Brett M Kavanaugh Financial Disclosure Report for 2010

8/3/2019 Brett M Kavanaugh Financial Disclosure Report for 2010

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AO 10 IRev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Required by the Ethicsin Govermnent Act of 1978(5 U.S.C. app. .~"~ 101-111)

! . Person R eport ing ( las t name, f i rs t, middle ini t ial )Kavanaugh, Brett M.

4. Ti t le (Art icle I I I judges indicate act ive or senior s tatus;magistrate judges indicate full- or part-t ime)

U.S . C ircu i t Judge - Ac t ive

7. Chambers or Office Address333 Constitution Ave., N.W.Wash ington, DC 20001

2. Court or OrganizationU.S. Court of Ap peals for the D.C. Circuit

3. Date of R e p o r t05/13/201 I

.5a. Report Type (cheek appropriate thee)

I D Nomination, Datei D Initial [] Annual [] Finalfib. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

6. Repor t ing Per iod01/01/2010

to12/31/2010

Re,Jev, ing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NONE box for each pa r t where you have no repor table in formation . S ign on l as t page.

I. P O S I T I O N S . ( R , p o , in g i n d i v i ~ u o l o n l y ; s e e p , . 9 - 1 3 of filing instructions.)D N O N E ( N o reportable positions.)

1. Lecturer2. E x O ~ c i o M e m b e r

3. Vice Pres ident and Pres ident -E lec t4. Director5.

POSITION NAME OF ORGANIZATION/ENTITYHarvard Law SchoolAm er ican Bar Assoc ia t ion Sec t ion of Adm inis t ra t ive Law and Regu la toryPracticeEdward Coke A ppe l la te Inn of Cour tD.C. Circuit Historical Society

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)D N O N E ( N o reportable agreements.)

DATE1. 2011 Yale Law School - - T each ing in 201 I2. 2011 Harvard Law Schoo l - - Teaching in 20123.

PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 6

N a m e o f P e r s o n R e p o r t in gKavanau gh, Bret t 51.

D a t e o f R e p o r t05/13/2011

I 1 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 offillng instructions.)A. Filers Non-Investment Incom e~-~ (N o reporta ble incom e.)O N E non-investment

DATE SOIJRCE AND TYPE INCOME( your s , no t s pous e s )

I . 2010 Harvard Law Schoo l - - Teaching $22,512.752.

3.4.

B . S p o u s e s N o n - ! n v e s t m e n t [ n c o m e - I f ~ . o u w e r e married d u r i n g a n y p o r t i o n o f th e r e p o r t i n g y e a r , c o m p l e t e this section.(Dollar amount not required except for honoraria.)~ (No reportable non-investment income.)O N E

DATEI . 2010

2.

3.

4.

SOURCE AND TYPEPres ident George W . Bush Libra ry Founda t ion]Adm inis ta ff - - Sa la ry

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instmwtions.)

[~ N O N E (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. H a r v a r d L a w S c h o o l Jan. 4-22, 2010 C a m b r i d g e , M A T eaching T ran spo r ta tio n , L o d g in g , M ea ls2. P eppe r d ine L aw School - - March 19-22, 2010 Malib u , C A L ec tu re to fu tu re f ed er al T r an sp o rt at io n , L o dg in g , M e al sJudicial Clerkship Ins ti tute l aw c le r ks3. Y a l e L a w S c h o o l Ma rc h 23 -24 , 2010 N ew Haven , C T S p eak o n p an e l a t Y a le L aw T ran spo r ta tio n , L o d g in g , M ea ls

Schoo l4. N Y U L a w S c h o o l A p r i l 13 -14 , 2010 N e w Y o r k , N Y Mo o t Co ur t T r ans por ta t ion , L odg ing , Mea l s5. C o l u m b i a L a w S c h o o l A p ril 1 4 -1 5 .2 0 10 N ew Y o rk , N Y S p eak to c la ss a t C o lum b ia T r ans por ta t ion , L odg ing , Mea l sL a w S c h o o l


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N a m e o f P e r so n R e p o r t i n gKavanaugh , Bre t t M.

D a t e o f R e p o r t05/13/2011

V . G I F T S . a n c l , , d e s those to spouse and dependent children; s e e p p . 28-31 of filing instructions.)N O N E ( N o repor tab l e g~ s . )

S O U R C E D ES CR I P T I O NI.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o f s p o u s e a . d d e p ~ . d e . r children; see pp. 3 2 - 3 3 of filing instructions.)[~ N O N E (No reportable liabilities.)

