\ • •

F I •

ORTANT The ,.;·;fp;!; : t;11;;,i;; B7i<il>.i!1ff;!.' :l :i:Jf i;·· · :,

1f g:!Clf,:hjn1",':'•\;,'Fi'iJ:9!J k;'JO!•:O· ···:·;:,:c•i,•x;:ii"(*':i·ie'·'''''''·'"'':¥i':.•;?lh\Hit1j•"M S11'' il•!§g;;,$i>..,l;!•;;;;fci;iC'\i•>•!"!if f'1'ili>'11<£@J;;1i\i;Ji;j!;itrJj POStllONS.

NAMli OE ORGAijUA

I. CUswdll\ll

(")

0

I In

12131/2003

L ... · (R �' lndivimw ontr. sco pp. 9-ll orr111q fns )

ll. A . "(Ri:pudirls individlllll oolY. •pp. 14-l6 ofiiliag imuuctioDs)

:Jt;I I Pl\ . J 4546203;•· . JUN-29-04 12:5BPMj .. ,. PAGE 1

Report ltc!qaired by the Erl1iG ..A0-10 FINANCIAL DIS LOSURE iikPORT

ill GovtraDlent Act oC 1978 R.ev. aaoiJ• - Calendar Year· 2003

•. ; (5 ll.S.C. app. §§ lO 1-111)

, l. Pc:rson Reporting (Last name. Firstnmuc. Middle lnilial) 2. Coim ut Orpn l. Olll.eot'Rcport Ccnnl Dlsuict orcaliB>mia 6fl9/2004: J' L>eaQ 1>

14. 'l"iile (Anlc.ii= JU J\lllt= dicele acdvc or senicir Sl'al\1$; 6. Rcpnrlinc Period n9'1r.lfeJw.l;es lndicute mn- or pan-chnc). 111/2003 U.S. l)istdct Jud:.e, MlM:

() lnki11I (e) Anoual ·

1. <.. ei& or Office Addtess 8, Oti the basis of the infomultinn COOlldnlld in dlf& cpott amt ant modifications penalning dlercto. ii. is. la my npWo.n. in llllCI:

llm\CdSiatl:$ widi ljppiieablc laws llld rllgll}atl0ll$. 312 N. Spri Suwi

Revlcwingotttccr_ l)11lr;·- _ ··--Los Angeles. c 90011· -·-

·

. NO'l'BS: ac pad)'iiixIbis fi:lnn UUISt be ibllowcd, CornpJCSJ) all 'Pm.tr. chcclirJc 1hc NONE fur ct!Oh pan.

)'Oii ha" iilt · inlbtmadnn. s"" on Im»•· . . . . .. . .. . . ....

. .n NONE (N, RJio pcdltlom.) ·

Smid1 llmcyfl ct.'14 Uti:.AJuTMA

2. Ad l:lr.wadMcm Saivulioa Almy toe. Anples Adviioiy Boarcl

3. Advisory Boiid Member OSNSal.Ybl"aon ArmyRell Hasnelcas Shell«

Bear Suams #3 le i4 UTMAICA 4. Cuslocliaa

W'aadwanfs. 8'111'd of"fruslCCIS

0 V> c::::. ..c:.- ;o<:::>r-.,,O - r") m

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1.

. 2

SOURCE AND TYPE GROSS JNCOMp

SOURCE AND TYPE

SOURCf

I.

2,-

4.

.

Name of Person ReportingFINANCIAL DISCLOSURE REPORT Date of Report

Pregerson, Dean D 6'29/2004

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's Non-Investment Income

ti(! NONE - (No reportable non-investment income.)

(yours. nOI spouse's)

I.

3.

4.

B. Spouse's Non-Investment Income - (If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

r..· j NONE - (No reportable non-invesbDent income.)

OAIE

1. 12131/04 Product Demonstrator

2. 12131/04 Self Employed-College Counselor

3. 12131/04 Consultant-Salvation Anny

12131/04 Freshman Application Reader-UCLA

IV. REIMBURSEMENTS -lranSpOrlation, lodging. food, entertainment.

(Includes those to sp<>1$e and dependent children. Sec pp. 25-27 of instructions.)

