

therapy is to elongate shortened muscle fibers and connective tissues that limit ROM of the

rotator cuff muscles thereby increasing ROM around the joint and augmenting muscle flexibility.

The Rotator Cuff of the Shoulder

The rotator cuff is composed of four muscles: the supraspinatus, infraspinatus, teres

minor, and subscapularis (13). Their tendons form a collagenous cuff around the most freely

moving joint in the human body, the glenohumeral joint (13). The subscapularis facilitates

internal rotation, while the infraspinatus, teres minor, and supraspinatus muscles assist in

external rotation. The rotator cuff muscles depress the humeral head against the glenoid fossa.

With a poorly functioning rotator cuff, the humeral head can migrate upward within the joint

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because of an opposed action of the deltoid muscle. This can lead to less than normal ROM in

both internal and external rotation. The rotator cuff muscles also have bursae that cushion their

movement over bony articulations. The active range of shoulder joint motion is 0-90 degrees for

both internal and external rotation (1, 13).

Stabilization of the Glenohumeral Joint and Rotator Cuff Loading

The muscles of the rotator cuff serve an important role in stabilizing the humerus in the

glenoid fossa against the contractions of muscles that could otherwise dislocate the joint. For

example, when the arm is abducted, the rotator cuff muscles counteract the deltoid by producing

an opposite, downward shear force. The amount of force sustained at a particular joint of the

body is referred to as joint loading (13). The glenohumeral joint sustains the most loads of all

shoulder articulations because it provides direct mechanical support for the weight of the arm.

Therefore, the greater the degree of internal or external shoulder rotation the greater the amount

of load placed on the joint and musculature. During most rotational movements the arm is not

fully extended. Rotational movement with the arm flexed at the elbow reduces the load on the

joint; therefore, the joint is less susceptible to injury as compared with a fully extended arm.

Common Rotator Cuff Injuries

Shoulder injuries make up 8%-13% of all sports-related injuries (27). Shoulder injuries

are classified as either traumatic injuries or overuse injuries and include dislocations, rotator cuff

damage, and rotational injuries.

The glenohumeral joint has a loose structure that allows for mobility but little stability

(13). Instability can lead to shoulder dislocation due to external forces on the shoulder that can

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stretch the surrounding collagenous tissues beyond their elastic limits. Dislocations can occur in

anterior, posterior, and inferior directions. Predisposition for dislocation can be due to inadequate

size of the glenoid fossa, deficits in rotator cuff muscles, inadequate retroversion of the humeral

head, capsular laxity, or anterior tilt of the glenoid fossa (37). Many times glenohumeral

dislocations predispose an individual for future problems.

Forceful overhead arm abduction or flexion movements along with medial rotation can

cause rotator cuff damage, such as rotator cuff impingement and shoulder impingement

syndrome (26). Signs and symptoms of impingement are identified by hypermobility of the

anterior shoulder capsule, hypomobility of the posterior capsule, excessive external rotation with

limited internal rotation of the humerus, and/or laxity of the joint itself (37). The supraspinatus

muscle is most commonly involved in impingements because its blood supply is the most

susceptible to being limited by injury and subsequent local swelling. Inadequate blood supply to

the injured area can lead to a longer recovery period. Signs and symptoms of impingement

include tenderness and pain in the shoulder region when the humerus is rotated. Two

mechanisms have been proposed to explain the biomechanical processes that cause rotator cuff

problems, these mechanisms are known as the impingement and alternative theories (13). The

impingement theory states that each time the arm is abducted the rotator cuff and associated

bursa are pinched between the acromion, the acromioclavicular ligament, and the humeral head

(13). Pinching the cuff and bursa leads to friction causing irritation and excessive wear. The

alternative theory states that when the supraspinatus muscle-tendon unit is repeatedly

overstretched, capsular laxity follows and the deltoid muscles become over utilized. Excessive

use of the deltoid muscles elevates the humeral head during abduction and leads to impingement

(13). Repeated, forceful rotation of the shoulder can lead to tearing of the rotator cuff muscles

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(13). These tears are normally located in the supraspinatus, and are due to the tension exerted by

the deceleration of a high force rotational movement. Insufficient recovery time, ineffective

rehabilitation, and chronic pain can lead to calcifications of the soft tissues of the joint,

degenerative changes in the articulating surfaces, or bursitis (27).

Range of Motion and Stretching to Increase Range of Motion

ROM at anatomical joints is determined by unalterable and alterable factors (26).

Unalterable factors include bone structure, age, and gender. Alterable characteristics include

muscle and tendon length, surrounding facial sheath thickness, the tightness of the joint capsule

and ligamentous structures surrounding the joint, the anatomical shape of articulating surfaces,

the amount of fat, and skin tightness. The muscles, tendons, and surrounding facial sheaths are

most often responsible for limiting ROM. A lack of shoulder activity due to injury, surgical

intervention, or failure to use full ROM during daily activities can lead to shortening of

connective tissue or muscle. Local injury can lead to pain, swelling, muscle spasm, and

improper use of the muscle during injury recovery. Surgical intervention can lead to complete

immobilization of ligaments and joint capsules that lose elasticity due to shortening. If the injury

is not treated properly, deformity can occur leading to a decrease in ROM.

Clinical settings utilize different rehabilitation techniques for improving ROM of the

rotator cuff muscles. Some examples are: joint mobilization and traction, strengthening

exercises, and stretching routines. Of these, stretching receives the greatest emphasis for

increasing restricted ROM (26). Stretching is utilized to increase the length of the

musculotendinous unit and increase elastic properties of the muscle. There are currently three

different stretching techniques: ballistic, proprioceptive neuromuscular facilitation (PNF), and

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static stretching. Ballistic stretching incorporates a bouncing motion in which repetitive

contractions of the agonist muscle are used to produce quick stretches of the antagonist muscle

(muscle being stretched in response to contraction of the agonist muscle) (26). Ballistic

stretching has not been supported in literature because it creates uncontrolled forces within the

muscle that can exceed the extensibility limits of the muscle fiber and possibly produce

mircrotears within the musculotendinous unit (2, 3). Proprioceptive neuromuscular facilitation

(PNF) stretching involves some combination of alternating isometric or isotonic contractions and

relaxation of both agonist (muscle that contracts to produce a movement) and antagonist muscles

(26). Several authors identify PNF techniques as being superior to other stretching methods.

PNF stretching normally requires training and practice to insure proper technique, which limits

its suitability for independent and non-supervised stretching (3). Static stretching is one of the

most widely used methods for increasing ROM because of the simplicity of execution and lower

potential for tissue trauma (3, 28). According to Smith (31), this type of stretching has the least

associated injury risk and is believed to be the safest and most frequent method of stretching.

Static stretching, either active or passive, consists of a 30 second hold to discomfort of the

antagonist muscle (3). Benefits of this slower stretching technique include prevention of the

tissue from having to absorb great amounts of energy per unit time, non-elicitation of forceful

reflex contractions, and alleviation of muscle soreness (4). Active static stretching uses a

contraction of the agonist muscle to place the antagonist muscle in a position of stretch. Passive

static stretching in which skeletal muscle remains relaxed, utilizes body weight, a partner, or

equipment to facilitate stretching. Passive static stretch is the most commonly used procedure,

and it is less prone to cause injury than ballistic stretching (26). Static stretching is also much

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less complicated than PNF stretching because it only involves the stretch of the antagonist

muscle and has only one specified stretching period per set.

