ComplianceOnline Brochure 2014

VisionAn Enterprise for GRC professionals by GRC professionals

About ComplianceOnline:

ComplianceOnline (a MetricStream company) is a leading provider of GRC trainings and advisory services for companies and professionals in the Governance, Risk and Compliance (GRC) space..

More than 700 GRC consultants providing training, content & consulting Trained over 35,000 professionals From over 8,000 companies Conducts over 700 online and 250+ In-person Seminars in a year Library of 1,700 on-demand trainings ad growing every month

Risk Management | Corporate Governance | Social Compliance | Ethics & Fraud | Regulations | Audit | Reporting | Labor Laws |

Workplace Safety | Quality Assurance | Supply Chain | GxPs | Data Security | Accounting & Taxation

www.complianceonline.com+1-888-717-2436

© 2013 MetricStream Inc. All Rights Reserved.

Fueled by Over 700Subject Matter

Experts

Conducting more than

250seminars a

year

28,000 digital , standards, checklists, SOPs and procedures

Delivered over 5,000 papers and electronic

products

Partnered with leading GRC content

providers to deliver content to its user base

Covering Over 30 Industries

andGRC Practices

Used by over 3 million

GRC professionals

Trained over 35,000 GRC professionals

worldwide


ComplianceOnline Value Proposition

National Association of State Boards of Accountancy (NASBA)

“We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. ”

ComplianceOnline - Industry Leadership, Recognition & Validation


GRC Wave Leaders Quadrant – December 2007

“A key differentiator is its operation of ComplianceOnline, a GRC community portal that offers visitors access to information, best practices, training, and products. MetricStream has only recently started to develop and market industry-specific solutions, and ComplianceOnline is an important resource to help it strengthen content knowledge in different areas.”

Cool Vendors in Compliance & Risk Management – April 2008 “MetricStream has incorporated a Web 2.0 strategy into its product development process”

Magic Quadrant for Enterprise GRC Platforms – June 2008 Manage a community portal called ComplianceOnline.com and use that community to help

with development

“MetricStream also delivers a web portal, complianceonline.com, that offers a wide range of best practices, training, products and tools pertaining to GRC and quality management. For MetricStream customers, the portal has content driven features such as regulatory notifications and industry alerts.

http://www.gartner.com/RecognizedUser

ComplianceOnline Products & Services


Live Webinars and Virtual Seminars: Webinar growth by yr 20101– 350 , 2012 – 400, 2013 – 450, 2014 – 700 , 2015 – 1000 (planned)

Custom Training courses developed by industry practitioners and ex-regulators.

Successfully delivered over 2400 trainings across 25 Industry Verticals Over 700 SMEs within ComplianceOnline Experts Community 9+ Years of GRC Training Experience Accreditations by RAPS, NASBA, HRCIOn-demand Training Package (OTP): Extensive library of over 1700 recorded trainings. Get Pre booked Launch Licenses Trigger Compliance Training Alerts Manage All Trainings from one Dashboard

In-person Public Seminars and onsite sessions: Seminar growth by yr 2011 – 15 , 2012 – 35, 2013 – 80, 2014 – 250 , 2015 – 350 (Planned) 250+ In-person Seminars in a year. Interact with our experts in-person Get a chance to network with colleagues from different companies

Testimonials: Public Seminar

“Seminar was well presented and speaker was extremely knowledgeable in all areas discussed. All topics were highly valuable. It was a well- organized event.”-Branch Manager, Central Square Bank

“Speaker was very knowledgeable. Topics "A/P and A/R frauds" and "Red flags of fraud" were extremely useful.”- Accountant, Jekyll Island Authority

“All topics were valuable. Laura was an excellent presenter. She has lot of excellent practical job experience in AML and gave good real life examples from her own experience. I learned a lot! Very nice portfolio and pen provided. Also the presentation on thumb drive was nice one. I appreciate the variety of courses (On-line & In- Person) provided by ComplianceOnline.”- Senior Auditor, Federal Reserve Bank of Atlanta

“Speaker had a good mix of examples as well. Fraud risk assessment topic was highly valuable as I am interested in a more formal approach to doing assessments.”- Vice President of Asset Protection, Best Buy Co., Inc.