CREDITORI. B ank o f Am er ica C r ed i t C ar d

2. C ha se C re d it C ard

3. U S A A C re d it C ard

4. Thr if t Savings P lan Loan5.

DESCRIPTION VALUECODEJJ

J

K


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FINANCIAL DISCLOSURE REPORTPage 4 of 6

N a m e o f P e r s o n R e p o r t in gKavanaugh , Bre t t M.

D a t e o f R e p o r t05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i.co.,e, , . a t u e , , ...... tions (Includes those of spouse and dependent children; see pp. 34 -60 of filing instructions.)

2.

3.

4.

5.

6.

7.8.

9.

1 0 .

14 .

15 .

16 .

NONE (No reportable income, assets, or transactions.)D e s c r i p t io n o f A s s e t s I n c o me d u r i n g

( inc lud ing t rus t a sse t s ) repor t ing per iod(i) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I div. , rent ,( A - H ) or in t . )

GrosS va lue a t endof repor t ing per iod0) (2)

V a lue V a lueC o d e 2 M e t h o d

( J -P ) C o d e 3( Q - W )

(J )Type (e.g.,

buy, se l l ,r e d e mp t i o n )

Transact ions dur ing repor t ing per iod

(2) (3) (4)Date V a l u e Gain

m m ] dd /y y C od e 2 Code I(J-P) ( A - H )

(5 )Identity o f

buyer/seller(if private

transaction)

Bank o f America Accounts A I n t e r e s t MEmployee Retirement System of Texas A I n t e r e s t J

1 7 .

I. Incom e G ain Codes: A = $1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000(Se e Colu mns BI a nd D 4) F =$50,001 - $100.000 G =$100,0~1 - $1,0~),0~) HI =$1,000,001 - $5.000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100.00~( .S ee Co lu mn s C I a nd D3 ) N =$ 25 0,0 01 - $ 50 0,0 00 O =$500.001 - $1.000.0~ PI =$1,1300.001 - $5,0~0,000

P3 =$25.000,001 - $50.000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R -Cost (Real Estale Only) S = A ssessm ent(Se e Colu mn C2) U : Book Va lu e V = O lhcr W = Estim ated

D = $ 5,001 - $15,000H2 :More than $5.000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C ash Marke t

E =$15,001 - $50,000


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N a m e o f P e r s o n Report ingK a v a n a u g h , B r e t t M .

D a t e o f R e p o r t05/I 3/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~.)Par t IV R e imbursements (Cont inued) :Ya le Law Journa l Apr i l 15-16 , 2010 New Haven, CT Speak a t annua l ban que t Transpor ta t ion , lodging, mea lsYale Law School Oc tob er 8 -9 , 2010 New Haven, CT Speak on pane l a t r eunion Transpor ta t ion , lodging, mea ls


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FINANCIAL DISCLOSURE REPORTPage 6 of 6

Name of Person Report ingK a v a n a u g h , B r e t t M .

Date of Report05/I 3/2011

IX. CERTIFICATION.1 c e r t i fy t ha t a ll i n fo rm a t i o n g i ve n a b o ve ( i n c lud i n g i n fo rm a t i o n p e r t a i n i n g t o m y s p o us e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c ura te , t rue , a n d c o m p l e t e to t he b e s t o f m y kn o w l e d g e a n d b e l ie f , a n d t ha t a n y i n fo rm a t i o n n o t r e p o r t e d wa s ~ i t hhe ld b e c a us e i t m e t a p p l i c a b l e s ta t u to ryprovis ions pe rmi t t ing non-di sc losure .1 fur t he r c e r t ify t ha t e a rne d i nc ome f rom out s i de e mp l o)a ne n t a nd hono ra r i a a nd t he a c c e p t a nc e o f g i f t s whi c h ha ve be e n re po r t e d a re i nco mp l ian ce w i th the p r o v is io n s o f 5 U .S .C . ap p . 5 01 e t . s eq . , 5 U .S .C . 7 35 3 , an d J ud ic ia l C o n f er en ce r eg u la t io n s .

Signature: S/Brett M. Kavanaugh

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p. 1 04 )

Co m mi t t e e o n F in a n c ia l D i s c lo s ureAdm inis t ra t ive Of f ice of the United Sta tes Cour tsSuite 2-301O n e Co lumb us Ci r c le , N . E .Washington , D.C. 20544


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.4010Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act ofl978(5 U .S.C. app. .~~ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Kavanaugh , Brct t M.

