C SMS Manual29aug13

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AIRPORTS AUTHORITY OF INDIA Corporate Safety Management System Manual (C-SMSM) Document Number: AAI-SAF-001 Accepted by: DGCA India Approved by: Chairman AAI Prepared by: Executive Director (AVS) AAI Issue Number: Version 3 Issue 2 Issue Date: 20 May 2013 © Airports Authority of India All Rights Reserved

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ICAO

Transcript of C SMS Manual29aug13

  • AIRPORTS AUTHORITY

    OF INDIA

    Corporate

    Safety Management System Manual

    (C-SMSM)

    Document Number: AAI-SAF-001

    Accepted by:

    DGCA India

    Approved by:

    Chairman AAI

    Prepared by:

    Executive Director (AVS) AAI

    Issue Number: Version 3 Issue 2 Issue Date: 20 May 2013

    Airports Authority of India All Rights Reserved

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    DISTRIBUTION LIST - CORPORATE SMS MANUAL

    A. Controlled Copy

    Controlled Copy No.

    Holder of the Controlled Copy Date of

    Dispatch Remarks

    Master Copy

    Executive Director(Aviation Safety)

    1 DGCA, New Delhi

    2 Chairman, AAI, New Delhi

    3 Member(ANS)

    4 Member (Ops.)

    5 Member(Planning)

    6 Member(HR)

    7 Member(Finance)

    8 Executive Director(ATM)

    9 Executive Director(CNS-OM)

    10 Executive Director(Planning)

    11 Executive Director(CNS-Planning)

    12 Executive Director(Engineering)

    13 Executive Director (Ops.)

    14 Regional Executive Director (NR)

    15 Regional Executive Director (WR)

    16 Regional Executive Director (SR)

    17 Regional Executive Director (ER)

    18 Regional Executive Director (NER)

    B. Electronic Copy

    An electronic copy of Corporate SMS Manual has been uploaded on AAI internal portal, Infosaarthee, under Aviation Safety Directorate and AAI website. A downloaded copy of Corporate SMS Manual from this portal shall be an uncontrolled copy and responsibility of its currency shall lie on the holder of that copy.

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    PREFACE

    Airports Authority of India developed its first Corporate Safety Management System Manual in 2005. This manual was developed on the basis of best industry practices and contained all the elements present in the then draft Safety Management Manual issued by ICAO.

    ICAO published its first edition of Safety Management Manual (Doc. 9859) in 2006. Accordingly, Airports Authority of India revised its Corporate Safety Management Manual in 2009 as per ICAO SMS framework. This Corporate Safety Management Manual was approved by AAI Board in its 130th meeting and the same was accepted by DGCA.

    The DGCA issued a Civil Aviation Requirement Section 1 General Series C Part I on July 20, 2010 for the Establishment of a Safety Management System (SMS) based on the guidelines contained in the second edition of Safety Management Manual (Doc 9859), which was published by ICAO in 2009. It details the various requirements that need to be fulfilled for establishing a SMS and calls for a phase wise implementation of SMS.

    The first phase of SMS implementation was successfully completed by AAI in 2010 wherein the Safety Policy & Objectives of AAI were revised. Gap analysis with regulatory requirements & SMS Implementation Plan were also prepared and approved by AAI Board. Most of the elements required for the other phases of SMS Implementation are already in place and are being followed in AAI. The Safety Management Manual of AAI has now further been revised and redesigned as per the DGCA CAR and is being issued as third version or edition. It contains all the components and elements of SMS as envisaged by DGCA CAR. The DGCA accepted AAI corporate SMS manual on 20th May, 2013.

    Safeties accountabilities, responsibilities and authorities of top management of AAI have been defined, documented and have been included in the revised version of the Corporate Safety Management manual. The Manual has also been simplified for easy reading and an effort has also been made to make its practices and procedures user friendly.

    The purpose of this document is to assist AAI in complying with all national regulations on SMS and details practices and procedures to meet these regulations. The attachments to this Manual provide helpful tool and templates to complete this job.

    I, therefore, call upon all the employees of AAI to comply with all the national regulations on SMS and follow the practices and procedures of SMS as given in our Manual to enhance safety in our organization.

    (V.P. AGRAWAL)

    Chairman

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    AMENDMENT RECORD

    On receipt of each new amendment to this document, the holder must complete all details on the amendment record sheet below.

    Amendment Number

    Section Amended Amended

    by Date

    Version 1- Issue 1

    Initial Issue 25/11/2005

    Version 2 Issue 1

    Second edition ASD 20/05/2009

    Version 3 Issue 1

    Third Version ASD 12/06/2012

    Version 3 Issue 2

    Issue-2 ASD 20/05/2013

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    CORPORATE SAFETY MANAGEMENT

    DOCUMENTATION LIST

    Document Number

    Title Description

    000 Series 001-099

    Safety Management System Manuals [Corporate Safety Management System Manual (C-SMSM) and Safety Management System Manuals (SMSM) of Licensed Aerodromes and/or Unit/Location]

    To be Registered by Aviation Safety Directorate

    100 Series 100-199

    Corporate Safety Management Documents and Forms

    To be Registered by Aviation Safety Directorate

    200 Series 200-299

    Other Corporate Documents To be Registered by Aviation Safety Directorate

    Series 001-099

    SMSM

    Description

    AAI-SAF-001

    Corporate SMS Manual Corporate Safety Management System Manual

    AAI-SAF-0XX

    SSMM Safety Management System Manual-

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    CORPORATE SAFETY MANAGEMENT

    DOCUMENTATION LIST (Contd)

    Series 100-199 Corporate Safety Management Documents & Forms

    Document No.

    Title Description

    AAI-SAF-100 AAI Air Traffic Incident Report Form Incident report

    AAI-SAF-101 AAI Event Report Form AAI Event Report

    AAI-SAF-102 AAI Confidential Reporting Form AAI Confidential Report

    AAI-SAF-103 SCARS form

    Safety Case Assessment and Reporting System Form

    AAI-SAF-104 Safety Risk Assessment Preparation SRA Preparation

    AAI-SAF-105 Safety Risk Assessment Practices SRA Practices

    AAI-SAF-106 Aviation Safety Audit Manual Audit Manual

    AAI-SAF-107 Spare

    Possibly Incident/ Event/Safety concern Reporting Procedures

    AAI-SAF-108 HAZLOG Business Rules HAZLOG Procedures

    AAI-SAF-109 Spare Possibly Human Factors Manual

    AAI-SAF-110 Safety Plan All Phases Safety Plan all Phases

    AAI-SAF-111 Safety Case Concept and Design SC Concept/Design

    AAI-SAF-112 Safety Case Implementation SC Implementation

    AAI-SAF-113 Safety case All Phases SC All phases

    AAI-SAF-114 ASD Review of Safety Plan ASD Review of SP

    AAI-SAF-115 ASD Review of Concept Design Safety Case

    ASD Review of Concept Design SC

    AAI-SAF-116 ASD Review of Implementation Safety Case

    ASD Review of Implementation SC

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    CORPORATE SAFETY MANAGEMENT

    DOCUMENTATION LIST (Contd)

    Series 100-199 Corporate Safety Management Documents & Forms

    Document No.

