Investor profi le questionnaireThe questionnaire is designed to help you select a CI Mosaic ETF Portfolio that best meets your investment goals. Simply complete the questionnaire, add up your points, and match it to a portfolio.

CI MOSAICETF PORTFOLIOS™

Personal and financial situation

1. How old are you?In general, investors who are closer to retirement age should assume less investment risk than younger investors. While circumstances such as wealth levels vary, advancing age generally reduces risk tolerance.

30 and under (8 points) 31 to 40 (6 points) 41 to 50 (4 points) 51 to 65 (2 points) Over 65 (0 points)

2. What is your annual household income (before tax)?Your fi nancial advisor must understand your fi nancial situation to provide you with a tailored investment strategy that refl ects your current situation and enables you to achieve your fi nancial goals.

Less than $40,000 (0 points) $40,001 to $75,000 (4 points) $75,001 to $125,000 (9 points) $125,001 to $200,000 (14 points) Over $200,000 (17 points)

3. How much does your household have in investable assets (total assets less your principal residence, business and personal property)?Greater wealth and investable assets typically imply higher “fi nancial” risk tolerance. However, some wealthy investors may have a low “psychological” risk tolerance.

Less than $35,000 (0 points) $35,001 to $75,000 (4 points) $75,001 to $150,000 (9 points) $150,001 to $300,000 (14 points) Over $300,000 (17 points)

Investment objectives and risk tolerance

4. What is your primary investment objective?Determining your investment objective/s enables your fi nancial advisor to formulate a suitable asset allocation mix to maximize your portfolio’s return and minimize risk.

Preserve capital (0 points) Generate maximum income with modest asset growth (4 points) Achieve moderate growth and income (9 points) Achieve strong asset growth with modest income (14 points) Achieve maximum asset growth (17 points)

5. How long do you plan to invest these funds before you begin withdrawing a substantial portion from your portfolio (e.g., a withdrawal of more than half)?If you plan to invest for less than three years, you may experience a declining part of a market cycle without the opportunity to take advantage of market upswings in the longer term.

1 to 3 years (0 points) 4 to 5 years (5 points) 6 to 10 years (11 points) 11 to 15 years (16 points) More than 15 years (25 points)

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6. Given your financial goals, how much volatility (risk) are you willing to assume to achieve your portfolio’s expected return?Any well-diversified portfolio is subject to some downward volatility, which may generate, or contribute to, negative returns in certain years.

Low volatility, since you require positive returns each year (0 points) Low to medium volatility, such as negative returns in 1 out of every 8 years (5 points) Medium volatility, such as negative returns in 1 out of every 6 years (11 points) Medium to high volatility, such as negative returns in 1 out of every 5 years (16 points) High volatility, such as negative returns in 1 out of every 4 years (25 points)

7. How much of a temporary decline in your investment portfolio could you tolerate over a one-year period?Your portfolio will likely have a negative return in certain years. A portfolio with higher downward volatility will likely have higher negative returns in any one year. You will need to have both the “psychological” and “financial” risk tolerance to tolerate these negative returns.

0% (0 points) -5% (4 points) -10% (9 points) -15% (14 points) More than -15% (17 points)

Investment knowledge and experience

8. What do you expect the overall average annual return on your investment portfolio to be over the long term (10+ years), before tax but after inflation?Your financial advisor can help you align your return expectations with your risk tolerance. Ideally, you should focus on the long-term returns of your investment portfolio after inflation (i.e., the real rate of return).

0% to 2% (0 points) 1% to 3% (2 points) 4% to 7% (4 points) 5% to 9% (6 points) More than 9% (8 points)

9. Which statement best describes your level of investment knowledge about financial markets and products?Knowing your level of investment knowledge helps your financial advisor understand your needs and communicate more effectively with you. Further, your knowledge level can help your advisor determine the most relevant and useful types of information you may require when discussing investment strategies and products.

Very limited knowledge (0 points) Basic knowledge and minimal experience (2 points) Good knowledge and some investment experience (4 points) Strong knowledge and experience (6 points) Advanced knowledge and extensive experience (8 points)

10. Which of the following statements best describes your current investment portfolio (individual securities and/or mutual funds)?Information about your investment experience helps your financial advisor assess your investment knowledge and your attitude toward investment risk.

Mainly Canadian money market securities (e.g., cash, GICs, CSBs) (0 points) Mainly Canadian fixed-income securities (e.g., government and/or corporate bonds) (2 points) Equal amounts of fixed-income and equity securities (4 points) Mainly Canadian and international blue-chip equities (6 points) Mainly aggressive Canadian and international securities (8 points)

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CI MOSAIC ETF PORTFOLIOS™ Date:

Client name: Advisor name:

After reviewing the results of the Investor Profi le Questionnaire you have just completed, your advisor will ensure that relevant factors have been considered in order to recommend one of the portfolios.

Your total score: ______

CI Mosaic ETF Portfolio Scoring Summary

Scoring range Recommendation Fixed Income / Equity*

0 to 30 CI Mosaic Income ETF PortfolioInvestment objective: For investors whose objective is a balance between income and capital growth with a focus on capital preservation over the medium to long-term.Risk rating: Low

80% / 20%

31 to 60 CI Mosaic Balanced Income ETF PortfolioInvestment objective: For investors whose objective is a balance between income and long-term capital growth, with a bias towards income.Risk rating: Low

60% / 40%

61 to 100 CI Mosaic Balanced ETF PortfolioInvestment objective: For investors whose objective is a balance between income and long-term capital growth.Risk rating: Low to medium

40% / 60%

101 to 130 CI Mosaic Balanced Growth ETF PortfolioInvestment objective: For investors looking for long-term capital growth by investing primarily in a diversified portfolio of equity and fixed-income ETFs.Risk rating: Low to medium

20% / 80%

131 to 150 CI Mosaic Growth ETF PortfolioInvestment objective: For investors looking for long-term capital growth by investing primarily in a diversified portfolio of equity ETFs.Risk rating: Medium

0% / 100%

*Fixed Income / Equity weightings are neutral weightings and used for illustrative purposes only.

For more information, visit mosaic.ci.com

IMPORTANT DISCLAIMERSCommissions, trailing commissions, management fees and expenses may all be associated with mutual fund and exchange-traded fund (ETF) investments. Please read the prospectus before investing. Mutual funds and ETFs are not guaranteed; their values change frequently and past performance may not be repeated. This questionnaire has been developed to assist Advisors with their determination of a suitable investment portfolio for clients. It is not intended to replace the advisor’s regulatory obligation to collect suffi cient information about the client to make investment recommendations based on the client’s fi nancial objectives, personal information and risk tolerance.This document is provided as a general source of information and should not be considered personal, legal, accounting, tax or investment advice, or an offer or a solicitation to buy or sell securities. The investment funds under the CI Mosaic ETF Portfolios are offered and managed by CI Investments Inc., a wholly owned subsidiary of CI Financial Corp. CI Mosaic ETF Portfolios are managed and advised by CI Multi-Asset Management, a division of CI Investments Inc.© CI Investments Inc. 2019. All rights reserved. ®CI Investments and the CI Investments design are registered trademarks of CI Investments Inc. “Trusted Partner in Wealth” and “CI Mosaic ETF Portfolios” are trademarks of CI Investments Inc.

Published March 18, 2019. 1903-0733_E (03/19)