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    Heart failure in women

    Lars H. Lund, MD, Donna Mancini, MD*

    Columbia University College of Physicians and Surgeons, New York, NY, USA

    Women exhibit distinct differences compared with men in regard to

    epidemiology, risk factors, causes, mechanisms for disease development,

    response to treatment, and outcomes in heart failure (HF). However,

    because diagnostic criteria have been variable in large epidemiologic surveys

    and because women have constituted a minority of enrollees in major HF

    trials, many questions remain. Gender differences have been well elucidated

    in the area of coronary artery disease (CAD) but less so in HF, even though

    differences in HF are probably more distinct. The purpose of this review is

    to describe known differences in HF between men and women.

    Epidemiology

    Improved management of hypertension (HTN), diabetes (DM), hyper-

    cholesterolemia, and other risk factors for HF or CAD, as well as advances

    in the treatment of acute coronary syndromes (eg, thrombolytics and

    primary angioplasty) have had complex influences on the epidemiology of

    HF. Improved management has allowed people to live longer with risk

    factors and after acute coronary events, which has allowed time to developHF and, consequently, increased the incidence and prevalence of HF.

    Conversely, improved management of risk factors has also prevented HF in

    many people in whom it would otherwise have developed, with the opposite

    effect on HF incidence and prevalence data. The aging of the population and

    improved medical management of HF have also contributed to the

    increasing prevalence. Finally, greater physician awareness and availability

    of noninvasive imaging, leading to more frequent and accurate diagnoses,

    may also have contributed to increasing incidence and prevalence.

    * Corresponding author. Division of Cardiology, Department of Medicine, Columbia

    University College of Physicians and Surgeons, 622 West 168th Street, New York, NY 10032.

    E-mail address: [email protected] (D. Mancini).

    0025-7125/04/$ - see front matter 2004 Elsevier Inc. All rights reserved.

    doi:10.1016/j.mcna.2004.03.003

    Med Clin N Am 88 (2004) 13211345

    mailto:[email protected]:[email protected]
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    Most available data come from government agencies or from large

    population cohorts (Table 1) [110], such as the Framingham Study (9405

    participants, 47% male subjects who have been followed since 1949)

    [1,2,4,6,8]. These studies provide statistical power but should be interpreted

    cautiously because clinical criteria [1,2,46,8] or medical records [3,7] are

    used for diagnosis. Some studies use self-reported HF data [3,7]. Self-

    reported HF is less common than HF established by clinical indices,

    especially among women (Fig. 1A) [5,11]. Furthermore, the type of HF (eg,

    systolic versus diastolic) is often not differentiated.The most recently available figures [10] indicate that HF in the United

    States affects 4.9 million people (2.5 million women and 2.4 million men),

    which is close to 2% of the total population, with an annual incidence of

    550,000 cases. Although the absolute number of patients with HF is higher

    among women than men, women live longer and develop HF later in life.

    Thus, the age-adjusted percentage of prevalence is lower in women (1.5%

    white women versus 2.3% in men and 3.1% black women versus 3.5% in

    men) [10], with an age-adjusted annual incidence of 564 per 100,000 in men

    and 327 per 100,000 in women [8].In absolute figures, prevalence and incidence of HF have increased over

    the last 40 years, with the more dramatic increase in prevalence (Fig. 2A)

    [2,6,10]. Age-adjusted incidence has actually decreased by 31% in women

    and 7% in men between the 1950s and the 1990s (see Fig. 2B) [8].

    Stratified by age, both the prevalence and incidence of HF increase

    dramatically after age 65 (Fig. 1) [5,6,9,10]. In the Framingham Study, mean

    age at diagnosis increased from 57 in the 1950s to 76 in the 1980s [11]. In the

    past, HF was more prevalent in women than men at the extremes of age (see

    Fig. 1A, B) [5,6]. This difference in prevalence may be partly explained bygender differences in the cause of the disease. Pregnancy and connective tissue

    diseases in younger women account for the higher prevalence in the young age

    group (Table 2) [12]. Higher prevalence of CAD among men 45 to 80 years of

    age [10] raises prevalence in this group. More HTN (leading to progressive

    damage) and longer life span among women generally increase female

    representation in the oldest age group; however, more recent data suggest that

    Table 1

    Major epidemiologic surveys

    Source [Ref. no.] Years HF criteriaFramingham [1,2,4,6,8] 19491999 Framingham Study criteria

    National Center for

    Health Statistics [3]

    19701978 Coding on death certificates

    and hospital discharges

    National Health

    Interview Survey [9]

    Annual survey;

    data from 1999

    Self-reported

    National Health and

    Nutrition Examination

    Survey I and III [5,7,10]

    I: 19711975

    I follow-up:

    19821986

    III: 19881994

    Self-reported, clinical

    criteria, and medical records

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    rates are similar between the genders at the extremes of age and dramatically

    higher among men than women in the middle age group (Fig. 1C, D) [9,10].

