BFLS 2013

8/9/2019 BFLS 2013

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Banking & FinanceLegal Summit 201325th 2013 | MumbaiCourtyard by Marriott

June

An Interactive andengaging forum for

sharing of practical solutions forprofessionals dealing with complex

legal and regulatoryframework for bankingand financial services

Associate Partner Supporting Partners Kit Sponsor

Silver Partner

Online Media Partners Fraternity Partners

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Summit Concept

The Indian Banking and FinancialInstitutions are reshaping them selves w iththe im plem entation of Basel III regulations

according to the guidelines of RBI issued inA pril. The industry survived the globalfinancial m eltdow n around the w orldstanding in cross roads w ith the pressure tom eet the capital requirem ent.

The changing stringent regulatoryrequirem ents, issues of global m oneylaundering and Benam i transactions,

increased frauds w ith advancem ent oftechnology, pressure for N PA reduction andrecovery brings im m ense stress for Legalprofessionals in Banking and Financialinstitution especially w hile dealing w ithsticky legal fram ew orks.

A s legal service providers, solutionsproviders and custom ers preparethem selves for next set of business

opportunities: Lex W itness presentsBanking and Finance Legal Summit,w hich takes place on 25th June 2013 inM um bai for an in-depth discussion andknow ledge sharing on vital aspects ofbanking and financial industries.

Highlights of the Summit:

Ÿ Legal Implications of Basel IIIimplementations

Ÿ Decoding SARFAESI Act

Ÿ Banking Fraud Laws

Ÿ Legal issues of Money

Laundering & BenamiTransactions

Ÿ Cyber Laws and IT Act asapplied to Banking andFinancial Fraud

Ÿ Litigation Management ofNPA’s and other recoverymechanisms

Ÿ Recognising and dealing withFraudulent Documentation

Ÿ Two benched PanelsDiscussion on : Who – What –How of Collaborativeworking with Banking Inhouse counsels and legalservice providers

8/9/2019 BFLS 2013


Basel III

“Basel III”, a set of reform m easures for Banking and Financial Sectors tostrengthen the regulation, supervision and risk m anagem ent. The objective is toabsorb shocks from financial and econom ic stress, im prove risk m anagem ent andgovernance to strengthen banks' transparency and disclosures. Im plem entation ofBasel III, w ith enhanced level of dynam ism , and com plexity w ithin global regulatorylandscape w ill likely add significant challenges for legal professionals from banking

and financial sector to reorganize legal strategies to im prove perform ance w ithreduced N PA and effective litigation m anagem ent strategies.

SARFAESI ACT

SA RFA ESI A ct (The Securitization and Reconstruction of Financial A ssets andEnforcem ent of Securities A ct, 2002) w as enacted to regulate securitization andreconstruction of financial assets and enforcem ent of security interest created inrespect of Financial A ssets to enable realization of such assets.

Enforcem ent of SA RFA ESI A ct provide the pow ers under the RBI guidelines hascreated difficulties for legal departm ents of creditors to balance fundam ental rightsand enforcem ent of act w ith appropriate strategy in order to recover debt undervarious acts w ithin the jurisdiction of courts.

Fraud Identification and Risk Management

The innovation in technology and global terrorism has increased sophistication offrauds in Banking and Finance sectors. G row th of organized crim e has raisedserious concern for legal departm ents to develop stringent control and m onitorm echanism for cyber crim es, m oney laundering, fraudulent docum entations andbenam i transactions. Recent cases against leading financial institutions haveincreased reputational risks associated w ith poor fraud detection capabilities. Thishas created challenges for the legal professionals as there is an increase in litigationfrom the consum ers.

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Who should attend:

Ÿ Corporate Counsel

Ÿ Company SecretaryŸ Head - Contracts

Ÿ Head - Legal

Ÿ Chief Executive Officer

Ÿ Chief Financial Officer

Ÿ Chief Operating Officer

Ÿ Managing Director

Ÿ Head - Compliance

Ÿ Head - Corporate Affairs

Ÿ Head - Operations

Ÿ Head - Regulatory Affairs

Ÿ Head – Litigation

Ÿ Head – Risk Management

Ÿ Branch Head

Ÿ Head – Audit

Ÿ

Legal OfficerŸ Project Financer

Ÿ Law Firm Partners

Ÿ Individual Practitioners

AUDIEN

Sectors:ŸFinancial Institutions

ŸBanking Sector

Ÿ Insurance Sector

ŸLarge Corporate

ŸPrivate Equity Firms

ŸGovernment AuthoritiesŸLaw Firms

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09.30 Opening Rema rks

09.40 Presentat ion by Platinum Partner

10.00 Keyno te Address: Basel III - What it m ean s fo r legal prof ession als• Lega l Regula tory f ramew ork as per Basel III• Implica tion a nd implementa tion fo r norms & appropriat e a ssessment

procedures• Basel II v/s Basel III - How ca n b a nking leg a l prof ession a ls be g ea red fo r

the chang e?

