AO JO FINANCIAL DISCLOSUE REPORT Report Required by the ...€¦ · 08/10 : K : E : Reported on...

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AO JO Rev. 112007

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2006

l. Person Reporting (last name, first, middle initial) 2. Court or Organization

CLELAND, ROBERTH US DISTRICT COURT, ED MI

4. Title (Article ID judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

0 Nomination, Date Active

0 Initial Annual

Sb. 0 Amended Report

0 Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report

08/13/2007

6. Reporting Period

01/0112006

to

12/3112006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any

707 Theodore Levin Courthouse modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

231 West LafayetteBlvd Detroit, MI 48226

Reviewing Officer

IMPORT ANT N 0 TES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

Date

I. POSITIONS. (Reporting individual only; see pp. 9-13 of instructions.)

D NONE (No reportable positions.)

POSITION NAME OF

"FRI" through "FR 7", though not necessarily in that order

Trust I

Trust 2

Trust 3

Trust4

Trust 5

Trust 6

Foundation I

Sub-Chapter S Corporation I

Partnership I

Board of Directors Condominium Association

\)

Investment Club

C-) rrl

w

I. Seven of these entities constitute those fiduciary relationships listed as

2. Co-Trustee

3. Co-Trustee

4. Co-Trustee

5. Co-Trustee

6. Trustee

7. Trustee

8. President

9. President

IO. Co-Trustee

11. Member

,...__,

12. Member c:·. c_:__)

13.

14. ·--;., . ,,-..., -r1·1 '· }

C);"> \"'. ;----; I

15. rn:

16.

JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

0 NONE (No reportable agreements.)

PAR TIES AND TERMS

I. 1985 DEFERRED COMP. AGREEMENT; ADMINISTRATOR: NATIONWIDE INSURANCE COMPANY

2. 1973 RETIREMENT PLAN; COUNTY OF ST. CLAIR; AGE 59 ELIGIBILITY

3.

SOURCE

l.2006

3.

2.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of7 CLELAND, ROBERT H 08113/2007

III. NON-INVESTMENT JN CO ME. (Reporting individual and spouse; see pp. 17-24 of instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

Subchapter S Corporation (a corporate form through which I serve as fiduciary of a rev trust as permitted by C anon 50)

INCOME (yours, not spouse's)

$ 3,000

2.

3.

4.

5.

B. Spouse's Non-Investment Income - Jfyou were married during any portion of the reporting year, complete this section.

(Dollar amount not required except.for honoraria.)

!EJ NONE (No reportable non-investment income.)

AND TYPE

I.

2.

4.

5.

IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenl

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

!EJ NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

I.

3.

4.

5.

4.

FINANCIAL DISCLOSURE REPORT

of7

Name of Person Reporting

CLELAND, ROBERT H

Date of Report

08/13/2007

V• GIFTS• (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

IBJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes diose of spouse and dependent children. See pp. 32-33 of instructions.)

[RJ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

5.

rental;

(4) (e.g.,

3

4

5

9

11

13

(Q-W)

08/13/07

(3) (5)

2006 Date of Report FINANCIAL DISCLOSURE REPORT

Robert H. Cleland


(Includes those of spouse and dependent children. See pp. 36-VII. Page I INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)

A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

reporting period reporting period Indicate where applicable owner of the asset by using the parenthetical

If not exempt from disclosure "(J) "for joint ownership of reporting individual and spouse, "(S)"for

separate ownership by spouse. "(DC)" (2) (!) for ownership by dependent child. Type (2) Type

(!) (I) Value (e.g. , buy, (2)Value Method sell, partial Amount dividend,Place an "(X)" after each asset Date: Value Gain Identity of buyer/seller (if

exempt from prior disclosure. Code rent or Code Code sale, merger, Month- Code Code private transaction)(A-H) interest) (J-P) redemption Day (J-P) (A-H)

Deferred Compensation Plan None N T Reported on line 6 of 2005 report

Sl F Dividends & Capital Gains

P l T

1 Fractional share of FR6 Rep01ted on line I of 2005 report

2 CUB Investment Partnership Reported on line 5 of 2005 report

Fidelity Cash Reserves Fund Reported on line 9 of 2005 report

Fidelity Daily Income Fund Reported on line 10 of 2005 report

Florida residential real estate held for Reported on line I !of rental; 2005 report

6 Investment Club (A fractional share of Reported on line 19 of Investment Club, a Michigan Limited 2005 report Liability Company; see part VIII for comments)

7 Michigan residential real estate held for Reported on line 28 of 2005 report

8 3M Company (common) Sell 08/10 K E Reported on line 2 of 2005 report

Advanced Micro Devices Inc (common) Buy 10127 J

10 Akamai Technologies Inc (common) Buy 12/19 J

Alcon Inc (common) Buy 08111 J

12 Allegheny Energy Inc (common) Buy 10109 J

Altria Group Inc (common) Buy 08/11 J

14 America Movil S A De CV (common) Buy 08/11 J

15 American International Group, Inc Buy 08/11 K (common)

I Inc/Gain Codes: A=I ,000 or less B=$ l ,OO1-$2,500 C=2,501-$5,000 D=$5,00!-$15,000 E=$ l 5,001-$50,000 (Col B l, D4) F=$50,000-$ I 00,000 G=$100,001-1,000,000 H=$1,000,00l-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$ I 00,001-$250,000 N=$250,001-$500,000 (Col Cl, D3) 0=500,000-$1,000,000 P l= $ I ,000,001-$5,000,000 P2=$5,000,001-$25 ,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,00 l or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=A ssessment T=Cash/Market ( col C2) U=Boo k Value V=Other W=Estimate

A.

(I)

16

19

20

23

24

25

28

29

30

D.

(4)

2006 Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Robert H. Cleland 08113/07

(Includes those of spouse and dependent children. See pp. 36-VII. Page 2 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)

B. c Description of Assets Income during Gross value at end of Transactions during reporting period

reporting period reporting period Indicate where applicable owner of the asset by using the parenthetical "(])"for joint ownership of reporling If not exempt from disclosure

individual and spouse, "(S) "for separate ownership by spouse. "(DC)" (2) (I) for ownership by dependent child. Type (2) Type

(e.g.. (I) Value (e.g., buy, (2) (3)Amount dividend, Value Method sell, partial Place an "(X) " after each asset

Code rent or Code Code sale, merger, exempt from prior disclosure.

(5) Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) (A-H) interest) (J-P) (Q-W) redemption Day (J-P) (A-H)

American International Group, Inc Buy 08121 (common)

17 American International Group, Inc Buy 10112 J (common)

18 Amerisourcebergen Corp (common) Buy 10106 J

Apple Computer Inc (common) Buy 08111

ArcelorMittal (common) Buy 11103

21 ArcelorMittal (common) Buy 11/14

22 AT&T Inc (common) Buy 8/11

Baker Hughes Inc (common) Buy 08/11

Bank of Amer Corp (common) Buy 08111

Bernstein Emerging Markets Portfolio Buy 08/11

26 Bernstein Emerging Markets Portfolio Buy 12/12

27 Bernstein Tax-managed International Buy 08/11 Portfolio

Bernstein Tax-managed International Buy 12/12 Portfolio

BJ Services Co (common) Buy 08/15

BJ Services Co (common) Sell 09/26

31

32

33

34

Black & Decker Corp (common)

Black & Decker Corp (common)

Boeing Co (common)

Boeing Co (common)

Buy

Buy

Buy

Buy

10/31

11/08

08111

09/14

J

J

K

J

35 Borg Warner Automotive Inc (common) Buy 08/11 J

36

37

BP Amoco (common)

BP Amoco (common)

Buy

Buy

11/28

12/27

J

J

J

K

J

J

J

J

J

L

J

N

K

J

J None

38 BP Amoco (common) Partial Sale 08110 K c

I Inc/Gain Codes: A=l ,000 or less B=$1,00l -$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,00l -$50,000 (Col B l , 04) F=$50,000-$ l 00,000 G=$100,00l-l ,000,000 H=$1,000,00l -$5,000,000 H 2=$5,000,00I or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50 ,000 L=$50,00l -IOO,OOO M=$ I 00,001-$250,000 N=$250,001-$500,000 (Col C l , 03) 0=500,000-$1,000,000 PI= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,00l-$50,000,000 P4=$50,000,00I or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessment T=Cash/Market (col C2) U=Book Value V=Other W=&timate

(I) (e.g.,

39

43

47

50

51

52

53

54

57

58

59

(2)

(2)

2006 Name of Person Reporting Date of Report ANANCIAL DISC LOSURE REPORT

Robert H. Cleland 08/13/07

(includes tlwse of spouse and dependent chiUJretL See pp. 36-VII. Page 3 INVESTMENT and TRUSTS - income, value, transactions 54 of instructions.)

A. B. c. D. Description of Assets [ncome during Gross value at end of Transactions during reporting period

reporting period reporting period Indicate where applkab/e owner of the asset by using the parenJhetical

If not exempt from disclosure "(])"for joint ownership of reporting individual and spouse, "(S) "for

separate ownership by spouse. "(DC) " (2) (1) Type Typefor ownership by dependenJ child.