] 4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-t ime)U.S. Circui t Judge - Ac t ive

7. Chambers or Office Address333 Constitution Ave., N.W.Washing ton , DC 20001

2. Court or OrganizationU.S. Court of Appeals for the D.C. Circuit

3. Date of Report05/I 3/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

6. Repor t ing Per iod01/01/2010

to12/31/2010

Revie~ving Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NONE box for each par t where you ha ve no repor table in formation. Sign on las t page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of filing instructions.)~-] N O N E ( N o reportableposi t ions. )

POSITION N A M E O F O R G A N I Z A T I O N / E N T I T Y1 . Lecture r Harvard Law School2. E x O f f i c io M e m b e r Am er ican Bar Assoc ia t ion Sec t ion of Adm inis t ra tive Law and Regula toryPractice3. Vice President and P resident-E lec t Edward Coke App e l la te Inn o f Cour t4. Direc tor D.C. Circuit Histor ical Society5.

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)D (No reportable agreements.)ONE

DATE1. 2011 Yale Law School - - Teach ing in 201 I

PARTIES AND TERMS

2. 2011 Harvard Law School - - Teach ing in 20123.


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N a m e o f P e r s o n R e p o r t in gKavanaugh , Br e t t 51.

D a t e o f R e p o r t05/13/2011

III. N O N - I N V E S T M E N T I N C O M E . (Reporting indi,idual and spouse~ see pp. 17-2 4 of filing instructions.)A. Fliers Non-lnvestment Income

~ (No reportable income.)ONE non-investmentD A T E S O U R C E A N D T Y P E INCOME(yours, not spouses)

I . 2010 H a r v a r d L a w S c h o o l - T e a c h in g $22,512 .752.3.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - t f ~ . o u w e r e m a r r i e d d u r i n g a n y p o r t l o n o f t h e r e p o r t in g . r e a r , c o m p l e t e th i s s e c t io n .(Dollar amount not required except for honoraria.)D N O N E (No reportable non-investment income.)

DATEI . 20102.3.4.

SOURCE AND TYPEPres iden t George W. Bush L ibra ry Founda t ion /Adm in is ta f f - - Sa la ry

I V . R E I M B U R S E M E N T S - trans, or,atio., Iodgi.g, fooa, en ter ta inment .(Includes those to spouse and dependent children: see pp. 25-27 of fi ling instructions.)

~ (No reportable reimbursements.)ONESOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Harva rd Law School Jan. 4-22, 2010 Cambr idge , MA T e a c h in g Transpor ta t ion , Lodging , Mea ls2. Peppe rd ine Law School - - M arch 19-22 , 2010 M alibu , CA L ec tu re t o fu tu re f ed er al T ra ns p or ta ti on , Lo d gi ng , M ea lsJudicial Clerkship Institute law clerks3. Y a le L a w S c h o o l M arch 23-24 , 2010 N ew Hav en , C T S p e a k o n p a n e l at Y a l e L a w T r a n s p o rt a ti o n , L o d g i n g , M e a l sSchool4. N Y U L a w S c h o o l Ap ri l 13-14 , 2010 New York , NY Moot Court Transpor ta tion , Lodging , Mea ls5. C o l u m b i a L a w S c h o o l April 14-15, 2010 New York , NY S p e a k t o c l as s a t C o l u m b i a T r a n s p o rt a li o n , L o d g i n g , M e a l sL a w S c h o o l


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N a m e o f P e r s o n R e p o r t in gF I N A N C I A L p a g e 3 o f 6 D I S C L O S U R E R E P O R T [ K a v a n a u g h , B r e t t A I .

V . G I F T S . a n c l ~ d ~ s , h o s e , o s p o u s e and dependent children: s e e p p . 2 8 - 3 1 of filing instructions.)[~] N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

D a t e o f R e p o r t05/13/2011

VALUE

V I . L I A B I L I T IE S . a . a u d e s those of spouse and dependent children; see pp. 32-33 of fi ling instructions.)~] N O N E ( N o reportable liabili t ies.)