Passive Stretch for Rehabilitation

Passive static stretching is utilized in clinical settings as an effective way to gain

increased mobility around the shoulder joint and increase shoulder range of motion (25). The

tissue response to the strain of passive stretch is very complex. Several structures contribute to

the relationship between the passive stretch and the muscle-tendon unit. These include: the

connective tissue (epimysium, perimysium, and edomysium), the sarcolemma, the muscle fiber

contents, the tendons, the adhesion to adjoining structures, and the friction of the shoulder joint

(11). These structures influence the passive length-tension changes of the muscle-tendon unit

due to the force of stretch (11). Although the relative contribution of each of these structures is

not known specifically, these biomechanical aspects do facilitate and resist the stretch. A proper

balance in facilitation and resistance can lead to positive rehabilitation results.

When a muscle is passively stretched, the force is transmitted from the perimysium and

endomysium of the connective tissue to the muscle fiber (25). In order to facilitate this force

load, properties of the muscle such as stretch tolerance or sarcomere length must change (17, 25).

A change is stretch tolerance is considered an acute change whereas a change in sarcomere

length would be labeled a chronic change. Acutely, a single session of passive stretch (30

seconds) has been shown to increase muscle mobility (3, 18). This acute change from only one

stretching session is temporary and the muscle has been shown to return to pre-stretch status one

hour post-stretch (17). This is most likely attributed to a change in stretch tolerance during this

acute stretching session. In response to chronic stretching, it is believed that the muscle actually

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becomes longer by adding sarcomeres in series (8, 26). The greater the force load of the stretch

on the muscle, the greater the stimulus for the muscle to undergo myofibrillogenesis.

Investigators have shown that this chronic change can be attained following a 3-week stretching

program where stretching is done 3-5 times per week to improve muscle flexibility (13, 14, 34,

36). Chronic ROM maintenance after weekly repetitive sessions of passive stretch can be

sustained for up to two weeks even after a specific rehabilitation protocol has stopped (3, 39).

Unfortunately, after this two-week period, clinical observation indicates that patients who stop a

stretching program lose ROM (38, 39). In order to maintain chronic increases in muscle

flexibility, passive stretching activities must be performed at least once a week following stretch

training (3, 13, 17, 18, 22, 26, 32, 36).

There are a number of different muscle-tendon system facilitation properties that allow

the acute strain of passive stretch to increase ROM about a joint. When muscles undergo passive

stretch, they react viscoelastically and will deform according to their own material properties.

Viscous behavior is the property of a structure to elongate when a load is applied, but the

elongation is rate change dependent (18, 32). Elasticity refers to the property of a structure to

elongate when a force is applied, and to return to its original length when the force is taken away

(10, 30). Due to these properties, elongation of a muscle is determined by the exerted force and

force rate (11).

When the muscle-tendon system is stretched to a fixed length in succession, the acting

force and passive tension at that length decreases over time (21). This force decrease has been

reported in vitro (29, 32). For example, while investigating the behavior of the muscle-tendon

unit when exposed to repeated stretch to a constant length, Taylor et al. (32) showed a

significantly reduced peak tension the first four of ten stretches. In cases when force is relatively

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low and sustained for periods of time (30 seconds), tissue deformation is based on a time-

dependent principle called "creep" (3, 17, 18, 22). Creep is the behavior of a structure under a

fixed force when that force is either held or reached successively in a cyclic manner (29, 32).

When this force is applied, the structure becomes deformed and asymptomatically approaches a

new length based on the viscoelastic elements of the muscle (32). The longer the period of time

of the stretch, the more deformation occurs. When low force is released the tissue will return to

its original length in a time-dependent manner. The muscle does not quickly return to its

previous position after a stretch is released, rather return to original length is controlled and slow

in order to avoid injury. Muscles also display stretch characteristics of "force-relaxation" and

"hysteresis". Force-relaxation is the amount of stress at a given muscle length that gradually

declines when the stretch is held (32). When a stretch is sustained over time, the internal muscle

stress decreases and a lower amount of force is needed to maintain a tissue at a set amount of

displacement or deformation. Hysteresis is the variation in the load-deformation relationship

that takes place between initiation and release of the stretch (32). In the muscle, greater energy

is absorbed during initiation than is dissipated during release of the stretch (32). The greater the

difference between the absorbed energy during initiation and the dissipated energy during

release, the greater the hysteresis value.

An important factor in acute stretch facilitation is stretch tolerance. Halbertsma et al.

(11) suggest that stretch tolerance in fact functions as pain tolerance. Increased ROM after acute

stretching may not be due to changes in the structure of the muscle or connective tissue, but

possibly an increase in the tolerance to stretch/pain (10, 18). It has been theorized that passive

stretch may alter the muscle spindle (Ia and IIa afferents) and the Golgi tendon organ (Ib

afferents) outputs to the central nervous system (25, 26). Within the central nervous system

12

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there are mechanoreceptors located within the muscle that sense the muscle stress of stretch. The

muscle spindles are the initiators of the stretch response. When a change in muscle length is

sensed, muscle contraction reflex is initiated to resist the stretch and prevent muscle damage.

The Golgi tendon organs are the secondary messengers in response to tension. When muscle

strain of a stretch elicits a greater response the Golgi tendon organs will negate the signaling of

the spindles and initiate a reflex relaxation of the antagonist. Reflex relaxation facilitates the

stretch by allowing the muscle to lengthen through relaxation without exceeding the extensibility

limits that could damage the muscle fiber (35). A change in stretch tolerance due to passive

stretch in afferent drive could influence the activity of the alpha motoneurons. A dampening of

muscle spindles or accentuation of the Golgi tendon organ could facilitate the stretching process.

These central nervous system influences are effective in producing a stretch tolerance in

passively stretched muscle leading to an increase in ROM (18).

Other characteristics of muscle are its ability to resist stretch and protect against damage

that could lead to injury during stretch (26). Both muscle and tendon are composed largely of

noncontractile collagen and elastin fibers. Collagen is a major structural protein that forms

strong, flexible, inelastic structures that hold connective tissue together (26). Collagen is a load-

bearing element that resists mechanical forces and deformation. Depending upon its direction of

orientation, collagen accommodates tensile force, but not shear or compressive forces. Elastin

fibers are highly elastic tissues that assist in the recovery from deformation. Unlike tendon,

muscle also has active contractile components that make up the muscle fiber itself. An important

determinant of the elastic property of a given muscle fiber is titin. Titin is found in the

sarcomere of striated muscle and forms a scaffolding of elastic fibers that are important for

correct assembly of the sarcomere. Each titin molecule spans from M line to Z disc. The elastic

13

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properties of this protein help facilitate passive resistance of the muscle fiber to stretch. These

elements determine the muscle and tendon capability to resist and recover from the strain of

passive stretch. The amount of their individual contribution in resisting deformation depends on

the degree that the muscle is lengthened and the velocity of stretch. The noncontractile

components are primarily resistant to the degree of lengthening, while the contractile elements

limit high-velocity deformation. An example of high-velocity deformation would be ballistic

stretching. The greater the stretch, the larger amount the noncontractile components contribute.

The faster the stretch, the more the contractile components contribute.

Passive Static Stretching Efficiency and Effectiveness

As described above, increases in range of motion following passive static stretching

results from a combination of biomechanical, neurological, and cellular mechanisms. The

ongoing study of these mechanisms, through experimental investigation, continues to be

emphasized in order to determine the specific tissue response to passive static stretching. In the

clinical setting, investigators continue to explore ways to more efficiently and effectively use

passive static stretching to increase joint ROM. As with any other mode of rehabilitation, the

efficiency and effectiveness of stretching are based upon frequency, duration, and intensity.