(I) Value (e.g., buy, (3) (4) (5)Amount dividend, Value Method sell, partial Place an "(X)" after each asset Date: Value Gain Identity of buyer/seller (if

Month- Code Code private transaction) Day (J-P) (A-H)

Code rent or Code Code sale, merger, exempt from priar discwsure. (A-H) interest) (J-P) (Q·W) redemption

Broadcom Corp (common) Buy 08111 J

40 Caremark Rx Inc (common) Buy 08/11 J

41 Caremark Rx Inc (common) Partial Sale 11103 J None

42 Caremark Rx Inc (common) Partial Sale 11116 J None

Caremark Rx Inc (common) Sell 11127 J None

44 Cash Open 07109 N

45 CBS Corp (common) Buy 08111 J

46 Chevron Corp (common) Buy 08/11 K

Chicago Mercantile Exchange (common) Buy 09106 J

48 Chicago Mercantile Exchange (common) Buy 09128 J

49 Cisco Systems Inc (common) Buy 12111 J

Citigroup Inc (common) Buy 08/11 K

Citizens First Bancorp Inc (common) Reported on line 4 of 2005 report

Clorox Co (common) Buy 08/14 J

Coca Cola Co (common) Buy 08111 J

Comcast Corp (common) Buy 08/11 J

55 Comcast Corp (common) Buy 11116 J

56 Comcast Corp (common) Buy 11/28 J

Conocophillips (common) Buy 08111 J

Conocophillips (common) Buy 11108 J

Constellation Energy Group Inc Buy 08111 J (common)

60 Corning Inc (common) Buy 08/14 J

Credit Suisse Group (common) Buy 11103 J

62 Credit Suisse Group (common) Buy 11116 J

l Inc/Gain Codes: A= l,000 or less B=$1,001-$2,500 C=2,501-$5,000 D=$5,001-$15,000 E=$15,001-$50,000

(Col Bl, D 4) F=$50,000-$100,000 G=$100,001-1,000,000 H=$1,000,001-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$100,001-$250,000 N=$250,001-$500,000 (Col C l , D 3) 0=500,000-$1,000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessment T=Cash/Market

(col C2) U=Book Value V=Other W=Estirnate

61

63

64

65

66

68

71

72

73

75

78

79

80

81

82

83

84

85

08/13/07

(I) (2)

(Q-W)

Date of Report 2006 Name of Person Reporting ANANCIAL DISCWSURE REPORT

Robert H. Cleland

(Includes those of spouse and deperulem childrerL See pp. 36-VII. Page 4 INVESTMENT and TRUSTS - income, value, transactions 54 ofInstructions.)

A. B. c D. Description of Assets Income during Gross value at end of Transactions during reporting period


If not exempt from disclosure "(])"for joint ownership of reporting individual and spouse, "(S)"for

separate ownership by spouse. "(DC)" (2) Typefor ownership by dependent child.

(1) (1) Type

Value (e.g., buy, (e.g.. (2) (3) (4) (5) Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P) (A-H)

Amount dividend, Value Method sell, partial Place an "(X)" after each asset Code rent or Code Code sale, merger, exempt from prior disclosure. (A-H) interest) (J-P) redemption

Crown Castle Intl Corp (common) Buy 08/14 J

Eaton (common) Buy 08/11 J

Electronic Data Systems Corp (common) Buy 08111 J

Emerson Electric Co (common) Buy 08/11 J

67 Entergy Corp (common) Buy 10/11 J

Exxon Mobile Corp (common) Buy 08/11 K

69 Exxon Mobile Corp (common) Partial Sale 09115 J None

70 Fed Home Loan Mortgage (common) Buy 08/11 J

Federal National Mortgage Assn Buy 08/11 J (common)

Fluor Corp (common) Buy 12119 J

Fortune Brands Inc (common) Buy 11121 J

74 Franklin Resources Inc (common) Buy 08/11 J

Genentech Inc (common) Buy 08/11 J

76 Genentech Inc (common) Partial Sale 11128 J A

77 General Electric Co (common) Buy 10/27 J Reported on line 13 of 2005 report

General Electric Co (common) Buy 11/16 J

General Electric (common) Partial Sale 08/10 K D

Genworth Financial Inc (common) Buy 08/11 J

Genworth Financial Inc (common) Buy 08124 J


Gilead Sciences Inc (common) Buy 08/11 J

Global Santa Fe Corp (common) Buy 08/11 J

Goldman Sachs Group Inc (common) Buy 08/11 J

Goldman Sachs Group Inc (common)

1 Inc/Gain Codes: A= I ,000 or less 8=$1,001-$2,500 (Col BI , 04) F=$50,000-$ l 00,000 G=$100,00J- l,OOO,OOO

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 (Col Cl, 03) 0=500,000-$1,000,000 P l = $ J,OOO,OOI-$5,000,000

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) (col C2) U=Book Value V=Other

Buy 09106 J

C=2,501-$5,000 0=$5,001-$15,000 E=$15 ,001-$50,000

H=$ I ,000,001-$5 ,000,000 H2=$5,000,00I or more

L=$50,001-IOO,OOO M=$ l 00,001-$250,000 N=$250,001-$500,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

S=Assessment T=Cash/Market W=Estimate

86

A.

100

IOI

"102

103

104

11.0S

1106

107

108

109

(2)

88

93

94

95

97

98

99

(Q-W)



Vil. Page 5 INVESTMENT and TRUSTS - income, value, transactions ( lncludes those of spouse and dependeru children. See pp. 36-54 of Instructions.J

Description or Assets

Indicate where appUcabk owner of the asset by using the parenthetical "(JI" for joint ownership of reporting

B. Income during reporting period

c. Gross value at end of reporting period

D. Transactions during reporting period

If not exempt from disclosure

individual and spouse, "(S)"for separate ownership by spouse. "(DC)" (I)

Type (2) Typefor ownership by dependent child. (I) (e.g.• (I) Value (e.g., buy, Amount dividend, Value Method sell, partial (2) (3) (4) (5)

Date: Value Gain Identity of buyer/seller (if Place an "(X)" after each asset Code rent or Code Code sale, merger, exempt from prror disclosure.

Month- Code Code private transaction)(A-H) interest) (J-P) redemption Day (J-P) (A-H)

87 Google Inc (common) Buy 08/11 K

Reported on line! 4 &Greenfield Financial Group (common) 15 of 2005 report

89 Halliburton Co (common) Buy 08111 K

90 Hewlett Packard Co (common) Buy 10106 J

91 Hewlett Packard Co (common) Buy 10/27 J

92 Hewlett Packard Co (common) Buy 12119 J

Hilton Hotels Corp (common) Buy 09119 J

Idearc Inc (common) Spin-off 11129 J Spin-off from Verizon Communication

Ingersoll Rand Co Ltd (common) Buy 12111 J

96 Intel Corp (common) Sell 08/10 J None Reported on line 18 of 2005 report

Interpublic Group of Cos Inc (common) Buy 08114 J

Intl Business Machines Corp (common) Buy 08/21 J

Intl Business Machines Corp (common) Buy 08124 J

Johnson & Johnson (common) Partial Sale 8110 J E Reported on line 24 of 2005 report

Johnson & Johnson ( conunon) Partial Sale 8118 J c

JP Morgan Chase & Co (conunon) Buy 08111 K

Kellogg Co (common) Buy 08111 J

Kimberly Clark Corp (common) Buy 08111 J

Kimberly Clark Corp (conunon) Sell 11128 J A

Kohls Corp (common) Buy 09108 J



Las Vegas Sands Corp (common) Buy 09106 J

I Inc/Gain Codes: A=l,000 or less B=$1,001-$2,500 C=2,501-$5,000 D=$5,00l-$15,000 E=$15,001-$50,000 (Col Bl, D4) F=$50,000-$I 00,000 G=$ l 00,001-1,000,000 H=$1,000,001-$5 ,000,000 H2=$5,000,001 or more

2 Val Codes: J=$15,000 or less K=$15,00I-$50,000 L=$50,00I-IOO,OOO M=$100,00I-$250,000 N=$250,001-$500,000 (Col Cl, D3) 0=500,000-$1,000,000 Pl= $ I,000,001-$5,000 ,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessm ent T=Cash/Market (col C2) U=Boo k Value V=Other W=Estimat e

B

1110

1111

112

1113

:l.14

115

1117

:l.18

119

120

1122

123

124

:l.25

126

127

128

1129

:l.30

131

132

133

(1) (2)

(1) (2) (4)

2006 Name of Person Reporting Date of Report RNANC!AL DISCLOSURE REPORT


VII. Page 6 INVESTMENT and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 36-

54 of Instructions. I

A. Description of Assets

Indicate where applicable owner of the asset by using the parenthetical

"(J) "for joint ownership of reporting individual and spouse, "(S) "for

lncome during reporting period




(2) (1)separate ownership by spouse. "(DC)" Type Typefor ownership by dependent child.

Value (e.g., buy, (e.g., (3) (5)Amount dividend, Value Method sell, partial Place an "(X) " after each asset Date: Value Gain Identity of buyer/seller (if


12120 J

Code rent or Code Code sale, merger, exempt from pri<Jr disclosure. (A-H) interest) (J-P) (Q-W) redemption

Lazard Ltd (common) Buy

Legg Mason Inc (common) Buy 11/28 J

Lincoln National (common) Partial Sale 08/04 P l G Reported on line 27 of 2005 report

Lowes Companies Inc (common) Buy 08/11 J

Lowes Companies Inc (common) Partial Sale 10/02 J A

Lowes Companies (common) Sell 11/28 J A

116 McDonalds Corp (common) Buy 08/11 K

MedcoHealth Solutions Inc (common) Buy 08111 J

MedcoHealth Solutions Inc (common) Sell 12111 J None

Merck & Co Inc (common) Buy 11/27 J

Merck & Co Inc (common) Buy 11130 J

121 Menill Lynch & Co Inc (common) Buy 08/11 K

MetLife Inc (common) Buy 08/11 J

Microsoft Corp (common) Buy 09/14 J

Monsanto Co (common) Buy 08/11 J

Nabors Industries, Ltd (common) Buy 08/11 J

Nabors Industries, Ltd (common) Partial Sale 10124 J None

Nabors Industries, Ltd (common) Sell 11/13 J None

National City Corp (common) Buy 08/11 J

Network Appliance Inc (common) Buy 08/l l 1

Nokia Corp-Sponsored AOR (common) Buy 08/ l l J

Northern Trust Corp (common) Buy 08/ l l J

Northern Trust Corp (common) Sell 12107 J A

Northrup Corp (common) Buy 8/14 1

l Inc/Gain Codes: A= l,000 or less B=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$ l 5,001-$50,000 (Col B l, 04) F=$50,000-$ l 00,000 G=$100,001-l,000,000 H=$1,000,00J-$5,000,000 H2=$5,000,00J or more

2 Val Codes: 1=$15,000 or less K=$15,00l-$50,000 L=$50,001-100,000 M=$100,00l-$250,000 N =$250,001-$500,000 (Col CJ, 03) 0=500,000-$1,000,000 P l= $ 1,000,001-$5,000,000 P2=$5,000,001-$25 ,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,00J or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate on! y) S=Assessment T=Cash/Market (col C2) U=Book Value V=Other W=Estimate

1134

1135

136

137

1138

139

1141

1142

143

144

1145

146

147

1148

1149

150

151

1152

1153

1154

155

156

B.

