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Transcript of Breathings Systems
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PENDAHULUAN
The function of breathing is to maintain a supply of oxygen to the lungs for the blood to transport
to the tissues and to remove carbon dioxide from the body. The delivery systems which conduct
anaesthetic gases from an anaesthetic machine to the patient are known as the breathing systems
or circuits. A breathing circuit must enable a patient to breathe satisfactorily without significantly
increasing the work of breathing or the physiological deadspace. It must also conduct
inhalational anaesthetic agents to the patient. The volume of gas inspired and expired with each
breath is the tidal volume (normally 6-10mls/kg), the total volume breathed in a minute is the
minute volume and the volume of gas in the lungs at the end of normal expiration is the
Functional Residual Capacity (FRC).
The concentration of carbon dioxide in an exhaled breath varies with time; the first portion
contains no carbon dioxide and comes from the upper respiratory tract where no gas exchange
takes place (the anatomical dead space - 2mls/kg). The concentration of carbon dioxide then rises
rapidly to a plateau of about 5% as alveolar gas is breathed out. The volume of alveolar gas
expired per minute is called the alveolar minute ventilation. The anatomical dead space is 25-
35% of each tidal volume. Any areas of lung that are ventilated with gas but are not perfused by
blood cannot take part in gas exchange and represent the alveolar dead space. The total dead
space in the patient is the physiological dead space.
The term rebreathing implies that expired alveolar gas containing 5% carbon dioxide (and less
oxygen than normal) is inspired as part of the next tidal volume. Anaesthetic circuits are
designed to minimise this occuring as it may lead to serious elevations in blood CO2 levels. The
amount of rebreathing that occurs with any particular anaesthetic breathing system depends on
four factors; the design of the individual breathing circuit, the mode of ventilation (spontaneous
or controlled), the fresh gas flow rate and the patient's respiratory pattern. Circuits may eliminate
rebreathing either by ensuring an adequate flow of fresh gas which flushes the circuit clear ofalveolar gas, or, in the case of a circle system by the use of sodalime which absorbs the CO2 so
that low fresh gas flows may be used. For each of the circuits described below, fresh gas flow
rates that will ensure minimal rebreathing will be suggested.
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They are designed to allow either spontaneous respiration or intermittent positive pressure
ventilation (IPPV) and consist of a reservoir bag, anaesthetic tubing, and a pressure relief valve.
A number of mechanical ventilators include a specific breathing system eg the Manley series.
Other ventilators have been designed to operate with existing breathing systems e.g. the Penlon
Nuffield 200.
DEFINITION:
A breathing system is defined as an assembly of components which connects the patients
airway to the anaesthetic machine creating an artificial atmosphere, from and into which the
patient breathes.
It primarily consists of
a) A fresh gas entry port/delivery tube through which the gases are delivered from the machine
to the systems;
b) A port to connect it to the patients airway;
c) A reservoir for gas, in the form of a bag or a corrugated tube to meet the peak inspiratory flow
requirements;
d) An expiratory port/valve through which the expired gas is vented to the atmosphere;
e) A carbon dioxide absorber if total rebreathing is to be allowed and
f) Corrugated tubes for connecting these components.
Flow directing valves may or may not be used.
Properties of the ideal
breathing system
1. Simple and safe to use.
2. Delivers the intended inspired gas
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mixture.
3. Permits spontaneous, manual and
controlled ventilation in all age
groups.
4. Efficient, requiring low fresh gas
flow rates.
5. Protects the patient from
barotrauma.
6. Sturdy, compact and lightweight
in design.
7. Permits the easy removal of waste
exhaled gases.
8. Easy to maintain with minimal
running costs.
REQUIREMENTS OF A BREATHING SYSTEM
The components when assembled should satisfy certain requirements, some essential and
others desirable.
Essential:
The breathing system must
a) deliver the gases from the machine to the alveoli in the same concentration as set and in the
shortest possible time;
b) effectively eliminate carbon-dioxide;
c) have minimal apparatus dead space; and
d) have low resistance.
Desirable:
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The desirable requirements are
a) economy of fresh gas;
b) conservation of heat;
c) adequate humidification of inspired gas;
d) Light weight;
e) convenience during use;
f) efficiency during spontaneous as well as controlled ventilation (Efficiency is determined in
terms of CO2 elimination and fresh gas utilization);
g) adaptability for adults, children and mechanical ventilators;
h) provision to reduce theatre pollution.
Components of the
breathing systemsADJUSTABLE PRESSURE LIMITING
(APL) VALVE
A valve which allows the exhaled
gases and excess fresh gas flow to
leave the breathing system (Fig. 4.2).
It does not allow room air to enter the
breathing system. Synonymous terms
for the APL valve are expiratory
valve, spill valve and relief valve.
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Fig. 4.1 Mapleson classification of anaesthetic breathing systems. The arrow indicates
entry of fresh gas to the system (reproduced with permission from Aitkenhead R and
Smith G; Textbook of Anaesthesia 3rd edition, 1996, Churchill Livingstone).
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Fig. 4.2 Diagram of an adjustable
pressure-limiting (APL) valve (reproducedwith permission from Aitkenhead R and
Smith G; Textbook of Anaesthesia 3rd
edition, 1996, Churchill Livingstone).
Components
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1. Three ports: the inlet, the patient
and the exhaust ports. The latter
can be open to the atmosphere or
connected to the scavenging
system using a shroud.
2. A lightweight disc rests on a knifeedge
seating. The disc is held onto
its seating by a spring. The tension
in the spring, and therefore the
valves opening pressure, are
controlled by the valve dial.
Mechanism of action
1. This is a one-way, adjustable,
springloaded valve. The spring is
used to adjust the pressure
required to open the valve. The
disc rests on a knife-edge seating
in order to minimize its area of
contact.
2. The valve allows gases to escape
when the pressure in the breathing
system exceeds the valves opening
pressure.
3. During spontaneous ventilation,
the patient generates a positive
pressure in the system during
expiration, causing the valve to
open. A pressure of less than
1 cmH2O (0.1 kPa) is needed to
actuate the valve when it is in the
open position.
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4. During positive pressure
ventilation, a controlled leak is
produced by adjusting the valve
dial during inspiration. This
allows control of the patients
airway pressure.
Problems in practice and safety
features
1. Malfunction of the scavenging
system may cause excessive
negative pressure. This can lead to
the APL valve remaining open
throughout respiration. This leads
to an unwanted enormous
increase in the breathing systems
dead space.
2. The patient may be exposed to
excessive positive pressure if the
valve is closed during assisted
ventilation. A pressure relief safety
mechanism actuated at a pressure
of about 60 cmH2O is present in
some designs (Fig. 4.3).
3. Water vapour in exhaled gas may
condense on the valve. The surface
tension of the condensed water
may cause the valve to stick. The
disc is usually made of a
hydrophobic (water repelling)
material, which prevents water
condensing on the disc.
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Adjustable pressure limiting valve
(APL)
n One-way springloaded valve
with three ports.
n The spring adjusts the pressure
required to open the valve.
RESERVOIR BAG
The reservoir bag is an important
component of most breathing
systems.
Components
1. It is made of antistatic rubber or
plastic. Latex free versions also
exist. Designs tend to be
ellipsoidal in shape.
2. The standard adult size is 2 litres.
The smallest size for paediatric use
is 0.5 litre. Volumes from 0.5 to 6
litres exist. Bigger size reservoir
bags are useful during inhalational
induction, e.g. adult induction
with sevoflurane.
Mechanism of action
1. It accommodates the fresh gas
flow during expiration acting as a
reservoir available for the
following inspiration.
Components of the breathing systems
41
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Fig. 4.3 Intersurgical APL valve. In the open position (left) the valve is actuated by pressures of
less than 0.1 kPa (1 cmH2O) with
minimal resistance to flow. A 3/4 clockwise turn of the dial takes the valve through a range of
pressure-limiting positions to the closed
position (centre). In the closed position, the breathing system pressure, and therefore theintrapulmonary pressure, is protected by a
pressure relief mechanism (right) actuated at 6 kPa (60 cmH2O). This safety relief mechanism
cannot be overridden.
