Compliance - Checklist Template
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Sl No Name/Details of the Act or Regulation Responcibility 1 Air-Act 1981 2 Bio-Medical Waste Disposal Rules 3 Central Motor vehicle rules 4 Enviornment Protection Act 5 Hazardous waste (Mgmt & Handling ) Act 6 Prevention of cruelty to Animals Act 7 Standards & Weights act 8 Water Act 9 Water Cess Act 10 Panchayat Raj Act 11 IAEC - Institutional Animal Ethics Committee 12 IBSC - Institutional Bio-Safety Committee 13 Gas cylinders Act & Rules 14 Indian Boilers Act 15 16 17 18 19 20 21 22 23 24 25 26 27 Press & Registration Act 28 Public Liability Insurance Act 29 30 31 32 Apprenticies Act 33 Child Labour Act 34 Contract Labour Act 35 Employee State Insurance Act 36 Employees Provident Fund Act 37 Employer's Liability Act 38 Employment Exchange Act 39 Equal Remuneration Act 40 Factories Act ( Health & Safety) 41 Fatal Accidents Act 42 Industrial Disputes Act 43 Industrial Employment Act 44 Labor Welfare Fund Act 45 Maternity Benefit Act 46 Minimum Wages Act 47 Payment of Bonus Act Insurance Central Excise Act Central Sales Tax Act Company Law Customs Act EOU Compliance with CSEZ Foreign Exchange Mgmt- Act (FEMA) Foreign Exchange Mgmt- Borrowings Income Tax Act & Rules Karnataka VAT Act Listing Agreement Malaysia RBI Regulations - Service Tax Standards & Weights act
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Transcript of Compliance - Checklist Template
Sl No Name/Details of the Act or Regulation Responcibility Applicability1 Air-Act 19812 Bio-Medical Waste Disposal Rules3 Central Motor vehicle rules4 Enviornment Protection Act5 Hazardous waste (Mgmt & Handling ) Act6 Prevention of cruelty to Animals Act7 Standards & Weights act8 Water Act9 Water Cess Act
10 Panchayat Raj Act11 IAEC - Institutional Animal Ethics Committee12 IBSC - Institutional Bio-Safety Committee13 Gas cylinders Act & Rules14 Indian Boilers Act15161718192021222324252627 Press & Registration Act28 Public Liability Insurance Act29303132 Apprenticies Act33 Child Labour Act34 Contract Labour Act35 Employee State Insurance Act36 Employees Provident Fund Act37 Employer's Liability Act38 Employment Exchange Act39 Equal Remuneration Act40 Factories Act ( Health & Safety)41 Fatal Accidents Act42 Industrial Disputes Act43 Industrial Employment Act44 Labor Welfare Fund Act45 Maternity Benefit Act46 Minimum Wages Act47 Payment of Bonus Act
Insurance Central Excise ActCentral Sales Tax ActCompany LawCustoms ActEOU Compliance with CSEZForeign Exchange Mgmt- Act (FEMA)Foreign Exchange Mgmt- Borrowings Income Tax Act & Rules Karnataka VAT ActListing AgreementMalaysia
RBI Regulations - Service TaxStandards & Weights act
48 Payment of Gratuity Act49 Payment of Wages Act50 Personal Injuries Act51 Persons with Disabilities 52 Prevention of Sexual Harassment53 Profession Tax Act54 Shops & Establishment Act, Karnataka55 Workmen Compensation Act56 Drugs and Cosmetics Act57 Drugs and Cosmetics Act ( import & Sale)58 Explosives Act59 Foreign Trade Policy - Import & Exports60 Ozone Depleting Act61 Petroleum Act62 Poisons Act63 Storage of Hazardous Chemicals -Rules
Statement of Statutory payments for 2010-2011I TDS Payment Details
Month Due Date Paid onSalaries 194C 194 I 194J
Apr-10 5/7/2010May-10 6/7/2010Jun-10 7/7/2010Jul-10 8/7/2010
Aug-10 9/7/2010Sep-10 10/7/2010Oct-10 11/7/2010Nov-10 12/7/2010Dec-10 1/7/2011Jan-11 2/7/2011Feb-11 3/7/2011Mar-11 4/7/2011