I NONE (No such reportable reimbursements.) ·

SOURCE PESCRWDO�

CREDITOR DESCBJPTION YALUECODE

· FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Pregerson, Dean D

Date of Report

6129/2004

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 ofinstructions.)

b?l NONE {No such reportable gifts.) -

I.

VI. LIABILITIES. (Includes those of spouse and dependent children. Sec pp. 32-34 ofinstructions.)

! . ; NONE (No reportable liabilities.) ·

l. Smith Barney Margin Account J

2. Citi-Bank CrcditCard K

D.

pcqod

(lJ Jf OSOIO

ii.

'

3Q. \

:

lalcr;st

DMdend

A. ln1erelt

(2} (3) (-<) (S) Oalc: Gail

mid

K

J

T

T

J

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.

P ge2. f3

PAGE 5

pcdlllf

(A

SENT -BV1 •. . ' . . 4546203; JUN-29-04 12:SSPM;

. INA.NCIA.L DISCLOSURE REPORT Nmnc orPcrscm Rc::putting Oe.iiD

A. n. c.

1laer1pt1ooor AAa (bidudhlg tnllt n5'U)

Mine duriiat Omss'Rlklc.i-1 or Tnmnctiuiis n::poning !'ltriod

not l<C!Dpt li'oo1 (\) (l) (2) (t)

"(X)• dct'em:L as1c:1 T>l'P , .. , Val Vlluo Type (e.g. Yalu; ldcnlilyoffrCllll Pzior JMdomt Codol cllo1. tall'. or buy.wtCodc2 Methad Maadi- Ondo l Code l Rll6ticll.) CJ.JI) Cod;5

(Q-W) mcrpr,ralemptian) DllJ CJ. ) (A.ff} (1f priV111P

tmnsac;li11R)

19. -·

20.

S".mitb 8ney &1dcttPadaird .coimnan

Smllb .ffC'l\C1 l\:.llont INC

t\o\'\e..

non

sold

·sold

U03

1/03

K

J

c

2l. Smith l)anaoy Mi olt Common B Dividend N ·r

$Illich U /S4nmlna Curp With SCI l?Jn7 SJ!d "one. l/U3 J

+J.

24.

Smith K Clsoo Common

Smidt Pami:y 113-lfJCAIUTMA·TIF n

l'\one.

(\OY\e. K T

sold 1/03 D

25.

26.

8 l(l)CH11CA11JTMA-W� In

'ui th l(l>C)-UJCA/UTIU.. ..Isral l'hac2014 "lih DcV 'Bon4 . A

non-e J T

T

. 27. Y'a4dit)' °6iwsun:ms 13 t1TMA CA-,,"patllll Judcx Fund

A Dividend J T

. 21.

29.

l 31.

Fidelity IAwsimcats 13 UTMA C:A.Jaus Fund

FideJlryJnvoslnads 13 UIMACA-Jmms Ol)'mpu.I PUlld Fi411h)' la\'CIUllCA11i 1/4 lltMACA panim Index

f 1nvest111C111.Y 4 OTh1A CA· JaTwemy

A

A

none

honQ.. Dlvidcnd

J

"

1

l

T

T

T

32. P*11ty 1uytS1tJIQlll "4 t1'IMA CA JllUIS PuJ'id n ne 1 T

' l. l'iddity Ja 14 tfl'MA l11111.Qb1npul P1llad l\Ot\ e

K.

'34.

':35,

SmilhDnqr IRAll-F'ul Clp Pen Plrt hnl9l90-$5,000.