    Morbidity and mortality

    HF accounts for 1 million hospital discharge diagnoses annually (60%

    women) and total mortality of over 260,000 [10]. HF is the leading cause of

    hospitalization, accounting for at least 20% of all hospitalizations in the

    patients over the age of 65 [13]. Among patients with reduced ejection

    fraction (EF), women have more hospitalizations than men [14] and are

    hospitalized longer [15], probably because they are older and more

    frequently live alone [16]. Mortality rates are variable, reflecting differentcriteria for diagnosis and varying severity of HF. In longitudinal cohorts,

    1-year survival in HF ranges from 55% to 90%, and 5-year survival ranges

    from 20% to 55% [1,5,8,11,1719].

    Generally, women have better survival, at least when results are adjusted

    for age. In the Framingham Study, median survival after diagnosis was

    3.2 years for women and 1.7 years for men, and 1-year survival was 57% for

    men and 64% for women [11]. In Scotland, crude median survival and

    survival rates were similar between the genders; however, the overall adjusted

    hazards ratio for death was 0.87 for women compared with men (95%confidence interval (CI), 0.850.89) [18]. In the National Health and

    Nutrition Examination Survey (NHANES) I, 10-year mortality was only

    24% in women versus 54% in men [5]. In placebo-controlled trials, women

    had a better prognosis than men in the Digitalis Investigation Group (DIG)

    study [20], Survival and Ventricular Enlargement trial (SAVE) [21],

    Metoprolol Extended-Release Randomized Intervention Trial in Heart

    Failure (MERIT-HF) [22], and Cardiac Insufficiency Bisoprolol Study

    (CIBIS) II [23] but a worse prognosis in the Cooperative New Scandinavian

    Enalapril Survival Study (CONSENSUS) II [24], the Trandolapril CardiacEvaluation (TRACE) [25], Studies of Left Ventricular dysfunction (SOLVD)

    [14], and the US carvedilol study (Table 3) [26]. In both men and women, the

    prognosis is better in nonischemic disease causes (see Table 2) [12].

    Despite improvements in therapy, the prognosis in population cohorts

    only recently appears to be improving [13]. In the Framingham Study, there

    was no change in age-adjusted survival over a period of 40 years [11]. This

    probably reflects the fact that HF has become more severe. In Scotland,

    crude median survival increased from 1.23 years to 1.64 years between 1986

    and 1995. Adjusted for age and other factors, the improvements were moredramatic: 30-day mortality fell by 26% in men and 17% in women, and

    longer term mortality fell by 18% in men and 15% in women [18]. In more

    recent Framingham Study analysis, 1-year age-adjusted mortality fell from

    30% to 28% in men and from 28% to 24% in women over 40 years (Fig. 3),

    figures that correspond to a 12% relative improvement in survival per

    decade [8].

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    Fig. 1. Prevalence of HF by gender and age group in different time periods. (A) NHANES-I

    (19711975) data show self-reported rates lower than clinical rates, especially those reported

    among young women. (Data from Shocken DD, Pinsky JL, Kannel WB, Levy D. The

    epidemiology of heart failure: the Framingham Study. J Am Coll Cardiol 1993;22(Suppl A):6A13A.) (B) In the Framingham Study (19491988) a higher prevalence is shown among

    women than men in older age groups. (Data from Ho KKL, Anderson KM, Kannel WB,

    Grossman W, Levy D. Survival after the onset of congestive heart failure in Framingham Heart

    Study Subjects. Circulation 1993;88:10715.)

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    Cause of death

    The most common causes of death in HF are progressive HF and sudden

    cardiac death (SCD), accounting for approximately 50% and 40% of deaths

    Fig. 1 (continued) (C) Prevalence of HF by age and sex. More recent data in NHANES-III

    (19881994) suggest a higher prevalence among men than among women, overall, and in all age

    groups. (Data from American Heart Association. Heart disease and stroke statistics2003

    update. Available at http://www.americanheart.org/presenter.jhtml?identifier=1928 and http://

    www.americanheart.org/presenter.jhtml?identifier=2007. Accessed 2003.) (D) Self-reported data

    in NHIS (1999) show that the prevalence of HF is higher in men at all ages. (From Ni H.

    Prevalence of self-reported heart failure among US adults: Results from the 1999 National

    Health Interview Survey. Am Heart J 2003;146(1):1218; with permission.)

    1325L.H. Lund, D. Mancini / Med Clin N Am 88 (2004) 13211345

    http://www.americanheart.org/presenter.jhtml?identifier=1928http://www.americanheart.org/presenter.jhtml?identifier=2007http://www.americanheart.org/presenter.jhtml?identifier=2007http://www.americanheart.org/presenter.jhtml?identifier=2007http://www.americanheart.org/presenter.jhtml?identifier=2007http://www.americanheart.org/presenter.jhtml?identifier=1928
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    in HF, respectively [19,21,2729]. In HF, SCD occurs at a rate of six to ninetimes that of the general population [4,10]. In the total population, age-

    adjusted SCD is 2- to 3-fold more common in men [30], and in the HF

    population it is also more common in men [4]. Because SCD is much more

    common in men than in women without documented heart disease, the

    magnitude of the increase in relative risk (RR) for SCD in individuals with

    HF compared with those without HF is higher for women than for men. In

    Fig. 2. Absolute annual incidence and prevalence of HF in the United States in men and

    women, reported over 4 decades. (A) Consolidation of data from large epidemiologic surveys.