    Title Description

    AAI-SAF-117 ASD Review of All Phases Safety Case ASD Review of All Phases Safety Case

    AAI-SAF-118 Issues Reporting Form ASD Issues Report Form

    AAI-SAF-119 Bird strike Form Bird strike Form

    AAI-SAF-120 Audit notification form Audit notification form

    AAI-SAF-121 Audit Meeting Opening form Audit Meeting Opening form

    AAI-SAF-122 Audit Summary of findings Summary of audit findings

    AAI-SAF-123 Audit Plan Generic Audit Plan Generic

    AAI-SAF-124 Audit Request for Corrective Action (RCA) form

    Request for Corrective Action form

    AAI-SAF-125 Audit Report Audit Report

    AAI-SAF-126 Audit Feedback Questionnaire Audit Feedback Questionnaire

    AAI-SAF-127 Hazard Reporting Form Hazard Reporting Form

    Series 200-299 Other Corporate Documentation

    Document No.

    Title Description

    AAI-SAF-200 Spare Possibly Corporate Document Control Manual

    AAI-SAF-201 Spare Possibly Issue Tracking Rules

    AAI-SAF-202 Spare Possibly Fault Reporting Rules

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    TABLE OF CONTENTS

    Chapter Glossary of Terms Page No.

    0 Overview 0-1 to 0-13

    1 Safety Policy and Safety Objectives 1-1 to 1-4

    2 System Description 2-1 to 2-4

    3 Safety Responsibilities, Accountabilities and Authorities

    3-1 to 3-28

    4 Key Safety Personnel 4-1 to 4-10

    5 Documentation Control 5-1 to 5-6

    6 Emergency Response Planning 6-1 to 6-4

    7 Hazard Identification and Safety Risk Management 7-1 to 7-16

    8 Safety Performance Monitoring 8-1 to 8-12

    9 Safety Audits 9-1 to 9-6

    10 Change Management 10-1 to 10-14

    11 Safety Training, Competency and Education 11-1 to 11-4

    12 Safety Promotion and Culture 12-1 to 12-4

    Attachments

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    GLOSSARY OF TERMS

    AAI Airports Authority of India ADMN Administration AEMC Aerodrome Environment Management Committee AGM Assistant General Manager AIP Aeronautical Information Publication AMSS Automatic Message Switching System ANS Air Navigation Services ASD Aviation Safety Directorate ATCAS Air Traffic Control Automation System ATCO Air Traffic Control Officer ATM Air Traffic Management BCAS Bureau of Civil Aviation Security CHQ Corporate Headquarters CISF Central Industrial Security Forces CNS Communication, Navigation and Surveillance DGCA Director General of Civil Aviation DGM Deputy General Manager DMS Data Management System EA Engineering Authority ED Executive Director FIR Flight Information Region GFS Ground & Flight Safety GM General Manager HAZLOG Hazard Log or Data Base or Electronic Data Base of Hazards HOD Head of Department HR Human Resources ICAO International Civil Aviation Organisation IGI Indira Gandhi International Jt.GM Joint General Manager LOA Letter of Agreement LVP Low Visibility Procedures

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    MATS Manual of Air Traffic Services NOC No Objection Certificate NOTAM Notice to Airmen OA Operating Authority OJT On-the-job-training OPS Operations ORA Operational Risk Assessment OT Operational Training PIR Post Implementation Review QA Quality Assurance RCA Request for Corrective Action RED Regional Executive Director RTC Regional Training Centre SARPS Standards and Recommended Practices SC Safety Case SDD Situation Data Display SR Senior SQMS Standards, Quality Management & Safety SCARS Safety Case Assessment and Reporting System SM Senior Manager SMM Safety Management Manual SMS Safety Management System SRA Safety Risk Assessment SSMM Station Safety Management Manual SSO Shift Supervisory Officer VCCS Voice Control and Communication System VIP Very Important Person VVIP Very Very Important Person WSO Watch Supervisory Officer

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    BASIC FEATURES OF THE MANUAL

    A. Purpose of the Manual

    The purpose of this document is to provide guidance for the establishment of Safety Management System in Airports Authority of India in accordance with ICAO and DGCA regulations and guidelines. This manual sets Safety Requirements which must be met to achieve this objective. It also details the practices, processes and procedures to achieve these Safety Requirements, which are essential for the safe and efficient Air Navigation Services in Indian administered air space and at airports, where services are provided by AAI. It is published for the use and guidance of AAI personnel.

    B. Structure of the Manual

    Each chapter in this Safety Management Manual is structured with the following sections:

    Section 1 - Chapter Overview

    Brief explanation and overview of the chapter

    Section 2 - References and Definitions

    Applicable AAI, DGCA and ICAO References and definitions of the terms used in the chapter.

    Section 3 - Safety Requirements

    What must be done (In RED colour)

    Section 4 - Practices and Procedures

    How it should be done

    Section 5 - Attachments

    Helpful tools and templates to complete the job

    C. Scheme of Safety Manuals in AAI

    An Air Traffic Service provider, a licensed aerodrome or an aerodrome applying for aerodrome licensing are required to establish and maintain Safety Management Manual as per DGCA CAR on SMS issued on 20th July, 2010.

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    Corporate SMS Manual has been developed for the Airports Authority of India and is applicable at all its locations/aerodromes and Air Navigation Services. The safety accountabilities, responsibilities and authorities of top management including Board Members of AAI have been documented in Corporate SMS Manual.

    Each licensed aerodrome, aerodrome applying for Aerodrome license and Air Traffic Service provider units are required to develop their Safety Management System (SMS) Manual. SMS Manual should document Safety Accountabilities, responsibilities and authorities of top Management of the aerodrome/location including all HODs. It may also include all local practices to improve and enhance safety that are being practiced at aerodrome/location.

    Where Airports Authority of India is providing both air navigation services and aerodrome operations, a single Safety Management System Manual covering both the aspects, may be developed.

    For larger aerodromes / locations separate Safety management System Manuals, one for Air Navigation Services and another for Aerodrome operations may be developed. Since some of the functions in the both Safety management System manuals may overlap, it shall be advisable to make these manuals compatible to each other and to the Safety management System Manual of other stakeholders.

    At Civil Enclaves managed by Airports Authority of India, the safety accountabilities, responsibilities and authorities of local management should be documented and Standard Operated Procedures (SOPs) may be developed for the operational area under the jurisdiction of Airports Authority of India. There is no need to prepare a separate Safety Management Manual; however, all guidelines contained in Corporate Management System Manual shall be followed.