Type

(3) (5)

2006 Name of Person Reporting Date of Report

FINANCIAL DISCLOSURE REPORT Robert H. Cleland 08/13/07

(Includes rlwse ofspouse and dependen! childrert See pp. 36-VII. Page 7 INVESlMENT and TRUSTS -income, value, transactions 54 of Instructions.)

A. c D. Description or Assets Income dwing Gross value at end of Transactions during reporting period

reporting period reporting period Indicate where applicable owner of the asset by using the parenthetical "(])"for joint ownership of reporting If not exempt from disclosure

individual and spouse, "(S)"for separate ownership by spouse. "(DC) (2) (I)

"

(2) Typefor ownership by dependent child. (I) (e.g., (I ) Value (e.g., buy,

(2) (4)Amount dividend, Value Method sell, partial Place an "(X)" after each asset Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P) (A-H)

Code rent or Code COOe sale, merger, exempt from prior disclosure. (A-H) interest) (J-P) (Q-W) redemption

Nvidia Corp (common) Buy 10/06 J

NYSE Euronext (common) Buy 08/14 J

Oracle Systems Corp (common) Buy 11/21 J

Owens Illinois Inc (common) Buy 08/11 J

Pepsico (common) Partial Sale 08/10 L E Reported on line 29 of 2005 report

Pfizer Inc (common) Buy 08/11 J

140 Procter & Gamble Co (common) Reported on line 30 of 2005 report

Qualcomm Inc (common) Buy 08/11 J


Qualcomm Inc (common) Partial Sale 11116 J A

Rockwell Collins Inc (common) Buy 08/11 J

Sara Lee Corp (common) Buy 09/14 J

Schlumberger Ltd (common) Buy 08/11 J

Schwab Charles Corp New (common) Buy 08/15 J

Smucker & Co (common) Sell 07106 A Reported on line 33 of 2005 report

Sprint Nextel Corp (common) Buy 08124 J

Sprint Nextel Corp (common) Buy 09/22 J

SPX Corp (common) Buy 09/15 J

Starwood Hotels & Resorts (common) Buy 10/27 J

SunTrust Banks Inc (common) Buy 08/11 J

Target Corp (common) Buy 08/ l l J

Target Corp (common) Buy 08/14 J

Target Corp (common) Buy 08121 J

I Inc/Gain Codes: A= 1,000 or less B=$ l ,OO1-$2,500 C=2,501-$5 ,000 D=$5,001-$15,000 E=$15,001-$50,000 (Col Bl, D4) F=$50,000-$100,000 G=$100,001-1,000,000 H=$ l ,OOO,OO 1-$5 ,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$100,001-$250,000 N=$250,001-$500,000 (Col Cl, 03) 0=500,000-$1,000,000 P l = $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessment T=Cash/Market (col C2) U=Book Value V=Other W=Estimate

1157

158

159

1160

161

162

163

1164

167

1169

1170

171

172

173

1174

1175

1176

177

178

179

1180

1181

(2)

(I)

(I)

(3)

2006 ANANCIAL DISCLOSURE REPORT


Robert H. Cleland

Date of Report

08/13/07

Vil. Page 8 INVES1MENT and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 36-54 ofInstructions.)



"(J) "for joint ownership of reporting





individual and spouse, "(S)"for separaJe ownership by spouse. "(DC)"

Type (2) Typefor ownership by dependent child. (e.g., Value (e.g., buy, (I)

(2) (4) (5) Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P) (A-H)

Place an "(X)" after each asset Amount dividend, Value Method sell, partial

exempt from prior disclosure. Code rent or Code Code sale, merger, (A-H) interest) (J-P) (Q-W) redemption

Tech Data Corp (conunon) Buy 08/l 1 J

Teva Pharmaceutical Industries (conunon) Buy 08111 J

Teva Pharmaceutical Industries (conunon) Partial Sale 11/16 J None

Teva Pharmaceutical Industries (common) Partial Sale 12129 J None

Textron Inc (conunon) Buy 08/14 J

Textron Inc (conunon) Sell 11/03 J A

Time Warner Inc (conunon) Buy 08/11 J

Toyota Motor Corp (common) Buy 08/11 J

165 Travelers Companies Inc (common) Buy 08/11 J

166 UBS AG (common) Buy 08/11 J

United Health Group Inc (common) Buy 08/11 J

168 United Health Group Inc (common) Partial Sale 11/16 J A

United Health Group Inc (conunon) Sell 12106 J A

United Technologies Corp (common) Buy 08/14 J

United Technologies Corp (common) Sell 12113 J A

Verizon Communications (common) Buy 10/02 J


Wal-Mart Stores , Inc (common) Buy 11/21 J

Walgreen Co (common) Buy 08/11 J

Walgreen Co (common) Partial Sale 10/02 J None

Walgreen Co (common) Sell 10123 J None

Wellpoint Inc (common) Buy 08/11 J

Wisconsin Energy Corp Buy 08/11 J

Wm Wrigley Jr Co (common) Buy 11127 J

Yahoo Inc (conunon) Buy 08/l l K

I IndGain Codes: A= 1,000 or less B=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,001-$50,000 ( Col B l , 04 ) F=$50,000-$ l 00,000 G=$100,001-l ,OOO,OOO H=$ l ,OOO,OO 1-$5 ,000,000 H 2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$ 100,001-$250,000 N=$250,001-$500,000 ( Col C l , 0 3 ) 0=500,000-$1!000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only ) S=Assessment T=Casb/Market (col C 2) U=Book Value V=Other W=Estimate

1183

184

185

1186

187

188

1189

1190

191

1193

194

195

1196

1197

198

199

200

(e.g .• (2)

(!}

(3) (4)



VII. Page 9 INVESTMENT and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.)


Indicate where applicable owner of the asset by using the parenthetical "(])"for joint ownership of reporting





individual and spouse, "(S)" for separate ownership by spouse. "(DC)" (2) for ownership by dependent child. Type Type

(l) (!) Value (e.g., buy, sell, partial (2) (5)Amount dividend, Value MethodPlace an "(X)" after each asset Date: Value Gain Identity of buyer/seller (ifCode rent or Code Code sale, merger. exempt from prior disclosure. Month- Code Code private transaction) (A-H) interest) (J-P) (Q-W) redemption

Day (J-P) (A-H)

182 Yahoo Inc (common) Buy 12106 J None

Yahoo Inc (common) Partial Sale 10120 J None


A Dividend 0 T82 & Capital Gains

Aztar (common) Reported on line 3 of 2005 report

DFA Emerging Markets Core Equity Buy 02121 J Fund


DFA International Value Fund Buy 02121 K

DFA International Value Fund Buy 12114 J

DFA Large Cap International Fund Buy 12/14 K

192 DFA US Large Cap Value Fund Buy 12114 J Reported on line 7 of 2005 report

DFA US Small Cap Value Fund Buy 12/14 J Reported on line 8 of 2005 report

Forward Interntl Small Co (common) Buy 12/14 J Reported on line 12 of 2005 report

Greenfield Commercial Credit LLC Reported on line 15 of 2005 report

Hennessy Focus 30 Fund Partial Sale 02/15 L D Reported on line 16 of 2005 report

Hodges Growth Fund Buy 02121 K

Hodges Growth Fund Buy 12114 J

Hussman Strategic Growth Fund Buy 02/15 J Reported on line 17 of 2005 report

Hussman Strategic Growth Fund Buy 12114 J

l Inc!Gain Codes: A = 1,000 or less 8=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,001-$50,000 (Col Bl, 04) F=$50,000-$100,000 G=$100,001-l,000,000 H=$ l ,OOO,OO 1-$5 ,000 ,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,00l-100,000 M=$100,00l-$250,000 N=$250,001-$500,000 (Col Cl, 03) 0=500,000-$1,000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,00l-$50,000,000 P4=$50,000,00J or more

3 Val Mth Codes: Q=Appra isal R=Cost (real estate only) S=Ass essment T=Cas h/Market (col C2) U=Boo k Value V=Other W=&timate

1201

202

1203

204

205

1206

207

208

1209

210

211

212

213

1214

215

216

217

1218 IRAl

219 -

B. D.

(3)

(J-P)

2006 FINANCIAL DISCLOSURE REPORT


Robert H. Cleland

Date of Report

08/13/07

VII. Page 10 INVESTMENT and TRUSTS -income, value, transactions (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.)

A. c. Description of Assets Income during Gross value at end of Transactions during reporting period


"(])''for joint ownership of reporling If not exempt from disclosure

individual and spouse, "(SI" for separate ownership by spouse. "(DC)" (2)

Type (2)

(I) Typefor ownership by dependent child.

(e.g.,(I) (I) Value (e.g . • buy, Amount dividend, Value Method sell, partial Place an "(X)" after each asset

(2) (4) (5) Date: Value Gain Identity of buyer/seller (ifCode rent or Code Code sale. merger, exempt from prior disclosure. Month- Code Code private transaction} Day (A-H)

(A-H) interest) (1-P) (Q-W) redemption

iShares Dow Jones Select Dividend Index Buy 02115 J Reported on line 20 of Fund 2005 reporT

iShares Dow Jones Select Dividend Index Buy 12114 J Fund

iShares S&P 500/Barra Growth Fund Buy 02115 J Reported on line 21 of 2005 report

iShares S&P 500/Barra Growth Fund Buy 12114 J

Ishares S&P Global 100 Index Fund Sell 02115 K A Reported on line 22 of 2005 report

iShares TR Russell 2000 Growth Index Buy 02121 K Fund

iShares TR Russell 2000 Growth Index Buy 121!4 J Fund

Lincoln National (common) Partial Sale 04/27 L E Reported on line 27 of 2005 report

Lincoln National (common) Partial Sale 10/13 M G

Powershares QQQ Trust Fund (flea Buy 12114 J NASDAQ 100 Tr Fund)

R ydex ETF Tust S&P 500 Equal Weight Sell 02115 K A Reported on line 31 of Fund 2005 report

S&P Dep Rcpts/Spdrs Trust Buy 02115 J Reported on line 32 of 2005 report

S&P Dep Rcpts/Spdrs Trust Buy 12115 K

US Global China Regional Opp Fund Buy 12114 J Reported on line 34 of 2005 report

Vanguard Growth ETF Fund Buy 12114 K

White Oak Growth Assoc Funds Buy 02121 K

White Oak Growth Assoc Funds Sell 12114 K A

None K T

DFA US Micro Cap Fund07/06 Sell 02115 K A

I Inc/Gain Codes: A=l,000 or less 8=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15 ,001-$50,000 (Col B l, 04) F=$50,000-$100,000 G=$100,001- l ,000,000 H=$1,000,00 l-$5,000,000 H2=$5,000,00I or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,00 l-l00,000 M=$ I 00,001-$250,000 N=$250,001-$500,000 (Col Cl, 03) 0=500,000-$1,000,000 P l = $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,00l-$50,000,000 P4=$50,000,00I or more


220

221

1222

223

224

1225

226

227

228

1229

230

231

232

233

1234

1235

1236

237

238

239

240

1241

(I)

(3) (4) (5)

2006 Name of Person Rcponing Date of Report

FINANCIAL DISCLOSURE REPORT Robert H. Cleland 08/13/07

( lncludes those of spouse and dependent children. See pp. 36-VII. Page 11 INVESTMENT and TRUSTS - income, value, transactions 54 of lnstructions.)

