CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase...

36
WestEd.org WestEd.org CSP Monitoring and Data Collection Project Directors Meeting Presentation

Transcript of CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase...

Page 1: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.orgWestEd.org

CSP Monitoring and Data Collection

Project Directors Meeting Presentation

Page 2: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Objectives of Presentation

• Highlight new monitoring and

data collection content and

processes

• Establish common understanding

of monitoring purpose and

objectives

• Provide opportunity for Q&A

Page 3: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Agenda of Presentation

• Project Overview

• Definition of Monitoring

• Purposes of CSP Monitoring and

Data Collection

• Process Updates

• Content Updates

• Reflection and Discussion

Page 4: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Who is WestEd?

is a research, development, and

service agency that works with education and other communities to promote excellence, achieve

equity, and improve learning for children, youth, and adults.

has monitored several

U.S. Department of Education (ED)

discretionary grant programs including the Charter Schools Program, Magnet Schools Assistance

Program, and Voluntary Public School Choice.

Page 5: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Basic Features of Monitoring and

Data Collection Project

Monitoring

•Select SEA and CMOgrantees annually

•Updated content

Data Collection

•Annually for all grantees

•Limited change in content

Online System

•Data storage

•Reporting dashboard

Evaluation TA

•Contract with external consultants

•Primarily for ED staff

Other

•Admin

•Protocol development

•Advisory group

•PD meetings

Page 6: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Where Does Monitoring and Data

Collection Fit?

Grantee Oversight

Post-Award

Calls (ED)

Quarterly Calls (ED)

SubawardData

(WestEd)

Monitoring Visits

(WestEd)

Corrective Action

Plans (ED)

Technical Assistance

(ED)

Page 7: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Purposes of CSP Monitoring and Data

Collection

To increase fiscal and programmatic accountability

To support and improve grantee capacity in carrying out the purpose of the CSP statute through the timely and efficient administration of

Federal funds awarded under the CSP program

To assist grantees with the planning and implementation of high-quality charter schools

To assess impact of CSP funding on the development of high-quality charter schools

Page 8: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Definition of Monitoring

Monitoring is…a continuousfunction that uses the systemic collection of data on specified indicators to provide management and the main stakeholders of an ongoing development intervention with indications of the extent of progress and achievement of objectives and progress in the use of allocated funds

(OECD, 2002)

A friendly reminder that monitoring is not…

An Evaluation

A Witch-hunt

A Gotcha

Page 9: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Monitoring Process

Pre-visit Preparations

On-site Observations

Post-visit Synthesis & Analysis

Report Review (from ED, grantee)

Technical Assistance & Corrective Action

(from ED)

• Grantees selected

based on risk and

other factors

• Occurs at least

once within a grant

cycle

• Conducted on-site

Page 10: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Defining Data Collection

Grantee data collection is designed to… track

Federal funds to charter school developers and

charter schools through the collection of award

data, including awardee contact information,

award amount, project period, and the purpose

of the award (i.e., planning, implementation,

replication/expansion, or dissemination).

Page 11: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Data Collection Process

Pre-submission Technical Assistance

Submission of Award Data

(ongoing)

Data Review/Cleaning

Award Database Production

Standard and Ad Hoc Analyses

• Annual collection

for all grantees

• Conducted

remotely

Page 12: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

What’s New? Process Updates

• Online monitoring and data

collection system

• Checklist vs. Descriptive Items

and Indicators

• Differentiated report content and

revised format

Page 13: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Online Monitoring and Data

Collection System

• All data entry (monitoring visits,

data collection templates)

• Reporting and dashboard

features

• Analytics

Page 14: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Online Data Collection Efforts

• Rolling out with new FY15

grantees

• Existing grantees will continue with

previous approach

• Will include user manual and

other technical assistance

Page 15: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Data Collection – Key Changes

• Added element on administrative expenses

(proposed)

• Added data validation features

• Continuous access to the data collection

system

• Enables real-time updates of award data

Page 16: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

System Architecture - Inputs

Online Platform

Award Data (all)

SEA Monitoring Indicators

CMOMonitoring Indicators

Other (TBD)

Page 17: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Page 18: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Page 19: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Page 20: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Page 21: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Reflection & Discussion

Page 22: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Indicators and Items

• Streamlined content

• Focused on implementation

issues and TA/CA needs

• Standardized response options

• New and expanded ratings

• Standardized recommendations

Page 23: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Response Options – for almost every

indicator

Implementing as proposed or necessary

(no additional text necessary).