    D. Scope of the Manual

    This SMS Manual applies to all Airports Authority of India (AAI) employees, and AAIs various directorates whose activities may directly or indirectly have a bearing on the safety of Air Traffic Services, Aeronautical Telecommunications Service or Aerodrome Operations.

    E. Limitations to the Scope of SMS

    This SMS Manual is NOT specifically designed to cover issues outside the scope of aviation hazards; such as occupational health and safety requirements, security requirements, or other non-airside activities such as

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    terminals. However, any facet of Terminal Building e.g. Aerobridges, design or structure which may directly or indirectly affect aircraft safety, shall be covered by this SMS.

    F. Review of the Manual

    The Safety Management System (SMS) Manuals shall be reviewed every 12 months.

    This review shall be conducted by Aviation Safety Directorate and shall consider the following points:

    Is there any evidence that the processes and procedures in the SMS Manual have contributed to a less safe situation?

    Is there evidence which indicates that SMS Manual requires improvement in any aspect?

    Is there evidence that the SMS Manual has contributed to an improvement in the overall safety culture and safety achievements of the organisation?

    What needs to be incorporated in the next version of the SMS Manual in order to achieve the aim of constant incremental improvement in the organisation?

    What housekeeping tasks are necessary for the Safety Management System Manual?

    What feedback has been received in the last year concerning the Safety Management System, the SMS Manual (including all its practices and procedures), and what needs to be done to improve the amount of feedback received?

    Assessment of impact upon introduction of any changes in ATS and Aerodrome system operations in the last year;

    Arrange for a review of the Safety Management System (SMS) Manuals of all licensed Aerodromes and other locations in coordination with their Safety Managers in order to identify:

    o any local safety issue in the SMS Manual that needs addressing;

    o any local deviation from the Corporate SMS Manual that is worthy of being incorporated into the Corporate SMS Manual; and

    Assess the validity of local differences between the Corporate SMS Manual and between other Units SMS Manuals nationally.

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    G. Upkeep of the Manual

    The Safety Management System (SMS), detailed in the Corporate SMS Manual, is designed in accordance with ICAO Doc. 9859 and DGCA CAR on Establishment of SMS, with the objective of managing the risks for the safe operation of aircraft which are associated with provision of Air Traffic Services, Aeronautical Telecommunications Services, and the Aerodrome Operations provided by Airports Authority of India.

    The Aviation Safety Directorate is responsible for the design, implementation, application, integrity and the ongoing maintenance of the Safety Management System in Airports Authority of India.

    For other Safety Manual Issues, it is preferable to report problems to concerned Safety Manager or Unit/Location In-charge, and Jt.GM/DGM (Aviation Safety) at Regional level in the first instance.

    It is the responsibility of all AAI personnel to notify the Aviation Safety Directorate of any errors, omissions or problems encountered with either the Corporate Safety Management System Manual (C-SMSM) or the Safety Management System Manual (SMSM) of a licensed Aerodrome or Location; or any problems encountered with the practical application of the Safety Management System (SMS).

    It is preferable to report problems to the concerned safety manager or Jt. GM/DGM (Aviation Safety) at Regional level in the first instance and if required may be forwarded to:

    Directorate of Aviation Safety Airports Authority of India

    Rajiv Gandhi Bhawan, Block C Safdarjung Airport

    New Delhi 110 003

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    CHAPTER 1 - SAFETY POLICY AND OBJECTIVES

    1.1 Chapter Overview

    1.1.1 This Chapter lays down the Safety Policy of AAI, which has been signed by the Accountable Executive of AAI. It shows the commitment of top management of AAI towards the goal of ensuring safety in all its core activities. The Safety Objectives linked to Safety Performance Indicators and Safety Targets have also been included in this chapter.

    1.2 References and Definitions

    1.2.1 References

    DGCA CAR Section 1 General Series-C Part-I on Establishment of Safety Management System

    ICAO Doc 9859 Safety Management Manual

    1.3 Safety Requirements

    1.3.1 Airports Authority of India shall define its Safety Policy including a clear statement about the provision of necessary resources for its implementation. The Safety Policy shall be signed by the Chairman of Airports Authority of India who is Accountable Executive of the organisation.

    1.3.2 The AAI shall establish its Safety Objectives for the SMS which will be linked to the Safety Performance Indicators, Safety Performance Targets and Action Plans of AAIs SMS.

    1.3.3 The Safety Policy and Objectives of AAI shall be reiterated in the Safety Management Manual of all AAI-owned aerodromes and/or locations.

    1.3.4 Each AAI-owned aerodrome/location may establish its own Safety Objectives in addition to the Safety Objectives of AAI based on their local Safety issues or concerns.

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    1.4 Practices and Procedures

    The Safety Policy and Safety Objectives of AAI have been approved by AAI Board in its 141st Board Meeting held on December 21, 2010 and has been signed by Chairman, AAI who is the Accountable Executive of AAI.

    1.4.1 Safety Policy

    We, in Airports Authority of India regard safety as our first priority and shall provide highest reasonable standard of safety within Air Navigation Services and Airport operations. We shall adopt, plan and establish an explicit, proactive and systematic Safety Management System for our core activities and shall review it periodically.

    All our employees without any exception are accountable and responsible for safety while delivering our service.

    Our commitment is to:

    Comply with and wherever possible exceed international and national standards, regulations & requirements and adopt best industry practices on safety

    Provide appropriate resources both human and financial necessary to support the implementation & management of safety

    Define, document and communicate throughout the organization the safety accountabilities, responsibilities and authorities of all its employees including all members of management

    Ensure that all our employees are adequately & appropriately trained for their roles & responsibilities, are competent in safety matters and continue to remain so, and are allocated only tasks commensurate with their skills

    Foster positive safety culture in which our employees are encouraged to report their safety concern or errors without the fear of any punitive action, however, an act of gross negligence or deliberate or willful disregard of safety rules and regulations shall be subject to disciplinary action

    Establish comprehensive procedures for reporting, collection, analyzing and storing of data on Hazards, incidents and accidents and shall strive for continual improvements through safety assurance

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    Ensure that the facilities, equipment and services provided by external suppliers or contractors meet the safety performance standards and requirements of our organization

    Share safety information generated by our internal reporting mechanism with all stake holders to improve aviation safety

    Review periodically our Safety Policy to ensure it remains relevant and appropriate to the functions of our Organization

    1.4.2 Safety Objectives

    Airports Authority of India shall:

    Ensure that Air Navigation Service is delivered in a manner where risk of any aircraft accident/incident is reduced to and maintained at or below As Low As Reasonably Practicable irrespective of the volume of air traffic