A. B. c. D. Description of Assets Income during Gross value at end of Transactions dwing reporting period


If not exempt from disclosure "(])"for joinJ ownership of reporting individual and spouse, "(S)"for

separate ownership by spouse. "(DC)" (2) Type (2) Typefor ownership by dependent child.

(I) (e.g., ( I ) Value (e.g., buy, (2)Amount dividend, Value Method sell, partial Place an "(X)" after each asset Date: Value Gain Identity of buyer/seller (ifCode rent or Code Code sale, merger, exempt from prior disclosure. Month- Code Code private transaction) Day (J-P) (A-H)

(A-H) interest) (J-P) (Q-W) redemption

DFA US Micro Cap Fund Buy 12114 J


Matthews Asian Growth & Income Fund Buy 12114 J

PIMCO Commodity Real Ret Strat Buy 02121 K

PIMCO Commodity Real Ret Strat Sell 11/17 K A

None K TIRA2

Emerging Market Telecom Fund

Powershares QQQ Trust Fund (flea Nasdaq IOOTr Ser 1)

S&P Dep Rcpts/Spdrs Trust

FRI None Dividend & Capital Gains

N T

DFA 1-Year Fixed Income Fund Buy 12129 K


DFA Interm Government Fixed Fund Partial Sale 02115 J None

DFA Interm Government Fixed Fund Sell 10/19 K None


DFA Large Cap International Fund Buy 12129 J

DFA US Large Cap Value Fund Partial Sale 02115 J B

DFA US Micro Cap Fund Partial Sale 02115 J B

DFA US Small Cap Value Fund Partial Sale 02115 J A

Fidelity Cash Reserves Fund

Forward lntenational Small Companies Partial Sale 02115 J A Fund


l IndGain Codes: A =l,000 or less B=$ l ,OO 1-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,00!-$50,000 (Col Bl, 04) F =$50,000-$ l 00,000 G=$100,00l-l,OOO,OOO H=$1,000,001-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15 ,000 or less K=$ I 5,001-$50,000 L =$50,00l-IOO,OOO M=$100,001-$250,000 N=$250,001-$500,000 (Col C l, 03) 0=500,000-$1,000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,00l-$25,000,000 P3=$25,000,00l-$50,000,000 P4=$50,000,00I or more

3 Val Mth Codes: Q=Appraisal R =Cost (real estate only) S=Assessment T=Cash/Market (col C 2) U=Book Value V=Other W=Estirnate

242

243

t244

1245

246

247

1248

l249

250

251

252

1253

1254

255

256

1257

1258

259

260

1261

1262

263

(2)

(I) (!)

08113/07

(5)

Date of Report 2006 Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Robert H. Cleland

VII. Page 12 INVESTMENT and TRUSTS - income, value, transactions (Includes those of spouse and dependem childreTL See pp. 36-54 ofInstructions.)


Indicate where applicable owner of the asset by using the parenthetical "(])"for joint ownership of reporting





individual and spouse, "(S)"for separate ownership by spouse. "(DC)" (I )

Type (e.g.,

(2) Typefor ownership by dependent child. Value (e.g. , buy,

(2) (3) (4) Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction)

Amowlt dividend, Value Method sell, partial Place an "(X)" after each asset Code rent or Code Code sale, merger, exempt from prior disclosure. (A-H) interest) (J-P) redemption(Q-W)

Day (J-P) (A-H)

12129 JHennessy Focus 30 Fund Partial Sale D

Hussman Strategic Growth (mutual fuind) Partial Sale 02115 J A

iShares Dow Jones Select Dividend Partial Sale 02115 J A

iShares S&P 500/Barra Growth Fund Partial Sale 02115 J A

iShares S&P Global 100 Index Fund Sell 02115 K A

iShares TR Russell 2000 Growth Index Buy 02121 J Fund

Julius Baer Total Return Bond Fund Partial Sale 02115 J None

Lincoln National (common) Partial Sale 04/27 K E

Lincoln National (common) Partial Sale 10/13 L F

Matthews Asian Growth & Income Fund Partial Sale 02115 J B

PIMCO Commodity Real Ret Strat Buy 02121 J

PIMCO Commodity Real Ret Strat Sell 11117 J A

PIMCO Total Return Buy 02121 K

PIMCO Total Return Buy 12129 J

Powershares QQQ Trust Fund (flea Partial Sale 04/29 J B NASDAQ 100 Tr Fund)

S&P Dep Rcpts/Spdrs Trust Fund Partial Sale 02115 J B

S&P Dep Rcpts/Spdrs Trust Fund Buy 12129 J

US Global China Region Opportwtity Partial Sale 02115 J A Fund

Vanguard Fixed Inc Secs Sh Term Corp Partial Sale 02115 J None Fund

Vanguard Fixed Inc Secs Sh Term Corp Partial Sale 09106 J None Fund

Vanguard Growth ETF Fund Buy 12129 J

White Oak Growth Assoc Funds Buy 02121 J

l Inc/Gain Codes: A=l,000 or less 8=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,001-$50,000 (Col BI,04) F=$50,000-$ I 00,000 G=$ l 00,001-1,000,000 H=$1,000,00 l-$5,000,000 H2=$5,000,00I or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,00 I-100,000 M=$ l 00,001-$250,000 N=$250,00 I-$500,000 (Col Cl, D3) 0=500,000-$1,000,000 P l = $ l,OOO,OOI-$5,000,000 P2=$5,000,00I-$25,000,000 P3=$25,000,00 l-$50,000,000 P4=$50,000,00J or more

3 Val Mth Codes: Q=Appraisal R=Cost (re.al estate only) S=Assessment T = Cash/Market (col C2) U=Book Value V=Other W=Estirnate

264

1265

1266

267

1268

269

1270

1271

1272

1273

1274

1275

276

277

i278

279

1280

281

1282

(2)

c.

(I)

(Q-W)

D.

(4) (5)

2006 Name of Person Reporting Date of Repon FINANCIAL DISCLOSURE REPORT

Roben H Cleland 08/13/07

(Includes those of spouse and dependelll children. See pp. 36-VII. Page 13 INVESTMENT and TRUSTS -income, value, transactions 54 of lnstructwns.)

A. B.

Description of Assets Income during Gross value at end of Trmsactions during reporting period reporting period reporting period

Indicate where applicable owner of the asset by using the parenthetical "(})"for joint ownership of reporting If not exempt from disclosure

individual and spouse, "(S)"for (I)separate ownership by spouse. "(DC)"

Type (2) Typefor ownership by dependent chi/J. (e.g., Value (e.g., buy, ( I )

(2) (3)Amow1t dividend, Value Method sell. panial Place an "(X)" after each asset Date: Value Gain Identity of buyer/seller (ifCode rent or Code Code sale, merger, exempt from prior disclosure. Month- Code Code private transaction) Day (J-P) (A-H)

(A-H) interest) (J-P) redemption

White Oak Growth Assoc Funds Sell 12129 J None

A Dividend N w See Conunents FR2 & Capital Section VIII Gains

CUB Investment Partnership

DFA Emerging Markets Core Equity Buy 02121 K Fund

DFA Emerging Markets Core Equity K T Distributed o/a Fund in kind 04115


DFA International Value Fund K T Distributed o/a in kind 04115

DFA US Large Cap Value Fund K T Distributed o/a in kind 04115

DF A US Micro Cap Fund K T Distributed o/a in kind 04115

DFA US Small Cap Value Fund K T Distributed o/a in kind 04115

Forward lntemat'l Small Co (conunon) K T Distributed o/a in kind 04115

Greenfield Conunercial Credit (conunon) K T Distributed o/a in kind 04115

Hennessy Focus 30 Fund Partial Sale 02116 F D

Hennessy Focus 30 Fund Partial Sale 03/03 J A

Hennessy Focus 30 Fund K T Distributed o/a in kind 04/ 15


Hodges Growth Fund K T Distributed o/a in kind 04115


Hussman Strategic Growth Fund Partial Sale 04111 J A

l Inc/Gain Codes: A= 1,000 or less B=$1,00l-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,00J-$50,000 (Col B l , 04) F=$50,000-$ l 00,000 G=$ l 00,001- 1,000,000 H=$i ,000,00!-$5 ,000,000 H 2=$5,000,00I or more

2 Val Codes: 1=$15,000 or less K=$15,00!-$50,000 L=$50,00l - 100,000 M=$100,001-$250,000 N=$250,001-$500,000 (Col C l , 03 ) 0=500,000-$1,000,000 P l= $ 1,000,001-$5,000,000 P2=$5,000,00l -$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessment T=Cash/Market (col C 2) U=Book Value V=Other W=Estirnate

283

284

285

1286

!287

288

1289

290

291

292

293

1294

295

296

1297

1298

299

t3oo

(2)

(e.g.,

(Q-W)

(3)



VII. Page 14 INVESTMENT and TRUSTS -income, value, transactions (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.)



"(])"for joint ownership of reporting





individual and spouse, "(S) "for separate ownership by spouse. "(DC)" (I)

Type (2) Typefor ownership by dependent child. (I) Value (e.g., buy,(I)

(2) (4) (5)Amowlt dividend, Value Method sell, partialPlace an "(X)" after each asset Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P) (A-HJ

Code rent or Code Code sale, merger, exempt from prior disclosure. (A-H) interest) (J-P) redemption

