David A Faber Financial Disclosure Report for 2009

8/3/2019 David A Faber Financial Disclosure Report for 2009

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,~ o 1 o FINANCIAL D ISCLOSURE REPORT R e p o r t ~ e ~ i r ~ d b y a , ~ E t ~ , ,: ~in GovernmentAct of 1978~,~ m o?o FOR CALENDAR YE AR 2 0 0 9 ( J v . s . c , o ; p . f i g 1 0 1 - ~ 1 ~ )I. P*r*on R eporting (lazt norse, f~st. rnidd!e i: ,itia0 2. Court or Organization 3, Dat~ of ReportFABER, DAVID A. WEST VIRGLNIA SOUI-HERN 4115/2010

4. Title (Article 11I judges indicate active o r senior storm; 5a. Report Typ~ (check app ropriate type) 6. Reporting P*riodmagisL-ate judge:; indicate full- or part-time) [] Nora inatior~ Dal~ 01/01/2009SENIOR U.S. DISTRICT JUDGE [] Initial [] Annual [] Final to1~31/2009

Sb, ~ Amended P~po~t7. Cham brx or Ollice Address 8, On the basis o f the inform ation Contained in thix Report and an)mo difications pertaining lhereto, R is. in my opinion, in tom pliancaP.O. BOX 4278 with applitabla law~ and regulations.BLUEFIELD, \W 24701

Reviewing Off iCe r Date

I M P O R T A N T N O T E S : T ~ , e i n st ru c t io n s accompanying thlx form mu~t be follo~e~ Co m p l e t e all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I I . A G R E E M E N T S . (Report ing ind~ , , idual onb ,; ,, , pp. 14-16 ol" f i6n~ ins t ruc t ionr .)[~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS1.


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F IN A N C I A L D I SC L O S U R E R E P O R TPag e 2 o f 7

1 1 I . N O N - IN V E S T M E N T I N C O M E . m p o ~ ,g i , ~ , ~ d w . . . . ; see p p . 1 7 - 2 4 of fillng i~struclions.)A. Fliers Non-Investment Income

NO ~ (No reportable non-invesonent income.)D A T E SO~CE ~ TYPE ~ N C O ~

1.2.3.4.

B. Spous e ~ Non-t nve shncn~ I ncom e - ~[~,ou werm arr ied~6ng~yp or t ion of the repo~ng year , ~m pletetkisxec6on.(Dollar amount not required except for honorary)~ N O N E (No reportable non-invesOnent income.)

S O I N C E ~ T Y PEI. 200~ S M a W ~ lea~her, Me~er County, We~t Virginia B~d of Educat lon2.3.

4.

IV. REIM BURSEM ENTS -- ,r~ , .po~ t~o . .(Includes those to xpou~ and dependent ~hiM~n; see pp. 25.27of filing

N O N E ( N o reportable reimbursements.)S O l a C E ~ L O C A T I O N P~OSE I T E M S P A I D O R P R O V I D E D

1.2.3.4.5.


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F IN A N C I A L D I S C L O S U R E R E P O R T N ~ . , o f V ..... R e por tin gl D a t e o f R e p o ! !ag e 3 o f 7 FA BE R , D A V I D A . 4 / 1 5 , 2 0 1 0

V . G I ~ S . ~ , ~ ,~ ~ o ~ , ~ o ~ p ...... d dependent chil~en; see pp. 28- 31 of filing in~ruct, on~.)N O ~ ( N o reportable g~s.)

S O ~ C E D E S C R I P T I O N VAL~1.2.3.4.5.

V I . L I A B I L I T I E S . a , ~ , , ,~ , ~ a , o , o I ~ . . . . . a ,~ e ~ , e , , a o , ,t d , U a r ~ ; , , ~ , p . s 2 - s s ./:~ i~.~.~,io~N O ~ (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V~ CODE1.2.3.4.5.