    (Data from Refs. [2,6,10].) Both absolute incidence and prevalence have increased over time.

    Prevalence has increased more dramatically, consistent with an aging population and increased

    longevity with HF. (B) Age-adjusted incidence has decreased over the last 40 years. (Data from

    Levy D, Kenchaiah S, Larson MG, Benjamin EJ, Kupka MJ, Ho. KKL, et al. Long-term

    trends in the incidence of and survival with heart failure. N Engl J Med 2002;347:1397402.)

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    Rotterdam, the adjusted RR of SCD in HF was 6.6 in women and 3.7 in

    men with HF [19], and in the Framingham Study the adjusted RR was 9.1

    and 6.2, respectively [4].

    Etiology

    HF is multifactorial, and many risk factors have direct and indirect

    (through an intermediary) influence on its development. CAD, HTN,

    idiopathic dilated cardiomyopathy, and valvular heart disease are the mostcommon causes in both genders; however, the relative roles of these diseases

    are different in men and women (Figs. 4 and 5). A combination of CAD and

    HTN is present in many patients. The best data examining risk factors and

    attempting to establish causality are found in the NHANES-I Epidemio-

    logic Follow-up Study [7]. Causality is best estimated by population

    attributable risk (PAR) which is defined as ([RR1] P)/([RR1]

    P+1) 100% [7], where P = proportion of population with risk factor at

    baseline or cumulative proportion exposed during follow-up, and RR = re-

    lative risk in persons with versus persons without given risk factor (derivedfrom Cox proportional hazards models). PAR estimates the proportion of

    cases that could be eliminated if the risk factor were eliminated from the

    total population [7]. For example, HTN is more common than CAD in the

    general population (see Fig. 4A) and approximately equal to CAD in the HF

    population (see Fig. 4B, C). Because HTN is more common in the general

    population, its PAR is lower (see Fig. 5A, B). In multivariate analysis of

    Table 2

    Underlying causes in HF initially considered idiopathic

    Cause Women n (%) Men n (%) TotalAdjusted HRfor mortality

    All Causesa 492 (100) 738 (100) 1230

    Idiopathic 234 (47.6) 382 (51.8) 616 (50.1) 1.00

    Myocarditis 46 (9.3) 65 (8.9) 111 (9.0) 1.05

    Ischemic 21 (4.3) 70 (9.5) 91 (7.4) 1.52*

    Infiltrative 19 (3.9) 40 (5.4) 59 (4.8) 4.40*

    Peripartum 51 (10.4) 0 (0) 51 (4.1) 0.31*

    HTN 21 (4.3) 28 (3.9) 49 (4.0) 0.74

    HIV 8 (1.6) 37 (5.1) 45 (3.7) 5.86*

    Connective tissue disease 27 (5.5) 12 (1.6) 39 (3.2) 1.75*

    Substance abuse 7 (1.4) 30 (4.1) 37 (3.0) 1.41

    Doxorubicin 13 (2.6) 2 (0.3) 15 (1.2) 3.46*

    Other 48 (9.8) 69 (9.4) 117 (9.5) 1.30

    Abbreviation: HR, hazard ratio.

    Data from Felker GM, Thompson RE, Hare JM, Hruban RH, Clemetson DE, Howard DL,

    et al. Underlying causes and long-term survival in patients with initially unexplained

    cardiomyopathy. N Engl J Med 2003;342(15):107784.a May not equal 100% because of rounding.

    * P\ 0.05.

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    NHANES-I data, CAD, HTN, cigarette use, obesity, DM, and valvular

    heart disease were all significant and independent risk factors for HF in both

    genders, and male gender also was a significant risk factor. Inactivity was

    a risk factor only in women [7]. HF increases dramatically with age, and age

    itself is an important risk factor. Most risk factors are more common at

    older ages and have a higher risk of causing HF in older ages, but HF ismore common in older ages even without a particular condition; therefore

    the RR factor for each condition decreases with age [6]. Although from

    different populations, this is illustrated by a RR factor for HF from DM of

    8 and 4 in women and men, respectively, in ages less than 65 years old [6]

    compared with an overall RR of HF from DM of less than 2 [7], even

    though DM is more common in older ages.