Frequency of stretching is based upon the number of sessions per week and the number

of stretches in a session. It has been shown that stretching performed 3-5 times per week for

three weeks significantly improves flexibility (13, 26, 36). Bandy and Irion (3) concluded that

there is no difference in improvement of ROM between protocols requiring one versus three

stretches a day. McNair et al. (22) reported that there was no statistical significance between the

14

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changes in muscle stiffness, tension, and force relaxation for three different daily frequencies (4,

2, 1) of passive static stretch with constant duration.

Duration of stretching refers to a specific stretching trial or the length of time it takes to

significantly report acute increases in ROM or long-term tissue physiology changes. Currently,

clinical investigators agree that the suggested time for enhancing muscle flexibility for a specific

session is 30-60 seconds (3-5, 17, 18, 22, 32). The duration of stretching for long-term changes

remains unknown at this point and time.

The intensity of passive static stretching has been universally accepted to be a slow,

passive movement until mild discomfort is felt (13, 26). Limited research exists regarding the

rate of passive stretch. Few studies have been conducted on the intensity of discomfort of stretch

due to the individualistic rating of this perceived stress. Static stretching protocols used for the

purposes of rehabilitation vary with the unique needs of each patient. Although consistent

findings in the literature support the implementation of static stretching to increase ROM,

benefits based upon an optimal protocol for frequency, duration, and intensity is not known.

Few research investigations have focused on the efficacy of passive stretching and

shoulder ROM. The majority of stretching studies focus on lower body joints, such as the hip

and knee. Notably, in comparison to the shoulder, the joint ROM at the hip and knee have small

intra- and inter-subject variance (1). Due to the complex physiological structure of the shoulder

joint, ROM measurements can be highly variable even in a healthy populace. This makes it

much more difficult for investigators to prove significance of stretch training. This limited

research leads to the acceptance of less effective stretching protocols and inefficient shoulder

ROM rehabilitation stretch training sessions. Therefore, individuals with limited internal and

external rotator cuff ROM would clearly benefit from a controlled experimental study designed

15

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to examine the effects of SHARQ stretching on increasing internal and external shoulder

flexibility.

16

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CHAPTER THREE

METHODS AND PROCEDURES

Research Design

The effects of 15 days of chronic passive static stretching on the internal and external

rotator cuff ROM of the shoulder were examined using a randomized design. Subjects were

randomly assigned to one of three separate groups consisting of five individuals per group: 1)

control, 2) traditional stretching protocol, or 3) stretching using the SHARQ shoulder and

rotator cuff stretching machine. The control group had no change in current active daily living

activities (ADLs). The traditional stretch group underwent a traditional, individualistic, static

stretch exercise for both external and internal rotation of the shoulder to mild discomfort. The

traditional stretch consisted of "towel pulls". For external rotation, test subjects held a towel in

the hand of the shoulder being stretched while standing. They then tossed the towel over the

shoulder to be stretched, not letting go, and reached behind the back, below the shoulder, with

the other hand and grabbed the other end of the towel. With each hand holding each end of the

towel, the towel was pulled down to mild discomfort. For internal rotation, test subjects held the

towel in the hand of the shoulder not being stretched while standing. They then tossed the towel

over the shoulder not being stretched, not letting go, and reached behind the back with the other

hand, below the shoulder, and grabbed the other end of the towel. With each hand holding each

end of the towel, the towel was pulled up to mild discomfort. The SHARQ group underwent a

passive static stretch for both external and internal rotation of the shoulder to mild discomfort

using the SHARQ shoulder and rotator cuff stretching machine.

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Selection of Subjects

Subjects (n=15) were recruited from the WSU Spokane health sciences community via

posters and faculty recruitment. Subjects were required to be between the ages of 18 and 60

years. To qualify for the study, subjects had to present with no significant history of pathology

of the shoulder. In addition, subjects who did not regularly exercise agreed to avoid upper-

extremity exercise and activities other than those prescribed by the research protocol. Subjects

who regularly exercise agreed not to increase the intensity or frequency of the activity during the

three weeks of training.

Subject Testing and Training

Approximately one week prior to the commencement of the study, subjects were chosen

from the volunteers for the study. These subjects were assigned to a group and given an

orientation to the testing and training procedures. They were also asked to read and sign a

consent form to participate in the study. All testing was conducted in the Human Exercise

Physiology Laboratory at Washington State University Spokane Riverpoint Campus.

Preliminary testing took place on Day 1 between 0800-1700 hours, on the first day of training.

On this day, subjects were tested for height, body mass, and internal and external rotation via

supine shoulder ROM technique prior to stretching.

Testing for internal and external rotation was conducted with the subject lying on a table

in the supine position with 90° of shoulder abduction and the elbow in 90° of flexion. The table

did not support the elbow and a goniometer fulcrum was centered over the olecranon process.

The goniometer-moving arm was aligned with the ulnar styloid and the stationary arm was

18

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perpendicular to the floor. The subject was asked to relax the arm while the tester rotated it

internally or externally to end ROM.

Subject training for the traditional and SHARQgroups commenced on Day 1 and ended

on Day 19. Subjects were assigned to one 30-minute daily stretching period between 0800-1700

hours. During this period, subjects completed eight one-minute stretching trials at the point of

mild discomfort, with a 30 second rest in between each stretching trial. Each trial during the

daily stretching session began with external rotation and ended with internal rotation. The total

time for each stretching period was 11 minutes and 30 seconds.

On Day 10 (Mid-Training) and prior to stretch training, subjects were tested for internal

and external rotation via the supine shoulder ROM technique described above. On day 22,

subjects underwent a similar battery of post-training measurements.

Throughout the entire study, subjects assigned to the SHARQ shoulder and rotator cuff

stretching machine were monitored daily for post-stretch measurements recorded from ROM

markers on the machine. For every stretching trial within a session, ROM was recorded. These

measurements took place during the stretch without notifying the subject and no special

treatment was given to the SHARQ treatment group.

Statistical Analyses

Reliability of internal and external shoulder ROM measurements was determined using

an intraclass correlation coefficient (ICC) on the pre- and post-training measurements of the

control group (33). Data from the supine shoulder ROM measurements were tested for

normality and equal variance, and were analyzed to determine whether significant differences

existed between the values of the three groups. A two-factor (group and time) analysis of

19

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variance (ANOVA) with repeated measures on one factor (time) was performed. Means and

standard deviations for the pre-, mid-, and post-training measurements were calculated for each

group, as well as the mean differences between the pre, mid-, and post-training data (gain

scores), for the dependent variable, internal and external shoulder ROM (in degrees).

Significance for all statistical tests was accepted at the 0.05 level of probability. If significant

interaction existed, appropriate post hoc analyses were performed. If not, post hoc analyses were

performed on significant main effects. In addition, daily measurements recorded from the

SHARQ shoulder and rotator cuff stretching machine were analyzed for significant day and

time quantitative linear trends.

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22. McNair, P. J., E. W. Dombroski, D. J. Hewson, and S. N. Stanley. Stretching at the ankle

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29. Sanjeevi, R. A viscoelastic model for the mechanical properties of biological materials. J

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30. Sapega, A. A., T. C. Quedenfeld, R. A. Moyer, and R. A. Butler. Biophysical factors in

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32. Taylor, D. C., J. D. Dalton, Jr., A. V. Seaber, and W. E. Garrett, Jr. Viscoelastic

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33. Thomson, D. B., and A. E. Chapman. The mechanical response of active human muscle

during and after stretch. Eur J Appl Physiol Occup Physiol 57: 691-7, 1988.

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35. Verrill, D. a. R. P. Relationship between duration of static stretch in the sit and reach

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36. Wallin, D., B. Ekblom, and R. Grahn. Improvement of muscle flexiblity: A comparison

of two techniques. American Journal of Sports Medicine 13: 263-8, 1985.

