The safe partner for your business

GUARDIANasset management software

Solutions

Portfolio

Management

Risk control

Swiss-Rev is a company with a high degree of

specialisation and flexibility in software solutions for the

financial sector. Our customers, on a worldwide basis,

are represented by independent asset management

companies, banks, investment funds, hedge funds or

the Sicav that need a software solution that providing

comprehensive support, and that is avant-garde

advanced and flexible enough for asset management

activities.

Swiss-Rev is the result of over a decade of expertise

gained in creating software for the financial sector,

which is now represented by a team of professionals

with financial and information technology skills that

provide the best possible solution to your needs, in

order to satisfy them in the best possible way.

Our solution, which provides global support to your asset

management needs, in both collective and individual

terms, is based on GUARDIAN asset management

software.

Our goal is to put all our customers in a position to

achieve the maximum efficiency and automation of

their administration processes and operations, while

providing high reliability and flexibility in configuring

specific solution for your management company.

Cost reduction, improvement of operational efficiency

and the quality of work are therefore the result that we

can offer, the benefits of the continuous updating and

development of GUARDIAN software.

Over ten years of growth, development, expansion

and innovation, in order to try and obtain the best

possible result in relation to the three essential points

that the development of our software is based on:

Highest possible level of automation for

operating and administration activities

A strong impact on cost reduction and an increase

in the efficiency and quality of your management

company’s work activities.

GUARDIANasset management software

Intuitiveness

All the functionalities originate from the specific needs of asset

management companies, and thus they are based on the ideas

of those who work in the financial markets day in day out.

Centrality of the system

Any user at your company, starting from your back office

clerks, will interface with a single software, ensuring

considerable operating precision.

GUARDIAN is the solution for obtaining

comprehensive support for asset management

activities, from data flows with depositary

banks, to portfolio management and risk control

functionalities, and the automatic creation of

reports; all contained in a single software.

GUARDIANasset management software

Inter-connection with depositary Banks and

external Partners

DEPOSITARY BANKS

BROKERS

GUARDIAN - SERVERCLENT COMPANY

ADVISORS /EXTERNAL PARTNERS

AUTOMATIC INTERFACEDATA FLOW

INTERFACEINTERNET / INTRANET

INTERFACE BROWSERORDERS TRANSMISSION

Fully automated connection with depositary banks,

providers and external partners. High flexibility, ensuring

the creation of an interface with any bank in less than a

month, via FIX, SWIFT, or alternative protocols.

To date, we have interfaced with more than fifteen national

and international banks, ensuring absolute cash flow

management adaptability and safety. Swiss-rev Sa is also

the software partner of some of these prestigious banks.

GUARDIANasset management software

Processing and management of orders for stocks,

bonds, funds, futures, options, warrants, swaps,

forexes, and any other financial instrument used

by the main financial providers.

Historical database of all transactions that have been

carried out, stocks, exchange rates and accruals.

Automatic processing of the orders and completed

orders register.

Precompliance of transactions with the compliance

& risk control module.

Automatic creation of files and/or flows to be sent

to brokers and depositaries.

Automatic reconciliation of transactions carried

out and received by the depositary and the

Guardian database, with records of pending

transactions and any mismatching.

Order Management

AUTOMATIC CREATIONOF ORDER FILES AND

TRANSMISSION OF FLOWS

DEPOSITARY BANK

BROKERS

ENTERING OFTRANSACTIONS

AUTOMATIC RECONCILIATION OFDEPOSITARY / GUARDIAN TRANSACTIONS

TRADINGDESK

GUARDIANasset management software

Display of the statements of assets and liabilities of relationships in real time, with push mode updating of all

financial instruments, including the calculation of futures and exchange rates margins.

Fully customisable configuration of the distribution of assets by type, with a geographical and sector

related breakdown.

Calculation of the NAV in real time (for funds) with daily and year to date performance levels.

Possibility of automatically checking individual or lists of stocks, by using only the Isin code or Bloomberg ticker.

Extrapolation of all data in CSV format or pdf format, for subsequent data processing and automatic upload.

Simulation of upstream orders, making it possible to allocate all or part of the portfolios selected with a single order.

Automatic creation of orders to be carried out to re-balance the weighting of each share according to a model

portfolio (unit linked), and the sending of these orders to brokers/depositaries.

Calculation of period performance contributions, by share, type, sector and currency, as well as numerous other

functions in support of asset management activities.

Possibility of creating consolidated multiple accounts with different depositary banks.

Portfolio management Function

a few examples of functionalities that support management

GUARDIANasset management software

Compliance & risk control

CREATION ANDSENDING

OF ORDERS

DEPOSITARY BANK

BROKERS

PRECOMPLIANCE

AUTOMATIC RECONCILIATION OFDEPOSITARY / GUARDIAN TRANSACTIONS

ENTERING OFTRANSACTIONS

CONFORMITY ANALYSIS OF TRANSACTIONS IN ACCORDANCE WITH THE OPERATING LIMITS ESTABLISHED BY UCITS AND PROSPECTUSES

GUARDIANasset management software

Preparation of reports for analysis of risk concentration, by provider, stock types, and geographical area.

Summary report of exceeded limits for portfolios under management.

Calculation of quantitative risk by calculating the historical parametric, and Montecarlo VAR.

Quantitative analysis of the portfolio according to the most widely used indicators and customer requirements.

Historical archive of all transactions for processing functions and audits.

Pre compliance of all limits established for each transaction, both in relation to rules (according to management

mandates, UCITS rules for funds), and on a customised basis.

Processing and visualisation in real time of the limits, with warnings when the maximum permissible levels

are close to being reached and/or exceeded.

Calculation of the weighting on the net worth of each instrument in real time; the values of bonds calculated

according to the rate of the day; the value of futures and forward contracts calculated immediately.

Profiling of the enabled functions for each user in addition to traceability with regard to all transactions that are

carried out.

Drastic reduction of errors and related costs following the implementation of a rigorous system of order compliance.

Compliance & risk control:

pre Compliance

Compliance & risk control:

post Compliance

GUARDIANasset management software

Automatic creation of reports, including multi-

page reports, fully customised to suit your specific

needs.

Customising of the information content of reports

with the inclusion of summary indicators (sharpe,

dev.standard, Var), graphics, performance against

benchmarks, and partition tables by share,

industry, and geographical distribution.

Automatic sending of reports (or factsheets for

funds) to a mailing list of users, according to an

established time interval.

Exporting of reports in PDF or CSV format, for

internal processing.

Marketing reports

GUARDIANasset management software

Marketing reports

GUARDIANasset management software

Preparation of summary commission reports for receivables

and/or payables, depending on the parameters set by users,

automatically supplied by the flow of data from depositaries.

Preparation of reports summarising the breakdowns of total

assets of Funds/Sicavs, showing the amount invested by each

investor in each fund, with automatic accounting records for

subscriptions, redemptions and switches (only funds).

Preparation of reports summarising the breakdowns of total

assets of Funds/Sicavs, showing the amount invested by each

investor in the different sectors.

The commission reimbursement calculation module

Further information

Matteo AlleviACCOUNT MANAGER

Tel: +41 (0)91.9227.340

Mobile: +41 (0)78.8227.402

matteo.allevi@swiss- rev.com

Solutions

Report

Order

Performance

Swiss- Rev SA

C.P. 1652

Via Valdani, 1 6830 CHIASSO Switzerland

Tel: +41 (0)91.9227.340

info@swiss- rev.com www.swiss- rev.com