    Ensure that all navigational, communications and surveillance aids function as per design specifications and meet the required level of reliability and availability as defined by appropriate authority

    Ensure that safety is maintained at appropriate level in airside operations, including cargo operations at all aerodromes and identify & manage hazards in the operational area to keep risks to aircraft operations at minimum acceptable level

    Strive for safe apron where an accident and incidents are kept at minimum in spite of increase in traffic

    Ensure that all visual aids are maintained as per established standards and procedures

    Deliver accurate aeronautical data and information to all the users as and when they require

    Maintain the environment around the aerodrome to keep it free from any birds that may cause damage to the aircraft

    Conduct search and rescue coordination during emergency in an efficient and effective manner

    Provide an efficient Aerodrome Fire and Rescue response during emergencies

    Ensure the competency level all employees are maintained by adequate and appropriate refresher training

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    1.5 Attachments

    Nil

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    CHAPTER 2 SYSTEM DESCRIPTION

    2.1 Chapter Overview

    2.1.1 The system described for the purpose of SMS shall always be sub-system of some larger system. Even if it encompasses all services provided within all Indian FIRs, this can still be considered a sub-system of a larger regional system, which in turn is a sub-system of the Global system.

    2.1.2 This chapter describes the purpose, functions and the boundaries of the system. It also shows the functional chart of the organization. It describes the external interfaces and the environment in which the system operates.

    2.2 References and Definitions

    2.2.1 References

    DGCA CAR Section 1 General Series-C Part-I on Establishment of Safety Management System

    ICAO Doc 9859 Safety Management Manual

    2.3 Safety Requirements

    2.3.1 The system description shall include the following:

    a) the system interactions with other systems in the air transportation system

    b) the system functions

    c) required human performance considerations of the system operation

    d) hardware components of the system

    e) software components of the system

    f) related procedures that define guidance for the operation and use of the system

    g) operational environment; and

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    h) Contracted, subcontracted and purchased products and /or services.

    2.3.2 Airports Authority of India shall complete a system description as part of SMS documentation.

    2.3.3 Each Aerodrome/location shall also complete a system description and shall include it in its SMS documentation.

    2.4 Practices and Procedures

    2.4.1 Airports Authority of India is a Mini-ratna Public Sector Undertaking under the Ministry of Civil Aviation. It was formed by an Act of Parliament and came into existence on 1st of April, 1995. The top management of Airports Authority of India consists of Chairman and five whole time Board Members.

    2.4.2 AAI manages 115 Airports including 23 Civil Enclaves. AAI provides Air Navigation Services in air space measuring over 2.8 million square nautical miles which cover entire Indian airspace including all civil enclaves in the country. The airspace under the jurisdiction of AAI has been divided into four FIRs and five Regions. Each Region is headed by a Regional Executive Director.

    2.4.3 AAI is also responsible for providing Air Navigation Services at Greenfield airports, developed and operated by Private Operators and limited Navigation Services at Defence Airfields used for public transport, in India.

    2.4.4 The main functions of AAI inter-alia include construction, modification and management of passenger terminals, development and management of cargo terminals, development and maintenance of apron infrastructure including runways, parallel taxiways, apron etc., provision of Communication, Navigation & Surveillance which includes provision of DVOR, DME, ILS, ATC radars, visual aids, etc., provision of air traffic services, provision of passenger facilities and related amenities at its terminals thereby ensuring safe and secure operations of aircraft, passenger and cargo in the country.

    2.4.5 AAI provides Air Navigation Services and airport operations through a network of Communication, Navigation and Surveillance facilities throughout the country, by dedicated and appropriately trained and competent personnel, by following processes and procedures, as per the guidelines contained in National and International regulations on civil aviation.

    2.4.6 AAI imparts training through its own dedicated training institutions, i.e. Civil Aviation Training College, Allahabad for various operational

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    areas such as Air Traffic Control, Radars, Communications, etc and Aviation Management Training programmes and refresher courses run by Indian Aviation Academy. In addition, there are two dedicated institutes for training of fire personnel; viz. Fire Service Training School at Narayanpur near Kolkata and Fire Training Centre at New Delhi.

    2.4.7 AAI regularly interacts with number of International organizations, such as ICAO, FAA, Air Services Australia, NATS, CAAS, Aerothai, and European Union on civil aviation matters and to improve safety levels in our organization. AAI is also a member of global bodies, i.e. ACI (Airport Council International) and in CANSO (Civil Air Navigation Services Organization), we are founding Member & partner ANSP of Indian Ocean Strategic Partnership to Reduce Emissions (INSPIRE) Group.

    2.4.8 AAI maintains coordination with Defence Authorities for its Civil Enclave operations at Defence airfields, flexible use of Defence/Civil airspace and for Search & Rescue purposes.

    2.4.9 In order to further improve the Air Navigation Services, AAI and ISRO have jointly undertaken GPS added Geo Augmented Navigation (GAGAN) System. GAGAN is an augmented system to enhance the accuracy and integrity of GPS Signals to meet precision approach requirements in Civil Aviation.

    2.4.10 Some of the non-core activities like maintenance, housekeeping etc. are outsourced to external agencies by following the due processes and ensuring that the safety is not compromised.

    2.4.11 The functional chart of Airports Authority of India is given below:

    Chairman-

    AAI

    Member (Air

    Navigation

    Services)

    Member

    (Planning &

    Engineering)

    Member

    (Finance)

    Member

    (Human

    resources)

    Member

    (Opertaions)

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    2.5 Attachments

    Nil

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    CHAPTER 3 - SAFETY ACCOUNTABILITIES,

    RESPONSIBILITIES & AUTHORITIES

    3.1 Chapter Overview

    3.1.1 This chapter defines and documents the safety accountabilities, responsibilities and authorities of all members of management irrespective of their other functions as well as of all employees of AAI.

    3.2 References and Definitions

    3.2.1 References

    DGCA CAR Section 1 General Series-C Part-I on Establishment of Safety Management System

    ICAO Doc 9859 Safety Management Manual

    3.2.2 Definitions

    3.2.2.1 Accountability A relationship that exists between two people or groups of people, the person held accountable and the person to whom they are accountable.

    Accountability exists where:

    An outcome is defined Responsibility is clear; and Appropriate authority is granted.

    3.2.2.2 Responsibility The state of ownership resulting from the performance of an activity or action.

    3.2.2.3 Accountability versus Responsibility An employee is responsible for his/her actions in performing an activity whereas they are accountable to someone for the outcome of the activity being performed.

    3.2.2.4 Authority The power to give orders, directions and to make key decisions.

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    3.3 Safety Requirements

    3.3.1 Airports Authority of India shall identify the safety accountabilities, responsibilities and authorities of all members of management as well as of all employees, irrespective of other responsibilities.