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J Orthop Sports Phys Ther 18: 365-78, 1993.

38. Willy, R. W., B. A. Kyle, S. A. Moore, and G. S. Chleboun. Effect of cessation and

resumption of static hamstring muscle stretching on joint range of motion. J Orthop Sports Phys

Ther 31: 138-44, 2001.

39. Zebas, C. a. M. R. Retention of flexibility in selected joints after cessation of a stretching

exercise program. New York: AMS Press, 1985.

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APPENDIX A

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EFFICACY OF THE SHARQ SHOULDER AND ROTATOR CUFF STRETCHING

MACHINE FOR INCREASING INTERNAL AND EXTERNAL ROTATION

Matthew D. Albright

Exercise Science Washington State University Spokane

Spokane, WA 99202

Corresponding author: Matthew D. Albright Exercise Science Washington State University Spokane

310 N. Riverpoint Blvd., Box G Spokane, WA 99202 509-358-7633 [email protected]

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ABSTRACT

Background and Purpose. To date, limited information exists regarding the

effectiveness of the SHARQ shoulder and rotator cuff stretching machine (SHARQ) for

increasing internal and external shoulder range of motion (ROM). The purpose of this study was

to determine if a 15-day training period using the SHARQ would be more effective in

increasing internal and external shoulder ROM than a traditional passive static stretching

protocol. Subjects. Fifteen subjects (14 females, 1 male), ages 23-60 yrs., with no significant

history of pathology of the shoulder, were randomly assigned to one of three groups: 1) control,

which did not receive a stretch training, 2) traditional towel stretch training and, 3) SHARQ

stretch training. Methods. Treatment groups participated in one stretching session, with eight

trials, per day consisting of alternating internal and external shoulder rotation with 30-second rest

intervals between stretches. Internal and external shoulder ROM were measured with a

goniometer pre-, mid-, and post-training. Data were analyzed with a two-factor (group and time)

analysis of variance with repeated measures on one factor (time). Internal and external ROM

were also measured daily during stretching sessions, only for the SHARQ group. These data

were analyzed with a multiple regression for linear trends with dependant variables time and day.

Results. Increases in shoulder internal and external rotation did not differ significantly between

the traditional towel and SHARQ training groups. ROM significantly increased over time in

all groups. Significant linear trends were also identified for increased internal and external ROM

within daily training sessions and for internal ROM throughout the three-week training period in

the SHARQ training group. Discussion and Conclusion. This study using a small sample of

healthy subjects provides preliminary evidence indicating the efficacy of the SHARQ for

increasing shoulder ROM. Although the SHARQ protocol was not more effective in

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increasing ROM of the shoulder than the traditional passive static stretching protocol, the results

indicated that the SHARQ protocol used herein produced increases in ROM similar to that of

traditional towel stretching. Future studies on the efficacy of SHARQ stretch training using

clinical populations are warranted.

Key Words: passive static stretching, traditional towel stretch training, SHARQ stretch

training

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INTRODUCTION

Flexibility is the extensibility of periarticular tissues that allows normal or physiological

motion of a joint or limb (2). Improved muscle flexibility allows muscle tissue to accommodate

imposed stress more easily and promotes efficient and effective movement (6). Many stretching

advocates believe that more efficient and effective movement due to enhanced muscle flexibility

will help prevent or minimize injuries, decrease muscle soreness, and enhance physical

performance (4, 5, 7, 10, 13). Increased flexibility from stretching may result from increases in

musculotendinous length (22, 23, 30), increased stretch tolerance (18-21), alteration of muscle

stiffness (15), and viscoelastic stress relaxation (14, 16, 24, 29, 31).

There are currently three different stretching techniques used to increase flexibility: 1)

ballistic, 2) proprioceptive neuromuscular facilitation (PNF), and 3) static stretching.

Ballistic stretching incorporates a bouncing motion in which repetitive contractions of the

agonist muscle are used to produce quick stretches of the antagonist muscle (26). Ballistic

stretching to increase flexibility has not been supported in literature because it creates

uncontrolled forces within the muscle that can exceed the extensibility limits of the muscle fiber

and possibly produce mircrotears within the musculotendinous unit (4, 5). Proprioceptive

neuromuscular facilitation (PNF) is a group of stretching procedures that involve alternating

contraction and relaxation of the muscles being stretched (17). Bandy and Irion (5) identify

PNF techniques as being superior to other stretching methods for increasing flexibility but one

must be properly trained in this procedure to insure its efficacy. Static stretching is one of the

most widely used methods for increasing flexibility because of its simplicity of execution and

low risk for tissue trauma (5, 27). According to Smith (28), static stretching has the least

associated injury risk of these popular methods and static stretching is believed to be the safest

31

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and most frequent method of stretching. Static stretching, either active or passive, consists of a

30 second hold to discomfort of the antagonist muscle (3). There are many benefits of the static

stretching technique. Static stretching prevents damage to the muscle being stretched due to

overstretching because it is a slow and controlled exercise. Due to this controlled nature of static

stretching, forceful reflex contractions are also not elicited. Static stretching has also been

proven to alleviate muscle soreness more effectively than other stretching techniques (6). Active

static stretching uses a contraction of the agonist muscle to place the antagonist muscle in a

position of stretch. Passive static stretching, in which skeletal muscle remains relaxed, utilizes

body weight, a partner, or equipment to facilitate stretching. In terms of all stretching

techniques, passive static stretch is the most commonly used procedure, and is less prone to

cause injury than ballistic stretching (26).

The SHARQ shoulder and rotator cuff stretching machine (SHARQ) was recently

designed as an alternative to static stretching techniques used to increase internal and external

shoulder range of motion (ROM). The SHARQ embodies the principles of limb

isolation/orientation and self-selected tolerance for passive static stretching (Figure 1). To use

the SHARQ, an individual must first adjust the seat height in order for their shoulder to be

properly aligned with the machine's shoulder cuff. The arm is then placed in the machine at a

vertical abduction of 90° with an elbow flexion of 90°. In this position, the arm is then

mobilized with forearm and upper arm cuffs. The shoulder is held into place with an inflatable

bladder to prevent anterior or posterior translation. With the arm secure and in the proper

alignment, the individual then rotates the accompanying flywheel, on the opposite side of the

machine, to initiate internal or external passive static stretching of the shoulder. The SHARQ

arm assembly completely rotates to facilitate rotation of the right or left shoulder. The

32

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SHARQ is very easy to use. After an initial introductory stretching period with verbal

feedback by an instructor, the individual can then stretch without a need for continual

supervision or assistance.

Due to the complex physiological structure of the shoulder joint, ROM measurements can

be highly variable even in a healthy populace. The active range of shoulder joint motion has

been established as 0-90 degrees for both internal and external rotation (3, 17). However, Boone

and Azen (9) evaluated 109 male subjects (ages 1-55 yrs.) and observed internal shoulder ROM

was 68.8° ± 4.6° (mean ± SD) and external shoulder ROM was 103.7° ± 8.5°. Bell and

Hoshizaki (8) measured shoulder rotation in 190 males and females between the ages of 18 and

88 yrs. and reported that the average standard deviation for shoulder rotation was 27.8°. This

large inter- and intra-individual variance of shoulder ROM makes it difficult to establish baseline

ROM values for subjects prior to stretch training and may confound interpretation of the efficacy

of stretch training on shoulder ROM.

