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68 Chem. Soc. Rev., 2012, 41, 68–78 This journal is c The Royal Society of Chemistry 2012
Cite this: Chem. Soc. Rev., 2012, 41, 68–78
The Baylis–Hillman reaction: a novel concept for creativity in chemistry
Deevi Basavaiah* and Gorre Veeraraghavaiah
Received 29th June 2011
DOI: 10.1039/c1cs15174f
This tutorial review highlights the way in which the Baylis–Hillman reaction has been increasingly
attracting the attention of synthetic and medicinal chemists; it not only helps in originating new
ideas to create novel methodologies and molecules but also offers intellectual challenges to
understand and address the present day needs in the areas of organic and medicinal chemistry.
1. Introduction
Creativity originates from thinking which, in fact, is the origin
of every man-made event. Every idea (either good or bad)
generates from the concept of our thinking. Perception of an
object differs from mind to mind depending on the existing
knowledge and familiarity levels of that particular mind. Very
often the difference in the pattern of thinking is so much as
zero to millions. Let us consider the simple example shown in
Fig. 1. How do people think about this Fig. 1? A mathe-
matician may treat that it is a rhombus while a chemist would
probably say that it is a cyclobutane ring. A common man
may assume that it is just a four-line boundary whereas a
bridge player may think that it is a diamond, one of the
four suits of the playing cards (which is treated as above clubs
but below spades and hearts in playing cards language).
Thus, even though the object is the same, the way of under-
standing differs from person to person depending on their
familiarity, knowledge and interest levels. Similarly different
perceptions prevail in the case of chemistry also.w
2. Creativity and proximity
2.1. Molecules with one functional group
Bond forming and bond cleavage reactions essentially involving
carbon are the most fundamental components in the ocean of
organic chemistry. In these reactions, functional groups are the
key players.1,2 The most important functional groups in organic
chemistry are carbonyl (keto, aldehyde, acid, ester, amide etc.),
alkene, alkyne, hydroxy, amino, cyano, and nitro groups.
School of Chemistry, University of Hyderabad, Hyderabad-500 046,India. E-mail: [email protected]; Fax: +91-40-23012460
Deevi Basavaiah
Deevi Basavaiah was born inValiveru, a village near Tenali,India. He obtained PhDdegree from the BanarasHindu University, India, in1979 under the supervision ofProfessor Gurbakhsh Singh.He then worked in theresearch group of ProfessorH. C. Brown, Purdue Univer-sity, USA, as a post-doctoralfellow for three years. In 1984he joined as a faculty memberin the School of Chemistry,University of Hyderabad,India, where he is currently
Professor. The main objective of his research is the developmentof the Baylis–Hillman reaction as a useful and powerfulsynthetic tool in organic synthesis and his research group hasbeen working towards this direction for the last 27 years. Chiralcatalysis is another important area of his research interest.
Gorre Veeraraghavaiah
Gorre Veeraraghavaiah wasborn in 1983 in Rajavolu, avillage in CherukupalleMandal, Guntur (Dist.),Andhra Pradesh, India. Aftercompletion of graduationfrom the Acharya NagarjunaUniversity, Guntur, he joinedas a post-graduate student in2005 in School of Chemistry,University of Hyderabad,Hyderabad, and obtained hisMSc (Chemistry) degree in2007. Presently he is workingtowards PhD degree in theUniversity of Hyderabad on
the development of the Baylis–Hillman reaction and its syntheticapplications under the supervision of Professor Basavaiah.