High pressure
spring
Green
valve
Gas flow
Light pressure
spring
Scavenged gas
Gas flow Gas flow
Scavenged gas
2. It acts as a monitor of the patients
ventilatory pattern during
spontaneous breathing. It serves
as a very inaccurate guide to the
patients tidal volume.
3. It can be used to assist or control
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ventilation.
4. When employed in conjunction
with the T-piece (Mapleson F), a
0.5 litre double-ended bag is used.
The distal hole acts as an
expiratory port (Fig. 4.4).
Problems in practice and safety
features
1. Because of its compliance, the
reservoir bag can accommodate
rises in pressure in the breathing
system better than other parts.
When grossly overinflated, the
rubber reservoir bag can limit the
pressure in the breathing system to
about 40 cmH2O. This is due to
the law of Laplace dictating that
the pressure (P) will fall as the
bags radius (r) increases
{P = 2 tension/r}.
2. The size of the bag depends on the
breathing system and the patient.
A small bag may not be large
enough to provide a sufficient
reservoir for a large tidal volume.
3. Too large a reservoir bag makes it
difficult for it to act as a
respiratory monitor.
Reservoir bag
n Made of rubber or plastic.
n 2 litre size commonly used for
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adults. Bigger sizes can be used
for inhalational induction in
adults.
n Accommodates fresh gas flow.
n Can assist or control
ventilation.
n Limits pressure build-up in the
breathing system.
TUBING
Specific configurations are described
below.
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Fig. 4.4 A 0.5 litre double-ended
reservior.
Classification of breathing systems
One will realize the reason for the failure of the attempts at classification in the 50s to
60s, if this definition and requirements are taken into account. There are numerous
classifications of breathing systems according to the whims and fancy of the person classifying.
Many of them are irrelevant as they do not define a breathing system. Different authors classified
the same system under different headings, adding to confusion1. McMohan in 1951 classified
them as open, semiclosed and closed taking the level of rebreathing into account. It as follows:
Open no rebreathing
Semiclosed partial rebreathing
Closed total rebreathing
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Dripps et al have classified them as Insufflation, Open, Semiopen, Semiclosed and Closed taking
into account the presence or absence of Reservoir, Rebreathing, CO2 absorption and Directional
valves1. The ambiguity of the terminology used as open, semi open, semi closed and closed
allowed inclusion of apparatus that are not breathing systems at all into the classification.
To overcome this problem Conway2
suggested that a functional classification be used and
classified according to the method used for CO2 elimination as:
1. Breathing systems with CO2 absorber and
2. Breathing systems without CO2 absorber.
Miller.D.M.3
in 1988 widened the scope of this classification so as to include the enclosed
afferent reservoir system.
A new breathing system called The Maxima4
has been designed by Miller in 1995 and to
include it in the classification5, the enclosed afferent reservoir systems have been grouped under
displacement afferent reservoir systems.
BREATHING SYSTEMS WITHOUT
CO2 ABSORPTION.
I BREATHING SYSTEMS WITH CO2
ABSORPTION.
Unidirectional flow:
a) Non rebreathing systems.
B) Circle systems.
Unidirectional flow
Circle system with absorber.
Bi-directional flow:
a) Afferent reservoir systems.
Mapleson A
Mapleson B
Bi-directional flow
To and Fro system.
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Mapleson C
Lacks system.
B) Enclosed afferent reservoir systems
Millers (1988)
c) Efferent reservoir systems
Mapleson D
Mapleson E
Mapleson F
Bains system
d) Combined systems
Humphrey ADE
This classification also has a personal bias as the Humphrey ADE system is not included in the
classification, even though he preferred to compare his system with that of Humphreys6. The
classification suggested in table.1. is a partial modification of Millers3
classification.
BREATHING SYSTEMS WITHOUT CO2 ABSORPTION
Unidirectional F low
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a) NONREBREATHING SYSTEMS. They use non rebreathing valves and there is no mixing
of fresh gas and the expired gas.
Functional analysis:When the patient takes a breath, or if the reservoir bag is squeezed, the
inspiratory unidirectional valve opens and the gases flow into the patients lungs(Fig.1). The
expiratory unidirectional valve closes the expiratory port during spontaneous breathing. The
inspiratory unidirectional valve itself closes the expiratory port during controlled ventilation. At
the start of expiration, the inspiratory unidirectional valve returns back to position and expiration
takes place through the expiratory port, opening the expiratory valve.
The fresh gas flow (FGF) should be equal to the minute ventilation (MV) of the patient.
These systems satisfy all four essential requirements, but are not very popular because of the
following reasons:
1) Fresh gas flow has to be constantly adjusted and is not economical.
2) There is no humidification of inspired gas.
3) There is no conservation of heat.
4) They are not convenient as the bulk of the valve has to be positioned near the patient.
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5) The valves can malfunction due to condensation of moisture and lead to complications.
B) CIRCLE SYSTEMS: These systems are designed with a CO2 absorber as an essential
component of the system. To use it without absorber is uneconomical as it needs a FGF more
than the alveolar ventilation.
The effect of arrangements of various components in the effective elimination of CO2 and
fresh gas economy when used with high flows were analysed by Egar and Ethans7. Detailed
discussion on this is beyond the purview of this review. However, some aspects of this is
discussed under the section, Circle system with absorber.
Bi-Di rectional F low:
Systems with bi-directional flow are extensively used. These systems depend on the FGF
for effective elimination of CO2. Understanding these systems is most important as their
functioning can be manipulated by changing parameters like Fresh gas flow, alveolar
ventilation, apparatus dead space, etc. We will analyze these in detail.
Fresh Gas Supply; Fresh gas flow (FGF) forms one of the essential requirements of a
breathing system. If there is no FGF into the system, the patient will get suffocated. If the FGF
is low, most systems do not eliminate carbon-dioxide effectively, and if there is an excess flow
there is wastage of gas. So, it becomes imperative to specify optimum FGF for a breathing
system for efficient functioning.
If the system has to deliver a set concentration in the shortest possible time to the alveoli,
the FGF should be delivered as near the patients airway as possible.
Elimination Of Carbon-Dioxide: The following may be taken as an example for better
understanding of CO2 elimination by the bi-directional flow systems. Normal production of
carbon-dioxide in a 70 kg adult is 200 ml per minute and it is eliminated through the lungs.
Normal end-tidal concentration of carbon-dioxide is 5%. Hence, for eliminating 200 ml ofcarbon-dioxide as a 5% gas mixture, the alveolar ventilation has to be:
200 x 100 = 4,000 ml.
5
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This 4000 ml or 4 litres is the normal alveolar ventilation. Any breathing system
connected to an adults airway should provide a minimum of 4 litres per minute of carbon-
dioxide free gas to the alveoli for eliminating carbon-dioxide. If the alveolar ventilation becomes
less than 4 litres per minute, it would lead to hypercarbia. If the alveoli are ventilated with 5
litres/minute of a gas containing 1% carbon-dioxide, or 8 litres/minute of a gas containing 2.5%
carbon-dioxide, it could still eliminate 200 ml of carbon-dioxide per minute from the alveoli. It
may be construed as 4 litres of CO2 free gas and 1 litre of gas with 5% CO2 in the first instant
and as 4 litres of CO2 free gas and 4 litres of gas with 5% CO2 in the second instant. In effect, 4
litres of alveolar ventilation with CO2 free gas is provided in both cases.
Apparatus Dead Space: It is the volume of the breathing system from the patient-end to the
point up to which, to and fro movement of expired gas takes place.
In an afferent reservoir system with adequate FGF, the apparatus dead space extends up to the
expiratory valve positioned near the patient (fig.2).
