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© 2007 Prentice Hall Inc. All rights reserved.
Basic Approaches to Leadership
Chapter TWELVE
© 2007 Prentice Hall Inc. All rights reserved.
What Is Leadership?What Is Leadership?
Leadership
The ability to influence a group toward the achievement of goals.
Management
Use of authority inherent in designated formal rank to obtain compliance from organizational members.
1-3
Introduction Introduction
Researchers have been trying to answer these questions for years:– What does it take to be a successful leader?– What is the most effective leadership style?
Early studies were based on two theories:– Trait Theory (focuses on leader qualities)– Behavior Theory (focuses on leader actions)
© 2007 Prentice Hall Inc. All rights reserved.
Trait TheoriesTrait Theories
Leadership TraitsLeadership Traits::
• ExtraversionExtraversion
• ConscientiousnessConscientiousness
• Openness Openness
• Emotional Emotional IntelligenceIntelligence
Leadership TraitsLeadership Traits::
• ExtraversionExtraversion
• ConscientiousnessConscientiousness
• Openness Openness
• Emotional Emotional IntelligenceIntelligence
Traits Theories of Leadership
Theories that consider personality, social, physical, or intellectual traits to differentiate leaders from nonleaders.
© 2007 Prentice Hall Inc. All rights reserved.
Trait TheoriesTrait Theories
LimitationsLimitations::
• No universal traits found that predict No universal traits found that predict leadership in all situations.leadership in all situations.
• Unclear evidence of the cause and effect Unclear evidence of the cause and effect of relationship of leadership and traits.of relationship of leadership and traits.
• Better predictor of the appearance of Better predictor of the appearance of leadership than distinguishing effective leadership than distinguishing effective and ineffective leaders.and ineffective leaders.
LimitationsLimitations::
• No universal traits found that predict No universal traits found that predict leadership in all situations.leadership in all situations.
• Unclear evidence of the cause and effect Unclear evidence of the cause and effect of relationship of leadership and traits.of relationship of leadership and traits.
• Better predictor of the appearance of Better predictor of the appearance of leadership than distinguishing effective leadership than distinguishing effective and ineffective leaders.and ineffective leaders.
Trait ApproachTrait Approach
Traits (examples)– Extraversion– Conscientiousness– Openness – Emotional Intelligence
Assumption: Leaders are born Goal: Select leaders Problems
– Traits do not generalize across situations– Better at predicting leader emergence than leader
effectiveness
1-7
Leadership Trait Theory Leadership Trait Theory
Sir Francis Galton– One of the earliest leadership theorists– Wrote “Hereditary Genius” pub. 1869– Believed leadership qualities were genetic
This theory assumes physical and psychological characteristics account for effective leadership– Basic intelligence– Clear and strong values– High personal energy
1-8
Leadership Trait Theory Leadership Trait Theory
Edwin Gheselli identified six traits for effective leadership:– Need for achievement– Intelligence– Decisiveness– Self-confidence– Initiative– Supervisory ability
Strength of Trait Approach Strength of Trait Approach Strength of Trait Approach Strength of Trait Approach
Intuitively appealing Century of research to support itGives us ideas of what we need to
look for in our leaders
WeaknessesWeaknesses WeaknessesWeaknesses
Subjective & ambiguous, uncertain at times
Fails to take situations into account
Too extensive and broadFocus solely on leader and not
the outcome of a particular trait
Skills ApproachSkills ApproachSkills ApproachSkills Approach
What leaders can do?
First approach to conceptualize & create a structure of process of leadership around skills
Describing leadership in terms of skills makes leadership available to everyone
Provides an expansive view of leadership that incorporates wide variety of components (i.e., problem-solving skills, social judgment skills)
Provides a structure consistent with leadership education programs
Strengths of Skills ApproachStrengths of Skills Approach
Breadth of the skills approach appears to extend beyond the boundaries of leadership, making it more general/less precise
Weak in predictive value; does not explain how skills lead to effective leadership performance
Skills model includes individual attributes that are trait-like
Criticisms of Skills ApproachCriticisms of Skills Approach
The Skills Approach provides a way to delineate the skills of a leader
It is applicable to leaders at all levels within the organization
The model can be tested with small and large organizations.
Skills inventory scores allow leaders to learn about areas in which they may wish to seek further training
Application of Skills ApproachApplication of Skills Approach
Style / Behavioral Style / Behavioral Approach Approach
Style / Behavioral Style / Behavioral Approach Approach
How leaders act / behave?