WlliSB Monc)'CISb Portfolio

non-e. llquidldal 12/03 pkae ICC DOie

iapartVltl

36. &Julftt Bmtey JR.A In Alliance WorWwldc to"Glld D A ImclQlf J T

.- -·, . ·1n::o1:1;t.:'Ait :: ,- 1-.. .,. : ,o:.ir, er 'li" ... .otn.f'.t. or1 c - ...st11 .no:i 'D =- ,ou1-:L$.OOO E -s:1.S.DOJ- so.oou

( ..: ::.C!l:lnm--Ki an::;).;) :.,·i:au1 · :

F J

::. · 10lH i<K.Oa:i -t .U!K'·u:izr

(;' I

- s 111 ,n.·11 .s;; .ooo.oor. • S l!..c.rri-�SU,UIJ(•

H.! :...

• n,D!l(),OOi•!S.noo,O!lti ::. lSG,o:li· l(){;,Oor

H� -Mon. IW:t. s::O,Ofl!l,o."l:i "' • :::1oc,'llt•1.-:>zsr.n:i.:.

['_,,. _. ,u:m:t. c:: i:. ; :-.!' \ .., .::Y�.w,; .••·;;o ,oo; (J - S.56C,o£i i .001.,0:J; ?l - s;: ,OD;J)Oi .o:r .011(- r. - ,r;::,Oil:::Ovl....S: - Jl;.llO: : - :;.::...\! .,t;;.,:j · S .O:lt.U r:

FIN CIAL DISCLOSURE REPORT Name of Person Reporting

Pregers0n, Dean D

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (lndicalcparlofRepon.)

Date of Report

612912004

Global Crossing Stock was worth nothing when we sold it on 1213112003. We had a complete loss of our investment

Fiduciary Capital Pennison Partnership has liquidated all of its assets.

------

oate_/f)_

·

-_/_Y'_--o_Y_

Dear :1 r:gcrsor = --------------__:...------

.1.·.u,;.ttH\....lALJJlSCLOSURE REPORT NameofPersonReporting

Pn:gerson, Dean D

Date of Report

612912004

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of myknowledge and belief: and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501etseq.,5 U.S.C. § 7353, and Judicial COnference regulations.

Signatu

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § I 04)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

SUhe2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Dal o: Rcpon

\ Nam 0;·Per.;or, Rcoon.ing ! (/29'20['4

· P; .

7 "·i::: '-..,,:.aJ

] - -

apa•llfl•tP

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{S l;.&C 2pp. §! llU-111)

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JUN- -C4. 1 ·

..- ....

AO-ll . FINA1.'lCIAL DIS OSURE REPORT lti::Jlllt aired -ill mo. la GO\'t:nUllc1a ,\Ct ot l!t73 Rev. laOG4.' OUCDd:sr Ye:r· 2003

l. Pc:soA RqJorting (Lan J18Die. F"llS-=. Middle mitial) 2. COlll'l Ul' Olpnizntica- .h:lctlOD. Oec1> CcaaaI D1s1Rci oroirilbmia.

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I. 0. flo'-lscit'lhc idxnem oulli1ialia lbllic.p.lllllll&l'

-- - --- Dim\.-Anaefls. CA •12 -·-

1Nl'ORTANrN011iS: 'l1le imaucdunl 0..ballpsn. o11act.iacC.NON!bax tbneiobi-t ..... )'W -. .. n:par11111o •a.a.dew. ----.

L POSITIONS. lndiridlill Glllr.•PP. g.u otfiDlsfnda&aial ·

fl NONE -

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1. Omudlall

2. MvilmJ8mrd lrtllabet

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s. . s-dof'1ballaa

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lL NON-ll}VESTMENT n-1 .ME. indiWluala spcasc;•pp.11 of&&a: l.

A. liler's Naa-Jnnstma.t lacome .·

NONB · iacaino.l

l.

-- 1.

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r. NONE .. 0.-1llpQltl1rlo --.,

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nN.A.i.'iC"..AL DlSCLnSUll :RVQRT Na=ot.rcmm

r. (lncladl:s lbuH iospoumad clepcrrdca Sl:c'JlP.la..Jl afhcruc:licas.)

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A. ... c. 1-..... GIDll"11111111CAlltL Tl duiq iadptioaol..... NfllltliacJll=iorl

tilld..U.C•-:> • (2) (2' (1)

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sold

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m. . Scflh IJO! J

21. Smali-Dac.r.M"ICllllCllt Cmllacn 8 Dtvldcnd N T

22.