If the FG enters the system near the patient-end as in an efferent reservoir system, the
dead space extends upto the point of FG entry. In systems where inspiratory and expiratory
limbs are separate, it extends upto the point of bifurcation. The dynamic dead space will depend
on the FGF and the alveolar ventilation. The dead space is minimal with optimal FGF. If the
FGF is reduced below the optimal level, the dead space increases and the whole system will act
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as dead space if there is no FGF. Increasing the FGF above the optimum level will only lead to
wastage of FG.
Sub-Classif ication Of Bi -Di rectional F low Systems:
Mapleson8 did a theoretical analysis of the fresh gas requirements of the semiclosed
systems available at that time. It is only proper to refer to it as Mapleson systems as he gave a
nomenclature as A, B, C, D and E for easy identification as per their construction. For better
understanding of the functional analyses, they have been classified as:
1 Afferent reservoir system (ARS).
2 Enclosed afferent reservoir systems (EARS).
3 Efferent reservoir systems (ERS).
4 Combined systems.
The afferent limb is that part of the breathing system which delivers the fresh gas from the
machine to the patient. If the reservoir is placed in this limb as in Mapleson A, B, C and Lacks
systems, they are called afferent reservoir systems (ARS).
The efferent limb is that part of the breathing system which carries expired gas from the patient
and vents it to the atmosphere through the expiratory valve/port. If the reservoir is placed in this
limb as in Mapleson D, E, F and Bain systems, they are called efferent reservoir systems (ERS).
Enclosed afferent reservoir system has been described by Miller and Miller.
AFFERENT RESERVOIR (AR) SYSTEMS
The Mapleson A, B and C systems have the reservoir in the afferent limb, and do not have an
efferent limb (Fig.3). Lack system has an afferent limb reservoir and an efferent limb through
which the expired gas traverses before being vented into the atmosphere (Fig.4). This limb is
coaxially placed inside the afferent limb.
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These AR systems work efficiently during spontaneous breathing provided the expiratory valve is
separated from the reservoir bag and FGF by at least one tidal volume of the patient and
apparatus dead space is minimal. They do not function efficiently during controlled ventilation.
If the FGF is close to the expiratory valve as in Mapleson B & C, the system is inefficient both
during spontaneous and controlled ventilation. The efficiency is determined in terms of carbon-
dioxide elimination and FGF utilization.
Mapleson8
has analysed these bi-directional flow systems using mathematical calculations. He
made a few basic assumptions while analyzing breathing systems. These are
(1) Gases move enbloc. They maintain their identity as fresh gas, dead space gas and
alveolar gas. There is no mixing of these gases.
(2) The reservoir bag continues to fill up, without offering any resistance till it is full.
(3) The expiratory valve opens as soon as the reservoir bag is full and the pressure inside
the system goes above atmospheric pressure.
(4) The valve remains open throughout the expiratory phase without offering any
resistance to gas flow and closes at the start of the next inspiration.
Mapleson A/Magills system:
Functional analysis:
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Spontaneous breathing: The system is filled with fresh gas before connecting to the
patient. When the patient inspires, the fresh gas from the machine and the reservoir bag flows to
the patient, and as a result the reservoir bag collapses (Fig.5a). During expiration, the FG
continues to flow into the system and fill the reservoir bag. The expired gas, initial part of which
is the dead space gas, pushes the FG from the corrugated tube into the reservoir bag and collects
inside the corrugated tube (Fig.5b).
As soon as the reservoir bag is full, the expiratory valve opens and the alveolar gas is vented into
the atmosphere (Fig.5c). During the expiratory pause, alveolar gas that had come into the
corrugated tube is also pushed out through the valve, depending on the FGF. The system is filled
with only fresh gas and dead space gas at the start of the next inspiration when FGF is equal to
the alveolar ventilation (Fig.5d). The entire alveolar gas and dead space gas is vented through the
valve and some FG also escapes, if the FGF is higher than the minute ventilation. Some amount
of alveolar gas will remain in the system and lead to rebreathing with a FGF less than the
alveolar ventilation. This has been confirmed theoretically and experimentally by many
investigators8,9
. The system functions at maximum efficiency, when the FGF equals the alveolar
ventilation and the dead space gas (which has not taken part in gas exchange) is allowed to be
rebreathed and utilized for alveolar ventilation.
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Controlled ventilation: To facilitate IPPV the expiratory valve has to be partly closed. During
inspiration, the patient gets ventilated with FG and part of the FG is vented through the valve
(Fig.6a) after sufficient pressure has developed to open the valve. During expiration, the FG
from the machine flows into the reservoir bag and all the expired gas (i.e., dead space gas and
alveolar gas) flows back into the corrugated tube till the system is full (Fig.6b). During the next
inspiration the alveolar gas is pushed back into the alveoli followed by the FG. When sufficient
pressure is developed, part of the expired gas and part of the FG escape through the valve
(Fig.6c). This leads to considerable rebreathing, as well as excessive waste of fresh gas. Hence
these systems are inefficient for controlled ventilation.
Lacks system:
This system functions like a Mapleson A system both during spontaneous and controlled
ventilation. The only difference is that the expired gas instead of getting vented through the
valve near the patient, is carried by an efferent tube placed coaxially and vented through the
valve placed near the machine end (Fig.4). This facilitates easy scavenging of expired gas.
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Mapleson B & C systems:
In order to reduce the rebreathing of alveolar gas and to improve the utilization of FGduring controlled ventilation, the FG entry was shifted near the patient(Fig.3). This allows a
complete mixing of FG and expired gas. The end result is that these systems are neither efficient
during spontaneous nor during controlled ventilation.
ENCLOSED AFFERENT RESERVOIR (EAR) SYSTEMS
This has been described by Miller & Miller10
. The system consisted of a Mapleson A
system enclosed within a non distensible structure (Fig.7a). It may also be constructed by
enclosing the reservoir bag alone in a bottle and connecting the expiratory port to the bottle with
a corrugated tube and a one way valve (Fig.7b). To the bottle is also attached a reservoir bag and
a variable orifice for providing positive pressure ventilation.
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Functional analysis:During spontaneous ventilation, the gas is vented from the system
in a manner which is identical to the Mapleson A system. In this mode the variable orifice is
kept widely open to allow free communication to the atmosphere. In controlled ventilation the
reservoir bag B is squeezed intermittently and the variable orifice is partly closed to allow
building up of pressure in the bottle. The pressure thus developed (1) closes the expiratory
valve, (2) squeezes the enclosed afferent reservoir and the patient gets ventilated. The expiration
takes place in a manner similar to that described during spontaneous ventilation when the
pressure is released in reservoir B,. Hence this system should function efficiently during
spontaneous and controlled ventilation with a FGF equivalent to alveolar ventilation. The fresh
gas requirement and the utilization of this system has been investigated by a group of
investigators from Manchester11-13
and a group from Wales14
under the guidance of Mapleson.
They have reported varying figures for utilization as 82%, 93% and 74% respectively11,12,14
. The
reasons for this lesser percentage of utilization have been quoted as faulty methodology for
calculation15
, resistance offered by the reservoir bag and tubing and early opening of the
unidirectional valve during expiration14
etc. Though the fresh gas requirement is higher than the
alveolar ventilation in this system as shown by the above studies, it is still more efficient than the
Bain system for controlled ventilation.
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EFFERENT RESERVOIR (ER) SYSTEMS:
Bain system
The Mapleson D, E, F and Bain systems have a 6 mm tube as the afferent limb that supplies the
FG from the machine. The efferent limb is a wide-bore corrugated tube to which the reservoir
bag is attached and the expiratory valve is positioned near the bag. In Mapleson E system, the
corrugated tube itself acts as the reservoir (Fig.8). In Bain system, the afferent and efferent
limbs are coaxially placed (Fig.9).