w Since there is a limit on the number of references, only essentialreferences have been selected and several leading references could notbe cited. The references, which appeared in earlier reviews4–14 (exceptthe very relevant ones), are also not cited
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This journal is c The Royal Society of Chemistry 2012 Chem. Soc. Rev., 2012, 41, 68–78 69
Each functional group in its own right plays a specific role in
organic chemistry. Let us take the case of the carbonyl group:
it can be reduced to alcohol, transformed into lactones, can
undergo nucleophilic addition reactions, and can stabilize
carbanion (Scheme 1A); also it can undergo a diverse range of
other reactions. Similarly alkene can be reduced to alkane,
converted into diol, epoxide, transformed into two carbonyl
compounds (Scheme 1B) etc.Now consider the hydroxyl group:
it can be oxidized to aldehyde (in the case of primary alcohol) or
ketone (in the case of secondary alcohol), can be converted into
alkene, alkane, or halide (Scheme 1C).1,2
2.2. Molecules with two functional groups: power of proximity
Proximity is yet another important component not only in real
life but also in chemistry. If a molecule contains two functional
groups several atoms apart they (functional groups) can only
exhibit their individual properties. But when they are in
proximity, while keeping their individual reactivities fairly
intact they can also show additional and quite different
properties. Let us consider a compound having ketone and
alkene in close combination: it can undergo different reactions
such as Diels–Alder reaction and Michael reaction in addition
to their own individual reactions (Scheme 2A).1,2 In the case of
a molecule containing alkene and alcohol in proximity, it can
generate a carbonium ion more easily than alcohol or alkene
and also can be an excellent substrate for Johnson–Claisen
rearrangement (Scheme 2B).1,2 Thus proximity of two func-
tional groups in a molecule plays a unique role since such
compounds offer different reactions otherwise not shown by
the individual groups.
2.3. Molecules with three functional groups
Let us now consider molecules containing three functional
groups (ketone, alkene and hydroxyl) in proximity. In an
acyclic system it appears that there is a possibility of four
general structures (Fig. 2) [such as (1) alkene in the middle
(here two possibilities) (2) keto group in the middle, (3) hydroxyl
group in the middle]. In the case of a cyclic system one can notice
that there are several possibilities. Some of the important
structures (CS1–17) are presented in Fig. 2. If we generalize
Fig. 1 Variation in thinking and mindset about an object.
Scheme 1 Molecules with one functional group and their properties.
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70 Chem. Soc. Rev., 2012, 41, 68–78 This journal is c The Royal Society of Chemistry 2012
the structures AcS1 it will lead to the more general structures
GAcS. Let us focus only on general structures GAcS and
CS5–7—their synthesis, chemistry, applications and also
challenges involved in these endeavors. A careful observation
of these molecules indicates that these are nothing but the
Baylis–Hillman adducts (Fig. 3).3–14 The major objective of
writing this mini review is to summarize and discuss briefly the
growth of the Baylis–Hillman (BH) reaction, influence of
proximity of the functional groups in BH-adducts (GAcS and
CS5–7) leading to unlimited synthetic applications and what
makes this reaction to become an inspiring concept of creativity
in chemistry.
3. The Baylis–Hillman (BH) reaction3–14
3.1. Background
It is very appropriate to mention briefly the background
history for this fascinating reaction. In the year 1963 Rauhut
and Currier reported the dimerization of alkyl acrylates under
the catalytic influence of trialkylphosphine to produce the
corresponding dialkyl 2-methyleneglutarate derivatives.3a
Morita and coworkers in the year 1968 described the reaction
of various aldehydes with acrylates or acrylonitrile under
the influence of tricyclohexylphosphine as a catalyst to
provide 2-methylene-3-hydroxy alkanoates (or alkanenitriles)
(Scheme 3).3b,c In the year 1972, Baylis and Hillman in their
German patent reported an amine catalyzed coupling of
various activated alkenes with aldehydes to produce a variety
of densely functionalized molecules.3d,e This reaction is now
referred to as the Baylis–Hillman reaction. This is essentially a
three component reaction well equipped with large variations
of parameters providing a huge reservoir of diverse classes of
densely functionalized molecules (Scheme 4).3–14 This reaction
is also known as the Morita–Baylis–Hillman (MBH) reaction.
The main features of this fascinating reaction are given below.
