April 2020 Corporate Relationship, National Stock Exchange of India … · 2020-07-24 · National...
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Kotak Mahindra Bank Ltd. CIN: L65110MH1985PLC038137 Registered Office: 27 BKC, C 27, G Block, Bandra Kurla Complex, T +91 22 61660001 Bandra (E), Mumbai 400051, www.kotak.com Maharashtra, India. 25 th April 2020 The Manager Corporate Relationship, BSE Limited, 1 st Floor, New Trading Ring, Rotunda Building, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai 400 001. The Manager National Stock Exchange of India Ltd. Exchange Plaza, 5 th Floor, Plot No.C/1, G Block, Bandra-Kurla Complex, Bandra (East), Mumbai 400 051. Dear Sir, Pursuant to Regulation 31(1)(b) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, we enclose the Shareholding Pattern of the Bank for the quarter ended 31 st March 2020. Kindly acknowledge receipt. Yours faithfully, Kotak Mahindra Bank Limited Bina Chandarana Joint President & Company Secretary Encl: as above.
Transcript of April 2020 Corporate Relationship, National Stock Exchange of India … · 2020-07-24 · National...
Kotak Mahindra Bank Ltd. CIN: L65110MH1985PLC038137 Registered Office: 27 BKC, C 27, G Block, Bandra Kurla Complex, T +91 22 61660001
Bandra (E), Mumbai 400051, www.kotak.com Maharashtra, India.
25th April 2020
The Manager Corporate Relationship, BSE Limited, 1st Floor, New Trading Ring, Rotunda Building, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai 400 001.
The Manager National Stock Exchange of India Ltd. Exchange Plaza, 5th Floor, Plot No.C/1, G Block, Bandra-Kurla Complex, Bandra (East), Mumbai 400 051.
Dear Sir,
Pursuant to Regulation 31(1)(b) of the Securities and Exchange Board of India (Listing
Obligations and Disclosure Requirements) Regulations, 2015, we enclose the
Shareholding Pattern of the Bank for the quarter ended 31st March 2020.
Kindly acknowledge receipt.
Yours faithfully, Kotak Mahindra Bank Limited Bina Chandarana Joint President & Company Secretary
Encl: as above.
1. Name of Listed Entity:KOTAK MAHINDRA BANK LIMITED
2. Scrip Code/Name of Scrip/Class of Security:500247,KOTAKBANK,EQUITY SHARES
3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c)
a. if under 31(1)(b) then indicate the report for quarter ending 31/03/2020
b. if under 31(1)(c) then indicate date of allotment/extinguishment
4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information:
Particulars YES* NO*
a Whether the Listed Entity has issued any partly paid up shares No
b Whether the Listed Entity has issued any Convertible Securities or Warrants? No
c Whether the Listed Entity has any shares against which depository receipts are issued? No
d Whether the Listed Entity has any shares in locked-in? No
e Whether any shares held by promoters are pledge or otherwise encumbered? No
*if the Listed Entity selectes the option 'NO' for the questions above, the columns for the partly paid up shares, Outstanding Convertible
Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as
applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared
by Listed entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified
securities.
5 The tabular format for disclosure of holding of specified securities is as follows:
Format of Holding of Specified securities
Table I - Summary Statement holding of specified securities
Category Category of Shareholder No of
Shareholde
rs
No of fully paid up
equity shares held
No of
Partly
paid-up
equity
shares
held
No of
Shares
Underlyin
g
Depositor
y
Receipts
Total No of Shares
Held (VII) =
(IV)+(V)+(VI)
Shareholdi
ng as a %
of total no
of shares
(As a % of
(A+B+C2))
No of
Shares
Underlyin
g
Outstand
ing
convertti
ble
securities
(Including
Warrants
)
Sharehol
ding as a
%
assuming
full
conversio
n of
convertib
le
Securities
(as a
percenta
ge of
diluted
share
capital)
Number of equity
shares held in
dematerialized
form
Total as a %
of (A+B+C)
No. As a % of
total
Shares
held
No. As a % of
total
Shares
held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV)
(A) Promoter & Promoter Group 8 572464964 0 0 572464964 29.92 572464964 0 572464964 29.92 0 29.92 0 0.00 0 0.00 572464964
(B) Public 334267 1340573374 0 0 1340573374 70.08 1340573374 0 1340573374 70.08 0 70.08 0 0.00 NA NA 1334692903
(C) Non Promoter-Non Public
(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 NA 0 0.00 NA NA 0
(C2) Shares held by Employes Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
Total: 334275 1913038338 0 0 1913038338 100.00 1913038338 0 1913038338 100.00 0 100.00 0 0.00 0 0.00 1907157867
Note:
Voting rights of the promoters of the Bank are capped to 15% of paid-up voting equity share capital of the Bank from 1st April 2020.