Individuals with limited internal and external rotator cuff ROM would clearly benefit

from frequent passive static stretching of this muscle group. To properly stretch the rotator cuff

muscle group, the shoulder must be rotated with the arm abducted at a 90° angle. This position

is not easily self-maintained during shoulder rotation and under most circumstances, the muscles

of the shoulder must be contracted to hold this position. If a contraction takes place during the

stretch than the benefits of the passive static stretch are negated. Conventional methods used to

improve shoulder rotation include assistance from another person, or hanging the arm in a

rotated position with a weight, or stretching the shoulder rotators with a stretching stick, or

reaching behind the back with a towel grasped between the hands. All of these methods have

limitations. With assisted stretching, the assistant must be careful not to over-stretch the

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shoulder possibly injuring the shoulder or limiting gains in muscle flexibility. It is difficult for

the individual being stretched to convey to another person to what point their shoulder should be

stretched. Weight-assisted stretching often times elicits further damage because the muscle

group is stretched past functional rotational flexibility due to improper selection of weight or

improper technique. Stick and towel stretching require a minimum amount of shoulder

flexibility just to attain the starting position. Most individuals undergoing rehabilitation for a

shoulder injury cannot reach the initial starting position with a stick or towel. The SHARQ

shoulder and rotator cuff stretching machine eliminates the above problems by allowing the user

to completely control the positioning of the stretch applied to the shoulder. It also allows the

individual to isolate the shoulder without strain for internal and external passive static stretching.

According to empirical evidence, stretching with the SHARQ may be a beneficial

alternative to the more traditional stretching techniques. But, to date, there have not been any

controlled experimental studies designed to examine the effects of SHARQ stretching on

increasing internal and external shoulder flexibility. Therefore, the purpose of this study was to

determine if a 15-day stretching period using the SHARQ shoulder and rotator cuff stretching

machine was more effective in increasing internal and external range of motion of the shoulder

than a traditional passive static stretching protocol. The hypothesis to be tested was that

flexibility training using the SHARQ shoulder and rotator cuff stretching machine would

produce greater increases in internal and external shoulder range of motion than traditional

passive static stretching.

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MATERIALS AND METHODS

Research Design

The effects of 15 days of chronic passive static stretching on the internal and external

rotator cuff ROM of the shoulder were examined using a randomized design. Subjects were

randomly assigned to one of three groups consisting of five individuals per group: 1) control, 2)

traditional stretching protocol, or 3) stretching using the SHARQ shoulder and rotator cuff

stretching machine. The control had no change in current active daily living activities (ADLs).

The traditional stretch group underwent a traditional, individualistic, static stretch exercise for

both external and internal rotation of the shoulder to mild discomfort. The traditional stretch

consisted of "towel pulls". For external rotation, test subjects held a towel in the hand of the

shoulder being stretched while standing. They then tossed the towel over the shoulder to be

stretched, not letting go, and reached behind the back, below the shoulder, with the other hand

and grabbed the other end of the towel. With each hand holding each end of the towel, the towel

was pulled down to mild discomfort. For internal rotation, test subjects held the towel in the

hand of the shoulder not being stretched while standing. They then tossed the towel over the

shoulder not being stretched, not letting go, and reached behind the back with the other hand,

below the shoulder, and grabbed the other end of the towel. With each hand holding each end of

the towel, the towel was pulled up to mild discomfort. The SHARQ group underwent a

passive static stretch for both external and internal rotation of the shoulder to mild discomfort

using the SHARQ shoulder and rotator cuff stretching machine.

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Selection of Subjects

Subjects (n=15) were recruited from the Spokane community. Subjects were between the

ages of 18 and 60 years. To qualify for the study, subjects had to present with no significant

history of pathology of the shoulder. In addition, subjects who did not regularly exercise agreed

to avoid upper-extremity exercise and activities other than those prescribed by the research

protocol. Subjects who regularly exercise agreed not to increase the intensity or frequency of the

activity during the three weeks of training.

Subject Testing and Training (Figure 2)

Approximately one week prior to the commencement of the study, subjects were chosen

from the volunteers for the study. These subjects were consented, assigned to groups, and given

an orientation to the testing and training procedures. All testing was conducted in the Human

Exercise Physiology Laboratory at Washington State University Spokane Riverpoint Campus.

Preliminary testing took place on Day 1 between 0800-1700 hours, on the first day of training.

On this day, subjects were tested for height, body mass, and internal and external rotation via

supine shoulder ROM technique prior to stretching.

Testing for internal and external rotation was conducted with the subject lying on a table

in the supine position with 90° of shoulder abduction and the elbow in 90° of flexion. The table

did not support the elbow and a goniometer fulcrum was centered over the olecranon process.

The goniometer-moving arm was aligned with the ulnar styloid and the stationary arm was

perpendicular to the floor. The subject was asked to relax the arm while the tester rotated it

internally or externally to end ROM.

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Subject training for the traditional and SHARQgroups commenced on Day 1 and ended

on Day 19. Subjects were assigned to one 30-minute daily stretching period between 0800-1700

hours. During this period, subjects completed eight one-minute stretching trials at the point of

mild discomfort, with a 30 second rest in between each stretching trial. Each trial during the

daily stretching session began with external rotation and ended with internal rotation. The total

time for each stretching period was 11 minutes and 30 seconds.

On Day 10 (Mid-Training) and prior to stretch training, subjects were tested for internal

and external rotation via the supine shoulder ROM technique described above. On day 22,

subjects underwent a similar battery of post-training measurements.

Throughout the entire study, subjects assigned to the SHARQ shoulder and rotator cuff

stretching machine were monitored daily for post-stretch measurements recorded from ROM

markers on the machine. For every stretching trial within a session, ROM was recorded. These

measurements took place during the stretch without notifying the subject and no special

treatment was given to the SHARQ treatment group.

Pilot Study

A separate pilot study was conducted to evaluate the validity and reliability of the

SHARQ shoulder and rotator cuff stretching machine to passively stretch the rotator cuff of the

shoulder internally and externally. Two subjects (ages 21 and 35) with normal shoulder function

participated in the study. Machine, subject arm, and subject torso motion was measured using an

Optotrak 3020 computer-aided motion analysis system (Northern Digital, Inc., Waterloo,

Ontario). Six infrared light emitting diode markers were placed on the base of the machine, four

markers were placed on the arm of the machine, two markers were placed on the arm of the test

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subject (styloid process and olecranon process), and two markers were placed on the torso of the

test subject (midpoint of clavicle and at the clavicle/coracoclavicular junction) (Figure 3). Three

infrared cameras acquired the marker trajectories. The test session consisted of internal and

external shoulder rotation to the point of discomfort by the test subject. Data were collected

every five degrees of rotation, and compared with a goniometric scale placed on the SHARQ

rotator cuff stretching machine.

Statistical Analyses

Reliability of internal and external shoulder ROM measurements was determined using

an intraclass correlation coefficient (ICC) on the pre- and post-training measurements of the

control group (33). Data from the supine shoulder ROM measurements were tested for

normality and equal variance, and were analyzed to determine whether significant differences

existed between the values of the three groups. A two-factor (group and time) analysis of

variance (ANOVA) with repeated measures on one factor (time) was performed. Means and

standard deviations for the pre-, mid-, and post-training measurements were calculated for each

group, as well as the mean differences between the pre, mid-, and post-training data (gain

scores), for the dependent variable, internal and external shoulder ROM (in degrees).

Significance for all statistical tests was accepted at the 0.05 level of probability. If significant

interaction existed, appropriate post hoc analyses were performed. If not, post hoc analyses were

performed on significant main effects. In addition, daily measurements recorded from the

SHARQ shoulder and rotator cuff stretching machine were analyzed for significant day and

time quantitative linear trends.