Scheme 2 Influence of proximity of functional groups in molecules.
Fig. 2 Possible structures of molecules with three (different) func-
tional groups in proximity.
Fig. 3 The Baylis–Hillman adducts.
Scheme 3 Earlier work of Rauhut–Currier and Morita.
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3.2. Atom economy, organo-catalysis, and operational
simplicity
This is generally an atom economy carbon–carbon bond
forming reaction involving the coupling of the a-position of
activated alkenes with carbon electrophiles under the influence
of a catalyst or a catalytic system. When the activated alkenes
themselves act as electrophiles, Michael type dimers are
produced in an atom economy process.15 This reaction is
indeed one of the best and well known examples for organo-
catalysis (and thus for green chemistry) when amines or
phosphines are used as catalysts. BH-reactions involving allyl
halides as electrophiles provide useful classes of functionalized
1,4-pentadienes.16 However, these reactions involve the loss
of a halide group and thus do not fall in the category of
atom-economy reactions. Most of the BH-reactions are
operationally simple.
3.3. Huge reservoir of densely functionalized molecules3–14
The starting materials i.e., activated alkenes and electrophiles
are abundantly available or easily prepared. There is also a
pool of catalysts. A variety of tertiary amines (such as
DABCO, DBU, DMAP, TMG), phosphines (like tricyclo-
hexyl, tributyl, triphenyl phosphines), and chalcogenides
in combination with Lewis acids have been meticulously
employed as catalysts. It is also interesting to note that some
Lewis acids mediate a number of BH-reactions. In fact, a huge
reservoir of diverse classes of densely functionalized molecules
has been prepared using appropriate selection of essential
components. It is indeed very attractive and challenging
to discover or uncover new activated alke(y)nes and electro-
philes as such efforts will produce various classes of new
multi-functional molecules. A possible list of some of the most
attractive and challenging activated alkenes and electrophiles
that are not yet well explored is presented in Fig. 4 and
Scheme 5 respectively. It will be fascinating to examine the
appropriate combination of some of the catalysts and also
discover various new catalysts to accelerate the rate of the
reactions. Thus this reaction offers an unlimited scope for
planning and designing different combinations of activated
alkenes, electrophiles and catalysts to obtain many more
classes of multi-functional molecules.
3.4. Opportunities in obtaining enantiomerically pure densely
functionalized molecules3–14
3.4.1. Chiral activated alkenes, electrophiles and catalysts.
The Baylis–Hillman reaction creates a chiral center in the case
of prochiral electrophiles thereby providing a provision to
Scheme 4 The BH-reaction: a tool for the generation of a huge reservoir of densely functionalized molecules.
Fig. 4 Potential activated alkenes: challenges ahead.
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72 Chem. Soc. Rev., 2012, 41, 68–78 This journal is c The Royal Society of Chemistry 2012
synthesize enantiomerically pure/enriched multifunctional
molecules. Thus this reaction offers challenges in designing
appropriate chiral activated alkenes, electrophiles, catalysts or
any chiral medium for obtaining a large variety of enantio-
merically pure compounds. Several chiral activated alkenes
and electrophiles have been prepared and successfully
employed in a number of asymmetric BH-reactions.5,8–14 It
will be still desirable and useful to understand and explore the
applicability of several new chiral activated alkenes and
electrophiles as such endeavors will throw light towards under-
standing the profile of this reaction. However, the scope and
applications of chiral activated alkenes and electrophiles
are limited as they cannot offer solutions for many problems
in asymmetric BH reactions. Therefore the real attraction
lies in the development of chiral catalysts, that is, in the
design, synthesis, and exploration of their applications. In
fact, a number of chiral catalysts have been designed and
systematically used in different asymmetric BH-reactions.
Representative classes of chiral activated alkenes, electrophiles
and catalysts that are well studied are presented in Fig. 5.17–30
Although considerable success has been achieved in the
asymmetric version of the BH reaction using chiral catalysts
we feel that this aspect is still at the initial stages as applica-
tions of these catalysts are limited to certain substrates only.