    3.3.2 Safety accountabilities, responsibilities and authorities of management of AAI Aerodromes/Locations shall be documented in their SMMs.

    3.3.3 In some cases, specific safety responsibilities shall be documented for executive positions, while in other more generic responsibilities shall be documented for operational personnel.

    3.3.4 Safety related accountabilities; responsibilities and authorities shall not only be defined, documented but also communicated throughout the organisation.

    3.4 Practices and Procedures

    3.4.1 Safety Accountabilities, Responsibilities and Authorities of

    the Board Members

    3.4.1.1 Chairman of the Board

    Safety Accountability

    The Chairman is accountable to the Government of India for the safety management of airports and Air Navigation Services provided by Airports Authority of India to the aviation industry.

    Safety Responsibility

    In discharging this accountability, the Chairman is responsible for

    Ensuring the provision of facilities to facilitate safe navigation of aircraft within Indian-administered airspace in which AAI is responsible for such services

    Ensuring the provision of facilities to facilitate safe operation of aircraft at airports controlled by AAI

    Ensuring the provision of services for effecting obligations under the Chicago Convention or otherwise in relation to the safety, regularity or efficiency of Air Navigation

    Ensuring that in exercising its powers and performing its functions, AAI regards safety of air navigation as the most important consideration

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    Authorizing a safety management policy that indicates AAIs safety objectives and its commitment to safety

    Ensuring that a safety management system is maintained within AAI which achieves the safety management policy intent

    Assuming a leadership role to ensure commitment throughout the organization, particularly at senior management level, to the safety management policy intent and safety management system requirements

    Ensuring that AAIs managers and personnel are aware of and held accountable for their safety performance; and

    Ensuring that Safety Management System and operational performance of AAI are evaluated for effectiveness on a regular basis.

    Authority

    The Chairman has

    Full authority for human resources

    Authority for major financial issues

    Final authority over operations and appropriate refresher training.

    3.4.1.2 Member (ANS)

    Safety Accountability

    The Member (ANS) is accountable to the Chairman of the Board of AAI for the safe management of Air Navigation Services.

    Safety Responsibility

    The Member (ANS) is responsible for;

    Ensuring planning and management of airspace delegated to India and of Air Traffic Services for smooth traffic operations

    Assuming a leadership role to ensure commitment, to the safety management policy intent and safety management system requirements through the Air Navigation Services

    Ensuring that Air Navigation personnel are aware of and held accountable for their safety performance

    Ensuring the provision of air navigation services in accordance with the ICAO SARPS and national regulations

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    Ensuring the planning, procurement, installation, maintenance and operations of air navigation services infrastructure to facilitate the safe operation of aircraft at airports

    Ensuring planning and provision of logistic support to air traffic operations

    Ensuring planning, recruitment and training of manpower to facilitate the safe navigation of aircraft within AAI-controlled airspace and for safe operation of aircraft at AAI-controlled airports

    Ensuring that effective liaison and coordination is conducted between AAI and the Defence, Telecommunication, Meteorology department and State authorities relating to civil air traffic operations

    Ensuring that effective liaison and interaction is conducted with various agencies connected with Air Traffic Control Services, Air Navigation, Air Transport Operations and related areas e.g. ICAO, European Union, FAA, CANSO, ITU, IATA, IFALPA, etc. and other Air Navigation Provider

    Organisation and operation of Aeronautical Information Services including maps and charts

    Planning, management and operation of Flight Inspection Unit

    Coordination and formulation of air navigation charges for the provision of air navigation and flight calibration services; and

    Management of Civil Aviation Training College and other associated training establishments.

    Authority

    As per delegation of power

    3.4.1.3 Member (Operations)

    Safety Accountability

    The Member (Operations) is accountable to the Chairman of the Board of AAI for the safe management of AAI owned Airports and Civil Enclaves.

    Safety Responsibility

    In discharging this accountability, the Member (Operations) is responsible for:

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    Ensuring upkeep and maintenance of infrastructure at airside including airport ground lighting services, terminal building and city side

    Assuming a leadership role to ensure commitment, to the safety management policy intent and safety management system requirements

    Ensuring that all Operational personnel are aware of and held accountable for their safety performance throughout the airport management

    Ensuring adherence of ICAO SARPS and national regulations in airport management

    Ensuring planning, provision, maintenance and operation of infrastructure and equipment for safety, fire and rescue services including vehicles for operational activities at the airports

    Management of fire training institutes

    Airport capacity assessment, slot allocation, airside management including apron control

    Ensuring control of obstacles in and around AAI-owned aerodromes

    Ground handling, cargo activities, commercial and land matters and security arrangements at AAI-owned aerodromes

    Ensuring effective interaction and liaison with State Authorities, Law and Order agencies, Airlines, Operators and agencies dealing with cargo operation

    Ensuring that effective interaction and liaison is conducted with various agencies connected with air transport operations and related areas including ICAO, ACI, etc. and other agencies; and

    Ensuring introduction and spread of information technology to improve safety level in AAI.

    Authority

    As per delegation of power

    3.4.1.4 Member (Planning and Engineering)

    Safety Accountability

    The Member (Planning & Engineering) is accountable to the Chairman of the Board of AAI for the safety management of services

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    provided both internally and externally by the Planning Division of Airports Authority of India; including the following Departments:

    Aerodrome Planning

    Corporate Planning & Management Service

    Engineering Works

    Safety Responsibility

    In discharging this accountability, the Member (Planning and Engineering) is responsible for;

    Ensuring that in exercising its powers and performing its functions, the Planning Division of AAI regards safety of air navigation and airports as the most important consideration

    Assuming a leadership role to ensure commitment to the safety management policy intent and safety management system requirements throughout the Planning Division

    Ensuring that Planning Division managers and personnel are aware of and held accountable for their safety responsibilities and performance

    Ensuring the Airport Services Planning functions are conducted in accordance with the relevant government, industry and international standards and regulations

    Establishing the appropriate controls over project activities to ensure that the safety of air navigation of aircraft within Indian-administered airspace and at aerodrome which AAI is responsible, is not compromised by changes to the system

    Ensuring the provision of adequately trained and competent manpower within the Planning Division to ensure that planning and project activities do not compromise the delivery of a safe ATS and Airports Service by the service delivery units; and

    Ensuring that effective liaison is conducted between the Planning Division and other AAI Units, and relevant external organisations, to ensure that the safety aspects for change are fully considered before a change is implemented.

    Authority

    As per delegation of power

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    3.4.1.5 Member (Finance)

    Safety Accountability

    The Member (Finance) is accountable to the Chairman of the Board of AAI for the safe and effective management of the financial resources and timely arrangement of the same; rendering sound financial advice on operations and investments at all levels; drawing up budget proposals; revenue generation; effective cash management systems including financial control for allocation and use of funds; analyzing the financial results of all operations and making necessary recommendations for future operations.

