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Transcript of CHAPTER 8 QUALITY CONTROL PROGRAMS FOR … · This chapter describes the Quality Control programs...
This chapter describes the Quality Control programs which can be used for urinary sediment. The purpose of these programs is to obtain an examination of the urinary sediment of good and reliable quality [1,2]. Internal Quality Control (IQC) and External Quality Assessment (EQA) Programs integrate each other.
Internal Quality Control
An Internal Quality Control (IQC) for urine microscopy should be done each day the test is performed and should adhere to the following recommendations [2]:
- All personnel should follow the same documented procedures using the same equipment, use the same terminology and report results in the same standard format
- Duplicate urine sample examination should be used as a precision check for the identification of the particles. Alternatively, control solutions containing erythrocytes or leukocytes, which are commercially available could be used
- In case of disagreement about the presence or quantity of a microscopic element the examination should be repeated and a shared conclusion should be reached
- Unexpected control results should be identified, and appropriate corrective action should be taken
- Recent reference texts, atlases, papers or online documents should always be available for consultation, and experts’ opinion should be asked for in case of difficult and/or doubtful findings
In order to fulfil these recommendations, in the laboratory of the Renal Unit of Ospedale Maggiore-Policlinico, Milano, where one of the authors of this chapter (F.G.B.) works:
-All the procedures and terminology used are standardized and written in detail in a document which is kept on a shelf over the workbench.
QUALITY CONTROL PROGRAMS FOR URINARY SEDIMENT
S. Secchiero and G.B. Fogazzi
C H A P T E R 8
S. Secchiero and G.B. Fogazzi2
- The microscope is adjusted according to Khöler principle (see Appendix) and phase contrast is centred every time the examination of the urinary samples is started. In addition, a regular servicing of the microscope is done once a year by a specialized technician.
- The exchange of opinions on difficult or doubtful findings is encouraged and regularly done among the four persons who rotate on urine sediment examination.
- Once or twice a week, some samples, chosen among the most pathologic ones, are reviewed for a check by the most expert microscopist of the group.
- All special and interesting findings are documented through a digital camera
permanently mounted on the microscope and filed though a dedicated program. in the computer.
- A specialized library containing several hundreds of scientific papers on various aspects of the urinary sediment examination and 16 atlases in different languages on the same subject is kept in shelves close to the microscope for consultation.
External quality control
Medical laboratories have a long tradition in the organisation of external EQA programs, which started in 1947, when Belk and Sunderman published the results of a clinical chemistry survey in the US [3].
Today, EQA programs are a key instrument for the improvement of laboratory quality, and for some disciplines they are an integral part of laboratories’ overall quality assurance systems [4]. However, in spite of numerous documents and papers which stress the importance of designing appropriate EQA schemes [4-10], several laboratory’s fields still lack EQA programs.
EQA surveys on urinalysis are rare [11-13]. Of the few existing programs, some deal with test strips and quantitative clinical chemistry analytes [12], while others also cover urinary sediment.
The latter topic is included in the program run by Labquality, a Finnish non-profit EQA scheme organisation which provides surveys also for Norway, Baltic states and Poland.
Urinary sediment is also included in the program run in Italy by the Centre of Biomedical Research (CRB), which is an EQA scheme organisation with many programs in different fields of Laboratory medicine (www.centroricercabiomedica.it).
Interestingly, the College of American Pathologists (CAP) has recently introduced an EQA program focused on the new aspects of urinary sediment examination which are associated with the use of automated analyzers (see Chapeter 7).
Features of the Italian EQA Program “Urinalysis Performance”
The Italian EQA program, called “Urinalysis Performance” was set up in 2001 by a promoting Committee which included the representatives of the three Italian societies of
Quality control programs for urinary sediment 3
Laboratory Medicine and of the Italian Society of Nephrology [14].This program is the first, and to date the only, Italian project for the standardisation of
urine analysis. It is addressed to Italian central laboratories, both public and private, and to renal laboratories.
The aims of the program are: the evaluation of the laboratories’ performances; the training support to the participants; the improvement of the efficiency and efficacy of urinary sediment examination.
