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ORIGINAL PAPER
Application of ANN in the prediction of the pore
concentration of aluminum metal foams manufactured
by powder metallurgy methods
Sermin Ozan & Mustafa Taskin & Sedat Kolukisa &
Mehmet Sirac Ozerdem
Received: 20 March 2007 /Accepted: 22 August 2007 /Published online: 22 September 2007# Springer-Verlag London Limited 2007
Abstract In this work, the effect of fabrication parameters
on the pore concentration of aluminum metal foam,manufactured by the powder metallurgy process, has been
studied. The artificial neural network (ANN) technique has
been used to predict pore concentration as a function of
some key fabrication parameters. Aluminum metal foam
specimens were fabricated from a mixture of aluminum
powders (mean particle size 60 μ m) and NaCl at 10, 20, 30,
40(wt)% content under a pressure of 200, 250, and
300 MPa. All specimens were then sintered at 630°C for
2.5 h in argon atmosphere. For pore formation (foaming),
sintered specimens were immersed into 70°C hot running
water. Finally, the pore concentration of specimens was
recorded to analyze the effect of fabrication parameters
(namely, NaCl ratio, NaCl particle size, and compacting
pressure) on the foaming behavior of compacted specimens. It
has been recorded that the above-mentioned fabrication
parameters are effective on pore concentration profile while
pore diameters remain unchanged. In the ANN training
module, NaCl content (wt)%, NaCl particle size (μ m), and
compacting pressure (MPA) were employed as inputs, while
pore concentration % (volume) of compacts related to
fabrication parameters was employed as output. The ANN program was successfully used to predict the pore concentra-
tion % (volume) of compacts related to fabrication parameters.
Keywords Aluminum metal foam . Pore concentration .
Fabrication parameters . Neural network
1 Introduction
Cellular metallic materials have attracted more and more
attention in the last few decades with increased availability
of practical manufacturing technologies and improved
understanding of their physical, chemical, and mechanical
propert ies [1 – 4]. Aluminum (Al) foams have found
increasing applications in a wide range of structural and
functional products due to their exceptional mechanical,
thermal, acoustic, electrical, and chemical properties [5, 6].
Aluminum foam structures have densities only fractions of
that of a solid structure and therefore have high specific
strength and stiffness. They also have excellent properties
for impact energy, vibration, and sound absorption. Examples
of their applications include lightweight panels for building
and transport designed to resist buckling and impact, and
nonflammable ceiling and wall panels for thermal and sound
insulation. There is a great diversity of cellular metallic
materials that show various structures and properties. Accord-
ing to the connectivity of cells, cellular metals can be
categorized as either closed or open-celled. Open cell foams
can also be used as heat exchangers, filters, and catalyst
carriers. Applications of Al foams on a large scale are likely to
enter the automotive industry with an aim to improve vehicle
crashworthiness and thus passenger safety. Closed-cell Al
foams are also materials of increasing importance because of
Int J Adv Manuf Technol (2008) 39:251 – 256
DOI 10.1007/s00170-007-1218-2
S. Ozan : M. Taskin (*)
Faculty of Technical Education, University of Firat,
23119 Elazig, Turkey
e-mail: [email protected]
S. Ozan
e-mail: [email protected]
S. Kolukisa : M. S. Ozerdem
Faculty of Engineering and Architecture, University of Dicle,
21280 Diyarbakir, Turkey
S. Kolukisa
e-mail: [email protected]
M. S. Ozerdem
e-mail: [email protected]
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their energy absorption capabilities combined with good
thermal and acoustic properties.
Manufacturing methods [7, 8] currently available can be
generally grouped into five categories according to the
forms of the precursory Al and the types of the pore-
forming agents, namely, melt-gas injection, melt-foaming
agent, powder-foaming agent, investment casting, and melt
infiltration. However, the Al foams produced by these
methods are either too expensive due to the high productioncosts or too poor in quality due to poor controllability in
pore structure and porosity. As a consequence, commercial
applications of Al foam components are still limited. With
the rapidly increasing demand for high quality Al foams,
there has been a growing need for developing cost effective
manufacturing technologies. With the developments in
artificial intelligence, researchers have paid a great deal of
attention to the solution of nonlinear problems in physical
and mechanical properties [9]. Electricity demand forecast-
ing, prediction of mechanical and physical properties of
alloys, composite materials as a function of components,
and fabrication parameters are all application areas of ANN.