CREDITORI. B ank o f A m erica C red it C ard2. Chase Cred i t Ca rd3. USAA Credi t Ca rd

4. T h rift Sav ing s P lan L o an5.

DESCRIPTION VALUECODEJJ

JK


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N a m e o f P e r s on R e p o r t i n gKa v a na ug h , B re t t M .

D a t e o f R e p o r t05/13/201 I

V I I . I N V E S T M E N T S a n d T R US T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c ~ i ~ n s ( ~ n c ~ u d e s h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p . 3 4 ~ 6 ~ f ~ i n g i n s t r u c t i ~ n s ~ )

2.

3.

4.

5.

6.7.8.

9.1 0 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

N O N E (No reportable income, assets, or transactions.)A. B. C. D.D e sc rip tio n o f A sse ts In c o m e d u rin g G ro ss v a lu e a t e n d T ra n sa c tio n s d u rin g re p o r tin g p er io d

( inc luding tmst asse ts ) r epo r t ing pe r iod o f r e p o r t i n g p e r i o d(I) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e Type (e.g., Date Value Gain I d e n t i t y o fexempt fromprior disclosure Code I div . , ren t , C o d e 2 M e t h o d buy, se l l , m m / d d / y y Code 2 i Code I buy er / se l l e r

( A - H ) or in t . ) (J-P) C o d e 3 ro d e m ptio n ) (JP) I (A-H) ( i f p r i v a t e( Q - W ) t r ansac t ion )

Bank of America Account s A I n t e r e s t M

E m p loy e e R e t i re m e n t Sy s t e m o f T e x a s A Interest J

Insperity Retirement 401(k) A I n t e r e s t J

1 7 .

I . Income G ain C odes : A =$ 1,000 or less B = $1,001 - $2 ,500 C = $2,5 01 - $5 ,000 D =$5,001 - $15,000(S ee C o lumns B I and [M) F = $50.0~ )1 - $100,0~ t G = $100.001 - $l,0O O,000 H I =$1,000.001 - $5,0~0,000 H2 = M ore Tha n

2. V alue C odes J -$15 ,1~ 0 o r le ss K = $15,001 - $ 50,0~0 L = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 O 0 M =$ 100,0~ I - $250,000( See Col um ns CI and D 3) N $25 0.001 - $5 00 .000 O=$500.001.$1,000,!300 p I = $ 1, 0~ 0 ,0 01 . $ 5 ,0 00 ,0 00 P 2 = $ 5 ,0 00 .0 01 - $ 25 .0 00 .0 00

P3 =$25.00~,001 o $50.0~0,000 P4 =More than $50,0~0,0003. Value b.tclhod Codes Q =Appraisal R Cost ( Real Est a t e Onl y) S =Asscs.~ment T -~ ash Mar ket[ Scc Col um n C2) U =B ook V alue V = OThe r W =E st ima ted

E =$15,001- $50,000


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N a m e o f Person Repor t ingK a v a n a u g h , B r e t ~ M .

D a t e of Report0 5 / I 3 / 2 0 1 1

V III. ADDITIONAL INFORMATION OR EX PLANATIONS. fin,ticateparto/reportOPar t IV Re imbu rsements (Cont inued) :Ya le Law Journa l Apr i l 15 -16 , 2010 New Haven , CT Sp eak a t annua l banque t Transpor ta t ion , lodg ing , mea lsYa le Law School O c tobe r 8 -9 , 2010 New Hav en , CT Speak on pane l a t r eun ion Transpor ta t ion , lodg ing , mea lsPa r t V I IA d d e d I n s p e ri t y 4 0 1 ( k) f r o m i ~ - ~ . , ~ e m p l o y m e n t .


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Name of Person Report ingK a v a n a u g h , B r e t t M.

Date of Report05/I 3/201 I

IX . CERT IFICATION.1 c e r t i fy t h a t a ll i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y kn o wl e d g e a n d b e l i e f , a n d t h a t a n y i n fo r m a t i o n n o t r e p o r t e d wa s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n -d i s c l o s u re .! f u r th e r c e r t i fy t h a t e a r n e d in c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e wi t h t h e p r o v i s i o n s o f 5 U .S .C . a p p . 5 01 e t . s e q , 5 U .S .C . 7 35 3 , a n d J u d i c ia l C o n fe r e n c e r e g u l a t i o n s .

Signature: S] Bret t M. Ka vana ugh

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Brett M Kavanaugh Financial Disclosure Report for 2010

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Transcript of Brett M Kavanaugh Financial Disclosure Report for 2010