    Table 3

    Mortality in clinical trials by men/women subgroups

    All-cause mortality (%)

    Trial n

    Women

    (%)

    Follow-up

    (mo) Subgroup Rx Placebo

    RR, HR, OR, or

    RRR (95% CI)

    DIG [20] 6800 22 37 M 35.2 36.9 P = NS

    W* 33.1 28.9 P\ 0.05

    CONSENSUS II [24] 6090 26 6 M 9.0 8.8 P = NS

    W 13.5 11.2 P = NS

    SAVE [21] 2231 18 42 M 20.6 25.7 P\ 0.05; RRR,

    22 (636)

    Wa 19.9 20.1 P = NS; RRR,

    2 (5737)

    TRACE [25] 1749 28 2450 M 32.4 41.2 P\ 0.05; RR,

    0.74 (0.620.89)

    W 40.6 44.8 P = NS; RR,

    0.90 (0.691.18)

    ACE inhibitor

    meta-analysis [84]

    7105 NA 242 M 16.5 22.7 OR, 0.76

    (0.650.88)

    W 13.4 20.1 OR, 0.79

    (0.591.06)

    US Carvedilol [26] 1094 23 612 M 3.2 7.2 P\ 0.05; HR,0.41 (0.220.80)

    W 3.1 9.6 P\ 0.05; HR,

    0.23 (0.070.69)

    MERIT-HF [22] 3991 22 12 M 7.4 11.8 P\ 0.05; HR, 0.61

    Wa 6.9 7.4 P = NS; HR, 0.92

    CIBIS II [22] 1647 31 16 M 12.9 18.2 P\ 0.05; HR, 0.71

    W 7.0 13.6 P\ 0.05; HR, 0.52

    Abbreviations: CI, confidence interval; HR, hazard ratio; NA, not available; OR, odds ratio;

    RR, relative risk; RRR, relative risk reduction; Rx, treatment.a P for interaction between gender and treatment, NS (not significant).

    * P for interaction between gender and treatment\0.05.

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    Ischemic heart disease

    The incidence [10] and prevalence (see Fig. 4A) [7] of CAD and the

    contribution of CAD to mortality in the population [31] are lower in women

    than in men, but the decrease in cardiovascular mortality over the last

    20 years is less significant in women [31]. Over the past 40 years, theprevalence of CAD among patients with HF has increased in both genders,

    suggesting an increasing causative role of ischemic heart disease [32]. In HF

    patients, CAD is less frequent in women than in men, ranging from 8% to

    74% and 17% to 84%, respectively (see Fig. 4B) [6,9,33].

    Previous incidents of myocardial infarction (MI) are less common among

    women than men with HF [33]; however, women, and especially black

    women, who sustain an MI, have a worse long-term prognosis. After MI,

    22% of men and 46% of women will develop HF, and 25% of men and 38%

    of women will die within 1 year [10]. Women are less likely to undergorevascularization than are men [34], but if they do, they have higher

    incidence of subsequent HF [35] and mortality [36]. Women are less likely to

    receive thrombolytics or aspirin, even when this likelihood is adjusted for

    indications, but both are equally likely to receive b-blockers acutely, and are

    slightly more likely to receive angiotensin-converting enzyme (ACE)

    inhibitors [34]. Past inadequacies in the management of CAD in women

    Fig. 3. Age-adjusted survival in men and women from 1970 to 1999. Survival data

    (percentages) are shown for 30 days and 1 and 5 years. (Data from Levy D, Kenchaiah S,

    Larson MG, Benjamin EJ, Kupka MJ, Ho KKL, et al. Long-term trends in the incidence of and

    survival with heart failure. N Engl J Med 2002;347:1397402.)

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    Fig. 4. (A) Overall (crude) prevalence data from NHANES-I in the total population (ie, with

    and without HF) of listed conditions. (Data from He J, Ogden L, Bazzano LA, Vupputuri S,

    Loria C, Whelton PK. Risk factors for congestive heart failure in US Men and Women. ArchIntern Med 2001;161:9961002.) (B) Prevalence of risk factors in the HF population in the

    NHIS, Framingham, and SOLVD studies (additional studies are cited in the text). (Data from

    Refs. [6,9,33].) (C) Comparison of relative risk of heart failure for subjects with and without

    predisposing conditions. (Data from He J, Ogden L, Bazzano LA, Vupputuri S, Loria C,

    Whelton PK. Risk factors for congestive heart failure in US men and women. Arch Intern Med

    2001;161:9961002.)

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    may have contributed to the high prevalence and incidence of HF among

    older women today.

    Hypertension

    HTN affects 50 million Americans between the ages of 20 and 74 [10] and

    is more common in men (26%30%) than women (21%27%) (see Fig. 4A)

    [7,10]. In contrast, HTN is more common in HF (see Fig. 4B) and is a more

    important risk factor for HF (see Figs. 4C, and 5A, B) in women than men.Systolic HTN predicts HF in women, whereas pulse pressure is more

    predictive in men [4]. In the Framingham Study, the risk, adjusted for age

    and other risk factors, of HF in HTN compared with those without HTN

    was doubled in men and tripled in women [6,37]. The prevalence of HTN

    with HF was 78% and 70% in women and men, respectively [6]; the PAR of

    HF for HTN was 39% in men and 59% in women [37]. In NHANES-I, the

    prevalence of HTN in the general population was 27% in women and 30%

    in men, and the PAR of HF for HTN was 12% for women and 9% for men

    [7]. In SOLVD, 55% of women and 39% of men had concomitant HTN[33], but HTN was considered to be primarily involved in only 7% [14].