Hussman Strategic Growth Fund K T Distributed o/a in kind 04/15

iShares Dow Jones Select Dividend Fund Buy 02121 J

iShares Dow Jones Select Dividend Fund K T Distributed o/a in kind 04115

iShares S&P Global 100 Index Fund Sell 02116 J A

iShares S&P 500/Barra Growth Index Buy 02116 J Fund

iShares S&P 500/Barra Growth Index K T Distributed o/a Fund in kind 04/15


iShares TR Russell 2000 Growth Index K T Distributed o/a Fund in kind 04/15

Lincoln National (common) M T Distributed o/a in kind 04115

Matthews Asian Growth & Income Fund K T Distributed o/a in kind 04/15

Powershares QQQ Trust Fund(flca Nasdaq K T Distributed o/a l 00 Tr Unit Ser l Fund) in kind 04/15

PIMCO Commodity Real Ret Strat Buy 02121 K

PIMCO Commodity Real Ret Strat K T Distributed o/a in kind 04115

Rydex ETF Trust S&P 500 Equal Weight Sell 02116 K B Fund


S&P Dep Rcpts/Spdrs Trust Fund K T Distributed o/a in kind 04115

US Global China Regional Opp Fund K T Distributed o/a in kind 04115


I IndGain Codes: A = l ,000 or less B=$ l ,OO1-$2,500 C=2,501-$5,000 D=$5,001-$15,000 E =$15,001-$50,000 (Col Bl, 04) F=$50,000-$ I 00,000 G =$100,001-1,000,000 H=$1,000,CJOl-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,00!-100,000 M=$100,00l-$250,000 N=$250,001-$500,000 (Col Cl, 03) 0=500,000-$1,000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,001-$25 ,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,00I or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessment T=Cas h/Market (col C2) U=Book Value V =Other W=Estimate

l301

302

l303

l304

305

306

307

l308

l309

l310

311

312

l313

314

315

316

l317

l318

l319

320

321

(I) (2) (3) (4)

2006 RNANCIAL DISCLOSURE REPORT


Robert H. Cleland

Date of Report

08/13/07

VII. Page 15 INVESTMENT and TRUSTS -income, value, transactions (Includes those of spouse and dependent childrerc See pp. 36-54 of lnstructio11s.)

A-Description of Assets

Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reporting individual and spouse, "(S)" for

separate ownership by spouse. "(DC)" for ownership by dependent child.


(2) Type

c Gross value at end of reporting period

(2)



(I) Type

(e.g.• (I) Value (e.g., buy,

Place an "(X)" after each asset Amount dividend, Value Method sell, partial


(5) Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P) (A-H)

White Oak Growth Assoc Funds K T Distributed o/a in kind 04/15

E Dividend 0 TFR3 &Capital Gains




DFA US Large Cap Value Fund

DFA US Micro Cap Fund Partial Sale 02116 K c

DFA US Small Cap Value Fund

Forward Internal'! Small Co (common)

Greenfield Commercial Credit (common)

Hennessy Focus 30 Fund Partial Sale 02116 E D



Hussman Strategic Growth Fund Sell 04111 J A



iShares S&P 500/Barra Growth Index Buy 02/16 J Fund

iShares TR Russell 2000 Growth Index Buy 02121 J Fund

Lincoln National (common) Partial Sale 04127 K E

Lincoln National (common) Partial Sale 10113 K F

Matthews Asian Growth & Income Fund

I Inc/Gain Codes: A=l,000 or less B=$ l ,OO1-$2,500 C=2,501-$5,000 D=$5,00 l-$15,000 E=$15,001-$50,000 (Col Bl, D 4 ) F=$50,000-$ l 00,000 G=$ l 00,001-1,000,000 H=$ l,000,001-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$ l 5,001-$50,000 L=$50,001-100,000 M=$100,001-$250,000 N=$250,001-$500,000 (Col C l , D3) 0=500,000-$1,000,000 P l = $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more


1322

323

l324

1325

l326

l327

1328

1329

l330

1331

l332

1333

lB4

1335

l336

337

338

1339

l34o

341

342

1343

B. D.

(1) (2)

(3)

2006 Name of Person Reporting Date of Repon RNANC!AL DISCLOSURE REPORT

Roben H. Cleland 08/13/07

(Includes tlwse of spouse and dependent children. See pp. 36-VIL Page 16 INVESTMENT and TRUSTS -income, value, transactions 54 of Instructions.)

A. c Description of Assets lncome during Gross value at end of Transactions during reporting period

reporting period reporting period indicate where app/U:able owner of the asset by using the parenthetical

"(})"for joint ownership of reporting [f not exempt from disclosure

individual anJ spouse, "(S) "for separate own.ership by spouse. "(DC)" (2)

Type Typefor ownership by dependent child. (1) (e.g., (1) Value (e.g .. buy, Amount dividend, Value Method sell, partial (2) (4) (5)

Place an "(X)" after each asset Date: Value Gain Identity of buyer/seller (ifCode rent or Code Code sale. merger, exempt from pritJr disclosure. Month- Code Code private transaction) (A-H) interest) (J-P) (Q-W) redemption Day (J-P) (A-H)

Powershares QQQ Trust Fund(fka Nasdaq 100 Tr Unit Ser 1 Fund)

PIMCO Commodity Real Ret Strat Buy 02121 J

PIMCO Commodity Real Ret Strat Sell 11/17 J A

Rydex ETF Trust S&P 500 Equal Weight Sell 02116 J B Fund


US Global China Regional Opp Fund

White Oak Growth Assoc Funds Buy 02121 J

FR4 E Dividend &Capital Gains

0 T


DFA Emerging Markets Core Equity Buy 02121 K Fund


DFA US Large Cap Value Fund

DFA US Micro Cap Fund Partial Sale 02116 K c

DFA US Small Cap Value Fund

Forward lnternat'l Small Co (common)

Greenfield Commercial Credit (common)

Hennessy Focus 30 Fund Partial Sale 02116 F D



Hussman Strategic Growth Fund Sell 04111 J A



1 IndGain Codes: A=l,000 or less B=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,001-$50,000 (Col Bl, D4) F=$50,000-$ l 00,000 G=$100,001-l,OOO,OOO H=$ l ,OOO,OOI-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,00I-$50,000 L=$50,001-100,000 M=$ l 00,001-$250,000 N=$250,001-$500,000 (Col Cl, DJ) 0=500,000-$1,000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,001-$25 ,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Ap praisal R=Co st (real estat e o nly) S=Assessmen t T=Cash/Mark et (col C2) U=Book Value V=Other W=Estimate

344

345

346

347

l348

1349

t350

351

352

t353

354

355

t356

t357

t358

t359

t360

361

362

363

(2)

D.

(3) (4)

2006 Name of Person Reporting Date of Report FlNANCIAL DISCLOSURE REPORT


(Includes those of spouse and dependent children. See pp. 36-VII. Page 17 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)

A. B. c. Description of Assets Income during Gross valne at end of Transactions during reporting period


individual ondspouse, "(S)"for separate ownership by spouse. "(DC)" (I) for ownership by dependent child. Type (2) Type

(I) (e.g., (I) Value (e.g., buy,

Place an "(X)" after each asset Amowlt dividend, Value Method sell, partial

exempt from prior disclosure. Code rent or Code Code sale, merger, (A-H) interest) (l-P) (Q-W) redemption

(2) (5) Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P) (A-H)

iShares S&P 500/Barra Growth Index Buy 02116 J Fund


Lincoln National (common) Partial Sale 04127 K E



Matthews Asian Growth & Income Fund

Powershares QQQ Trust Fund(fka Nasdaq LOO Tr Unit Ser l Fund)

PIM CO Commodity Real Ret Strat Buy 02121 K

PIMCO Commodity Real Ret Strat Sell 11/17 K A

Rydex ETF Trust S&P 500 Equal Weight Sell 02116 K B Fund

S&P Dep Rcpts /Spdrs Trust Fund Buy 02116 J

US Global China Regional Opp Fund


FRS G Dividend & Capital Gains

0 T

BP PLC Sponsored ADR

Lincoln National (common) Partial Sale 10/13 J D

Nisource, fka NIPSCO (common)

SEMCO Energy (common)

Fidelity Spartan Florida Municipal Income Fund

Fidelity Fund (MM)

l Inc/Gain Codes: A=l ,000 or less B=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,001-$50,000 (Col B l , 0 4 ) F=$50,000-$100,000 G=$100,00l-l ,000,000 H=$1,000,001-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$100,001-$250,000 N=$250,00l-$500,000 ( Col C l , 0 3 ) 0=500,000-$1,000,000 Pi= $ l,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate onl y ) S=Assessment T=Cash/Market (col C 2) U=Book Value V=Other W=Estimate

364

365

366

367

368

369

370

1371

1372

373

374

1375

376

377

1378

379

380

381

1382

383

384

1385

(e.g.,

(I)

2006 Name of Person Reporting Date of Report ANANCIAL DISCLOSURE REPORT


(Includes those of spouse and depende111 children. See pp. 36-Vil. Page 18 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)



"(])"for If not exempt from disclosure joint ownership of reporting illdividual and spouse, "(S)"for

separate ownership by spouse. "(DC)" (2)

for ownership by depetuknt child. Type (2) Type (I) (I) Value (e.g., buy,

Value Method sell, partial (2) (3) (4) (5)Place an "(X)" after each asset Amount dividend,

Code rent or Code Code sale, merger, exempt from prior disclosure. Date: Value Gain Identity of buyer/seller (if



E Dividend Pl TFR6 & Capital Gains

Accenture Ltd (common) Buy 10125 J

Advanced Micro Devices Inc (common) Buy 07127 J

Advanced Micro Devices Inc (common) Buy 10/25 J

Akarnai Teclmologies Inc (common) Buy 12106 J

Alcon lnc(common) Buy 08/07 J

Alcon Inc (common) Buy 10125 J

Allegheny Energy Inc (common) Buy 10127 J

Allstate Corp (common) Sell 07/06 J A

Alltel Corp (common) Sell 07/06 J A

Altria Group Inc (common) Buy 08/07 J

Altria Group Inc (common) Buy 09129 J

Altria Group Inc (common) Buy 10125 J

America Movil S A De CV (common) Buy 08/07 J

American Express Co (common) Sell 07/06 J A

American International Group, Inc Buy 08/07 J (common)