Number of Voting Rights held in each class of securities Number of Locked in
Shares
Number of Shares
pledged or
otherwise
encumbered
No of Voting Rights
(IX) (XII) (XIII)
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Category Category & Name of the Shareholder PAN No of
Shareholders
No of fully paid up
equity shares
held
No of
Partly
paid-up
equity
shares
held
No of Shares
Underlying
Depository
Receipts
Total No of Shares
Held (IV+V+VI)
Shareholding as a
% of total no of
shares (calculated
as per SCRR, 1957
(VIII) As a % of
(A+B+C2
No of
Shares
Underlyin
g
Outstandi
ng
convertti
ble
securities
(Including
Warrants
)
Sharehol
ding as a
%
assuming
full
conversio
n of
convertib
le
Securities
(as a
percenta
ge of
diluted
share
capital)
(VII)+(X)
As a % of
(A+B+C2)
Number of equity
shares held in
dematerialized form
Total as a
% of
(A+B+C)
No. As a % of
total
Shares
held
No. As a % of total
Shares held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV)
(1) Indian
(a) Individuals/Hindu undivided Family 7 571840408 0 0 571840408 29.89 571840408 0 571840408 29.89 0 29.89 0 0.00 0 0.00 571840408
UDAY SURESH KOTAK AABPK8999F 1 566927100 0 0 566927100 29.63 566927100 0 566927100 29.63 0 29.63 0 0.00 0 0.00 566927100
SURESH A KOTAK (HUF) AAAHS5956B 1 110000 0 0 110000 0.01 110000 0 110000 0.01 0 0.01 0 0.00 0 0.00 110000
PALLAVI KOTAK AABPK6238P 1 1111580 0 0 1111580 0.06 1111580 0 1111580 0.06 0 0.06 0 0.00 0 0.00 1111580
SURESH AMRITLAL KOTAK AABPK6548A 1 200000 0 0 200000 0.01 200000 0 200000 0.01 0 0.01 0 0.00 0 0.00 200000
INDIRA SURESH KOTAK AABPK6754A 1 2300000 0 0 2300000 0.12 2300000 0 2300000 0.12 0 0.12 0 0.00 0 0.00 2300000
JANAK DINKARRAI DESAI ACUPD9668F 1 1134368 0 0 1134368 0.06 1134368 0 1134368 0.06 0 0.06 0 0.00 0 0.00 1134368
AARTI NEAL CHANDARIA ACYPC3743N 1 57360 0 0 57360 0.00 57360 0 57360 0.00 0 0.00 0 0.00 0 0.00 57360
(b) Central Government/State Government(s) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Any Other 1 624556 0 0 624556 0.03 624556 0 624556 0.03 0 0.03 0 0.00 0 0.00 624556
KOTAK TRUSTEE COMPANY PVT. LTD BENEFICIAL OWNER MR.UDAY S KOTAK AAATU4449F 1 624556 0 0 624556 0.03 624556 0 624556 0.03 0 0.03 0 0.00 0 0.00 624556
Sub-Total (A)(1) 8 572464964 0 0 572464964 29.92 572464964 0 572464964 29.92 0 29.92 0 0.00 0 0.00 572464964
(2) Foreign
(a) Individuals (Non-Resident Individuals/Foreign Individuals 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(e) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Sub-Total (A)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 8 572464964 0 0 572464964 29.92 572464964 0 572464964 29.92 0 29.92 0 0.00 0 0.00 572464964
Note:
Voting rights of the promoters of the Bank are capped to 15% of paid-up voting equity share capital of the Bank from 1st April 2020.