“Urinalysis Performance” includes two parts: one on test strips (which is not dealt with in this chapter), the other on urinary sediment.
The part on urinary sediment is under the guidance and responsibility of one of us (F.G.B.), who prepares and selects the images and also evaluates the answers of the participants at each survey.
Today, the program consists in 4 surveys/year. - Surveys 1 and 3. Each of these surveys shows two urine sediment particles. Each particle
is shown by both bright field and phase contrast microscopy and, when indicated (e.g., crystals or lipids), also by polarized light (Figure 8.1). The choice of showing the particles by the three types of microscopy has a twofold motivation: (i) bright field microscopy was, and still is, the method most widely used in routine practice and (ii) phase contrast microscopy and polarized light are the method recommended by international guidelines for everyday work (1,2).
For each survey, the participants are asked to identify the particles shown. Moreover, for one of the two particles (selected by the responsible of the program), they are also asked to indicate one clinical association, chosen among 4 or 5 possible options.
Over the years, in order to verify whether the program was able to achieve an improvement in the identification capability of the participants some particles were presented twice by the means of similar but not identical images.
- Surveys 2 and 4. Each of these surveys present a clinical case. These cases were introduced because laboratory medicine is moving towards a clinical support service, and Guidelines and standards emphasise the importance of adding appropriate comments and interpretation of results to medical reports and their assessment (15-21).
Clinical cases consist in a brief clinical history, which also included some key laboratory data and four phase contrast microscopy images of particles found in the urine sediment of the case presented (Figure 8.2). Also for clinical cases the participants are asked to identify the particles shown and to choose one possible clinical diagnosis among 4 to 5 proposed.
For each survey the answers obtained are then evaluated as correct, incorrect, partially correct, and no answer, and scored accordingly (5, 3, 0, and -2 respectively). For clinical association the answer is considered and scored only if the particle (for surveys 1 and 3) or all four particles (for surveys 2 and 4) are correctly identified.
For each survey, the CRB edits a report for each laboratory, containing the judgement and the scores obtained. Moreover, a summary of all participants’ answers is supplied, together with a comment by the responsible of the program on the images shown, their main clinical correlates, and the answers supplied by participants.
At the end of each annual cycle, CRB prepares a report summarising the laboratory’s performances and annual score together with an overview of the results obtained by all laboratories.
Today, the images of each survey are presented in the website of the program (www.urinalysis.net) and the participants give their answers directly through it.
S. Secchiero and G.B. Fogazzi4
Figure 8.1. Survey 2-2003 for the identification of particles. Top: spindle-like uric acid crystals. Bottom: an oval fat body. For both particles, left, bright field microscopy and, in the inset, polarized light; right, phase contrast microscopy. Note that for each particle the magnification was indicated and, for, crystals also the urinary pH.
Quality control programs for urinary sediment 5
Figure 8.2. Survey 2-2007 showing the particles associated with clinical case 1.Top, left: dysmorphic erythrocytes; right: renal tubular epithelial cells. Bottom, left: an erythrocytic cast; right: a waxy cast.The clinical case was presented as follows: a 45-year-old man hospitalised for rapidly progressive renal failure (S-creatinine 1.2 mg/dL three months before hospitalisation) associated with the appearance of high blood pressure (160/95 mm/Hg) and urinary abnormalities. Ultrasounds of the urinary system, normal.
Laboratory findings at hospitalisation:
S-creatinine 2.5 mg/dL (n.v. 0.5-1.0) U-protein/24 hours 1.5 g (n.v. <0.14)
BUN 95 mg/dL (n.v. 15-50) Urinary output/24 hours 1,700 mL
Possible clinical diagnosis (only one is correct)• Acute nephritic syndrome• Nephrotic syndrome• Hypovolemic acute renal failure• Acute pyelonephritis• Unilateral hydronephrosis due to ureteric stone
S. Secchiero and G.B. Fogazzi6
Results of “Urinalysis Performance”
The identification of particles. From 2001 to 2007, 84 images were sent, which showed 50 elements of urinary sediment (Table 8.1). The correct identification was the highest for bihydrated calcium oxalate crystals (100%) and triple phosphate crystals (99.6%), while it was the lowest for the leukocytic cast (9.2%) and the macrophage (10.9%).