American Tower System Corp (common) Buy 07/14 J

Ameriprise Financial Inc (common)

Amerisourcebergen Corp (common) Buy I 1/03 J

I Inc/Gain Codes: A= 1,000 or less 8=$1,001-$2,500 C=2,501-$5,000 D=$5,00 l-$15,000 E=$15,001-$50,000 (Col B l, 04) F=$50,000-$100,000 0=$100,001-1,000,000 H=$1 ,OOO,OOI-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$ I 5,001-$50,000 W50,001-IOO,OOO M=$100,001-$250,000 N=$250,001-$500,000 (Col C l , 03) 0=500,000-$1,000,000 P l= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,00I or more


386

l387

388

389

l390

391

392

l393

394

395

l396

397

398

399

1400

401

402

1403

404

405

1406

407

408

(I) (e.g .• (I)

(I)

(3) (5)


Robert H. Ocland 08/13/07

(Includes tlwse of spouse and dependenl childreTL See pp. 36-VII. Page 19 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)

A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting pericxl


If not exempt from disclosure "(])"for joint ownership of reporting individual and spouse, "(S)" for separate ownership by spouse. "(DC)" (2)

Type (2) Typefor ownership by dependent child. Value (e.g., buy,

(2) (4)Place an "(X)" after each asset Amount dividend, Value Method sell, partial

exempt from prior disclosure. Code rent or Code Code sale, merger. (A-H) interest) (J-P) (Q-W) redemption

Date: Value Gain Identity of buyer/seller (if Month- Code Code p rivate transaction) Day (J-P) (A-H)

07/06 J AAnadarko Petroleum Corp (wmmon) Sell

Apple Computer Inc (common) Buy 08/09 J

ArcelorMittal (common) Buy 11103 J

Arrow Electronics Inc (common) Buy 10126 J

Astrazeneca PLC (common) Sell 07/06 J A

AT&T lnc(wmmon) Buy 08/07 J

AXA - Spon-AOR (common) Sell 07/06 J A

Baker Hughes Inc (common)

Banco Santander Centi Hispano SA Spon Sell 07/06 J A AOR(wmmon)

Bank of Amer Corp (common) Buy 08/07 J

Bank of New York Co Inc (common) Buy 10126 J

BASF AG-Spon AOR (common) Sell 07/06 J A

Bernstein Emerging Markets Portfolio Buy 08/07 K

Bernstein Emerging Markets Portfolio Buy 10125 K

Bernstein Emerging Markets Portfolio Buy 12112 K

Bernstein Tax-managed International Buy 08/07 M Portfolio

Bernstein Tax-managed International Buy 10125 M Portfolio

Bernstein Tax-managed International Buy 12112 L Portfolio

Black & Decker Corp (common) Buy 10131 J

Boeing Co (conunon) Buy 08/07 J

Boeing Co (common) Buy 09114 J

Boeing Co (common) Buy 09119 J

Borg Warner Automotive Inc (common) Buy 10125 J

1 In c/Gain Codes: A= 1,000 or less B=$ l ,OO1-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,001-$50,000 (Col Bl , 04) F=$50,000-$100,000 G=$100,00l -l ,OOO,OOO H=$1,000,001-$5,000,000 H 2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,00l -$50,000 L=$50,00l-100,000 M=$ I 00,001-$250,000 N=$250,001-$500,000 (Col C l , 03 ) 0=500,000-$1,000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,00l -$50,000,000 P4=$50,000,00I or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessment T=Cash/Market (col C 2) U=Book Value V=Other W=Estimate

1409

:no

411

1412

1413

414

415

1416

1417

418

419

420

421

422

423

1424

1425

426

427

1428

ft29

430

431

432

1433

(I) (I) (2) (3) (4) (5)

2006 ANANCIAL DISCLOSURE REPORT


Robert H. Cleland

Date of Report

08/13/07

VIL Page 20 INVESTMENT and TRUSTS - income, value, transactions (Includes those of spouse and dependent chiulren. See pp. 36-54 ofInstructions.)


Indicate where applicable owner of the asset by using the parenthetical "(])"for joint ownership of reporting individual and spouse, "(S)"for

separate ownership by spouse. "(DC)"


(2)

c Gross value at end of reporting period

D. Transactions during reporting pericxl


(I) Type (2) Typefor ownership by dependent child. (e.g.• Value (e.g., buy,

Amount dividend, Value Method sell, partial Place an "(X) " after each asset Code rent or Code Code sale, merger, exempt from prior discwsure. (A-H) interest) (J-P) (Q-W) redemption

Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P ) (A-H)

BP Amoco (common) Buy 08/07 J

BP Amoco (common) Partial Sale 09/11 J None

BP Amoco (common) Buy 10125 1

Broadcom Corp (common) Buy 07/27 1

Broadcom Corp (common) Buy 08/07 J

BT Group PLC (common) Sell 07/06 J A

Burlington Resources Inc (common) Sell 07/06 1 A

Caremark Rx Inc (common) Buy 08/07 1

Caremark Rx Inc (common) Buy 10125 1

Caremark Rx Inc (common) Sell 11/28 K None

Caterpillar Inc (common) Sell 07/06 1 A

Cash Open 07/09 N

CBS Corp (common) Buy 08/11 J

Chevron Corp (common) Buy 08/ll J

Chevron Corp (conunon) Buy 10127 J

Chicago Mercantile Exchange (common) Buy 09/28 J

Chicago Mercantile Exchange (common) Buy 09106 J

Cisco Systems Inc (common) Buy 08/07 1

Cisco Systems Inc (common) Buy 10125 J



Citigroup Inc (common) Buy 08/07 J

Citigroup Inc (common) Buy 10125 1

Clorox Co (common) Buy 08/07 J

Coca Cola Co (common) Buy 08/06 J

1 IndGain Codes: A= 1,000 or less 8=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,001-$50,000 (Col B l, 04) F=$50,000-$100,000 G=$ l 00,001-1,000,000 H=$1,000,001-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$ l 00,001-$250,000 N=$250,001-$500,000 (Col Cl, 03) 0=500,000-$1,000,000 P l= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more


434

435

436

437

438

439

440

441

442

M3

M4

445

446

M7

MS

449

450

451

452

453

454

455

456

457

A.

(e.g .. (l)

D.

(!)

(3) (4) (5)

2006 Name of Person Reporting Date of Report FINANCIAL D!SCLOSURE REPORT


(Includes those ofspouse and dependent children. See pp. 36-VIL Page 21 INVESTMENT and TRUSTS -income, value, transactions 54 ofln.struction.s.)

B. c. Description of Assets Income during Gross value at end of Transactions during reporting period

reporting period reporting period ln.dicaJe where applicable owner of the asset by using the parenthetical

If not exempt from disclosure "(])"for joint ownership of reporting individual and spouse, "(S)" for

Type separaJe ownership by spouse. "(DC)" (2) for ownership by depen.den.t child. Type (2)

(!) Value (e.g., buy, (2)sell, partial Amow1t dividend, Value MethodPlace an "(X)" after each asset Date: Value Gain Identity of buyer/seller (ifCode rent or Code Code sale, merger, exempt from prior discwsure.

(A-H) interest) (J-P) (Q-W) redemption Month- Code Code private transaction) Day (J-P) (A-H)



Comcast Corp (common) Buy 11116 J



Conocophillips (common)

Constellation Energy Group Inc Buy 08/0 6 J (common)

Coming Inc (common) Buy 07/06 J

Coming Inc (common) Partial Sale 08/03 J None

Coming Inc (common) Buy 11/0 2 J


Credit Suisse Group (common) Buy l l /16 J


Crown Castle Intl Corp (common) Buy 10/25 J

CSX Corp (common) Buy 08104 J

CSX Corp (common) Sell 09107 J None

Danaher Corp (common) Sell 07/06 J A

Dell Computer Corp (common) Sell 07106 J A

Devon Energy Corp (common) Buy 03109 J

Devon Energy Corp (common) Partial Sale 09/28 J A

Disney Walt Co (common) Sell 07106 J A

E on Ag Spon ADR (common) Sell 07/06 J A

Eaton (common) Buy 08/07 J

Electronic Data Systems Corp (common) Buy 08/07 J

l Inc/Gain Codes: A=l ,000 or less B=$1,001-$2,500 C =2,501-$5,000 0=$5,001-$15,000 E=$15,00!-$50,000 (Col BI, 04) P=$50,000-$100,000 G=$100,001-l ,OOO,OOO H=$1,000,00l -$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,00I-$50,000 L=$50,00l -IOO,OOO M=$100,00l-$250,000 N=$250,00 I-$500,000 (Col C l , D3) 0=500,000-$1,000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,001-$25 ,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate onl y ) S=Assessment T=Cash/Market (col C 2) U=Book Value V=Other W=Estimate

458

459

1460

1461

462

463

1464

465

1466

1467

1468

469

1470

471

1472

1473

1474

475

476

477

478

1479

480

481

B.

(e.g., (2)

(4)

2006 Name of Person Reporting Date of Report RNANCIAL DISCLOSURE REPORT

Robert H. Cleland os113m

(Includes those ofspouse and dependenl children. See pp. 36-VII. Page 22 INVESTMENT and TRUSTS - income, value, transactions 54 of lnstructwns.J

A. c D. Description of Assets Income during Gross value at end of Transactions during reporting period


"(})"for joint ownership of reporting If not exempt from disclosure

individual and spouse, "(S) "for separaJe ownership by spouse. "(DC)" (2) (!)

Type Typefor ownership by <kpendent chiM. (!) (I) Value (e.g., buy,

Value Method sell, partial (2) (3) (5)Place an "(X}" after each asset Amount dividend, Date: Value Gain Identity of buyer/seller (if Code rent or Code Code sale, merger, exempt from prior disclosure.