    Departments under the jurisdiction of Member (Finance) include:

    Finance & Accounts

    Key Infrastructure Development Group; and

    Consultancy & Coordination.

    Safety Responsibility

    In discharging this accountability, the Member (Finance) is responsible for:

    Ensuring that in exercising its powers and performing its functions, the Finance Division of AAI regards safety of air navigation as the most important consideration

    Assuming leadership role to ensure commitment to the safety management policy intent and safety management system requirements throughout the Finance Division

    Ensuring that Finance Division mangers and personnel are aware of and held accountable for their safety responsibilities and performance

    Ensuring that the provision of Air Traffic and Airport financial functions are conducted in accordance with the relevant government, industry and international standards and regulations

    Establishing appropriate controls over financial activities to ensure the safety of air navigation of aircraft within AAI controlled airspace and at aerodromes which AAI is responsible, is not compromised by changes to the financial system

    Ensuring the provision of adequately trained and competent manpower within the Finance Division to ensure that financial activities do not compromise the delivery of a safe ANS and Airport Service by the service delivery Units; and

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    Ensuring that effective liaison is conducted between the Finance Division and other AAI units, and relevant external organizations, to ensure that the safety aspects for any change involving the Finance Division are fully considered before the change is implemented.

    Authority

    As per delegation of power

    3.4.1.6 Member (Human Resource)

    Safety Accountability

    The Member (HR) is accountable to the Chairman of the Board of AAI for the safe and effective design, development and delivery of innovative and effective personnel policies.

    Departments under the jurisdiction of Member (HR) include the following:

    Human Resources

    Law; and

    Public Relations.

    Safety Responsibility

    In discharging this accountability, the Member (HR) is responsible for:

    Ensuring that in exercising its powers and performing its functions, the Human Resources Division areas of AAI regards safety of air navigation as the most important consideration

    Assuming a leadership role to ensure commitment throughout the Human Resources Division to the safety management policy intent and safety management system requirements

    Ensuring that Human Resources Division managers and personnel are aware of and held accountable for their safety performance

    Ensuring the provision of Human Resources functions within ATS and Airport management are conducted in accordance with the relevant government, industry and international standards and regulations;

    Establishing the appropriate controls over Human Resources activities to ensure the safety of air navigation of aircraft within AAI controlled airspace and at aerodromes which AAI

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    is responsible, is not compromised by any changes to the Human Resources system

    Ensuring the provision of adequately trained and competent manpower within the Human Resources Division to ensure that Human Resources Division do not compromise the delivery of a safe ATS and Airports service by the service delivery units, and

    Ensuring effective liaison is conducted between the Human Resources Division and other AAI units, and relevant external organisations, to ensure that the safety aspects for any change involving the Human Resources Division are fully considered before the change is implemented.

    Authority

    As per delegation of power

    3.4.2 Safety Accountabilities, Responsibilities and Authorities of

    the Executive Directors

    3.4.2.1 Executive Director (Aviation Safety)

    Safety Accountability, Responsibility & Authority

    The Executive Director (Aviation Safety) is accountable to the Chairman of the AAI Board and his Safety Accountabilities, Responsibilities and Authorities have been documented in Chapter 4 Key Safety Personnel.

    3.4.2.2 Executive Director (ATM)

    Safety Accountability

    The Executive Director of the Air Traffic Management (ATM) is accountable to the Member (Air Navigation Services) to provide services and facilities, for customers and stakeholders, for the purpose of giving effect to the Chicago Convention and National legislation on aviation as applicable on issues related to provision of air traffic services or otherwise in relation to the safety, regularity and efficiency of air navigation to permit the safe navigation of aircraft within AAI controlled airspace and at aerodromes where AAI is responsible for such services including:

    airspace management

    air traffic control

    traffic and flight information

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    aeronautical information

    search and rescue services

    implementation and completion of projects of operational or strategic importance; and

    identifying opportunities for adopting new ATS technologies.

    Safety Responsibilities

    In discharging these accountabilities, the ED ATM is responsible for:

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs Safety Management System within the ATM Directorate

    Acceptance and overview of any residual risks or hazards, and their associated controls, that are identified within the ATM system, in accordance with the procedures contained in AAIs Safety Management Manual

    Overseeing the safety and operational performance of the ATM Directorate

    Ensuring that safety issues are reported in a timely manner to the Directorate of Aviation Safety and the AAI Board

    Ensuring that all ATM executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all ATM executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all plans, policies, procedures, processes and systems that affect ATM; and

    Ensuring that management of human resources is appropriate to facilitate safe operations, including the provision of sufficient numbers of competent personnel who are fit for duty.

    Authority

    As per delegation of power

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    3.4.2.3 Executive Director (Operations)

    Safety Accountability

    The Executive Director of Operations (Airports) [ED (OPS)] is accountable to the Member (Operations) to provide services and facilities, for customers and stakeholders, for the purpose of giving effect to the Chicago Convention or otherwise in relation to the safety, regularity and efficiency of air navigation to permit the safe navigation of aircraft at aerodromes where AAI is responsible for such services.

    Safety Responsibilities

    In discharging these accountabilities, the ED (OPS) is responsible for:

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety management system at AAI controlled aerodromes

    Ensuring that all ATM executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Acceptance and overview of any residual risks or hazards, and their associated controls, that are identified within the airports system, in accordance with the procedures contained in AAIs safety management manual

    Overseeing the safety and operational performance of the airports directorate and formulate & issue policies, pertaining to it

    Ensuring that safety issues are reported in a timely manner to the directorate of aviation safety and the AAI board

    Ensuring that all airports directorate executives and personnel are aware of, and held accountable for, their safety performance

    Planning and ensuring that all airports directorate executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all

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    plans, policies, procedures, processes and systems that affect AAI controlled airports

    Ensuring that management of human resources is appropriate to facilitate safe operations

    Obtaining the prior approval from DGCA for all AAI projects at various licensed airports, affecting aircraft safety, as required by rule 83(2) of aircraft rules, 1937; and

    To grant approval of time slots for scheduled international and domestic airlines and permission for overnight aircraft parking stands for all AAI airports

    Authority

    As per delegation of power

    3.4.2.4 Executive Director (CNS-Planning)

    Safety Accountability

    The Executive Director of CNS Planning [ED (CNS-P)] is accountable to the Member (ANS) to plan and procure facilities for the purpose of giving effect to the Chicago Convention or otherwise in relation to the safety, regularity and efficiency of air navigation to permit safe navigation of aircraft within AAI controlled airspace and at aerodromes.