Thus there is a serious need to develop new catalysts that
would accommodate many more substrates in order to obtain
several classes of enantiomerically pure molecules. In this
connection we believe that chiral carbenes will offer a lot of
promise as catalysts in addressing many unsolved problems
and widening the scope of the asymmetric BH-reaction.29 It is
therefore a challenge to design appropriate chiral carbenes and
examine their potential as catalysts in BH reactions in the
years to come.
3.4.2. Asymmetric Baylis–Hillman reaction: unexplored
aspect. Asymmetric BH-reactions (intermolecular system)
can in principle have two directions, that is, Path A and Path B
(Scheme 6). Chemists have already made considerable efforts
and achieved reasonable success towards understanding
Path A.5,8–14 However Path B is not yet all explored and
remains almost untouched so far. Therefore it is desirable to
examine this aspect.
Scheme 5 Potential electrophiles: future challenges.
Fig. 5 The asymmetric Baylis–Hillman reaction: a representative set of examples of chiral activated alkenes, electrophiles and catalysts that are
well explored in the literature.
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3.5. Intramolecular Baylis–Hillman reaction and its
asymmetric version5,10,11
If a substrate contains activated alkene and electrophilic
components in appropriate positions there is a possibility
of performing the intramolecular Baylis–Hillman reaction.
Thus, this reaction offers opportunities to design various
substrates for performing the intramolecular Baylis–Hillman
reaction that would lead to the formation of a number
of functionalized carbocyclic and heterocyclic molecules.
Achieving its asymmetric version is yet another attractive
endeavor that needs to be addressed. Some of the important
examples that are reported in the literature are described in
Scheme 7.31–35
3.5.1. Challenges ahead: multi (intramolecular) BH-
reactions. We believe that one of the future directions will be
the design of appropriate substrates for multi intramolecular
BH-reactions (including the combination of BH and
Rauhut–Currier reactions) and their asymmetric versions
using suitable chiral catalysts. Two such possible strategies
are presented in Scheme 8.
4. Single component Baylis–Hillman reaction
The literature records some examples that describe the BH-
reaction of substrates containing two essential components.36,37
It is more appropriate to present here one such example, that is,
pyridine-2-carboxaldehyde as a substrate in this category as it
contains the electrophile and catalyst components leading to the
formation of indolizine derivatives (Scheme 9).36 It will be
intellectually exciting to discover BH-reactions with molecules
containing all the three essential components, as these (single
component) reactions not only provide the opportunity to
design such substrates but also offer challenges in understand-
ing the scope of this methodology. A possible example of a
single component substrate which contains all the three essential
components leading to the formation of tetracyclic molecules is
presented in Scheme 10.
5. Applications of Baylis–Hillman adducts5–14
This reaction produces densely functionalized molecules
containing at least three functional groups, in proximity for
appropriate use in various organic reactions and transforma-
tions. Different perspectives (looking at these molecules)
about these densely functionalized molecules are pictorially
presented in Fig. 6. Chemists have systematically explored the
applications in all these directions and developed several
methodologies and strategies for obtaining carbocyclic/
heterocyclic/trisubstituted alkenes (Fig. 7).38–52 In fact several
Scheme 6 The asymmetric BH-reaction: enormous scope for expansion.
Scheme 7 The intramolecular BH-reaction: known examples.
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74 Chem. Soc. Rev., 2012, 41, 68–78 This journal is c The Royal Society of Chemistry 2012
bioactive and natural products have been synthesized using
the Baylis–Hillman adducts (Fig. 8).20,53–63 Although BH-
adducts (acetates/bromides) have been extensively employed
in a multitude of synthetic transformations, it looks to us that
the power of proximity of functional groups in BH-adducts
is not yet well understood/explored. Thus we believe that
these adducts still offer enormous scope for developing and
even discovering many new transformations and strategies
in synthetic organic chemistry leading to the production of
medicinally relevant compounds and even to certain important
medicines.