Leaders can be trained
© 2007 Prentice Hall Inc. All rights reserved.
Behavioral TheoriesBehavioral Theories
• Behavioral theory:Behavioral theory:LLeadership behaviors can be eadership behaviors can be taught.taught.
Vs. Vs.
Trait theory:Trait theory:Leaders are born, not made.Leaders are born, not made.
• Behavioral theory:Behavioral theory:LLeadership behaviors can be eadership behaviors can be taught.taught.
Vs. Vs.
Trait theory:Trait theory:Leaders are born, not made.Leaders are born, not made.
Behavioral Theories of Leadership
Theories proposing that specific behaviors differentiate leaders from nonleaders.
Behavioral ApproachBehavioral Approach
Ohio State Studies/U. of Michigan
– Initiating Structure/Production Orientation– Consideration/Employee Orientation
Assumption: Leaders can be trained Goal: Develop leaders Problem: Effective behaviors do not generalize across
situations
Style / Behavioral ApproachStyle / Behavioral Approach
Leadership is composed of two general kinds of behaviours:
– Task behaviours: facilitate goal accomplishment by helping group members to achieve their objectives
– Relationship behaviours: help subordinates feel comfortable with themselves, each other & the situation
© 2007 Prentice Hall Inc. All rights reserved.
Ohio State StudiesOhio State Studies
Initiating Structure
The extent to which a leader is likely to define and structure his or her role and those of sub-ordinates in the search for goal attainment.
Consideration
The extent to which a leader is likely to have job relationships characterized by mutual trust, respect for subordinate’s ideas, and regard for their feelings.
© 2007 Prentice Hall Inc. All rights reserved.
University of Michigan StudiesUniversity of Michigan Studies
Employee-Oriented Leader
Emphasizing interpersonal relations; taking a personal interest in the needs of employees and accepting individual differences among members.Production-Oriented Leader
One who emphasizes technical or task aspects of the job.
© 2007 Prentice Hall Inc. All rights reserved.
The Managerial
Grid(Blake and Mouton)
The Managerial
Grid(Blake and Mouton)
E X H I B I T 12–1E X H I B I T 12–1
Sweat ShopAuthority-ComplianceEfficiency in results,
minimum human elements interference
Status QuoMiddle-of-the-Road
Adequate performance while balancing work and
employee morale
ImpoverishedExertion of minimum effort for
required work
Country ClubAttention to
needs of people,
friendly work tempo
Fully Functioning
TeamWork done
thru committed
people, trust & respect
1-24
Managerial Grid Managerial Grid
Major management styles and concerns:
– Impoverished: low production, low people
– Sweatshop: high production, low people
– Country Club: high people, low production
– Status Quo: medium production, medium people
– Fully Functioning: high production, high people
Can leaders switch..?Can leaders switch..?
Oh, yes
Paternalism / Maternalism = the benevolent dictator – acts nice but is only really interested in the outcome; treats people as if they are dissociated from the task
Opportunism = Uses any combination of the basic five styles for personal advancement
Marked a major shift in the general focus of leadership research behaviours
Focuses on what leaders did and how they acted rather than personal characteristics.
Identified task and relationship behaviours form the core of the leadership process.
Provides a broad conceptual map to understand the complexities and provide opportunity to assess actions and subsequently change leadership style.
26
Strengths of Style ApproachStrengths of Style Approach
Research on styles has not adequately shown how leaders styles are associated with performance outcome
Failed to find a universal style of leadership that could be effective in almost every situation.
Unclear whether high-high style is the best style in every situation.
27
Criticism of Style ApproachCriticism of Style Approach
Style approach applies to nearly everything a leader does.