“This was a well-organized event. The speaker was very informative and the seminar was covering great real life examples that kept everyone engaged. ComplianceOnline is very helpful and it has a professional approach in conducting regulatory trainings.”- Third Party Vendor Management Lead, JPMorgan Chase

“The seminar was very informational and the material is very useful in implementing risk assessment program in organizations.”- Cash Management Operations Assistant Manager, Flushing Bank

What our clients say: Onsite Sessions

@SRC Inc.,- Onsite Training conducted for Risk Management Topic:ComplianceOnline offered in-house training by an individual who was highly experienced with Risk Management, understood organizational challenges with implementing ERM, and also had experience with compliance and internal assurance requirements.The instructor far exceeded our expectations. The time she spent at our company was a cross between training and consulting. The time and financial commitments to the training were well worth it.- Patricia Beach , Director, Risk Management ,SRC Inc.,

250+ In-person Seminars | 15 Countries | 75 Cities | 100+ Experts

© 2013 MetricStream Inc. All Rights Reserved. © 2013 MetricStream Inc. All Rights Reserved.

Anti-Money Laundering Privacy Act Operations Risk Management Purchasing Card Compliance Bank Secrecy Act Mergers & Acquisitions Internal and External Fraud (OFAC) Office of Foreign Assets Control Fair Credit Reporting Act FSGO Guidelines Fair Lending USA PATRIOT Act SEC Regulatory Filings Financial regulatory reforms Commodity Exchange Act Dodd-Frank Act SOX Compliance Financial Reporting Municipal Securities Counter Terrorist Financing OCC Regulations Swap Regulations Mortgage Disclosure Act Regulation of Certain Nonbank Financial

Companies Corporate Governance of Regulated Entities ROTH Regulations NAIC Regulations IFRS vs GAAP

Banking Investigations and Enforcement Cash Management & Payments Social Impact Finance Data Privacy Security and Management Corporate & Securities Recovery & Infrastructure Task Force Syndicated & Commercial Lending/Bilateral Finance Real Estate Finance Public Finance Acquisition and Leveraged Finance Money Market Fund Compliance & Resources Commercial Aircraft Finance Transport & Equipment Finance Trade and Commodity Finance Payments Fraud FinCEN-CTR Reporting of Payments Financial Statements Financial Reporting Fraud Form 1041 Defensible Destruction IRS Form 8928 Documenting, Closing and Funding the SBA Loan IRS Form W-9 and W-8 The New Form 990 Business Income Tax Corporate Trust Financial Services Litigation Risk-Based Pricing Regulation Financial Services Litigation UK FSA Practice Investment Management UCC Article 9

Training Areas - Banking, Financial Services and Insurance


Note – We have courses readily available on these training areas and have plans to do it in near future. Quickly we can create any course in any area from or outside of above list on client's request.

HSBC ING Lloyds Banking Group JP Morgan Chase Star One Credit Union Banco Bradesco Deloitte Hellenic Bank Public Company Ltd Sol Schwartz & Associates PC United Services Automobile Association First Financial Bancorp. American Century Investments Lincoln Financial Group Greenfield Savings Bank. IBC Bank Home Home Savings Bank First Canadian Title Company Canadian Imperial Bank of Commerce BDO USA, LLP First National Bank AUDE NewLand FFD Financial Corporation Intercontinental Bank Plc New Jersey Manufacturers Insurance Company Florence Crittendon Services Glatfelter Insurance Group Bank of the James Financial Group, Inc. First Bank Kansas Liquidnet, Inc. Banco Industrial De Venezuela American Appraisal Associates, Inc Community Trust Bank Farmers & Merchants Bank

PIMCO Pacific Investment Management Company LLC Alternative Investment Group, LLC CPA Toledo Uniplus Consultants Coast Central Credit Union Rockland Federal Credit Union Portico Benefits Bridge Bank GFI Group Bank Muscat The Fauquier Bank – Personal Banking, Business Banking First National of Nebraska, Inc.

Partial List of Customers – Banking, Financial Services and Insurance


FDA Guidelines FDA Inspections Auditing Verification and Validation Documentation Electronic Records and 21 CFR Part 11 GMP / CGMP Training GLP Good Documentation Practices Sterilization Design Control 510(k) Submission, PMA , Recall CAPA, FMEA Risk Management HR and Role related training for Device companies EU / Latin America Regulation Training Japan Regulations Quality (System) Regulations Packaging & Labeling Marketing / Sales Cleaning validation Combination product ISO Standards for devices Microbial & Facility design Vendor/Supplier/CRO Compliance Clinical Compliance Laboratory Compliance

Medical Device Tax CE Marking IT Device Security and Cloud Computing Combination products Design Control Project Management Import/Export Compliance Computer Systems Validation

Training Areas – Medical Device Companies



Johnson and Johnson GE Healthcare Medtronic Baxter International Siemens Medical Cardinal Health Tyco Healthcare Philips Medical Systems Covidien Boston Scientific Becton Dickinson & Co. Stryker Corp. Abbott Laboratories B. Braun 3M Healthcare Zimmer Holdings St. Jude Medical Smith & Nephew Hospira Beckman Coulter Synthes Terumo Alcon C. R. Bard Biomet Dentsply Dade Behring