10.30 Panel Discussion: SARFAESI - Securitizatio n and Recon struction of Financial Assets and Enforcement of Security Interest Act • Recent t rends in Recovery La w a ft er onset o f SARFAESI ACT• Chal lenges to crea t e ba lance betw een respect ive right s• Stra te g ies to e nfo rce SARFAESI Act in liq uidat ion of a ssets• Understa nding the regula t ory lega l f ramew ork of deb t recovery tribunal• Exa mining the jurisdiction of courts under the Act

11.30 Netw ork ing Break

12.00 Know ledge Partner Presentat ion

12.20 Pane l Discussion : Fraud Identification and Risk Manage ment Challenge f or Legal Professiona ls

Discussion Fo cus Pa rt o ne: Ba nking Frau d La w s in India a nd Initiat ivesby t he RBI• Analyzing current g uidelines for ba nking f raud law s in India a nd

its eff ectivene ss• Discussion on init ia t ives by the RBI• Ident i fying t he need for improvement for more str ingent ba nking law s

Discussion Fo cus Pa rt Tw o : Mo ney La und ering a nd Bena mi Tran saction s• Mon ey La unde ring & Bena mi Transactions in respect t o FEMA• Obliga t ion of ba nking and f inancia l inst i tut ions and in termediar ies• Exam ining t he key elements for effective leg al and compliance prog ram

fo r th e prevent ion w ith a deq ua te po licies, practices a nd procedures• Mit iga t ing Internat iona l Money Launder ing a nd Benami accounts

Risk - Impleme nt ing Po licies, Pro cedures, St a nd a rds an d G uida nce• Designing lega l f ramew ork t o formula t e phishing law s and regula t ions

fo r ba nks a nd f ina ncia l institut ion s

Discussio n Focus Pa rt Thre e E- Ba nking• Understa nding t he na ture of crimes through online transact ions in

Banking and Financial industries• Ana lysis of existing cyber la w s a nd ITActs for online fra uds• Def in ing lega l f ramew ork for Cyber Infrastructure for banks and

fina ncia l institut ion s

S.D. Kelkar, GM La w , SBI

Kumar Medhavi, AVP – Leg a l &Risk Ma na g em ent , Yes Ban k

Anurag Shukla, Dy GM- Retail Legal, Asset Reconstruction Company (India) Ltd.Anand Vasagan, Hea d Leg a l, DHFL Lt d.

Zeeshan Khan , Leg a l Officer, Union Ba nk

Abhijit Sanzgiri, Head - Int erna l Audit, Aditya Birla Mon ey

Ambe r Gupta, Head Complia nce, Leg a l &Secreta ria l – Aditya Birla Mon ey

Sri Phani Yenamandra, Vice Presiden t-Leg a l, Citiba nkArpinder Singh, Pa rtne r &Nat iona l Director - Fraud Investiga tion &Disput e Services, Ernst &Youn g Ind ia

B. Gopalakrishnan , Preside nt &Hea d (La w ), Axis Ba nk Ltd .

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13.30 Netw orking Lunch

14.30 Pane l Discussion: Litigatio n Mana gem ent

Increasing NPAs a re af fe cting o verall perf orma nce of ba nks & fina ncia linstit ut ions, for recovery in t he pro cess raising leg a l hurdles for prof essiona ls• Alternat ive opt ions to cope up w ith f la w s of Judicial system f or NPA recovery• Cha llenges in leg a l a ction f or recovery from ‘SICK’ Industry• Examining the strengths and w eakness of too ls of recovery for banking

leg a l professiona lso Lo k Ad a la to Deb t Recovery Tribu na ls (DRT)o Assets Recoveryo Corporate Debt Restructuring (CDR)

15.40 Gold Partner Presentat ion

16.00 Netw orking Break

16.30 Tw o Benched Panel Discussion:

Best Practices for colla bo rat ive w orking o f in-ho use Leg a l Tea m o f Ba nkinga nd Finan ce sect ors w ith Leg a l Service Provide rs.

This uniq ue f orma t f ea tu res lega l t ea ms from Ba nking & Finan cia l serviceson on e side a nd Leg a l Service provider o n t he o th er fo r an ope n d iscussionon practica l cha lleng es from t heir perspective an d t o seek outw orkab le resolutions.

Ope n Discussio n:• Wha t a re the practical prob lems betw een Leg al Service Providers an d in

house leg al depa rtment of ba nk and f inancia l insti tutions?o Pressure Situa tio ns ~ Leg a l Service Providers & In House Co unsel

o Impleme nt a tio n o f w hich is lega lly & pra ctica lly no t po ssibleo How to w ork on a micab le solutions?

o Prof essiona l Fees – a view from bo th sideso Re so lu t io n

• Decoding: Best pract ices in due d iligence of a ssets to b e mortg ag edor hypotheca t ed• Decoding: Best Pra ctices in Vett ing o f Documents• Renew al of Documents Service• Co n t ra ctu a l Ag r ee m en t s

o Perspectives from Ba nking Secto r o Perspectives fro m NBFI

• Consor t ium Loan Agreements• Leg al Auditing : Benchma rking Best Practices

17.30 Summ it Conclusion

V.S.V. Rao, Leg a l Advisor, IFCI Lt dRaju Dodti, Sen ior Directo r&Hea d – Leg a l, IDFC Ltd .

Ajay Thomas, Registrar, LCIA India

Sameer Karkatte, Hea d - Leg a l &Complia nce, Relian ce Life Insuran ce Compa ny Ltd

Nilanjan Sinha, Gen era l Cou nsel, GE Capita l – Session Chair

B. Gopalakrishnan, President &Hea d (La w ), Axis Ba nk Ltd .

Girish Go khaleUday Shankar Dutt, Adviso r - Fra ud Investig a tio n & Disput e Services, Ernst &You ng Ind ia

PBA Srinivasan, Edit o r in Chief , Lex Witn ess

Sandhya Vishal, Hea d o f Leg a l, ANZ Ba nking Grou p Limite d

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