Can be applied at all levels in all types of organizations by:
- Questionnaires that assess task and relationship behaviours
- Grid seminars
28
Application of Style ApproachApplication of Style Approach
Situational ApproachSituational ApproachSituational ApproachSituational Approach
Match with subordinates needs
Situational ApproachSituational Approach
Centered on the idea that subordinates vacillate along the developmental continuum of competence and commitment
Leader effectiveness depends on:
– assessing subordinate’s developmental position
– adapting his/her leadership style to match subordinate developmental level
S3
S1S4
S2
Low Supportive and Low DirectiveBehavior
High Directive and Low SupportiveBehavior
High Directive and High SupportiveBehavior
High Supportive and Low DirectiveBehavior
(B) DEVELOPMENT LEVEL OF FOLLOWER(S)DEVELOPED DEVELOPING
HIGH LOWMODERATE
D4 D1D2D3
(A) THE FOUR LEADERSHIP STYLES
DIRECTIVE BEHAVIOR
(High)
(High)(Low)
SUPPORTIVE BEHAVIOR
Levels of Development
• D1 - “Enthusiastic Beginner”
• D2 - “Disillusioned Learner”
• D3 - “Reluctant Contributor”
• D4 - “Peak Performer”
Low CompetenceHigh Commitment
Some CompetenceLow Commitment
Mod-High CompetenceMay Lack Commitment
High CompetenceHigh Commitment
Levels of Development
• D1 - “Enthusiastic Beginner” Directing S1
• D2 - “Disillusioned Learner” Coaching S2
• D3 - “Reluctant Contributor” Supporting S3
• D4 - “Peak Performer” Delegating S4
Low CompetenceHigh Commitment
Some CompetenceLow Commitment
Mod-High CompetenceMay Lack Commitment
High CompetenceHigh Commitment
Strengths of Situational ApproachStrengths of Situational Approach
Marketplace approval credible model for training employees to become effective leaders.
Practicality straightforward approach that is easily understood and applied in a variety of settings.
Prescriptive value clearly outlines what you should and should not do in various settings.
Leader flexibility stresses that effective leaders are those who can change their style based on task requirements and subordinate needs.
Differential treatment based on the premise that leaders need to treat each subordinate according to his/her unique needs.
Criticisms of Situational ApproachCriticisms of Situational Approach
Lack of an published research raises concerns regarding the validity of the approach
Further research is required to determine how commitment and competence are conceptualized for each developmental level
Does not account for how particular demographics influence the leader-subordinate prescriptions of the model
Fails to adequately address the issue of one-to-one versus group leadership in an organizational setting
ApplicationApplication
Often used in consulting because it’s easy to conceptualize and apply
Straightforward nature makes it practical for managers to apply
Breadth of situational approach facilitates its applicability in virtually all types of organizations and levels of management in organizations
Contingency Contingency TheoryTheory
Contingency Contingency TheoryTheory
Leader – Match Theory
© 2007 Prentice Hall Inc. All rights reserved.
CONTINGENCY THEORIESCONTINGENCY THEORIES
All Consider the Situation– Fiedler’s Contingency Model– Cognitive Resource Theory – Hersey and Blanchard’s Situational Leadership
Model– Path Goal Theory
Assumptions underlying the different models:Fiedler: Leader’s style is fixedOther’s: Leader’s style can and should be changed
Contingency TheoryContingency Theory
Most widely recognized one is Fiedler’s theory (1964) Fiedler believed that a person’s dominant leadership
style is a relatively fixed part of his personality, and is therefore difficult to change.
Effective leadership is contingent (dependant) on good match between leadership styles and situation.
LeadershipStyle
Situation
PhilosophyPhilosophy
1. All leaders are not effective in all situations
2. If the leadership style is a good match for the situation, then the leader will be effective
3. If the leadership style does not match the situation, then the leader will probably fail
Leadership Styles(According to Fiedler’s Theory)
Leadership Styles(According to Fiedler’s Theory)
1. Task Motivated 2. Relationship Motivated
Leadership style assessed through:Least Preferred Co-worker (LPC) Scale
LPC Score InterpretationLPC Score Interpretation
Score 73 or above = Relationship-motivated leader
(High LPC)
Score 64 or below = Task-motivated leader
(Low LPC)
Score is 65 to 72 = Mixture of both?