All these ER systems are modifications of Ayres T-piece. This consists of a light metal tube 1
cm in diameter, 5 cm in length with a side arm (Fig.10). Used as such, it functions as a non-
rebreathing system. Fresh gas enters the system through the side arm and the expired gas is
vented into the atmosphere and there is no rebreathing. The dead space is minimal as it is only
up to the point of FG entry and elimination of CO2 is achieved by breathing into the atmosphere.
FGF equal to peak inspiratory flow rate of the patient has to be used to prevent air dilution.
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In an attempt to reduce FGF requirements, ER systems are constructed with reservoirs in the
efferent limb. The functioning of all these systems are similar. These systems work efficiently
and economically for controlled ventilation as long as the FG entry and the expiratory valve are
separated by a volume equivalent to atleast one tidal volume of the patient. They are not
economical during spontaneous breathing.
Spontaneous respiration: The breathing system should be filled with FG before connecting to
the patient. When the patient takes an inspiration, the FG from the machine, the reservoir bag
and the corrugated tube flow to the patient (Fig.11a). During expiration, there is a continuous
FGF into the system at the patient end. The expired gas gets continuously mixed with the FG asit flows back into the corrugated tube and the reservoir bag (Fig.11b). Once the system is full the
excess gas is vented to the atmosphere through the valve situated at the end of the corrugated
tube near the reservoir bag. During the expiratory pause the FG continues to flow and fill the
proximal portion of the corrugated tube while the mixed gas is vented through the valve
(Fig.11c). During the next inspiration, the patient breaths FG as well as the mixed gas from the
corrugated tube (Fig.11d). Many factors influence the composition of the inspired mixture.
They are FGF, respiratory rate, expiratory pause, tidal volume and CO2 production in the body.
Factors other than FGF cannot be manipulated in a spontaneously breathing patient. It has been
mathematically calculated and clinically proved8,16
that the FGF should be atleast 1.5 to 2 times
the patients minute ventilation in order to minimise rebreathing to acceptable levels.
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Controlled ventilation: To facilitate intermittent positive pressure ventilation, the expiratory
valve has to be partly closed so that it opens only after sufficient pressure has developed in the
system. When the system is filled with fresh gas, the patient gets ventilated with the FGF from
the machine, the corrugated tube and the reservoir bag (Fig.12a). During expiration, the expired
gas continuously gets mixed with the fresh gas that is flowing into the system at the patient end.
During the expiratory pause the FG continues to enter the system and pushes the mixed gas
towards the reservoir (12B). When the next inspiration is initiated, the patient gets ventilated
with the gas in the corrugated tube i.e., a mixture of FG, alveolar gas and dead space gas
(Fig.12c). As the pressure in the system increases, the expiratory valve opens and the contents of
the reservoir bag are discharged into the atmosphere.
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Factors that influence the composition of gas mixture in the corrugated tube with which the
patient gets ventilated are the same as for spontaneous respiration namely FGF, respiratory rate,
tidal volume and pattern of ventilation. The only difference is that these parameters can be
totally controlled by the anaesthesiologist and do not depend on the patient. Using a low
respiratory rate with a long expiratory pause and a high tidal volume, most of the FG could be
utilized for alveolar ventilation without wastage.
Analyzing the performance of these systems during controlled ventilation, two relationships have
become evident. 1) When FGF is very high the PaCO2 becomes ventilation dependent (as during
spontaneous respiration). 2) When the minute volume exceeds the FGF substantially, the PaCO2
is dependent on the FGF17
. Combining these influences a graph can be constructed as shown in
Fig.13. An infinite number of combinations of FGF and minute ventilation can be chosen to
achieve a desired PaCO2. One can use a high FGF and a normal minute volume of 70 ml/kg to
achieve a normal PaCO2 of 40 mm Hg. This is uneconomical and leads to low humidity and heat
loss. Alternately, a FGF equivalent to the predicted minute volume i.e., 70 ml/kg can be chosen
and the patient ventilated with at least twice the predicted minute volume i.e. 140 ml/kg. Here a
deliberate controlled rebreathing is allowed in order to maintain normal PaCO2 along with high
humidity, less heat loss and greater economy of fresh gas. Combinations between these two
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extremes can also be used. It is important to remember that using a low FGF with normal minute
ventilation, can lead to hypercarbia; a moderate FGF and hyperventilation, can lead to
hypocarbia.
COMBINED SYSTEMS
To over come the difficulties of changing the breathing systems for different modes of
ventilation, Humphrey designed a system called Humphrey ADE18
, with two reservoirs, one in
the afferent limb and the other in the efferent limb. While in use, only one reservoir will be in
operation and the system can be changed from ARS to ERS by changing the position of a lever.
It can be used for adults as well as children. The functional analysis is the same as Mapleson A
in ARS mode and as Bain in ERS mode. It is not yet widely used.
BREATHING SYSTEMS WITH CO2 ABSORPTION
Systems so far described have relied on FGF for effective elimination of CO2. Any desire to
economize on FGF by allowing a total rebreathing, should be accompanied by removal of the
expired CO2 by chemical absorption using sodalime or baralyme. The systems designed for
these purpose are again classified as:
Unidirectional flow.
-Circle system.
Bi-directional flow.
-To and fro system.
The essential components of the circle system are, (1) a sodalime canister, (2) Two unidirectional
valves, (3) Fresh gas entry, (4) Y-piece to connect to the patient, (5) Reservoir bag (6) a relief
valve and (7) low resistance interconnecting tubing. The arrangement of the components is
shown in fig.14. For efficient
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functioning of the system the following criteria should fulfilled. (1) There should be two
unidirectional valves on either side of the reservoir bag, (2) Relief valve should be positioned in
the expiratory limb only, (3) The FGF should enter the system proximal to the inspiratory
unidirectional valve.
Functional analysis: During inspiration the FG along with the CO2 free gas in the reservoir bag
flow through the inspiratory limb and inspiratory unidirectional valve to the patient. No flow
takes place in the expiratory limb as the expiratory unidirectional valve is closed by back
pressure transmitted to the valve. During expiration the inspiratory unidirectional valve closes
and the expired gas flows through the expiratory unidirectional valve in the expiratory limb to
the sodalime canister and to the reservoir bag. The CO2 is absorbed in the canister. The FGF
from the machine continues to fill the reservoir bag. When the reservoir is full the relief valve
opens and the excess gas is vented to atmosphere. By selecting a suitable position for the relief
valve, the expired gas can be selectively vented when the FGF is more than the alveolar
ventilation. To facilitate controlled ventilation the relief valve has to be partly closed and the
excess gas is vented during inspiration. The gas flow pattern is similar to that described above.
The advantages and disadvantages of the various arrangements of the components were
analyzed by Eger and Ethans7. The relative positions of the components of the circle system are
of particular importance to the functioning of the system only when the FGF is high, the gas
components of the system unmixed and CO2 absorber not used. When the FGF is reduced below
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the alveolar ventilation, the CO2 absorber is a must as the gas in the system become more
uniformly mixed, and the relative position of the systems components become less important
Total ly closed system:
The systems with CO2 absorption can be used in a completely closed mode. After a
period of approximately 10-20 minutes breathing with high inflow of fresh gas for
denitrogenation, the expiratory valve is closed. The FGF is then adjusted to meet only the
patients basal oxygen requirements together with anaesthetic. A number of advantages have
been demonstrated for totally closed systems.
A) Economy: The FGF could be reduced to as low as 250 - 500 ml of oxygen. The consumption
of Halothane/Isoflurane has been found to be around 3.5 ml/hour19
.
b) Humidification: In the completely closed system, once the equilibrium has been established,
the inspired gas will be fully saturated with water vapour20
.
C) Reduction of heat loss: In addition to conserving water the totally closed system will also
conserve heat. The CO2 absorption is an exothermic reaction and the system may actively
assist in maintaining body temperature.
D) Reduction in atmospheric pollution: Once the expiratory valve has been closed, no
anaesthetic escapes, except for the small percutaneous loss from the patient.