    Safety Responsibilities

    In discharging these accountabilities, the ED (CNS-P) is responsible for:

    Planning ,procurement, installation and commissioning of communication, navigation and surveillance facilities conforming to safety requirements as contained in CNS manual

    Defining a base-line specification for operational components of the ATM system

    Ensuring change management process in concept, design, planning, implementation and completion of projects of operational or strategic importance including:

    o Coordination of operational projects throughout concerned directorates

    o Ensuring that policies, procedures and systems are in place to guide and support the delivery of operational projects; and

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    o ensuring that project management skills and knowledge are developed across the directorate

    Ensuring the training of human resources is appropriate to facilitate safe operation of CNS equipment

    Identifying developments and opportunities for adopting new technologies

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs Safety Management System within the area of responsibility

    Acceptance and overview of any residual risks or hazards, and their associated controls, that are identified within the system, in accordance with the procedures contained in AAIs Safety Management Manual

    Overseeing the safety and operational performance of the CNS Planning group

    Asset management of physical assets (including land, buildings, and ATM systems) used to deliver aerodrome approach, departure and en-route air traffic services, aeronautical information services and aeronautical radio navigation services

    Definition of a base-line specification for those components of the ATM system

    The planning, initiation, implementation and completion of projects of operational or strategic importance

    Ensuring that safety issues are reported in a timely manner to the Directorate of Aviation Safety and the AAI Board

    Ensuring that all CNS Planning executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all CNS Planning executives and personnel are trained, qualified and competent to discharge their safety related obligations; and

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all plans, policies, procedures, processes and systems.

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    Authority

    As per delegation of power

    3.4.2.5 Executive Director (CNS-OM)

    Safety Accountabilities

    The Executive Director CNS-Operations and Maintenance (O&M) is accountable to the Member (ANS) to provide services and facilities for Air Navigation Services, and Airports Groups, and for other customers and stakeholders, to permit the safe navigation of aircraft within AAI controlled airspace. and at aerodromes where AAI is responsible for such services including:

    The overall supervision and maintenance of the CNS and airport security equipment, including monitoring of performance parameters

    Ensuring the maintenance and logistics support to field units

    The management of CNS personnel to facilitate safe operations

    Ensuring that policies, procedures and systems are in place to guide and support the maintenance of CNS/ATM facilities

    Enhancing the knowledge and skill set of CNS personnel, through workshops and seminars on the operation and maintenance of CNS/ATM facilities

    The development of maintenance plans and projection of spare parts requirement of CNS/ATM equipment

    Training policy on CNS system

    Aeronautical frequency management

    Ensuring the management of maintenance support contract with original equipment manufacturers (OEM) for providing support in areas where adequate expertise is not available within AAI

    Developing policy guidelines for evaluation of competency of CNS personnel

    Ensuring availability, reliability, continuity and integrity of CNS/ATM system as per their performance target by monitoring and follow up action

    Co-ordination with ICAO and its Regional office in regard to CNS issues, for implementation of Regional plans

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    Ensuring the maintenance of CNS/ATM system as per DGCA CARs.

    Projecting the replacement/ augmentation of CNS facilities based on the life cycle of equipment in coordination with ED (CNS-P); and

    The framing and implementation of maintenance philosophy including establishment of special maintenance units for component level repair of PCBS / modules.

    Safety Responsibilities

    In discharging these accountabilities, the ED CNS (O&M) is responsible for:

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety management system within the CNS directorate

    Acceptance and overview of any residual risks or hazards, and their associated controls, that are identified within the CNS system, in accordance with the procedures contained in AAIs safety management manual

    Overseeing the safety and operational performance of the CNS directorate

    Ensuring that safety issues are reported in a timely manner to the Directorate of Aviation Safety and the AAI board

    Ensuring that all CNS executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all CNS executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all plans, policies, procedures, processes and systems that affect ATS; and

    Ensuring that management of human resources is appropriate to facilitate safe operations, including the provision of sufficient numbers of competent personnel who are fit for duty.

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    Authority

    As per delegation of power

    3.4.2.6 Executive Director (Civil Aviation Training College)

    Safety Accountability

    The Executive Director of the Aviation Training Centre [ED (CATC)] is accountable to the Member (Operations) for the provision of operationally related ATS training.

    Safety Responsibilities

    In discharging these accountabilities, the ED CATC is responsible for:

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety management system within the aviation training centre

    Overseeing the safety and performance of the aviation training centre

    Ensuring that safety issues are reported in a timely manner to the directorate of aviation safety and the AAI board

    Ensuring that all aviation training centre executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all aviation training centre executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that all ATS operational training procedures and local instructions applicable to the area of responsibility are documented and applied in accordance with the relevant legislative, regulatory and organizational requirements

    Encouraging all personnel to identify and report situations of potential risk and to ensure that mechanisms exist which provide for full reporting and prompt and effective rectification

    Over viewing the performance of ATS operational training (OT) and to define and document the safety management responsibilities and safety accountabilities of personnel within this unit

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    Ensuring that OT training resources, curricula and syllabi are appropriate for the required training within the area of responsibility and that these elements of training are reviewed on a regular basis to ensure reliability and validity

    Ensuring that whenever OT personnel are involved in planning and project matters within the area of responsibility - safety is always an agenda item and is accorded the highest priority; and

    Ensuring that appropriate partnerships exist within the structure and beyond for the delivery and assessment of safe and effective operational training within the area of responsibility.

    Authority

    As per delegation of power

    3.4.2.7 Executive Director - Fight Inspection Unit (ED-FIU)

    Safety Accountability

    The Executive Director of the Flight Inspection Unit [ED (FIU)] is accountable to the Member (Operations) for the safe and effective management of the flight inspection Unit whilst carrying out its charter to conduct the flight inspection and calibration of Communication and Navigation surveillance facilities at all airports and air routes throughout India.

    Safety Responsibilities

    In discharging these accountabilities, the ED FIU is responsible for:

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety management system within the FIU

    Acceptance and overview of any residual risks or hazards, and their associated controls, that are identified within the FIU system, in accordance with the procedures contained in AAIs safety management manual

    Overseeing the safety and operational performance of the FIU

    Ensuring that safety issues are reported in a timely manner to the directorate of aviation safety and the AAI board

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    Ensuring that all FIU executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all FIU executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all plans, policies, procedures, processes and systems that affect FIU; and

    Ensuring that management of human resources is appropriate to facilitate safe operations.

    Authority

    As per delegation of power

    3.4.2.8 Executive Director- Architecture [ED (Arch)]

    Safety Accountability

    The Executive Director Architecture [ED (Arch)] is accountable to the Member Planning for the safe and effective management of the Department of Planning. The functions of the Department of Planning include:

    Site selection for new airports

    Land use and master planning

    Data analysis and preparation of feasibility reports

    Geometric design of airfields and aprons

    Identification areas to meet commercial requirements

    Passenger and cargo terminals design

    Design evaluation of the proposals of user agencies

    Design of all infrastructure buildings at airports; and

    Consultancy for air terminal projects.