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For the sensory motion pilot study each five-degree data collection consisted of 7 to 30

data recordings per marker. These data recordings were averaged for each marker for each five-

degree increment. The effectiveness of the SHARQ rotator cuff stretching machine was

analyzed with these averages. The average internal and external rotation of the SHARQ arm

was compared to each subject with the assumed five-degree change per measurement using a

one-sample students t-test. The absolute difference in change per five degrees of rotation was

also compared for both internal and external ROM between the SHARQ arm and subject arm

using a one-sample students t-test. The variation of the two torso markers from each marker's

average set point distance was analyzed for translation of the upper body during internal and

external rotation.

RESULTS

Shoulder internal (Figure 4) and external (Figure 5) ROM were determined at pre-

training, mid-training, and post-training. The ICC value calculated for pre-training to post-

training internal and external shoulder rotation data of the control group was .03 and -.09.

Changes in ROM, expressed as percent change from pre- to post-training are given in

Table 1. All data were normally distributed with equal variance. Subject age was not a

significant covariate in the study. Results of the two-factor ANOVA with repeated measures

found no significant difference in the group by time interaction for internal (df = 4, 24; F = 2.54;

p =0.066) or external ROM (df = 4, 24; F = 1.05; p = 0.404). No significant difference was

found for main effect group for internal (df = 2, 12; F = 0.17; p = 0.848) or external ROM (df =

2, 12; F = 1.22; p = 0.330). A significant difference was shown for main effect time for both

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internal (df = 2, 12; F = 7.62; p = 0.003) and external rotation (df = 2, 12; F = 13.35; p < 0.001)

for all groups.

In order to interpret the significant main effect of time a Bonferroni (All-Pairwise)

Multiple Comparison test was utilized. Significant differences in internal rotation were

identified between pre-training and mid- and post-training. Significant differences in external

rotation were identified between pre-, mid- and post-training. Visual analyses indicated that

shoulder ROM increased throughout the training period. To investigate this significant

increase in ROM over time for all groups, multiple regression analysis was used to differentiate

those groups that showed significant increasing linear trends for shoulder internal and external

rotation. For internal shoulder rotation only the SHARQ group elicited a positive linear trend

over time (df = 1, 13; F = 4.98; p = 0.044) (Figure 6). For external shoulder rotation the

SHARQ group (df = 1, 13; F = 4.76; p = 0.048) and the traditional stretch group (df = 1, 13; F

= 6.45; p = 0.025) elicited a significant positive linear trend over time (Figure 7). An analysis of

covariance (covariate-initial internal or external shoulder ROM) was also run for further post hoc

analysis. No significant difference of the covariate was found.

Data collected daily from post-stretch measurements of internal and external ROM using

the SHARQ shoulder and rotator cuff stretching machine were analyzed with multiple

regression testing to assess whether a significant linear trend existed for variables time and day.

All data were normally distributed with equal variance. The multiple regression tests on internal

(df = 1, 298; F = 4.65; p =0.032) and external (df = 1, 298; F = 10.77; p = 0.001) time indicated a

significant increasing trend (Figure 8). Also, the multiple regression tests on internal (df = 1,

298; F = 7.52; p = 0.008) and external (df = 1, 298; F = 29.07; p < 0.001) day indicated a

significant increasing linear trend (Figure 9).

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Sensory motion data analysis for internal and external passive rotational stretching using

the SHARQ shoulder and rotator cuff stretching machine was utilized to measure stretching

effectiveness. The one-sample t-tests (Ho: 5) calculated on the assumed (five degrees per

movement) versus absolute true (SHARQ Arm vs. SHARQ base degree change per

movement) internal and external rotation for subject indicated significant differences in internal

rotation (internal 1: t =8.948, p > 0.05; internal 2: t =9.6824, p > 0.05) and external rotation

(external 1: t = 7.3611, p < 0.05; external 2: t = 7.2485, p < 0.05) (Figure 10 & 11). The one-

sample t-tests (Ho: 0) calculated on the difference between SHARQ arm and subject arm

internal and external rotation for each subject indicated significant differences in internal and

external rotation (internal 1: t =4.1950, p < 0.05; internal 2: t =5.1283, p < 0.05; external 1: t

=11.9433, p < 0.05; external 2: t = 11.6057, p < 0.05; external 3: t = 12.0496, p < 0.05) (Figure

12). Movement of the torso markers throughout internal and external ROM from initial set point

was significant (Figure 13 & 14).

DISCUSSION

Normal ROM for both internal and external shoulder rotation has been established at 90°

(3), with an average standard deviation for shoulder rotation between 5° to 30° (3, 8, 9, 12, 25).

This large inter- and intra-individual variance of shoulder ROM makes it difficult to establish

baseline ROM values for subjects prior to stretch training and may confound interpretation of the

efficacy of stretch training on shoulder ROM. This study was the first experimental investigation

to study the effects of the SHARQ shoulder and rotator cuff stretching machine passive

rotational stretching technique in relationship to a traditional stretching technique and a control

group. Few research investigations have focused on the efficacy of passive stretching and

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shoulder ROM. The majority of stretching studies focus on lower body joints, such as the knee.

Notably, in comparison to the shoulder, the joint ROM at the hip and knee have small intra- and

inter-subject variance (3). In the present study, the fact that the training-induced change in

internal and external shoulder ROM did not differ significantly between groups appeared to be

due to intra- and inter-subject variation. Consequently, the coefficient of variation for internal

ROM was 23.8% and 15.3% for external ROM. Although there was equal variance among the

groups, the standard deviation (SD) about the mean would, under most circumstances, be

considered high. But, previous research indicated that measures of shoulder rotation in large

populations have SD = 4-29%, therefore, the SD observed in this study is acceptable (3, 8, 9, 12,

25).

It is possible that variation in shoulder ROM in this study could be attributed to the large

age range of subjects. Subjects were between 25-60 years old. Boone (9) measured internal and

external shoulder rotation in active male subjects using a universal goniometer, and reported that

males aged 60 and older exhibited a slight trend for lower shoulder ROM and larger SD for

ROM than younger males aged 20-39 yrs. The larger standard deviation in the older group

appeared to indicate that shoulder ROM is more varied in the older men than in the younger men.

However, in this study, 14 of the 15 subjects were females and females are known to maintain

greater shoulder ROM with aging than do males (8, 12). Furthermore, the equal variance for

ROM across groups in this study, which had mean ages of 40.8 ± 15.2 yrs. for control, 40.8 ±

11.7 yrs. for traditional stretch, and 45.8 ± 11.6 yrs. for SHARQ stretch, and the lack of

significance for age as a covariate in the study would support the argument that the age of the

subjects did not confound the effect of stretch training.

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Etnyre and Lee (12), examined the relationship of shoulder stretching to ROM and

concluded that females (university population with mean age = 20.1 yrs. and SD = 3.84) who

undergo static stretching of the shoulder for a 12-week period showed significant decreases in

shoulder ROM at numerous points throughout the study even though ROM increased from pre-to

post-training. Therefore, changes in shoulder ROM with stretch training, for a given subject, are

not necessarily progressive and linear, but may advance and regress over the course of an

extended training period. Insufficient evidence exists to determine the expected course for the

positive and negative changes over time and the optimum sequence for assessing an individual’s

ROM during this pattern. Protocols that include testing all subjects on the same day for pre-,

mid-, and post-training measures would likely assess some subjects during an improving ROM

cycle whereas, other subjects may be in a regression cycle and thereby confound the ability to

identify statistically significant increases in ROM with stretch training.