E) Control of anaesthesia: It is possible to compute the time course of uptake of anaesthetic in a
patient of known size and add the appropriate quantity of the anaesthetic to the circuit at a
rate decreasing in a manner calculated to maintain a constant alveolar concentration21
. In
practice an alveolar concentration of about 1.3 x MAC is found to be suitable.
The technique has several potential disadvantages.
i) A greater knowledge of uptake and distribution is required to master closed circuit anaesthesia.
ii) Inability to alter any concentration quickly.
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iii) Real danger of hypercapnia may result from, a) an inactive absorber, B) incompetent
unidirectional valves and c) incorrect use of absorber bypass.
BI -DIRECTIONAL FLOW SYSTEMS
The Waters to and fro system is valveless and conveniently portable. It has been widely used in
the past and now is only of historical importance. The reader may refer to any standard text
book for furtherdetails.
A number of classifications exist and the one introduced in 1954 by Professor W W Mapleson is
most commonly used in the UK (Figure 1). It does not however, include systems with carbon
dioxide absorption.
The Mapleson A (Magill) system was designed by Sir Ivan Magill in the 1930's and remains an
excellent system for spontaneous ventilation (Figure 2). Fresh gas enters the system at the fresh
gas outlet of the anaesthesia machine. The expiratory valve (Heidbrink valve) is very close to the
patient to reduce the dead space.
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The respiratory cycle has three phases during spontaneous breathing; inspiration, expiration and
the expiratory pause. During inspiration gas is inhaled from the 2 litre reservoir (breathing) bag
which partially collapses giving a visual confirmation that breathing is occurring.
This breathing system is popular and
widely used in the UK.
Components
1. Corrugated rubber or plastic
tubing (usually 110180 cm in
length).
2. A reservoir bag mounted at the
machine end.
3. An APL valve situated at the
patient end.
Mechanism of action
1. As the patient exhales (Fig. 4.5C),
initially the gases from the
anatomical dead space are
channelled through the tubing
back towards the reservoir bag
which is filled continuously with
fresh gas flow.
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2. Pressure builds up opening the
APL valve and expelling the
alveolar gases first (Fig. 4.5D). By
that time the patient inspires again
(Fig. 4.5B) getting a mixture of
fresh gas flow and the rebreathed
anatomical dead space gases.
3. It is a very efficient system for
spontaneous breathing. Because
there is no gas exchange in the
anatomical dead space, the fresh
gas flow requirements to prevent
rebreathing of alveolar gases is
theoretically equal to the patients
alveolar minute volume (about 70
ml/kg/min).
4. The Magill system is not an
efficient system for controlled
ventilation. A fresh gas flow rate
of three times the alveolar minute
volume is required to prevent
rebreathing.
Problems in practice and safety
features
1. It is not suitable for use with
children of less than 25 to 30 kg
body weight. This is because of
the increased dead space caused
by the systems geometry at the
patient end. Dead space is further
increased by the angle piece and
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face mask.
2. One of its disadvantages is the
heaviness of the APL valve at the
patients end, especially if
connected to a scavenging system.
This places a lot of drag on the
connections at the patient end.
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Fig. 4.5 Mechanism of action of the Magill breathing system during spontaneous
ventilation; see text for details (FGF = fresh gas flow) (reproduced with permission from
Aitkenhead R and Smith G; Textbook of Anaesthesia 3rd edition, 1996, Churchill
Livingstone)
Fig. 4.6 (A) The coaxial Lack breathing system. (B) The parallel Lack breathing system.
During expiration the bag and tubing are initially refilled with a combination of exhaled dead
space gas (containing no carbon dioxide) and fresh gas flowing from the anaesthetic machine.
Once the bag is full the pressure within the breathing system rises and the expiratory valve near
the patient opens allowing the alveolar gas (containing carbon dioxide) to be vented from the
system. During the expiratory pause more fresh gas enters the system driving any remaining
alveolar gas back along the corrugated tubing and out through the valve. If the fresh gas flow is
sufficiently high all the alveolar gas is vented from the circuit before the next inspiration and no
rebreathing will take place. With careful adjustment the fresh gas flow can be reduced until there
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is only fresh gas and dead space gas in the breathing system at the start of inspiration. When the
system is functioning correctly, without any leaks, a fresh gas flow (FGF) equal to the patients
alveolar minute ventilation is sufficient to prevent rebreathing. In practice however, a FGF closer
to the patients total minute ventilation (including dead space) is usually selected to provide a
margin of safety. An adult's minute volume is approximately 80mls/kg /min and thus for a 75kg
man a FGF of 6 litres per minute will prevent rebreathing. This is an efficient system for
spontaneously breathing patients if carbon dioxide absorption is not available.
During controlled ventilation the Magill circuit works in a different way and becomes wasteful
and inefficient, requiring high fresh gas flows to prevent rebreathing. The inspiratory force is
provided by the anaesthetist squeezing the reservoir bag after partly closing the expiratory valve
next to the patient. During lung inflation some of the gas is vented from the circuit and at the endof inspiration the reservoir bag is less than half full. During expiration, dead space and alveolar
gas pass down the corrugated tubing and may reach the bag which will then contain some carbon
dioxide. During the next inspiration when the bag is compressed alveolar gas re-enters the
patients lungs followed by a mixture of fresh, dead space and alveolar gas. A FGF of two and a
half times the patient's minute volume is required to vent enough alveolar gas to minimise
rebreathing (FGF of about 12-15 litres /min) which is obviously very inefficient. In practice the
Magill circuit should not be used for positive pressure ventilation except for short periods of a
few minutes at a time.
Modifications of the Mapleson A system
A simple modification of the Mapleson A circuit is required to make it more efficient for
controlled ventilation. This is achieved by substituting a non-rebreathing valve (such as an Ambu
E valve) for the Heidbrink valve at the patient end of the circuit. Not only does this arrangement
prevent rebreathing, but during manual ventilation the delivered minute volume will be the same
as the desired FGF which should be set at the rotameters. It is, however, a dangerous
arrangement for spontaneous respiration because the valve may jam if the fresh gas flow is
greater that the patient's minute volume.
The Lack circuit
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A disadvantage of the Magill system is that the expiratory valve is attached close to the patient
making it awkward to use (particularly when a scavenging circuit is added). The Lack circuit
(Figure 3) is a Mapleson A system in which the exhaled gases travel down a central tube located
within an outer corrugated tube towards the expiratory valve (co-axial system).
The inner tubing is wide enough to prevent an increase in the work of breathing and the
expiratory valve is placed next to the reservoir bag, by the common gas outlet. The fresh gas
flows required for both spontaneous and controlled ventilation are as described for the standard
Mapleson A system.
Components
1. 1.8 m length coaxial tubing (tube
inside a tube). The fresh gas flows
through the outside tube, and the
exhaled gases flow through the
inside tube (Fig. 4.6A).
2. The inside tube is wide in
diameter(14 mm) to reduceresistance to expiration. The outer
tubes diameter is 30 mm.
3. The reservoir bag is mounted at
the machine end.
4. The APL valve is mounted at the
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machine end eliminating the drag
on the connections at the patient
end, which is a problem with the
Magill system.
Mechanism of action
1. The mechanism is similar to that
of the Magill system except the
Lack system is a coaxial version.
The fresh gas flows through the
outside tube whereas the exhaled
gases flow through the inside tube.
2. A fresh gas flow rate of about 70
ml/kg/min is required in order to
prevent rebreathing. This makes it
an efficient breathing system for
spontaneous ventilation.
3. Since it is based on the Magill
system, it is not suitable for
controlled ventilation.
4. Instead of the coaxial design, a
parallel tubing version of the
system exists (Fig. 4.6B). This has
separate inspiratory and
expiratory tubing and retains the
same flow characteristics as the
coaxial version.
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Fig. 4.7 The Bain breathing system (reproduced with permission from Aitkenhead R
and Smith G; Textbook of Anaesthesia 3rd edition, 1996, Churchill Livingstone).