    Safety Responsibilities

    In discharging these accountabilities, the ED Arch is responsible for:

    Ensuring that safety considerations are given the foremost priority

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    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety management system within the area of responsibility

    Acceptance and overview of any residual risks or hazards, and their associated controls, that are identified within the system, in accordance with the procedures contained in AAIs safety management manual

    Overseeing the safety and performance of the department of planning

    Ensuring that safety issues are reported in a timely manner to the directorate of aviation safety and the AAI board

    Ensuring that all Department of Planning executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all Department of Planning executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all plans, policies, procedures, processes and systems; and

    Ensuring that management of human resources is appropriate to facilitate safe operations.

    Authority

    As per delegation of power

    3.4.2.9 Executive Director- Engineering (Civil/ Electrical) [ED (Engg)]

    Safety Accountability

    The Executive Director Engineering (Civil/Electrical) [ED (Engg)] is accountable to the Member (Planning) to support the activities for the safe operation of ATS and Airports System, including:

    Planning and designing of airfield pavements projects, Airports Terminals and of other airports services

    Planning and provision of E&M services at Airports such as aero-bridges, escalators, elevators, baggage conveyors, air conditioning systems etc; and

    Provision of power supply to all airport installations including Communications & Navigational Aids.

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    Safety Responsibilities

    In discharging these accountabilities, the Executive Director Engg (Civil/ Electrical) is responsible for:

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety management system within the area of responsibility

    Acceptance and overview of any residual risks or hazards, and their associated controls that are identified within the system, in accordance with the procedures contained in AAIs safety management manual

    Overseeing the safety and operational performance of the engineering area of responsibility

    Ensuring that safety issues are reported in a timely manner to the directorate of aviation safety and the AAI board

    Ensuring that all civil/electrical engineering executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all civil/electrical engineering executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all plans, policies, procedures, processes and systems and

    Ensuring that management of human resources is appropriate to facilitate safe operations.

    Authority

    As per delegation of power

    3.4.2.10 Executive Director (Aerodrome Planning)

    Safety Accountabilities

    The Executive Director (Aerodrome Planning) is accountable to the Member (Planning & Engineering) for planning of Aerodrome infrastructure including:

    Development and modernization of aerodromes; and

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    Preparation of annual and five year plans for aerodrome works.

    Safety Responsibilities

    In discharging these accountabilities, the ED Aerodrome Planning is responsible for:

    Planning of aerodromes including pavements and facilities as per ICAO / national standards

    Ensuring co-ordination with Airlines, DGCA and other agencies for efficient implementation of projects

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs Safety Management System within the Aerodrome Planning Directorate

    Acceptance and overview of any residual risks or hazards, and their associated controls, that are identified within the system, in accordance with the procedures contained in AAIs Safety Management Manual

    Overseeing the safety and operational performance of the Aerodrome Planning Directorate

    Ensuring that safety issues are reported in a timely manner to the Directorate of Aviation Safety and the AAI Board

    Ensuring that all Aerodrome Planning executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all Aerodrome Planning executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all plans, policies, procedures, processes and systems; and

    Ensuring that management of human resources is appropriate to facilitate safe operations.

    Authority

    As per delegation of power

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    3.4.2.11 Executive Director - Project Monitoring and Quality Assurance

    Safety Accountability

    The Executive Director Project Monitoring and Quality Assurance (PMQA) is accountable to the Member (Planning) to support the activities for the safe operation of the National Airways and Airports System including:

    Project monitoring

    Quality assurance; and

    Expenditure monitoring.

    Safety Responsibilities

    In discharging these accountabilities, the ED PMQA is responsible for:

    Ensuring that safety considerations are given the foremost priority

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety management system within the area of responsibility

    Acceptance and overview of any residual risks or hazards, and their associated controls, that are identified within the system, in accordance with the procedures contained in AAIs safety management manual

    Overseeing the safety and operational performance of the personnel within the area of responsibility

    Ensuring that safety issues are reported in a timely manner to the directorate of aviation safety and the AAI board

    Ensuring that all executives and personnel within the area of responsibility are aware of, and held accountable for, their safety performance

    Ensuring that all executives and personnel within the area of responsibility are trained, qualified and competent to discharge their safety related obligations;

    Ensuring that fitness for service, including any necessary safety assessments, has been declared and accepted by the responsible authority, in relation to the development of all plans, policies, procedures, processes and systems; and

    Ensuring that management of human resources is appropriate to facilitate safe operations.

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    Authority

    As per delegation of power

    3.4.2.12 Executive Director (Finance)

    Safety Accountabilities

    The Executive Director (Finance) is accountable to the Member Finance for:

    Development, implementation and monitoring of financial strategies

    Taxation and treasury management and advice

    Purchasing policy

    Corporate financial control

    Insurance management and policies; and

    Revenues collection policy.

    Safety Responsibilities

    In discharging these accountabilities, the ED finance is responsible for:

    Ensuring that safety considerations are given the foremost priority during the development of financial strategies, policies and planning processes

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety management system within the finance area

    Ensuring that any safety issues are reported in a timely manner to the directorate of aviation safety and the AAI board

    Ensuring that all finance executives and personnel are aware of, and held accountable for, their safety performance

    Ensuring that all finance executives and personnel are trained, qualified and competent to discharge their safety related obligations

    Ensuring that revenue raised by AAI is sufficient to maintain the safe operation of the air traffic services and airports system

    Providing advice to senior management on corporate financial management strategies that will enable them to

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    manage the safe operation of the air traffic services and airports system; and

    Providing advice to senior management on aviation industry economics, including forecasts of industry activity that will enable them to implement strategies for the continued safe operation of the air traffic services and airports system.

    Authority

    As per delegation of power

    3.4.2.13 Executive Director (Human Resources)

    Safety Accountability

    The Executive Director (Human Resources) is accountable to the Member (Human Resources) for:

    Personnel policies; personnel management and placement of personnel

    Career planning and welfare; and management of performance appraisal records

    Creation and review of manpower requirements; human resource development (recruitment and training ); and redress of grievances

    Implementation of government policies; industrial relations; and control, discipline and appeal of employees

    General administration including vehicles and accommodation

    Management of stores; and security and maintenance of CHQ Library; and arrangements for seminars, meetings, conferences

    Advances to employees; residential accommodation; and medical facilities; and

    Implementation of official language policies; and receipt and issue of correspondence.

    Safety Responsibilities

    In discharging these accountabilities, the Executive Director Human Resource is responsible for:

    Ensuring that safety considerations are given the foremost priority in decisions involving personnel management

    Ensuring the application of the explicit safety management policy and procedures in accordance with AAIs safety

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