By urinary particle categories, a very high correct identification rate (obtained for each particle from the sum of correct + partially correct answers) was obtained for micro-organisms and crystals, followed in decreasing order by cells, lipids, casts and contaminants (Table 8.2).
This part of the program also showed that quite often participants used an inappropriate terminology to define some particles. This happened especially with renal tubular epithelial cells, transitional epithelial cells, and squamous epithelial cells which were often defined as “cells from the high, intermediate, or low urinary tract” respectively. For other particles such as erythrocytes and calcium oxalate crystals, the terminology used was often incomplete, without specification whether the erythrocytes were isomorphic or dysmorphic and calcium oxalate was mono- or bihydrated.
The particles presented twice. Twenty-four particles were presented twice. For 6 particles (25.0%) there was a 4.6% to 27.7% (14.6 ± 8.5) decrease in the correct identification rate when the particle was presented for the second time; for 4 other particles (16.6%) there were non substantial differences between the first and the second survey (0 to + 0.2%); for the majority of particles (14 out of 24, 58.3%), the identification rate increased by 2.6% to 77.2% (24.7 ± 19.7). For 11 out of 14 such particles (78.5%), the improvement between the first and second survey was statistically significant (Table 8.3).
The clinical association. In the cycles from 2001 to 2003, when participants were free to indicate one association of their choice, a very wide spectrum of answers was supplied, and the answers were often of difficult interpretation mostly because of the arbitrary and vague terminology used. Moreover, there was a high rate of “no answer” (11.8 ± 5.5%, 5-28% per survey).
Subsequently, with the introduction of multiple-choice answers, the correct clinical association was indicated by more than 80% of participants for all but one particle (i.e., cholesterol crystals). Moreover, there was a substantial decrease of the rate of “no answer” (2.5 ± 1.6%, 0.0 to 5.6% per survey) (Table 8.4).
The clinical cases. For the first case presented (Figure 8.2), among 168 laboratories out of 325 which correctly identified all four elements presented (51.7%), the correct diagnosis (acute nephritic syndrome) was given by 86.9% of participants. For the second clinical case, among 125 laboratories out of 310 which correctly identified all the four elements shown (40.3%), the correct diagnosis (ureteric stone) was given by 95.2% of participants (Table 8.4).
Quality control programs for urinary sediment 7
Table 8.1. The particles sent to participants for identification in the period 2001-2007 and the answers received.
urinary sediment particleanswers (%)
Number of participantsCorrect Partially