    These disparate numbers make sense if the respective populations are

    examined. In the Framingham Study, diagnosis was clinical and broad and

    included large numbers. In NHANES-I, only self-reported diagnoses were

    included, yielding lower rates of HTN and, thus, a lower PAR of HTN. The

    SOLVD study included only patients with depressed EF. Normal EF

    Fig. 4 (continued)

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    accounts for half of all HF [17,38], and HTN is the main cause of HF with

    normal EF (HFNEF), whereas CAD is the main cause of HF with depressed

    EF.

    Heart failure: normal ejection fraction

    HFNEF, frequently termed diastolic HF, is mainly a disease of elderly

    women, most of whom have HTN [39]. HFNEF is becoming increasinglyrecognized as a cause of HF [17,38,40]. When echocardiograms were

    obtained on 73 Framingham Study subjects with HF, 51% had normal

    EF. Sixty-five percent of those with normal EF were women, whereas

    only 25% of those with reduced EF were women [17]. The prevalence of

    HFNEF increases with age [40]. Prognosis in HFNEF is poor, although it is

    better than in systolic dysfunction. The Framingham Study and the

    Fig. 5. Approximate population-attributable risk for men (A) and women (B). The population-

    attributable risk is the closest estimation of direct and primary causation (see text). The

    cumulative population-attributable risk of all risk factors slightly exceeds 100%. Values in these

    pie charts are approximate but proportional. (Data from He J, Ogden L, Bazzano LA,

    Vupputuri S, Loria C, Whelton PK. Risk factors for congestive heart failure in US men and

    women. Arch Intern Med 2001;161:9961002.)

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    Cardiovascular Health Study revealed annual mortality of 15% to 19% in

    systolic HF, 8% to 9% in HFNEF, and 1% to 4% in matched controls

    without HF [17,41]. HFNEF accounts for more deaths than systolicdysfunction in the elderly because it is more common in this age group [41].

    The differential effects of sex hormones on the myocardial hypertrophic

    response may account for the greater incidence of HFNEF in women [42,43].

    In normal subjects, left ventricular (LV) mass and chamber size are lower in

    women compared with men, even when normalized for body surface area

    [44]. HTN is more predictive of HF in women than men (see Figs. 4C, and

    5A, B) [6,7,37]. LV mass increases with age in women but decreases in men

    [44]. Women have a more dramatic hypertrophic response to increased

    myocardial work load and injury [45]. In response to renovascularhypertension in an animal model, myocardial mass was increased in female

    rats by 46% compared with 14% in male rats [43]. Both male and female rats

    exhibit hypertrophy in response to aortic banding, but only males develop

    impaired contractility [46]. In a transgenic tumor necrosis factor-a mouse

    model, both genders progress to HF, but female mice exhibit wall thickening

    without dilation and preserved fractional shortening, whereas male mice

    exhibit marked dilation and loss of fractional shortening [47].

    Effects of sex hormones on cardiac function

    Androgen and estrogen receptors have been detected in blood vessels and

    atrial and ventricular tissue in both genders [42,48,46]. Distinct cardiovas-

    cular effects result from these sex hormones (Table 4) [42,4951]. Estrogen

    protects against HTN partly by decreasing renin activity, whereas

    testosterone promotes HTN partly by increasing renin activity [49]. Estrogen

    inhibits vascular remodeling, vasoconstriction, and smooth muscle cell

    growth [49], and replacement therapy promotes vasodilation in postmeno-

    pausal women [48]. The rate of collagen deposition in the myocardiumis decreased by estrogen whereas deposition is increased by the presence

    of androgens. Estrogen also inhibits cardiac fibroblast and myocyte

    Table 4

    Differential effects of sex hormones

    Site Androgens Estrogens

    Cardiac

    Contractility " $

    LV mass" #

    Fibrosis " #

    Vascular Vasoconstriction Vasodilation

    Skeletal muscle " #

    Renal

    Glomerulosclerosis " #

    Renin " #

    Data from Refs. [42,4951].

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    growth [42,49]. Gonadectomy decreases contractile performance among both

    male and female rats, with a greater decline among males, and decreases heart

    weight in males only [50]. Testosterone replacement increases cardiac andskeletal muscle mass and improves ventricular performance in rats in both

    genders [51]. Oral contraceptive use protects against the development of

    idiopathic dilated cardiomyopathy [52], and hormone replacement improves

    survival in women with systolic HF [53], although as we are learning from the

    Womens Health Initiative and Heart and Estrogen/progestin Replacement

    Study [55], hormone replacement therapy is not beneficial and may be

    harmful when used for primary [54] or secondary [55] prevention of CAD.