(A-H) interest) (J-P) (Q-W) redemption Month- Code Code private transaction) Day (J-P) (A-H)

Eli Lilly & Co (common) Buy 10125 J

Eli Lilly & Co (common) Sell 12122 J None

EMC Corp Mass (common) Sell 07106 J A

Emerson Electric Co (common) Buy 08/09 J

Exxon Mobile Corp (common) Buy 09114 J

Exxon Mobile Corp (common) Buy 10125 J

Fed Home Loan Mortgage (common) Buy 08/07 J

Federal National Mortgage Assn Buy 08/07 J (common)

Fedex Corp (common) Sell 08/11 J c

Fidelity Cash Reserves Sell 07106 J None

Flextronics International ( common07 /06) Buy 10125 J

Fluor Corp (common) Buy 12119 J

Fortune Brands Inc (common) Buy 12117 J

Franklin Resources Inc (common) Buy 08/07 J

Franklin Resources Inc (common) Buy 10127 J

Genentech Inc (common) Buy 08107 J

General Electric (common) Buy 08/07 J

General Electric (common) Buy 10/25 J



Gilead Sciences Inc (common) Buy 08/07 J

Gilead Sciences Inc (common) Buy 10125 J

GlaxoSmithKline PLC ADR (common) Sell 07/06 J A

Global Santa Fe Corp (common) Buy 08/07 J

I Inc/Gain Codes: A= I ,000 or less B=$1,001-$2,500 C=Z,501-$5,000 D=$5,001-$I5,000 E=$15,00I-$50,000 (Col Bl, D4) F=$50,000-$100,000 G=$ l 00,001-1,000,000 H=$1,000,001-$5,000,000 H2=$5,000,00I or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-I 00,000 M=$ l 00,001-$250,000 N=$250,001-$500,000 (Col Cl, DJ) 0=500,000-$1,000,000 P l= $ 1,000,001-$5,000,000 P2=$5,000,001-$25 ,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more


fi82

483

fis4

fiSs

1:1-86

fis7

fi88

1489

490

lt91

1492

1493

1494

1495

lt96

lt97

1498

499

500

1501

502

503

504

:.05

(4)


Robert H. C leland 08/13/07

(Includes chose of spouse ond dependenJ chi/dretL See pp. 36-Vil. Page 23 INVESTMENT and TRUSTS -income, value, transactions 54 of [tL5truccions.)

A. B. c. D. Description of Assets lnconie during Gross value at end of Transactions during reporting period

reporting periOO reporting period Indicate where applicable owner of the asset by using the parenthetical

"(])"for joint ownership of reporting If not exempt from disclosure

individual and spouse, "(S)" for separate ownership by spouse. "(DC)" for ownership by dependent child.

(2) Type (2)

(I) Type

(I) (e.g., (I) Value (e.g., buy,

Place an "(X)" after each asset exempt from prior disclosure.

Amount Code

dividend, rent or

Value Code

Method Code

sell, partial sale, merger,


(2) (3) (5) Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P) (A-H)

Goldman Sachs Group Inc (common) Buy 08/24 J

Goldman Sachs Group Inc (common) Buy 10125 J

Google Inc (common) Buy 08/04 J

Google Inc (common) Buy 08/07 J

Google Inc (common) Buy 09119 J

Halliburton Co (common) Buy 08/07 J

Halliburton Co (common) Buy 10/27 J

Hewlett Packard Co (common) Buy 08/07 J

Hewlett Packard Co (common) Buy 12121 J

Hilton Hotels Corp (common) Buy 09119 J

Hitachi Ltd - Spons - ADR (common) Sell 07/06 J A

Honeywell International Inc (common) Sell 07/06 J A

Idearc Inc (common) Spin-off 11/29 J Spin-off from Verizon Communication

Ing Group NV NL Spon ADR (common) Sell 07/06 J A

Ingersoll Rand Co Ltd (common) Buy 12111 J

Intel Corp (common) Sell 07/06 J A

Interpublic Group of Cos Inc (common) Buy 08/07 J



[shares MSC! Japan Index Fund Sell 07/06 J A

Johnson & Johnson (common) Sell 07/06 J A

JP Morgan Chase & Co (common) Buy 08/08 J

JP Morgan Chase & Co (common) Buy 08/08 J

Kellogg Co (common) Buy 08/07 J

1 IndGain Codes: A=l,000 or less B=$ l ,OO 1-$2,500 C=2,501-$5,000 D=$5,00I-$15,000 E=$15,00I-$50,000 ( Col BI, 04) F=$50,000-$I 00,000 G=$ l 00,001-1,000,000 H=$1,000,00l-$5,000,000 H 2=$5,000,001 or more

2 Val Codes: J=$15,000 or less K=$15,00l-$50,000 L=$50,001-100,000 M=$100,001-$250,000 N=$250,001-$500,000 ( Col C l , D3) 0=500,000-$1,000,000 Pl= $ l ,000,001-$5,000,000 P2=$5,000,00l-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more


506

1507

sos

509

510

1511

512

513

514

515

516

517

1518

519

520

1521

522

::!23

524

1525

526

'527

528

529

1530

J



(Includes those of spouse atul dependent children. See pp. 36-VU. Page 24 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)

A. B. Description of Assets lncome during

reporting period Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reporting individual and spouse, "(S)" for

(2)separate ownership by spouse. "(DC)" for ownership by dependent child. Type

(I) (e.g .•

Place an "(X)" after each asset Amount dividend, Code rent or exempt from p..Wr disclosure. (A-H) interest)

Kimberly Clark Corp (common)

KLA-Tencor Corp (common)

Kohls Corp (common)

Kohls Corp (common)

Kohls Corp (common)

Las Vegas Sands Corp (common)

Lazard Ltd (common)

Legg Mason Inc (common)

Lehman Brothers Holdings Inc (common)

Limited Inc (common)

Lincoln National (common)

Lincoln National (common)

Lockheed Martin Corp (common)

Lowes Companies Inc (common)



Manulife Financial Services (common)

Matsushita Elec Ind (common)

MBIA Inc (common)

McDonalds Corp (common)

McDonalds Corp (common)

MedcoHealth Solutions Inc (common)




I Inc/Gain Codes: A = l,000 or less B=$ l ,OO1-$2,500


(2) (I) Value Value Method Code Code (J-P) (Q-W)

C=2,501-$5,000



(I) Type (e.g., buy, sell, partial (2) (3) (4) (5)

sale, merger, Date: Value Gain Identity of buyer/seller (if

redemption Month- Code Code private transaction) Day (J-P) (A-H)

Buy 08/07 J

Sell 07/06 J A

Buy 09/08

Buy 10125 J

Buy I0/06 J

Buy 7/17 J

Buy I0/25 J

Buy 12120 J

Sell 07/06 J A

Buy 10125 J

Partial Sate 04127 M G

Partial Sale 08/04 P l G

Seti 08/29 J D

Partial Sale 09/07 J A

Partial Sale 10/02 J A

Sell 11102 J A

Partial Sak 03/03 L F

Sell 07/06 J A

Buy 12118 J

Buy 08/07 J

Buy 10125 J

Buy 07127 J

Buy 08/07 J

Buy 10127 J

Sell 12111 J None

0=$5,001-$15,000 E=$15,001-$50,000 (Cot Bl, D4) F=$50,000-$ I 00,000 G =$100,00l-l,OOO,OOO H=$1,000,001-$5,000,000 H2=$5,000,00I or more

2 Val Codes: 1=$15,000 or less K=$l5,001-$50,000 L=$50,001-100,000 M =$100,001-$250,000 N=$250,00l-$500,000 (Col Cl, D3) 0=500,000-$1,000,000 Pl= $ l,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,00l-$50,000,000 P4=$50,000,00I or more

3 Val Mt h Codes: Q=Appraisal R=Cost (real estate only) S=Assess ment T=Cash/Market (col C2) U=Book Value V =Other W=Estimate

1531

32

1533

1534

35

1536

1537

38

1539

1540

1541

1542

1543

1544

1545

l.546

1547

548

549

1550

551

552

1553

(I) (2) (3)



(Includes tlwse ofspouse and deperuient children. See pp. 36-VII. Page 25 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)



"(JI" for joinl ownership of reporting If not exempt from disclosure

individual and spouse, "(S)"for separate ownership by spouse. "(DC)" (2) (I)

for ownership by dependent chi/J. (2) Type Type (e.g., (I) Value (e.g., buy,

(4) (5)Amow1t dividend, Value Method sell, partial Place an "(X)" after each asset Identity of buyer/seller (ifDate: Value GainCode rent or Code Code sale, merger, exempt from prior disclosure. Montl1- Code Code private transaction} (A-H) interest) (J-P) (Q-W) redemption Day (J-P) (A-H)

Merck & Co Inc (common) Buy 05111 J

Merrill Lyunch & Co Inc (common) Buy 08/07 J

Merrill Lyunch & Co Inc (common) Buy 09119 J

Merrill Lyunch & Co Inc (common) Buy 10125 J

MetLife Inc (common) Buy 08/07 J

Microsoft Corp (common) Buy 12111 J

Mitsubishi Tokyo Financial Spon ADR Sell 07106 J A (common)

Monsanto Co (common) Buy 08/07 J

Monsanto Co (common) Buy 10125 J

Morgan Stanley (common) Sell 07/06 J A

Motorola Inc (common) Buy 10106 J

Motorola Inc (common) Sell 11116 J None

National City Corp (common) Buy 08/07 J

Network Appliance Inc (common) Buy 08107 J

Network Appliance Inc (common) Buy 10125 J

News Corp LTD ADR New Australia Sell 07106 J A (common)

Nissan Motor Ltd (common) Sell 07/06 J A

Nokia Corp-Sponsored ADR (common) Buy 08/08 J

Nomura Holdings Inc New Spon ADR Sell 07/06 J A (common)

Northern Trust Corp (common) Buy 08/17 J

Northern Trust Corp (common) Partial Sale 12107 J A

Nvidia Corp (common) Buy 10106 J

Nvidia Corp (common) Buy 10125 J

1 Inc/Gain Codes: A= 1,000 or less B=$ l ,001-$2,500 C=2,501-$5 ,000 0=$5,001-$15,000 E=$15,001-$50,000 (Col Bl, 04) F=$50,000-$100,000 G=$100,001-l ,OOO,OOO H=$1,000,001-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-l 00,000 M=$100,001-$250,000 N=$250,001-$500,000 (Col C l, 03) 0=500,000-$1,000,000 P l = $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessment T =Cash/Market (col C2) U=Book Value V=Other W=Estimate

:i54

'555

556

557

'558

'559

560

561

562

'563

564

565

:i66

'567

'568

569

'570

571

572

573

574

575

1576

'577

578

(2)

08/13/07

(I)

(4)