An important finding of the present study was that the SHARQ training elicited a

positive linear trend for internal shoulder ROM improvement while traditional stretch training

and the control did not. SHARQ training also elicited a significant positive linear trend

(p=0.048) for increases in external ROM. Although the SHARQ training did not induce

greater increases in shoulder ROM than did the traditional stretch training, linear trend analysis

with multiple regression identified that passive rotational stretching with the SHARQ

significantly increased internal and external shoulder ROM within a given day and across the

training period. Interpretation of the significant linear trend for time showed that increasing

frequency of stretching to four trials throughout one stretching session would lead to increased

shoulder ROM. Recommendations regarding the specific frequency and duration for increased

internal and external rotation while utilizing the SHARQ shoulder and rotator cuff stretching

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machine cannot be made, but analysis shows that with four, 11.5 minute stretching sessions,

ROM continued to increase significantly. Interpretation of the significant linear trend for day

showed that increasing daily stretching to five days a week for three weeks would lead to

increased shoulder ROM. Again, recommendations regarding the number of stretching days

required for increased internal and external rotation while utilizing the SHARQ cannot be

made, but stretching five days per week for three weeks significantly increased ROM.

While progressively increasing shoulder ROM, the SHARQ shoulder and rotator cuff

stretching machine has many additional benefits to the user. This machine was designed to

isolate the shoulder in a position that cannot be maintained or possibly attained under normal

shoulder rotation stretching techniques. The SHARQ is a self-selected stretching apparatus

that allows an individual to establish a point of mild discomfort during stretching and to hold that

position without subjecting the muscle group to further stretch. The position of stretching is

comfortable and allows for support of the arm and shoulder so that the individual can relax and

take full advantage of the passive static stretching technique that is being utilized with this

machine. The arm is mobilized through the movements of stretch and the SHARQ is very easy

to use. As mentioned earlier, there is a very quick and efficient process of training an individual

to use this machine for smooth and effective transition to stretching without a supervisor. This

ultimately will lead to individual compliance with shoulder ROM stretching and improved

results.

Although these positive attributes of the SHARQ rotator cuff stretching machine seem

to far outweigh any negative aspect of the machine, there were also factors in this study that

limited the effectiveness of the SHARQ. Segregation of the shoulder for internal and external

rotational passive stretching was very limited. Because of the importance of shoulder

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segregation in relation to the passive stretching that took place in this analysis, a separate pilot

study was conducted to measure the effectiveness of the SHARQ to rotate the shoulder

internally and externally. Analyses of these data identified that the SHARQ did not fully

immobilize the arm or torso as individuals stretched internally and externally. The internal and

external ROM measurements in relation to the subject’s forearm did not consistently agree with

the change in movement of arm of the SHARQ (Figure 12). In the majority of instances, the

subject’s forearm was at a lesser ROM than the machine. These differences between the subject

and machine arms led to inflated ROM measurements when reading the SHARQ goniometric

legend. Also, a comparison of the absolute SHARQ arm internal and external ROM

measurements to the SHARQ goniometric measures indicated that internal and external

rotation differed significantly (Figure 10 & 11). During shoulder rotation the torso of test

subjects also moved, most significantly at the higher ROMs (Figure 13 & 14). These above

examples of ineffective immobilization can be attributed to the inadequate arm and shoulder

cuffs designed to immobilize the forearm and upper arm, and brace the shoulder during rotation.

It can also be attributed to the lack of a rigid back brace to support the spine and neck during

rotation of the shoulder.

In summary, the use of SHARQ shoulder and rotator cuff stretching machine increased

internal and external shoulder ROM, but it did not result in a significant increase in internal and

external shoulder ROM in comparison to the traditional stretching technique. The results of this

study indicated that the SHARQ increased ROM within a daily training session and over the

course of a three-week training period. Subject variation in shoulder ROM may have

confounded the ability to discriminate the effects of training on shoulder ROM. This is a very

important factor to take into consideration for future shoulder ROM studies with the SHARQ.

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By taking this variance into account, better guidelines for stretching duration on a daily and

weekly basis can be established. Also, a redesign of this machine must take place before future

studies are initiated. Once the shoulder has been isolated and the torso is supported, it is likely

that the variance in shoulder ROM may be reduced. The SHARQ shoulder and rotator cuff

stretching machine has many benefits that would justify its use for improving shoulder ROM.

The results of this study provide preliminary evidence that a 15-day training period using the

SHARQ increased internal and external shoulder rotation in healthy subjects.

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23. Moore, M. A., and R. S. Hutton. Electromyographic investigation of muscle stretching

techniques. Med Sci Sports Exerc 12: 322-9, 1980.

24. Muir, I. W., B. M. Chesworth, and A. A. Vandervoort. Effect of a static calf-stretching

exercise on the resistive torque during passive ankle dorsiflexion in healthy subjects. J Orthop

Sports Phys Ther 29: 106-13, 1999.

25. Nelson, K. C., and W. L. Cornelius. The relationship between isometric contraction

durations and improvement in shoulder joint range of motion. J Sports Med Phys Fitness 31:

385-8, 1991.

26. Prentice, W. Rehabilitation Techniques in Sport Medicine. (3rd ed.) edited by: V.

Malinee. Boston: WCB McGraw-Hill, 1999. pgs. 62-72, 309-56.

27. Sady, S. P., M. Wortman, and D. Blanke. Flexibility training: ballistic, static or

proprioceptive neuromuscular facilitation? Arch Phys Med Rehabil 63: 261-3, 1982.

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28. Smith, C. A. The warm-up procedure: to stretch or not to stretch. A brief review. J

Orthop Sports Phys Ther 19: 12-7, 1994.

29. Taylor, D. C., J. D. Dalton, Jr., A. V. Seaber, and W. E. Garrett, Jr. Viscoelastic

properties of muscle-tendon units. The biomechanical effects of stretching. Am J Sports Med 18:

300-9, 1990.

30. Thomson, D. B., and A. E. Chapman. The mechanical response of active human muscle

during and after stretch. Eur J Appl Physiol Occup Physiol 57: 691-7, 1988.

31. Toft, E., G. T. Espersen, S. Kalund, T. Sinkjaer, and B. C. Hornemann. Passive tension of

the ankle before and after stretching. Am J Sports Med 17: 489-94, 1989.

32. Walker, J. M., D. Sue, N. Miles-Elkousy, G. Ford, and H. Trevelyan. Active mobility of

the extremities in older subjects. Phys Ther 64: 919-23, 1984.

33. Walter, S. D., M. Eliasziw, and A. Donner. Sample size and optimal designs for

reliability studies. Stat Med 17: 101-10, 1998.

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Table 1. Changes in Internal and External Shoulder Rotation Over Time

Group Internal (% change) External (% change)

CONTROL

7.5 ± 4.5

4.4 ± 4.7

TRADITIONAL

3.9 ± 5.8

14.6 ± 4.1

SHARQ

16.3 ± 3.5

14.1 ± 3.3

Each group consisted of five individuals and measurements were taken with a goniometer

with test subjects lying in a supine position. Values for each subject were based on the

average of two measurements taken by two different testers.

52

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Figure 1. SHARQ shoulder and rotator cuff stretching machine. Invented by Dr. John

Quintinskie. Utilized for internal and external stretching of the rotator cuff.

Figure 2. Study Timeline.

Figure 3. Location of Infrared Light Emitting Diode Markers on Test Subject. Sensory

motion analysis to measure effectiveness of SHARQ shoulder and rotator cuff stretching

machine. Sensory motion analysis is performed with an Optotrak 3020 made by Northern

Digital, Inc., Waterloo, Ontario.

Figure 4. Changes in Internal Shoulder Rotation. The average internal degrees of shoulder

rotation recorded by a goniometer at a specific measurement time of five test subjects per group.

Standard deviations from the mean are included.

Figure 5. Changes in External Shoulder Rotation. The average external degrees of shoulder

rotation recorded by a goniometer at a specific measurement time of five test subjects per group.