    Diabetes mellitus, obesity, inactivity, and the metabolic syndrome

    DM affects 8 million men and nearly 9 million women in the United

    States [10]. Among whites it is more common in men, whereas the opposite

    is true among blacks [10]. DM is an independent predictor of LV mass and

    wall thickness in women but not men [56] and is independently associated

    with increased LV mass and wall thickness, reduced LV systolic function,

    and increased arterial stiffness [57]. Small-vessel disease, interstitial fibrosis,

    and autonomic dysfunction are believed to contribute to diabetic cardio-

    myopathy [58]. Thus, DM predisposes to HF in both genders but moreso in women (see Figs. 4C, and 5A, B) [6,7], and especially in younger

    women [6]. The risk of HF is independent of CAD, HTN, age, and lipid

    status [6,7] and is higher with older age, insulin use [59], and poor glycemic

    control [60]. In early Framingham Study analysis, DM was present in 26%

    of women and 14% of men with HF and associated with a 5- and 2.4-fold

    increased risk of HF in women and men [1]. In later Framingham Study

    data, the incidence of HF was 8- and 4-fold higher, respectively, in diabetic

    women and men [6]. These risks were even greater when CAD was

    eliminated, suggesting that DM has a distinct role in HF, even in theabsence of its indirect role as a cause of ischemic heart disease [61]. DM also

    increases mortality in established HF [62].

    Age-adjusted prevalence of obesity (defined as body mass index over 30)

    has increased from 16% to 34% of women and from 11% to 28% of men

    between 1960 and 2000 [10]. Among Americans over age 20, 26 million men

    and 35 million women are obese [10]. Obesity is independently associated with

    HF in both genders, but it is more predictive in women [7,63]. Obesity may be

    an underlying cause in women who have HFNEF [64]. In the Framingham

    Study, each incremental point in body mass index was associated with a 5%and 7% increased risk of HF in men and women, respectively [63]. Despite the

    strong associations, whether obesity is an independent risk factor for HF or

    even CAD is still controversial. Obesity increased risk of HF independently of

    its intermediaries (HTN, DM, CAD, and LV hypertrophy). Obesity and the

    metabolic syndrome, however, are associated not only with each other and

    with elevated blood pressure, dyslipidemia, and insulin resistance but also

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    with elevated C-reactive protein levels, activation of the central nervous

    system, and increased thrombosis, all of which may be the true culprits when

    obesity has been implicated in HF [65].Thirty-eight percent of American adults report no leisure time physical

    activity [10]. Inactivity is more common in women of all ages than in men

    (see Fig. 4A) and is associated with an increased risk of CAD and HTN [10].

    Inactivity predisposes to HF primarily through intermediate risk factors,

    although in NHANES-I, inactivity independently increased the risk of HF,

    significantly in women (RR 1.31, P = 0.002) and nonsignificantly in men

    (RR 1.14, P = 0.19) (see Figs. 4C, and 5B) [7].

    Alcohol

    Observational studies suggest that light to moderate alcohol use reduces

    the risk of CAD [66]. In NHANES-I, regular alcohol consumption was

    associated with a decreased risk of developing HF in women (RR = 0.70,

    P = 0.03) but not in men [7]; however, it has long been recognized that

    chronic consumption of large amounts of alcohol is a risk factor for

    cardiomyopathy. In one study, the prevalence of alcoholic women with

    dilated cardiomyopathy (DCM) was similar to that of men, but women

    required a lower lifetime dose of alcohol to develop DCM [67].

    Idiopathic dilated cardiomyopathy

    Because idiopathic dilated cardiomyopathy is often a diagnosis of

    exclusion, and diagnostic approaches vary between studies, the epidemiol-

    ogy of idiopathic dilated cardiomyopathy is difficult to establish. In

    Olmstead County, the annual incidence was 7.6 per 100,000 men and 2.5

    per 100,000 women [68]. In other studies, men account for approximately

    80% of DCM cases [69,70], but in the Framingham Study, unknown causes

    accounted for only 7% of all HF in men and women [32]. Underlying

    conditions are not always obvious. In a group of 1230 patients (40% female)

    with initially unexplained cardiomyopathy, further evaluation revealed that

    half had specific causes (see Table 2) [12]. Underlying causes varied greatly

    by gender and correlated strongly with prognosis (see Table 2). In this study

    [12], male gender was independently associated with mortality (adjusted

    hazard ratio 1.26, 95% CI 1.001.60). Peripartum cardiomyopathy was

    significantly associated with better survival, whereas ischemic, infiltrative,

    and HIV were significantly associated with higher mortality [12].

    Signs and symptoms, clinical presentation, and diagnosis

    The diagnosis of HF is generally based on clinical data in population-

    based cohorts and on LV function in clinical trials. The most frequently

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    used criteria are the Framingham Study criteria [1], which do not reliably

    distinguish between systolic and diastolic dysfunction. Women with HF

    have a poorer quality of life and more symptoms than men, especially indecreased exercise tolerance [33,70]. Women have more signs of HF (edema,

    S3 gallop, jugular venous distension) than men [33]. Although they are

    fewer, women who do have systolic dysfunction have more LV dilation then

    men [70]. Women are less likely to be referred to the hospital, managed by

    cardiologist, or have cardiac diagnostic testing [15]. The reason for these

    discrepancies are not known but may relate to older age at presentation,

    causes of HF, or bias similar to that observed in CAD.