correct incorrect Noanswer
CellS (N = 9)
Isomorphic erythrocytes 89.3 2.4 7.9 0.4 291
Dysmorphic erythrocytes 45.2 41.6 13.2 0.0 250
Acanthocytes 52.0 20.8 25.6 1.6 250
Leukocytes 96.9 1.4 1.4 0.3 291
Macrophage 10.6 0.3 83.4 5.7 309
Renal tubular epithelial cells 51.9 1.0 44.0 3.1 291
Deep transitional epithelial cells 45.2 41.6 12.4 0.8 250
Superficial transitional epithelial cells 41.9 14.8 42.3 1.0 291
Squamous epithelial cells 88.1 0.0 11.9 0.0 361
liPiDS (N = 4)
Aggregates of lipid droplets 61.2 29.8 6.1 2.9 245
Oval fat body 55.9 2.4 39.6 2.1 245
Fatty cast 74.7 0.9 24.0 0.4 229
Cholesterol crystals 53.9 1.6 42.9 1.6 245
CaSTS (N = 15)
Hyaline 78.6 0.4 19.7 1.3 234
Hyaline-granular 74.3 0.0 24.8 0.9 234
Finely granular 64.1 1.7 33.8 0.4 234
Coarsely granular 59.9 0.6 38.9 0.6 321
Waxy 88.5 1.3 9.8 0.4 234
Granular-waxy 45.8 22.0 31.4 0.8 361
Erythrocytic 61.1 5.7 33.2 0.0 229
Leukocytic 5.5 3.7 90.8 0.0 327
Containing renal tubular epithelial cells (RTECs) 38.9 12.7 48.4 0.0 229
Erythrocytic + RTECs 66.4 16.6 16.6 0.4 263
Leukocytic + RTECs 83.2 10.1 6.7 0.0 356
Haemoglobinic 91.0 2.5 6.5 0.0 355
S. Secchiero and G.B. Fogazzi8
urinary sediment particleanswers (%)
Number of participantsCorrect Partially
correct incorrect Noanswer
Hyaline-granular cylindroid 68.0 15.8 16.2 0.0 291
Cylindroid containing erythrocytes 48.5 4.1 47.4 0.0 365
CrYSTalS (N = 13)
Uric acid 99.2 0.0 0.4 0.4 243
Calcium oxalate monohydrated 66.3 26.7 6.2 0.8 243
Calcium oxalate bihydrated 58.4 41.6 0.0 0.0 243
Triple-phosphate 99.6 0.0 0.4 0.0 243
Calcium phosphate 91.7 0.0 8.3 0.0 265
Calcium phosphate plate 71.0 0.0 27.4 1.6 263
Amorphous urates 86.4 1.1 12.5 0.0 265
Amorphous phosphates 80.4 3.4 16.2 0.0 291
Ammonium biurate 90.1 8.2 0.0 1.7 365
Cystine 94.7 0.0 5.3 0.0 265
Amoxycillin 12.1 50.4 36.0 1.5 355
Indinavir 63.4 0.6 26.1 1.5 344
Ciprofloxacin 25.4 42.8 31.5 0.3 327
MICRO-ORGANISMS (N = 4)
Bacteria 97.3 0.9 1.8 0.0 223
Candida 99.1 0.0 0.9 0.0 223
Trichomonas vaginalis 93.3 1.4 5.3 0.0 223
Eggs of Schistosoma haematobium 87.0 3.2 9.4 0.4 223
CONTAMINANTS (N = 5)
Starch 50.6 0.4 47.8 1.2 245
Glass fragment 79.5 0.0 17.8 2.7 263
Fibre 91.1 0.7 8.2 0.0 291
Fungal spore (Alternaria) 61.1 29.3 8.3 1.3 324
Pseudocast 22.3 0.4 73.8 3.5 229
Table 8.1. Continued
Quality control programs for urinary sediment 9
Table 8.2. Correct identification rates observed for each of the 6 categories of urinary parti-cles presented during the period 2001-2007.
Particle Number presented Mean ± sd Median range
Micro-organisms 4 95.5 ± 4.0 96.4 90.2-99.1
Crystals 13 85.6 ± 14.3 91.7 62.5-100
Cells 9 71.6 ± 27.6 86.8 10.9-98.3
Lipids 4 70.1 ± 16.5 66.9 55.5-91.0
Casts 15 69.7 ± 21.4 74.3 9.2-93.5
Contaminants 5 67.0 ± 29.7 79.5 22.7-91.8
S. Secchiero and G.B. Fogazzi10
Table 8.3. First and second answers concerning the identification of the particles which were presented twice.