II Payment of Advance Tax / MATJun-10 5/15/2010
Sep-10 9/15/2010Dec-10 12/15/2010Mar-11 3/15/2011
III Commercial TaxesVAT VAT - TDS Entry Tax
Apr-09 5/20/2010May-09 6/20/2010Jun-09 7/20/2010Jul-09 8/20/2010
Aug-09 9/20/2010Sep-09 10/20/2010Oct-09 11/20/2010Nov-09 12/20/2010Dec-09 1/20/2011Jan-10 2/20/2011Feb-10 3/20/2011Mar-10 4/20/2011
IV Customs & Service Tax
Service TaxApr-09 5/5/2010
May-09 6/5/2010Jun-09 7/5/2010Jul-09 8/5/2010
Aug-09 9/5/2010Sep-09 10/5/2010Oct-09 11/5/2010Nov-09 12/5/2010Dec-09 1/5/2011Jan-10 2/5/2011Feb-10 3/5/2011
ER-2 (Supervision Charges)
Mar-10 4/5/2011
V Employee RelatedPF PT
Apr-09 5/15/2010May-09 6/15/2010Jun-09 7/15/2010Jul-09 8/15/2010
Aug-09 9/15/2010Sep-09 10/15/2010Oct-09 11/15/2010Nov-09 12/15/2010Dec-09 1/15/2011Jan-10 2/15/2011Feb-10 3/15/2011Mar-10 4/15/2011
Paid on Delay194H 195
Delay
Delay
Delay
Month Due Date Submitted on
ETDS-Salary ETDS-Non Salary ETDS-Sec-195
I Income Tax - ETDS
Q1 7/15/2010
Q2 10/15/2010
Q3 1/15/2011
Q4 4/15/2011
II Income Tax - Issue of TDS Certificates to the suppliers (Form 16A)
Q1 7/31/2010
Q2 10/31/2010
Q3 1/31/2011
Q4 4/30/2011
III CSEZ QPR
Q1 7/31/2010
Q2 10/31/2010
Q3 1/31/2011
Q4 4/30/2011
IV Service TaxST-3
1st Half Year 10/20/2010
2nd Half Year 4/20/2011
V FEMA & RBIAPR for Subsidiary
VI Commercial TaxesVAT-100 VAT-170 VAT-158
Apr-10 5/20/2010
May-10 6/20/2010
Jun-10 7/20/2010
Jul-10 8/20/2010
Aug-10 9/20/2010
Sep-10 10/20/2010
Oct-10 11/20/2010
Nov-10 12/20/2010
Dec-10 1/20/2011
Jan-11 2/20/2011
Feb-11 3/20/2011
Mar-11 4/20/2011
VII Employee Related
PF PT
Apr-09 5/20/2010
May-09 6/20/2010
Jun-09 7/20/2010
Jul-09 8/20/2010
Aug-09 9/20/2010
Sep-09 10/20/2010
Oct-09 11/20/2010
Nov-09 12/20/2010
Dec-09 1/20/2011
Jan-10 2/20/2011
Feb-10 3/20/2011
Mar-10 4/20/2011
VIII Customs & Central ExciseER-2/CENVAT Consumption Report
Apr-10 5/5/2010
May-10 6/5/2010
Jun-10 7/5/2010
Jul-10 8/5/2010
Aug-10 9/5/2010
Sep-10 10/5/2010
Oct-10 11/5/2010
Nov-10 12/5/2010
Dec-10 1/5/2011
Jan-11 2/5/2011
Feb-11 3/5/2011
Mar-11 4/5/2011
IX FEMA & RBIFIRC
Apr-10 5/20/2010
May-10 6/20/2010
Jun-10 7/20/2010
Jul-10 8/20/2010
Aug-10 9/20/2010
Sep-10 10/20/2010
Oct-10 11/20/2010
Nov-10 12/20/2010
Dec-10 1/20/2011
Jan-11 2/20/2011
Feb-11 3/20/2011
Mar-11 4/20/2011
X Drug Controller & ExciseMethanol Ethanol Narcotics
Q1 7/31/2010
Q2 10/31/2010
Q3 1/31/2011
Q4 4/30/2011
Submitted on Delay Reason for Delay Remarks
C Form Request
Poison
Statement of AssessmentsFinancial Year Assessment / Audit Order Date
Income Tax Transfer Pricing FBT KST CST
2001-2002
2002-2003
2003-2004
2004-2005
2005-2006
2006-2007
2007-2008
2008-2009
2009-2010
2010-2011
2011-2012
Assessment / Audit Order Date Assessment StatusEntry Tax VAT PT Service Tax EOU & Customs Income Tax
Assessment StatusTransfer Pricing FBT KST CST Entry Tax VAT PT
Assessment Status RemarksService Tax EOU / Customs
Colour Coding legend
Very Critical & Dangerous
Manageable, required attention
Normal
Sl No Nature of the Act Notice Reference No Name of the issuer
Notice Date Date of receipt Nature / Purpose of Notice
Action Required Status
Review Financial Implication
Remarks Last Updated
Details of Calls / Visits by government departments
Sl No Name of the official Department Nature Purpose
Information requirements Issued Notice Action plan
Last date for replying to the
notice
Updates on Action Initiated