    Exercise capacity

    Peak oxygen consumption (VO2) is an important predictor of survival

    and is frequently used to guide selection for transplantation [71]. It is less

    accurate in women, however, for whom the predicted peak VO2 percentage

    may be a better prognostic marker [72]. In HF, as in normal subjects, peak

    VO2 is lower in women than men [70]. This is attributed to the lower

    hemoglobin and reduced skeletal muscle mass, which in turn are the result

    of sex hormones. Healthy men but not women increase their EF in response

    to exercise [73] but in HF neither do. Stroke volume increases to a similardegree in both genders, but in women a 30% increase in end-diastolic

    volume occurs. Thus, men appear to rely on contractility and women on the

    FrankStarling mechanism to increase cardiac output [42].

    Therapy

    Numerous therapies that decrease morbidity or mortality in HF are now

    available. Women have generally been under-represented in HF trials, withparticipation rates ranging from 0% to 32% (see Table 3) [16]. Selection

    bias, age, and the likelihood that women are more likely to decline

    participation are possible reasons, but a proportionately lower incidence of

    systolic dysfunction in women is a significant reason. In the Losartan

    Intervention for Endpoint (LIFE) trial, in which criteria were HTN and

    LVH but not depressed EF, 60% of the participants were women [74]. In

    many trials, outcomes are not reported separately for women and men. In

    some trials, the point estimate of the benefit is similar in both genders, but

    the 95% CI crosses 1 in women. In other studies, no benefit is seen at all inwomen. Outcomes in trials quantifying gender subgroup analyses are listed

    in Table 3.

    Women receive proven therapies less often than their male counterparts.

    Rates of ACE inhibitor use ranged from 34% to 51% in women and 45% to

    71% in men, in studies explicitly comparing genders [75,76]. The low rate of

    use in women was attributed to contraindications and older age [75],

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    although more frequent HF with normal EF and, consequently, less

    established benefit in women is also likely to be responsible. Elderly patients

    have been included in the major ACE inhibitor trials and benefit similarly toyounger people, yet they are less likely to receive this treatment [77]. The fact

    that elderly patients are more likely to be women may be the basis for under-

    prescribing HF agents to women. In contrast, women tend to be more

    compliant with prescribed HF therapy than men [78].

    Digoxin

    In a gender-specific analysis of DIG, women but not men experienced

    higher adjusted mortality with digoxin use than with placebo (hazard ratio

    [HR] 1.23, 95% CI 1.021.47) [20]. Mortality in men correlated with serum

    digoxin levels. Women in the DIG had higher short-term serum concen-

    trations than men. Whether higher levels explain the increased mortality in

    women has not yet been analyzed. Overall, mortality was lower among

    women than men in both treatment and placebo groups (see Table 2).

    Hospitalization rates were lower in women on digoxin versus placebo.

    Hydralazine and nitrates

    Experience with hydralazine and nitrates is based primarily on the

    Veterans Heart Failure Trials [79], which included only men and revealed

    more benefits when compared with placebo but less benefits than with ACE

    inhibitor. Use of hydralazine and nitrates is recommended for patients who

    are intolerant to ACE inhibitors and angiotensin receptor blockers.

    Although there appears to be no reason to believe this regimen has different

    effects in men and women, there is no clinical evidence that it is effective in

    women.

    Angiotensin-converting enzyme inhibitors

    In systolic HF, ACE inhibitors reduce hospitalization and prolong

    survival [21,27,28,80], and in high-risk patients they prevent the de-

    velopment of HF [81]. It is probable but not definite that ACE inhibitors

    benefit women. In the Cooperative North Scandinavian Enalapril Survival

    Study (CONSENSUS-I; severe HF), men had a significant 51% RRreduction for mortality at 6 months, but for women it was only 6% and

    insignificant [82]. In SOLVD (treatment and prevention), enalapril reduced

    mortality and hospitalization in both women and men, but the decrease was

    less in women [83]. In the SAVE and TRACE (HF post-MI) trials, there was

    only a 2% and 10% RR reduction (P = nonsignificant in both) for

    mortality in women, compared with 22% and 26% in men, respectively

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    [21,25]. In the Acute Infarction Ramipril Efficacy (AIRE) trial (signs of

    post-MI HF), ramipril decreased mortality in both women and men and

    actually more so in women [84]. In a meta-analysis of 7105 patients in 32trials, the odds ratio for total mortality was 0.76 (95% CI 0.650.88) for

    men and 0.79 (0.591.06) for women [85]. In a later meta-analysis of 12,763

    patients in five trials (SAVE, AIRE, TRACE, and two SOLVD trials), the

    odds ratio for death was 0.79 (0.720.87) for men and 0.85 (0.711.02) for

    women [86].