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F IN A N C I A L D I SC L O S U R E R E P O R TPag e 4 o f 7 ~ A B E a . D A V m A . 4 / ~ s J 2 0 1 0

VII. INVESTMENTS and TRUSTS -i{~ NO~ (No reportable income, assets, or transactions.)

A . ~ . c. I D .De~riplion of Assets Income d~ing Oro~ value at end [ T~actions d~ing reporting ~riod(i~cluding t~st a~s) re~g pcri~ ef re~rt~g ~riod

O) (~) (1)P~ce "~" after each ~set ~o~t Ty~

~cmpt from prior d~c[~sme Code ] div, renk Code 2 Me~od buy, sell, mm/d~/yy Code 2 Code I buyer/seller(A-~ ~ rot,) (J-P) Code 3 redemption) (J-P) (A-H) (if private

1. Smi~ Barney Citigroup ~A E DMdend O T

2. Bank Deposit Program

Common Stocks:

4. i~--I BAC Sold 4/7 J A5. i~GN6. ~BMY

8. ~ H~T Sold 8/24 K A9 . ~CL1 0 . ~ SEIC1L- - 7 1 S E ~ C~ 2 . ~vz1 3 .

)4. ~csco15. ~CAG

16. ,~ HON

~7..~ M srv


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F IN A N C I A L D I S C L O S U R E R E P O R T ~ .... rP .....R c p o r t i n g D a t e o f R e p o r tPage 5 of 7 FABER, D A \ r lD A . 4 / 1 5 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i ........ ~. trans~ions ~nclud~ Ihore of sp ...... d dependent chi l~en; ,ee pp.NO~ (No reportable income, ~sels, or transactions.)

A. B. C D.De~cri~ioa of Asse~ I~ome d~ing Gro~ v alue at end Tra~acti~ns d~g re~aing periud(mcludi~ ~nt a~ts) re~ng pefi~ ofre~rt~g

O) (2) O) (2) O) (2)Place ~)" after each as~t ~o~t Type (e.g., Vflue Value Type (e.g, Da ~ Value Gain Identity of~xempt flora prior di~los~ C~] div., renk Code 2 Me~hod buy, ~11, mm/dd~yy Code 2 Code I buyed~ller(A-II) or mt ) (J-P) Code 3 r~emption) (J-P) (A-H) (if p~vate: (Q-W) u~s~tion)

19. Smith Barney BankDe~sit Program A ~te~st O T

20 . ~ BP

21 . ~BT Gmup

22 . ~ ~W Sold g124 K A

23 , ~F~ Sold 8~4 J A

26 .

27. ~DD Buy 8a4 K

28. USAA Money m~ket A ~st J T

29. Gold coin collection A J W

(See Col~n C2) U -Book Value V --~ihet W ~Estim~ted


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r l o n R e p o r t in g D a l e o f R e p o r tPage 6 of 7 FABER, DA\qD A. 4 / 1 5 . r 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Except for the last two entries, all of the assets listed in Pan VII xvere held in the Saio mo n, Smith, Ba rney IRA identified in Part VII.


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Nam e o f P ers on Repor t ing I Date of R~por tF IN A N C I A L D I SC L O S U R E R E P O R TV A n E a . D A V I O A .a g e 7 o f 7 I

4 / 1 ~ / 2 0 1 0

I X . C E R T I F IC A T I O N .I cczti~ lhat all information given above (Including information pertaining to my spouse and minor or dependent children, if an~) Is

accurate, true, and cmnplete to the best of my knowledge and belief, and that any information not relmrted was withheld because it met applicable statuto~provisions permitting non-disclosure.I further certify that earned income from outside employment.and bonor~aria and the acceptance of glfts which have been reported are incompliance with the provisions ors U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WllO K NOV~INGLY AND ~V ILFULLY FALSIFIES OR FAILS TO FILE TItlS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F I LI N G I N S T R U C T I O N SM a i l s ig n e d o r i g in a l a n d 3 a d d i ti o n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i al D i s c l o s u r eAdm in istrat ive O f f ice o f the Un ited States C o urtsSuite 2-301O n e C o l u m b u s C i r c l e , N .E .W a sh i ngton , D.C. 205 4 4

David A Faber Financial Disclosure Report for 2009

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