6. Mechanism5,9a,10,64
Understanding the mechanism of the Baylis–Hillman reaction
is indeed an intellectually exciting area by itself. This is
because of large variations of parameters such as diversity in
the selection of activated alkenes, electrophiles and catalysts.
Another important factor is the reaction conditions such as
solvent or additives that influence the rate of the reaction.
There are in fact several elegant publications on the mecha-
nistic studies of the reaction.64 But so far there is no clear
understanding about the rate determining step, and also
transition states (either C–C bond formation or proton migra-
tion or release of catalyst or the presence of any new inter-
mediate). Based on the available reports and evidence it is
believed that in most of the BH-reactions the first step involves
the Michael addition of catalyst (amine, phosphine, chalco-
gene, Lewis acid) to activated alkene to provide the zwitter-
ionic enolate which will then react with a carbonyl compound
(such as aldehyde, ketone, a-keto ester etc.) constructing a
C–C bond in aldol fashion (proof provided by mass spectral
studies by Coelho and coworkers in the case of DABCO as
a catalyst and methyl acrylate as an activated alkene)64g
producing multi functional molecules in an atom-economy
process (Scheme 11).
In the case of allyl halides as electrophiles, the first step
might involve the formation of a quaternary salt and then the
zwitterionic enolate A generated from activated alkene might
react with this salt to provide the required pentadienes
(Scheme 12).16 When the activated alkenes act as electrophiles,
the zwitterion A adds on to the activated alkene in 1,4-fashion
producing the Michael type dimers.5,11,15 It is interesting
and desirable to understand the transition states and rate
Scheme 8 The intramolecular multi-BH-reactions: future projections.
Scheme 9 Electrophile induced BH-reaction: synthesis of indolizines.
Scheme 10 Single component BH-reactions: future challenges.
Fig. 6 BH-adducts: different perceptions.
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Fig. 7 Applications of BH-adducts: various synthetic transformations.
Fig. 8 Applications of Baylis–Hillman (BH) adducts: synthesis of natural products and bio-active molecules.
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76 Chem. Soc. Rev., 2012, 41, 68–78 This journal is c The Royal Society of Chemistry 2012
determining steps in these reactions (Scheme 12). Considering
the fact that there are variations of parameters in performing
the BH-reaction it is quite clear that a number of mechanistic
pathways are possible depending on the substrates and condi-
tions. It is indeed a challenge to understand and propose
appropriate mechanistic pathway(s) for a given system of the
BH-reaction.
7. The factors that decide growth of a reaction:
standing of the Baylis–Hillman reaction
In science the most important thing is the identification of
research area that should involve creativity and intellectual
challenges finally leading to the applications to human well-
being. In the case of synthetic chemistry discovery of new
and truly useful carbon–carbon bond forming reactions
undoubtedly represents one such area of research. It is equally
important to recognize any C–C bond forming reaction which
is known, but buried in the literature and to bring the same
from an unknown status to the limelight of high applicability.
In the case of C–C bond forming reactions there are certain
factors that influence the growth of the reaction. Some of
these factors might be: (1) abundance and easy accessibility of
starting materials in general and scope for creativity in design-
ing new substrates for growth and diversification of the
reaction, (2) operational simplicity–organocatalysis–atom-
economy–green chemistry, (3) functional group attraction
for developing carbon assemblies, (4) stereochemical and
mechanistic challenges, (5) provision for intramolecular
version, and (6) the products with unlimited source of applica-
tions and opportunities for creativity and diversity in plan-
ning, design and synthesis. The Baylis–Hillman reaction is
one such reaction that is well equipped with all these require-
ments (Fig. 9) grown from an unknown patent level to high
Scheme 11 Various parameters that made the BH-reaction mechanism interesting.5,10,13
Scheme 12 Parameters that influence the mechanism of the BH-reaction.