The Mapleson B and C breathing systems (Figure 1) are similar in construction, with the fresh
gas flow entry and the expiratory valves located at the patient end of the circuit. They are not
commonly used in anaesthetic practice, although the C system is used on intensive care units.
High flows of gases are needed to prevent rebreathing of CO2 and this system was at one time
combined with a canister of sodalime to absorb CO2 (Waters' "To and Fro" Circuit). However the
cannister proved too bulky for practical use and there was a risk of the patient inhaling soda lime
dust.
Components
1. A reservoir bag. In the B system
corrugated tubing is attached to
the bag, and this also acts as a
reservoir.
2. An APL valve at the patients end.
3. Fresh gas flow is added just
proximal to the APL.
Mechanism of action
1. Both systems are not efficient
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during spontaneous ventilation. A
fresh gas flow of 1.5 to 2 times the
minute volume is required to
prevent rebreathing.
2. During controlled ventilation, the
B system is more efficient because
of the corrugated tubing acting as
a reservoir. A fresh gas flow of
more than 50% of the minute
ventilation is still required to
prevent rebreathing.
Bain system
(Mapleson D)
The Bain system is a coaxial version
of the Mapleson D System (Fig. 4.7).
It is lightweight and compact at the
patient end. It is useful where access
to the patient is limited, such as
during head and neck surgery.
A Manley ventilator which has
been switched to spontaneous
ventilation mode is an example of a
non-coaxial Mapleson D system.
Components
1. A length of coaxial tubing (tube
inside a tube). The usual length is
180 cm but it can be supplied at
270 cm (for dental or ophthalmic
surgery) and 540 cm (for MRI
scans where the anaesthetic
machine needs to be kept outside
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the scanners magnetic field).
Increasing the length of the tubing
does not affect the physical
properties of the breathing system.
2. The fresh gas flows through the
inner tube while the exhaled gases
flow through the outside tube. The
internal lumen has a swivel mount
at the patients end. This ensures
that the internal tube cannot kink,
so ensuring delivery of fresh gas to
the patient.
3. The reservoir bag is mounted at
the machine end.
4. The APL valve is mounted at the
machine end.
Mechanism of action
1. During spontaneous ventilation,
the patients exhaled gases are
channelled back to the reservoir
bag and become mixed with fresh
gas (Fig. 4.8B). Pressure build-up
within the system will open the
APL valve allowing the venting of
the mixture of the exhaled gases
and fresh gas (Fig. 4.8C).
2. The fresh gas flow required to
prevent rebreathing (as seen in
Fig. 4.8D) during spontaneous
ventilation is about 1.5 to 2 times
the alveolar minute volume. A
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flow rate of 150 to 200 ml/kg/min
is required. This makes it an
inefficient and uneconomical
system for use during spontaneous
ventilation.
3. It is a more efficient system for
controlled ventilation. A flow of
70 to 100 ml/kg/min will maintain
normocapnia. A flow of 100
ml/kg/min will cause moderate
hypocapnia during controlled
ventilation.
4. Connection to a ventilator is
possible (Fig. 4.9). By removing
the reservoir bag, a ventilator such
as the Penlon Nuffield 200 can be
connected to the bag mount using
a 1 metre length of corrugated
tubing (the volume of tubing must
exceed 500 ml if the driving gas
from the ventilator is not to enter
the breathing system). The APL
valve must be fully closed. A
newly designed modification
incorporates a switch knob at the
valve end to switch between
spontaneous and controlled
ventilation. This allows the
ventilator to be connected to the
breathing system all the time.
5. A parallel version of the D system
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is also available.
Problems in practice and safety
features
1. The internal tube can kink
preventing fresh gas from being
delivered to the patient.
2. The internal tube can become
disconnected at the machine end
causing a large increase in the
dead space, resulting in
hypoxaemia and hypercapnia.
Movement of the reservoir bag
during spontaneous ventilation is
not therefore an indication that
the fresh gas is being delivered to
the patient.
Fig. 4.8 Mechanism of action of the Mapleson D breathing system during
spontaneous ventilation (reproduced with permission from Textbook of Anaesthesia 2nd
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edn, Aitkenhead and Smith 1990, Churchill Livingstone).
Fig. 4.9 The Bain breathing system connected to a ventilator (e.g. Penlon Nuffield
200) via tubing connected to the bag mount (reproduced with permission from Textbook
of Anaesthesia 2nd edn, Aitkenhead and Smith 1990, Churchill Livingstone).
T-piece system
(Mapleson E and F)
This is a valveless breathing system
used in anaesthesia for children up to
25 to 30 kg body weight (Fig. 4.10).
It is suitable for both spontaneous
and controlled ventilation.Components
1. A T-shaped tubing with three open
ports (Fig. 4.11).
2. Fresh gas from the anaesthetic
machine is delivered via a tube to
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one port.
3. The second port leads to the
patients mask or tracheal tube.
The connection should be as short
as possible to reduce dead space.
4. The third port leads to reservoir
tubing. Jackson-Rees added a
double-ended bag to the end of the
reservoir tubing (making it
Mapleson F).
5. A recent modification exists where
an APL valve is included before a
closed-ended 500 ml reservoir
bag. A pressure relief safety
mechanism in the APL valve is
actuated at a pressure of
30 cmH2O (Fig. 4.12). This design
allows effective scavenging.
Mechanism of action
1. The system requires a fresh gas
flow of 2.5 to 3 times the minute
volume to prevent rebreathing
with a minimal flow of 4 litre/min.
2. The double-ended bag acts as a
visual monitor during
spontaneous ventilation. In
addition, the bag can be used for
assisted or controlled ventilation.
3. The bag can provide a degree of
CPAP during spontaneous
ventilation.
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4. Controlled ventilation is
performed either by manual
squeezing of the double-ended bag
(intermittent occlusion of the
reservoir tubing in the Mapleson
E) or by removing the bag and
connecting the reservoir tubing to
a ventilator such as the Penlon
Nuffield 200.
5. The volume of the reservoir tubing
determines the degree of
rebreathing (too large a tube) or
entrainment of ambient air (too
small a tube). The volume of the
reservoir tubing should
approximate to the patients tidal
volume.
Problems in practice and safety
features
1. Since there is no APL valve used in
the standard breathing system,
scavenging can be a problem.
2. Patients under 6 years of age have
a low functional residual capacity
(FRC). Mapleson E was designed
before the advantages of CPAP
were recognised for increasing the
FRC. This problem can be
partially overcome in the
Mapleson F with the addition of
the double-ended bag.
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Fig. 4.10 A T-piece breathing system.
Fig. 4.11 Mechanism of action of the Tpiece
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breathing system.
Fig. 4.12 Intersurgical T-piece incorporating an APL valve and closed reservoir bag to
enable effective scavenging.
The Mapleson D, E and F systems are all functionally similar(Figure 1).
They act as T pieces with the FGF delivered to the patient end of the circuit and differ only in the
presence of valves or breathing bags at the expiratory end of the circuit. These systems are all
inefficient for spontaneous respiration (Figure 4).
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During expiration exhaled gas and fresh gas mix in the corrugated tubing and travel towards the
reservoir bag. When the bag is full the pressure in the system rises and the expiratory valve
opens venting to the atmosphere a mixture of fresh and exhaled gas. During the expiratory pause
fresh gas continues to push exhaled alveolar gas down the tubing towards the valve. However,
unless the FGF is at least twice the patient's minute volume, rebreathing of alveolar gas will
occur. A FGF of at least 8-10 litres/min (150mls/kg/min) is required to prevent rebreathing in an
adult.
When used for controlled ventilation the Mapleson D system functions more efficiently. During
expiration the corrugated tubing and reservoir bag fill with a mixture of fresh and exhaled gas.
Fresh gas fills the distal part of the corrugated tube during the expiratory pause prior to
inspiration. When the bag is compressed this fresh gas enters the lungs and when the expiratory
valve opens a mixture of fresh and exhaled gas is vented. The degree of rebreathing that occurs
depends on the FGF. A FGF of 70ml/kg/min is usually adequate for controlled ventilation;
100mls/kg/min will result in a degree of hypocapnia (lowered CO2 level in the blood).