Standard deviations from the mean are included.

Figure 6. Internal Rotation Linear Time Trend. Linear trend analysis for time of each group

with five subjects per group and three difference time measurement periods (Pre-Training, Mid-

Training, and Post-Training).

53

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Figure 7. External Rotation Linear Time Trend. Linear trend analysis for time of each group

with five subjects per group and three difference time measurement periods (Pre-Training, Mid-

Training, and Post-Training).

Figure 8. Linear Trend for Daily Stretching Sessions with SHARQInternal & External

ROM. Linear trend analysis for daily stretching sessions, four per day, for SHARQ training.

All linear trend lines have a positive slope.

Figure 9. Linear Trend for Days of Stretch Training with SHARQInternal & External

ROM. Linear trend analysis for days of stretching, 15 days, for SHARQ training. All linear

trend lines have a positive slope.

Figure 10. Pilot Study: Degree Variance from 5-Degree Movement Increments for

Internal Rotation using the SHARQ. Average internal rotation degree change of SHARQ

arm per 5° movement from goniometer markings. Solid line with zero slope at 5° represents the

expected change per 5° increments.

Figure 11. Pilot Study: Degree Variance from 5-Degree Movement Increments for

External Rotation using the SHARQ. Average external rotation degree change of SHARQ

arm per 5° movement from goniometer markings. Solid line with zero slope at 5° represents the

expected change per 5° increments.

54

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Figure 12. Pilot Study: Degree Difference of SHARQ Arm Vs. Subject Arm Per 5

Degree Movement. Average internal and external degree difference from a baseline of 0°.

Figure 13. Chest Marker Movement During Internal Rotation using the SHARQ. Chest

markers used to measure anterior translation of the upper torso from the initial set point (0°) for

all internal rotational movements. Marker 1 is located at the midpoint of the clavicle and Marker

2 is located at the clavicle/coracoclavicular junction.

Figure 14. Chest Marker Movement During External Rotation using the SHARQ. Chest

markers used to measure posterior translation of the upper torso from the initial set point (0°) for

all external rotational movements. Marker 1 is located at the midpoint of the clavicle and

Marker 2 is located at the clavicle/coracoclavicular junction.

55

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Figure 1. SHARQ shoulder and rotator cuff stretching machine.

56

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Figure 2. Study Timeline

D a y 1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 14 15 1 6 1 7 1 8 1 9 2 0 2 1 2 2

P r e - T e s t R O M

M e a s ur es ( M a r c h 2 5)

M id - T e s t R O M

M e a s ur es s ( A p r il 3 )

P o s t - T e s t R O M

M e a s ur es ( A p r il 1 5)

T h e s tu d y l as ted 2 2 da y s . D a y 1 w a s for p r e -t r a in i n g R O M m e as ur e m en ts . D a y s 1 - 19 w e r e th e tr a i n i ng p e ri od . D a ys 6 , 7 , 1 3 , 1 4 , 20 , 2 1 w e re n o t r a in i n g da y s . D a y 1 0 w a s fo r m i d -t r a in i n g R O M m e a s u r em e n ts . D a y 2 2 w a s fo r p o s t- tr a i n i ng R O M m e a s u r em e n ts .

S tu d y T i m e l i n e

T R A IN IN G P E R IO D S ta r t E n d

* * * * * *

* n o s t re tc h

57

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Figure 3. Location of Infrared Light Emitting Diode Markers on Test Subject.

Subject Torso Markers

SHARQ Base Markers SHARQ Base Markers

SHARQ Arm Markers

Subject Arm Markers

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Figure 4. Changes in Internal Shoulder Rotation

545658606264666870727476788082

Pre-Training Mid-Training Post-Training

Inte

rnal

Deg

rees

of R

otat

ion Control

TraditionalSHARQ

59

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Figure 5. Changes in External Shoulder Rotation

86889092949698

100102104106108110112114116118

Pre-Training

Mid-Training

Post-Training

Exte

rnal

Deg

rees

of R

otat

ion Control

TraditionalSHARQ

60

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Figure 6. Internal Rotation Linear Time Trend

45

50

55

60

65

70

75

80

85

90

95

Inte

rnal

Deg

rees

of R

otat

ion Control

Traditional

SHARQ

Linear (SHARQ)

Linear (Traditional)

Linear (Control)

Pre-Training Mid-Training Post-Training

61

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Figure 7. External Rotation Linear Time Trend

707580859095

100105110115120125130

Exte

rnal

Deg

rees

of R

otat

ion

Control

Traditional

SHARQ

Linear (SHARQ)

Linear (Control)

Linear(Traditional)

Pre-Training Mid-Training Post-Training

62

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Figure 8. Linear Trend for Daily Stretching Sessions with SHARQInternal &

External ROM.

80.0

90.0

100.0

110.0

120.0

130.0

140.0

150.0

160.0

170.0

180.0

0.0 1.0 2.0 3.0 4.0Daily Stretching Session

Inte

rnal

Deg

rees

of R

otat

ion

Subjects12345

70.0

77.0

84.0

91.0

98.0

105.0

112.0

119.0

126.0

133.0

140.0

0.0 1.0 2.0 3.0 4.0Daily Stretching Session

Exte

rnal

Deg

rees

of R

otat

ion

Subjects12345

63

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Figure 9. Linear Trend for Days of Stretch Training with SHARQInternal & External ROM.

80.0

90.0

100.0

110.0

120.0

130.0

140.0

150.0

160.0

170.0

180.0

0.0 3.0 6.0 9.0 12.0 15.0Days of Stretch Training

Inte

rnal

Deg

rees

of R

otat

ion

Subjects12345

70.0

77.0

84.0

91.0

98.0

105.0

112.0

119.0

126.0

133.0

140.0

0.0 3.0 6.0 9.0 12.0 15.0Days of Stretch Training

Exte

rnal

Deg

rees

of R

otat

ion

Subjects12345

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Figure 10. Pilot Study: Degree Variance from 5-Degree Movement Increments for Internal Rotation using the SHARQ.

2

3

4

5

6

7

8

0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105

Internal Degrees of Rotation

Deg

ree

Cha

nge

per 5

Deg

ree

Mov

emen

t

Subject P1

Subject P2

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Figure 11. Pilot Study: Degree Variance from 5-Degree Movement Increments for External Rotation using the SHARQ.

2

3

4

5

6

7

8

9

10

11

12

0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115

External Degrees of Rotation

Deg

ree

Cha

nge

per 5

Deg

ree

Mov

emen

t Subject P1

Subject P2

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Figure 12. Pilot Study: Degree Difference of SHARQ Arm Vs. Subject Arm

-15

-10

-5

0

5

10

15

20

25

30

35

40

0 10 20 30 40 50 60 70 80 90 100 110 5 15 25 35 45 55 65 75 85 95 105 115

ROM values from SHARQ

Deg

rees

Diff

eren

ce

Subject P1

Subject P2

Internal Rotation External Rotation

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Figure 13. Chest Marker Movement During Internal Rotation using the

-10

-5

0

5

10

15

20

25

30

35

40

0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110

Internal Rotation (degrees)

C

hest

Mov

emen

t (m

m)

Subject P1, Marker 1

Subject P1, Marker 2

Subject P2, Marker 1

Subject P2, Marker 2

68

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Figure 14. Chest Marker Movement During External Rotation using the

-10

-5

0

5

10

15

20

25

30

35

0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120

External Rotation (degrees)

Che

st M

ovem

ent (

mm

)

Subject P1, Marker 1Subject P1, Marker 2Subject P2, Marker1Subject P2, Marker 2

69