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popularity and applicability. Another elegant aspect in science
is the art of creativity that can address the present day needs.
From this brief review it is quite evident that the Baylis–
Hillman reaction has already attained the status as a novel
concept for creativity in chemistry.
8. Conclusions
Considering the way in which the Baylis–Hillman reaction has
been progressing we envision that this reaction will continue
to grow to further heights. In conclusion, we have briefly
presented the highlights of the BH reaction in this review and
also predict many more brilliant and important contributions
from this reaction to chemistry/medicinal chemistry leading
towards human well being in the years to come.
Abbreviations
AcS acyclic system
CS cyclic system
DABCO 1,4-diazabicyclo(2.2.2)octane
DBU 1,8-diazabicyclo(5.4.0)undec-7-ene
DMAP 4-(dimethylamino)pyridine
EWG & EWG1 electron withdrawing group
GAcS general acyclic system
JC Johnson–Claisen
LA Lewis acid
Ms methanesulfonyl
MVK methyl vinyl ketone
NMI N-methylimidazole
PMP p-methoxyphenyl
Tf trifluoromethanesulfonyl
TMG tetramethylguanidine
TS transition state
Ts p-toluenesulfonyl
Acknowledgements
We thank DST (New Delhi) for financial support. We thank
UGC (New Delhi) for recognizing the School of Chemistry as
a ‘‘Center for Advanced Studies in Chemistry’’ and providing
some instrumental facilities. GV thanks CSIR (New Delhi) for
his research fellowship.
Notes and references
1 (a) M. B. Smith and J. March, March’s Advanced OrganicChemistry: Reactions, Mechanisms, and Structure, 6th edn, Wiley,New York, 2007; (b) F. A. Carey and R. J. Sundberg, AdvancedOrganic Chemistry, Parts A & B, 5th edn, Springer, New York,2007.
2 (a) R. C. Larock, Comprehensive Organic Transformations: a guideto functional group transformations, VCH, New York, 1989;(b) Comprehensive Organic Synthesis, ed. B. M. Trost andI. Fleming, Pergamon Press, New York, 1991, vol. 1–9.
3 (a) M. M. Rauhut and H. Currier, American Cyanamide Co.U. S. Patent, 1963, 3074999. Chem. Abstr., 1963, 58, 11224a;(b) K. Morita, Z. Suzuki and H. Hirose, Bull. Chem. Soc. Jpn.,1968, 41, 2815; (c) K. Morita and T. Kobayashi, Bull. Chem.Soc. Jpn., 1969, 42, 2732; (d) A. B. Baylis and M. E. D. Hillman,German patent 2155113, 1972, Chem. Abstr., 1972, 77, 34174q;(e) M. E. D. Hillman and A. B. Baylis, U. S. Patent, 3,743,669,1973.
4 M. Shi, F. Wang, M.-X. Zhao and Y. Wei, Chemistry of theMorita–Baylis–Hillman Reaction, RSC Catalysis Series, 2011.
5 D. Basavaiah, B. S. Reddy and S. S. Badsara, Chem. Rev., 2010,110, 5447.
6 V. Declerck, J. Martinez and F. Lamaty, Chem. Rev., 2009, 109, 1.7 V. Singh and S. Batra, Tetrahedron, 2008, 64, 4511.8 Y.-L. Shi and M. Shi, Org. Biomol. Chem., 2007, 5, 1499.9 (a) Y. Wei and M. Shi, Acc. Chem. Res., 2010, 43, 1005;(b) G. Masson, C. Housseman and J. Zhu, Angew. Chem., Int. Ed.,2007, 46, 4614; (c) P. Langer, Angew. Chem., Int. Ed., 2000, 39,3049.
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11 D. Basavaiah, A. J. Rao and T. Satyanarayana, Chem. Rev., 2003,103, 811.
Fig. 9 Important features: standing of the BH reaction.
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