(Middle LPC)
Favorable---------------------Least favorable
1. Leader-member relations
2. Task structure
3. Position power
Situational VariablesSituational Variables
Group atmosphere, Degree of confidence, Loyalty, Attraction
Good Relationship• Group atmosphere
is positive• Subordinates trust,
like and get along with their leader
Bad Relationship• Group atmosphere
is unfriendly• Friction between
subordinates and leader
Leader Member RelationsLeader Member Relations
Highly Structured----------------Low Structure
High Structure• Clearly stated tasks • Few alternatives for
task accomplishment • Task completion can
be demonstrated• Few correct solutions
to task
Low Structure • No set rules to follow• Many alternative ways
to do a task• Can not verify the
correctness of task
Task StructureTask Structure
Authority of Leader
Strong• Can reward or
punish • Can hire or fire• Can give raise, rank
or pay
Weak• Can not reward or
punish • Can not hire or fire• Can not give raise,
rank or pay
Position PowerPosition Power
Contingency Model Leader-Member
Relations
Good Poor
Task Structure
High Structure
Low Structure
High Structure
Low Structure
Position Power
Strong Power
Weak Power
Strong Power
Weak Power
Strong Power
Weak Power
Strong Power
Weak Power
Preferred Leadership
Style
1 2 3
Low LPCs (≤ 57 )
Middle LPCs (58 – 63)
Task Task MotivatedMotivated
4 5 6 7
High LPCs (≥ 64)
Relationship MotivatedRelationship Motivated
8
Low LPCs(≤ 57 )
Task Task MotivatedMotivated
1. It is supported by great deal of empirical research
2. It is the first theory to emphasize impact of situation on leaders
3. It is predictive of leadership effectiveness
4. Does not demand that that the leader fit and be effective in every situation
5. Provides useful leadership profile data
Strengths of Contingency TheoryStrengths of Contingency Theory
1. Does not adequately explain the link between styles and situations
2. Relies on LPC scale, which has a has low face validity and workability
3. Difficult to use in on-going organizations
4. Does not provide a remedy or solution; demands change of the leader / situation!
Weaknesses of Contingency TheoryWeaknesses of Contingency Theory
Explain the in-effectiveness of highly conscientious, loyal and hard working leaders in certain situations
Predict the effectiveness of a leader on changing him from one position to another in the same institution
To make management changes in the organizations to guarantee a good fit between the existing manager and particular work context
Application of Contingency TheoryApplication of Contingency Theory
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Cognitive Resource TheoryCognitive Resource Theory
Research Support:
• Less intelligent individuals perform better in leadership roles under high stress than do more intelligent individuals.
• Less experienced people perform better in leadership roles under low stress than do more experienced people.
Research Support:
• Less intelligent individuals perform better in leadership roles under high stress than do more intelligent individuals.
• Less experienced people perform better in leadership roles under low stress than do more experienced people.
Cognitive Resource Theory
A theory of leadership that states that the level of stress in a situation is what impacts
whether a leader’s intelligence or experience will be more effective.
Contingency Approach: Hersey & Blanchard Situational Model
Contingency Approach: Hersey & Blanchard Situational Model
Considers Leader Behaviors (Task & Relationship) – Assumes Leaders CAN change their behaviors
Considers Followers as the Situation– Follower Task maturity (ability & experience)– Follower Psychological maturity (willingness to take
responsibility)
Assumptions
–Leaders can and should change their style to fit their followers’ degree of readiness (willingness and ability)
–Therefore, it is possible to TRAIN leaders to better fit their style to their followers.
© 2007 Prentice Hall Inc. All rights reserved.
Hersey and Blanchard’s Situational Leadership Theory
Hersey and Blanchard’s Situational Leadership Theory
Situational Leadership Theory (SLT)
A contingency theory that focuses on followers’ readiness; the more “ready” the followers (the more willing and able) the less the need for leader support and supervision.
LOW Amount of Follower Readiness HIGH
Amount of Leader Support &
Supervision Required HIGH LOW
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Leadership Styles and Follower Readiness(Hersey and Blanchard)
Leadership Styles and Follower Readiness(Hersey and Blanchard)
WillingUnwilling
Able
Unable ?? ??
????
Follower Readiness
LeadershipLeadershipStylesStyles
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Leadership Styles and Follower Readiness(Hersey and Blanchard)
Leadership Styles and Follower Readiness(Hersey and Blanchard)
WillingUnwilling
Able
Unable DirectiveDirective
??
????
Follower Readiness
LeadershipLeadershipStylesStyles
© 2007 Prentice Hall Inc. All rights reserved.
Leadership Styles and Follower Readiness(Hersey and Blanchard)
Leadership Styles and Follower Readiness(Hersey and Blanchard)
WillingUnwilling
Able
Unable DirectiveDirective
High TaskHigh Taskand and
Relationship Relationship OrientationsOrientations
????
Follower Readiness
LeadershipLeadershipStylesStyles
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Leadership Styles and Follower Readiness(Hersey and Blanchard)
Leadership Styles and Follower Readiness(Hersey and Blanchard)
WillingUnwilling
Able
Unable DirectiveDirective
High TaskHigh Taskand and
Relationship Relationship OrientationsOrientations
Supportive Supportive Participative Participative ??
Follower Readiness
LeadershipLeadershipStylesStyles
© 2007 Prentice Hall Inc. All rights reserved.
