David L Russell Financial Disclosure Report for 2010

8/3/2019 David L Russell Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act o f 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Russel l , D a v id L .

4 . T i t l e ( A r t i c l e I I I ju d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part- t ime)

2 . Co u r t o r O r g a n i z a t i o nW e s t e r n D i s t r i c t o f O k l ah o ma

5a . Re p o r t Typ e (c he c k ap p ro p r ia t e typ e )] N o m i n a t i o n , D a t e

Active - U.S. District Judge

7 . C h a m b e r s o r O f f ic e A d d r e s s200 N.W . 4 th , Room 3309Uni te d S ta t e s Cour th ous eO k lah oma Ci ty , O K 7 3 1 0 2

3 . D a t e o f R e p o r t04/07/201 I

6 . R e p o r t i n g P e r i o d

[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a ny

m o d i f ic a t i o n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f i c e r D a t e

01/01 /2010to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NON E box for each part where you have n o reportable information. Sign on last pag~

I . P O S I T I O N S . (R , e o , ~ ,g i , a i v i a u a t o , i y ; s e e p e . 9 - 1 3 of filing instructions.)~] N O N E ( N o reportable positions.)

POSITION

2.

3.

4.5.

N A M E O F O R G A N I Z A T I O N / E N T IT Y

I I . A G R E E M E N T S . ( R e p o , ~ i ~ g i . a l v i a u a t o ~ t y ; ~ e e p p . 1 4 - 1 6 of filing instructions.)~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS


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FI N A N C I A L D I SC L O S U R E R E PO R TPage 2 of 7

N a m e o f P e r so n R e p o r t i n gRussel l , David L.

D a t e o f R e p o r t04/07/2011

I I I . N O N - I N V E S T M E N T I N C O M E . R ~ r ~ . g individual andspouse; see pp. 17-24 of fillng instructions.)A. Filers Non-Investmen t Income

[] (No reportable income.)ONE non-investmentDATE SOURCE AND TY PE

2.

3.

4.

I N C O M E( yo m s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f you were m arried during any port ion of the report ing year, complet~ this sect iot~(Dollar am ount not required except for honoraria.)~-~ (No reportable income.)ONE non- inves tment

DATE1.2OlO2.3.4.

S O U R C E A N D T Y P ET e a c h e r s R e t i r e m e n t S y s t e m o f O k l a h o m a ( r e t ir e m e n t f r o m U n i v e r s i ty o f O k l a h o m a H e a l t h S c ie n c e C e n t e r )

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

D (No repor tab le re imbursemen ts .)ONESOURCE DATES LOCATION

1 . Aspen Ins t i tute 06 / 11 / 2010 - G r e a t N e c k , N e w Y o r k06 / 13/ 2010

3.4.5.

P U R P O S EI n t e r n a ti o n a l H u m a n R i g h t sa n d H u m a n i t a r i a n L a w sS e m i n a r

ITEM S PAID OR PROVIDEDT r a v e l a n d L o d g i n g


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FINANCIAL DISCLOSURE REPORTPage 3 of 7

N a m e o f P e r s o n R e p o r t i n gRussel l , David L

D a t e o f R e p o r t04/07/2011

V . G I F T S . a ~ l u d ~ ~ose ~ sp .... nd dependent children; see pp. 28-31 of f!llng instructlon~)N O N E ( N o reportable gifts.)

SO U R C E D ESC R IPTIO Ni.

2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d ~ t h o s e o y s p o ~ e and dependent children; see pp. 32-33 of filing instructions.)NONE (No reportable liabilities.)

C R ED ITO R D ESC R IPTIO N1 .2.3.

4.5.

VALUE CODE


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F IN A N C I A L D I SC L O S U R E R E P O R TPage 4 of 7

N a m e o f P e r so n R e p o r t i n gR u s s e l l , D a v i d L .

D a t e o f R e p o r t04/07/2011

V I I. IN V E S T M E N T S a n d T R U S T S -N O N E ( N o reportable income, assets, or transactions.)

A, B. C. . D .D e s c r i p t i o n o f A s s e t s I n c o m e d u ri n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d( i n c lu d i n g I m s t a s s e t s ) r e p o r t in g p e r i o d of~port ing period .