Implementation issues identified (explain).

Non-substantive changes in proposed

activities(explain).

Promising practice(s) identified (explain).

Page 24: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Response Options - for Progress

Toward Objectives

No concerns with data quality or performance measure interpretation

Performance measure not applicable at time of monitoring visit

Data Quality/Interpretation Concerns:

Inconsistent units of measure over time

Data not aligned with performance measure

Inconsistent wording of performance measure over time

Incomplete or missing data

Other (specify)

Page 25: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Previous Ratings and Justifications

3 – Grantee fully meets the indicator. No areas of Concern. Perhaps a

Promising Practice or two.

2 – Grantee partially meets the indicator. At least 1 Area of Concern. Perhaps a

Promising Practice or two.

1 – Grantee does not meet the indicator. Several Areas of Concern. No

Promising Practices

Page 26: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Expanded Ratings

Does not meet indicator -Requires

corrective action

Policies, practices, or actions that demonstrate systemic or pervasive

non-compliance

of a monitoring indicator.

Partially meets indicator -Requires

corrective actions or substantial technical assistance

Policies, practices, or actions meet

some elements of

the monitoring

indicator, but also

demonstrate significant areas of

limited or non-

compliance.

Largely meets the indicator -

Recommended technical assistance

Policies, practices or actions that demonstrate compliance

with the majority of

conditions of a monitoring

indicator with areas

identified for technical

assistance.

Fully meets the indicator

Policies, practices, or actions that demonstrate

full compliance

with an indicator.

Fully meets the indicator - Best

practices identified

Policies, practices, or actions that demonstrate

full compliance

with an indicator and

where best or promising

practices have been identified.

Page 27: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Standardized Recommendations

Does not meet the indicator

Requires corrective

action

Partially meets indicator

Requires corrective

action

Requires substantial technical

assistance (TA)

Largely meets the indicator

Recommended technical

assistance (TA)

Fully meets the indicator

None

Page 28: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Report Types

Interim

For ED

Summary of compliance

Basic implementation

details

Technical

For ED, Grantee

Summary of compliance

Full implementation

details

Summary

For public

Summary of compliance

No implementation

details

Grantee Context

For ED

Policy context only

Page 29: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Reflection & Discussion

Page 30: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

SEA Indicators – Key Points

• Added indicator on strategy and vision,

including logic model review

• Expanded indicator on quality authorizing

practices

• Added indicator on assisting disadvantaged

students

• Shifted focus on performance measurement

quality

Page 31: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Section 1: Subgrant Award Process

1.1 Descriptions

& assurances

1.2 Eligible applications

1.3 Definition of charter

school

1.4 Peer review

1.5 Program periods

Page 32: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Section 2: CSP & Charter School

Quality

2.1 Strategy & vision

2.2 Quality authorizing practices

2.3 Flexibility & autonomy

2.4 Subgranteequality

2.5 Educationally

disadvantaged students

2.6 Subgranteemonitoring

2.7 Dissemination

2.8 Performance measurement

quality

Page 33: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Section 3: Administrative & Fiscal

Responsibilities

3.1 Federal programs &

funding 3.2 Allocations

3.3 Administration of CSP funds

3.4 Use of grant funds

3.5 LEA deductions

3.6 Transfer of student records

3.7 Recordkeeping

Page 34: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Reflection & Discussion

Page 35: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Next Steps

• Schedule and conduct site visits

• Hold grantee review group meetings• March 24 for SEAs

• March 29 for CMOs

• Pilot online monitoring effort

• Pilot online data collection effort with FY15 grantees

• Continue traditional data collection efforts with pre-FY15 grantees

Page 36: CSP Monitoring and Data Collection · Purposes of CSP Monitoring and Data Collection To increase fiscal and programmatic accountability To support and improve grantee capacity in

WestEd.org

Contact us!

Sara Allender

• Co-director

[email protected]

John Flaherty, Jr.

• Co-director

[email protected]

Steve Ruffini

• CMO Coordinator

[email protected]

Khadijah Salaam

• SEA Coordinator & Data Collection Coordinator

[email protected]