Number of Shares pledged or
otherwise encumbered
No of Voting Rights
(IX) (XII) (XIII)
Number of Voting Rights held in each class of securities Number of Locked in
Shares
Table III - Statement showing shareholding pattern of the Public shareholder
Category Category & Name of the Shareholder PAN No of
Shareholders
No of fully paid up
equity shares
held
No of
Partly
paid-up
equity
shares
held
No of Shares
Underlying
Depository
Receipts
Total No of Shares
Held (IV+V+VI)
Shareholding as a
% of total no of
shares (A+B+C2)
No of
Shares
Underlyin
g
Outstandi
ng
convertti
ble
securities
(Including
Warrants
)
Sharehol
ding as a
%
assuming
full
conversio
n of
convertib
le
Securities
(as a
percenta
ge of
diluted
share
capital)
Number of equity
shares held in
dematerialized form
Total as a
% of
(A+B+C)
No. As a % of
total
Shares
held
No. As a % of
total
Shares
held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV)
(1) Institutions
(a) Mutual Funds 38 172109405 0 0 172109405 9.00 172109405 0 172109405 9.00 0 9.00 0 0.00 NA NA 172081405
SBI MAGNUM EQUITY FUND AABTS6407Q 1 49068314 0 0 49068314 2.56 49068314 0 49068314 2.56 0 2.56 0 0.00 NA NA 49068314
AXIS MUTUAL FUND AACTA5925A 1 28775245 0 0 28775245 1.50 28775245 0 28775245 1.50 0 1.50 0 0.00 NA NA 28775245
(b) Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(c) Alternate Investment Funds 38 3633429 0 0 3633429 0.19 3633429 0 3633429 0.19 0 0.19 0 0.00 NA NA 3633429
(d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(e) Foreign Portfolio Investors 667 749261396 0 0 749261396 39.17 749261396 0 749261396 39.17 0 39.17 0 0.00 NA NA 749235796
EUROPACIFIC GROWTH FUND AAAAE0997R 1 95139478 0 0 95139478 4.97 95139478 0 95139478 4.97 0 4.97 0 0.00 NA NA 95139478
INVESCO OPPENHEIMER DEVELOPING MARKETS FUND AAATO0090N 1 54746003 0 0 54746003 2.86 54746003 0 54746003 2.86 0 2.86 0 0.00 NA NA 54746003
NEW WORLD FUND INC AABCN3163H 1 35887114 0 0 35887114 1.88 35887114 0 35887114 1.88 0 1.88 0 0.00 NA NA 35887114
CAPITAL WORLD GROWTH AND INCOME FUND AABTC2758E 1 36412279 0 0 36412279 1.90 36412279 0 36412279 1.90 0 1.90 0 0.00 NA NA 36412279
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC-FIRST STATE AADCC1811B 2 22010602 0 0 22010602 1.15 22010602 0 22010602 1.15 0 1.15 0 0.00 NA NA 22010602
CANADA PENSION PLAN INVESTMENT BOARD AADCC3918P 1 118634632 0 0 118634632 6.20 118634632 0 118634632 6.20 0 6.20 0 0.00 NA NA 118634632
(f) Financial Institutions/Banks 17 768378 0 0 768378 0.04 768378 0 768378 0.04 0 0.04 0 0.00 NA NA 761744
(g) Insurance Companies 24 65453128 0 0 65453128 3.42 65453128 0 65453128 3.42 0 3.42 0 0.00 NA NA 65453128
LIFE INSURANCE CORPORATION OF INDIA AAACL0582H 1 42674534 0 0 42674534 2.23 42674534 0 42674534 2.23 0 2.23 0 0.00 NA NA 42674534
(h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(i) Any Other
Sub Total (B)(1) 784 991225736 0 0 991225736 51.81 991225736 0 991225736 51.81 0 51.81 0 0.00 NA NA 991165502
(2) Central Government/State Government(s)/President of India 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
Sub Total (B)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(3) Non-Institutions
(a) i.Individual shareholders holding nominal share capital up to Rs.2 lakhs 318294 85710381 0 0 85710381 4.48 85710381 0 85710381 4.48 0 4.48 0 0.00 NA NA 81257351
ii.Individual shareholders holding nominal share capital in excess of Rs. 2 Lakhs 339 92823282 0 0 92823282 4.85 92823282 0 92823282 4.85 0 4.85 0 0.00 NA NA 92364651
(b) NBFCs Registered with RBI 15 374981 0 0 374981 0.02 374981 0 374981 0.02 0 0.02 0 0.00 NA NA 374981