P l a c e " C A ) " a f te r e a c h a s s e t A m o un t T y p e ( e .g ., V a l u e V a l u e . T y p e ( e . g , D a t e Value Gain I d e n t i t y o fe x e m p t f ro m p ~o rd i se l o su re C o d e I d i v . ,wnt , . . . " C od e2 M e t h o d . i . . b u y , s e l l, ., m m / d d ~ c o d e 2 . C o d e 1 . . . . buyer ! se l le r(A-H) : or in t . ) ( J -P) ~&3 ~ redemption) ......" .. (J-p) (A-H) ( i fpriva tei..,.:.. . . : . . . " : . : " " tion)1 . A l l e g i a n c e C r e d i t U n i o n f / k / a F e d e r a l A Interes t K TE m p l o y e e s C r e d i t U n i o n

A I n t e r e s t K T. M one y M ark e t T rus t S t i fe l N ic o laus3. ON-l/OK Partners B D i v i d e n d K T4. N or th w e s t N a tu ra l G as A D i v i d e n d J T5. O c c i d e n t a l P e tr o l e u m C o r p . A D i v i d e n d K T6. A T & T A D i v i d e n d J T7. O k l a . D e p t . o f T r an s p o r t a t i o n B o n d 9 - 1 - 2 0 A In te res t J T

8. T u l s a O K 4 % 7 - 1 - 20 1 6 B o n d s A In te res t K T9. O k l a h o m a W a t e r R e s o u r c e s B o a r d 4 - 1 - 2 0 27 A In te restB o n d s1 0 . O k lah oma 1 -1 -2 4 M unic ipa l Pw r . A u th or i ty B Interes t K T1 1 . C a p i t a l In c o m e B u i l d e r F u n d A m e r i c a n D D i v i d e n d MF u n d s1 2 . E u r o p a c i f ic G r o w t h F u n d S B I A m e r i c a n A D i v i d e n d KF u n d s1 3 .

T

I n c o m e F u n d o f A m e r i c a A m e r i c a n F u n d s C D i v i d e n d L T1 4 . I n v e s t m e n t C o . o f A m e r i c a A m e r i c a n F u n d s B D i v i d e n d L T1 5 . RC B Bank f / k!a Bank of Ni chols H i l l s A In te rest L T1 6 . E n t e r p r i s e P r o d s P t n r s . L . P . D D i v i d e n d L T1 7 . H a l l ib u r t o n C o m p a n y A D iv id e n d S o ld 05/11/10 J B

2 . V a l u e C o ~ s J - -$ 1 5 , 000 o r I ~ $ K =$t 5,001 - $50,000 L --$5 0,001 = $ 100,0O0 M = $1 04).001 - $250,1 ~0( S e ~ C o l un m ~ CI a n d 0 3) N =$ 2 50 ,0 01 - $ 50 0, 0 0 0 0 = $ 5 0 0 , 0 0 1 - $ I ~ 0 0 0 ~ 0 0 0 : P l - ~ $I , 00 0 ,0 0 1 - S S; O ~ O ,O 0 0 P 2 - - $5 , 00 0 ; 00 1 ~ $ 25 , 00 0 ,0 0 0

P3 =$25.000~00i , $50,000.000 : P 4 : ~ - M o r e t h a n $ 5 0 ~ 0 0 0 ~ 0 0 0R = C os t ( Re n l E s t a t e O nl y ) : : S = A s s e s s m e n t T = C ~ s h M a r k e t. V a l u e Me t h o d C o d ~ Q = A ppra i s a l( S e e C o l u n m C 2 ) U =Bo o k V a l u e V - - O t h e r W = E . s ti m a t e d :


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N a m e o f P e r s o n R e p o r t i n gR u s s e l l , D a v i d L .