Modifications of the Mapleson D system
The Bain Circuit (Figure 3) is the most commonly used form of the Mapleson D system. It is a
co -axial circuit which was introduced in 1972 by Bain and Spoerel. Unlike the Lack co-axial
circuit described above, fresh gas flows down the central narrow bore tubing (7mm i.d.) to the
patient and exhaled gases travel in the outer corrugated tubing (22mm i.d.). The reservoir bag
may be removed and replaced by a ventilator such as the Nuffield Penlon 200 for mechanical
ventilation. Before use the Bain circuit should be carefully checked by the anaesthetist. The outer
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tubing of a Bain circuit is made of clear plastic and the inner green or black. If a leak develops in
the inner tubing or it becomes detached from the fresh gas port, a huge increase in apparatus
dead space occurs. In order to check for this, the lumen of the green tubing should be occluded
with a finger or the plunger of a 2ml syringe when a rise in gas pressure within the anaesthetic
circuit should be observed.
The degree of rebreathing that occurs suring IPPVwill depend on the FGF. In an adult, fresh gas
flows of 70-80mls/kg/min (6-7litres/min) will maintain a normal arterial carbon dioxide tension
(normocapnia) and a flow of 100mls/kg/min will result in mild hypocapnia.
The Mapleson E system performs in a similar way to the Mapleson D, but because there are no
valves and there is very little resistance to breathing it has proved very suitable for use with
children. It was originally introduced in 1937 by P Ayre and is known as the Ayre's T-piece. The
version most commonly used is the Jackson-Rees modification which has an open bag attached
to the expiratory limb (classified as a Mapleson F system although it was not included in the
original description by Professor Mapleson). Movement of the bag can be seen during
spontaneous breathing, and the bag can be compressed to provide manual ventilation. As in the
Bain circuit, the bag may be replaced by a mechanical ventilator designed for use with children.
This system is suitable for children under 20kg. Fresh gas flows of 2 - 3 times minute volume
should be used to prevent rebreathing during spontaneous ventilation, with a minimum flow of 3
litres/minute, eg a 4 year old child weighing 20kg has a normal minute volume of 3 litres/min
and would required a FGF of 6-9litres/min. During controlled ventilation in children
normocapnia can be maintained with a fresh gas flow of 1000mls + 100mls/kg. e.g. a 4 year old
weighing 20kg would need a total FGF of around 3litres/min. systems are all functionally
similar.
Combination of the Mapleson A, D and E Systems - The Humphrey A D E Circuit
The Mapleson A circuit is inefficient for controlled ventilation as is the Mapleson D circuit for
spontaneous ventilation. David Humphrey has designed a single circuit (Figure 5) that can be
changed from a Mapleson A system to a Mapleson D by moving a lever on the metallic block
which connects the circuit to the fresh gas outlet on the anaesthetic machine. The reservoir bag is
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situated at the fresh gas inlet end of the circuit, and gas is conducted to and from the patient
down the inspiratory and expiratory limbs of the circuit.
Depending on the position of the control lever at the Humphrey block, gases either pass through
the expiratory valve or the ventilator port. When the lever is "up" the reservoir bag and the
expiratory valve are used, creating a Mapleson A type circuit. When the lever is in the "down"
position the bag and valve are by-passed and the ventilator port is opened creating a Mapleson D
system for controlled ventilation. If no ventilator is attached and the port is left open the system
will function like an Ayre's T piece (Mapleson E ).
Like all pieces of equipment, it is essential that the anaesthetist fully understands the function ofa particular circuit. If the lever on the Humphrey block is moved from "up" to "down" whilst
gases are flowing the breathing bag will remain full of gas but manual ventilation of the patient`s
lungs by compressing the bag will be impossible and may resemble complete obstruction of the
breathing circuit. This has led to anaesthetists ocasionally concluding that their endotracheal tube
required changing.
The Humphrey ADE
breathing system
This is a very versatile breathing
system which combines the
advantages of Mapleson A, D and E
systems. It can therefore be used
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efficiently for spontaneous and
controlled ventilation in both adults
and children. The mode of use is
determined by the position of one
lever which is mounted on the
Humphrey block (Fig. 4.13). Both
parallel and coaxial versions exist
with similar efficiency. The parallel
version will be considered here.
Components
1. Two lengths of 15 mm smoothbore
tubing (corrugated tubing is
not recommended). One delivers
the fresh gas and the other carries
away the exhaled gas. Distally
they are connected to a Yconnection
leading to the patient.
Proximally they are connected to
the Humphrey block.
2. The Humphrey block is at the
machine end and consists of
a) an APL valve featuring a visible
indicator of valve performance
(Fig. 4.14)
b) a 2 litre reservoir bag
c) a lever to select either
spontaneous or controlled
ventilation
d) a port to which a ventilator can
be connected, e.g. Penlon
Nuffield 200
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e) a safety pressure relief valve
which opens at pressures in
excess of 60 cmH2O
f) a new design incorporating a
soda lime canister is also
available.
Mechanism of action
1. With the lever up (Fig. 4.15A) in
the spontaneous mode, the
reservoir bag and APL valve are
connected to the breathing system
as in the Magill system.
2. With the lever down (Fig. 4.15B)
in the ventilator mode, the
reservoir bag and the APL valve
are isolated from the breathing
system as in the Mapleson E
system. The expiratory tubing
channels the exhaled gas via the
ventilator port. Scavenging occurs
at the ventilators expiratory valve.
3. The system is suitable for
paediatric and adult use. The
tubing is rather narrow, with a low
internal volume. Because of its
smooth bore there is no significant
increase in resistance to flow
compared to 22 mm corrugated
tubing used in other systems. Small
tidal volumes are possible during
controlled ventilation and less
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energy is needed to overcome the
inertia of gases during spontaneous
ventilation.
4. The presence of an APL valve in
the breathing system offers a
physiological advantage during
paediatric anaesthesia, since it is
designed to offer a small amount
of PEEP (1 cmH2O).
5. During spontaneous ventilation
a) a fresh gas flow of about 50 to
60 ml/kg/min is needed in
adults
b) the recommended initial fresh
gas flow for children weighing
less than 25 kg body weight is 3
litre/min, this offers a
considerable margin for safety.
6. During controlled ventilation
a) a fresh gas flow of 70 ml/kg is
needed in adults
b) the recommended initial fresh
gas flow for children weighing
less 25 kg body weight is 3
litres/min. However,
adjustment may be necessary to
maintain normocarbia.
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Fig. 4.13 The parallel Humphrey ADE
breathing system.
Fig. 4.14 The Humphrey ADE breathing
systems APL valve (reproduced with
permission from Dr D. Humphrey).
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Fig. 4.15 Mechanism of action of the parallel Humphrey ADE breathing system. With the lever
up (A) the system functions in its
Mapleson A mode for spontaneous ventilation. For mechanical ventilation the lever is down (B)
and the system functions in its
Mapleson E mode (reproduced with permission from Dr D. Humphrey).
Circle Systems
An alternative to using high flow circuits is to absorb CO2 from the expired gases which are then
recirculated to the patient. These circuits are known as circle systems, were first devised by
Brian Sword in 1926 and require smaller amounts of fresh gas each minute.
Carbon dioxide is removed from the expired gas by passage through soda lime, a mixture of 94%
calcium hydroxide and 5% sodium hydroxide, and 1% potassium hydroxide which reacts with
CO2 to form calcium carbonate. Soda lime also contains small amounts of silica to make the
granules less likely to disintegrate into powder and a chemical dye which changes colour with
pH. As more carbon dioxide is absorbed the pH decreases and the colour of the dye changes
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from pink to yellow/white. When around 75% of the soda lime has changed colour it should be
replaced . The soda lime canister should be mounted vertically on the anaesthetic machine to
prevent the gases passing only through a part of the soda lime (streaming).