    Thus, there is a less convincing benefit of ACE inhibitors for women than

    for men; however, there are important caveats. Many women with HF do

    not have systolic dysfunction, a requirement for most ACE inhibitor trials,

    and in SOLVD, women had more coughing and withdrew more frequently[87]. One can speculate why the benefits of ACE inhibition appear to be

    diminished in women. African Americans respond less to ACE inhibitors,

    possibly because of less of a renin component in the pathophysiology of

    HTN and HF [88]; similarly, women may respond less because estrogen

    decreases and testosterone increases renin activity [49]. Furthermore,

    women have not been analyzed prospectively and separately. Thus, if a trial

    reveals overall benefit, it is not appropriate to conclude that women do not

    benefit because this subgroup result may be the result of a smaller sample

    size. In the larger meta-analysis and in SAVE, the P values for theinteraction (heterogeneity) of gender and treatment were nonsignificant

    (Table 3) [86,89]. In SAVE, a proportional hazards model revealed the

    benefits of captopril to be independent of many variables, including gender,

    and after adjustment for gender, the benefits remained significant [89].

    Angiotensin II receptor blockers

    In general, angiotensin receptor blockers have similar benefits to ACE

    inhibitors and are a good alternative when ACE inhibitors are not tolerated.In a head-to-head comparison of captopril and losartan for HF, the former

    was associated with a nonsignificantly lower mortality in both men and

    women [90]. In the Valsartan Heart Failure Trial (Val-HeFT) [91] (valsartan

    in addition to existing therapy, often including an ACE inhibitor), women

    were analyzed separately and had benefits similar to those in men but

    without reaching statistical significance.

    b-Blockers

    The US carvedilol trial was terminated early after a dramatic decrease in

    mortality in both men and women and more so in women, with HR of

    mortality of 0.41 and 0.23 in men and women, respectively [26]. A meta-

    analysis of CIBIS and CIBIS-II revealed a larger mortality benefit in women

    than men with a RR compared with placebo of 0.61 in women and 0.71 in

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    men (P\ 0.05 for both) [92]. In contrast, the MERIT-HF failed to reach

    significant benefit for women, although overall the mortality reduction was

    large and highly significant (absolute risk reduction [ARR] 3.8%, RR 0.66[95% CI 0.530.81]) [29]. Finally, the Carvedilol Prospective Randomized

    Cumulative Survival (COPERNICUS) [93] trial showed a dramatic benefit

    in both men and women with severe HF (symptoms at rest or with minimal

    exertion) for both total mortality and for the combination of mortality and

    hospitalization, although the overall mortality for women failed to reach

    statistical significance. In a pooled analysis of the MERIT-HF, COPERNI-

    CUS, and CIBIS II, the RR for mortality was 0.69 in women and 0.66 in

    men [22]. How proposed mechanisms ofb-blockers might differ between the

    genders is poorly understood.

    Aldosterone antagonists

    Aldosterone antagonists decrease mortality, hospitalization, and symp-

    toms in HF. In the Randomized Aldactone Evaluation Study (RALES) [94],

    overall mortality at 2 years was 35% in the spironolactone group and 46%

    in the placebo group (RR 0.70, 95% CI 0.600.82), with a similar and

    significant reduction in both men and women. Gynecomastia and breast

    pain were reported in 10% of men but not reported in women. The

    Eplerenone Postacute Myocardial Infarction Heart Failure Efficacy and

    Survival Study (EPHESUS) [95] reported decreased overall mortality (RR

    0.85, 95% CI 0.750.96) with eplerenone compared with placebo for

    patients with acute MI complicated by HF. In subgroup analysis this benefit

    was actually larger in women and failed to reach statistical significance in

    men, but the P value for gender/treatment interaction was insignificant.

    Mechanisms of benefit probably include inhibition of the negative effects of

    aldosterone on the heart and possibly elevation of serum potassium; little is

    known about how these effects may differ between genders, but again, thedifferent responses to pressure overload and MI probably play a role.

    Cardiac transplantation

    Orthotopic heart transplantation is associated with significant improve-

    ment in survival and quality of life for patients with severe refractory HF.

    Of the 2500 transplants performed annually in the United States, almost

    80% are performed in men [96]. Women appear to be referred at equal levelsof severity of disease, based on clinical and hemodynamic parameters.

    However, there is a higher acceptance of candidates with ischemic causes,

    regardless of gender [97], which increases the proportion of men who

    undergo transplantation. Once referred, women are as likely as men to be

    found acceptable candidates [97], but they are less likely to accept [98].

    Following transplantation, women tend to have more rejection and are less

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    likely to tolerate a steroid-free regimen [99]. In some analyses, women have

    been reported to have worse survival after orthotopic heart transplantation

    [100], but a majority of studies report comparable survival [96], which is now85%90% at 1 year.

    Summary

    Distinct differences in sex hormones and their effects and differences in

    response to injury, pressure overload, and aging account for many of the

    differences between women and men with HF. The typical woman with HF

    is more likely to have HTN, diastolic dysfunction, DM, obesity, and

    inactivity and is less likely to have CAD or a previous MI or systolicdysfunction. Women are more symptomatic and are perhaps less likely to

    benefit from established treatments; however, survival is better for women if

    controlled for age. As the therapeutic options for HF increase, sex-based

    differences in treatment may need to be considered. Future studies directed

    exclusively at women may be warranted to confirm or establish benefits of

    existing and future treatments.

    Acknowledgments

    We thank Graham Barr, MD, DrPH, for statistical assistance.

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