D a t e o f R e p o r t04/07/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ n c o r ~ e , v ~ u e , t r o , ~ o c t i o ,~ (tncludes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of fillng instructions.)D NONE income, assets, or transactions.)N o reportableDescription of Assets( in c lu d in g t ru s t a s se t s )

P l ace " (X)" af t e r each asse te xe mp t f ro m p r io r d i s c lo su ~

B: C . D.I n c o m e d t w i n g Gr oss v a lue a t end . . . . T r a n s a c t i o n s d u r i n g ~ * p o r t in g p e r i o d~ l m r l i n g p e r i o d o f r e p o r t i n g p e r i o d(!) (2) " (1 ) (2 ) (l) (2 ) O) (4 )A m o u n t T y p eCode I : d iv . , r en t ,( A - H ) o r i n t )

1 8 . O k l a h o m a G a s & E l e c t r ic A D i v i d e n d K T1 9 . C h e s a p e a ke E n e r l D A D i v i d e n d J T20 . F u n d a m e n t a l I n v r s. I n c . A m e r i c a n F u n d s A D i v i d e n d K T21 . U n i o n B a n k A In te rest K T22 . F ocus F ed er a l C r ed i t U ni on A D i v i d e n d K T23 . R u s s e l l l n v e s m e n t C o . ( M u t u a l F u n d ) B D i v i d e n d L T24 . U ltra P e tro le u m N o n e J T25 . Sy n tro le u m N o n e J T26 . S t i ll w a t e r N a t i o n a l B a n k A Interes t K T27 . Oklahom a C i ty W ate r Bond 7 - 39 A In te rest L T28 . U n i v . o f O k l a B o n d d u e 0 7 / 0 1 / 29 A In te rest J T Bu y29 . N o r t h T e x a s T u r f B o n d d u e 0 1 / / A In te rest J T Bu y

( 5 )V a l u e V al ue T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e 2 M e th o d buy, sd l , m m / d c l / ~ t y C 0 d e 2 Code I b u y e f f s e l l e r

( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A -H ). ( i f p r i v a t eU u n s a e t i u n )

12/02/10 J10/22/09 J

2. V a lu e C o d e~ J --$15,~ 00 m " les s K = $15 ,001 - $50,000 L = $ 5 0 , 0 0 1 7 $ 1 0 0 , 0 0 0 M ~ $ 1 0 ~ . 0 0 1 - $ 2 5 0 . 0 0 0(S ee co ~m rm s 12 1 a nd 03 ) N -- $~ 50 ,0 01 - $ 50 0 0 00 0 =$500,001 - $1,000,000 e l - - $1 ,0 00 ,0 01 - $ 5 ,0 00 ,0 00 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0

P3 =$25,000,001 - $50;000.000 P4 ~ M ore t ha n $5 0 ,0 0 0,0 0 03: V a l u e Me t h o d C ~ l e s Q = A ppr~ s a l . R = C os t ( Re a l E s t a t e O nl y ) S =A sse ssme n t T = C a -s h M a rke t :( S e e C o l u mn C 2 ) U =Bo o k V a l u e V --O the r W = E s tim a le d


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D a t e o f R e p o r t04/07/2011

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (Indicate part of report)P ar t VI I , p ag e 4 , l i n e 3 o f 2 0 0 9 r e p o r t r e f l e c t s t h a t t h i s a s s e t w as s o l d an d i s t h e r e f o r e n o t r e p o r t e d o n t h e 2 0 1 0 r e p o r t .P a r t VI I , p ag e 5 , l i n e 1 8 o f 2 0 0 9 r e p o r t r e f l e c t s t h a t th i s a s s e t w as r e d e e m e d an d i s t h e r e f o r e n o t r e p o r t e d o n t h e 2 0 1 0 r e p o r t .P a r t VI I , p ag e 5 , l i n e 2 1 o f 2 0 0 9 r e p o r t r e f l e c t s t ha t t h i s a s s e t w as r e d e e m e d an d i s t h e r e f o r e n o t r e p o r t e d o n t h e i 2 0 1 0 r e p o r tP a r t VI 1 , p ag e 5 , l i n e 2 0 o f 2 0 1 0 r e p o r t w as i n ad v e r t e n t l y o m i t t e d f r o m t h e 2 0 0 9 R e p o r t .


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FINANCIAL DISCLOSURE REPORTPage 7 of 7


Da t e o f R epor t04/07/2011

IX . C E R T IF IC A T ION .! c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t he b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatur e: S/David L. Russell

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

David L Russell Financial Disclosure Report for 2010

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