The aim of this paper is to predict the pore concentration %
(volume) of Al – NaCl compacts manufactured by powder
metallurgy using ANN. Features of a multilayer perceptron
architecture with a back-propagation learning algorithm [10]
were employed to predict the pore concentration % (volume)
of aluminum foam as a function of fabrication parameters.
2 Experimental data collection
The Al – NaCl powders were mixed at a prespecified weight
ratio. The resultant Al – NaCl powder mixture is compacted
into a net-shape preform under a pressure of 200, 250, or
300 MPa. The preform is then sintered at 630°C for 2.5 h in
argon atmosphere below the melting point of Al (660°C) and
far below that of NaCl (801°C). After the aluminum in the
preform forms a well-bonded networked structure, the
preform is cooled to room temperature. The embedded NaCl
particles are finally dissolved in hot water, leaving behind an
open cell aluminum metal foam with the same chemical
composition as that of the original aluminum powder. For
Fig. 1 Optical micrographs of aluminum metal foam cross sections
F ig . 2 Sintering – dissolution
process (SDP) consists of the
mixing, compacting, sintering
and dissolution stages
252 Int J Adv Manuf Technol (2008) 39:251 – 256
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each combination, three samples were fabricated and mean
values were recorded for foaming evaluations. Optical micro-
graphs of aluminum metal foam cross sections are given in
Fig. 1. The sintering – dissolution process (SDP) consists of
the mixing, compacting, sintering, and dissolution stages as
shown schematically in Fig. 2. SEM micrographs of
compacts (S1-S2) are presented in Fig. 3. Pore concentration
(volume) values of compacts related to fabrication parame-
ters were presented in Table 1.
3 Artificial neural network (ANN) model
An ANN is a mathematical model consisting of a number
of highly interconnected processing elements organized
into layers, the geometry and functionality of which have
been likened to that of the human brain. ANNs learn by
experience, generalizing from previous experiences to new
ones, and can make decisions [11].
The network has one input layer, one hidden layer, and
one output layer. The input layer consists of all the input
factors. Information from the input layer is then processed
in the course of one hidden layer, then the output vector iscomputed in the final (output) layer. A schematic descrip-
tion of the layers is given in Fig. 4. In developing an ANN
model, the available data set is divided into two sets, one is
to be used for training of the network, and the remaining is
to be used to verify the generalization capability of the
network. Input – output pairs are presented to the network
and weights are adjusted to minimize the error between the
network output and actual value.
Among the various kinds of ANN approaches that exist,
the multi layer perceptron (MLP) architecture with the back-
propagation learning algorithm has become the most popular
in engineering applications [12]. The back-propagationalgorithm, which is common in literature, has been used
to update the forward path parameters in ANNs. This
method is based on minimization of the quadratic cost
function by tuning the network parameters. The mean
square error is considered a measurement criterion for a
training set. Parameters which minimize this cost function
are determined. The averaged square error is given in
Eqs. 1 and 2 such that:
e j nð Þ ¼ d j nð Þ À y j nð Þ ð1Þ
" nð Þ ¼1
2 P
X j 2C
X P
n¼1
e2 j nð Þ ð2Þ
Here e, n, d, y, P , and C indicate error signal at the output,
iteration number, desired output, generated output by
network, total number of patterns contained in the training
Fig. 3 SEM micrographs of compacts (S1-S2) samples
Table 1 Pore concentration % (volume) of compacts related to
fabrication parameters
Sample
No:
NaCl
content (wt) %
NaCl
particlesize (μ m)
Compacting
pressure(MPA)
Pore
concentration %(volume)
S1- 10 500 200 7.00
S1a 10 1,100 200 7.20
S1b 10 500 250 6.00
S1c 10 1,100 250 6.60
S1d 10 500 300 5.40
S1e 10 1,100 300 6.10
S2- 20 500 200 14.60
S2a 20 1,100 200 15.30
S2b 20 500 250 13.40
S2c 20 1,100 250 14.20
S2d 20 500 300 13.00
S2e 20 1,100 300 14.80
S3- 30 500 200 27.00S3a 30 1,100 200 28.60
S3b 30 500 250 24.70
S3c 30 1,100 250 26.30
S3d 30 500 300 24.80
S3e 30 1,100 300 26.10
S4- 40 500 200 37.00
S4a 40 1,100 200 38.60
S4b 40 500 250 34.70
S4c 40 1,100 250 36.30
S4d 40 500 300 34.90
S4e 40 1,100 300 36.10Fig. 4 Structure of three layered neural network in the present study
Int J Adv Manuf Technol (2008) 39:251 – 256 253
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set, and number of neurons at the output layer, respectively.