Varian Medical Baxa Corp ev3Inc PENSA Technology Solutions Inc Zoll Medical Corp. Cadence Inc Minerva Surgical Ranir NeoMed Inc Medi-Stim Inc Varian Medical Systems

Partial List of Customers – Medical Devices


FDA Guidelines FDA Inspections System Based Inspections Auditing Validation Documentation Electronic Records and 21 CFR Part 11 GMP / CGMP Pharmacovigilance & Drug safety Sterilization Design Control OOS & OOT CAPA, FMEA Risk Management HR and Role related training EU / Latin America Regulation Training Japan Regulations Quality (System) Regulations Packaging & Labeling Bio Pharmaceuticals Marketing / Sales Cleaning validation Facility design Water System Compliance Combination product Microbial & Facility design Vendor/Supplier/CRO Compliance

Clinical Compliance Laboratory Compliance ICH Guidelines Vaccine Products OTC Drug Products Cosmetics Products Homeopathic Dietary Supplements and Nutraceuticals: Tissue, Cell, Biosimilars

Training Areas – Pharmaceutical and Biotech Companies



3M Pharmaceuticals Eli Lilly and Co. Pfizer Pharmaceutical MedImmune Inc. Mylan Laboratories Inc. Ortho-McNeil Pharmaceutical, Inc Abbott Laboratories Alcon Laboratories, Inc. Johnson and Johnson Allergan

Pharmaceuticals Alliance Pharmaceutical Corp. Alpharma Inc. AstraZeneca Endo Pharmaceuticals Inc Enzon Pharmaceuticals, Inc. Ethicon Inc. Eisai Inc. Daiichi Sankyo Pharma Diosynth Biotechnology DuPont Pharmaceutical Co. Cell Therapeutics Inc. Cephalon Inc. Chiron Corporation CIBA Vision Corporation Cytogen Corporation Forest Laboratories, Inc. Genentech Inc.

Genzyme Corporation Gilead Sciences Inc. Kimberly-Clark Health Care King Pharmaceuticals Inc. Kendall Health Care Products Paddock Laboratories Inc. PamLab L.L.C. Purdue Pharma L.P. Alza Corporation Apotex Corp.

Partial List of Customers – Pharma and Biotech


Food Safety Standards HACCP FDA Inspection Sanitary Practices Food Safety ISO Standards Hazard Analysis Packaging and Labelling Food Recalls Crisis Management and Risk Management Validation & Verification Documentation and Record Keeping Retail Food GMP and GLP Quality System Verification and Validation Food Import/Export Sales/Marketing Environment Safety Contamination Control Pet Food Tobacco Products

Training Areas – Food Safety



Pepsicio Kellogg Blue Bunny Mérieux NutriSciences Pinnacle Foods Nellson Kent Corporation NOW Foods Cargill Mars Del Monte American Spoon Enzymedica SunnyD Fiesta Mart Arla Foods Mead Johnson Nutrition Grain Millers Inc. Stash Tea JBS United Fresh pet RB HillsVet My Fit Foods

Partial List of Customers – Food Service Companies


1. Ability to tailor the solutions to suit your specific needs and unique challenges. Customers can avail one or more services and can customize it as per their requirements. Customer can take a combination of webinars, recordings, on-site sessions, in-person seminars, consulting service and create a package to get it at best price.

2. Access to a workforce (consultants/experts 700+) that is unmatched in its experience and expertise in the industry. Decreases last minute hurdles to get the best people work for them on crucial projects.

3. Multiple delivery method to decrease loss of work time in travel . (remotely through telephone, email or online as well as onsite )

4. 9+ years of training experience to global corporations.

5. Helped over 8,000 companies (35,000+ people) achieve compliance

6. Service-in-a-box, where a strong GRC program can be delivered as a package, allowing quick implementation due to lesser time in scoping the requirements

7. Ability to deliver a broad range of related solutions over a longer duration to coincide with the corporate goals or industry requirements

8. Access to online webinars, white papers, newsletters, expert Q&A, tools and updates on latest regulations as well as compliance and quality practices through the ComplianceOnline.com portal

Top reasons to choose ComplianceOnline:


Contact ComplianceOnline


For partnering with ComplianceOnline , please contact :

Tapa JyotiMarketing Direct : 1- 650-2389751 Email: [email protected]

mailto:[email protected]

ComplianceOnline Brochure 2014

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Transcript of ComplianceOnline Brochure 2014