Date of Report 2006 Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Robert H. Cleland

(Includes those ofspouse and deperulenr childrerL See pp. 36-VII. Page 26 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)



individual and spouse, "(S)" for separate ownership by spouse. "(DC)" (2)

Typefor ownership by dependent child. Type (I) (e.g., (I) Value (e.g., buy,

Place an "(X)" after each asset Amount dividend, Value Method sell. partial


(2) (3) (5) Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) D;y (J-P) (A-H)

NYSE Euronext (common) Buy 07128 J

NYSE Euronext (common) Buy 08106 J

Occidental Petroleum Corp (common) Sell 07/06 J A

Oracle Systems Corp (common) Buy 10/25 J

Owens Illinois Inc (common) Buy 10/25 J



Procter & Gamble Co (common) Buy 08/07 K

Procter & Gamble Co (common) Buy 10127 J




Qualcomm Inc (common) Partial Sale 11/28 J None

RMA Money Mkt Portfolio Sell 07/06 N None

Rockwell Collins Inc (common) Buy 08109 J

Rockwell Collins Inc (common) Partial Sale 09108 J A

Royal Dutch-Shell PLC (conunon)

Safeway Inc (common) Buy 10125 J

San Paolo !MI (common) Sell 07/06 J A

Sanofi-Aventis-ADR (common) Sell 07/06 J A

Sara Lee Corp (common) Buy 09114 J

Sara Lee Corp (common) Buy 11130 J

Schlumberger Ltd (common) Buy 08/07 J

Schwab Charles Corp New (common) Buy 08/04 J

Schwab Charles Corp New (common) Buy 12126 J

I Inc/Gain Codes: A= 1,000 or less 8=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,00l -$50,000 (Col Bl, 04) F=$50,000-$I 00,000 G=$I 00,001-1,000,000 H=$l ,000,00l-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$100,001-$250,000 N=$250,001-$500,000 (Col Cl, 03) 0=500,000-$1,000,000 Pl = $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessrnent T=Cash/Market (col C 2) U=Book Value V=Other W=Estimate

579

1580

581

582

583

584

585

586

,87

1588

589

590

1591

592

593

594

1595

1596

597

598

599

k>oo

01

602

1603

(2)

(5)


Roben H. Cleland 08113/07

( lnclutles those of spouse and depende111 children. See pp. 36-

Vil. Page 27 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)

A. B. c D. Description of Assets IncOlne during Gross value at end of Transactions during reporting period

reporting period reporting period Indicate where appUcahle owner of the asset by using the parenthetical "(})"for joint ownership of reporting If not exempt from disclosure

individual and spouse, "(S) "for separate ownership by spouse. "(DC)" (2) (1)

Type Typefor ownership by dependent child. (!) (e.g.• (1) Value (e.g. , buy,

(2) (3) (4)Amount dividend, Value Method sell, partial Place an "(X)" after each asset Date: Value Gain Identity of buyer/seller (ifCode rent or Code Code sale, merger, exempt from prior disclosure. (A-H) interest) (J-P) (Q-W) redeinption Month- Code Code private transaction)

Day (J-P) (A-H)

Siemens AG-Spons ADR (commmon) Sell 07/06 J A

Sony Corp (common) Sell 07/06 J A

SPDR Corp - Spons ADR (common) Sell 07/06 J A



SPX Corp (common) Buy 08/07 J

Starwood Hotels & Resorts (common) Buy 09/19 J

Starwood Hotels & Resorts (common) Buy 10125 J

SunTrust Banks Inc (common) Buy 10/25 J

Target Corp (common) Buy 08/07 J

Tech Data Corp (common) Buy 07/14 J

Teva Pharmaceutical Industries (common) Buy 07127 J

Teva Pharmaceutical Industries (common) Buy 08/07 J

Teva Pharmaceutical Industries (common) Partial Sale 12129 J None

Textron Inc (common) Buy 07/31 J

Textron Inc (common) Buy 08/09 J

Textron Inc (common) Sell 09/08 J None

Time Warner Inc (common) Buy 08/07 J

Time Warner Inc (common) Buy 11102 J

Time Warner Inc (common) Buy 12128 J

Total SA-Spon ADR (common) Sell 07/06 J A

Toyota Motor Corp (common) Buy 08/07 J

Transocean, Inc (common) Sell 07/06 J A

Travelers Companies Inc (common) Buy 08/07 J

UBS AG (common) Buy 07127 J

l Inc/Gain Codes: A = l,000 or less B=$1,00!-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,001-$50,000 (Col Bl, 04) F=$50,000-$l00,000 0=$100,001-1,000,000 H=$1,000,001-$5,000,000 H2=$5,000,00I or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$ l 00,001-$250,000 N=$250,001-$500,000 (Col Cl, 03) 0=500,000-$1,000,000 P l = $ 1,000,001-$5,000,000 P2=$5,000,001-$25, 000,000 P3=$25,000,001-$50,000,000 P4=$50,000,00! or more


!104

605

06

607

608

609

10

011

612

613

14

olS

616

17

18

619

620

21

!122

623

624

KJ25

26

Type (I) (I)

08/13/07

(3) (4) (5)

Date of Report Name of Person Reporting 2006 ANANCIAL DISCLOSURE REPORT

Robert H. Cleland

(Includes those of spouse and dependenJ children. See pp. 36-VII. Page 28 INVESTMENT and TRUSTS - income, value, transactions 54 of Instructions.)



"(!)"for joint ownership of reporting If not exempt from disclosure

individual and spouse, "(S)" for separate ownership by spouse. "(DC)" (2) (I)

(2) Typefor ownership by dependent child. (e.g., Value (e.g. , buy,

sell, partial (2)Amowlt dividend, Value MethodPlace an "(X)" after each asset Date: Value Gain Identity of buyer/seller (if Month- Code Code private transaction) Day (J-P) (A-H)

Code rent or Code Code sale, merger, e:remp1 from priar disclosure. (A·H) interest) (J-P) (Q-W) redemption

UBS AG (common) Buy 08/17 J

UBS AG (common) Buy 08/07 J

UBS AG (common) Buy 10125 J

UBS AG (common) Partial Sale 12/11 J None

United Health Group Inc (common) Buy 08107 J

United Health Group Inc (common) Buy 08/04 J

United Health Group Inc (common) Sell 12106 J A

United Technologies Corp (common) Buy 08/09 J

United Technologies Corp (common) Partial Sale 12/13 J A




Wal-Mart Stores, Inc (common) Buy 11/16 J

Wal-Mart Stores, Inc (common) Sell 12/18 J None

Walgreen Co (common) Buy 08117 J

Walgreen Co (common) Partial Sale 10/02 J None

Walgreen Co (common) Sell 10123 J None

Wellpoint Inc (common) Buy 08107 J

Wm Wrigley Jr Co (common) Buy 10/25 J

Yahoo Inc (common) Buy 08/07 J

Yahoo Inc (common) Partial Sale 10/24 J None


Yahoo Inc (common) Partial Sale 12/13 J None

I In c/Gain Codes: A= l ,000 or less 8=$1,001-$2,500 C=2,501-$5,000 0=$5,001-$15,000 E=$15,00l-$50,000 (Col Bl, D4) F=$50,000-$ I 00,000 G=$100,00l-l,OOO,OOO H=$l,000,00l-$5,000,000 H2=$5,000,00I or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-l 00,000 M=$100,001-$250,000 N=$250,00l-$500,000 (Col Cl, 03) 0=500,000-$1,000,000 Pl= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,00I-$50,000,000 P4=$50,000,001 or more

3 Val Mth Codes: Q=Appra isal R=Cost (real estate only) S=Assessment T=CasbJMarket (col C2) U=Bo o k Value V=Other W=Estimate

tJ27

1628

629

1630

1631

1632

1633

1634

1635

1636

1637

1638

1639

1640

1641

1642

1643

644

645

1635

636

637

638

1639

1640

(l) (e.g., (I) (3)

2006 FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Date of Report


VII. Page 29 INVESTMENT and TRUSTS - income, value, lransactions ( lncludes tlwse ofspouse and dependenJ children. See pp. 36-54 ofInstructions.)


Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reporting individual and spouse, "(S) "for

separate ownership by spouse. "(DC)"


(2)

c. Gross value at end of reporting pericxi

D. Transactions during reporting pericxi


(I) for ownership by dependent child. Type (2) Type

Value (e.g., buy,

Place an "(X)" after each asset Amowlt dividend, Value Method sell, partial

exempt from prior discwsure. Code rent or Code Code sale, merger, (A-H) interest) (J-P) (Q-W) redemption

(2) (4) (5) Date: Value Gain Identity of bu yer/seller (if Mondi- Code Code private transaction) Day (J-P) (A-H)

FR7 A Interest/ J T Dividend

Fidelity Cash Res erv es

l Inc /Gain Codes: A = I ,000 or less B=$1,00I-$2,500 C=2.501-$5,000 0=$5,001-$15,000 E =$15,001-$50,000 (Col Bl, 04) F=$50,000-$100,000 G=$100,00I-l,000,000 H=$1,000,001-$5,000,000 H2=$5,000,001 or more

2 Val Codes: 1=$15,000 or less K=$15,001-$50,000 L=$50,001-100,000 M=$100,001-$250,000 N=$250,00I -$500,000 (Col Cl, 03) 0=500,000-$1,000,000 Pl=$ l,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,00I or more

3 Val Mth Codes: Q=Apprais al R=Cost (r e al estate only) S=Ass essment T=Cash/Market (col C2) U=Bo ok Value V=Other W=Estimate


Page 6 of7 08/13/2007CLELAND, ROBERT H

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicateparto[ReporL)

Re: "Investment Club" line 6 Section VII - Investments

This entity is a Limited Liability Company, and is the equivalent of a mutual fund or limited partnership designed to engage in investment strategies. It is a "common investment fund" and the assets are not individually reported because the reporting judge does not control or influence the Company's investment decisions, which are delegated to the investment advisory division of a financial institution.

Re: FR2 line 265 Section VII - Investments

Duties as a trustee with respect to most of these assets ceased in April, 2006, as assets were distributed. Distributed trust assets will not appear on future reports.

_______ '" :s or


Page 7 of7 08/13/2007CLELAND, ROBERT H

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature Date I

NOTE: ANY INDIVIDUAL WHO KN WINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

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