Leadership Styles and Follower Readiness(Hersey and Blanchard)
Leadership Styles and Follower Readiness(Hersey and Blanchard)
WillingUnwilling
Able
Unable DirectiveDirective
High TaskHigh Taskand and
Relationship Relationship OrientationsOrientations
Supportive Supportive Participative Participative MonitoringMonitoring
Follower Readiness
LeadershipLeadershipStylesStyles
© 2007 Prentice Hall Inc. All rights reserved.
Leader–Member Exchange TheoryLeader–Member Exchange Theory
Leader-Member Exchange (LMX) Theory
•Leaders select certain followers to be “in” (favorites)
Based on competence and/or compatibility & similarity to leader
•“Exchanges” with these “In” followers will be higher quality than with those who are “Out”
•RESULT: “In” subordinates will have higher performance ratings, less turnover, and greater job satisfaction
© 2007 Prentice Hall Inc. All rights reserved.
Leader-Member Exchange TheoryLeader-Member Exchange Theory
E X H I B I T 12–3E X H I B I T 12–3
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Path-Goal TheoryPath-Goal Theory
Premise
• Leader must help followers attaining goals and reduce roadblocks to success
•Leaders must change behaviors to fit the situation (environmental contingencies & subordinate contingencies)
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The Path-Goal TheoryThe Path-Goal Theory
E X H I B I T 12–4E X H I B I T 12–4
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Leader-Participation ModelLeader-Participation Model
Premise:
•Rule based decision tree to guide leaders about when and when not to include subordinate participation in decision making
•Considers 12 contingency variables to consider whether or not to include subordinates in decision making
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Contingency Variables in the Revised Leader-Participation Model
Contingency Variables in the Revised Leader-Participation Model
E X H I B I T 12–5E X H I B I T 12–5
1. Importance of the decision
2. Importance of obtaining follower commitment to the decision
3. Whether the leader has sufficient information to make a good decision
4. How well structured the problem is
5. Whether an autocratic decision would receive follower commitment
6. Whether followers “buy into” the organization’s goals
7. Whether there is likely to be conflict among followers over solution alternatives
8. Whether followers have the necessary information to make a good decision
9. Time constraints on the leader that may limit follower involvement
10. Whether costs to bring geographically dispersed members together is justified
11. Importance to the leader of minimizing the time it takes to make the decision
12. Importance of using participation as a tool for developing follower decision skills
Case StudiesCase Studies
Analyze the leadership based on the different approaches you have learnt.
Which approach fits best in this case and why?
If you were in this position, which leadership approach you should have used? And why?
© 2007 Prentice Hall Inc. All rights reserved.
Which leadership theory (ies)
say(s) that a leader cannot be
trained?
Ohio State ModelOhio State Model
Fiedler’s Contingency TheoryFiedler’s Contingency Theory
U. Of Michigan StudiesU. Of Michigan Studies
Path Goal Theory Path Goal Theory
All of the aboveAll of the above
Chapter Check-Up: Leadership
© 2007 Prentice Hall Inc. All rights reserved.
Which leadership theory (ies) say(s)
that a leader cannot be trained?
Chapter Check-Up: Leadership
Fielder’s Contingency Theory is the only one which says a
leader’s style is fixed and cannot be trained. But, what do all of
the theories above have in common?
Ohio State ModelOhio State Model
Fiedler’s Contingency TheoryFiedler’s Contingency Theory
U. Of Michigan StudiesU. Of Michigan Studies
Path Goal Theory Path Goal Theory
All of the aboveAll of the above
© 2007 Prentice Hall Inc. All rights reserved.
Chapter Check-Up: Leadership
What one theory discussed in this chapter could What one theory discussed in this chapter could
readily explain how leaders often act towards readily explain how leaders often act towards
their followers in “Boot Camp” and why it may be their followers in “Boot Camp” and why it may be
very effective? very effective?
Hersey and Blanchard’s Situational Leadership Theory explains
that when followers are unwilling and unable, as many newly
enlisted Boot Camp attendees are, the leader should be highly
focused on providing task-based behaviors and not relationship-
based behaviors.
Behavior Behavior
BehaviorBehavior
(B) DEVELOPMENT LEVEL OF FOLLOWER(S)DEVELOPED DEVELOPING
HIGH LOWMODERATE
(A) THE FOUR LEADERSHIP STYLES
____________BEHAVIOR
(High)
(High)(Low)
BEHAVIOR