David L Bunning Financial Disclosure Report for 2010

8/3/2019 David L Bunning Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )Bu nning , D av id L .

4. Title (Article II1 judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

U.S. District Judge - Active

7 . Cham ber s o r Of f i ce Ad d r es s35 West F ifth StreetCovington , KY 41011

2. Court or OrganizationU.S. Distr ic t Court - ED-KY

3. Date of Report05/11/2011

5a. Repor t Type (check ap propr iate type)] Nomination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion~ in compliancewith appl icable laws and regulat ions.

Reviewing Officer Date

6. Repor t ing Per iod01/01/2010

to12/31/2010

IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e , o , ~ i ,g individual only; see pp. 9-13 of filing instructions.)~] N O N E (N o reportable p ositions.)

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e p o n i n g individual only; see pp. 14-16 of f!ling instructions.)~] N O N E (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r so n R e p o r t i n gBunning, David L.

D a t e o f R e p o r t05/11/2011

I I I . N O N - I N V E S T M E N T I N C O M E . < R e p o S i n g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Incom e~] N O N E ( N o reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

2.

3.

4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

D (No reportable non-investment income.)O N ED A T E S O U R C E A N D T Y P E

1. 2010 Fif th Third Bank, Cinc inna t i , OH (Com mer ica l Suppor t Spec ia l is t)2.3.4.

I V . R E I M B U R S E M E N T S - t ra n sp o r ta t io n , Io d g in g , yo o ~ , e n ter ta in m en t .(Includes those to spouse and dependent children; see pp. 25- 27 of f!ling instructions.)

N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N

1 .2.3.4.5.

P U R P O S E ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gBunn ing, David L.

Date of Report05/11/2011

V . G I F T S . (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

V A L UE

V I . L I A B I L I T I E S . ( i .a u d e ~ those of spouse a nd depende nt children; see pp. 32-33 of f il ing instructions.)~- ~ ~o reporta ble liabilities.)ONE

CREDITOR DESCRIPTION VALUE CODE1 . Bank of Am er ica Maste rca rd Cred i t Ca rd J2. Capi to l One Pe r sona l Loan J3. M arrio tt R ew ards V isa C red it C ard K

4.5.


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N a m e o f P e r s o n R e p o r t in gBunning, David L.


V I I . I N V E S T M E N T S a n d T R U S T S --income, value, transactions (Includes those of spo ..... d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 o f f il i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f A sse t s Income during(including t rus t asse ts ) r epo r t ing pe r iod

(1) (2)Place "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosure C o d e 1 div . , ren t ,( A - H ) o r in t . )

Gro ss va lue a t en d T ran sa c tio n s d ur in g re p o r tin g p e rio do f r e p o r t i n g p e r i o d

(1) (2) (1 ) (2) (3) (4) (5 )Value V a l u e Type (e.g,; Date Value Gain Identity of

C o d e 2 M e t h o d buy, se l l , m m /d d/y y C od e 2 C o d e 1 bu yer / se l l e r(J- P ) C o d~ 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f pr iva te

( Q -W) t r a n s a c t i o n )

1 . IRA # 1 A Dividend

2. W ashington M utual Fund A Dividend

3. Smallcap W orld Fund A Dividend

4. IRA #2 A Dividend

5. W ashington Mutual Fund A Dividend

6. New Perspective Fund A Dividend

7. Europacific Fund A Dividend

8. Smallcap W orld Fund A Dividend

9. IRA #3 A Dividend

1 0 . Growth Fund of Amer ica A Dividend1 1 .

1 2 .

1 3 . N e w E c o n o m y Fund A Dividend1 4 .

1 5 . I R A # 4 A Dividend

J

J

TSo ld 08/1 6 /1 0So ld 08 /1 6 /1 0

T

Sold 08/16/10

Sold 08/16/10

Sold 08/16/10

Sold 08/16/10

T

T Sold 05/21/10(part)Sold 0 4 1 1 9 / 1 0( p a r t )Sold 02/16/10~a~)

T Sold 04/19/10( p a r t )Sold 02/16/10(part)

T

JJ

JJ

J

J

J

J

J

J

J

A

A

A

A

A

A

A

A

A

A

A

1 6 .

1 7 .