23.

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24. · Salidl lbmaly 13..WCMJ'll4A-'npr fl 1t T

25.

26.

27.

.

Smidl AllJDl.Wltallllla'ZO'M ""' n. 'Bead .

Wt,TaNnm:111113 UtMA·CA-SpmtM mm Fmd ·

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31. Flddhy lnwsrmcmsM UTMACA•JlllUS,-.., DiYideQd 1 T

P°Jdcllir JIMstamlslf. utMA CA.lllam fllid J T · . ··-

l-'iddit)'Ja't\mn•ial4- U'l'llrlAJlllllll Paid

SmihDlmct IRAcw:ld Cl!? Pell JW haLW'JO. J J pJcats=DotG .SS.GOO irlpaVDl

3S. .BirneyUWllSD McllC)' Call fm1folio bMrat J

Smid! em=y IRA 12.s\Jlilllo1fmldwi* liuad D A tmcrcst I T

--!""'- - - ·:a cSJ.,001 <: $2$1-$S.OOO n "'.SSJIQ1-t1S.Cl\JG ; t. lnccmc!"..,'llillC'lldcF A ... 11,DDDam ($ci?Ccbmmr&I imdD4) F- =m100l lOD.llOO c; .. $JOD,Cllll .OllCI fU -S: ,IJllll,Wll Hl ... liim Mn,ODn

. r,: - S!.5.Dll1 ll00 l. "SSC,1101-S 1011,DDD 114 lOll,11fl\..t:!Sll,o:lD •2. \IDiuc Cad=: J • :tS,CJO<lod!Sf o -5®,oo 1-:1..ooa,DllO n -s:1,aoo.ml..ss,aoo,om n - .ooo:on1-s:2.1,ool).1\l)o Colinmio. C.! 1111t! m) :N ..,.t::sQJUl(l.C::itlO,OOD

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DISCLOSURE REPORT Name uiPersau Q:poruna Dam llfRepan ' ::ge 3-of3· Damn

JL c.A. Jalaa11»dlwng C&lm...-0 at a el Tmnsli:r.im&Qiana 1IC:liacJ

lillgpmiad Jl:llllL'1iaar.,.W. (t) '2) (1) llGlCildadio& ......

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.w.-.ir Mceliull 1P (q 1lua:

Maa6- s.madlc:rCodal Coal ,,_Cadli I

CClllol ncpr;. (Q-\11) lllllc9pioll,)v.-- lit.) Dtq (lfpdYate

........

7. mAl2$&AaasfnGiawdlhod J T

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46.

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--

NANC!AL DISCLOS'lJRE llPORT NomeafPvscnR..

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Vlll ADDITr<ll'tAL 'FORMATION OR EXPLANATIONS

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X. CERT.IFlCATION. I =rlf1 tbaf"an mfommtica &mm·above (.lnduding Wtarmatiaa pcaainiig,1D m:t spouse mu1 mmcr or dependent. c!u1dnm: ifiny) is ac:curasc. trne, mid to lbc best ofmy k:nowledp amlbelief; and lhat art'J imimnarfCA not nspor1Cd was withhdd

zctame itDaet applicable pnwis1cmspcrmiltfn&Don-disc:Josm:e.

1 &ahar' certifydm eam:d income hm. amide c:mploymeatadhca.on.ria ad 1lle acceptaace of&fb which hae beencpcn1ed lll'D la camplianco with tho prcwisiau ot5 U.S.C. § 501et.81111-. s us.c. § 1353, llUf Judicia] nsgulspriom.,

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O'l"B: ANY JNDMDUALWHO KNOWIHOLY AND wn.'FtlLLY PALSIFIES°clltFAILS 1'0 EJIJ; nus REPORI'M.Ay .... ·'. ' ".··.

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Cnnunftiee oa Fin;mcial Dlsclosarc ·.Adminimmive omcc; oram lJded saaia eams S1lite 2·301 One CaJdmbm Orctc.'N.E.

D.C. 20S44