Fresh soda lime contains 35% water by weight which is necessary for the reaction between
carbon dioxide and soda lime to take place. This generates considerable heat. The soda lime may
rise in temperature to 40 centigrade. There are therefore additional advantages of using circle
systems in that the gases within the circle are warmed and humidified prior to inspiration.
(Baralyme is a commercially available CO2 absorber which contains 5% barium hydroxide
instead of sodium hydroxide.)
Design of Circle Systems
A circle system (Figure 6) is composed of two one way valves (one inspiratory and one
expiratory), a reservoir bag, a fresh gas inlet, a canister of soda lime and an expiratory spill
valve. Although there may be slight differences in the positioning of these components, all the
systems function in the same way.
Vaporiser Position. The vaporiser may be placed either outside the circle (VOC) on the
anaesthetic machine in its conventional position, or rarely within the circle itself (VIC). Normal
plenum vaporisers, with high internal resistance, cannot be used within the circle and a low
internal resistance type vaporiser (such as the Goldman) is required. Drawover vaporisers such as
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the OMV are not recommended for use within the circle because of the risk of over-dosage.
Since the gases are recirculated, if the vaporiser is placed in the circle, gas already containing
volatile anaesthetic agent will re-enter the vaporiser and the resulting output will exceed the
vaporiser setting. This is a particular danger during controlled ventilation when dangerously high
concentrations can build up. Vaporisers should only be placed inside the circle (VIC) when
inspired volatile anaesthetic agent monitoring is available. It is safer to use conventional plenum
vaporisers mounted on the anaesthetic machine outside the circle. In this case the maximum
volatile anaesthetic agent concentration achievable within the circle cannot exceed that set on the
vaporiser.
Practical Use of Circle Systems. During the first 5 - 10 minutes of an inhalational anaesthetic
using a volatile anaesthetic agent in oxygen and nitrous oxide, large amounts of the anaestheticagent and nitrous oxide will be taken up by the patient, and the nitrogen contained in the patient's
lungs and dissolved in their body will be washed out. If low fresh gas flows are used
immediately the patient is connected to the circuit the nitrogen will not be flushed out of the
circle system and will dilute the anaesthetic agent concentration. This may be prevented by using
conventional fresh gas flows of 6litres/min for the first 5-10 minutes of each anaesthetic before
reducing the flow rates.
Reducing the fresh gas flow rates. Inspired anaesthetic gases should contain no carbon dioxide
and a minimum of 30% oxygen. Exhaled alveolar gas contains a lower concentration of oxygen
and around 5% carbon dioxide which is removed from the exhaled gas on passage through the
soda lime. A small amount of fresh gas is added before the next breath. At low fresh gas flow
rates (
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These comments are less important if only oxygen and a volatile agent is being used in the circle.
Under these circumstances there is no risk of oxygen dilution and the flows may be reduced to
1000mls/min.
With flows of >1500mls/min the inspired concentration of volatile agent will be similar to that
set on the vaporisers. With flows
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gas flow to the patient and the
other to receive exhaled gases
from the patient, each port
incorporates a unidirectional
valve
c) an APL valve connected to a 2
litre reservoir bag.
2. Inspiratory and expiratory tubings
connected to the canister.
3. A vaporizer mounted on the
anaesthetic machine back bar
(vaporizeroutside circleVOC)
or a vaporizer positioned on the
expiratory limb within system
(vaporizerinside circleVIC).
4. Soda lime consists of 94% calcium
hydroxide and 5% sodium
hydroxide with a small amount of
potassium hydroxide. Silica is
added to prevent disintegration of
the granules into powder. A dye is
added to change the granules
colour when the soda lime is
exhausted. Colour changes can be
from white to violet or from pink
to white.
5. The size of soda lime granules is 4
to 8 mesh. Strainers with 4 or 8
mesh have four and eight openings
per inch respectively. Therefore,
the higher the mesh number, the
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smaller the particles that are
retained. Soda lime can also be
made to a uniform shape of 3 to 4
mm spheres allowing a more even
flow of gases and a reduction in
channelling. This results in a
longer life with lower dust content
and lower resistance to flow. One
kilogram of soda lime can absorb
more than 120 litres of CO2.
Mechanism of action
1. Exhaled gases are circled back to
the canister where carbon dioxide
absorption takes place and water
and heat are produced. The
warmed and humidified gas joins
the fresh gas flow to be delivered
to the patient (Fig. 4.17).
CO2 + 2NaOH Na2CO3 + H2O
+ heat
Na2CO3 + Ca(OH)22NaOH +
CaCO3
2. The direction of gas flow is
controlled via the unidirectional
disc valves. These are mounted in
see-through plastic domes so that
they can be seen to be working
satisfactorily.
3. The canister is positioned
vertically to prevent exhaled gas
channelling through unfilled
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portions.
4. The initial fresh gas flow
required is several litres per
minute for a period of 5 to 10
minutes. This high flow washes
any nitrogen from both the circle
system and the patients
functional residual capacity. This
can later be reduced to 0.5 to 1
litre/min.
5. The circle system can be used for
both spontaneous and controlled
ventilation.
6. Disposable circle breathing
systems exist. They feature coaxial
inspiratory tubing. The inner
tubing delivers the fresh gas flow
from the anaesthetic machine and
the outer tubing delivers the
recircled gas flow. Both gas flows
mix distally. This allows a more
rapid change in the inhalational
gas and vapour concentration at
the patient end.
USE OF VAPORIZERS IN THE
CIRCLE BREATHING SYSTEM
VOC vaporizers (Fig. 4.18A) are
positioned on the back bar of the
anaesthetic machine. They are high
efficiency vaporizers that can deliver
high output concentrations at low
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flows. They have high internal
resistance.
1. The vaporizer should be able to
deliver accurate concentrations of
inhalational agent with both high
and low fresh gas flows. This is
easily achieved by most modern
vaporizers (e.g. the Tec series).
2. The volume of the circle system is
large in relation to the low fresh
gas flow used. Rapid changes in
the concentration of the inspired
vapour can be achieved by
increasing the fresh gas flow to the
circle system. Delivering the fresh
gas flow distally, using a coaxial
inspiratory tubing design, allows
faster changes in inspired vapour
concentration compared to
conventional circle systems at low
flows.
VIC vaporizers (Fig. 4.18B) are
designed to offer minimal resistance
to gas flow and have no wicks on
which water vapour might condense
(e.g. Goldman vaporizer). The VIC is
a low efficiency vaporizer adding
only small amounts of vapour to the
gas recirculating through it.
1. Fresh gas flow will be vapour free
and thus dilutes the inspired
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vapour concentration.
2. During spontaneous ventilation,
respiration is depressed with
deepening of anaesthesia. Uptake
of the anaesthetic agent is
therefore reduced. This is an
example of feedback safety
mechanism. The safety
mechanism is lost during
controlled ventilation.
Problems in practice and safety
features
1. Adequate monitoring of inspired
oxygen, end-tidal carbon dioxide
and inhalational agent
concentrations are essential.
2. The unidirectional valves may
stick and fail to close because of
water vapour condensation. This
leads to an enormous increase in
dead space.
3. The resistance to breathing is
increased especially during
spontaneous ventilation.
4. Compound A is produced when
sevoflurane is used in conjunction
with soda lime. Newer designs of
soda lime claim lesser production
of compound A.
5. The circle system is bulkier, less
portable and more difficult to
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clean.
6. Soda lime is corrosive. Protective
clothing, gloves and eye/face
protection can be used.
7. Because of the many connections,
there is an increased potential for
leaks and disconnection.
Fig. 4.16 The circle breathing system.
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Fig. 4.17 Mechanism of action of the circle breathing system.
Fig. 4.18 Diagrammatic representation of the circle system with (A) vaporizer outsidethe circle (VOC) and (B) vaporizer inside the circle (VIC)