W ashington M utual Fund A Dividend Sold 04/21/10 J A(part)Sold 0 2 1 1 6 / 1 0 J A(part)

i I ncome Gai n Codes: A = $1,000 or less B = $1.001 - $2 ,500(S ee Co lu mns BI and D4) F =$50,001 - $100,000 G = $100,001 - $1 ,000,000

2. V alue Codes J = $15,000 or less K =$15,001 - $50,000(See Columns C 1 and D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A ppra i sa l R -Cost (Real Estate Only)(S ee Co lu mn C2 ) U =Book Value V = Oth er

C = $ 2 ,50 1 . $ 5 ,0 0 0 D =$5,001 - $15,000H 1 = $1 ,0 00 ;0 0i - $5 ,0 00 ;0 00 H 2 =M o re th an $ 5, 00 0, 00 0L =$50,001 - $100,000 M =$ 100~001 - $250,000P I = $ 1, 00 0; 00 1 - $ 5, 00 0; 00 0 P 2 = $ 5, 00 0; 00 1 : $ 2 5, 00 0, 00 0P4 =More than $50,000,000S = Assessmen t T = Cash Mark e tW =Estimated

E =$15,00t - $50,000


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N a m e o f P e r s o n R e p o r t in gBunning, David Lo


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , t r a n s a c t i o n s ( I n c lu d e s t h o s e o f s p o u s e a n d dependent chi ldren; see pp. 3 4 - 6 0 o f f i li n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during Gross value at end Transact ons during reporting period(including trust assets) reporting period of reporting period

(1) (2) (l) (9) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset Amount Type (e .g . Value Value Type (e.g., D a t e Value Gain Identity ofexempt from prior disclosure Code 1 d i v . , r e n t , Code 2 Method buy, sell , mm/dd/yy Code 2 C O d e 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) t r a n s a c t i o n )

1 8 . New Perspective Fund A Dividend

1 9 . Smallcap W orld Fund A Dividend

2 0 IRS #5 A Dividend

2 1 o Washin g to n M utual Fun d A Dividend22 .23 ,2 4. N ew P er sp e ct iv e Fu nd A Dividend

2 5. Sm al lc ap W o rld Fu nd A Dividend

26 .

JJJ

J

JJ

T Sold 04/21/10 J A(part)

T Sold 04/21/10 J A( p a r t )TT Sold 05/21 /10 J A( p a r t )

Sold 04/19/10 J A( p a r t )Sold 02/16/101 J A(part)

T Sold 04/19/10 J A(part)T Sold 05/21 /10 J A(part)

Sold 04/19/10 J A( p a r t )

1. Income Gain Codes: A =$1;000 or less B =$1,001 . $2 500(See Columns B I and D4) F =$50,001 - $ t00,000 G =$100,001 - $1,000,000

2 . V alue Codes J = $15,000 or less K =$15,001 - $50,000(See Columns C 1 and D3) N =$250.001 - $500,000 O = $500,001 -$1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)(S ee Co lu mn C2 ) U =Book Value V = Oth er

C =$2~50! - $5,000H 1 =$1 ,000,001 - $5,000,000L =$50,001 - $100,000P I =$ 1,000,001 - $51000,000P4 -More than $50,000,000S =AssessmentW =Estimated

D = $5,001 - $15,000 E = $15,001 - $50,000H2 =More than $5,000~000M =$100~001 - $250;000P2 =$51000,001 - $25;000;000T = Cash Mark e t


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FINANCIAL D ISCLOSURE REPORTPage 6 of 7

N a m e o f P e r s o n R e p o r t in gBunning, David L.

D a t e o f R e p o r t05/11/2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndlcate part of report.)Each as s e t l i s t ed a s pa r t o f an I RA i s pa r t o f the A m er ican Fu nds f am i ly of m u tu a l f u nds .


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N a m e o f P e r s o n R e p o r t i n gBunning, David L.


IX. CERTIFICATION.

1 c e r t i f y t h a t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t t i n g n o n - d i s c l o s u re .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompliance with the prov is ions of 5 U.S.C. app. 501 e t . seq . , 5 U.S.C. 7353 , and Judic ia l Conference regu la t ions .

Signature: S/David L. Bunn ing

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S I F IE S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Co m mi t t e e o n F i n a n c i a l Di s c l o s ur eAd minis t ra t ive Off ice of the Uni ted S ta tes Co ur tsSui te 2 -301O n e C o l u mb u s Ci r c le , N . E .Wa s h i n g t o n , D . C . 2 05 4 4

David L Bunning Financial Disclosure Report for 2010

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