The adjustment of synaptic weights between the hidden layer
and the output layer can be found from Eqs. 3 and 4:
Δw ji nð Þ ¼ hd j nð Þ yi nð Þ ð3Þ
δ j nð Þ ¼ e j nð Þφ 0Xm
i¼0
w ji nð Þ yi nð Þ
!ð4Þ
Where 8 ′ indicates a derivative of the activation
function. The adjustment of synaptic weight coefficients
between input layer and hidden layer are given in Eq. 5:
δ j nð Þ ¼ 8 0 X
m
i¼0
w ji nð Þ yi nð Þ !Xk
δ k nð Þwkj nð Þ ð5Þ
where η indicates learning rate parameters and has different
values for different problems. In the case in which the
network does not converge, a formula, which is used to
determine weight coefficients including the α momentum
parameter, has been generalized [11] and given as Eq. 6:
Δw ji nð Þ ¼ a Δw ji n À 1ð Þ þ hd j nð Þ yi nð Þ ð6ÞThe general architecture of learning and predicting the
mechanical properties system is given in Fig. 5.
The MATLAB platform was used to train and test the ANN.
In the training, an increased number of neurons (5 – 12) in the
hidden layer has been used in order to define the output
accurately. After training the network successfully, it was
tested by using the known data. Statistical methods were
used to compare the results produced by the network. Errors
occurring at the learning and testing stages are called the root
mean squared (RMS), absolute fraction of variance (R 2), and
mean percentage error (MPE) values.
4 Results and discussion
Pore concentration (pore volume per total structure volume)
is a function of NaCl ratio, NaCl particle size, and
Fig. 5 General architecture of
the learning and predicting
system
Fig. 6 Performance changing of neural network in the training stage
Table 2 MLP architecture and training parameters
Number of layers 3
Number of neurons on the layers Input: 3, hidden: 8,
output: 1
Initial weights and biases Randomly between−
1and +1
Activation functions for hidden and
output layers
Log-sigmoid
Training parameters learning rule Back-propagation
Adaptive learning rate for hidden layer 0.9
Adaptive learning rate for output layer 0.7
Number of iterations 365
Momentum constant 0.95
Duration of learning time 4.026 s
Acceptable mean-squared error 0.001
254 Int J Adv Manuf Technol (2008) 39:251 – 256
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compacting pressure of the powder metallurgy process
while sintering temperature and time are kept unchanged.
NaCl content has significant effects on foaming behavior
especially at high NaCl content as shown in Table 1. At
small rate additions (10%) of NaCl, pore percent is nearly
6%. This can be explained by the existence of closed cells
resulting in retained NaCl in the structure. The amount of
retained NaCl decreased at higher NaCl contents.
NaCl particle size slightly affects the foaming behavior,
and larger particle size resulted in higher pore concen-
trations of the specimens. Finally, from test results it has
been recorded that the compacting pressure is effective on
foaming behavior and higher pressure reduced the pore
concentration of specimens.
An ANN model was employed to predict the pore
concentration % (volume) of aluminum foam as a function
of fabrication parameters. The network has three input
parameters: NaCl content (wt) %, NaCl particle size (μ m),
and compacting pressure (MPA) and one output parameter,
namely, pore concentration. Thus, the architecture of the
ANN model becomes 3-8-1, such that, 3 corresponds to the
input values, 8 to the number of hidden layer neurons, and
1 to the output.
The experimental data set includes 24 patterns, of which
16 patterns were used for training the network and 8 were
selected randomly to test the performance of the trained
network. All the input and output values were normalized
between 0.1 and 0.9 by using linear scaling. The log-
sigmoid transfer function was used in the hidden and output
layer. During the training period, the averaged square error
decreased with increasing number of iterations. After 365
training cycles, a significant effect on error reduction has
not been traced. The performance changing of ANN in the
training stage is given in Fig. 6.