urinary sediment particle Correct + partially correct identifications (%)
I II Change (%) p-value
CORRECT IDENTIFICATION: DECREASE
Waxy cast 89.8 85.2 -4.6 0.123
Deep transitional cells 86.8 80.9 -5.9 0.054
Bilirubinic cast 74.7 60.1 -14.6 <0.001
Uric acid crystals 99.2 82.3 -16.9 <0.001
Hyaline cast 79.0 61.0 -18.0 <0.001
Isomorphic erythrocytes 91.7 64.5 -27.7 <0.001
CORRECT IDENTIFICATION: UNCHANGED
Calcium oxalate bihydrated crystals 100 100 0 -
Leukocytes 98.3 98.4 +0.1 0.924
Candida 99.1 99.3 +0.2 0.762
Triple-phosphate crystals 99.6 99.4 +0.2 0.807
CORRECT IDENTIFICATIONS: INCREASE
Dysmorphic erythrocytes 86.8 89.4 +2.6 0.359
Egg of Schistosoma haematobium 90.2 93.6 +3.4 0.129
Calcium oxalate monohydrated crystals 93.0 96.6 +3.6 0.066
Fatty cast 75.6 86.4 +10.8 0.001
Finely granular cast 65.8 82.4 +16.6 <0.001
RTECs 52.9 69.6 +16.7 <0.001
Starch 51.0 70.2 +19.2 <0.001
Oval fat body 58.3 83.2 +24.9 <0.001
Erythrocytic cast 66.8 96.3 +29.5 <0.001
RTECs cast 51.6 83.5 +31.9 <0.001
Superficial transitional cells 56.7 89.1 +32.4 <0.001
Macrophage 10.9 44.4 +33.5 <0.001
Cholesterol crystals 55.5 99.7 +44.2 <0.001
Leukocytic cast 9.2 86.4 +77.2 <0.001
Quality control programs for urinary sediment 11
Table 8.4. Answers concerning the clinical association in the period 2004-2007.
urinary sediment particle
N with access to
clinical association
Correct clinical association
(Chosen among 4 to 5 options)
answers (%)
Correct incorrect Noanswer
Dysmorphic erythrocytes 248 Glomerular
haematuria 97.6 2.0 0.4
Deep transitional
cells 201
Damage to the deep layers of the
uroepithelium99.5 0.5 0.0
Macrophage 158 Active glomerulonephritis 86.7 12.0 1.3
Granular-waxy cast 165
Renal disease with deterioration of renal
function90.3 7.3 2.4
Cast containing RTECs 269
Acute Renal failure associated with acute
tubular necrosis89.2 10.4 0.4
Leukocytic cast 276 Active proliferative glomerulonephritis 84.0 12.0 4.0
Haemoglobinic cast 323 Haematuria of renal
origin (glomerular) 83.9 10.5 5.6
Bilirubinic cast 140Jaundice associated
with increased conjugated bilirubin
94.3 3.6 2.1
Erythrocytic cylindroid 345 Haematuria of
glomerular origin 89.9 7.5 2.6
Cholesterol crystal 317 Severe proteinuria/
Nephrotic syndrome 74.8 21.4 3.8
Calcium oxalate monohydrated
crystals212
Crystalluria due to drugs (e.g., vitamin C, naftidrofuryl oxalate)
91.9 5.7 2.4
Indinavir crystals 218
Urolithiasis from inhibitors of HIV-1
protease (e.g., indinavir)
95.9 1.8 2.3
Egg of Schistosama haematobium
300Infection of the urinary
system due to a parasite
91.0 5.3 3.7
Starch 225 Urine contamination from environment 92.9 2.7 4.4
S. Secchiero and G.B. Fogazzi12
Comments to “Urinalysis Performance”
The EQA programs which also include the examination of the urinary sediment are few. However, the results obtained by “Urinalysis Performance” show that there is a great need for such programs.
In fact, our program demonstrates that only some particles such as micro-organisms and the most common types of crystals are known to participants. On the contrary, the knowledge of particles such as renal tubular epithelial cells, and lipids is unsatisfactory, especially if one considers the clinical implications they have.
Our results also show that EQA programs can improve the skills of the participants, as shown by the results obtained for particles which were presented twice. In this respect, it is worth noting that the highest and more significant improvements were obtained for particles of clinical importance such as the erythrocytic and leukocytic casts, which are a marker of active glomerular disease.
EQA programs may be a valuable tool also to expand the knowledge about particles which are known only to specialists. In our program this is clearly demonstrated by the results obtained with the macrophage, which was almost totally misidentified when it was presented for the first time, but whose correct identification increased by 33,5% when it was presented for the second time.
EQA programs may also be used as a tool to improve the knowledge of the clinical implications of the laboratory tests. The results obtained by our program with the first two clinical cases presented confirm the validity of this statement.
For all these reasons more EQA programs on urinary sediment should be set up, and the participation to them should encouraged and sustained, especially bi scientific society of Laboratory medicine.
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