(c) Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(d) Overseas Depositories (Holding DRs)(Balancing figure) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(e) Any Other
I E P F 1 3171393 0 0 3171393 0.17 3171393 0 3171393 0.17 0 0.17 0 0.00 NA NA 3171393
FOREIGN BANK 1 32800000 0 0 32800000 1.71 32800000 0 32800000 1.71 0 1.71 0 0.00 NA NA 32800000
SUMITOMO MITSUI BANKING CORPORATION AAACT8792P 1 32800000 0 0 32800000 1.71 32800000 0 32800000 1.71 0 1.71 0 0.00 NA NA 32800000
FOREIGN CORPORATE BODIES 1 25966992 0 0 25966992 1.36 25966992 0 25966992 1.36 0 1.36 0 0.00 NA NA 25966992
CALADIUM INVESTMENT PTE LTD AABCH9331D 1 25966992 0 0 25966992 1.36 25966992 0 25966992 1.36 0 1.36 0 0.00 NA NA 25966992
NON RESIDENT INDIANS 7741 4678415 0 0 4678415 0.24 4678415 0 4678415 0.24 0 0.24 0 0.00 NA NA 3822391
TRUSTS 63 17859748 0 0 17859748 0.93 17859748 0 17859748 0.93 0 0.93 0 0.00 NA NA 17859748
CLEARING MEMBERS 267 4914430 0 0 4914430 0.26 4914430 0 4914430 0.26 0 0.26 0 0.00 NA NA 4914430
BODIES CORPORATES 2921 58851478 0 0 58851478 3.08 58851478 0 58851478 3.08 0 3.08 0 0.00 NA NA 58798926
OVERSEAS CORPORATE BODIES 1 8222960 0 0 8222960 0.43 8222960 0 8222960 0.43 0 0.43 0 0.00 NA NA 8222960
Qualified Institutional Buyer 14 10676177 0 0 10676177 0.56 10676177 0 10676177 0.56 0 0.56 0 0.00 NA NA 10676177
NON RESIDENT INDIAN NON REPATRIABLE 3823 3295892 0 0 3295892 0.17 3295892 0 3295892 0.17 0 0.17 0 0.00 NA NA 3295892
FOREIGN NATIONALS 2 1509 0 0 1509 0.00 1509 0 1509 0.00 0 0.00 0 0.00 NA NA 1509
Sub Total (B)(3) 333483 349347638 0 0 349347638 18.26 349347638 0 349347638 18.26 0 18.26 0 0.00 343527401
Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) 334267 1340573374 0 0 1340573374 70.08 1340573374 0 1340573374 70.08 0 70.08 0 0.00 1334692903
Note:
* Shareholding under ‘Insurance companies’ category reflects the shareholding of IRDA regulated Insurance companies.
Number of Shares
pledged or otherwise
encumbered
No of Voting Rights
(IX) (XII) (XIII)
Number of Voting Rights held in each class of securities Number of Locked in
Shares
Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder
Category Category & Name of the Shareholder PAN No of
Shareholders
No of fully paid up
equity shares
held
No of
Partly
paid-up
equity
shares
held
No of Shares
Underlying
Depository
Receipts
Total No of Shares
Held (IV+V+VI)
Shareholding as a
% of total no of
shares (A+B+C2)
No of
Shares
Underlyin
g
Outstandi
ng
convertti
ble
securities
(Including
Warrants
)
Sharehol
ding as a
%
assuming
full
conversio
n of
convertib
le
Securities
(as a
percenta
ge of
diluted
share
capital)
Number of equity
shares held in
dematerialized form
Total as a
% of
(A+B+C)
No. As a % of
total
Shares
held
No. As a % of
total
Shares
held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV)
(1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(2) Employee Benefit Trust (under SEBI(Share based Employee Benefit) Regulations 2014) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
Total Non-Promoter-Non Public Shareholding (C) = (C)(1)+(C)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
Number of Shares
pledged or otherwise
encumbered
No of Voting Rights
(IX) (XII) (XIII)
Number of Voting Rights held in each class of securities Number of Locked in
Shares
Table IIIA - Statement showing shareholders acting as persons in Concert including their Shareholding
Details of the shareholders acting as persons in Concert including their Shareholding:Name of Shareholder Name of PAC No of sharesHolding%
Nil Nil Nil Nil
Total: 0 0
No of Shareholders No of shares
Nil Nil
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account