As is evident from Fig. 6, an increasing number of
reliable input data improves the integrity of the training
session and target outputs. The MLP architecture and
training parameters used in the learning stage for the
ANN structure are presented in Table 2. A comparison of
Fig. 7 Comparison of training and testing stage of pore concentration
Fig. 8 a Scatter plot for training stage. b Scatter plot for testing stage
Table 3 Weights between input layer and hidden layer
Ei=G1* NaCl content + G2* NaCl particle size + G3* compacting
pressure + G4
i G1 G2 G3 G4
1 −0.15272 −0.38902 −0.61348 −0.81661
2 −2.6374 −0.17147 0.48371 1.8031
3−
1.6536−
0.66814−
0.14308 0.67409
4 2.7159 −0.57562 0.15041 −0.72595
5 −0.63876 −0.25752 0.90339 0.31034
6 0.92124 0.85744 0.13134 −0.0192
7 −1.3023 0.50668 0.62245 −0.33923
8 −0.6561 −0.4741 −0.81 −0.33923
Int J Adv Manuf Technol (2008) 39:251 – 256 255
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the measured and predicted pore concentrations at training
and testing stages is presented in Fig. 7. From thesecomparison charts, it can be clearly seen that the ANN is
properly trained and showed a consistency among the
parameters.
The verification results by ANN are shown in Fig. 8a,b
as scatterplots. It can be seen from the scatter diagrams that
the slope and intercept of the regression equations for the
outputs are significantly close to 1 and 0, respectively. The
scatterplots reveal that the well-trained network model has
great accuracy in predicting the pore concentration of
fabricated aluminum foam.
The decision of the number of neurons used in the
hidden layer usually depends on the arithmetical mean of the number of inputs and outputs. In this application, 5 – 12
hidden layers were employed to test. The algorithm with
eight hidden layer neurons is used in the present applica-
tion. Weights between input layer and hidden layer,
produced for the present output, namely, pore concentra-
tion, are presented in Table 3.
The activation function used in this study is given as
follows:
M i ¼1
1 þ eÀ E ið7Þ
where E i is the weighted sum of the input depending on the bonding period and process temperature. The constants for
calculation of M i were taken from Table 3.
The outputs are calculated as follows:
Pore concentration ¼
1.
1þeÀ À0:53 M 1À3:3 M 2À1:78 M 3þ3:3 M 4À0:38 M 5þ1:49 M 6À0:84 M 7À0:55 M 8þ0:24ð Þ Statistical values of pore concentration % (volume) are
presented in Table 4. The statistical values, namely, RMS,
R 2, and MPE, are within acceptable ranges which meet the
integrity of the ANN learning and testing stages.
5 Conclusions
Fabrication parameters, namely, NaCl particle size, NaCl
content (wt), and compacting pressure, showed significant
effects on foaming behavior of aluminum metal foam
manufactured by the powder metallurgy process. Higher
particle size and ratio of NaCl increases the foaming
behavior resulting in a higher pore concentration profile
while compacting pressure decreases the pore concentration
within given conditions, namely, at 630°C sintering
temperature for 2.5 h in argon atmosphere.The main quality indicator of a neural network is its
generalization ability, i.e., its ability to predict accurately
the output of unseen test data. In this study, we have
benefited from these features of ANN. It has been
demonstrated that MLP architecture with the back-propa-
gation learning algorithm can be successfully used as a tool
for predicting the pore concentration % (volume) of
aluminum foams as a function of fabrication parameters.
This method could be also employed in predicting other
properties of engineering materials based on experimental
studies.
Acknowledgement The authors are grateful to the Dicle University
Research Committee since this work is suggested and supported
through grant DUAPAK 03-MF-86. Special thanks to TUBITAK (The
Scientific and Technological Research Council of Turkey) for their
unfailing support to the researchers.
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Table 4 Statistical values of pore concentration % (volume)
RMS train R2 train MPE train RMS test R2 test MPE test
Pore concentration 1.86258 0.996073 2.90827 1.83976 0.995682 1.54519
256 Int J Adv Manuf Technol (2008) 39:251 – 256
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